SFC licensees per firm: Dealing in securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2009-09-30 2010-09-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Manulife Investment Management (Hong Kong) Limited 4 1383 1387 3 1241 1244 -1 -142 -143 99.71 99.76
2 Morgan Stanley Asia Limited 19 988 1007 20 1167 1187 1 179 180 98.11 98.32
3 Merrill Lynch (Asia Pacific) Limited 16 793 809 20 835 855 4 42 46 98.02 97.66
4 GOLDMAN SACHS (ASIA) L.L.C. 43 697 740 43 797 840 0 100 100 94.19 94.88
5 OnePlatform Asset Management Limited 2 127 129 15 816 831 13 689 702 98.45 98.19 2007-07-04
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 693 699 6 693 699 0 0 0 99.14 99.14
7 Citigroup Global Markets Asia Limited 21 505 526 18 538 556 -3 33 30 96.01 96.76
8 Everbright Securities Investment Services (HK) Limited 8 501 509 7 483 490 -1 -18 -19 98.43 98.57
9 KGI ASIA LIMITED 15 409 424 13 475 488 -2 66 64 96.46 97.34 2017-10-02
10 NOMURA INTERNATIONAL (HONG KONG) LIMITED 10 406 416 7 427 434 -3 21 18 97.60 98.39
11 Credit Suisse (Hong Kong) Limited 28 314 342 24 393 417 -4 79 75 91.81 94.24
12 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 9 365 374 12 392 404 3 27 30 97.59 97.03
13 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 305 316 10 345 355 -1 40 39 96.52 97.18 2003-10-15 2014-01-21
14 Merrill Lynch Far East Limited 9 289 298 10 327 337 1 38 39 96.98 97.03
15 BOCI SECURITIES LIMITED 12 278 290 16 310 326 4 32 36 95.86 95.09
16 BARCLAYS CAPITAL ASIA LIMITED 10 213 223 11 303 314 1 90 91 95.52 96.50
17 CELESTIAL SECURITIES LIMITED 3 288 291 4 307 311 1 19 20 98.97 98.71
18 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 213 220 8 243 251 1 30 31 96.82 96.81
19 MACQUARIE CAPITAL LIMITED 15 247 262 14 228 242 -1 -19 -20 94.27 94.21
20 UBS SECURITIES ASIA LIMITED 5 184 189 6 236 242 1 52 53 97.35 97.52
21 UOB KAY HIAN (HONG KONG) LIMITED 3 227 230 3 233 236 0 6 6 98.70 98.73
22 BOCOM International Securities Limited 5 155 160 5 226 231 0 71 71 96.88 97.84 2007-09-10
23 Tung Shing Securities (Brokers) Limited 1 232 233 3 224 227 2 -8 -6 99.57 98.68 2017-02-12
24 SG SECURITIES (HK) LIMITED 11 154 165 18 188 206 7 34 41 93.33 91.26
25 EMPEROR SECURITIES LIMITED (HK) 7 192 199 6 196 202 -1 4 3 96.48 97.03
26 DEUTSCHE SECURITIES ASIA LIMITED 5 179 184 8 188 196 3 9 12 97.28 95.92
27 FULBRIGHT SECURITIES LIMITED 6 162 168 8 188 196 2 26 28 96.43 95.92
28 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 171 177 6 187 193 0 16 16 96.61 96.89 2016-06-30
29 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 4 173 177 4 188 192 0 15 15 97.74 97.92 2016-06-30
30 HSBC BROKING SECURITIES (ASIA) LIMITED 8 171 179 10 182 192 2 11 13 95.53 94.79
31 CLSA LIMITED 7 149 156 7 183 190 0 34 34 95.51 96.32
32 Yuanta Asia Investment (Hong Kong) Limited 7 128 135 6 166 172 -1 38 37 94.81 96.51
33 CITIC Securities Brokerage (HK) Limited 10 143 153 10 160 170 0 17 17 93.46 94.12
34 PRUDENTIAL BROKERAGE LIMITED 3 147 150 3 160 163 0 13 13 98.00 98.16
35 CHIEF SECURITIES LIMITED 3 130 133 4 157 161 1 27 28 97.74 97.52
36 EAST ASIA SECURITIES COMPANY LIMITED 3 145 148 3 151 154 0 6 6 97.97 98.05
37 Daiwa Capital Markets Hong Kong Limited 4 91 95 7 146 153 3 55 58 95.79 95.42
38 Morgan Stanley Hong Kong Securities Limited 5 108 113 7 141 148 2 33 35 95.58 95.27
39 DBS VICKERS (HONG KONG) LIMITED 4 134 138 3 140 143 -1 6 5 97.10 97.90
