SFC licensees per firm: Dealing in securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2007-04-30 2008-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Manulife Investment Management (Hong Kong) Limited 3 1317 1320 2 1387 1389 -1 70 69 99.77 99.86
2 Morgan Stanley Asia Limited 17 780 797 21 1038 1059 4 258 262 97.87 98.02
3 Merrill Lynch (Asia Pacific) Limited 20 685 705 16 916 932 -4 231 227 97.16 98.28
4 GOLDMAN SACHS (ASIA) L.L.C. 30 631 661 38 778 816 8 147 155 95.46 95.34
5 PHILLIP SECURITIES (HONG KONG) LIMITED 4 542 546 6 659 665 2 117 119 99.27 99.10
6 Everbright Securities Investment Services (HK) Limited 9 455 464 9 521 530 0 66 66 98.06 98.30
7 Citigroup Global Markets Asia Limited 13 434 447 20 481 501 7 47 54 97.09 96.01
8 Merrill Lynch Far East Limited 13 263 276 11 353 364 -2 90 88 95.29 96.98
9 Credit Suisse (Hong Kong) Limited 22 242 264 23 331 354 1 89 90 91.67 93.50
10 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 268 274 8 328 336 2 60 62 97.81 97.62
11 LEHMAN BROTHERS ASIA LIMITED 7 203 210 7 318 325 0 115 115 96.67 97.85 2024-11-13
12 KGI ASIA LIMITED 13 231 244 12 300 312 -1 69 68 94.67 96.15 2017-10-02
13 CELESTIAL SECURITIES LIMITED 5 234 239 5 272 277 0 38 38 97.91 98.19
14 Tung Shing Securities (Brokers) Limited 5 256 261 5 268 273 0 12 12 98.08 98.17 2017-02-12
15 BOCI SECURITIES LIMITED 9 140 149 10 245 255 1 105 106 93.96 96.08
16 MACQUARIE CAPITAL LIMITED 10 145 155 12 241 253 2 96 98 93.55 95.26
17 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 9 219 228 14 236 250 5 17 22 96.05 94.40 2003-10-15 2014-01-21
18 NOMURA INTERNATIONAL (HONG KONG) LIMITED 7 170 177 6 229 235 -1 59 58 96.05 97.45
19 DEUTSCHE SECURITIES ASIA LIMITED 5 161 166 4 228 232 -1 67 66 96.99 98.28
20 UOB KAY HIAN (HONG KONG) LIMITED 3 190 193 3 214 217 0 24 24 98.45 98.62
21 UBS SECURITIES ASIA LIMITED 4 161 165 5 187 192 1 26 27 97.58 97.40
22 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 10 129 139 9 176 185 -1 47 46 92.81 95.14
23 BARCLAYS CAPITAL ASIA LIMITED 6 125 131 8 164 172 2 39 41 95.42 95.35
24 HSBC BROKING SECURITIES (ASIA) LIMITED 9 149 158 9 162 171 0 13 13 94.30 94.74
25 CITIC Securities Brokerage (HK) Limited 7 153 160 8 159 167 1 6 7 95.63 95.21
26 J.P. MORGAN BROKING (HONG KONG) LIMITED 3 110 113 4 161 165 1 51 52 97.35 97.58
27 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 5 120 125 5 146 151 0 26 26 96.00 96.69 2016-06-30
28 CLSA LIMITED 7 87 94 7 143 150 0 56 56 92.55 95.33
29 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 118 125 7 143 150 0 25 25 94.40 95.33 2016-06-30
30 EAST ASIA SECURITIES COMPANY LIMITED 2 115 117 3 143 146 1 28 29 98.29 97.95
31 DBS VICKERS (HONG KONG) LIMITED 5 115 120 5 136 141 0 21 21 95.83 96.45
32 BEAR STEARNS ASIA LIMITED 13 96 109 14 124 138 1 28 29 88.07 89.86 2010-04-28
33 SG SECURITIES (HK) LIMITED 10 93 103 8 127 135 -2 34 32 90.29 94.07
34 PRUDENTIAL BROKERAGE LIMITED 3 103 106 3 129 132 0 26 26 97.17 97.73
35 EMPEROR SECURITIES LIMITED (HK) 5 58 63 6 119 125 1 61 62 92.06 95.20
36 Morgan Stanley Hong Kong Securities Limited 4 75 79 6 115 121 2 40 42 94.94 95.04
37 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 83 87 6 113 119 2 30 32 95.40 94.96
38 CINDA INTERNATIONAL SECURITIES LIMITED 4 92 96 4 112 116 0 20 20 95.83 96.55
39 FIL Investment Management (Hong Kong) Limited 6 84 90 8 98 106 2 14 16 93.33 92.45
40 CHIEF SECURITIES LIMITED 3 75 78 3 101 104 0 26 26 96.15 97.12
41 BOCOM International Securities Limited 0 0 0 5 98 103 5 98 103 - 95.15 2007-09-10
42 FULBRIGHT SECURITIES LIMITED 5 71 76 6 97 103 1 26 27 93.42 94.17
43 GET NICE SECURITIES LIMITED 5 85 90 5 96 101 0 11 11 94.44 95.05
44 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 4 57 61 6 89 95 2 32 34 93.44 93.68
45 Daiwa Capital Markets Hong Kong Limited 5 59 64 3 89 92 -2 30 28 92.19 96.74
46 JPMorgan Funds (Asia) Limited 6 71 77 6 85 91 0 14 14 92.21 93.41
47 LEHMAN BROTHERS SECURITIES ASIA LIMITED 6 40 46 7 83 90 1 43 44 86.96 92.22 2024-11-13
48 OnePlatform Asset Management Limited 0 0 0 2 88 90 2 88 90 - 97.78 2007-07-04
49 Credit Suisse Securities (Hong Kong) Limited 6 68 74 6 82 88 0 14 14 91.89 93.18
50 CORPORATE BROKERS LIMITED 3 80 83 4 82 86 1 2 3 96.39 95.35
51 FT Securities Limited 3 80 83 2 79 81 -1 -1 -2 96.39 97.53 2024-12-06
52 RHB SECURITIES HONG KONG LIMITED 3 54 57 4 76 80 1 22 23 94.74 95.00 2022-10-06
53 SOUTH CHINA SECURITIES LIMITED 3 80 83 2 78 80 -1 -2 -3 96.39 97.50
54 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 48 53 8 71 79 3 23 26 90.57 89.87 2017-10-02
55 WM (HK) Limited 2 31 33 2 72 74 0 41 41 93.94 97.30 2014-10-24
56 Credit Agricole Securities (Asia) Limited 5 52 57 6 67 73 1 15 16 91.23 91.78
57 VC BROKERAGE LIMITED 3 65 68 3 70 73 0 5 5 95.59 95.89
58 Yuanta Asia Investment (Hong Kong) Limited 8 57 65 7 66 73 -1 9 8 87.69 90.41
59 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 5 49 54 2 70 72 -3 21 18 90.74 97.22 2012-04-02
60 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 45 50 5 65 70 0 20 20 90.00 92.86
61 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 2 49 51 4 66 70 2 17 19 96.08 94.29
62 Newedge Broker Limited 3 56 59 3 67 70 0 11 11 94.92 95.71 2010-01-08
63 YF Life Investors Limited 3 57 60 3 66 69 0 9 9 95.00 95.65 2006-04-07 2013-03-22
64 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 4 54 58 5 62 67 1 8 9 93.10 92.54
65 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 39 48 9 58 67 0 19 19 81.25 86.57
66 MACQUARIE EQUITIES (ASIA) LIMITED 4 59 63 4 63 67 0 4 4 93.65 94.03 2012-05-02
67 RBS Asia Corporate Finance Limited 8 35 43 8 59 67 0 24 24 81.40 88.06 2014-08-15
68 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 8 48 56 12 53 65 4 5 9 85.71 81.54
69 Quam Securities Limited 5 45 50 7 58 65 2 13 15 90.00 89.23
70 SANFULL SECURITIES LIMITED 5 45 50 6 59 65 1 14 15 90.00 90.77
71 SHUN LOONG SECURITIES COMPANY LIMITED 4 79 83 4 61 65 0 -18 -18 95.18 93.85
72 MIB SECURITIES (HONG KONG) LIMITED 5 58 63 5 59 64 0 1 1 92.06 92.19
73 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 2 48 50 2 62 64 0 14 14 96.00 96.88
74 LUEN FAT SECURITIES COMPANY LIMITED 5 50 55 6 57 63 1 7 8 90.91 90.48
75 CHONG HING SECURITIES LIMITED 4 23 27 4 58 62 0 35 35 85.19 93.55
76 HSBC Global Asset Management (Hong Kong) Limited 4 24 28 5 57 62 1 33 34 85.71 91.94 2006-03-29
77 Ark Securities (Hong Kong) Limited 3 38 41 2 59 61 -1 21 20 92.68 96.72
78 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 4 43 47 3 54 57 -1 11 10 91.49 94.74 2013-01-03
79 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 40 44 4 52 56 0 12 12 90.91 92.86
80 KINGSTON SECURITIES LIMITED 3 48 51 3 52 55 0 4 4 94.12 94.55
81 Standard Chartered Securities (Hong Kong) Limited 7 38 45 8 47 55 1 9 10 84.44 85.45
82 UBS SECURITIES HONG KONG LIMITED 5 44 49 5 50 55 0 6 6 89.80 90.91 2016-12-18
83 ABCI Securities Company Limited 6 38 44 5 48 53 -1 10 9 86.36 90.57
84 Goldman Sachs Investment Management Hong Kong Limited 4 27 31 3 48 51 -1 21 20 87.10 94.12 2013-11-27
85 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 41 45 5 45 50 1 4 5 91.11 90.00 2013-04-17
86 Rich Union Securities (H.K.) Limited 3 5 8 2 48 50 -1 43 42 62.50 96.00 2025-05-19
