SFC licensees per firm: Dealing in securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-04-30 2004-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Manulife Investment Management (Hong Kong) Limited 2 1115 1117 2 1095 1097 0 -20 -20 99.82 99.82
2 WM (HK) Limited 1 749 750 2 592 594 1 -157 -156 99.87 99.66 2014-10-24
3 Morgan Stanley Asia Limited 7 367 374 13 396 409 6 29 35 98.13 96.82
4 GOLDMAN SACHS (ASIA) L.L.C. 9 394 403 10 387 397 1 -7 -6 97.77 97.48
5 Tung Shing Securities (Brokers) Limited 4 344 348 4 376 380 0 32 32 98.85 98.95 2017-02-12
6 Merrill Lynch (Asia Pacific) Limited 9 327 336 9 342 351 0 15 15 97.32 97.44
7 Citigroup Global Markets Asia Limited 6 273 279 6 304 310 0 31 31 97.85 98.06
8 Everbright Securities Investment Services (HK) Limited 7 245 252 7 277 284 0 32 32 97.22 97.54
9 PHILLIP SECURITIES (HONG KONG) LIMITED 5 214 219 4 269 273 -1 55 54 97.72 98.53
10 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 187 195 6 211 217 -2 24 22 95.90 97.24
11 CELESTIAL SECURITIES LIMITED 3 139 142 6 151 157 3 12 15 97.89 96.18
12 KGI ASIA LIMITED 3 156 159 4 150 154 1 -6 -5 98.11 97.40 2017-10-02
13 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 0 0 0 4 140 144 4 140 144 - 97.22 2003-10-15 2014-01-21
14 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 158 160 4 140 144 2 -18 -16 98.75 97.22 2016-06-30
15 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 157 162 5 139 144 0 -18 -18 96.91 96.53 2016-06-30
16 CITIC Securities Brokerage (HK) Limited 5 66 71 6 135 141 1 69 70 92.96 95.74
17 UOB KAY HIAN (HONG KONG) LIMITED 9 107 116 6 133 139 -3 26 23 92.24 95.68
18 HSBC BROKING SECURITIES (ASIA) LIMITED 9 106 115 8 120 128 -1 14 13 92.17 93.75
19 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 107 109 2 124 126 0 17 17 98.17 98.41
20 DEUTSCHE SECURITIES ASIA LIMITED 9 79 88 8 117 125 -1 38 37 89.77 93.60
21 DBS VICKERS (HONG KONG) LIMITED 4 98 102 6 103 109 2 5 7 96.08 94.50
22 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 3 109 112 5 102 107 2 -7 -5 97.32 95.33
23 UBS SECURITIES ASIA LIMITED 11 111 122 10 93 103 -1 -18 -19 90.98 90.29
24 BOCI SECURITIES LIMITED 5 70 75 7 91 98 2 21 23 93.33 92.86
25 Merrill Lynch Far East Limited 8 120 128 7 88 95 -1 -32 -33 93.75 92.63
26 PRUDENTIAL BROKERAGE LIMITED 2 76 78 2 87 89 0 11 11 97.44 97.75
27 SOUTH CHINA SECURITIES LIMITED 3 88 91 3 83 86 0 -5 -5 96.70 96.51
28 CORPORATE BROKERS LIMITED 3 83 86 2 80 82 -1 -3 -4 96.51 97.56
29 EAST ASIA SECURITIES COMPANY LIMITED 2 73 75 2 78 80 0 5 5 97.33 97.50
30 VC BROKERAGE LIMITED 2 72 74 2 77 79 0 5 5 97.30 97.47
31 FT Securities Limited 3 81 84 4 73 77 1 -8 -7 96.43 94.81 2024-12-06
32 SHUN LOONG SECURITIES COMPANY LIMITED 3 85 88 2 74 76 -1 -11 -12 96.59 97.37
33 CINDA INTERNATIONAL SECURITIES LIMITED 4 71 75 4 70 74 0 -1 -1 94.67 94.59
34 Credit Suisse (Hong Kong) Limited 0 42 42 3 70 73 3 28 31 100.00 95.89
35 FIL Investment Management (Hong Kong) Limited 5 58 63 5 64 69 0 6 6 92.06 92.75
36 MIB SECURITIES (HONG KONG) LIMITED 3 50 53 6 59 65 3 9 12 94.34 90.77
37 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 2 42 44 2 59 61 0 17 17 95.45 96.72
38 CLSA LIMITED 7 53 60 7 54 61 0 1 1 88.33 88.52
39 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 49 55 4 55 59 -2 6 4 89.09 93.22
40 EMPEROR SECURITIES LIMITED (HK) 3 56 59 6 51 57 3 -5 -2 94.92 89.47
41 GET NICE SECURITIES LIMITED 3 63 66 3 54 57 0 -9 -9 95.45 94.74
42 FULBRIGHT SECURITIES LIMITED 4 37 41 3 53 56 -1 16 15 90.24 94.64
43 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 54 59 4 51 55 -1 -3 -4 91.53 92.73
44 SANFULL SECURITIES LIMITED 5 52 57 5 50 55 0 -2 -2 91.23 90.91
45 TSE'S SECURITIES LIMITED 2 54 56 2 53 55 0 -1 -1 96.43 96.36
46 RBS Asia Corporate Finance Limited 4 45 49 2 52 54 -2 7 5 91.84 96.30 2014-08-15
47 BARCLAYS CAPITAL ASIA LIMITED 0 43 43 0 53 53 0 10 10 100.00 100.00
48 JPMorgan Funds (Asia) Limited 2 45 47 2 51 53 0 6 6 95.74 96.23
49 WINGS SECURITIES (HK) LIMITED 2 49 51 3 49 52 1 0 1 96.08 94.23
50 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 7 36 43 8 43 51 1 7 8 83.72 84.31
51 BEAR STEARNS ASIA LIMITED 3 44 47 3 47 50 0 3 3 93.62 94.00 2010-04-28
52 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 39 42 4 45 49 1 6 7 92.86 91.84
53 KINGSTON SECURITIES LIMITED 3 46 49 3 46 49 0 0 0 93.88 93.88
54 GREAT BAY SECURITIES LIMITED 5 51 56 3 44 47 -2 -7 -9 91.07 93.62
55 LEHMAN BROTHERS ASIA LIMITED 4 33 37 5 41 46 1 8 9 89.19 89.13 2024-11-13
56 LUEN FAT SECURITIES COMPANY LIMITED 4 45 49 4 42 46 0 -3 -3 91.84 91.30
57 SG SECURITIES (HK) LIMITED 4 45 49 7 38 45 3 -7 -4 91.84 84.44
58 CHIEF SECURITIES LIMITED 1 22 23 1 43 44 0 21 21 95.65 97.73
59 Credit Agricole Securities (Asia) Limited 5 39 44 7 37 44 2 -2 0 88.64 84.09
60 Quam Securities Limited 4 27 31 4 40 44 0 13 13 87.10 90.91
61 DELTA ASIA SECURITIES LIMITED 2 34 36 2 41 43 0 7 7 94.44 95.35
62 Funderstone Securities Limited 5 36 41 5 38 43 0 2 2 87.80 88.37
63 CHOW SANG SANG SECURITIES (HK) LIMITED 2 40 42 2 40 42 0 0 0 95.24 95.24 2004-10-29
64 CHOW SANG SANG SECURITIES LIMITED 2 40 42 2 40 42 0 0 0 95.24 95.24
65 WOCOM SECURITIES LIMITED 3 35 38 4 38 42 1 3 4 92.11 90.48
66 XinKong International Securities Limited 2 40 42 2 38 40 0 -2 -2 95.24 95.00
67 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 43 45 2 37 39 0 -6 -6 95.56 94.87
68 UKFP (Asia) HK Limited 3 38 41 3 36 39 0 -2 -2 92.68 92.31 2010-03-24
69 Daiwa Capital Markets Hong Kong Limited 2 31 33 3 35 38 1 4 5 93.94 92.11
70 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 34 36 3 35 38 1 1 2 94.44 92.11 2012-04-02
71 Credit Suisse Securities (Hong Kong) Limited 3 50 53 4 33 37 1 -17 -16 94.34 89.19
72 FIRST SHANGHAI SECURITIES LIMITED 3 25 28 3 34 37 0 9 9 89.29 91.89
73 HSBC SECURITIES (ASIA) LIMITED 6 50 56 3 34 37 -3 -16 -19 89.29 91.89 2020-06-15
74 KARL-THOMSON SECURITIES COMPANY LIMITED 5 36 41 5 32 37 0 -4 -4 87.80 86.49
75 MACQUARIE CAPITAL LIMITED 6 68 74 7 30 37 1 -38 -37 91.89 81.08
76 RBS Asia Securities (Hong Kong) Limited 5 35 40 6 31 37 1 -4 -3 87.50 83.78 2005-03-15
77 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 1 34 35 2 34 36 1 0 1 97.14 94.44
78 Taiping Securities (HK) Co Limited 4 32 36 4 32 36 0 0 0 88.89 88.89
79 SDIC Securities International Financial Holdings Limited 1 20 21 3 32 35 2 12 14 95.24 91.43 2014-12-03
80 ABCI Securities Company Limited 2 24 26 2 32 34 0 8 8 92.31 94.12
81 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 15 17 2 32 34 0 17 17 88.24 94.12
82 Standard Chartered Securities (Hong Kong) Limited 7 25 32 6 28 34 -1 3 2 78.13 82.35
83 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 31 31 0 34 34 0 3 3 100.00 100.00 2005-03-31
84 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 24 26 5 28 33 3 4 7 92.31 84.85
85 OnePlatform Securities Limited 2 31 33 2 31 33 0 0 0 93.94 93.94 2024-12-04
86 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 14 15 3 30 33 2 16 18 93.33 90.91 2013-04-17