40 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 100 107 7 130 137 0 30 30 93.46 94.89
41 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 11 102 113 13 122 135 2 20 22 90.27 90.37
42 RHB SECURITIES HONG KONG LIMITED 7 95 102 9 124 133 2 29 31 93.14 93.23 2022-10-06
43 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 103 111 8 115 123 0 12 12 92.79 93.50
44 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 5 43 48 3 116 119 -2 73 71 89.58 97.48
45 Quam Securities Limited 5 78 83 5 110 115 0 32 32 93.98 95.65
46 XinKong International Securities Limited 4 68 72 6 104 110 2 36 38 94.44 94.55
47 BNP PARIBAS SECURITIES (ASIA) LIMITED 4 95 99 4 102 106 0 7 7 95.96 96.23
48 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 85 90 6 100 106 1 15 16 94.44 94.34
49 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 118 123 5 99 104 0 -19 -19 95.93 95.19
50 JPMorgan Funds (Asia) Limited 6 82 88 7 96 103 1 14 15 93.18 93.20
51 FIL Investment Management (Hong Kong) Limited 7 97 104 5 97 102 -2 0 -2 93.27 95.10
52 SOUTH CHINA SECURITIES LIMITED 5 74 79 4 98 102 -1 24 23 93.67 96.08
53 GET NICE SECURITIES LIMITED 5 96 101 5 94 99 0 -2 -2 95.05 94.95
54 CINDA INTERNATIONAL SECURITIES LIMITED 3 112 115 3 91 94 0 -21 -21 97.39 96.81
55 CORPORATE BROKERS LIMITED 4 87 91 4 87 91 0 0 0 95.60 95.60
56 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 72 77 5 84 89 0 12 12 93.51 94.38
57 SG Asset Finance (Hong Kong) Limited 3 83 86 5 84 89 2 1 3 96.51 94.38 2016-09-27
58 BlackRock (Hong Kong) Limited (d2017-01-20) 6 41 47 8 80 88 2 39 41 87.23 90.91 2015-05-15
59 Julius Baer (Hong Kong) Limited 3 75 78 3 85 88 0 10 10 96.15 96.59 2007-05-29 2012-05-10
60 HSBC Global Asset Management (Hong Kong) Limited 5 59 64 10 75 85 5 16 21 92.19 88.24 2006-03-29
61 UBS SECURITIES HONG KONG LIMITED 6 55 61 4 80 84 -2 25 23 90.16 95.24 2016-12-18
62 KINGSTON SECURITIES LIMITED 4 56 60 4 79 83 0 23 23 93.33 95.18
63 iBest Consultants Limited 4 53 57 4 77 81 0 24 24 92.98 95.06 2008-04-15 2019-08-15
64 Credit Suisse Securities (Hong Kong) Limited 6 71 77 5 73 78 -1 2 1 92.21 93.59
65 SANFULL SECURITIES LIMITED 6 64 70 6 72 78 0 8 8 91.43 92.31
66 Lion Global Financial Limited 4 89 93 6 70 76 2 -19 -17 95.70 92.11 2008-10-10
67 MIZUHO SECURITIES ASIA LIMITED 10 55 65 10 66 76 0 11 11 84.62 86.84
68 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 49 53 5 70 75 1 21 22 92.45 93.33
69 RBS Asia Corporate Finance Limited 9 54 63 7 67 74 -2 13 11 85.71 90.54 2014-08-15
70 Success Securities Limited 3 40 43 4 70 74 1 30 31 93.02 94.59
71 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 62 67 5 68 73 0 6 6 92.54 93.15
72 MIB SECURITIES (HONG KONG) LIMITED 5 62 67 7 66 73 2 4 6 92.54 90.41
73 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 54 58 4 66 70 0 12 12 93.10 94.29
74 Nerico Brothers Limited (HK) 4 58 62 4 65 69 0 7 7 93.55 94.20 2007-04-26 2025-08-28
75 Credit Agricole Securities (Asia) Limited 9 47 56 7 61 68 -2 14 12 83.93 89.71
76 VC BROKERAGE LIMITED 3 67 70 3 65 68 0 -2 -2 95.71 95.59
77 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 77 80 3 64 67 0 -13 -13 96.25 95.52 2012-04-02
78 Ark Securities (Hong Kong) Limited 4 65 69 6 60 66 2 -5 -3 94.20 90.91
79 ENLIGHTEN SECURITIES LIMITED 3 56 59 4 61 65 1 5 6 94.92 93.85
80 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 55 64 8 56 64 -1 1 0 85.94 87.50
81 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 10 57 67 9 55 64 -1 -2 -3 85.07 85.94
