SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Take me back:
Activity type:

Some data are hidden to fit your display. Rotate?

Row Name ROs Reps Total Reps v
total %		 Licensed
1 Manulife Investment Management (Hong Kong) Limited 7 1371 1378 99.49
2 Morgan Stanley Asia Limited 18 1019 1037 98.26 2006-04-07
3 OnePlatform Asset Management Limited 16 932 948 98.31 2007-07-04
4 Merrill Lynch (Asia Pacific) Limited 17 785 802 97.88
5 GOLDMAN SACHS (ASIA) L.L.C. 60 708 768 92.19 2009-02-19
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 707 713 99.16
7 Citigroup Global Markets Asia Limited 23 588 611 96.24 2008-03-31
8 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 584 599 97.50
9 Everbright Securities Investment Services (HK) Limited 10 504 514 98.05
10 PHILLIP COMMODITIES (H.K.) LIMITED 5 456 461 98.92 2003-12-09
11 KGI ASIA LIMITED 15 432 447 96.64
12 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 17 428 445 96.18 2003-10-15
13 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 7 422 429 98.37
14 Morgan Stanley Hong Kong Futures Limited 6 423 429 98.60
15 Credit Suisse (Hong Kong) Limited 36 387 423 91.49 2008-11-04
16 CES Commodities (HK) Limited 5 412 417 98.80
17 MACQUARIE CAPITAL LIMITED 18 356 374 95.19
18 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 11 362 373 97.05 2003-09-30
19 UBS SECURITIES ASIA LIMITED 8 355 363 97.80
20 KGI FUTURES (HONG KONG) LIMITED 10 328 338 97.04
21 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 318 323 98.45 2006-01-25
22 GOLDMAN SACHS FUTURES (ASIA) LIMITED 14 304 318 95.60
23 HAITONG INTERNATIONAL FUTURES LIMITED 7 299 306 97.71
24 BOCI SECURITIES LIMITED 12 293 305 96.07 2004-03-01
25 ZURICH ADVISORY (HK) LIMITED 0 303 303 100.00
26 CELESTIAL SECURITIES LIMITED 6 295 301 98.01 2004-03-13
27 Merrill Lynch Far East Limited 10 284 294 96.60
28 WM (HK) Limited 2 263 265 99.25
29 UOB KAY HIAN (HONG KONG) LIMITED 4 253 257 98.44
30 BARCLAYS CAPITAL ASIA LIMITED 14 230 244 94.26 2005-01-12
31 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 5 234 239 97.91
32 Tung Shing Securities (Brokers) Limited 3 225 228 98.68
33 EMPEROR SECURITIES LIMITED (HK) 7 212 219 96.80
34 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 212 219 96.80
35 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 193 200 96.50 2007-07-04
36 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 6 192 198 96.97
37 BOCOM International Securities Limited 8 187 195 95.90 2007-09-10
38 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 14 176 190 92.63 2008-08-20
39 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 182 189 96.30
40 DEUTSCHE SECURITIES ASIA LIMITED 7 181 188 96.28 2004-01-08
41 CITIC Securities Brokerage (HK) Limited 13 172 185 92.97
42 HSBC BROKING SECURITIES (ASIA) LIMITED 8 176 184 95.65
43 SG SECURITIES (HK) LIMITED 12 166 178 93.26 2003-12-16
44 CES Forex (HK) Limited 3 173 176 98.30
45 FULBRIGHT SECURITIES LIMITED 6 167 173 96.53
46 HSBC BROKING FUTURES (ASIA) LIMITED 3 168 171 98.25
47 CLSA LIMITED 7 163 170 95.88
48 Yuanta Asia Investment (Hong Kong) Limited 11 155 166 93.37 2003-08-13
49 CELESTIAL COMMODITIES LIMITED 5 160 165 96.97
50 FTL Wealth Management (HK) Limited 2 161 163 98.77 2005-06-28
51 DBS VICKERS (HONG KONG) LIMITED 4 156 160 97.50 2003-10-14
52 EAST ASIA SECURITIES COMPANY LIMITED 3 150 153 98.04
53 PRUDENTIAL BROKERAGE LIMITED 3 150 153 98.04
54 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 3 150 153 98.04
55 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 146 151 96.69 2009-10-15
56 HSBC BROKING FOREX (ASIA) LIMITED 3 144 147 97.96
57 CHIEF SECURITIES LIMITED 3 142 145 97.93 2006-04-20
58 FIL Investment Management (Hong Kong) Limited 7 133 140 95.00
59 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 15 123 138 89.13 2005-02-15
60 J.P. MORGAN BROKING (HONG KONG) LIMITED 8 123 131 93.89 2003-12-02
61 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 126 130 96.92
62 Daiwa Capital Markets Hong Kong Limited 13 116 129 89.92 2007-10-05
63 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 3 125 128 97.66
64 Macquarie Corporate (Hong Kong) Limited 10 117 127 92.13
65 CLSA RESEARCH LIMITED 3 120 123 97.56
66 EMPEROR FUTURES LIMITED 4 116 120 96.67
67 Morgan Stanley Hong Kong Securities Limited 5 115 120 95.83
68 CINDA INTERNATIONAL SECURITIES LIMITED 4 114 118 96.61
69 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 12 103 115 89.57
70 YF Life Investors Limited 3 112 115 97.39 2004-08-30
71 RHB SECURITIES HONG KONG LIMITED 8 103 111 92.79 2006-11-17
72 HSBC LIFE (INTERNATIONAL) LIMITED 1 102 103 99.03
73 Nerico Brothers Limited (HK) 11 89 100 89.00 2004-11-30
74 FWD Life Insurance Company (Bermuda) Limited 2 97 99 97.98
75 GET NICE SECURITIES LIMITED 5 94 99 94.95
76 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 93 98 94.90
77 CITIC Securities Futures (HK) Limited 7 90 97 92.78
78 SG Asset Finance (Hong Kong) Limited 5 91 96 94.79 2003-10-02
79 Nomura Asia Investment (Hong Kong) Limited 3 91 94 96.81
80 CORPORATE BROKERS LIMITED 4 88 92 95.65
81 Lion Global Financial Limited 4 87 91 95.60 2008-10-10
82 Huarong International Securities Limited 7 83 90 92.22 2004-10-25
83 JPMorgan Funds (Asia) Limited 8 82 90 91.11
84 JPMorgan Asset Management (Asia Pacific) Limited 10 79 89 88.76 2006-02-16
85 Quam Securities Limited 6 83 89 93.26 2004-10-15
86 SOUTH CHINA SECURITIES LIMITED 5 82 87 94.25
87 iBest Consultants Limited 4 82 86 95.35 2008-04-15
88 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 7 73 80 91.25 2003-10-31
89 Credit Suisse Securities (Hong Kong) Limited 9 71 80 88.75
90 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 77 80 96.25
91 HSBC Global Asset Management (Hong Kong) Limited 10 69 79 87.34 2006-03-29
92 Julius Baer (Hong Kong) Limited 3 76 79 96.20 2006-09-14
93 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 75 78 96.15
94 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 63 78 80.77 2004-05-31
95 MIZUHO SECURITIES ASIA LIMITED 14 64 78 82.05 2007-02-26
96 Newedge Broker Hong Kong Limited 6 72 78 92.31 2006-02-08
97 MIB SECURITIES (HONG KONG) LIMITED 6 71 77 92.21
98 FIL Investment Advisors 5 71 76 93.42
99 Tung Shing Futures (Brokers) Limited 3 73 76 96.05
100 FT Securities Limited 4 70 74 94.59 2005-09-22
101 CENTALINE WEALTH MANAGEMENT LIMITED 2 71 73 97.26 2004-04-02
102 CHIEF COMMODITIES LIMITED 3 70 73 95.89 2006-05-17
103 SANFULL SECURITIES LIMITED 6 67 73 91.78
104 BOCI ASIA LIMITED 13 59 72 81.94
105 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 67 72 93.06
106 T G HOLBORN (HK) LIMITED 3 69 72 95.83
107 Standard Chartered Securities (Hong Kong) Limited 11 59 70 84.29
108 Evergrande Securities (Hong Kong) Limited 5 64 69 92.75
109 SOUTH CHINA COMMODITIES LIMITED 3 66 69 95.65
110 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 64 68 94.12 2009-10-05
111 VC BROKERAGE LIMITED 3 65 68 95.59
112 UBS SECURITIES HONG KONG LIMITED 6 61 67 91.04
113 Credit Agricole Securities (Asia) Limited 12 54 66 81.82
114 SINOPAC SECURITIES (ASIA) LIMITED 9 57 66 86.36
115 ABCI Securities Company Limited 10 55 65 84.62 2005-11-15
116 FIRST SHANGHAI SECURITIES LIMITED 5 60 65 92.31
117 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 89.06 2004-10-14
118 RBS Asia Corporate Finance Limited 6 58 64 90.63
119 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 58 64 90.63
120 KINGSTON SECURITIES LIMITED 4 59 63 93.65
121 PRUDENTIAL INDEX TRADING COMPANY LIMITED 2 61 63 96.83
122 ENLIGHTEN SECURITIES LIMITED 3 59 62 95.16
123 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 52 62 83.87 2005-06-06
124 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 59 61 96.72
125 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 90.16
126 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 57 61 93.44
127 BOCI COMMODITIES & FUTURES LIMITED 3 57 60 95.00 2004-11-17
128 CHONG HING SECURITIES LIMITED 4 55 59 93.22
129 CINDA INTERNATIONAL FUTURES LIMITED 3 56 59 94.92
130 MUSHK Limited 9 50 59 84.75
131 ALTRUIST FINANCIAL GROUP LIMITED 2 56 58 96.55 2004-01-20
132 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 51 58 87.93
133 FWD Financial Planning Limited (HK) 3 55 58 94.83
134 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 54 58 93.10 2008-04-17
135 ASSET MANAGEMENT GROUP LIMITED 2 55 57 96.49 2006-01-17
136 CASH Wealth Management Limited 3 54 57 94.74
137 FULBRIGHT FUTURES LIMITED 3 54 57 94.74 2005-12-05
138 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 53 57 92.98
139 INVESCO HONG KONG LIMITED 7 50 57 87.72
140 KGI SECURITIES (HONG KONG) LIMITED 11 46 57 80.70
141 PARIBAS ASIA EQUITY LIMITED 3 54 57 94.74
142 orientiert XYZ Securities Limited 2 54 56 96.43 2004-12-03
143 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED 3 52 55 94.55
144 Rakuten Securities Hong Kong Limited 2 53 55 96.36
145 RHB FUTURES HONG KONG LIMITED 6 49 55 89.09 2005-09-28
146 Allianz Global Investors Hong Kong Limited 3 50 53 94.34
147 BNP PARIBAS FUTURES (HONG KONG) LIMITED 3 50 53 94.34
148 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 50 53 94.34
149 ICBC INTERNATIONAL SECURITIES LIMITED 6 46 52 88.46 2008-11-14
150 CCB INTERNATIONAL SECURITIES LIMITED 9 42 51 82.35 2005-08-19
151 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 3 47 50 94.00
152 Taiping Securities (HK) Co Limited 6 44 50 88.00
153 Yuanta Securities (Hong Kong) Company Limited 10 40 50 80.00 2006-07-08
154 BlackRock (Hong Kong) Limited (d2017-01-20) 6 43 49 87.76
155 BOCI RESEARCH LIMITED 4 45 49 91.84
156 Funderstone Securities Limited 4 45 49 91.84
157 KARL-THOMSON SECURITIES COMPANY LIMITED 4 45 49 91.84
158 CHOW SANG SANG SECURITIES LIMITED 4 44 48 91.67
159 VC FUTURES LIMITED 4 44 48 91.67
160 ONE CHINA SECURITIES LIMITED 3 44 47 93.62 2004-03-01
161 Rich Union Securities (H.K.) Limited 4 43 47 91.49
162 Success Securities Limited 3 44 47 93.62
163 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 7 39 46 84.78 2004-07-15
164 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 7 39 46 84.78 2007-12-18
165 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 40 45 88.89
166 Funderstone Futures Limited 3 42 45 93.33
167 IAM LEGACY LIMITED 4 41 45 91.11 2007-08-21
168 Mason Securities Limited 6 39 45 86.67
169 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 88.64 2007-01-12
170 BGC SECURITIES (HONG KONG) LLC 5 39 44 88.64 2007-08-29
171 Evergrande Futures (Hong Kong) Limited 4 40 44 90.91 2003-11-21
172 SHUN LOONG SECURITIES COMPANY LIMITED 4 40 44 90.91
173 Success Futures and Foreign Exchange Limited 5 39 44 88.64 2005-12-06
174 UPBEST SECURITIES COMPANY LIMITED 6 38 44 86.36
175 WOCOM SECURITIES LIMITED 5 39 44 88.64
176 Goldman Sachs Investment Management Hong Kong Limited 3 40 43 93.02
177 MF Global Hong Kong Limited 9 34 43 79.07 2005-08-26
178 MIDLAND WEALTH MANAGEMENT LIMITED 5 38 43 88.37 2008-02-18
179 CCB INTERNATIONAL CAPITAL LIMITED 8 34 42 80.95 2004-05-27
180 Mirae Asset Securities (HK) Limited 6 36 42 85.71 2007-01-11
181 WIN WONG SECURITIES LIMITED 3 39 42 92.86
182 Rothschild & Co Hong Kong Limited 4 37 41 90.24 2005-04-27
183 VALUE PARTNERS LIMITED 4 37 41 90.24
184 ZHONGRONG PT SECURITIES LIMITED 3 38 41 92.68
185 CORPORATE COMMODITIES LIMITED 3 37 40 92.50
186 CSC SECURITIES (HK) LIMITED 7 33 40 82.50 2003-12-29
187 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 8 32 40 80.00
188 IMC Asia Pacific Limited 3 37 40 92.50 2007-03-12