87 Julius Baer (Hong Kong) Limited 0 0 0 3 46 49 3 46 49 - 93.88 2007-05-29 2012-05-10
88 XinKong International Securities Limited 4 39 43 4 45 49 0 6 6 90.70 91.84
89 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 22 24 4 44 48 2 22 24 91.67 91.67
90 CHOW SANG SANG SECURITIES LIMITED 3 40 43 4 44 48 1 4 5 93.02 91.67
91 Funderstone Securities Limited 2 48 50 2 46 48 0 -2 -2 96.00 95.83
92 HSBC SECURITIES BROKERS (ASIA) LIMITED 3 18 21 8 40 48 5 22 27 85.71 83.33
93 MUSHK Limited 6 19 25 7 41 48 1 22 23 76.00 85.42 2011-06-01
94 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 41 45 4 44 48 0 3 3 91.11 91.67
95 SINOPAC SECURITIES (ASIA) LIMITED 5 36 41 3 45 48 -2 9 7 87.80 93.75 2017-02-12
96 BlackRock (Hong Kong) Limited (d2017-01-20) 5 34 39 7 40 47 2 6 8 87.18 85.11 2015-05-15
97 KGI SECURITIES (HONG KONG) LIMITED 10 27 37 9 38 47 -1 11 10 72.97 80.85 2017-10-02
98 FIRST SHANGHAI SECURITIES LIMITED 5 33 38 5 39 44 0 6 6 86.84 88.64
99 MIZUHO SECURITIES ASIA LIMITED 6 34 40 4 40 44 -2 6 4 85.00 90.91
100 NATIXIS ASIA LIMITED 2 19 21 3 41 44 1 22 23 90.48 93.18 2004-10-19
101 Taiping Securities (HK) Co Limited 4 33 37 4 40 44 0 7 7 89.19 90.91
102 Beevest Securities Limited 5 25 30 4 39 43 -1 14 13 83.33 90.70
103 ENLIGHTEN SECURITIES LIMITED 2 22 24 5 38 43 3 16 19 91.67 88.37
104 Mason Securities Limited 4 31 35 5 37 42 1 6 7 88.57 88.10
105 CHRISTFUND SECURITIES LIMITED 4 34 38 3 38 41 -1 4 3 89.47 92.68
106 WOCOM SECURITIES LIMITED 5 30 35 5 36 41 0 6 6 85.71 87.80
107 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 27 32 6 34 40 1 7 8 84.38 85.00 2016-10-10
108 CVP Securities Limited 5 36 41 2 36 38 -3 0 -3 87.80 94.74 2004-07-09 2024-11-26
109 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 15 20 6 31 37 1 16 17 75.00 83.78
110 ONE CHINA SECURITIES LIMITED 2 25 27 2 35 37 0 10 10 92.59 94.59 2004-03-01
111 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 36 39 2 34 36 -1 -2 -3 92.31 94.44 2018-12-31
112 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 21 24 3 33 36 0 12 12 87.50 91.67 2004-07-15
113 UPBEST SECURITIES COMPANY LIMITED 4 26 30 6 30 36 2 4 6 86.67 83.33
114 STOCKWELL SECURITIES LIMITED 3 23 26 3 32 35 0 9 9 88.46 91.43
115 Success Securities Limited 2 23 25 2 33 35 0 10 10 92.00 94.29
116 ZHONGRONG PT SECURITIES LIMITED 5 27 32 5 30 35 0 3 3 84.38 85.71
117 AllianceBernstein Hong Kong Limited 4 29 33 7 27 34 3 -2 1 87.88 79.41
118 INVESCO HONG KONG LIMITED 5 26 31 6 28 34 1 2 3 83.87 82.35
119 CSC SECURITIES (HK) LIMITED 5 26 31 5 28 33 0 2 2 83.87 84.85
120 HANG SENG SECURITIES LIMITED 5 20 25 5 28 33 0 8 8 80.00 84.85
121 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 25 30 6 27 33 1 2 3 83.33 81.82 2022-09-28
122 WIN WONG SECURITIES LIMITED 2 26 28 2 31 33 0 5 5 92.86 93.94
123 DELTA ASIA SECURITIES LIMITED 3 29 32 3 29 32 0 0 0 90.63 90.63
124 Allianz Global Investors Hong Kong Limited 6 20 26 4 27 31 -2 7 5 76.92 87.10 2015-05-31
125 Amundi Hong Kong Limited 5 19 24 6 25 31 1 6 7 79.17 80.65
126 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 4 27 31 3 28 31 -1 1 0 87.10 90.32 2017-10-02
127 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 25 30 5 26 31 0 1 1 83.33 83.87
128 OnePlatform Securities Limited 2 31 33 2 29 31 0 -2 -2 93.94 93.55 2024-12-04
129 INSTINET PACIFIC LIMITED 4 19 23 6 24 30 2 5 7 82.61 80.00
130 KuCoin HK Limited 5 29 34 4 26 30 -1 -3 -4 85.29 86.67
131 Nerico Brothers Limited (HK) 2 0 2 2 28 30 0 28 28 0.00 93.33 2007-04-26 2025-08-28
132 PARIBAS ASIA EQUITY LIMITED 3 29 32 3 27 30 0 -2 -2 90.63 90.00 2012-07-31
133 CAIIS Limited 3 16 19 2 27 29 -1 11 10 84.21 93.10 2006-05-23 2018-09-04
134 HEAD & SHOULDERS SECURITIES LIMITED 2 12 14 4 25 29 2 13 15 85.71 86.21
135 KARL-THOMSON SECURITIES COMPANY LIMITED 3 26 29 3 26 29 0 0 0 89.66 89.66
136 PRESIDENT SECURITIES (HONG KONG) LIMITED 5 13 18 5 24 29 0 11 11 72.22 82.76 2024-03-27
137 SBI China Capital Securities Limited 4 19 23 5 24 29 1 5 6 82.61 82.76 2012-10-08
138 BOCI ASIA LIMITED 4 13 17 6 22 28 2 9 11 76.47 78.57
139 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 21 25 4 24 28 0 3 3 84.00 85.71
140 TSE'S SECURITIES LIMITED 2 34 36 2 26 28 0 -8 -8 94.44 92.86
141 CCB INTERNATIONAL CAPITAL LIMITED 4 10 14 5 22 27 1 12 13 71.43 81.48 2004-05-27
142 DBS ASIA CAPITAL LIMITED 4 23 27 6 21 27 2 -2 0 85.19 77.78
143 HANTEC SECURITIES CO., LIMITED 4 29 33 2 25 27 -2 -4 -6 87.88 92.59
144 ICEA CAPITAL LIMITED 6 27 33 6 21 27 0 -6 -6 81.82 77.78 2009-10-08
145 MIDLAND WEALTH MANAGEMENT LIMITED 0 0 0 4 23 27 4 23 27 - 85.19 2008-02-18
146 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 3 24 27 0 -3 -3 90.00 88.89 2022-08-24
147 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 7 15 7 19 26 -1 12 11 46.67 73.08
148 Everbright Securities Digital Finance (HK) Limited 3 22 25 3 23 26 0 1 1 88.00 88.46
149 Fosun International Securities Limited 5 23 28 5 21 26 0 -2 -2 82.14 80.77
150 LEHIN SECURITIES LIMITED 3 21 24 2 24 26 -1 3 2 87.50 92.31
151 Northern Trust Company of Hong Kong Limited (The) 6 15 21 6 20 26 0 5 5 71.43 76.92
152 VALUE PARTNERS HONG KONG LIMITED 0 0 0 5 21 26 5 21 26 - 80.77 2007-11-19
153 VALUE PARTNERS LIMITED 5 12 17 5 21 26 0 9 9 70.59 80.77
154 VICTORY SECURITIES COMPANY LIMITED 3 22 25 3 23 26 0 1 1 88.00 88.46
155 DWS Investments Hong Kong Limited 3 14 17 3 22 25 0 8 8 82.35 88.00
156 GAM HONG KONG LIMITED 3 22 25 3 22 25 0 0 0 88.00 88.00 2025-02-17
157 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 11 15 4 21 25 0 10 10 73.33 84.00
158 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 21 23 2 22 24 0 1 1 91.30 91.67 2006-01-25 2019-11-04
159 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 3 21 24 3 21 24 0 0 0 87.50 87.50
160 KAM FAI SECURITIES CO., LIMITED 4 18 22 5 19 24 1 1 2 81.82 79.17
161 Legg Mason Asset Management Hong Kong Limited 4 16 20 4 20 24 0 4 4 80.00 83.33 2005-10-31 2022-06-30
162 CGS International Securities Hong Kong Limited 5 18 23 6 17 23 1 -1 0 78.26 73.91
163 EWARTON SECURITIES LIMITED 3 15 18 3 20 23 0 5 5 83.33 86.96
164 KAISER SECURITIES LIMITED 3 20 23 2 21 23 -1 1 0 86.96 91.30
165 OKASAN INTERNATIONAL (ASIA) LIMITED 4 14 18 4 19 23 0 5 5 77.78 82.61
166 BERICH BROKERAGE LIMITED 4 12 16 4 18 22 0 6 6 75.00 81.82 2024-01-30
167 FAIR EAGLE SECURITIES COMPANY LIMITED 2 18 20 2 20 22 0 2 2 90.00 90.91
168 Halbis Capital Management (Hong Kong) Limited 7 8 15 9 13 22 2 5 7 53.33 59.09 2005-06-23 2012-05-11
169 WINFULL SECURITIES LIMITED 3 20 23 3 19 22 0 -1 -1 86.96 86.36
170 Aberdeen International Investment Management Limited 3 5 8 2 19 21 -1 14 13 62.50 90.48 2005-07-27 2009-11-27
171 CCB INTERNATIONAL SECURITIES LIMITED 3 1 4 4 17 21 1 16 17 25.00 80.95 2005-08-19
172 CHEER UNION SECURITIES LIMITED 3 19 22 2 19 21 -1 0 -1 86.36 90.48
173 DL BROKERAGE LIMITED 3 19 22 3 18 21 0 -1 -1 86.36 85.71
174 GAOYU SECURITIES LIMITED 4 14 18 4 17 21 0 3 3 77.78 80.95
175 Glory Sun Securities Limited 3 14 17 3 18 21 0 4 4 82.35 85.71
176 HENYEP SECURITIES LIMITED 3 18 21 3 18 21 0 0 0 85.71 85.71
177 IBTS ASIA (HK) LIMITED 2 11 13 3 18 21 1 7 8 84.62 85.71 2005-11-17 2024-09-20
178 SPS SECURITIES LIMITED 5 14 19 5 16 21 0 2 2 73.68 76.19
179 TAI TAK SECURITIES (ASIA) LIMITED 4 17 21 4 17 21 0 0 0 80.95 80.95