82 CCB INTERNATIONAL CAPITAL LIMITED 6 30 36 6 56 62 0 26 26 83.33 90.32 2004-05-27
83 LUEN FAT SECURITIES COMPANY LIMITED 6 55 61 6 56 62 0 1 1 90.16 90.32
84 CHONG HING SECURITIES LIMITED 4 56 60 4 56 60 0 0 0 93.33 93.33
85 ICBC INTERNATIONAL SECURITIES LIMITED 6 37 43 6 54 60 0 17 17 86.05 90.00 2008-11-14
86 ABCI Securities Company Limited 7 47 54 8 51 59 1 4 5 87.04 86.44
87 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 66 73 8 51 59 1 -15 -14 90.41 86.44 2017-10-02
88 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 7 52 59 0 -5 -5 89.06 88.14
89 SINOPAC SECURITIES (ASIA) LIMITED 4 52 56 3 55 58 -1 3 2 92.86 94.83 2017-02-12
90 FIRST SHANGHAI SECURITIES LIMITED 4 56 60 4 53 57 0 -3 -3 93.33 92.98
91 Standard Chartered Securities (Hong Kong) Limited 11 41 52 12 45 57 1 4 5 78.85 78.95
92 YF Life Investors Limited 3 62 65 3 54 57 0 -8 -8 95.38 94.74 2006-04-07 2013-03-22
93 PARIBAS ASIA EQUITY LIMITED 3 48 51 3 53 56 0 5 5 94.12 94.64 2012-07-31
94 FT Securities Limited 2 65 67 2 53 55 0 -12 -12 97.01 96.36 2024-12-06
95 MUSHK Limited 8 47 55 6 49 55 -2 2 0 85.45 89.09 2011-06-01
96 CENTALINE WEALTH MANAGEMENT LIMITED 2 2 4 3 51 54 1 49 50 50.00 94.44 2007-05-21
97 KARL-THOMSON SECURITIES COMPANY LIMITED 4 42 46 4 50 54 0 8 8 91.30 92.59
98 KGI SECURITIES (HONG KONG) LIMITED 11 50 61 10 44 54 -1 -6 -7 81.97 81.48 2017-10-02
99 Taiping Securities (HK) Co Limited 5 41 46 6 46 52 1 5 6 89.13 88.46
100 CHOW SANG SANG SECURITIES LIMITED 4 43 47 4 46 50 0 3 3 91.49 92.00
101 BGC SECURITIES (HONG KONG) LLC 5 34 39 4 45 49 -1 11 10 87.18 91.84
102 CVP Securities Limited 2 31 33 2 47 49 0 16 16 93.94 95.92 2004-07-09 2024-11-26
103 Goldman Sachs Investment Management Hong Kong Limited 2 39 41 4 45 49 2 6 8 95.12 91.84 2013-11-27
104 BOCI ASIA LIMITED 5 36 41 8 38 46 3 2 5 87.80 82.61
105 Funderstone Securities Limited 2 46 48 2 44 46 0 -2 -2 95.83 95.65
106 AllianceBernstein Hong Kong Limited 5 20 25 7 37 44 2 17 19 80.00 84.09
107 ICBC INTERNATIONAL CAPITAL LIMITED 9 19 28 5 39 44 -4 20 16 67.86 88.64 2008-05-27
108 ONE CHINA SECURITIES LIMITED 2 44 46 2 42 44 0 -2 -2 95.65 95.45 2004-03-01
109 TSE'S SECURITIES LIMITED 2 39 41 3 41 44 1 2 3 95.12 93.18
110 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 27 30 4 39 43 1 12 13 90.00 90.70 2018-12-31
111 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 6 30 36 6 37 43 0 7 7 83.33 86.05 2004-07-15
112 WIN WONG SECURITIES LIMITED 3 39 42 3 40 43 0 1 1 92.86 93.02
113 CCB INTERNATIONAL SECURITIES LIMITED 7 22 29 6 36 42 -1 14 13 75.86 85.71 2005-08-19
114 WOCOM SECURITIES LIMITED 5 40 45 5 37 42 0 -3 -3 88.89 88.10
115 ZHONGRONG PT SECURITIES LIMITED 4 39 43 3 39 42 -1 0 -1 90.70 92.86
116 MIDLAND WEALTH MANAGEMENT LIMITED 5 16 21 4 37 41 -1 21 20 76.19 90.24 2008-02-18
117 UPBEST SECURITIES COMPANY LIMITED 6 36 42 4 37 41 -2 1 -1 85.71 90.24
118 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 6 31 37 5 35 40 -1 4 3 83.78 87.50 2016-10-10
119 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 3 35 38 5 35 40 2 0 2 92.11 87.50 2013-01-03
120 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 33 38 5 34 39 0 1 1 86.84 87.18
121 INVESCO HONG KONG LIMITED 5 32 37 5 34 39 0 2 2 86.49 87.18
122 Mason Securities Limited 5 36 41 5 34 39 0 -2 -2 87.80 87.18
123 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 31 36 5 33 38 0 2 2 86.11 86.84 2022-09-28