189 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 92.31
190 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 31 39 79.49 2005-11-29
191 Halbis Capital Management (Hong Kong) Limited 8 31 39 79.49 2005-06-23
192 HANG SENG INVESTMENT MANAGEMENT LIMITED 8 31 39 79.49
193 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 37 39 94.87
194 UNITED SIMSEN FOREX DEALERS LIMITED 3 36 39 92.31
195 VALUE PARTNERS HONG KONG LIMITED 4 35 39 89.74 2007-11-19
196 Beevest Securities Limited 5 33 38 86.84 2005-03-07
197 BLACKSTONE GROUP (HK) LIMITED (THE) 3 35 38 92.11 2008-10-14
198 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 35 38 92.11
199 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 34 38 89.47 2005-07-05
200 WOCOM LIMITED (HK) 5 33 38 86.84
201 CAIIS Limited 3 34 37 91.89 2006-05-23
202 DWS Investments Hong Kong Limited 3 34 37 91.89
203 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 35 37 94.59
204 NATIXIS ASIA LIMITED 4 33 37 89.19 2004-10-19
205 TSE'S SECURITIES LIMITED 2 35 37 94.59
206 AllianceBernstein Hong Kong Limited 7 29 36 80.56 2006-10-05
207 ICBC INTERNATIONAL FUTURES LIMITED 2 34 36 94.44 2009-05-06
208 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 31 36 86.11
209 SAMSUNG SECURITIES (ASIA) LIMITED 4 32 36 88.89
210 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 32 36 88.89 2003-09-24
211 CGS International Securities Hong Kong Limited 4 31 35 88.57
212 CHOW SANG SANG FUTURES LIMITED 4 31 35 88.57
213 GFI (HK) SECURITIES L.L.C. 3 32 35 91.43 2007-06-18
214 NOMURA SECURITIES (HONG KONG) LIMITED 3 32 35 91.43
215 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 4 31 35 88.57
216 T.F.S. Derivatives HK Limited 3 32 35 91.43 2009-04-03
217 BlackRock Asset Management North Asia Limited 2 32 34 94.12 2003-12-16
218 CVP Securities Limited 2 32 34 94.12 2004-07-09
219 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 5 29 34 85.29
220 GET NICE FUTURES COMPANY LIMITED 2 32 34 94.12
221 GF Securities (Hong Kong) Brokerage Limited 6 28 34 82.35 2007-01-31
222 HANG SENG SECURITIES LIMITED 5 29 34 85.29
223 STOCKWELL SECURITIES LIMITED 3 31 34 91.18
224 ICBC INTERNATIONAL CAPITAL LIMITED 10 23 33 69.70 2008-05-27
225 Mason Futures Limited (HK) 5 28 33 84.85
226 TAI SHING STOCK INVESTMENT CO. LIMITED 3 30 33 90.91
227 Amundi Hong Kong Limited 6 26 32 81.25
228 CHRISTFUND SECURITIES LIMITED 3 29 32 90.63
229 FIRST SHANGHAI FUTURES LIMITED 3 29 32 90.63
230 GENERALI INVESTMENTS ASIA LIMITED 6 26 32 81.25 2006-02-08
231 Macquarie Asia Securities Limited 2 30 32 93.75 2005-07-26
232 PEGASUS FUND MANAGERS LIMITED 2 30 32 93.75
233 Point72 Hong Kong Limited 3 29 32 90.63 2006-11-14
234 Arta Asset Management Limited 5 26 31 83.87 2008-07-10
235 AXA Financial Planning (Hong Kong) Limited 4 27 31 87.10
236 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 26 31 83.87
237 KAM FAI SECURITIES CO., LIMITED 3 28 31 90.32
238 MIB FUTURES (HONG KONG) LIMITED 3 28 31 90.32
239 UBS Asset Management (Hong Kong) Limited 6 25 31 80.65
240 ENLIGHTEN FUTURES LIMITED 5 25 30 83.33
241 ICAP Equities Asia Limited 4 26 30 86.67 2008-12-22
242 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
243 PRESIDENT SECURITIES (HONG KONG) LIMITED 7 23 30 76.67 2007-06-20
244 Prime Cdex Securities Limited 3 27 30 90.00
245 REDFORD SECURITIES LIMITED 3 27 30 90.00 2005-03-31
246 UBS DERIVATIVES HONG KONG LIMITED 3 27 30 90.00
247 CHONG HING COMMODITIES AND FUTURES LIMITED 4 25 29 86.21
248 CMB International Capital Holdings Corporation Limited 4 25 29 86.21 2003-12-17
249 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 6 23 29 79.31
250 DELTA ASIA SECURITIES LIMITED 3 26 29 89.66
251 First Sentier Investors (Hong Kong) Limited 5 24 29 82.76
252 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 4 25 29 86.21 2007-04-18
253 HANTEC SECURITIES CO., LIMITED 2 27 29 93.10
254 IBTS ASIA (HK) LIMITED 4 25 29 86.21 2005-11-17
255 INSTINET PACIFIC LIMITED 5 24 29 82.76
256 Northern Trust Company of Hong Kong Limited (The) 4 25 29 86.21
257 CSC FUTURES (HK) LIMITED 3 25 28 89.29
258 Fosun International Securities Limited 9 19 28 67.86 2008-06-23
259 GAM HONG KONG LIMITED 4 24 28 85.71
260 HPEF Capital Partners Limited 6 22 28 78.57
261 JF INTERNATIONAL MANAGEMENT INC. 3 25 28 89.29
262 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 23 28 82.14
263 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 24 27 88.89 2008-12-31
264 CSI Corporate Finance (HK) Limited 9 18 27 66.67 2007-08-01
265 EWARTON SECURITIES LIMITED 5 22 27 81.48
266 Ge Shang Investment (Hong Kong) Limited 2 25 27 92.59
267 JIMEI SECURITIES LIMITED 2 25 27 92.59 2008-12-09
268 OKASAN INTERNATIONAL (ASIA) LIMITED 5 22 27 81.48 2007-05-17
269 OnePlatform Securities Limited 2 25 27 92.59
270 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 25 27 92.59 2007-03-09
271 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 88.89 2004-05-19
272 WING FUNG SECURITIES LIMITED 3 24 27 88.89
273 CITIC Securities (Hong Kong) Limited 5 21 26 80.77
274 HUNG SING SECURITIES LIMITED 3 23 26 88.46
275 LEHIN SECURITIES LIMITED 3 23 26 88.46
276 Rifa Securities Limited 4 22 26 84.62
277 SINO CAPITAL SECURITIES LIMITED 2 24 26 92.31
278 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 21 26 80.77 2009-06-02
279 VICTORY SECURITIES COMPANY LIMITED 4 22 26 84.62 2007-02-16
280 BEA Union Investment Management Limited 5 20 25 80.00
281 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 22 25 88.00
282 Emperor Wealth Management Limited 2 23 25 92.00 2009-06-09
283 HGNH International Futures Co., Limited 5 20 25 80.00 2007-06-26
284 Legg Mason Asset Management Hong Kong Limited 5 20 25 80.00 2005-10-31
285 PineBridge Investments Asia Limited 5 20 25 80.00 2009-04-02
286 SBI China Capital Financial Services Limited 6 19 25 76.00 2008-09-19
287 SBI China Capital Securities Limited 6 19 25 76.00
288 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 9 16 25 64.00 2008-02-21
289 Well Link International Securities Limited 2 23 25 92.00
290 WING FUNG FUTURES LIMITED 3 22 25 88.00 2006-04-21
291 ATHENA WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-04-25
292 Everbright Securities Digital Finance (HK) Limited 3 21 24 87.50
293 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 5 19 24 79.17 2007-04-04
294 KAISER FUTURES LIMITED 3 21 24 87.50
295 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 83.33
296 MAN INVESTMENTS (HONG KONG) LIMITED 5 19 24 79.17 2005-07-28
297 PEACE TOWN FOREX LIMITED 3 21 24 87.50
298 Shang International Finance Limited 9 15 24 62.50
299 SPARX Asia Investment Advisors Limited 7 17 24 70.83 2004-04-20
300 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 21 23 91.30
301 Citadel Asia Limited 4 19 23 82.61 2005-10-21
302 DBS ASIA CAPITAL LIMITED 7 16 23 69.57
303 GLOBAL INVESTMENT ADVISORS LIMITED 2 21 23 91.30 2005-01-27
304 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 18 23 78.26
305 KAISER SECURITIES LIMITED 2 21 23 91.30
306 MF Securities Hong Kong Limited 6 17 23 73.91 2008-02-21
307 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
308 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 19 23 82.61
309 TT INTERNATIONAL (HONG KONG) LIMITED 8 15 23 65.22 2004-06-04
310 ADMIS Hong Kong Limited 2 20 22 90.91
311 BMI FUNDS MANAGEMENT LIMITED 4 18 22 81.82
312 China Finance KAB Limited 3 19 22 86.36 2004-12-23
313 DL BROKERAGE LIMITED 3 19 22 86.36
314 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 90.91
315 Glory Sun Securities Limited 4 18 22 81.82
316 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 17 22 77.27 2005-11-15
317 ICAP Securities Hong Kong Limited 3 19 22 86.36 2005-10-06
318 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 20 22 90.91
319 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 18 22 81.82 2008-06-30
320 Mount Kellett Capital (Hong Kong) Limited 2 20 22 90.91 2008-09-25
321 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 86.36
322 REALINK FINANCIAL TRADE LIMITED 4 18 22 81.82 2003-09-25
323 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 81.82 2003-09-18
324 WINFULL SECURITIES LIMITED 3 19 22 86.36
325 YICKO SECURITIES LIMITED 4 18 22 81.82
326 BARING ASSET MANAGEMENT (ASIA) LIMITED 8 13 21 61.90 2003-08-29
327 BERICH BROKERAGE LIMITED 4 17 21 80.95
328 CAPITAL RESEARCH COMPANY 3 18 21 85.71 2004-11-10
329 CHEER UNION SECURITIES LIMITED 2 19 21 90.48
330 CHINA EVERBRIGHT CAPITAL LIMITED 7 14 21 66.67 2005-05-09
331 ETRADE SECURITIES (HONG KONG) LIMITED 6 15 21 71.43 2004-03-19
332 GAOYU SECURITIES LIMITED 4 17 21 80.95
333 GAYANG SECURITIES LIMITED 3 18 21 85.71
334 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 18 21 85.71 2007-01-30
335 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 19 21 90.48
336 OKACHI (HONG KONG) COMPANY LIMITED 3 18 21 85.71
337 Planetree Securities Limited 4 17 21 80.95
338 SHUN LOONG FUTURES LIMITED 3 18 21 85.71
339 SPS SECURITIES LIMITED 5 16 21 76.19
340 St. James's Place (Hong Kong) Limited 2 19 21 90.48
341 CBH Asia Limited 3 17 20 85.00
342 CC Finance Limited 3 17 20 85.00 2006-04-20
343 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 16 20 80.00 2007-12-07
344 CITIC Securities CLSA Capital Partners (HK) Limited 3 17 20 85.00
345 Essence International Financial Holdings Limited 2 18 20 90.00
346 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 80.00
347 FIRST WORLDSEC SECURITIES LIMITED 4 16 20 80.00
348 GOLDENWAY SECURITIES COMPANY LIMITED 3 17 20 85.00
349 HENYEP SECURITIES LIMITED 3 17 20 85.00
350 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 16 20 80.00
351 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 75.00
352 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 90.00 2004-12-16
353 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 2 18 20 90.00 2007-01-09
354 SAIL ADVISORS LIMITED 7 13 20 65.00 2004-05-17
355 Sino-Rich Securities & Futures Limited 2 18 20 90.00 2005-09-17
356 Telecom King Securities Limited 2 18 20 90.00 2007-10-17
357 Well Link Securities Limited 4 16 20 80.00 2005-11-11
358 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 75.00
359 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
360 CASH ASSET MANAGEMENT LIMITED 2 17 19 89.47 2005-03-30
361 CHEONG LEE SECURITIES LIMITED 6 13 19 68.42 2005-11-24
362 CMB International Global Markets Limited 5 14 19 73.68
363 CTBC Asia Limited 5 14 19 73.68 2004-01-14
364 Eastspring Investments (Hong Kong) Limited 2 17 19 89.47 2006-08-08
365 GUOTAI JUNAN CAPITAL LIMITED 5 14 19 73.68
366 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 16 19 84.21 2006-09-12
367 Optima Capital Limited 4 15 19 78.95 2007-10-25
368 Sinofortune Securities Limited 4 15 19 78.95
369 TAI TAK SECURITIES (ASIA) LIMITED 4 15 19 78.95
370 TEMPLETON ASSET MANAGEMENT LTD 3 16 19 84.21
371 Tiger Securities Asset Management Company Limited 5 14 19 73.68 2006-12-29
372 YU ON SECURITIES COMPANY LIMITED 3 16 19 84.21 2008-01-17
373 APG Investments Asia Limited 6 12 18 66.67 2008-11-18
374 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 14 18 77.78
375 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 14 18 77.78 2006-07-03
376 MANULIFE (INTERNATIONAL) LIMITED 3 15 18 83.33
377 MTF SECURITIES LIMITED 2 16 18 88.89
378 PEACE TOWN FUTURES LIMITED 4 14 18 77.78
379 PIPER JAFFRAY ASIA LIMITED 4 14 18 77.78
380 Polaris Capital (Asia) Limited 6 12 18 66.67
381 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 15 18 83.33