87 CSI Corporate Finance (HK) Limited 7 16 23 7 24 31 0 8 8 69.57 77.42 2019-03-29
88 UPBEST SECURITIES COMPANY LIMITED 4 26 30 4 27 31 0 1 1 86.67 87.10
89 CHRISTFUND SECURITIES LIMITED 5 28 33 4 26 30 -1 -2 -3 84.85 86.67
90 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 22 27 5 25 30 0 3 3 81.48 83.33
91 Mason Securities Limited 3 31 34 2 28 30 -1 -3 -4 91.18 93.33
92 STOCKWELL SECURITIES LIMITED 2 28 30 3 27 30 1 -1 0 93.33 90.00
93 Fosun International Securities Limited 5 19 24 5 24 29 0 5 5 79.17 82.76
94 KuCoin HK Limited 6 26 32 6 23 29 0 -3 -3 81.25 79.31
95 WIN WONG SECURITIES LIMITED 2 29 31 2 26 28 0 -3 -3 93.55 92.86
96 Everbright Securities Digital Finance (HK) Limited 2 27 29 3 24 27 1 -3 -2 93.10 88.89
97 INVESCO ASSET MANAGEMENT ASIA LIMITED 0 16 16 3 24 27 3 8 11 100.00 88.89 2022-09-28
98 KAISER SECURITIES LIMITED 1 27 28 2 25 27 1 -2 -1 96.43 92.59
99 WING ON CHEONG SECURITIES COMPANY LIMITED 6 26 32 5 22 27 -1 -4 -5 81.25 81.48 2020-12-21
100 INTERCHINA SECURITIES LIMITED 2 35 37 2 24 26 0 -11 -11 94.59 92.31 2016-12-16
101 MACQUARIE EQUITIES (ASIA) LIMITED 3 23 26 3 23 26 0 0 0 88.46 88.46 2012-05-02
102 SINOPAC SECURITIES (ASIA) LIMITED 2 26 28 3 23 26 1 -3 -2 92.86 88.46 2017-02-12
103 BERICH BROKERAGE LIMITED 4 30 34 4 21 25 0 -9 -9 88.24 84.00 2024-01-30
104 BUSINESS SECURITIES LIMITED 2 23 25 2 23 25 0 0 0 92.00 92.00
105 CHARLES SCHWAB, HONG KONG, LIMITED 3 21 24 3 22 25 0 1 1 87.50 88.00
106 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 26 28 2 23 25 0 -3 -3 92.86 92.00 2016-10-10
107 KGI SECURITIES (HONG KONG) LIMITED 3 24 27 4 21 25 1 -3 -2 88.89 84.00 2017-10-02
108 Morgan Stanley Hong Kong Securities Limited 4 19 23 3 22 25 -1 3 2 82.61 88.00
109 Planetree Securities Limited 4 19 23 5 20 25 1 1 2 82.61 80.00
110 SBI China Capital Securities Limited 3 25 28 3 22 25 0 -3 -3 89.29 88.00 2012-10-08
111 Beevest Securities Limited 2 22 24 1 23 24 -1 1 0 91.67 95.83
112 CHONG HING SECURITIES LIMITED 4 19 23 6 18 24 2 -1 1 82.61 75.00
113 LEHIN SECURITIES LIMITED 3 21 24 3 21 24 0 0 0 87.50 87.50
114 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 2 22 24 0 0 0 91.67 91.67 2022-08-24
115 WINFULL SECURITIES LIMITED 3 23 26 3 21 24 0 -2 -2 88.46 87.50
116 Beijing Securities Limited 2 25 27 1 22 23 -1 -3 -4 92.59 95.65
117 DL BROKERAGE LIMITED 2 18 20 3 20 23 1 2 3 90.00 86.96
118 KWAI HUNG SECURITIES COMPANY LIMITED 1 24 25 4 19 23 3 -5 -2 96.00 82.61
119 WELLFULL SECURITIES COMPANY LIMITED 5 20 25 5 18 23 0 -2 -2 80.00 78.26
120 WINTECH SECURITIES LIMITED 4 16 20 4 19 23 0 3 3 80.00 82.61 2024-07-25
121 ZHONGRONG PT SECURITIES LIMITED 5 18 23 5 18 23 0 0 0 78.26 78.26
122 CGS International Securities Hong Kong Limited 2 13 15 4 18 22 2 5 7 86.67 81.82
123 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 3 19 22 0 0 0 86.36 86.36 2024-11-18
124 HENYEP SECURITIES LIMITED 2 25 27 2 20 22 0 -5 -5 92.59 90.91
125 SINO CAPITAL SECURITIES LIMITED 1 24 25 1 21 22 0 -3 -3 96.00 95.45
126 UBS SECURITIES HONG KONG LIMITED 5 18 23 6 16 22 1 -2 -1 78.26 72.73 2016-12-18
127 YICKO SECURITIES LIMITED 3 18 21 3 19 22 0 1 1 85.71 86.36
128 Apricot Capital (Hong Kong) Limited 3 17 20 3 18 21 0 1 1 85.00 85.71
129 CHEER UNION SECURITIES LIMITED 4 20 24 3 18 21 -1 -2 -3 83.33 85.71
130 KAM FAI SECURITIES CO., LIMITED 4 13 17 4 17 21 0 4 4 76.47 80.95
131 Success Securities Limited 2 27 29 2 19 21 0 -8 -8 93.10 90.48
132 Winner International Securities Limited 3 22 25 3 18 21 0 -4 -4 88.00 85.71
133 Yuanta Asia Investment (Hong Kong) Limited 3 11 14 3 18 21 0 7 7 78.57 85.71
134 HANTEC SECURITIES CO., LIMITED 3 17 20 3 17 20 0 0 0 85.00 85.00
135 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 0 8 8 2 18 20 2 10 12 100.00 90.00
136 Open Securities Limited 2 10 12 2 18 20 0 8 8 83.33 90.00
137 REALINK FINANCIAL TRADE LIMITED 2 13 15 2 18 20 0 5 5 86.67 90.00
138 YU ON SECURITIES COMPANY LIMITED 2 17 19 2 18 20 0 1 1 89.47 90.00 2013-12-06
139 Ark Securities (Hong Kong) Limited 2 12 14 4 15 19 2 3 5 85.71 78.95
140 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 18 20 2 17 19 0 -1 -1 90.00 89.47 2018-12-31
141 CMB International Global Markets Limited 3 16 19 3 16 19 0 0 0 84.21 84.21
142 LLOYDS TSB PACIFIC LIMITED 4 3 7 4 15 19 0 12 12 42.86 78.95 2014-02-07
143 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 2 17 19 0 1 1 88.89 89.47
144 SUN GROWTH SECURITIES LIMITED 2 19 21 2 17 19 0 -2 -2 90.48 89.47 2022-02-11
145 CSC SECURITIES (HK) LIMITED 4 22 26 3 15 18 -1 -7 -8 84.62 83.33
146 HING WAI ALLIED SECURITIES LIMITED 4 16 20 4 14 18 0 -2 -2 80.00 77.78
147 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 12 14 2 16 18 0 4 4 85.71 88.89 2013-01-03
148 LEHMAN BROTHERS SECURITIES ASIA LIMITED 3 14 17 4 14 18 1 0 1 82.35 77.78 2024-11-13
149 SPS SECURITIES LIMITED 4 15 19 4 14 18 0 -1 -1 78.95 77.78
150 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 4 14 18 1 -1 0 83.33 77.78
151 BOCI Bullion Company Limited 4 16 20 3 14 17 -1 -2 -3 80.00 82.35 2007-01-29
152 BOCOM International Holdings Company Limited 3 14 17 4 13 17 1 -1 0 82.35 76.47 2010-03-09
153 CELETIO INVESTMENTS LIMITED 3 14 17 3 14 17 0 0 0 82.35 82.35
154 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 8 11 3 14 17 0 6 6 72.73 82.35
155 FAIR EAGLE SECURITIES COMPANY LIMITED 1 17 18 1 16 17 0 -1 -1 94.44 94.12
156 GAOYU SECURITIES LIMITED 4 13 17 4 13 17 0 0 0 76.47 76.47
157 HUNG SING SECURITIES LIMITED 2 14 16 2 15 17 0 1 1 87.50 88.24
158 INVESCO HONG KONG LIMITED 2 3 5 3 14 17 1 11 12 60.00 82.35
159 NATIONAL RESOURCES SECURITIES LIMITED 2 16 18 2 15 17 0 -1 -1 88.89 88.24
160 Polaris Capital (Asia) Limited 4 6 10 3 14 17 -1 8 7 60.00 82.35 2011-09-07
161 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24
162 TIMES SECURITIES COMPANY LIMITED 2 17 19 3 14 17 1 -3 -2 89.47 82.35 2023-05-30
163 AuVantage Consultancy Limited 2 14 16 2 14 16 0 0 0 87.50 87.50 2023-06-14
164 BETA INTERNATIONAL SECURITIES LIMITED 4 12 16 3 13 16 -1 1 0 75.00 81.25
165 EWARTON SECURITIES LIMITED 2 15 17 2 14 16 0 -1 -1 88.24 87.50
166 HOORAY SECURITIES LIMITED 3 17 20 3 13 16 0 -4 -4 85.00 81.25
167 INSTINET PACIFIC LIMITED 4 8 12 4 12 16 0 4 4 66.67 75.00
168 KO'S BROTHER SECURITIES COMPANY LIMITED 0 0 0 2 14 16 2 14 16 - 87.50 2003-07-08 2023-05-19
169 MIZUHO SECURITIES ASIA LIMITED 2 12 14 3 13 16 1 1 2 85.71 81.25
170 Newedge Broker Limited 1 11 12 2 14 16 1 3 4 91.67 87.50 2010-01-08
171 RHB SECURITIES HONG KONG LIMITED 1 15 16 2 14 16 1 -1 0 93.75 87.50 2022-10-06
172 SG Asset Finance (Hong Kong) Limited 3 15 18 3 13 16 0 -2 -2 83.33 81.25 2016-09-27
173 TUNG TAI SECURITIES COMPANY LIMITED 4 11 15 3 13 16 -1 2 1 73.33 81.25
174 VICTORY SECURITIES COMPANY LIMITED 2 12 14 2 14 16 0 2 2 85.71 87.50
175 BOCI ASIA LIMITED 4 15 19 4 11 15 0 -4 -4 78.95 73.33
176 CHINA POINT STOCK BROKERS LIMITED 2 14 16 2 13 15 0 -1 -1 87.50 86.67 2024-10-31
177 Glory Sun Securities Limited 3 12 15 3 12 15 0 0 0 80.00 80.00