124 NOMURA SECURITIES (HONG KONG) LIMITED 2 29 31 2 34 36 0 5 5 93.55 94.44 2013-10-15
125 STOCKWELL SECURITIES LIMITED 3 31 34 3 33 36 0 2 2 91.18 91.67
126 MF Global Hong Kong Limited 5 26 31 6 29 35 1 3 4 83.87 82.86 2007-04-30
127 REDFORD SECURITIES LIMITED 3 25 28 2 33 35 -1 8 7 89.29 94.29 2005-03-31
128 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 28 31 3 31 34 0 3 3 90.32 91.18 2022-08-24
129 Rich Union Securities (H.K.) Limited 2 42 44 3 31 34 1 -11 -10 95.45 91.18 2025-05-19
130 CMB International Capital Holdings Corporation Limited 4 23 27 5 28 33 1 5 6 85.19 84.85 2003-12-17 2011-08-10
131 GF Securities (Hong Kong) Brokerage Limited 5 26 31 5 28 33 0 2 2 83.87 84.85 2007-01-31
132 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 30 32 2 31 33 0 1 1 93.75 93.94
133 Amundi Hong Kong Limited 6 27 33 5 27 32 -1 0 -1 81.82 84.38
134 GFI (HK) SECURITIES L.L.C. 3 31 34 2 30 32 -1 -1 -2 91.18 93.75
135 IMC Asia Pacific Limited 4 37 41 3 29 32 -1 -8 -9 90.24 90.63 2007-03-12
136 VICTORY SECURITIES COMPANY LIMITED 3 23 26 3 29 32 0 6 6 88.46 90.63
137 BLACKSTONE GROUP (HK) LIMITED (THE) 2 8 10 3 28 31 1 20 21 80.00 90.32 2008-10-14
138 CHRISTFUND SECURITIES LIMITED 3 32 35 3 28 31 0 -4 -4 91.43 90.32
139 CSC SECURITIES (HK) LIMITED 6 34 40 4 27 31 -2 -7 -9 85.00 87.10
140 CSI Corporate Finance (HK) Limited 7 16 23 7 24 31 0 8 8 69.57 77.42 2019-03-29
141 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 27 32 6 24 30 1 -3 -2 84.38 80.00
142 NATIXIS ASIA LIMITED 3 29 32 2 28 30 -1 -1 -2 90.63 93.33 2004-10-19
143 Northern Trust Company of Hong Kong Limited (The) 3 25 28 3 27 30 0 2 2 89.29 90.00
144 SAMSUNG SECURITIES (ASIA) LIMITED 5 13 18 5 25 30 0 12 12 72.22 83.33
145 VALUE PARTNERS LIMITED 5 22 27 3 27 30 -2 5 3 81.48 90.00
146 HANTEC SECURITIES CO., LIMITED 2 27 29 2 27 29 0 0 0 93.10 93.10
147 KAM FAI SECURITIES CO., LIMITED 3 28 31 3 26 29 0 -2 -2 90.32 89.66
148 T.F.S. Derivatives HK Limited 3 10 13 3 26 29 0 16 16 76.92 89.66 2009-05-21
149 CAIIS Limited 3 35 38 3 25 28 0 -10 -10 92.11 89.29 2006-05-23 2018-09-04
150 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 3 21 24 4 24 28 1 3 4 87.50 85.71
151 Glory Sun Securities Limited 4 17 21 4 24 28 0 7 7 80.95 85.71
152 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 13 18 5 23 28 0 10 10 72.22 82.14
153 OnePlatform Securities Limited 2 24 26 2 26 28 0 2 2 92.31 92.86 2024-12-04
154 VALUE PARTNERS HONG KONG LIMITED 5 20 25 3 25 28 -2 5 3 80.00 89.29 2007-11-19
155 Fosun International Securities Limited 5 21 26 7 20 27 2 -1 1 80.77 74.07
156 KuCoin HK Limited 3 29 32 4 23 27 1 -6 -5 90.63 85.19
157 LEHIN SECURITIES LIMITED 3 25 28 3 24 27 0 -1 -1 89.29 88.89
158 Hafoo Securities Limited 0 0 0 3 23 26 3 23 26 - 88.46 2009-12-09
159 PRESIDENT SECURITIES (HONG KONG) LIMITED 5 24 29 5 21 26 0 -3 -3 82.76 80.77 2024-03-27
160 TAI SHING STOCK INVESTMENT CO. LIMITED 3 18 21 3 23 26 0 5 5 85.71 88.46
161 CGS International Securities Hong Kong Limited 4 17 21 3 22 25 -1 5 4 80.95 88.00
162 DELTA ASIA SECURITIES LIMITED 3 25 28 3 22 25 0 -3 -3 89.29 88.00
163 IBTS ASIA (HK) LIMITED 3 14 17 3 22 25 0 8 8 82.35 88.00 2005-11-17 2024-09-20
164 KAISER SECURITIES LIMITED 2 20 22 2 23 25 0 3 3 90.91 92.00
165 Rifa Securities Limited 3 21 24 4 21 25 1 0 1 87.50 84.00
166 Vantage Capital Markets HK Limited 3 14 17 5 20 25 2 6 8 82.35 80.00 2008-10-02
167 WING FUNG SECURITIES LIMITED 4 19 23 3 22 25 -1 3 2 82.61 88.00
