TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC.

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	Role	From	Until
1	Chung, Siu Kay (SFC:AEF590) 鍾兆基			Rep		2003-10-10
2	Ho, Ting Hong (SFC:ADV928) 何鼎康			Rep		2003-11-07
3	Ngo, Man Lai 敖文麗			Rep		2003-11-07
4	Phong, Hei Keung 龎熙強			Rep		2003-11-07
5	Yip, So Ling 葉素玲			Rep		2003-11-07
6	Chan, Esther Fung Mi 陳鳳眉		F	Rep		2003-11-07
7	Cheung, Florence Ho Yan 張浩欣		F	Rep		2003-11-07
8	Foo, Frankie Cheuk Hang 傅卓恆		M	Rep		2003-06-28

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