382 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 88.89
383 Vantage Capital Markets HK Limited 3 15 18 83.33 2008-10-02
384 Virtu ITG Hong Kong Limited 5 13 18 72.22
385 All Options Hong Kong Limited 3 14 17 82.35 2009-02-25
386 AMPLE CAPITAL LIMITED 6 11 17 64.71 2007-01-02
387 BUSINESS SECURITIES LIMITED 2 15 17 88.24
388 CELETIO INVESTMENTS LIMITED 3 14 17 82.35
389 D. E. Shaw & Co. (Asia Pacific) Limited 3 14 17 82.35 2007-11-14
390 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 82.35
391 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
392 KINGSTON FUTURES LIMITED 2 15 17 88.24
393 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
394 Nikko Asset Management Hong Kong Limited 4 13 17 76.47
395 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
396 ORIENT SECURITIES LIMITED 2 15 17 88.24
397 ORIENTAL WEALTH SECURITIES LIMITED 3 14 17 82.35 2008-09-05
398 Pictet Asset Management (Hong Kong) Limited 4 13 17 76.47 2006-10-26
399 SBI China Capital Commodities Limited 4 13 17 76.47
400 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 12 17 70.59 2008-12-18
401 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 88.24
402 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 14 17 82.35 2007-04-26
403 VISION FINANCE (SECURITIES) LIMITED 5 12 17 70.59 2007-05-08
404 WING FUNG FOREX LIMITED 2 15 17 88.24 2009-01-08
405 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 15 17 88.24 2003-05-23
406 YUEXING SECURITIES COMPANY LIMITED 2 15 17 88.24
407 ASPEN HILL PARTNERS (HONG KONG) LIMITED 5 11 16 68.75 2008-08-08
408 AXA Investment Managers Asia Limited 4 12 16 75.00 2005-07-21
409 BOCI ASSET MANAGEMENT LIMITED 8 8 16 50.00
410 CES Capital International (Hong Kong) Co., Limited 7 9 16 56.25 2008-03-20
411 CLSA FUTURES LIMITED 2 14 16 87.50
412 ELSTONE SECURITIES LIMITED 4 12 16 75.00
413 FIRST SECURITIES (HK) LIMITED 5 11 16 68.75 2009-08-03
414 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 13 16 81.25 2004-11-29
415 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 68.75
416 HUA NAN SECURITIES (HK) LIMITED 4 12 16 75.00 2008-04-08
417 Income Partners Asset Management (HK) Limited 5 11 16 68.75
418 Interactive Brokers LLC 2 14 16 87.50 2007-03-19
419 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 4 12 16 75.00 2007-02-14
420 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
421 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 75.00
422 Neuberger Berman Asia Limited 4 12 16 75.00 2008-03-13
423 North Beta International Securities Limited 3 13 16 81.25 2009-07-17
424 Penjing Asset Management (HK) Limited 4 12 16 75.00 2005-03-24
425 RPS INVESTMENT LIMITED 4 12 16 75.00
426 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 11 16 68.75
427 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 87.50
428 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
429 TT INTERNATIONAL (LONDON) LIMITED 6 10 16 62.50 2008-12-12
430 AIF CAPITAL LIMITED 4 11 15 73.33
431 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 8 7 15 46.67
432 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
433 China Gather Wealth Financial Company Limited 6 9 15 60.00 2005-04-01
434 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
435 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 12 15 80.00 2007-10-10
436 GF FUTURES (HONG KONG) CO., LIMITED 3 12 15 80.00 2007-02-16
437 HANG TAI SECURITIES LIMITED 3 12 15 80.00
438 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
439 HSBC FUTURES (SINGAPORE) PTE LTD 3 12 15 80.00 2007-04-20
440 IPP Financial Advisers Limited 2 13 15 86.67 2006-12-21
441 Joy Silver Limited 5 10 15 66.67
442 Knight Capital Asia Limited 6 9 15 60.00 2008-10-23
443 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 86.67
444 LIM ADVISORS LIMITED 4 11 15 73.33
445 Nomura Asset Management Hong Kong Limited 3 12 15 80.00
446 Open Securities Limited 2 13 15 86.67
447 OPTIVER TRADING HONG KONG LIMITED 4 11 15 73.33 2007-12-03
448 ORIENTAL PATRON ASIA LIMITED 4 11 15 73.33
449 Public Financial Securities Limited 3 12 15 80.00
450 Religare Capital Markets (Hong Kong) Limited 5 10 15 66.67 2008-07-24
451 Shacom Securities Limited 3 12 15 80.00
452 SJS Markets Limited 3 12 15 80.00 2005-03-02
453 WINTECH SECURITIES LIMITED 4 11 15 73.33
454 WINTONE SECURITIES LIMITED 4 11 15 73.33 2004-02-16
455 AIF Securities Limited 5 9 14 64.29 2004-11-02
456 Anuenue Securities Limited 3 11 14 78.57
457 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 78.57
458 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 71.43
459 Belvest Investment Services Limited 2 12 14 85.71
460 China Tonghai (IA) Limited 3 11 14 78.57
461 CVC Asia Pacific Limited 4 10 14 71.43 2009-11-16
462 HAITONG INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
463 HANG SENG FUTURES LIMITED 2 12 14 85.71
464 HING WONG SECURITIES LIMITED 3 11 14 78.57
465 ICBC (ASIA) SECURITIES LIMITED 4 10 14 71.43
466 KCG SECURITIES ASIA LIMITED 5 9 14 64.29 2004-11-25
467 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 64.29
468 MALAHON SECURITIES LIMITED 2 12 14 85.71
469 ONSHINE SECURITIES LIMITED 3 11 14 78.57
470 PO SANG SECURITIES LIMITED 2 12 14 85.71
471 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
472 Robeco Hong Kong Limited 5 9 14 64.29 2007-12-18
473 SG ASSET MANAGEMENT (HONG KONG) LIMITED 4 10 14 71.43 2007-08-14
474 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 7 14 50.00
475 SHUN HENG SECURITIES LIMITED 3 11 14 78.57
476 SINO GRADE SECURITIES LIMITED 2 12 14 85.71
477 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 5 9 14 64.29
478 SUN GROWTH SECURITIES LIMITED 2 12 14 85.71
479 Superfund Financial (Hong Kong) Limited 2 12 14 85.71
480 TARZAN STOCK & SHARES LIMITED 3 11 14 78.57
481 Wells Fargo Securities Asia Limited 4 10 14 71.43 2008-04-25
482 BREVAN HOWARD (HONG KONG) LIMITED 4 9 13 69.23 2004-07-12
483 BULLISH SECURITIES LIMITED 2 11 13 84.62
484 CATHAY SECURITIES (HONG KONG) LIMITED 3 10 13 76.92 2007-11-27
485 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 8 13 61.54 2007-04-20
486 Citigroup Venture Capital International Asia Limited 4 9 13 69.23 2005-05-24
487 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 8 13 61.54
488 EAST ASIA FUTURES LIMITED 2 11 13 84.62
489 Fidelity Management & Research (Hong Kong) Limited 5 8 13 61.54 2008-09-04
490 HENIK SECURITIES LIMITED 2 11 13 84.62
491 HSBC BROKING (CHINA) LIMITED 4 9 13 69.23
492 I-ACCESS INVESTORS LIMITED 4 9 13 69.23 2005-07-13
493 iFAST Financial (HK) Limited 4 9 13 69.23 2007-03-30
494 Interactive Brokers Hong Kong Limited 3 10 13 76.92 2004-01-07
495 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
496 LAMTEX SECURITIES LIMITED 2 11 13 84.62
497 LEI SHING HONG SECURITIES LIMITED 3 10 13 76.92
498 LUEN SING SECURITIES LIMITED 3 10 13 76.92
499 M&F Asset Management Limited 3 10 13 76.92
500 MANGO FINANCIAL LIMITED 3 10 13 76.92
501 MARSHALL WACE ASIA LIMITED 3 10 13 76.92 2006-10-27
502 MEGA CAPITAL (ASIA) COMPANY LIMITED 4 9 13 69.23 2007-05-11
503 Neutral Financial Holding Company Limited 2 11 13 84.62
504 Oasis Management (Hong Kong) 2 11 13 84.62 2004-09-14
505 PHOENIX CAPITAL SECURITIES LIMITED 4 9 13 69.23 2006-07-03
506 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
507 SINOPAC FUTURES (ASIA) LIMITED 4 9 13 69.23
508 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 69.23
509 UPBEST COMMODITIES COMPANY LIMITED 4 9 13 69.23
510 WARD FERRY MANAGEMENT LIMITED 3 10 13 76.92
511 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 2 11 13 84.62 2008-09-02
512 AISANCE ASSET MANAGEMENT LIMITED 4 8 12 66.67 2005-06-16
513 BOCOM International (Asia) Limited 6 6 12 50.00 2007-09-21
514 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 75.00 2005-09-17
515 CEPA ALLIANCE SECURITIES LIMITED 3 9 12 75.00
516 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 8 12 66.67 2006-12-08
517 CHINA PACIFIC SECURITIES LIMITED 3 9 12 75.00
518 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
519 CITIC Securities Asset Management (HK) Limited 4 8 12 66.67 2008-08-01
520 Eclipse Options (HK) Limited 2 10 12 83.33 2007-05-31
521 ELLIOTT ADVISORS (HK) LIMITED 3 9 12 75.00 2005-03-08
522 Everbright Securities Global (HK) Limited 3 9 12 75.00
523 FLAG Squadron Asia Limited 7 5 12 41.67 2006-10-24
524 FORTUNE (HK) SECURITIES LIMITED 3 9 12 75.00
525 GRANSING SECURITIES CO., LIMITED 3 9 12 75.00
526 HAMON ASSET MANAGEMENT LIMITED 2 10 12 83.33
527 HAMON INVESTMENT MANAGEMENT LIMITED 2 10 12 83.33
528 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 75.00
529 HARVEST GLOBAL INVESTMENTS LIMITED 3 9 12 75.00 2009-02-16
530 Huajin Corporate Finance (International) Limited 4 8 12 66.67
531 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 83.33 2005-05-09
532 Janus Henderson Investors Hong Kong Limited 2 10 12 83.33
533 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
534 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
535 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 8 12 66.67
536 KWONG FAT HONG (SECURITIES) LIMITED 3 9 12 75.00
537 M SECURITIES LIMITED (HK) 3 9 12 75.00 2006-02-23
538 NEW TREND FUTURES LIMITED 4 8 12 66.67
539 Oaktree Capital (Hong Kong) Limited 3 9 12 75.00 2006-07-12
540 OCP Asia (Hong Kong) Limited 3 9 12 75.00 2004-09-03
541 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 75.00
542 PineBridge Investments Hong Kong Limited 5 7 12 58.33
543 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 6 12 50.00 2007-03-01
544 Rifa Futures Limited 2 10 12 83.33 2008-12-01
545 SANFULL FUTURES LIMITED 3 9 12 75.00 2007-12-21
546 SHUN LOONG FOREX COMPANY LIMITED 3 9 12 75.00
547 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 9 12 75.00
548 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
549 WING FAT SECURITIES LIMITED 3 9 12 75.00
550 WING YEE SECURITIES COMPANY LIMITED 4 8 12 66.67
551 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 81.82
552 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 81.82 2007-05-08
553 AM Squared Limited 2 9 11 81.82 2005-06-30
554 AP Asset Management (HK) Limited 2 9 11 81.82 2004-07-07
555 AUDREY CHOW SECURITIES LIMITED 2 9 11 81.82
556 Beijing Securities Limited 5 6 11 54.55 2008-11-07
557 BTIG Hong Kong Limited 3 8 11 72.73 2008-04-15
558 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 9 11 81.82 2005-09-21
559 CHINA POINT STOCK BROKERS LIMITED 2 9 11 81.82
560 CHRISTFUND FUTURES LIMITED 2 9 11 81.82
561 CINDA INTERNATIONAL CAPITAL LIMITED 4 7 11 63.64
562 CLSA Premium International (HK) Limited 5 6 11 54.55 2004-10-20
563 CMBC SECURITIES COMPANY LIMITED 3 8 11 72.73 2008-01-24
564 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 9 11 81.82 2008-12-17
565 DAH SING SECURITIES LIMITED 2 9 11 81.82
566 DELTA ASIA FINANCIAL FUTURES LIMITED 3 8 11 72.73
567 Double Haven Capital (Hong Kong) Limited 5 6 11 54.55 2007-02-16
568 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 8 11 72.73
569 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 81.82 2005-02-16
570 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
571 Gen2 Partners Limited 2 9 11 81.82 2008-10-06
572 GUOYUAN FUTURES (HONG KONG) LIMITED 2 9 11 81.82 2007-11-29
573 Hao Tian International Securities Limited 3 8 11 72.73
574 HERMES SECURITIES LIMITED 2 9 11 81.82
575 HONG KONG INTERNATIONAL FUTURES LIMITED 2 9 11 81.82
576 ICBC Asset Management (Global) Company Limited 5 6 11 54.55
577 KGI CAPITAL ASIA LIMITED 5 6 11 54.55