168 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 7 30 37 4 20 24 -3 -10 -13 81.08 83.33 2007-12-18 2011-09-30
169 Halbis Capital Management (Hong Kong) Limited 8 19 27 7 17 24 -1 -2 -3 70.37 70.83 2005-06-23 2012-05-11
170 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 11 14 5 19 24 2 8 10 78.57 79.17 2007-04-04
171 IPP Financial Advisers Limited 2 11 13 2 22 24 0 11 11 84.62 91.67 2006-12-21
172 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 14 16 2 22 24 0 8 8 87.50 91.67 2007-02-14 2021-02-01
173 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 21 24 2 21 23 -1 0 -1 87.50 91.30 2018-12-31
174 CMB International Securities Limited 0 0 0 4 19 23 4 19 23 - 82.61 2010-06-15
175 Everbright Securities Digital Finance (HK) Limited 3 21 24 3 20 23 0 -1 -1 87.50 86.96
176 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 16 18 3 20 23 1 4 5 88.89 86.96 2007-01-30
177 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 20 24 3 20 23 -1 0 -1 83.33 86.96 2025-04-23
178 SBI China Capital Financial Services Limited 4 18 22 4 19 23 0 1 1 81.82 82.61
179 SBI China Capital Securities Limited 4 18 22 4 19 23 0 1 1 81.82 82.61 2012-10-08
180 Yuanta Securities (Hong Kong) Company Limited 4 17 21 6 17 23 2 0 2 80.95 73.91
181 AXA Financial Planning (Hong Kong) Limited 2 4 6 3 19 22 1 15 16 66.67 86.36 2012-05-25
182 BEA Union Investment Management Limited 5 15 20 5 17 22 0 2 2 75.00 77.27
183 Beevest Securities Limited 5 34 39 4 18 22 -1 -16 -17 87.18 81.82
184 DL BROKERAGE LIMITED 3 19 22 3 19 22 0 0 0 86.36 86.36
185 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 2 20 22 0 0 0 90.91 90.91
186 GAOYU SECURITIES LIMITED 4 17 21 4 18 22 0 1 1 80.95 81.82
187 HUNG SING SECURITIES LIMITED 3 17 20 3 19 22 0 2 2 85.00 86.36
188 JIMEI SECURITIES LIMITED 3 20 23 3 19 22 0 -1 -1 86.96 86.36 2008-12-09
189 Knight Capital Asia Limited 6 9 15 4 18 22 -2 9 7 60.00 81.82 2008-10-23 2013-06-17
190 ORIENT SECURITIES LIMITED 2 15 17 2 20 22 0 5 5 88.24 90.91
191 Planetree Securities Limited 4 17 21 4 18 22 0 1 1 80.95 81.82
192 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 3 19 22 0 3 3 84.21 86.36
193 WINFULL SECURITIES LIMITED 3 19 22 3 19 22 0 0 0 86.36 86.36
194 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 16 20 4 17 21 0 1 1 80.00 80.95 2007-01-12 2015-05-31
195 Channel 8 Wealth Management Limited 0 0 0 3 18 21 3 18 21 - 85.71 2010-01-27
196 EWARTON SECURITIES LIMITED 5 22 27 5 16 21 0 -6 -6 81.48 76.19
197 GOLDENWAY SECURITIES COMPANY LIMITED 3 18 21 2 19 21 -1 1 0 85.71 90.48 2024-11-18
198 HENYEP SECURITIES LIMITED 3 17 20 3 18 21 0 1 1 85.00 85.71
199 INSTINET PACIFIC LIMITED 5 24 29 4 17 21 -1 -7 -8 82.76 80.95
200 Legg Mason Asset Management Hong Kong Limited 5 17 22 5 16 21 0 -1 -1 77.27 76.19 2005-10-31 2022-06-30
201 Mirae Asset Securities (HK) Limited 4 12 16 3 18 21 -1 6 5 75.00 85.71 2007-01-11 2017-03-01
202 Mirae Asset Securities (HK) Limited 4 12 16 3 18 21 -1 6 5 75.00 85.71 2007-01-11 2017-02-28
203 North Beta International Securities Limited 2 12 14 2 19 21 0 7 7 85.71 90.48 2009-07-17
204 OKASAN INTERNATIONAL (ASIA) LIMITED 5 23 28 4 17 21 -1 -6 -7 82.14 80.95
205 Shang International Finance Limited 5 15 20 5 16 21 0 1 1 75.00 76.19 2024-01-26
206 SPS SECURITIES LIMITED 5 16 21 5 16 21 0 0 0 76.19 76.19
207 Telecom King Securities Limited 2 16 18 3 18 21 1 2 3 88.89 85.71 2007-10-17
208 YICKO SECURITIES LIMITED 4 17 21 4 17 21 0 0 0 80.95 80.95