180 WING ON CHEONG SECURITIES COMPANY LIMITED 4 17 21 4 17 21 0 0 0 80.95 80.95 2020-12-21
181 YICKO SECURITIES LIMITED 4 16 20 4 17 21 0 1 1 80.00 80.95
182 CSI Corporate Finance (HK) Limited 6 9 15 7 13 20 1 4 5 60.00 65.00 2019-03-29
183 GF Securities (Hong Kong) Brokerage Limited 3 0 3 6 14 20 3 14 17 0.00 70.00 2007-01-31
184 HUNG SING SECURITIES LIMITED 2 15 17 2 18 20 0 3 3 88.24 90.00
185 ICAP Securities Hong Kong Limited 3 15 18 3 17 20 0 2 2 83.33 85.00 2005-10-06 2018-09-30
186 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 16 20 3 17 20 -1 1 0 80.00 85.00
187 REALINK FINANCIAL TRADE LIMITED 3 14 17 3 17 20 0 3 3 82.35 85.00
188 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 16 20 3 17 20 -1 1 0 80.00 85.00
189 Sino-Rich Securities & Futures Limited 2 12 14 2 18 20 0 6 6 85.71 90.00
190 TAI SHING STOCK INVESTMENT CO. LIMITED 3 13 16 3 17 20 0 4 4 81.25 85.00
191 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 5 15 20 0 0 0 75.00 75.00
192 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 3 11 14 3 16 19 0 5 5 78.57 84.21 2007-01-12 2015-05-31
193 AuVantage Consultancy Limited 2 18 20 2 17 19 0 -1 -1 90.00 89.47 2023-06-14
194 BEA Union Investment Management Limited 5 11 16 4 15 19 -1 4 3 68.75 78.95
195 BUSINESS SECURITIES LIMITED 2 17 19 2 17 19 0 0 0 89.47 89.47
196 Planetree Securities Limited 4 14 18 4 15 19 0 1 1 77.78 78.95
197 SINO CAPITAL SECURITIES LIMITED 3 18 21 2 17 19 -1 -1 -2 85.71 89.47
198 Winner International Securities Limited 4 16 20 4 15 19 0 -1 -1 80.00 78.95
199 China International Capital Corporation (International) Limited 3 9 12 3 15 18 0 6 6 75.00 83.33 2009-05-06
200 CMB International Global Markets Limited 5 13 18 5 13 18 0 0 0 72.22 72.22
201 CTBC Asia Limited 4 8 12 5 13 18 1 5 6 66.67 72.22 2004-01-14
202 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 11 13 2 16 18 0 5 5 84.62 88.89 2016-10-25
203 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 13 16 3 15 18 0 2 2 81.25 83.33 2008-06-20
204 NOMURA SECURITIES (HONG KONG) LIMITED 3 12 15 2 16 18 -1 4 3 80.00 88.89 2013-10-15
205 OCBC Securities Brokerage (Hong Kong) Limited 5 12 17 5 13 18 0 1 1 70.59 72.22
206 SDIC Securities International Financial Holdings Limited 2 22 24 2 16 18 0 -6 -6 91.67 88.89 2014-12-03
207 TIMES SECURITIES COMPANY LIMITED 2 16 18 2 16 18 0 0 0 88.89 88.89 2023-05-30
208 YUEXING SECURITIES COMPANY LIMITED 3 13 16 3 15 18 0 2 2 81.25 83.33
209 AP Asset Management (HK) Limited 3 14 17 5 12 17 2 -2 0 82.35 70.59 2004-10-05 2021-04-21
210 Apricot Capital (Hong Kong) Limited 4 11 15 4 13 17 0 2 2 73.33 76.47
211 BGC SECURITIES (HONG KONG) LLC 2 8 10 3 14 17 1 6 7 80.00 82.35
212 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 19 21 3 14 17 1 -5 -4 90.48 82.35 2018-12-31
213 CELETIO INVESTMENTS LIMITED 3 15 18 3 14 17 0 -1 -1 83.33 82.35
214 ETRADE SECURITIES (HONG KONG) LIMITED 4 25 29 4 13 17 0 -12 -12 86.21 76.47 2019-05-10
215 GOLDENWAY SECURITIES COMPANY LIMITED 3 16 19 3 14 17 0 -2 -2 84.21 82.35 2024-11-18
216 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 2 15 17 0 1 1 87.50 88.24 2003-07-08 2023-05-19
217 NATIONAL RESOURCES SECURITIES LIMITED 3 15 18 3 14 17 0 -1 -1 83.33 82.35
218 PineBridge Investments Hong Kong Limited 2 11 13 2 15 17 0 4 4 84.62 88.24
219 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 15 18 3 14 17 0 -1 -1 83.33 82.35
220 Shang International Finance Limited 4 13 17 3 14 17 -1 1 0 76.47 82.35 2024-01-26
221 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 0 0 0 3 14 17 3 14 17 - 82.35 2007-08-17 2014-11-28
222 YU ON SECURITIES COMPANY LIMITED 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2013-12-06
223 AXA Investment Managers Asia Limited 3 12 15 3 13 16 0 1 1 80.00 81.25 2005-07-21
224 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 3 13 16 0 5 5 72.73 81.25 2013-04-02
225 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 5 11 16 0 -1 -1 70.59 68.75
226 EVER-LONG SECURITIES COMPANY LIMITED 3 11 14 3 13 16 0 2 2 78.57 81.25
227 First Sentier Investors (Hong Kong) Limited 6 10 16 6 10 16 0 0 0 62.50 62.50
228 HING WAI ALLIED SECURITIES LIMITED 4 12 16 4 12 16 0 0 0 75.00 75.00
229 HING WONG SECURITIES LIMITED 3 10 13 3 13 16 0 3 3 76.92 81.25
230 LEI SHING HONG SECURITIES LIMITED 2 12 14 3 13 16 1 1 2 85.71 81.25
231 MAN INVESTMENTS (HONG KONG) LIMITED 2 9 11 3 13 16 1 4 5 81.82 81.25 2005-07-28
232 Open Securities Limited 6 11 17 4 12 16 -2 1 -1 64.71 75.00
233 Shacom Securities Limited 2 15 17 2 14 16 0 -1 -1 88.24 87.50
234 SHUN HENG SECURITIES LIMITED 2 12 14 2 14 16 0 2 2 85.71 87.50
235 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 9 12 4 12 16 1 3 4 75.00 75.00
236 SUN GROWTH SECURITIES LIMITED 2 15 17 2 14 16 0 -1 -1 88.24 87.50 2022-02-11
237 AIG Financial Products (International) Limited 4 9 13 3 12 15 -1 3 2 69.23 80.00 2006-11-17 2009-12-24
238 HANG TAI SECURITIES LIMITED 2 13 15 3 12 15 1 -1 0 86.67 80.00
239 HO FUNG SHARES INVESTMENT LIMITED 2 11 13 2 13 15 0 2 2 84.62 86.67 2005-03-24
240 KWAI HUNG SECURITIES COMPANY LIMITED 3 13 16 2 13 15 -1 0 -1 81.25 86.67
241 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 7 10 3 12 15 0 5 5 70.00 80.00 2025-04-23
242 METRO CAPITAL SECURITIES LIMITED 3 10 13 3 12 15 0 2 2 76.92 80.00 2023-06-13
243 Neuberger Berman Asia Limited 0 0 0 2 13 15 2 13 15 - 86.67 2008-03-13
244 ORIENT SECURITIES LIMITED 2 12 14 2 13 15 0 1 1 85.71 86.67
245 WING FUNG SECURITIES LIMITED 4 7 11 3 12 15 -1 5 4 63.64 80.00
246 WINTONE SECURITIES LIMITED 2 9 11 2 13 15 0 4 4 81.82 86.67 2004-02-16 2022-12-13
247 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 13 16 3 11 14 0 -2 -2 81.25 78.57 2019-07-05
248 Bright Fund Management Limited 4 14 18 3 11 14 -1 -3 -4 77.78 78.57 2023-12-19
249 CC Finance Limited 4 7 11 3 11 14 -1 4 3 63.64 78.57 2006-04-20 2025-06-19
250 D. B. ZWIRN ASIA PARTNERS LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71 2005-09-27 2009-05-06
251 GFI (HK) SECURITIES L.L.C. 2 12 14 2 12 14 0 0 0 85.71 85.71
252 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 4 6 5 9 14 3 5 8 66.67 64.29 2007-01-30
253 HUA NAN SECURITIES (HK) LIMITED 4 9 13 3 11 14 -1 2 1 69.23 78.57 2023-06-19
254 IMC Asia Pacific Limited 2 2 4 2 12 14 0 10 10 50.00 85.71 2007-03-12
255 LAMTEX SECURITIES LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57 2020-08-27
256 Legg Mason International Equities (Hong Kong) Limited 4 13 17 3 11 14 -1 -2 -3 76.47 78.57 2015-08-28
257 MoneyMore Securities Limited 2 11 13 2 12 14 0 1 1 84.62 85.71
258 ONSHINE SECURITIES LIMITED 3 12 15 3 11 14 0 -1 -1 80.00 78.57
259 Optima Capital Limited 0 0 0 3 11 14 3 11 14 - 78.57 2007-10-25 2024-05-30
260 PLATINUM SECURITIES COMPANY LIMITED 2 6 8 5 9 14 3 3 6 75.00 64.29 2024-05-02
261 PROMISING SECURITIES COMPANY LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57 2004-01-02
262 Rifa Securities Limited 2 6 8 3 11 14 1 5 6 75.00 78.57
263 SBI China Capital Financial Services Limited 3 10 13 3 11 14 0 1 1 76.92 78.57
264 TAT LEE SECURITIES COMPANY LIMITED 3 12 15 2 12 14 -1 0 -1 80.00 85.71
265 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 4 10 14 0 0 0 71.43 71.43
266 Virtu ITG Hong Kong Limited 4 9 13 5 9 14 1 0 1 69.23 64.29