178 Halbis Capital Management (Hong Kong) Limited 2 11 13 3 12 15 1 1 2 84.62 80.00 2004-08-30
179 HANG SENG SECURITIES LIMITED 4 10 14 4 11 15 0 1 1 71.43 73.33
180 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 14 17 4 11 15 1 -3 -2 82.35 73.33 2017-10-02
181 MoneyMore Securities Limited 1 11 12 1 14 15 0 3 3 91.67 93.33
182 ONSHINE SECURITIES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00
183 PROMISING SECURITIES COMPANY LIMITED 0 0 0 4 11 15 4 11 15 - 73.33 2004-01-02
184 WING SANG SECURITIES COMPANY LIMITED 4 12 16 4 11 15 0 -1 -1 75.00 73.33 2007-03-06
185 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 2 13 15 0 1 1 85.71 86.67
186 YUEXING SECURITIES COMPANY LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
187 Amundi Hong Kong Limited 3 12 15 3 11 14 0 -1 -1 80.00 78.57
188 CHINA SECURITIES HOLDINGS LIMITED 1 9 10 2 12 14 1 3 4 90.00 85.71 2020-05-25
189 ENLIGHTEN SECURITIES LIMITED 5 11 16 3 11 14 -2 0 -2 68.75 78.57
190 EVER-LONG SECURITIES COMPANY LIMITED 2 16 18 2 12 14 0 -4 -4 88.89 85.71
191 FE SECURITIES LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
192 FIRST SECURITIES (HK) LIMITED 2 10 12 5 9 14 3 -1 2 83.33 64.29
193 FOX-PITT, KELTON (ASIA) LIMITED 3 14 17 2 12 14 -1 -2 -3 82.35 85.71 2010-05-18
194 Goldbridge Securities Limited 2 12 14 2 12 14 0 0 0 85.71 85.71
195 Goldman Sachs Investment Management Hong Kong Limited 2 3 5 3 11 14 1 8 9 60.00 78.57 2013-11-27
196 KWONG FAT HONG (SECURITIES) LIMITED 4 12 16 3 11 14 -1 -1 -2 75.00 78.57
197 LAMTEX SECURITIES LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57 2020-08-27
198 LEI SHING HONG SECURITIES LIMITED 2 8 10 3 11 14 1 3 4 80.00 78.57
199 LUEN SING SECURITIES LIMITED 3 12 15 4 10 14 1 -2 -1 80.00 71.43 2016-03-31
200 MAN LUNG HONG SECURITIES LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71
201 MANGO FINANCIAL LIMITED 2 12 14 3 11 14 1 -1 0 85.71 78.57
202 Minerva Holding Financial Securities Limited 2 11 13 3 11 14 1 0 1 84.62 78.57
203 SBI China Capital Financial Services Limited 3 10 13 3 11 14 0 1 1 76.92 78.57
204 SEEKERS MARKETS LIMITED 2 12 14 3 11 14 1 -1 0 85.71 78.57 2025-01-16
205 TAIFAIR SECURITIES LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
206 TAT LEE SECURITIES COMPANY LIMITED 5 11 16 5 9 14 0 -2 -2 68.75 64.29
207 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 4 10 14 0 0 0 71.43 71.43
208 WING YEE SECURITIES COMPANY LIMITED 2 7 9 3 11 14 1 4 5 77.78 78.57
209 YAN YAN INVESTMENT LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71 2005-11-17
210 Asia Pacific Securities Limited 5 9 14 5 8 13 0 -1 -1 64.29 61.54
211 China International Capital Corporation (International) Limited 4 9 13 4 9 13 0 0 0 69.23 69.23 2009-05-06
212 DAIWA SECURITIES SMBC (ASIA) LIMITED 2 11 13 3 10 13 1 -1 0 84.62 76.92 2005-06-09
213 DBS ASIA CAPITAL LIMITED 5 9 14 4 9 13 -1 0 -1 64.29 69.23
214 ETRADE SECURITIES (HONG KONG) LIMITED 2 16 18 3 10 13 1 -6 -5 88.89 76.92 2019-05-10
215 GLOBAL CREDIT SECURITIES LIMITED 3 9 12 3 10 13 0 1 1 75.00 76.92
216 HANG TAI SECURITIES LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
217 HARRIS FRASER (INTERNATIONAL) LIMITED 2 7 9 2 11 13 0 4 4 77.78 84.62
218 HING WONG SECURITIES LIMITED 3 9 12 3 10 13 0 1 1 75.00 76.92
219 Hongkong Bay Securities Limited 4 15 19 2 11 13 -2 -4 -6 78.95 84.62 2023-02-20
220 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2016-03-31
221 Wisetrade Securities Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92
222 YF SECURITIES COMPANY LIMITED 4 10 14 5 8 13 1 -2 -1 71.43 61.54
223 ABN AMRO Clearing Hong Kong Limited 2 8 10 2 10 12 0 2 2 80.00 83.33
224 AllianceBernstein Hong Kong Limited 2 7 9 3 9 12 1 2 3 77.78 75.00
225 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 2 3 1 11 12 0 9 9 66.67 91.67 2018-12-31
226 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 13 16 3 9 12 0 -4 -4 81.25 75.00 2008-06-20
227 First Sentier Investors (Hong Kong) Limited 2 5 7 3 9 12 1 4 5 71.43 75.00
228 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 2 11 13 3 9 12 1 -2 -1 84.62 75.00
229 GAM HONG KONG LIMITED 4 7 11 4 8 12 0 1 1 63.64 66.67 2025-02-17
230 Ho Fung Shares Investment Company 1 12 13 1 11 12 0 -1 -1 92.31 91.67 2005-03-24
231 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 11 16 3 9 12 -2 -2 -4 68.75 75.00
232 Janus Henderson Investors Hong Kong Limited 2 8 10 2 10 12 0 2 2 80.00 83.33
233 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2024-03-01
234 K.K.M. SECURITIES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2023-05-23
235 Legg Mason International Equities (Hong Kong) Limited 0 15 15 0 12 12 0 -3 -3 100.00 100.00 2015-08-28
236 M&F Asset Management Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
237 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
238 OKASAN INTERNATIONAL (ASIA) LIMITED 3 4 7 4 8 12 1 4 5 57.14 66.67
239 Oshidori Securities Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
240 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 3 17 20 3 9 12 0 -8 -8 85.00 75.00
241 TANG PING KONG LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2022-10-03
242 TARZAN STOCK & SHARES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
243 Vision Capital Investment Management Limited 0 0 0 3 9 12 3 9 12 - 75.00 2003-12-17
244 WING FAT SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2023-10-06
245 Yunfeng Financial Markets Limited 2 14 16 3 9 12 1 -5 -4 87.50 75.00
246 BULLISH SECURITIES LIMITED 2 12 14 2 9 11 0 -3 -3 85.71 81.82
247 China Hong Kong Capital Asset Management Company Limited 2 8 10 3 8 11 1 0 1 80.00 72.73 2024-05-17
248 CHINA PACIFIC SECURITIES LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
249 CLOVER SECURITIES COMPANY LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2006-11-21
250 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 2 9 11 -1 -3 -4 80.00 81.82 2017-10-02
251 GRANSING SECURITIES CO., LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82
252 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 4 8 5 6 11 1 2 3 50.00 54.55
253 HSBC Private Trustee (Hong Kong) Limited 0 11 11 3 8 11 3 -3 0 100.00 72.73 2005-01-05
254 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 3 9 12 2 9 11 -1 0 -1 75.00 81.82
255 MASTER TRADEMORE SECURITIES LIMITED 1 13 14 1 10 11 0 -3 -3 92.86 90.91
256 PARIBAS ASIA EQUITY LIMITED 2 8 10 3 8 11 1 0 1 80.00 72.73 2012-07-31
257 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 3 8 11 0 -3 -3 78.57 72.73
258 Shang International Finance Limited 0 8 8 1 10 11 1 2 3 100.00 90.91 2024-01-26
259 TAI YIP STOCK COMPANY LIMITED 3 10 13 3 8 11 0 -2 -2 76.92 72.73
260 TIS SECURITIES (HK) LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2012-06-28
261 TISCO SECURITIES HONG KONG LIMITED 2 13 15 2 9 11 0 -4 -4 86.67 81.82 2008-07-10
262 TRANS JOY SECURITIES LIMITED 2 10 12 3 8 11 1 -2 -1 83.33 72.73 2005-05-12
263 UOB ASIA (HONG KONG) LIMITED 3 1 4 3 8 11 0 7 7 25.00 72.73 2011-07-27
264 Virtu ITG Hong Kong Limited 1 5 6 2 9 11 1 4 5 83.33 81.82
