HOULIHAN LOKEY (EUROPE) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2023	⚥	Role	From	Until
1	Hua, Wen 華文			Rep	2008-07-07	2009-03-31
2	Sia, Li Sze 謝理思			Rep	2007-10-11	2009-02-05
3	Wang, Jiang (SFC:AQH074) 王江			Rep	2008-01-31	2009-02-05
4	Chang, Joseph Chau		M	Rep	2008-11-18	2009-03-31
5	Griffiths, Richard Alan		M	RO	2007-08-10	2008-08-14
6	Preiser, David Abraham		M	RO	2007-05-15	2009-03-31
7	Putnam, David Paul		M	RO	2007-05-15	2009-03-31
8	Wilson, Jeff Downing		M	Rep	2008-03-03	2009-03-31

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