578 KWOK HING SECURITIES LIMITED 2 9 11 81.82
579 Legg Mason International Equities (Hong Kong) Limited 4 7 11 63.64
580 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 81.82 2003-06-06
581 MFG Limited (HK) 4 7 11 63.64 2006-07-17
582 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2008-09-03
583 Minerva Holding Financial Securities Limited 2 9 11 81.82
584 ORIENTAL WEALTH FUTURES LIMITED 2 9 11 81.82 2009-06-18
585 ORION INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73 2009-11-06
586 PFC INTERNATIONAL COMPANY LIMITED 3 8 11 72.73 2008-07-29
587 Planetree Futures Limited 4 7 11 63.64
588 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 9 11 81.82
589 Pyramis Global Advisors (Hong Kong) Limited 5 6 11 54.55 2008-07-29
590 Quam Capital Limited (b1994-08-04) 6 5 11 45.45
591 ROCKHAMPTON MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82 2005-06-24
592 ROOFER SECURITIES LIMITED 3 8 11 72.73
593 SEEKERS MARKETS LIMITED 2 9 11 81.82
594 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 9 11 81.82 2007-08-17
595 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 9 11 81.82 2007-05-15
596 SOUTH CHINA CAPITAL LIMITED 5 6 11 54.55
597 TAI YIP STOCK COMPANY LIMITED 3 8 11 72.73
598 TAIFAIR SECURITIES LIMITED 5 6 11 54.55
599 Templewater Hong Kong Limited 3 8 11 72.73
600 TPG-AXON CAPITAL (HK), LIMITED 2 9 11 81.82 2005-05-31
601 Wisetrade Securities Limited 3 8 11 72.73
602 WO FUNG SECURITIES COMPANY LIMITED 2 9 11 81.82
603 abrdn Hong Kong Limited 4 6 10 60.00
604 AD Capital Management (Hong Kong) Limited 3 7 10 70.00 2004-09-08
605 Anli Securities Limited 2 8 10 80.00
606 ASSET DYNAMIC MANAGEMENT LIMITED 3 7 10 70.00
607 Astrum Capital Management Limited (HK) 3 7 10 70.00 2005-07-08
608 BOCOM International Asset Management Limited 3 7 10 70.00 2007-09-13
609 Broadway Wealth Management Limited 2 8 10 80.00
610 Capital International, Inc. 2 8 10 80.00 2007-07-03
611 CELESTIAL CAPITAL LIMITED 3 7 10 70.00
612 China Asset Management (Hong Kong) Limited 4 6 10 60.00 2008-12-10
613 CMT ADVISORS ASIA LIMITED 3 7 10 70.00 2006-03-31
614 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2004-07-28
615 Eton Park Asia Limited 2 8 10 80.00 2006-11-13
616 EVERHOT SECURITIES LIMITED 3 7 10 70.00
617 FB SECURITIES (HONG KONG) LIMITED 4 6 10 60.00
618 FDB Financial Group Limited 5 5 10 50.00
619 First Fidelity Capital (International) Limited 3 7 10 70.00 2006-04-19
620 Hong Kong Stock Link Securities Limited 3 7 10 70.00
621 Hongkong Bay Securities Limited 2 8 10 80.00
622 HPEF Venture Partners Limited 4 6 10 60.00
623 JINRUI FUTURES (HONG KONG) LIMITED 3 7 10 70.00 2007-07-27
624 Kirin Asset Management Limited 2 8 10 80.00 2007-06-12
625 KPMG CORPORATE FINANCE LIMITED 5 5 10 50.00
626 LaSalle Investment Management Hong Kong Limited 3 7 10 70.00 2007-06-14
627 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 70.00 2007-03-20
628 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
629 LEI SHING HONG FINANCE LIMITED 2 8 10 80.00
630 MACQUARIE EQUITIES (ASIA) LIMITED 4 6 10 60.00
631 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 80.00
632 MIRABAUD (ASIA) LIMITED 3 7 10 70.00 2003-05-13
633 MORGAN FUEL GO SECURITIES LIMITED 2 8 10 80.00
634 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
635 Pinpoint Investment Advisor Limited 2 8 10 80.00 2006-12-27
636 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 3 7 10 70.00
637 Prime Cdex Futures Limited 2 8 10 80.00
638 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 80.00
639 RICHE BRIGHT SECURITIES LIMITED 2 8 10 80.00 2008-01-04
640 SINOMAX SECURITIES LIMITED 2 8 10 80.00
641 SOLID KING SECURITIES LIMITED 3 7 10 70.00
642 T G SECURITIES LIMITED 3 7 10 70.00 2005-12-19
643 THADDEUS CAPITAL MANAGEMENT (HK) LIMITED 2 8 10 80.00 2007-03-07
644 TOPMORE COMMODITIES LIMITED 3 7 10 70.00
645 Tyche Group Limited 2 8 10 80.00
646 Vision Capital Investment Management Limited 2 8 10 80.00 2003-12-17
647 WING ON SECURITIES LIMITED 2 8 10 80.00
648 WINGS SECURITIES (HK) LIMITED 2 8 10 80.00
649 YF SECURITIES COMPANY LIMITED 3 7 10 70.00
650 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 7 9 77.78 2007-05-04
651 ABN AMRO Clearing Hong Kong Limited 4 5 9 55.56
652 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 77.78 2004-07-07
653 ALL OPTIONS ASIA LIMITED 3 6 9 66.67 2008-10-03
654 AlTi Wealth Management (Hong Kong) Limited 3 6 9 66.67 2004-05-11
655 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 77.78
656 BaoQiao Partners Securities (HK) Limited 2 7 9 77.78
657 BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 5 9 55.56 2006-11-01
658 Bradbury Securities Limited 2 7 9 77.78
659 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 4 9 44.44
660 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 5 9 55.56 2007-08-24
661 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
662 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 66.67
663 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 77.78
664 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 6 9 66.67 2009-03-31
665 CSOP Asset Management Limited 4 5 9 55.56 2008-09-29
666 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
667 EQT Partners Asia Limited 4 5 9 55.56
668 EVOLUTION ASIA INVESTMENTS LIMITED 4 5 9 55.56 2007-08-24
669 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
670 GF Capital (Hong Kong) Limited 6 3 9 33.33 2007-01-31
671 GT Asset & Portfolio Management Limited 2 7 9 77.78 2004-11-04
672 Huayu Securities Limited 2 7 9 77.78
673 IVORY CAPITAL PRIVATE LIMITED 3 6 9 66.67 2007-03-21
674 JIMEI FUTURES LIMITED 3 6 9 66.67 2008-12-09
675 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2006-11-28
676 KINGSWAY CAPITAL LIMITED 4 5 9 55.56 2008-08-14
677 KMT SECURITIES LIMITED 2 7 9 77.78
678 MCP Holdings Limited (HK) 2 7 9 77.78
679 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
680 Oshidori Securities Limited 3 6 9 66.67
681 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
682 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 66.67
683 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 77.78
684 PRIME SECURITIES LIMITED (HK) 2 7 9 77.78
685 Providence Equity Asia Limited 3 6 9 66.67 2007-08-23
686 PUREHEART CAPITAL ASIA LIMITED 3 6 9 66.67 2007-03-08
687 RAB CAPITAL (ASIA) LIMITED 4 5 9 55.56 2007-09-28
688 Rabo Brokerage HK Limited 2 7 9 77.78 2007-09-12
689 SC Lowy Financial (HK) Limited 2 7 9 77.78 2009-09-21
690 SDHG International Securities Limited 3 6 9 66.67
691 SEI INVESTMENTS (ASIA) LIMITED 3 6 9 66.67 2005-03-02
692 SPS COMMODITIES LIMITED 2 7 9 77.78
693 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 66.67 2007-05-08
694 SynerWealth Financial Limited 2 7 9 77.78 2009-02-04
695 TANG PING KONG LIMITED 3 6 9 66.67
696 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 5 9 55.56 2006-03-24
697 THING ON SECURITIES LIMITED 2 7 9 77.78
698 VISION FINANCE INTERNATIONAL COMPANY LIMITED 4 5 9 55.56 2007-11-29
699 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 7 9 77.78
700 YING WAH SECURITIES COMPANY LIMITED 2 7 9 77.78
701 YUE XIU FUTURES COMPANY LIMITED 3 6 9 66.67
702 A ONE INVESTMENT COMPANY LIMITED 5 3 8 37.50
703 Ares Management Asia (Hong Kong) Limited 3 5 8 62.50 2009-05-25
704 BOKHARY SECURITIES LIMITED 2 6 8 75.00
705 Bright Fund Management Limited 2 6 8 75.00
706 BUSINESS FUTURES LIMITED 2 6 8 75.00
707 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 75.00
708 CAPE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-05-23
709 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
710 CES International Commodities (HK) Limited 3 5 8 62.50
711 CHELSEA SECURITIES LIMITED (HK) 4 4 8 50.00
712 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00
713 Citi Insurance Brokers (Hong Kong) Limited 2 6 8 75.00 2006-10-04
714 COHEN & STEERS ASIA LIMITED 3 5 8 62.50 2005-07-29
715 CS Wealth Securities Limited 4 4 8 50.00
716 EVERGREEN SECURITIES LIMITED 2 6 8 75.00
717 Evo Capital Management Asia Limited 2 6 8 75.00 2007-08-22
718 Execution Noble (Hong Kong) Limited 2 6 8 75.00 2005-10-10
719 FIRST SHANGHAI CAPITAL LIMITED 3 5 8 62.50
720 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
721 Fubon Fund Management (Hong Kong) Limited 3 5 8 62.50
722 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 6 8 75.00 2009-02-27
723 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 50.00
724 Goldin Equities Limited 3 5 8 62.50 2008-12-17
725 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 62.50
726 GT CAPITAL LIMITED 2 6 8 75.00
727 GUODU SECURITIES (HONG KONG) LIMITED 3 5 8 62.50 2009-03-20
728 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 4 4 8 50.00 2008-07-24
729 HAMON ASIAN ADVISORS LIMITED 2 6 8 75.00
730 HSBC SECURITIES (ASIA) LIMITED 3 5 8 62.50
731 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 5 8 62.50 2004-02-10
732 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2005-06-01
733 ICBC INTERNATIONAL RESEARCH LIMITED 2 6 8 75.00 2009-07-10
734 Imagi Brokerage Limited 3 5 8 62.50
735 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 62.50 2009-08-06
736 INTERCHINA SECURITIES LIMITED 2 6 8 75.00
737 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 5 3 8 37.50
738 K.K.M. SECURITIES LIMITED 2 6 8 75.00
739 Kaisa Financial Group Company Limited 2 6 8 75.00 2008-06-16
740 KCG FUND MANAGEMENT LIMITED 5 3 8 37.50 2007-05-04
741 KILMOREY SECURITIES LIMITED 2 6 8 75.00
742 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 75.00
743 LOMBARD ODIER (HONG KONG) LIMITED 5 3 8 37.50
744 LUEN HING SECURITIES LIMITED 2 6 8 75.00
745 Mackenzie Investments Asia Limited 4 4 8 50.00
746 METRO CAPITAL FUTURES LIMITED 3 5 8 62.50
747 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
748 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 50.00
749 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 4 4 8 50.00
750 OLD PEAK LIMITED (HK) 4 4 8 50.00 2005-08-26
751 OP INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00 2004-02-18
752 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 62.50
753 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 5 8 62.50
754 Public Securities Limited 2 6 8 75.00
755 Quam Asset Management Limited (b1983-06-28) 3 5 8 62.50
756 RHB ASSET MANAGEMENT LIMITED 5 3 8 37.50 2008-05-08
757 RHB CAPITAL HONG KONG LIMITED 3 5 8 62.50
758 ROSA SECURITIES LIMITED 3 5 8 62.50
759 Samsung Asset Management (Hong Kong) Limited 3 5 8 62.50 2008-04-23
760 Segantii Capital Management Limited 2 6 8 75.00 2007-11-22
761 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
762 SOO PEI SHAO & COMPANY LIMITED 2 6 8 75.00 2005-03-31
763 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 4 4 8 50.00
764 STANDARD & POOR'S, LLC 2 6 8 75.00
765 Sunrise Brokers (Hong Kong) Limited 2 6 8 75.00 2009-12-09
766 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 5 8 62.50
767 Tensant Securities Limited 2 6 8 75.00 2004-08-25
768 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 62.50
769 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 62.50 2007-01-11
770 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 62.50 2006-11-14
771 Waterland Securities (HK) Company Limited 3 5 8 62.50 2009-02-20
772 WMG Asia Limited 3 5 8 62.50 2007-02-28
773 Yunfeng Financial Markets Limited 3 5 8 62.50
774 AJ Securities Limited 2 5 7 71.43
775 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 57.14 2004-09-07
776 Aletheia Analyst Network Limited 3 4 7 57.14 2008-06-03