265 AJ Securities Limited 1 8 9 1 9 10 0 1 1 88.89 90.00
266 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 5 9 4 6 10 0 1 1 55.56 60.00
267 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 1 3 4 2 8 10 1 5 6 75.00 80.00
268 C.P. SECURITIES INTERNATIONAL LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2021-02-09
269 CHEKIANG FIRST SECURITIES CO. LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2014-11-24
270 China Reserve Securities Limited 3 2 5 4 6 10 1 4 5 40.00 60.00
271 EAA SECURITIES LIMITED 2 11 13 1 9 10 -1 -2 -3 84.62 90.00
272 ETRADE SECURITIES LIMITED 2 16 18 2 8 10 0 -8 -8 88.89 80.00 2007-11-21
273 HANG TUNG SECURITIES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2019-09-16
274 Hao Tian International Securities Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
275 Hong Kong Stock Link Securities Limited 3 7 10 3 7 10 0 0 0 70.00 70.00
276 iBest Securities Company Limited 3 7 10 3 7 10 0 0 0 70.00 70.00 2019-08-15
277 ICEA CAPITAL LIMITED 8 17 25 2 8 10 -6 -9 -15 68.00 80.00 2009-10-08
278 METRO CAPITAL SECURITIES LIMITED 1 9 10 2 8 10 1 -1 0 90.00 80.00 2023-06-13
279 Northern Trust Company of Hong Kong Limited (The) 4 4 8 4 6 10 0 2 2 50.00 60.00
280 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
281 ROOFER SECURITIES LIMITED 1 9 10 1 9 10 0 0 0 90.00 90.00
282 RPS INVESTMENT LIMITED 4 4 8 4 6 10 0 2 2 50.00 60.00 2014-12-09
283 SOLID KING SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
284 Waton Securities International Limited 2 10 12 2 8 10 0 -2 -2 83.33 80.00
285 YING WAH SECURITIES COMPANY LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2023-05-05
286 AUDREY CHOW SECURITIES LIMITED 1 6 7 1 8 9 0 2 2 85.71 88.89
287 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2019-07-05
288 BEA Union Investment Management Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
289 BlackRock (Hong Kong) Limited (d2017-01-20) 2 5 7 2 7 9 0 2 2 71.43 77.78 2015-05-15
290 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2017-06-06
291 BOKHARY SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2025-06-23
292 CINDA INTERNATIONAL CAPITAL LIMITED 4 0 4 5 4 9 1 4 5 0.00 44.44
293 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78
294 GOOD HARVEST SECURITIES COMPANY LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67
295 GRAND ONWARD SECURITIES LIMITED 1 10 11 1 8 9 0 -2 -2 90.91 88.89 2005-03-31
296 GT CAPITAL LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67
297 HENIK SECURITIES LIMITED 1 7 8 1 8 9 0 1 1 87.50 88.89
298 HERMES SECURITIES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78
299 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 11 11 0 9 9 0 -2 -2 100.00 100.00 2005-01-15
300 ICBC (ASIA) SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
301 Instinet Alpha Trading Limited 4 4 8 4 5 9 0 1 1 50.00 55.56 2010-11-19
302 KEE CHEONG SECURITIES COMPANY LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
303 KMT SECURITIES LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78
304 Lees Securities Co. 1 8 9 1 8 9 0 0 0 88.89 88.89 2005-01-03
305 LUEN HING SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2017-04-18
306 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 9 12 3 6 9 0 -3 -3 75.00 66.67 2025-04-23
307 Neutral Financial Holding Company Limited 3 4 7 3 6 9 0 2 2 57.14 66.67
308 ORIENT SECURITIES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78
309 PARTNERS CAPITAL INTERNATIONAL LIMITED 2 3 5 8 1 9 6 -2 4 60.00 11.11
310 PHOENIX CAPITAL SECURITIES LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2022-12-21
311 PRIME SECURITIES LIMITED (HK) 3 7 10 3 6 9 0 -1 -1 70.00 66.67
312 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 6 9 2 7 9 -1 1 0 66.67 77.78 2017-06-28
313 Shacom Securities Limited 2 6 8 2 7 9 0 1 1 75.00 77.78
314 SHUN HENG SECURITIES LIMITED 1 8 9 1 8 9 0 0 0 88.89 88.89
315 Sino-Rich Securities & Futures Limited 2 9 11 2 7 9 0 -2 -2 81.82 77.78
316 Sunrise Investment Company 1 8 9 1 8 9 0 0 0 88.89 88.89 2005-03-21
317 THING ON SECURITIES LIMITED 3 7 10 2 7 9 -1 0 -1 70.00 77.78
318 VC CAPITAL LIMITED 4 6 10 5 4 9 1 -2 -1 60.00 44.44 2009-10-19
319 WANG ON SECURITIES LIMITED 1 10 11 1 8 9 0 -2 -2 90.91 88.89
320 WHOLE WIN SECURITIES LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2013-01-14
321 A ONE INVESTMENT COMPANY LIMITED 6 3 9 5 3 8 -1 0 -1 33.33 37.50 2013-12-05
322 Allianz Global Investors Hong Kong Limited 0 5 5 0 8 8 0 3 3 100.00 100.00 2015-05-31
323 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 4 4 8 0 -1 -1 55.56 50.00
324 Bradbury Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
325 Bright Fund Management Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2023-12-19
326 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
327 CHENG YAM ON SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-12-08
328 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00 2016-10-25
329 DEBTTRADERS, LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-09-03
330 GLS SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2024-08-12
331 GOLDRIDE SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
332 Guochuang Securities Financial Holding Group Co., Limited 2 5 7 2 6 8 0 1 1 71.43 75.00
333 HEAD & SHOULDERS SECURITIES LIMITED 1 5 6 2 6 8 1 1 2 83.33 75.00
334 HSBC BROKING (CHINA) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2014-06-13
335 Imagi Brokerage Limited 3 3 6 3 5 8 0 2 2 50.00 62.50
336 KILMOREY SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2023-08-17
337 King Sun Securities Limited 2 8 10 2 6 8 0 -2 -2 80.00 75.00
338 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
339 Nomura Asset Management Hong Kong Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2004-12-16
340 Rifa Securities Limited 1 7 8 1 7 8 0 0 0 87.50 87.50
341 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
342 SDHG International Securities Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
343 SINO GRADE SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
344 Soo Pei Shao & Company 1 7 8 1 7 8 0 0 0 87.50 87.50 2005-03-31
345 STANHILL (HONG KONG) LIMITED 4 2 6 6 2 8 2 0 2 33.33 25.00 2005-06-03
346 ABN AMRO (HONG KONG) LIMITED 0 9 9 0 7 7 0 -2 -2 100.00 100.00 2005-03-29
347 Anli Securities Limited 1 3 4 1 6 7 0 3 3 75.00 85.71
348 Anuenue Securities Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14
349 Chelac Investment Company 1 6 7 2 5 7 1 -1 0 85.71 71.43 2005-03-31
350 CS Wealth Securities Limited 4 4 8 4 3 7 0 -1 -1 50.00 42.86
351 DaoKou Securities Limited 5 3 8 5 2 7 0 -1 -1 37.50 28.57
352 DWS Investments Hong Kong Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
353 EVERHOT SECURITIES LIMITED 1 6 7 1 6 7 0 0 0 85.71 85.71 2019-12-11
354 FAIRWIN BROKING LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
355 FB SECURITIES (HONG KONG) LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14
356 Fu Yip Securities & Investment Co. 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-03-03
