China Enterprise Capital Company Limited 華業金控資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2021	⚥	Role	From	Until
1	Ip, Tsz King 葉子敬			Rep	2019-02-04	2019-03-29
2	Lee, Man Wood 李文活			RO	2017-12-15	2018-06-15
3	Sam Chang, Segundo Willy 沈維理		M	RO	2017-12-15	2019-04-03
4	Sung, Ronald Hiu Fai 宋曉輝	44	M	RO	2017-12-15	2018-06-30
5	Tseung, Queenie Choi Wing 蔣采穎	50	F	Rep	2020-06-26	2020-07-29
				RO	2020-07-29
6	Ying, Tak Sun Nelson 應德信			RO	2017-12-15
7	Zhou, Peng (SFC:AUS211) 周鵬	44	M	RO	2020-02-28	2020-05-11

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