267 WINTECH SECURITIES LIMITED 3 16 19 4 10 14 1 -6 -5 84.21 71.43 2024-07-25
268 WO FUNG SECURITIES COMPANY LIMITED 2 14 16 2 12 14 0 -2 -2 87.50 85.71
269 Asia Pacific Securities Limited 4 7 11 3 10 13 -1 3 2 63.64 76.92
270 BULLISH SECURITIES LIMITED 2 9 11 2 11 13 0 2 2 81.82 84.62
271 CEPA ALLIANCE SECURITIES LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92
272 China Gather Wealth Financial Company Limited 5 6 11 5 8 13 0 2 2 54.55 61.54 2005-04-01 2025-07-21
273 GETTA SECURITIES LIMITED 4 7 11 3 10 13 -1 3 2 63.64 76.92 2004-12-23
274 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 10 13 3 10 13 - 76.92 2007-12-18 2011-09-30
275 ICBC (ASIA) SECURITIES LIMITED 3 7 10 4 9 13 1 2 3 70.00 69.23
276 KING FOOK SECURITIES COMPANY LIMITED 5 8 13 5 8 13 0 0 0 61.54 61.54 2016-03-31
277 LUEN SING SECURITIES LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23 2016-03-31
278 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
279 MANGO FINANCIAL LIMITED 2 12 14 2 11 13 0 -1 -1 85.71 84.62
280 Polaris Capital (Asia) Limited 3 7 10 3 10 13 0 3 3 70.00 76.92 2011-09-07
281 PRIME SECURITIES LIMITED (HK) 3 10 13 3 10 13 0 0 0 76.92 76.92
282 RPS INVESTMENT LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23 2014-12-09
283 SG ASSET MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 11 13 2 11 13 - 84.62 2007-08-14 2011-02-18
284 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 6 8 3 10 13 1 4 5 75.00 76.92
285 TARZAN STOCK & SHARES LIMITED 3 9 12 3 10 13 0 1 1 75.00 76.92
286 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 3 10 13 0 5 5 62.50 76.92
287 Well Link Securities Limited 2 11 13 2 11 13 0 0 0 84.62 84.62 2005-11-11
288 Wisetrade Securities Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
289 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 6 12 7 5 12 1 -1 0 50.00 41.67 2003-08-29
290 CHINA PACIFIC SECURITIES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
291 CMB International Capital Holdings Corporation Limited 2 4 6 3 9 12 1 5 6 66.67 75.00 2003-12-17 2011-08-10
292 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 3 5 2 10 12 0 7 7 60.00 83.33 2005-06-24 2009-10-19
293 FIRST WORLDSEC SECURITIES LIMITED 4 5 9 3 9 12 -1 4 3 55.56 75.00 2024-12-18
294 HENIK SECURITIES LIMITED 2 8 10 2 10 12 0 2 2 80.00 83.33
295 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2024-03-01
296 KEE CHEONG SECURITIES COMPANY LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33
297 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 2 4 2 10 12 0 8 8 50.00 83.33 2007-02-14 2021-02-01
298 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33
299 MF Securities Hong Kong Limited 0 0 0 4 8 12 4 8 12 - 66.67 2008-02-21 2010-10-15
300 Minerva Holding Financial Securities Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
301 Mirae Asset Securities (HK) Limited 2 0 2 4 8 12 2 8 10 0.00 66.67 2007-01-11 2017-03-01
302 Mirae Asset Securities (HK) Limited 2 0 2 4 8 12 2 8 10 0.00 66.67 2007-01-11 2017-02-28
303 ROOFER SECURITIES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00
304 SEEKERS MARKETS LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33 2025-01-16
305 TAIFAIR SECURITIES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
306 TOYO SECURITIES ASIA LIMITED 2 7 9 3 9 12 1 2 3 77.78 75.00
307 Wellington Management Hong Kong Limited (b2003-01-02) 4 7 11 3 9 12 -1 2 1 63.64 75.00 2003-09-18
308 WING FAT SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2023-10-06
309 WING YEE SECURITIES COMPANY LIMITED 3 13 16 4 8 12 1 -5 -4 81.25 66.67
310 ABN AMRO Clearing Hong Kong Limited 4 9 13 5 6 11 1 -3 -2 69.23 54.55
311 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 6 8 2 9 11 0 3 3 75.00 81.82 2015-09-07
312 AUDREY CHOW SECURITIES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82
313 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 4 7 11 2 9 11 -2 2 0 63.64 81.82 2017-06-06
314 CAPITAL GLOBAL MANAGEMENT LIMITED 3 4 7 3 8 11 0 4 4 57.14 72.73 2005-09-17
315 CHINA POINT STOCK BROKERS LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2024-10-31
316 FOX-PITT, KELTON (ASIA) LIMITED 8 3 11 7 4 11 -1 1 0 27.27 36.36 2010-05-18
317 GRANSING SECURITIES CO., LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82
318 HANG TUNG SECURITIES LIMITED 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2019-09-16
319 HARRIS FRASER (INTERNATIONAL) LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73
320 HSBC BROKING (CHINA) LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82 2014-06-13
321 HSBC GUYERZELLER FAR EAST LIMITED 4 7 11 4 7 11 0 0 0 63.64 63.64 2004-12-22 2009-08-31
322 I-ACCESS INVESTORS LIMITED 2 3 5 3 8 11 1 5 6 60.00 72.73 2005-12-19 2024-11-25
323 Interactive Brokers LLC 2 4 6 2 9 11 0 5 5 66.67 81.82 2017-12-11
324 IPP Financial Advisers Limited 3 0 3 2 9 11 -1 9 8 0.00 81.82 2006-12-21
325 JPMorgan Asset Management (Asia Pacific) Limited 3 6 9 4 7 11 1 1 2 66.67 63.64
326 KWONG FAT HONG (SECURITIES) LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
327 SINO GRADE SECURITIES LIMITED 2 7 9 3 8 11 1 1 2 77.78 72.73
328 SINOMAX SECURITIES LIMITED 2 6 8 3 8 11 1 2 3 75.00 72.73
329 T G SECURITIES LIMITED 2 4 6 3 8 11 1 4 5 66.67 72.73
330 TAI YIP STOCK COMPANY LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
331 Bradbury Securities Limited 2 7 9 3 7 10 1 0 1 77.78 70.00
332 CINDA INTERNATIONAL CAPITAL LIMITED 5 5 10 6 4 10 1 -1 0 50.00 40.00
333 EVERHOT SECURITIES LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2019-12-11
334 EVOLUTION ASIA INVESTMENTS LIMITED 5 2 7 5 5 10 0 3 3 28.57 50.00 2016-10-03
335 FE SECURITIES LIMITED 4 6 10 4 6 10 0 0 0 60.00 60.00
336 GT CAPITAL LIMITED 2 4 6 2 8 10 0 4 4 66.67 80.00
337 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00
338 Hao Tian International Securities Limited 3 7 10 3 7 10 0 0 0 70.00 70.00
339 Hong Kong Stock Link Securities Limited 3 7 10 3 7 10 0 0 0 70.00 70.00
340 iBest Securities Company Limited 3 7 10 3 7 10 0 0 0 70.00 70.00 2019-08-15
341 Janus Henderson Investors Hong Kong Limited 3 10 13 3 7 10 0 -3 -3 76.92 70.00
342 King Sun Securities Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
343 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 2 6 3 7 10 -1 5 4 33.33 70.00
344 LUEN HING SECURITIES LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2017-04-18
345 ORIENTAL PATRON SECURITIES LIMITED 3 10 13 2 8 10 -1 -2 -3 76.92 80.00
346 PLATINUM BROKING COMPANY LIMITED 2 4 6 2 8 10 0 4 4 66.67 80.00
347 Public Financial Securities Limited 2 5 7 2 8 10 0 3 3 71.43 80.00
348 SDHG International Securities Limited 3 6 9 3 7 10 0 1 1 66.67 70.00
349 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
350 TANG PING KONG LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2022-10-03
351 Templewater Hong Kong Limited 2 3 5 3 7 10 1 4 5 60.00 70.00
352 TUNG TAI SECURITIES COMPANY LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
353 Vision Capital Investment Management Limited 3 7 10 3 7 10 0 0 0 70.00 70.00 2003-12-17
354 WANG ON SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
355 WINGS SECURITIES (HK) LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00