357 Gold Centre Investment Company 1 5 6 1 6 7 0 1 1 83.33 85.71 2005-03-31
358 Greater China Securities Limited (b1999-04-26) 2 5 7 2 5 7 0 0 0 71.43 71.43
359 JPMorgan Asset Management (Asia Pacific) Limited 0 13 13 0 7 7 0 -6 -6 100.00 100.00
360 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14
361 MUSHK Limited 1 6 7 2 5 7 1 -1 0 85.71 71.43 2011-06-01
362 NH INVESTMENT & SECURITIES (H.K.) LIMITED 1 3 4 2 5 7 1 2 3 75.00 71.43
363 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 1 6 7 0 0 0 85.71 85.71 2013-10-15
364 Public Financial Securities Limited 1 7 8 2 5 7 1 -2 -1 87.50 71.43
365 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2023-01-03
366 SUNNY WORLD INVESTMENT LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2022-12-28
367 TAI NING STOCK COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
368 TIFFIT SECURITIES (HONG KONG) LIMITED 4 7 11 3 4 7 -1 -3 -4 63.64 57.14
369 TOYO SECURITIES ASIA LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
370 UNICORN SECURITIES COMPANY LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
371 UOB KAY HIAN ASIA LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-11-09
372 VALUE PARTNERS LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
373 VMS Securities Limited 1 8 9 2 5 7 1 -3 -2 88.89 71.43
374 Wanhai Securities (HK) Limited 3 3 6 3 4 7 0 1 1 50.00 57.14
375 WING FUNG SECURITIES LIMITED 3 3 6 2 5 7 -1 2 1 50.00 71.43
376 AIG GLOBAL SECURITIES LENDING (ASIA) LIMITED 1 2 3 1 5 6 0 3 3 66.67 83.33 2004-08-12
377 BGC SECURITIES (HONG KONG) LLC 1 4 5 2 4 6 1 0 1 80.00 66.67
378 Boom Securities (H.K.) Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67
379 CHAN NGOK MING SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-03-14
380 CHELSEA SECURITIES LIMITED (HK) 2 4 6 3 3 6 1 -1 0 66.67 50.00
381 CHUNG LEE SECURITIES COMPANY LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2022-11-09
382 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 6 7 1 5 6 0 -1 -1 85.71 83.33 2013-07-03
383 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2017-02-28
384 FORTUNE (HK) SECURITIES LIMITED 1 6 7 2 4 6 1 -2 -1 85.71 66.67
385 FUHWA SECURITIES (HONG KONG) CO., LIMITED 3 0 3 2 4 6 -1 4 3 0.00 66.67 2005-11-03
386 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2020-04-07
387 Grand Cartel Securities Company Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2022-10-21
388 GREEN STAR ASIA LIMITED 1 5 6 1 5 6 0 0 0 83.33 83.33 2005-12-05
389 iFAST Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
390 INVESTEC ASSET MANAGEMENT ASIA LIMITED 1 4 5 3 3 6 2 -1 1 80.00 50.00 2014-10-13
391 IREALITY INVESTMENTS LIMITED 5 3 8 4 2 6 -1 -1 -2 37.50 33.33
392 Jupiter Asset Management (Asia Pacific) Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2024-05-31
393 K.L. Securities Company 1 6 7 1 5 6 0 -1 -1 85.71 83.33 2005-03-31
394 KCG SECURITIES ASIA LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
395 KGI CAPITAL ASIA LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
396 Kin Fung Stock Company 1 3 4 1 5 6 0 2 2 75.00 83.33 2005-03-31
397 KWOK HING SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
398 LAI PO HUNG & COMPANY LIMITED 1 5 6 1 5 6 0 0 0 83.33 83.33
399 MAN HON YEUNG SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
400 MANBLE SECURITIES LIMITED 1 7 8 1 5 6 0 -2 -2 87.50 83.33 2006-06-12
401 MARS SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
402 MEGABASE SECURITIES LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
403 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 3 3 6 0 0 0 50.00 50.00 2023-05-15
404 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
405 NORTH SEA SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2023-12-14
406 ONE CHINA SECURITIES LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2004-03-01
407 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 1 5 6 -1 1 0 66.67 83.33 2010-07-07
408 PO LEE SECURITIES LIMITED 1 2 3 1 5 6 0 3 3 66.67 83.33
409 Public Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2024-12-27
410 RAMON INVESTMENT COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
411 ROSA SECURITIES LIMITED 3 8 11 3 3 6 0 -5 -5 72.73 50.00 2023-08-17
412 S. W. WOO AND COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
413 SELINA & CO. LIMITED (HK) 1 7 8 2 4 6 1 -3 -2 87.50 66.67
414 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 2 2 4 4 2 6 2 0 2 50.00 33.33
415 SINOMAX SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
416 SIU ON SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
417 SMBC Nikko Securities (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
418 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
419 TAI FUNG SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
420 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-12-02
421 TANG KEE SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2024-06-26
422 UNI-ALPHA SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-10-31
423 WILBY SECURITIES LIMITED 2 4 6 1 5 6 -1 1 0 66.67 83.33 2025-06-27
424 WINSOME STOCK COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
425 YARDLEY SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2025-08-18
426 YUE XIU SECURITIES COMPANY LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00
427 Aevitas Securities Limited 1 4 5 1 4 5 0 0 0 80.00 80.00
428 ALPHA SECURITIES COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
429 Averest Capital Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
430 AXA Financial Planning (Hong Kong) Limited 0 4 4 0 5 5 0 1 1 100.00 100.00 2012-05-25
431 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 0 5 5 0 0 0 100.00 100.00 2013-04-02
432 BARING ASSET MANAGEMENT (ASIA) LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2003-08-29
433 Black Marble Securities Limited 1 4 5 1 4 5 0 0 0 80.00 80.00
434 BLOOMYEARS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
435 CCB Securities Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
436 CEPA ALLIANCE SECURITIES LIMITED 4 12 16 2 3 5 -2 -9 -11 75.00 60.00
437 CF GLOBAL (HK) LIMITED 1 3 4 1 4 5 0 1 1 75.00 80.00
438 CHEE TAK SECURITIES LIMITED 1 5 6 1 4 5 0 -1 -1 83.33 80.00
439 Cheong Lee Securities Co. 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-03-31
440 CHINA SKY SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
441 Chung Tak & Company 1 5 6 1 4 5 0 -1 -1 83.33 80.00 2005-03-31
442 F. R. ZIMMERN LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-07-15
443 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2018-11-09
444 Goldin Equities Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2022-11-28
445 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00
446 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 1 0 1 1 4 5 0 4 4 0.00 80.00
447 HOI SANG SECURITIES LIMITED 1 2 3 3 2 5 2 0 2 66.67 40.00 2020-06-22
448 HUA NAN SECURITIES (HK) LIMITED 1 12 13 1 4 5 0 -8 -8 92.31 80.00 2023-06-19