209 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 14 21 5 15 20 -2 1 -1 66.67 75.00 2003-08-29
210 CHEER UNION SECURITIES LIMITED 2 20 22 2 18 20 0 -2 -2 90.91 90.00
211 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 11 13 2 18 20 0 7 7 84.62 90.00 2007-12-07
212 Emperor Wealth Management Limited 2 8 10 2 18 20 0 10 10 80.00 90.00 2009-06-09
213 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 4 16 20 0 0 0 80.00 80.00
214 GAM HONG KONG LIMITED 3 17 20 2 18 20 -1 1 0 85.00 90.00 2025-02-17
215 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 3 24 27 2 18 20 -1 -6 -7 88.89 90.00 2017-10-02
216 HANG SENG SECURITIES LIMITED 5 29 34 6 14 20 1 -15 -14 85.29 70.00
217 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 9 13 5 15 20 1 6 7 69.23 75.00 2013-04-17
218 SINO CAPITAL SECURITIES LIMITED 2 22 24 3 17 20 1 -5 -4 91.67 85.00
219 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 4 11 15 5 15 20 1 4 5 73.33 75.00
220 TAI TAK SECURITIES (ASIA) LIMITED 4 15 19 4 16 20 0 1 1 78.95 80.00
221 WILSON SECURITIES LIMITED 0 0 0 2 18 20 2 18 20 - 90.00 2010-02-25
222 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 4 16 20 0 0 0 80.00 80.00 2020-12-21
223 WM (HK) Limited 2 20 22 2 18 20 0 -2 -2 90.91 90.00 2014-10-24
224 BERICH BROKERAGE LIMITED 4 17 21 2 17 19 -2 0 -2 80.95 89.47 2024-01-30
225 BUSINESS SECURITIES LIMITED 2 15 17 2 17 19 0 2 2 88.24 89.47
226 DBS ASIA CAPITAL LIMITED 7 16 23 6 13 19 -1 -3 -4 69.57 68.42
227 First Sentier Investors (Hong Kong) Limited 4 11 15 4 15 19 0 4 4 73.33 78.95
228 GENERALI INVESTMENTS ASIA LIMITED 4 26 30 2 17 19 -2 -9 -11 86.67 89.47 2007-12-28 2018-09-26
229 HARRIS FRASER (INTERNATIONAL) LIMITED 3 7 10 3 16 19 0 9 9 70.00 84.21
230 ICAP Securities Hong Kong Limited 3 18 21 2 17 19 -1 -1 -2 85.71 89.47 2005-10-06 2018-09-30
231 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 17 20 5 14 19 2 -3 -1 85.00 73.68
232 MAN INVESTMENTS (HONG KONG) LIMITED 5 14 19 6 13 19 1 -1 0 73.68 68.42 2005-07-28
233 Pictet Asset Management (Hong Kong) Limited 4 16 20 4 15 19 0 -1 -1 80.00 78.95 2006-10-26
234 Virtu ITG Hong Kong Limited 5 15 20 5 14 19 0 -1 -1 75.00 73.68
235 WELLFULL SECURITIES COMPANY LIMITED 5 16 21 5 14 19 0 -2 -2 76.19 73.68
236 Winner International Securities Limited 4 15 19 3 16 19 -1 1 0 78.95 84.21
237 YU ON SECURITIES COMPANY LIMITED 2 17 19 2 17 19 0 0 0 89.47 89.47 2013-12-06
238 AIF Securities Limited 4 9 13 5 13 18 1 4 5 69.23 72.22 2004-11-02
239 ETRADE SECURITIES (HONG KONG) LIMITED 4 16 20 3 15 18 -1 -1 -2 80.00 83.33 2019-05-10
240 HO FUNG SHARES INVESTMENT LIMITED 2 14 16 3 15 18 1 1 2 87.50 83.33 2005-03-24
241 Hong Kong Securities (International) Company Limited 3 0 3 2 16 18 -1 16 15 0.00 88.89 2009-07-23 2023-03-02
242 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 2 16 18 0 1 1 88.24 88.89 2003-07-08 2023-05-19
243 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 0 0 0 4 14 18 4 14 18 - 77.78 2010-06-29
244 ORIENTAL WEALTH SECURITIES LIMITED 3 12 15 4 14 18 1 2 3 80.00 77.78 2008-09-05 2016-04-08
245 Public Securities Limited 2 5 7 3 15 18 1 10 11 71.43 83.33 2024-12-27
246 REALINK FINANCIAL TRADE LIMITED 3 17 20 3 15 18 0 -2 -2 85.00 83.33
247 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 13 17 4 14 18 0 1 1 76.47 77.78
248 Well Link Securities Limited 3 17 20 3 15 18 0 -2 -2 85.00 83.33 2005-11-11
249 Wellington Management Hong Kong Limited (b2003-01-02) 3 13 16 4 14 18 1 1 2 81.25 77.78 2003-09-18