777 ALPS ADVISORY (HK) LIMITED 3 4 7 57.14
778 ASIA INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57
779 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 57.14
780 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2004-08-13
781 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 42.86
782 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2004-10-26
783 BNY Mellon Investment Management Hong Kong Limited 3 4 7 57.14 2008-06-06
784 CHEE TAK SECURITIES LIMITED 2 5 7 71.43
785 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
786 China Integrity Investment Limited 3 4 7 57.14 2009-09-18
787 China Reserve Securities Limited 4 3 7 42.86
788 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 28.57 2007-02-16
789 CMS CAPITAL (HK) CO., LIMITED 3 4 7 57.14 2004-05-06
790 Cowen and Company (Asia) Limited 3 4 7 57.14 2003-12-19
791 CSC ASIA LIMITED 2 5 7 71.43
792 Deltroit (Hong Kong) Limited 2 5 7 71.43 2005-04-11
793 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 3 7 42.86 2008-02-26
794 ENHANCED INVESTMENT PRODUCTS LIMITED 2 5 7 71.43
795 EnTrustPermal (Hong Kong) Limited 3 4 7 57.14 2006-03-09
796 FAIRWIN BROKING LIMITED 2 5 7 71.43
797 FE SECURITIES LIMITED 3 4 7 57.14
798 Finet Securities Limited 4 3 7 42.86
799 FRM HONG KONG LIMITED (d2014-05-18) 3 4 7 57.14 2008-05-14
800 FRONTPOINT MANAGEMENT (HONG KONG), LTD. 3 4 7 57.14 2004-11-12
801 FTN Financial Asia Limited 3 4 7 57.14 2008-06-02
802 GF Asset Management (Hong Kong) Limited 3 4 7 57.14 2007-11-08
803 Goldyard Capital Limited 2 5 7 71.43
804 HFS ASSET MANAGEMENT LIMITED 2 5 7 71.43
805 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
806 Houlihan Lokey (China) Limited 2 5 7 71.43 2008-10-09
807 HSBC Family Office Services Limited 3 4 7 57.14 2006-01-03
808 HUNG SING FUTURES LIMITED 2 5 7 71.43
809 ITAU ASIA LIMITED 3 4 7 57.14 2006-10-31
810 KB Securities Hong Kong Limited 2 5 7 71.43
811 KVB Kunlun Securities (HK) Limited 2 5 7 71.43 2008-07-02
812 LIS Investment Services Limited 3 4 7 57.14 2008-01-09
813 Marshall Wace Gavekal Asia Limited 2 5 7 71.43 2008-06-30
814 Matrix Securities Limited 5 2 7 28.57
815 MERCER INVESTMENTS (HK) LIMITED 2 5 7 71.43 2005-08-04
816 Monex Boom Securities (H.K.) Limited 3 4 7 57.14
817 Oreana Financial Services Limited 2 5 7 71.43
818 orientiert International Markets Limited 2 5 7 71.43 2005-01-11
819 PGIM (Hong Kong) Limited 2 5 7 71.43
820 PIPER JAFFRAY ASIA FUTURES LIMITED 2 5 7 71.43 2004-02-13
821 Redford Asset Management Limited 2 5 7 71.43
822 Redwood Peak Limited 2 5 7 71.43 2007-10-05
823 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 28.57 2004-11-08
824 RICH PLEASURE SECURITIES LIMITED 2 5 7 71.43
825 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
826 Samena Capital Hong Kong Limited 4 3 7 42.86 2009-09-01
827 SDHG International Asset Management Limited 5 2 7 28.57 2008-12-02
828 SELINA & CO. LIMITED (HK) 2 5 7 71.43
829 SENRIGAN CAPITAL GROUP LIMITED 2 5 7 71.43 2009-08-27
830 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 28.57
831 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 71.43
832 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
833 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
834 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 4 7 57.14 2008-04-11
835 TREE LINE ADVISORS (HONG KONG) LIMITED 2 5 7 71.43 2006-06-30
836 TRUTH SECURITIES LIMITED 4 3 7 42.86
837 UNICORN SECURITIES COMPANY LIMITED 2 5 7 71.43
838 Value Partners Private Equity Limited 2 5 7 71.43
839 VBG Capital Limited 4 3 7 42.86 2008-11-11
840 Wanhai Securities (HK) Limited 3 4 7 57.14
841 WEALTH MANAGEMENT GROUP LIMITED 2 5 7 71.43 2007-02-02
842 Win Securities Limited 3 4 7 57.14
843 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 71.43
844 WINNINGTON CAPITAL LIMITED 3 4 7 57.14
845 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
846 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
847 3V Capital Limited 3 3 6 50.00 2005-07-18
848 Aevitas Securities Limited 2 4 6 66.67
849 Alpha Financial Group Limited 2 4 6 66.67 2005-10-31
850 ALTUS CAPITAL LIMITED 3 3 6 50.00
851 Anuenue Capital International Limited 2 4 6 66.67 2005-08-30
852 Averest Capital Limited 2 4 6 66.67
853 Aviva Portfolio Investment Services Limited 3 3 6 50.00 2009-04-30
854 Balyasny Asset Management (Hong Kong) Limited 2 4 6 66.67 2008-03-03
855 BROOKE CAPITAL LIMITED 5 1 6 16.67
856 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 3 6 50.00 2007-01-18
857 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
858 Central Asset Investments and Management Holdings (HK) Limited 2 4 6 66.67 2005-08-05
859 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 2 6 33.33
860 Chanceton Capital Partners Limited 2 4 6 66.67
861 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67
862 CHIEF CAPITAL LIMITED 2 4 6 66.67 2005-07-14
863 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 4 6 66.67
864 Chinese Strategic Asset Management Limited 3 3 6 50.00 2007-09-07
865 CICC US Securities, Inc. 3 3 6 50.00 2007-08-03
866 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
867 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 66.67 2005-03-08
868 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 66.67
869 DAEWOO SECURITIES (HONG KONG) LIMITED 2 4 6 66.67
870 Delta Asia Wealth Management Limited 2 4 6 66.67
871 DORIC CAPITAL CORPORATION 3 3 6 50.00 2003-11-13
872 EMPEROR CORPORATE FINANCE LIMITED 4 2 6 33.33 2009-12-24
873 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
874 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
875 GIGA (HONG KONG) LIMITED 2 4 6 66.67
876 GLS SECURITIES LIMITED 2 4 6 66.67
877 Goldbridge Securities Limited 3 3 6 50.00
878 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 4 6 66.67
879 Grand Cartel Securities Company Limited 2 4 6 66.67
880 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2005-08-12
881 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 33.33 2008-07-03
882 HANTEC FUTURES LIMITED 2 4 6 66.67 2008-12-19
883 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 50.00
884 Hong Kong Securities (International) Company Limited 3 3 6 50.00 2009-07-23
885 iBest Securities Company Limited 3 3 6 50.00
886 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
887 iFAST Securities (HK) Limited 3 3 6 50.00
888 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
889 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 4 6 66.67 2004-08-30
890 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
891 JK Capital Management Limited 4 2 6 33.33
892 JS CRESVALE CAPITAL LIMITED 3 3 6 50.00
893 KB Investment & Securities Hong Kong Limited 5 1 6 16.67 2004-06-30
894 KIN FUNG STOCK COMPANY LIMITED 3 3 6 50.00 2005-03-31
895 KINGSTON CORPORATE FINANCE LIMITED 2 4 6 66.67
896 Longitude Asia Limited 2 4 6 66.67
897 MAN HON YEUNG SECURITIES LIMITED 2 4 6 66.67
898 MEGABASE SECURITIES LIMITED 2 4 6 66.67
899 Metaverse Securities Limited (HK) 4 2 6 33.33
900 MIS SERVICES LIMITED (d2019-06-01) 3 3 6 50.00
901 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 66.67 2004-09-21
902 MY.Alpha Management HK Advisors Limited 2 4 6 66.67 2007-10-31
903 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 66.67
904 PERRY CAPITAL (ASIA) LIMITED 2 4 6 66.67 2006-09-12
905 PIMCO Asia Limited 3 3 6 50.00 2006-05-17
906 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 2 6 33.33 2007-03-08
907 PLATINUM BROKING COMPANY LIMITED 3 3 6 50.00
908 PO LEE SECURITIES LIMITED 2 4 6 66.67
909 PYRMONT WEALTH MANAGEMENT LIMITED 2 4 6 66.67 2006-02-24
910 Qantex Capital Markets Limited 2 4 6 66.67 2009-04-14
911 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
912 RBS Asia Futures Limited 4 2 6 33.33
913 Rich Bay Securities Limited 2 4 6 66.67 2005-03-31
914 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
915 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
916 Sensible Asset Management Limited 5 1 6 16.67 2005-06-18
917 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67
918 SIU ON SECURITIES LIMITED 3 3 6 50.00
919 SOUTH CHINA RESEARCH LIMITED 4 2 6 33.33
920 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 16.67 2005-06-20
921 SUN Partners Investment Management Limited 3 3 6 50.00 2007-02-16
922 SUN'S FUTURE LIMITED 3 3 6 50.00
923 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
924 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
925 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
926 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 1 6 16.67 2008-08-07
927 TANG KEE SECURITIES LIMITED 3 3 6 50.00
928 Tokio Marine Investment Services, Limited 4 2 6 33.33
929 Towers Watson Investment Services Hong Kong Limited 3 3 6 50.00 2007-05-14
930 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
931 UOB ASIA (HONG KONG) LIMITED 3 3 6 50.00
932 UPBEST INVESTMENT COMPANY LIMITED 5 1 6 16.67
933 VC CAPITAL LIMITED 3 3 6 50.00
934 VEDA CAPITAL LIMITED (HK) 3 3 6 50.00 2005-12-28
935 WAH SANG SECURITIES LIMITED 2 4 6 66.67
936 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
937 YF FUTURES COMPANY LIMITED 2 4 6 66.67
938 YUE XIU SECURITIES COMPANY LIMITED 2 4 6 66.67
939 Zijing Capital Limited 2 4 6 66.67 2003-05-07
940 313 Capital Management Limited 5 0 5 0.00
941 Absolute Investment Management (HK) Limited 3 2 5 40.00
942 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
943 ADEPT CAPITAL PARTNERS ADVISERS LIMITED 2 3 5 60.00 2007-02-28
944 Allard Partners Limited 2 3 5 60.00
945 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
946 ALTUS INVESTMENTS LIMITED (HK) 2 3 5 60.00 2005-12-14
947 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
948 ARCH Capital Management Co. Limited 3 2 5 40.00 2009-02-19
949 Arta Global Markets Limited 2 3 5 60.00 2008-01-08
950 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 20.00
951 Avia Asset Management Limited 2 3 5 60.00
952 Axis Capital Management Limited 3 2 5 40.00
953 BaoQiao Partners Capital Limited 3 2 5 40.00 2008-03-05
954 BEAR BRIGHT LIMITED 3 2 5 40.00
955 Black Marble Securities Limited 2 3 5 60.00
956 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
957 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
958 CBRE Investment Management (Asia) Limited 2 3 5 60.00
959 CCB Securities Limited 2 3 5 60.00
960 CHAMPUS ASSET MANAGEMENT LIMITED 3 2 5 40.00
961 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
962 CHINA SECURITIES HOLDINGS LIMITED 3 2 5 40.00
963 CHINA SKY SECURITIES LIMITED 2 3 5 60.00
964 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00 2006-05-23
965 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 40.00
966 COMGEST FAR EAST LIMITED 3 2 5 40.00
967 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 3 5 60.00
968 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
969 CYPRESS LANE CAPITAL LIMITED 2 3 5 60.00 2009-07-02
970 DALTON CAPITAL (HONG KONG) LIMITED 3 2 5 40.00 2005-07-18
971 DNB Asset Management (Asia) Limited 4 1 5 20.00
972 DONVEX CAPITAL LIMITED 3 2 5 40.00 2009-01-29
973 EFG Asset Management (HK) Limited 2 3 5 60.00 2008-06-06
974 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2006-10-31
975 EVENSTAR ADVISORS LIMITED 2 3 5 60.00 2007-04-19
976 F. R. ZIMMERN LIMITED 2 3 5 60.00
977 FCL ADVISORY LIMITED 2 3 5 60.00 2005-03-01
978 FORTUNE FINANCIAL CAPITAL LIMITED 3 2 5 40.00 2009-03-12
979 Fortune Origin Securities Limited 3 2 5 40.00 2009-07-09
980 Friedmann Pacific Asset Management (Hong Kong) Limited 3 2 5 40.00