449 Huayu Securities Limited 1 4 5 1 4 5 0 0 0 80.00 80.00
450 Interactive Brokers LLC 1 0 1 2 3 5 1 3 4 0.00 60.00 2017-12-11
451 Intercontinent Securities Company 1 3 4 1 4 5 0 1 1 75.00 80.00 2005-03-30
452 JVSakk Asia Limited 2 6 8 2 3 5 0 -3 -3 75.00 60.00
453 Kam Wah Investments Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00 2023-07-03
454 KB Securities Hong Kong Limited 1 5 6 2 3 5 1 -2 -1 83.33 60.00
455 LOMBARD ODIER (HONG KONG) LIMITED 1 2 3 1 4 5 0 2 2 66.67 80.00
456 MORTON SECURITIES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
457 NEW GALA SECURITIES COMPANY LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2004-02-02
458 NORMAN KONG SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
459 ORIENTAL PATRON ASIA LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
460 PAK LEE STOCK COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-06-11
461 PLATINUM BROKING COMPANY LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00
462 RICH PLEASURE SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2022-06-30
463 SOEN TAK SECURITIES COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2006-10-09
464 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 1 4 5 0 1 1 75.00 80.00 2008-07-10
465 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00
466 TC Investment Management (Asia) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2008-02-14
467 Ten & Ten Securities Company 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-03-31
468 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
469 United Securities Limited (HK) 1 5 6 1 4 5 0 -1 -1 83.33 80.00 2025-06-13
470 VISION FINANCE (SECURITIES) LIMITED 0 0 0 1 4 5 1 4 5 - 80.00
471 WAH SANG SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
472 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-10-26
473 WAI FAT SECURITIES LIMITED 2 4 6 1 4 5 -1 0 -1 66.67 80.00
474 Welform Investors Company 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-03-30
475 Win Securities Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
476 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
477 ASG MANAGEMENT LIMITED (HK) 3 12 15 1 3 4 -2 -9 -11 80.00 75.00 2005-03-31
478 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 1 4 5 2 2 4 1 -2 -1 80.00 50.00 2005-03-31
479 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00
480 CELESTIAL CAPITAL LIMITED 1 0 1 4 0 4 3 0 3 0.00 0.00 2022-05-27
481 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 1 1 2 2 2 4 1 1 2 50.00 50.00
482 CES Capital International (Hong Kong) Co., Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2023-02-23
483 CHUANGS & CO. LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2015-12-30
484 CTBC Asia Limited 0 0 0 0 4 4 0 4 4 - 100.00 2004-01-14
485 CTW SECURITIES LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2021-12-30
486 Finet Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
487 Freddy Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-02-21
488 FULL WIN SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
489 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2021-04-29
490 Goodcape Investment Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-12-13
491 Grit Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
492 HIP HING SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
493 Hong Kong Wan Kiu Investment Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-29
494 HOU TAK SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2020-01-24
495 Income Partners Asset Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-09-21
496 Interactive Brokers Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
497 Joy Silver Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2014-03-17
498 KAM LUEN SECURITIES LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00
499 Katherine Ip & Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-24
500 KAY YUE SECURITIES CO., LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-09-03
501 KOFFMAN INVESTMENT LIMITED 1 7 8 1 3 4 0 -4 -4 87.50 75.00 2005-03-31
502 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 1 0 1 1 3 4 0 3 3 0.00 75.00 2013-03-19
503 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
504 MEGA CAPITAL (ASIA) COMPANY LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2014-08-05
505 MELLON GLOBAL INVESTMENTS ASIA LIMITED 1 1 2 2 2 4 1 1 2 50.00 50.00 2008-08-18
506 Merdeka Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2024-07-19
507 MING HON SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2025-07-21
508 Nittan Securities Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
509 PASAY STOCK AND SHARES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-01-20
510 PineBridge Investments Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
511 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00 2024-03-27
512 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2004-10-18
513 RBS Securities (Far East) Limited 0 6 6 1 3 4 1 -3 -2 100.00 75.00 2005-03-01
514 Salisbury Securities 1 2 3 1 3 4 0 1 1 66.67 75.00 2005-03-31
515 SAMSUNG SECURITIES (ASIA) LIMITED 0 2 2 1 3 4 1 1 2 100.00 75.00
516 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2004-11-30
517 SHUI CHEUNG SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-25
518 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 1 1 2 2 2 4 1 1 2 50.00 50.00 2023-03-29
519 Superfund Financial (Hong Kong) Limited 1 2 3 1 3 4 0 1 1 66.67 75.00
520 Templewater Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
521 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
522 TRUTH SECURITIES LIMITED 4 2 6 3 1 4 -1 -1 -2 33.33 25.00 2022-06-28
523 Tung Shun & Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-01-02
524 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00 2005-07-20
525 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
526 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-03-15
527 WINLAND WEALTH MANAGEMENT LIMITED 2 3 5 1 3 4 -1 0 -1 60.00 75.00
528 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-10-21
529 Yuanta Securities (Hong Kong) Company Limited 1 0 1 1 3 4 0 3 3 0.00 75.00
530 1SPREAD BROKERAGE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-11-10
531 ADM SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-12-05
532 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33
533 Asian Pacific Investment Company 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-03-29
534 Champion & Co. 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-21
535 CHINA GUARD INVESTMENTS LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33
536 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67
537 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
538 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2021-05-25
539 DAH SING SECURITIES LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
540 EVOLUTION ASIA INVESTMENTS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2016-10-03