250 YUEXING SECURITIES COMPANY LIMITED 2 15 17 2 16 18 0 1 1 88.24 88.89
251 AuVantage Consultancy Limited 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2023-06-14
252 AXA Investment Managers Asia Limited 3 13 16 3 14 17 0 1 1 81.25 82.35 2005-07-21
253 CELETIO INVESTMENTS LIMITED 3 14 17 3 14 17 0 0 0 82.35 82.35
254 CHEONG LEE SECURITIES LIMITED 5 13 18 3 14 17 -2 1 -1 72.22 82.35 2005-11-24
255 FIRST WORLDSEC SECURITIES LIMITED 3 16 19 3 14 17 0 -2 -2 84.21 82.35 2024-12-18
256 FORTUNE (HK) SECURITIES LIMITED 3 8 11 2 15 17 -1 7 6 72.73 88.24
257 HUA NAN SECURITIES (HK) LIMITED 4 11 15 5 12 17 1 1 2 73.33 70.59 2023-06-19
258 NATIONAL RESOURCES SECURITIES LIMITED 4 12 16 4 13 17 0 1 1 75.00 76.47
259 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 4 13 17 0 0 0 76.47 76.47
260 Optima Capital Limited 3 15 18 3 14 17 0 -1 -1 83.33 82.35 2007-10-25 2024-05-30
261 RBC Capital Markets (Hong Kong) Limited 0 0 0 3 14 17 3 14 17 - 82.35 2010-09-09 2012-11-01
262 Sino-Rich Securities & Futures Limited 2 19 21 2 15 17 0 -4 -4 90.48 88.24
263 SynerWealth Financial Limited 2 6 8 2 15 17 0 9 9 75.00 88.24 2009-02-04 2024-06-13
264 TARGET CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 3 14 17 3 14 17 - 82.35 2010-06-29
265 WINTONE SECURITIES LIMITED 3 10 13 3 14 17 0 4 4 76.92 82.35 2004-02-16 2022-12-13
266 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 11 14 3 13 16 0 2 2 78.57 81.25 2019-07-05
267 CMB International Global Markets Limited 3 14 17 3 13 16 0 -1 -1 82.35 81.25
268 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 9 12 3 13 16 0 4 4 75.00 81.25
269 Interactive Brokers LLC 2 12 14 3 13 16 1 1 2 85.71 81.25 2017-12-11
270 JPMorgan Asset Management Real Assets (Asia) Limited 3 8 11 4 12 16 1 4 5 72.73 75.00 2009-06-26
271 LEI SHING HONG SECURITIES LIMITED 3 10 13 3 13 16 0 3 3 76.92 81.25
272 METRO CAPITAL SECURITIES LIMITED 3 14 17 3 13 16 0 -1 -1 82.35 81.25 2023-06-13
273 Neuberger Berman Asia Limited 3 11 14 3 13 16 0 2 2 78.57 81.25 2008-03-13
274 Public Financial Securities Limited 3 12 15 3 13 16 0 1 1 80.00 81.25
275 Religare Capital Markets (Hong Kong) Limited 2 11 13 3 13 16 1 2 3 84.62 81.25 2008-07-24 2018-04-09
276 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 2 14 16 0 0 0 87.50 87.50
277 TIMES SECURITIES COMPANY LIMITED 3 13 16 3 13 16 0 0 0 81.25 81.25 2023-05-30
278 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 10 13 3 13 16 0 3 3 76.92 81.25 2008-09-02
279 WINTECH SECURITIES LIMITED 4 13 17 4 12 16 0 -1 -1 76.47 75.00 2024-07-25
280 Apricot Capital (Hong Kong) Limited 4 14 18 4 11 15 0 -3 -3 77.78 73.33
281 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 16 19 3 12 15 0 -4 -4 84.21 80.00 2013-04-02
282 CC Finance Limited 3 13 16 3 12 15 0 -1 -1 81.25 80.00 2006-04-20 2025-06-19
283 CES Capital International (Hong Kong) Co., Limited 5 9 14 5 10 15 0 1 1 64.29 66.67 2023-02-23
284 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 13 15 2 13 15 0 0 0 86.67 86.67 2016-10-25
285 DWS Investments Hong Kong Limited 2 19 21 3 12 15 1 -7 -6 90.48 80.00
286 FIRST SECURITIES (HK) LIMITED 4 4 8 5 10 15 1 6 7 50.00 66.67
287 HANG TAI SECURITIES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00
288 HING WAI ALLIED SECURITIES LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
289 ICAP Equities Asia Limited 4 18 22 3 12 15 -1 -6 -7 81.82 80.00 2008-12-22 2018-09-30