356 YF SECURITIES COMPANY LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
357 Anli Securities Limited 2 5 7 2 7 9 0 2 2 71.43 77.78
358 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2021-02-09
359 CHINA EVERBRIGHT CAPITAL LIMITED 5 3 8 5 4 9 0 1 1 37.50 44.44 2005-05-09
360 DAH SING SECURITIES LIMITED 2 3 5 3 6 9 1 3 4 60.00 66.67
361 Finet Securities Limited 3 3 6 3 6 9 0 3 3 50.00 66.67
362 FIRST SECURITIES (HK) LIMITED 2 8 10 3 6 9 1 -2 -1 80.00 66.67
363 Fubon Fund Management (Hong Kong) Limited 4 3 7 4 5 9 0 2 2 42.86 55.56
364 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
365 GOOD HARVEST SECURITIES COMPANY LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
366 HERMES SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
367 Hongkong Bay Securities Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2023-02-20
368 HSBC SECURITIES (ASIA) LIMITED 3 5 8 4 5 9 1 0 1 62.50 55.56 2020-06-15
369 Huayu Securities Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
370 Interactive Brokers Hong Kong Limited 3 2 5 3 6 9 0 4 4 40.00 66.67
371 K.K.M. SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2023-05-23
372 KCG SECURITIES ASIA LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78
373 KMT SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
374 KWOK HING SECURITIES LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78
375 LEE'S SECURITIES COMPANY LIMITED 4 5 9 3 6 9 -1 1 0 55.56 66.67 2005-01-03
376 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2013-03-19
377 LOMBARD ODIER (HONG KONG) LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67
378 M SECURITIES LIMITED (HK) 3 4 7 3 6 9 0 2 2 57.14 66.67 2006-02-23 2020-09-21
379 MF Global Hong Kong Limited 5 7 12 3 6 9 -2 -1 -3 58.33 66.67 2007-04-30
380 PARTNERS CAPITAL SECURITIES LIMITED 2 2 4 2 7 9 0 5 5 50.00 77.78
381 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2022-12-21
382 Pictet Asset Management (Hong Kong) Limited 2 2 4 3 6 9 1 4 5 50.00 66.67 2006-10-26
383 REDFORD SECURITIES LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2005-03-31
384 SELINA & CO. LIMITED (HK) 2 7 9 3 6 9 1 -1 0 77.78 66.67
385 Standard Advisory Asia Limited 1 2 3 2 7 9 1 5 6 66.67 77.78 2007-03-09 2013-09-04
386 Telecom King Securities Limited 0 0 0 2 7 9 2 7 9 - 77.78 2007-10-17
387 YING WAH SECURITIES COMPANY LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2023-05-05
388 YUE XIU SECURITIES COMPANY LIMITED 4 3 7 5 4 9 1 1 2 42.86 44.44
389 A ONE INVESTMENT COMPANY LIMITED 5 2 7 5 3 8 0 1 1 28.57 37.50 2013-12-05
390 AIF Securities Limited 4 2 6 3 5 8 -1 3 2 33.33 62.50 2004-11-02
391 AJ Securities Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00
392 BOKHARY SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2025-06-23
393 CHELSEA SECURITIES LIMITED (HK) 3 4 7 3 5 8 0 1 1 57.14 62.50
394 CHEONG LEE SECURITIES LIMITED 1 1 2 2 6 8 1 5 6 50.00 75.00 2005-11-24
395 China Hong Kong Capital Asset Management Company Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2024-05-17
396 CHINA SYSTEM SECURITIES LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2005-07-07
397 EnTrustPermal (Hong Kong) Limited 4 0 4 4 4 8 0 4 4 0.00 50.00 2006-03-09 2021-03-26
398 Everbright Securities Global (HK) Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2024-06-20
399 FB SECURITIES (HONG KONG) LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
400 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 3 1 4 3 5 8 0 4 4 25.00 62.50 2007-01-19 2008-09-11
401 FORTUNE (HK) SECURITIES LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
402 Fubon Capital (HK) Limited 4 2 6 2 6 8 -2 4 2 33.33 75.00 2012-01-13
403 GLS SECURITIES LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00 2024-08-12
404 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
405 Imagi Brokerage Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
406 INTERCHINA SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2016-12-16
407 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 2 5 3 5 8 0 3 3 40.00 62.50 2014-10-13
408 Joy Silver Limited 2 3 5 3 5 8 1 2 3 60.00 62.50 2014-03-17
409 KILMOREY SECURITIES LIMITED 2 5 7 3 5 8 1 0 1 71.43 62.50 2023-08-17
410 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
411 Neutral Financial Holding Company Limited 3 6 9 2 6 8 -1 0 -1 66.67 75.00
412 PIMCO Asia Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-05-17
413 Rabo Brokerage HK Limited 0 0 0 3 5 8 3 5 8 - 62.50 2007-09-12 2014-01-16
414 ROSA SECURITIES LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2023-08-17
415 Rothschild & Co Hong Kong Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2005-04-27
416 SFGHK Limited 0 0 0 4 4 8 4 4 8 - 50.00 2007-06-12
417 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 2 6 5 3 8 1 1 2 33.33 37.50
418 SMBC Nikko Securities (Hong Kong) Limited 4 6 10 5 3 8 1 -3 -2 60.00 37.50
419 SOO PEI SHAO & COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-03-31 2015-04-16
420 Superfund Financial (Hong Kong) Limited 2 5 7 2 6 8 0 1 1 71.43 75.00
421 THING ON SECURITIES LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00
422 UNICORN SECURITIES COMPANY LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
423 UOB ASIA (HONG KONG) LIMITED 5 6 11 4 4 8 -1 -2 -3 54.55 50.00 2011-07-27
424 Anuenue Securities Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
425 Arta Global Markets Limited 0 0 0 2 5 7 2 5 7 - 71.43 2008-01-08
426 AXA Financial Planning (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2012-05-25
427 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86
428 Boom Securities (H.K.) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
429 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
430 CES Capital International (Hong Kong) Co., Limited 4 2 6 6 1 7 2 -1 1 33.33 14.29 2023-02-23
431 CHEE TAK SECURITIES LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14
432 CS Wealth Securities Limited 4 4 8 4 3 7 0 -1 -1 50.00 42.86
433 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 5 7 2 5 7 0 0 0 71.43 71.43 2013-07-03
434 DaoKou Securities Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
435 FAIRWIN BROKING LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
436 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2005-03-03
437 Greater China Securities Limited (b1999-04-26) 3 3 6 2 5 7 -1 2 1 50.00 71.43
438 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 3 4 7 1 1 2 60.00 57.14 2018-08-15
439 ITAU ASIA LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2006-10-31 2017-05-04
440 KB Securities Hong Kong Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
441 KGI CAPITAL ASIA LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
442 Libertas Capital Asia Limited 0 0 0 2 5 7 2 5 7 - 71.43 2007-06-21 2015-02-13
443 Oshidori Securities Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
444 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2010-07-07
445 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2017-06-28
446 RICH PLEASURE SECURITIES LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2022-06-30
447 RICHE BRIGHT SECURITIES LIMITED 0 0 0 2 5 7 2 5 7 - 71.43 2008-01-04
448 SHINKO SECURITIES (H.K.) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14 2005-04-18 2009-05-20
