CICC US Securities, Inc.
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Fan, Kun 范堃 | RO | 2008-05-15 | 2010-08-24 | ||
| 2 | Guo, Dajiang 過大江 | RO | 2009-07-07 | 2011-03-31 | ||
| 3 | Huang, Haizhou (SFC:AMU474) 黃海洲 | M | Rep | 2008-06-23 | 2008-07-30 | |
| RO | 2008-07-30 | 2009-04-15 | ||||
| 4 | Lu, Yilin (SFC:AOG682) 呂禕麟 | 28 | M | Rep | 2008-05-30 | 2011-10-31 |
| 5 | Poon, Ming Pui 潘明培 | M | RO | 2007-08-03 | 2009-06-20 | |
| 6 | Wang, Hao (SFC:ADI503) 汪浩 | 44 | M | RO | 2007-08-03 | 2008-05-31 |
| 7 | Wong, Hong Man 王康曼 | F | Rep | 2007-08-06 | 2010-05-21 | |
| 8 | Woo, Jimmy Cheung Yee 吳祥貽 | M | Rep | 2007-08-06 | 2010-09-01 | |
| 9 | Yang, Chongze 楊崇澤 | Rep | 2008-09-05 | 2009-02-01 | ||
| 10 | Zhang, Lanlan (SFC:AFP100) 張嵐嵐 | Rep | 2008-05-30 | 2009-12-02 | ||
| RO | 2009-12-02 | 2010-06-30 | ||||
| 11 | Zhang, Pei (SFC:ALV325) 張沛 | Rep | 2007-08-06 | 2008-07-22 | ||
| 12 | Zhang, Yu (SFC:APS294) 張妤 | Rep | 2008-02-05 | 2009-06-04 |
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