541 GAIN ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-12-31 2005-05-31
542 GET NICE CAPITAL LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-08-16
543 GFI (HK) SECURITIES L.L.C. 0 4 4 0 3 3 0 -1 -1 100.00 100.00
544 Giny Securities Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-31
545 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2018-08-15
546 I & P SECURITIES LIMITED 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2005-01-13
547 IMARKETS LIMITED 1 4 5 1 2 3 0 -2 -2 80.00 66.67
548 JS CRESVALE CAPITAL LIMITED 1 0 1 3 0 3 2 0 2 0.00 0.00
549 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
550 MIRABAUD (ASIA) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-05-13 2018-10-16
551 Nan Lee Investment Co. 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-02-22
552 OppenheimerFunds International Distributor Limited 0 0 0 2 1 3 2 1 3 - 33.33 2003-12-15 2009-11-09
553 PGIM (Hong Kong) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67
554 PIPER JAFFRAY ASIA LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2013-01-24
555 RHB CAPITAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2020-11-17
556 SCOTIATRUST (ASIA) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2018-08-14
557 Seaga International 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-02-04
558 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 0 2 1 2 3 -1 2 1 0.00 66.67
559 Soo Pui Chen & Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-21
560 Stellar Securities Limited 1 3 4 2 1 3 1 -2 -1 75.00 33.33
561 Szehope & Company 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-03-31
562 TACHIBANA SECURITIES (HONG KONG) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
563 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2022-09-08
564 WADER SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
565 WINTONE SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2004-02-16 2022-12-13
566 WORLDWIDE BROKERAGE LIMITED 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2023-12-21
567 ABN AMRO FINANCIAL PRODUCTS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-09-07
568 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-08-04
569 BALI SECURITIES CO. LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-04-27
570 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
571 Bright Securities Company (The) 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
572 Ching Yick Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
573 CMB International Capital Holdings Corporation Limited 0 0 0 2 0 2 2 0 2 - 0.00 2003-12-17 2011-08-10
574 COL Securities (HK) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2025-04-07
575 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
576 D.J. SECURITIES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
577 DRAKE & MORGAN LIMITED (HK) 1 7 8 1 1 2 0 -6 -6 87.50 50.00 2009-09-16
578 ECM LIBRA SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2003-07-30 2007-05-11
579 EK INVESTMENT MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2013-10-16
580 EMPEROR CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-20
581 EVA ASSET MANAGEMENT LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2005-08-30
582 FIRST ASIA FINANCE GROUP LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2020-01-29
583 FIRST WORLDSEC SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2024-12-18
584 Fubon Fund Management (Hong Kong) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
585 FULLJET SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-02-03
586 GLOBAL CHINA CORPORATE FINANCE LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2006-05-09
587 JS SECURITIES LIMITED (HK) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2006-01-25
588 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
589 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2004-09-20
590 Ko Kun Stock Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-18
591 LAU & COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-03-13
592 Mainland Securities Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-29
593 On Hing Securities Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-10-18
594 Oriental Stocks & Shares (Investment) Co. 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-03-31
595 PACIFIC CHALLENGE CORPORATE FINANCE LIMITED 4 1 5 2 0 2 -2 -1 -3 20.00 0.00 2006-03-21
596 PARTNERS CAPITAL SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
597 POTOMAC CAPITAL LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2004-03-08
598 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2013-07-17
599 RESIDENTS SECURITIES LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2014-03-19
600 Rich Union Securities (H.K.) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2025-05-19
601 San Wan Yuan & Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-25
602 STOCKWELL ONLINE (SECURITIES) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2005-03-30
603 Tai Chuen Securities Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-21
604 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2024-02-09
605 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-12-23
606 TUNG WUI SECURITIES CO., LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
607 Union Securities Co 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-10-01
608 UOB FINANCE (H.K.) LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2006-02-10
609 WALCO SECURITIES LIMITED 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2006-11-17
610 Wellington Management Hong Kong Limited (b2003-01-02) 0 0 0 2 0 2 2 0 2 - 0.00 2003-09-18
611 WING TAK SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2008-09-06
612 Winning & Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
613 Zijing Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2003-07-30
614 ALTUS CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-11-02
615 BANK CONSORTIUM TRUST COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-11-22
616 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
617 BIZWIZ LIMITED (d2019-10-26) 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-02-08
618 CENTURION CORPORATE FINANCE LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00
619 China Finance Holdings Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2020-07-23
620 China Tonghai (IA) Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-03-27
621 CITIBANK (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-06-28
622 Cynosure Asset Management Hong Kong Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2023-09-27
623 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-02
624 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-29
625 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
626 EQUITAS CAPITAL LIMITED (HK) 0 2 2 0 1 1 0 -1 -1 100.00 100.00 2004-09-23
627 EUREKA SECURITIES LIMITED 1 6 7 1 0 1 0 -6 -6 85.71 0.00 2004-10-28
628 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-11-29