449 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 0 0 0 2 5 7 2 5 7 - 71.43 2007-05-15 2012-01-12
450 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2007-05-08 2019-09-30
451 SUNRISE SECURITIES LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-03-21
452 TAI NING STOCK COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
453 TRUTH SECURITIES LIMITED 4 2 6 4 3 7 0 1 1 33.33 42.86 2022-06-28
454 Wanhai Securities (HK) Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14
455 Win Securities Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
456 Yuanta Securities (Hong Kong) Company Limited 2 4 6 2 5 7 0 1 1 66.67 71.43
457 Aetas Global Markets Limited 4 0 4 4 2 6 0 2 2 0.00 33.33 2005-10-26
458 Aevitas Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
459 Astrum Capital Management Limited (HK) 3 0 3 4 2 6 1 2 3 0.00 33.33 2005-07-08
460 Averest Capital Limited 2 3 5 2 4 6 0 1 1 60.00 66.67
461 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33
462 BTIG Hong Kong Limited 0 0 0 3 3 6 3 3 6 - 50.00 2008-04-15
463 CCB Securities Limited 2 3 5 2 4 6 0 1 1 60.00 66.67
464 CF GLOBAL (HK) LIMITED 3 3 6 2 4 6 -1 1 0 50.00 66.67
465 China Reserve Securities Limited 2 3 5 3 3 6 1 0 1 60.00 50.00
466 CICC US Securities, Inc. 0 0 0 2 4 6 2 4 6 - 66.67 2007-08-03 2011-12-12
467 CMBC SECURITIES COMPANY LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2008-01-24
468 CTW SECURITIES LIMITED 2 1 3 2 4 6 0 3 3 33.33 66.67 2021-12-30
469 Eastspring Investments (Hong Kong) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2006-08-08
470 Execution Noble (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-10-10 2015-04-10
471 Goldin Equities Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2022-11-28
472 GOLDRIDE SECURITIES LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
473 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-06-01 2011-09-22
474 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2007-04-04
475 iFAST Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
476 Instinet Alpha Trading Limited 4 2 6 4 2 6 0 0 0 33.33 33.33 2010-11-19
477 IVORY CAPITAL PRIVATE LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2007-10-17 2009-06-11
478 KIN FUNG STOCK COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-03-31
479 LAZARD ASIA (HONG KONG) LIMITED 2 0 2 2 4 6 0 4 4 0.00 66.67 2007-03-20
480 MAN HON YEUNG SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
481 MARS SECURITIES COMPANY LIMITED 1 5 6 2 4 6 1 -1 0 83.33 66.67
482 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 3 3 6 0 0 0 50.00 50.00 2023-05-15
483 NEW REGION SECURITIES COMPANY LIMITED 3 3 6 4 2 6 1 -1 0 50.00 33.33
484 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
485 Oaktree Capital (Hong Kong) Limited 2 0 2 2 4 6 0 4 4 0.00 66.67 2007-01-19
486 PIPER JAFFRAY ASIA LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2013-01-24
487 Public Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2024-12-27
488 QUEST STOCKBROKERS (HK) LIMITED 2 4 6 3 3 6 1 -1 0 66.67 50.00 2023-01-03
489 RAMON INVESTMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
490 Rich Bay Securities Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-31 2024-01-16
491 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
492 S. W. WOO AND COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
493 SJS Markets Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-03-02
494 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-07-07 2018-11-20
495 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2022-12-28
496 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
497 TAI FUNG SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
498 TANG KEE SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-06-26
499 Tensant Securities Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2004-08-25
500 Tremont Capital Management (Asia), Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2006-09-29 2009-10-14
501 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
502 UBP ASSET MANAGEMENT ASIA LIMITED 4 0 4 3 3 6 -1 3 2 0.00 50.00 2007-01-11
503 United Securities Limited (HK) 2 4 6 2 4 6 0 0 0 66.67 66.67 2025-06-13
504 VISION FINANCE INTERNATIONAL COMPANY LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2007-11-29
505 WAH SANG SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
506 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
507 WINSOME STOCK COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
508 3V Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2005-07-18 2013-08-27
509 ALPHA SECURITIES COMPANY LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
510 Black Marble Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
511 CELESTIAL CAPITAL LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2022-05-27
512 CHAN NGOK MING SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2024-03-14
513 CHINA SKY SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
514 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-11-09
515 COL Securities (HK) Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2025-04-07
516 Eclipse Options (HK) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2007-05-31
517 F. R. ZIMMERN LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-07-15
518 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2018-11-09
519 GENERALI INVESTMENTS ASIA LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2007-12-28 2018-09-26
520 Goldbridge Securities Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00
521 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2020-04-07
522 Grand Cartel Securities Company Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2022-10-21
523 HOI SANG SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2020-06-22
524 iFAST Global Markets (HK) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2008-02-12
525 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-30
526 iTTa Capital Limited 0 0 0 3 2 5 3 2 5 - 40.00 2007-12-04 2013-06-11
527 KAM LUEN SECURITIES LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00
528 Kam Wah Investments Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2023-07-03
529 LAI PO HUNG & COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
530 LUK FOOK SECURITIES (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
531 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2014-08-05
532 MEGABASE SECURITIES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
533 Merdeka Securities Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2024-07-19
534 MIRABAUD (ASIA) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2003-05-13 2018-10-16
535 MORTON SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
536 Nittan Securities Asia Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
537 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 0 4 5 0 5 1 0 1 0.00 0.00
538 PO LEE SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
539 Robeco Hong Kong Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-12-18
540 SAMSUNG SECURITIES (ASIA) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00
541 SG Asset Finance (Hong Kong) Limited 4 2 6 2 3 5 -2 1 -1 33.33 60.00 2016-09-27