981 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-08-21
982 GBS INTERNATIONAL FINANCIAL LIMITED 2 3 5 60.00 2009-06-15
983 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 60.00
984 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
985 GOLDRIDE SECURITIES LIMITED 2 3 5 60.00
986 Grace Financial Limited (HK) 2 3 5 60.00 2008-02-13
987 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2007-11-28
988 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
989 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
990 HOI SANG SECURITIES LIMITED 2 3 5 60.00
991 Horizon Asset International (HK) Limited 2 3 5 60.00 2008-09-03
992 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 0.00
993 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
994 INCU CORPORATE FINANCE LIMITED 2 3 5 60.00
995 Ingensoma Trading Group Limited 3 2 5 40.00 2008-10-30
996 Innoform-Ashfield Capital Limited 2 3 5 60.00 2007-08-07
997 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 60.00
998 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
999 IREALITY INVESTMENTS LIMITED 4 1 5 20.00 2007-12-21
1000 JEFFERIES BACHE (HONG KONG) LIMITED 3 2 5 40.00
1001 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 60.00
1002 Kaiser KT Capital Limited 4 1 5 20.00
1003 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1004 Kam Wah Investments Limited 2 3 5 60.00
1005 KINGSWAY SW ASSET MANAGEMENT LIMITED 5 0 5 0.00
1006 La Roche & Co Asia Limited 2 3 5 60.00 2008-03-05
1007 LAI PO HUNG & COMPANY LIMITED 2 3 5 60.00
1008 Lexicon Partners (Asia) Limited 2 3 5 60.00 2007-03-21
1009 Link Asset Management Limited (HK) 4 1 5 20.00 2005-11-08
1010 Liquidnet Asia Limited 2 3 5 60.00 2007-08-15
1011 M3 Capital Partners (HK) Limited 3 2 5 40.00 2008-10-17
1012 MacroValue Investors Limited 2 3 5 60.00 2008-03-17
1013 MAGUSTA FUTURES LIMITED 2 3 5 60.00
1014 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1015 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1016 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 3 5 60.00 2009-09-04
1017 MCP Asset Management Company Limited 2 3 5 60.00 2005-08-23
1018 MEGABASE FUTURES CO. LIMITED 2 3 5 60.00
1019 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 60.00 2007-06-12
1020 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 40.00
1021 MORTON SECURITIES LIMITED 2 3 5 60.00
1022 North Asia Strategic Advisors 2 3 5 60.00 2007-04-04
1023 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1024 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 0 5 0.00 2009-04-09
1025 Oberweis Asset Management (Asia) Limited 3 2 5 40.00 2008-03-06
1026 OMNIX CAPITAL LIMITED 3 2 5 40.00 2009-03-19
1027 ORTUS CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2003-08-29
1028 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1029 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1030 PASAY STOCK AND SHARES LIMITED 2 3 5 60.00
1031 Permira Advisers Limited 1 4 5 80.00 2008-08-19
1032 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 2 5 40.00 2006-01-13
1033 PHOENIX CAPITAL ASIA LIMITED 3 2 5 40.00
1034 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 2 3 5 60.00 2009-07-30
1035 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2004-09-15
1036 RaffAello Securities (HK) Limited 2 3 5 60.00 2005-03-30
1037 RICHLAND WORLDWIDE LIMITED 2 3 5 60.00 2004-04-15
1038 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1039 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1040 SECURIS CAPITAL LIMITED 3 2 5 40.00 2005-08-29
1041 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2008-11-07
1042 SIIC ASSET MANAGEMENT COMPANY LIMITED 4 1 5 20.00
1043 SIMPLEX CAPITAL ASIA LIMITED 4 1 5 20.00 2003-09-04
1044 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 40.00
1045 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 60.00 2004-02-05
1046 Standard Advisory Asia Limited 2 3 5 60.00 2007-03-09
1047 STANDARD LIFE INVESTMENTS (ASIA) LIMITED 4 1 5 20.00
1048 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 1 5 20.00 2005-07-07
1049 STANHILL (HONG KONG) LIMITED 2 3 5 60.00
1050 STOCKWELL COMMODITIES LIMITED 3 2 5 40.00
1051 SUN YI COMPANY LIMITED 3 2 5 40.00 2008-01-31
1052 TAIFAIR FUTURES LIMITED 3 2 5 40.00
1053 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1054 Tora Trading Services Limited (HK) 4 1 5 20.00 2008-11-14
1055 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1056 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 40.00 2009-11-19
1057 TUNG SHUN SECURITIES LIMITED 2 3 5 60.00 2005-01-03
1058 UPBEST ASSETS MANAGEMENT LIMITED 4 1 5 20.00
1059 VC International Asset Management Limited 3 2 5 40.00
1060 Vontobel (Hong Kong) Limited 3 2 5 40.00 2008-11-27
1061 VP Wealth Management (Hong Kong) Limited 2 3 5 60.00 2007-09-11
1062 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1063 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1064 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 60.00
1065 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 40.00
1066 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 60.00 2007-11-26
1067 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 60.00
1068 YARDLEY SECURITIES LIMITED 2 3 5 60.00
1069 Yorkville Advisors HK Limited 2 3 5 60.00 2009-03-18
1070 Zhongrong International Futures Co., Limited 2 3 5 60.00
1071 ABN AMRO Clearing (Futures) Hong Kong Limited 4 0 4 0.00
1072 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 0.00 2003-11-29
1073 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1074 ARF Investment Management (HK) Limited 3 1 4 25.00 2008-10-13
1075 ARISAIG PARTNERS (HK) LIMITED 2 2 4 50.00 2006-01-20
1076 Arta Global Futures Limited 2 2 4 50.00
1077 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1078 ASM ADVISORY LIMITED 2 2 4 50.00 2009-11-30
1079 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
1080 AXIAL CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2005-06-24
1081 BENTLEY REID & COMPANY LIMITED 4 0 4 0.00
1082 BLOOMYEARS LIMITED 2 2 4 50.00
1083 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2009-03-30
1084 BOULTON CAPITAL ASIA LIMITED 3 1 4 25.00 2004-09-07
1085 BOWEN ASIA LIMITED 3 1 4 25.00
1086 CARDINALASIA CONSULTING LIMITED 3 1 4 25.00 2003-06-27
1087 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1088 Celera Markets Limited 2 2 4 50.00 2008-08-12
1089 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 1 4 25.00
1090 ChapmanCraig Limited 2 2 4 50.00
1091 China Enterprise Securities Company Limited 3 1 4 25.00
1092 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1093 China Finance Holdings Limited 2 2 4 50.00
1094 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 50.00 2009-08-28
1095 CHUANGS & CO. LIMITED 3 1 4 25.00
1096 Chuo Mitsui Investments Hong Kong Limited 2 2 4 50.00 2009-04-30
1097 Citadel Securities (Hong Kong) Limited 3 1 4 25.00 2009-04-09
1098 CLC SECURITIES LIMITED 2 2 4 50.00 2008-06-16
1099 COL Securities (HK) Limited 2 2 4 50.00
1100 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 4 0 4 0.00
1101 CORNUCOPIA CAPITAL PARTNERS LIMITED 3 1 4 25.00 2007-07-19
1102 CTW SECURITIES LIMITED 2 2 4 50.00
1103 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00 2009-10-14
1104 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
1105 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 50.00 2009-01-02
1106 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1107 Elixir Capital Management Limited 3 1 4 25.00 2009-02-18
1108 Emperor Asset Management Limited 4 0 4 0.00 2009-11-03
1109 EXS Capital Asia Limited 2 2 4 50.00 2008-06-12
1110 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 50.00 2008-08-15
1111 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1112 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1113 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1114 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 50.00
1115 Funderstone Asset Management (HK) Limited 2 2 4 50.00
1116 Gain Capital - Forex.com Hong Kong Limited 2 2 4 50.00 2009-07-22
1117 GENERTEC HONG KONG INTERNATIONAL CAPITAL LIMITED 2 2 4 50.00 2005-12-07
1118 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 4 0 4 0.00 2005-02-28
1119 GO-TO-ASIA INVESTMENT LIMITED 3 1 4 25.00
1120 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1121 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
1122 Goldin Financial Limited 3 1 4 25.00 2009-06-01
1123 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1124 Grit Securities Limited 2 2 4 50.00
1125 HARCOURT ALTERNATIVE INVESTMENTS (HK) LIMITED 2 2 4 50.00 2007-08-21
1126 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 50.00
1127 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1128 Henyep Capital Management Limited 2 2 4 50.00 2005-12-20
1129 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1130 HFZ CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2008-04-08
1131 HIP HING SECURITIES LIMITED 2 2 4 50.00
1132 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1133 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 25.00
1134 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1135 IMPERIAL DRAGON ASSET MANAGEMENT LIMITED 2 2 4 50.00 2007-08-13
1136 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
1137 INFINITI INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00 2006-02-07
1138 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1139 INTERCHINA FUTURES LIMITED 2 2 4 50.00
1140 KAISEN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-11-13
1141 KAY YUE SECURITIES CO., LIMITED 3 1 4 25.00
1142 Korea Investment Management Asia Limited 3 1 4 25.00 2009-08-21
1143 LBN Advisers Limited 2 2 4 50.00 2007-09-13
1144 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1145 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 25.00
1146 MEIJI YASUDA ASIA LIMITED 2 2 4 50.00
1147 Merdeka Securities Limited 3 1 4 25.00
1148 MESSIS CAPITAL LIMITED 2 2 4 50.00
1149 Minerva Capital Management Limited 3 1 4 25.00 2009-06-19
1150 MING HON SECURITIES LIMITED 3 1 4 25.00
1151 Myo Capital Advisers Limited 2 2 4 50.00 2007-11-16
1152 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-02-02
1153 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 25.00 2004-07-15
1154 Nuada Limited 2 2 4 50.00 2004-01-15
1155 Oshidori Corporate Finance Limited 3 1 4 25.00
1156 PACIFIC GROUP LIMITED (THE) 3 1 4 25.00
1157 PACIFIC HAWK (HK) LIMITED 2 2 4 50.00
1158 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 25.00 2004-10-28
1159 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1160 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 50.00
1161 Prudence Investment Management (Hong Kong) Limited 2 2 4 50.00 2009-06-08
1162 QMIS Asset Management Limited 3 1 4 25.00 2009-08-13
1163 QUANTSMILE (HK) LIMITED 3 1 4 25.00 2007-04-02
1164 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1165 REXCAPITAL (HONG KONG) LIMITED 2 2 4 50.00
1166 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 2 4 50.00
1167 SBI China Capital Asset Management Limited 3 1 4 25.00 2007-10-17
1168 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1169 SHACOM FUTURES LIMITED 2 2 4 50.00
1170 Shinhan Investment Asia Limited 3 1 4 25.00 2007-10-15
1171 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1172 SPDB International Holdings Limited 4 0 4 0.00
1173 STARLING GROUP SECURITIES LIMITED 2 2 4 50.00 2008-11-05
1174 STI Asset Management Limited 3 1 4 25.00 2008-10-22