629 Fubon Capital (HK) Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-01-13
630 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-07-12
631 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2009-09-07
632 Ka Yue Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-29
633 KINGSWAY ATG ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-06-30
634 Kwok Chung Chun Securities Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
635 Lawsons Securities Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
636 MANRISE LIMITED (d2007-05-02) 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-01-10
637 MAYBAN SECURITIES (H.K.) LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2005-03-31
638 Melbourne Investment Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-09-01
639 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-02-23
640 OCBC SECURITIES (HONG KONG) LIMITED 1 11 12 1 0 1 0 -11 -11 91.67 0.00 2004-09-27
641 PLATINUM SECURITIES COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2024-05-02
642 Public Pacific Securities Limited 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
643 SKY WARD ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-07-10
644 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-01-25
645 T G SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
646 Teil Stock Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-05-20
647 Y. S. Law & Co. 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-04
648 Ying Kit Stock Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-06-10
649 YU MING INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
650 ADONIS INVESTMENT MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-09-08
651 AGIFEL INTERNATIONAL LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-12-31
652 ARMSTRONG CAPITAL LIMITED (d2016-04-08) 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-04-17 2003-07-11
653 B.N.P. SECURITIES (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-02
654 BLOOMBERG TRADEBOOK HONG KONG LIMITED 3 1 4 0 0 0 -3 -1 -4 25.00 - 2003-10-03
655 Bold Win Securities Co. 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-06-24
656 CASH Mobile Financial Services Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-30
657 CDIB MANAGEMENT (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-03
658 CONCORD SECURITIES COMPANY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-11-27
659 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2003-09-30
660 DASHIN SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-03-31
661 DBS VICKERS SECURITIES (HONG KONG) LIMITED 4 37 41 0 0 0 -4 -37 -41 90.24 - 2004-01-02
662 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2004-02-13
663 DONALDSON, LUFKIN & JENRETTE ASIA SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-07-31
664 EQ INVESTOR SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-31
665 FOOK TIN SECURITIES (1987) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-09-05
666 HOENIG (FAR EAST) LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2004-03-31
667 HONOUR SECURITIES COMPANY LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2005-03-31
668 HUNG BROTHERS LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-07-07
669 ICEA SECURITIES ASIA LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-10-24
670 JEFFERIES PACIFIC LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-06-27
671 Kan Fung Securities Co. 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-12-11
672 King Wai Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-11-01
673 KINGSWAY SW FUND MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-09-25
674 Ko's Brother (Securities) Company 1 16 17 0 0 0 -1 -16 -17 94.12 - 2003-07-08
675 Lee Tat & Company 1 4 5 0 0 0 -1 -4 -5 80.00 - 2003-08-07
676 LIBRA ASIA SECURITIES LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-03-03
677 LING SECURITIES LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2003-10-08
678 M & A SECURITIES (HK) LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2003-07-31
679 MAN WO INVESTMENT CO., LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-12-09
680 MIB FINANCE (HONG KONG) LIMITED 2 22 24 0 0 0 -2 -22 -24 91.67 - 2005-03-31
681 NAPA GLOBAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-04
682 New Gala Securities Company 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-02-02
683 PACIFIC CAPITAL (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-07-09
684 Promising Securities Company 1 15 16 0 0 0 -1 -15 -16 93.75 - 2004-01-05
685 Regal Jewellery & Goldsmith Co., Limited 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-11-28
686 REXCAPITAL ONLINE LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-08-08
687 SAFE INVESTMENT COMPANY LIMITED 0 6 6 0 0 0 0 -6 -6 100.00 - 2004-03-18
688 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 3 8 11 0 0 0 -3 -8 -11 72.73 - 2004-03-17
689 SHENYIN WANGUO BROKERAGE (H.K.) LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2003-05-29
690 South China Investment Consultancy (Hong Kong) Limited 2 20 22 0 0 0 -2 -20 -22 90.91 - 2004-02-09
691 SPS INVESTMENT SERVICES LIMITED 0 7 7 0 0 0 0 -7 -7 100.00 - 2003-10-02
692 SUN DELTA SECURITIES LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-09-18
693 Sun Life Pension Trust Limited 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-11-14
694 T. W. SABNANI SECURITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-05-31
695 TAI WAH SECURITIES LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-12-09
696 TARTAN SECURITIES (ASIA) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-06-30
697 TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. 0 8 8 0 0 0 0 -8 -8 100.00 - 2003-11-07
698 To Hoi Hung Company 1 2 3 0 0 0 -1 -2 -3 66.67 - 2003-08-06
699 TOWN HANG SECURITIES CO. LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-09-01
700 UNI-CROWN INVESTMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-07
701 VICTORFIELD SECURITIES LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-08-01
702 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-03-22
703 WILLIAMS SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-05
704 Wing Yee Company 1 4 5 0 0 0 -1 -4 -5 80.00 - 2003-07-14
705 WORLDSEC INTERNATIONAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-07-30
706 WORLDTOP SECURITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-06-23
707 WORLDVEST CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-29
708 YICK FUNG SECURITIES & INVESTMENT CO. LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-05-30
709 YUE SHING SECURITIES COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-08-04
710 Ziar & Company 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-04-01
711 ZURICH CAPITAL MARKETS HONG KONG LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-01
Average 2.24 18.15 20.39 2.46 19.54 22.00 89.01 88.83

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