542 SIU ON SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
543 TUNG SHUN SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-01-03 2022-03-17
544 VP Wealth Management (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-09-11 2025-07-24
545 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-10-26
546 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
547 Waton Securities International Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00
548 YARDLEY SECURITIES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2025-08-18
549 Yunfeng Financial Markets Limited 3 5 8 2 3 5 -1 -2 -3 62.50 60.00
550 1. AGLOBAL INTERNATIONAL LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-09-12 2010-04-12
551 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-12-14
552 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 3 1 4 1 -1 0 50.00 25.00
553 BLOOMYEARS LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00
554 BOCOM International (Asia) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-09-21
555 CATHAY SECURITIES (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-11-27
556 CENTALINE WEALTH MANAGEMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-21
557 CHINA SECURITIES HOLDINGS LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2020-05-25
558 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
559 CHUANGS & CO. LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2015-12-30
560 Countrywide Capital Markets Asia (H.K.) Limited 2 4 6 3 1 4 1 -3 -2 66.67 25.00 2006-12-13 2008-09-08
561 Cushman & Wakefield Capital Asia (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2008-03-05 2010-02-26
562 EAA SECURITIES LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
563 Edmond de Rothschild Asset Management (Hong Kong) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2008-02-26 2017-11-16
564 FREDDY COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-21
565 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2021-04-29
566 GOODCAPE SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-12-06 2016-12-15
567 Grit Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
568 HIP HING SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
569 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-29 2024-03-28
570 HOORAY SECURITIES LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
571 HOU TAK SECURITIES LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2020-01-24
572 HOULIHAN LOKEY (EUROPE) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-05-15 2009-08-18
573 iBest Consultants Limited 0 0 0 4 0 4 4 0 4 - 0.00 2008-04-15 2019-08-15
574 ICEA CAPITAL ASIA LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2005-12-21 2008-09-24
575 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
576 JS CRESVALE CAPITAL LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00
577 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2024-05-31
578 KAY YUE SECURITIES CO., LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-09-03
579 La Roche & Co Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2008-03-05 2011-12-08
580 Liquidnet Asia Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-08-15
581 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-08-18
582 MING HON SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2025-07-21
583 NEW GALA SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2004-02-02
584 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2007-02-13 2009-03-31
585 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
586 NORTH SEA SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-12-14
587 PASAY STOCK AND SHARES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-01-20
588 Providence Equity Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2007-08-23 2019-01-10
589 RaffAello Securities (HK) Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2005-03-30
590 SEAGA INTERNATIONAL LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2005-02-05
591 Stellar Securities Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
592 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2007-02-01 2012-12-24
593 SZEHOPE SECURITIES COMPANY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-03-31
594 T & F Equities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-11-23 2011-10-07
595 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2024-12-02
596 TIBRA TRADING HONG KONG LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-06-25 2020-11-27
597 Tiger Securities Asset Management Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-09-18
598 TIS SECURITIES (HK) LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-06-28
599 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-04-29 2013-04-22
600 UNITED WORLD ONLINE LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00 2004-11-02 2014-01-20
601 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-09-08
602 VISION FINANCE (SECURITIES) LIMITED 5 0 5 2 2 4 -3 2 -1 0.00 50.00
603 WILBY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-06-27
604 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-10-21
605 YU MING INVESTMENT MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
606 A. H. INTERNATIONAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-03-13 2022-02-22
607 abrdn Hong Kong Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
608 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-05-24 2010-09-16
609 Alpha Financial Group Limited 2 1 3 1 2 3 -1 1 0 33.33 66.67 2005-10-31
610 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
611 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 3 0 3 0 -3 -3 50.00 0.00 2008-08-04
612 BALI SECURITIES CO. LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-04-27
613 BANK CONSORTIUM TRUST COMPANY LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2011-11-22
614 BaoQiao Partners Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-03-05 2023-05-12
615 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
616 BOND TRUST LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-04
617 Capital International, Inc. 0 0 0 2 1 3 2 1 3 - 33.33 2007-07-03
618 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 0 1 1 3 0 3 3 -1 2 100.00 0.00
619 China Finance Holdings Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2020-07-23
620 CHINA GUARD INVESTMENTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
621 CIS SECURITIES ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-12-07
622 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
623 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2021-05-25
624 DAEWOO SECURITIES (HONG KONG) LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2017-02-28
625 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
626 EAST CAPITAL ASIA LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2007-04-04 2020-07-13
627 FULL WIN SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
628 HAMPTON SECURITIES (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-04-10 2013-07-25
629 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-09-07
630 IMARKETS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
631 IVY ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-02-06 2010-08-26