1175 SYZ Asset Management (Asia) Limited 2 2 4 50.00 2004-07-27
1176 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1177 TAIREN CAPITAL LIMITED 4 0 4 0.00 2008-07-08
1178 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2007-02-16
1179 TIAN YUAN FINANCE LIMITED 3 1 4 25.00
1180 United Securities Limited (HK) 2 2 4 50.00
1181 UNITED WORLD ONLINE LIMITED 3 1 4 25.00 2004-11-02
1182 Vantum Futures Limited 2 2 4 50.00
1183 VICTORIA CAPITAL LIMITED (HK) 2 2 4 50.00
1184 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1185 VisionGain Capital Limited 3 1 4 25.00 2007-11-14
1186 VL ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-04-15
1187 Voras Capital Management (HK) Limited 2 2 4 50.00 2008-07-31
1188 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1189 Waton Securities International Limited 2 2 4 50.00
1190 WILBY SECURITIES LIMITED 2 2 4 50.00
1191 Wolver Hill Asset Management Asia Limited 3 1 4 25.00 2009-03-10
1192 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1193 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 25.00
1194 Yuexiu REIT Asset Management Limited 3 1 4 25.00 2005-12-08
1195 ZEAL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-10-09
1196 ZhongHua Finance Capital Co., Limited 2 2 4 50.00 2005-05-26
1197 A. H. INTERNATIONAL LIMITED 2 1 3 33.33 2006-03-22
1198 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 0 3 0.00
1199 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0.00
1200 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0.00 2004-05-24
1201 Aliantis Capital Limited 2 1 3 33.33 2007-10-10
1202 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1203 Alphadyne Asset Management (HK) Limited 2 1 3 33.33 2009-03-25
1204 Amherst Pierpont International Limited 2 1 3 33.33 2009-06-17
1205 AMS CAPITAL LIMITED (d2012-07-13) 1 2 3 66.67
1206 Andante Capital Partners Limited 2 1 3 33.33 2008-11-11
1207 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1208 Anuenue Advisors Limited 3 0 3 0.00 2005-10-06
1209 Asia Frontier Investments Limited 3 0 3 0.00 2009-04-28
1210 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1211 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0.00
1212 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1213 Atherton Asset Management Limited 2 1 3 33.33 2008-09-10
1214 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1215 BALI SECURITIES CO. LIMITED 3 0 3 0.00
1216 Bentley Capital Limited (HK) 3 0 3 0.00
1217 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1218 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1219 BTG Pactual Asia Limited 2 1 3 33.33 2009-08-13
1220 CAIDAO CAPITAL LIMITED 2 1 3 33.33 2008-07-15
1221 Cambridge Strategy (Asset Management) Asia Limited (The) 3 0 3 0.00
1222 CAPITAL FOR BUSINESS LIMITED (VG) 2 1 3 33.33
1223 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-08-19
1224 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 0 3 0.00 2007-08-23
1225 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2008-10-31
1226 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1227 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1228 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-07-06
1229 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1230 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1231 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1232 ChinaRock Capital Management Limited 2 1 3 33.33 2007-07-04
1233 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00
1234 CNCB (Hong Kong) Capital Limited 2 1 3 33.33
1235 CNI GLOBAL CAPITAL LIMITED 2 1 3 33.33
1236 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1237 CUPOLA CAPITAL LIMITED 3 0 3 0.00
1238 Cushman & Wakefield Capital Asia (HK) Limited 2 1 3 33.33 2008-03-05
1239 Cynosure Asset Management Hong Kong Limited 3 0 3 0.00
1240 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1241 Daishin Securities Asia Limited 2 1 3 33.33 2008-11-24
1242 EAA SECURITIES LIMITED 2 1 3 33.33
1243 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 0 3 0.00 2008-05-21
1244 Ellerston Capital (Hong Kong) Limited 2 1 3 33.33 2008-01-04
1245 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1246 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 3 0 3 0.00 2009-07-31
1247 ENZARD LIMITED 2 1 3 33.33 2004-05-21
1248 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 33.33
1249 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1250 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1251 Frontier Asia Capital Hong Kong Limited 2 1 3 33.33 2008-08-11
1252 Fubon Capital (HK) Limited 2 1 3 33.33
1253 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1254 GCAM Limited 2 1 3 33.33 2004-10-19
1255 GEOMATRIX (H.K.) LIMITED 2 1 3 33.33
1256 Ginseng Capital Advisors Limited 3 0 3 0.00 2009-07-28
1257 GRAND PARTNERS ASSET MANAGEMENT LIMITED 3 0 3 0.00
1258 Guggenheim Securities (Hong Kong) Limited 2 1 3 33.33 2009-03-13
1259 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 33.33 2008-05-29
1260 HARMONY CAPITAL PARTNERS ASIA (HK) LIMITED 2 1 3 33.33 2004-07-07
1261 HEAD & SHOULDERS SECURITIES LIMITED 2 1 3 33.33 2008-03-27
1262 HOORAY SECURITIES LIMITED 2 1 3 33.33
1263 HSBC Corporate Finance (Hong Kong) Limited 3 0 3 0.00
1264 HSZ (HONG KONG) LIMITED 2 1 3 33.33
1265 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 0.00 2009-12-14
1266 IMARKETS LIMITED 2 1 3 33.33
1267 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1268 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-05-12
1269 ISOMETRIC INVESTMENT ADVISORS LIMITED 3 0 3 0.00 2009-11-16
1270 iTTa Capital Limited 2 1 3 33.33 2003-05-29
1271 iVenture Investment Management Limited 2 1 3 33.33
1272 IVY ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33 2008-02-06
1273 JANCHOR PARTNERS LIMITED 3 0 3 0.00 2009-11-06
1274 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1275 JVSakk Asset Management Limited 3 0 3 0.00 2008-08-28
1276 KARL THOMSON FINANCE LIMITED 2 1 3 33.33
1277 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 1 3 33.33
1278 KGI Asset Management Limited 2 1 3 33.33
1279 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 33.33
1280 KINGDOM INVESTMENT MANAGERS LIMITED 3 0 3 0.00 2008-12-02
1281 KINGSWAY SBF INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33 2005-05-04
1282 Knight Libertas (Asia) Limited 3 0 3 0.00 2008-01-23
1283 Landmark Asset Management Limited (HK) 3 0 3 0.00 2008-01-10
1284 Lighthorse Asset Management (HK) Limited 2 1 3 33.33 2009-09-04
1285 LLOYD BAUGHAN LIMITED 2 1 3 33.33 2006-01-19
1286 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1287 LYNAS CAPITAL LIMITED 2 1 3 33.33 2004-08-12
1288 Macquarie Capital Funds (Asia) Limited 3 0 3 0.00 2009-07-21
1289 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1290 MASON LAROCHE (HK) LIMITED 3 0 3 0.00
1291 MEAG Hong Kong Limited 1 2 3 66.67
1292 MICH INVESTMENTS (ASIA) LIMITED 2 1 3 33.33 2008-06-19
1293 MLI LIMITED (d2018-03-29) 2 1 3 33.33
1294 Nittan Securities Asia Limited 2 1 3 33.33
1295 OCBC SECURITIES (HONG KONG) LIMITED 3 0 3 0.00 2008-03-20
1296 Ocean Capital Management Limited 2 1 3 33.33 2009-03-26
1297 Orchard Wealth Management Limited 2 1 3 33.33 2008-11-05
1298 OSCAR BENSON LIMITED (HK) 2 1 3 33.33
1299 OVERLOOK INVESTMENTS LIMITED 2 1 3 33.33
1300 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 33.33 2009-10-09
1301 Platinum Asset Management (Asia) Limited 3 0 3 0.00 2008-06-04
1302 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 0.00 2008-03-12
1303 Prince Capital Management Limited 2 1 3 33.33 2008-04-28
1304 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1305 Proton Capital Limited 3 0 3 0.00 2007-10-16
1306 R.J. O'Brien & Associates HK Limited 2 1 3 33.33 2007-10-29
1307 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1308 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1309 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1310 RESIDENTS SECURITIES LIMITED 2 1 3 33.33
1311 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1312 ROCIM Limited 3 0 3 0.00 2007-06-29
1313 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1314 RREEF China REIT Management Limited 3 0 3 0.00 2007-06-01
1315 SALISBURY SECURITIES LIMITED 2 1 3 33.33 2005-03-31
1316 SANSTON FINANCIAL GROUP LIMITED 1 2 3 66.67 2007-06-12
1317 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2003-10-30
1318 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1319 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 33.33
1320 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1321 Silk Road International Capital Limited 3 0 3 0.00
1322 Silver Spring Capital Management Limited 3 0 3 0.00 2009-10-30
1323 Sinovation Capital Asset Management Company Limited 2 1 3 33.33 2009-10-21
1324 SKY WARD ASIA LIMITED 2 1 3 33.33
1325 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 33.33
1326 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1327 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 33.33
1328 Stellar Securities Limited 2 1 3 33.33
1329 Sucden Financial (HK) Limited 2 1 3 33.33 2009-04-28
1330 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1331 T & F Equities Limited 2 1 3 33.33 2005-11-23
1332 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1333 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 33.33
1334 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 33.33 2009-10-27
1335 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1336 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1337 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1338 Turiya Advisors Asia Limited 2 1 3 33.33 2005-04-26
1339 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1340 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 33.33 2005-04-29
1341 UNITED GAIN INVESTMENT LIMITED 2 1 3 33.33 2003-08-07
1342 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2008-04-01
1343 Vicis Capital (Hong Kong) Limited 2 1 3 33.33 2008-11-26
1344 VMS Securities Limited 3 0 3 0.00
1345 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1346 WANTHORPE ASSET MANAGEMENT LIMITED 2 1 3 33.33 2005-03-02
1347 WELLCHAMP CAPITAL LIMITED 2 1 3 33.33
1348 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 33.33
1349 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1350 Aardvark Fund Management Limited 2 0 2 0.00 2009-09-24
1351 AASTOCKS.COM LIMITED 2 0 2 0.00
1352 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1353 ACM ASIA LIMITED 2 0 2 0.00
1354 ADM SECURITIES LIMITED 2 0 2 0.00
1355 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1356 AIR GEO SERVICES LIMITED 2 0 2 0.00 2007-08-21
1357 Alpha Nova Capital Management Limited 2 0 2 0.00
1358 Alphatraxx (H.K.) Limited 2 0 2 0.00 2005-12-23
1359 AM Investment Partners HK, Limited 2 0 2 0.00 2008-09-10
1360 Anand Rathi Financial Services (HK) Limited 2 0 2 0.00 2009-09-23
1361 ANGUS MOORE LIMITED 0 2 2 100.00
1362 APAC CAPITAL ADVISORS LIMITED 2 0 2 0.00 2004-12-06
1363 Apus Investments Limited 2 0 2 0.00 2008-09-04
1364 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1365 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1366 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1367 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1368 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1369 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1370 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1371 Barings Investment Advisers (Hong Kong) Limited 2 0 2 0.00 2009-05-08