632 Japan Cosmo Securities (Hong Kong) Limited (d2009-07-28) 3 0 3 3 0 3 0 0 0 0.00 0.00 2007-01-09 2008-07-31
633 JVSakk Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
634 LaSalle Investment Management Hong Kong Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-03-03
635 OCBC SECURITIES (HONG KONG) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-03-20 2014-05-23
636 OPTIVER TRADING HONG KONG LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-12-03
637 RAB CAPITAL (ASIA) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-04-17 2011-10-10
638 RESIDENTS SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-03-19
639 SALISBURY SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-31 2013-08-30
640 SUN CAPITAL SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-03-31
641 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
642 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-04-11
643 TUNG WUI SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
644 VC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-19
645 VMS Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
646 WADER SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
647 WAI FAT SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
648 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-11-26 2010-12-16
649 WORLDWIDE BROKERAGE LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2023-12-21
650 Yieldful Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-24 2025-09-11
651 Zijing Capital Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2003-07-30
652 ADM SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
653 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-03-29
654 Beijing Securities Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
655 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 2 0 2 0 -6 -6 75.00 0.00
656 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
657 BRIGHT SECURITIES LIMITED (THE) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2025-07-17
658 CENTURION CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
659 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
660 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-11-24
661 CHI CAPITAL SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-07 2016-05-05
662 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
663 COHEN & STEERS ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-17
664 Cowen Structured Products Hong Kong Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2006-10-20 2012-06-11
665 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
666 D. E. Shaw & Co. (Asia Pacific) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-02-20
667 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
668 DRAKE & MORGAN LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-16
669 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
670 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
671 FULLJET SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-02-03
672 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-28 2011-03-08
673 GLOBAL INVESTMENT ADVISORS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-01-27
674 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
675 GREAT HONEST INVESTMENT COMPANY LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00
676 iFAST Financial (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-30
677 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
678 KB Investment & Securities Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-06-30 2011-02-15
679 Knight Libertas (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-23 2010-05-14
680 KO KUN STOCK COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-18 2020-08-06
681 LAU & COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-03-13
682 MAINLAND SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-29 2024-10-31
683 OppenheimerFunds International Distributor Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-15 2009-11-09
684 ORIENTAL PATRON ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
685 orientiert International Markets Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-06-29
686 PGIM (Hong Kong) Limited 2 0 2 1 1 2 -1 1 0 0.00 50.00
687 POTOMAC CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-03-08
688 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
689 RHB CAPITAL HONG KONG LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2020-11-17
690 RICHLAND WORLDWIDE LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2008-04-03
691 Shinhan Investment Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-15
692 SKY WARD ASIA LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-10
693 SOO PUI CHEN SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-21
694 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2023-03-29
695 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2024-02-09
696 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-12-23
697 TISCO GLOBAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-07-24 2008-07-10
698 TISCO SECURITIES HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-10
699 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-06 2014-07-24
700 Wells Fargo Securities Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-04-25
701 WING TAK SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-09-06
702 WINNING SECURITIES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2019-08-02
703 CALF Investment Advisors Limited 0 0 0 1 0 1 1 0 1 - 0.00 2007-11-28 2009-04-08
704 FRM (Australia) Pty Limited 0 0 0 1 0 1 1 0 1 - 0.00 2008-04-21 2008-05-16
705 FRM (Australia) Pty Limited 0 0 0 1 0 1 1 0 1 - 0.00 2008-03-31 2008-04-19
706 FRM (Australia) Pty Limited 0 0 0 1 0 1 1 0 1 - 0.00 2008-02-25 2008-03-14
707 FRM (Australia) Pty Limited 0 0 0 1 0 1 1 0 1 - 0.00 2008-01-21 2008-02-01
708 FRM (Australia) Pty Limited 0 0 0 1 0 1 1 0 1 - 0.00 2007-11-05 2007-11-07
709 FRM (Australia) Pty Limited 0 0 0 1 0 1 1 0 1 - 0.00 2007-08-08 2007-08-09
710 FRM (Australia) Pty Limited 0 0 0 1 0 1 1 0 1 - 0.00 2007-07-13 2007-07-14
711 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
712 MAN LUNG HONG SECURITIES LIMITED 2 11 13 0 1 1 -2 -10 -12 84.62 100.00
713 BOCOM International Holdings Company Limited 5 75 80 0 0 0 -5 -75 -80 93.75 - 2010-03-09
714 DALTON CAPITAL (HONG KONG) LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2005-07-18 2007-06-22
715 ETRADE SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2007-11-21
716 LLOYDS TSB PACIFIC LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2014-02-07
717 PAK LEE STOCK COMPANY LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2008-06-11
718 SBI China Capital Partners Limited 3 4 7 0 0 0 -3 -4 -7 57.14 - 2005-01-21 2007-12-18
719 SCOTIATRUST (ASIA) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2018-08-14
720 TC Investment Management (Asia) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2008-02-14
721 TIFFIT SECURITIES (HONG KONG) LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 -
722 UKFP (Asia) HK Limited 1 2 3 0 0 0 -1 -2 -3 66.67 - 2010-03-24
Average 3.28 25.13 28.41 3.33 28.92 32.25 88.45 89.68

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