1372 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1373 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-09-28
1374 Bohong Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-03-12
1375 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1376 BWC FOREX LIMITED 2 0 2 0.00 2009-12-11
1377 C.P. FINANCIAL MANAGEMENT LIMITED 2 0 2 0.00 2008-05-09
1378 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1379 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1380 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1381 Cephei Capital Management (Hong Kong) Limited 2 0 2 0.00 2007-07-19
1382 CERES CAPITAL LIMITED 2 0 2 0.00
1383 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1384 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1385 CHEETAH ADVISORS LIMITED 2 0 2 0.00
1386 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1387 Chepstow Capital Advisors Limited 2 0 2 0.00 2009-10-20
1388 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 0.00
1389 China Jianxin Financial Services Limited 2 0 2 0.00 2009-11-17
1390 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1391 China Silver Asset Management (Hong Kong) Limited 2 0 2 0.00 2009-12-02
1392 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0.00
1393 China Value Investment Limited (HK) 2 0 2 0.00 2008-07-15
1394 CITTA CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2006-10-24
1395 Claren Road Asia Limited 2 0 2 0.00 2009-03-30
1396 CNI Securities Group Limited 2 0 2 0.00 2009-12-15
1397 COMMENCE COMPANY LIMITED 2 0 2 0.00
1398 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1399 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2008-07-09
1400 D.J. SECURITIES LIMITED 2 0 2 0.00
1401 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0.00 2009-04-29
1402 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1403 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1404 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1405 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1406 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1407 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1408 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 50.00 2008-03-06
1409 EMSO Partners HK Limited 2 0 2 0.00 2007-04-04
1410 ENTROPY VENTURES (HK) LIMITED 2 0 2 0.00 2009-12-16
1411 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1412 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1413 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1414 Everbright Capital Management Limited 2 0 2 0.00 2007-09-24
1415 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00
1416 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0.00
1417 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1418 Fortune Asset Management Limited 2 0 2 0.00 2009-12-16
1419 Foundation Asset Management (HK) Limited 2 0 2 0.00 2007-03-22
1420 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1421 FULLJET SECURITIES LIMITED 2 0 2 0.00
1422 GCIS LIMITED 2 0 2 0.00 2007-05-16
1423 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1424 GET NICE CAPITAL LIMITED 2 0 2 0.00
1425 Global CTA Services Investment (HK) Limited 2 0 2 0.00 2008-11-26
1426 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1427 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1428 Gottex Fund Management (Hong Kong) Limited 2 0 2 0.00 2005-11-04
1429 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1430 GREATER CHINA STRATEGIC CAPITAL LIMITED 2 0 2 0.00
1431 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
1432 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1433 Gruss Capital Management Limited 2 0 2 0.00 2008-10-27
1434 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0.00 2006-04-27
1435 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1436 Hafoo Securities Limited 2 0 2 0.00 2009-12-09
1437 HAMPTON SECURITIES (ASIA) LIMITED 2 0 2 0.00 2007-04-10
1438 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 0.00
1439 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1440 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-11-21
1441 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1442 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1443 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1444 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 0 2 0.00 2009-11-16
1445 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1446 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0.00 2008-12-15
1447 INFINITI ADVANTAGE LIMITED 2 0 2 0.00 2009-12-04
1448 Instinet Alpha Trading Limited 2 0 2 0.00
1449 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-12-02
1450 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0.00
1451 INV Partners Limited 2 0 2 0.00 2009-11-24
1452 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1453 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 0.00
1454 JAPAN ASIA CAPITAL LIMITED 2 0 2 0.00
1455 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1456 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1457 JPMorgan Asset Management (Japan) Limited 2 0 2 0.00
1458 JTM Capital Partners (Hong Kong) Limited 2 0 2 0.00 2009-06-01
1459 JVSakk Asia Limited 2 0 2 0.00
1460 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1461 KARFORD SECURITIES LIMITED 2 0 2 0.00
1462 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1463 KING TAI WEALTH MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2009-12-31
1464 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1465 KKR CAPITAL MARKETS ASIA LIMITED 2 0 2 0.00 2009-10-22
1466 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1467 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-07-02
1468 LAU & COMPANY LIMITED 2 0 2 0.00
1469 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1470 Liquid Capital Markets Hong Kong Limited 2 0 2 0.00 2009-10-29
1471 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1472 MANDARIN VP (HK) LIMITED 2 0 2 0.00
1473 MAP CAPITAL LIMITED (HK) 2 0 2 0.00 2008-01-16
1474 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1475 MARC FABER LIMITED 2 0 2 0.00
1476 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1477 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00 2004-09-22
1478 MD Healthcare International Limited 2 0 2 0.00 2008-11-05
1479 MFS International (Hong Kong) Limited 2 0 2 0.00 2009-07-29
1480 Milma & Co. Limited 2 0 2 0.00 2008-09-24
1481 MOELIS & COMPANY ASIA LIMITED 2 0 2 0.00 2009-12-11
1482 MUTUAL PARTNERS (HONG KONG) LIMITED 2 0 2 0.00
1483 NATIONAL ASSET MANAGEMENT LIMITED (HK) 2 0 2 0.00 2007-09-06
1484 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 0.00
1485 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1486 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2006-08-24
1487 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1488 Odysseus Capital Asia Limited 2 0 2 0.00 2009-10-29
1489 OnePlatform Wealth Management Limited 2 0 2 0.00 2003-07-25
1490 ONG PACIFIC CAPITAL LIMITED 2 0 2 0.00
1491 Open Asset Management Limited 2 0 2 0.00
1492 Oracle Capital Limited 2 0 2 0.00 2009-08-17
1493 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1494 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 2 0 2 0.00
1495 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1496 Pacific Sun Advisors Limited 2 0 2 0.00
1497 PAMA GROUP (HONG KONG) LIMITED 2 0 2 0.00
1498 PANGU CAPITAL LIMITED 2 0 2 0.00 2009-07-09
1499 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2007-08-17
1500 PARRY CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-24
1501 Partners Asset Management (HK) Limited 2 0 2 0.00 2007-04-03
1502 PEACE TOWN FUND MANAGEMENT LIMITED 2 0 2 0.00
1503 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1504 Polen Capital HK Limited 2 0 2 0.00
1505 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1506 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1507 PROBITAS HONG KONG LIMITED 2 0 2 0.00 2009-06-05
1508 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1509 QH CAPITAL LIMITED 2 0 2 0.00 2009-07-22
1510 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 50.00
1511 QMIS Securities Limited 2 0 2 0.00 2009-07-24
1512 Ramius Asia Ltd 2 0 2 0.00 2006-09-08
1513 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00
1514 Ruffer (Asia) Limited 2 0 2 0.00 2008-06-05
1515 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1516 SCOTIATRUST (ASIA) LIMITED 2 0 2 0.00
1517 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1518 Sigma Capital Management Limited 2 0 2 0.00 2008-03-12
1519 SILVERSTONE INVESTMENTS LIMITED (HK) 2 0 2 0.00
1520 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1521 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1522 Sinofortune Financial Capital Limited 2 0 2 0.00
1523 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1524 Soteria Asset Management Limited 2 0 2 0.00 2008-04-14
1525 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1526 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1527 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1528 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0.00
1529 STARLING GROUP FUTURES LIMITED 2 0 2 0.00 2008-11-05
1530 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1531 SUSQUEHANNA HONG KONG LIMITED 2 0 2 0.00 2008-11-03
1532 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 0.00 2007-02-01
1533 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1534 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1535 TFI Asset Management Limited 2 0 2 0.00 2009-06-18
1536 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0.00
1537 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 0.00
1538 TR Advisors Limited 2 0 2 0.00 2008-12-02
1539 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1540 TRANSPAC CAPITAL LIMITED 2 0 2 0.00
1541 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1542 TVC MANAGEMENT LIMITED 2 0 2 0.00
1543 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1544 VANHEEL MANAGEMENT LIMITED 2 0 2 0.00
1545 VERCAP Financial Services Limited 2 0 2 0.00
1546 VICKTOR CAPITAL (ASIA) LIMITED 2 0 2 0.00 2009-12-14
1547 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1548 Wachovia Advisors International Limited 1 1 2 50.00 2007-12-17
1549 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1550 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1551 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1552 WINTON CAPITAL ASIA LIMITED 2 0 2 0.00 2009-06-19
1553 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1554 APAX PARTNERS HONG KONG LIMITED 1 0 1 0.00 2008-01-21
1555 BAYA CAPITAL LIMITED 1 0 1 0.00 2006-01-09
1556 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 0.00
1557 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0.00
1558 Cowen Structured Products Hong Kong Limited 1 0 1 0.00 2006-10-20
1559 EAST CAPITAL ASIA LIMITED 1 0 1 0.00 2007-04-04
1560 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1561 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1562 HOORAY CAPITAL LIMITED 1 0 1 0.00
1563 KGI CAPITAL (HONG KONG) LIMITED 1 0 1 0.00 2005-07-08
1564 PROGRESS MARKETS LIMITED 1 0 1 0.00 2007-12-31
1565 TIS SECURITIES (HK) LIMITED 1 0 1 0.00 2005-01-21
1566 TOTAL SECURITIES (HK) LIMITED 1 0 1 0.00 2009-03-05
1567 WHEELOCK CHATFIELD LIMITED 1 0 1 0.00
1568 ZHONGRONG PT FINANCE LIMITED 1 0 1 0.00
1568 Average 3.29 23.09 26.38 87.52

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top