290 LOMBARD ODIER (HONG KONG) LIMITED 4 4 8 4 11 15 0 7 7 50.00 73.33
291 ORIENTAL PATRON SECURITIES LIMITED 4 16 20 4 11 15 0 -5 -5 80.00 73.33
292 SDIC Securities International Financial Holdings Limited 2 17 19 2 13 15 0 -4 -4 89.47 86.67 2014-12-03
293 SHUN HENG SECURITIES LIMITED 2 10 12 2 13 15 0 3 3 83.33 86.67
294 Asia Pacific Securities Limited 3 14 17 3 11 14 0 -3 -3 82.35 78.57
295 BOCOM International (Asia) Limited 6 5 11 6 8 14 0 3 3 45.45 57.14 2007-09-21
296 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 10 14 0 -1 -1 73.33 71.43
297 China Gather Wealth Financial Company Limited 6 9 15 6 8 14 0 -1 -1 60.00 57.14 2005-04-01 2025-07-21
298 CMB International Capital Limited 0 0 0 3 11 14 3 11 14 - 78.57 2010-09-07
299 CMBC SECURITIES COMPANY LIMITED 3 7 10 3 11 14 0 4 4 70.00 78.57 2008-01-24
300 CTBC Asia Limited 4 11 15 4 10 14 0 -1 -1 73.33 71.43 2004-01-14
301 HING WONG SECURITIES LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
302 MoneyMore Securities Limited 2 11 13 2 12 14 0 1 1 84.62 85.71
303 ORION INVESTMENT MANAGEMENT LIMITED 0 0 0 2 12 14 2 12 14 - 85.71 2009-11-06
304 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 12 15 3 11 14 0 -1 -1 80.00 78.57
305 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 3 5 2 12 14 0 9 9 60.00 85.71 2017-06-28
306 PROMISING SECURITIES COMPANY LIMITED 3 12 15 3 11 14 0 -1 -1 80.00 78.57 2004-01-02
307 Shacom Securities Limited 3 13 16 3 11 14 0 -2 -2 81.25 78.57
308 SINO GRADE SECURITIES LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71
309 SUN GROWTH SECURITIES LIMITED 2 12 14 2 12 14 0 0 0 85.71 85.71 2022-02-11
310 Sunrise Brokers (Hong Kong) Limited 0 0 0 2 12 14 2 12 14 - 85.71 2009-12-09
311 Waterland Securities (HK) Company Limited 3 3 6 4 10 14 1 7 8 50.00 71.43 2009-02-20 2020-08-31
312 Allianz Global Investors Hong Kong Limited 3 26 29 3 10 13 0 -16 -16 89.66 76.92 2015-05-31
313 Arta Asset Management Limited 3 3 6 3 10 13 0 7 7 50.00 76.92 2008-07-10
314 BULLISH SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
315 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 4 6 2 11 13 0 7 7 66.67 84.62 2008-12-17
316 Eclipse Options (HK) Limited 2 12 14 2 11 13 0 -1 -1 85.71 84.62 2007-05-31
317 GETTA SECURITIES LIMITED 3 19 22 3 10 13 0 -9 -9 86.36 76.92 2004-12-23
318 HENIK SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
319 HSBC BROKING (CHINA) LIMITED 2 9 11 5 8 13 3 -1 2 81.82 61.54 2014-06-13
320 ICBC (ASIA) SECURITIES LIMITED 4 10 14 4 9 13 0 -1 -1 71.43 69.23
321 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
322 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 5 8 13 0 -1 -1 64.29 61.54 2016-03-31
323 KWAI HUNG SECURITIES COMPANY LIMITED 2 13 15 2 11 13 0 -2 -2 86.67 84.62
324 LUEN SING SECURITIES LIMITED 4 10 14 3 10 13 -1 0 -1 71.43 76.92 2016-03-31
325 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
326 MANGO FINANCIAL LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92
327 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 0 0 0 3 10 13 3 10 13 - 76.92 2009-11-27
328 ONSHINE SECURITIES LIMITED 3 12 15 3 10 13 0 -2 -2 80.00 76.92
329 Rabo Brokerage HK Limited 2 8 10 2 11 13 0 3 3 80.00 84.62 2007-09-12 2014-01-16
330 RPS INVESTMENT LIMITED 4 13 17 4 9 13 0 -4 -4 76.47 69.23 2014-12-09
331 SJS Markets Limited 2 9 11 2 11 13 0 2 2 81.82 84.62 2005-03-02
332 StormHarbour Securities (Hong Kong) Limited 0 0 0 4 9 13 4 9 13 - 69.23 2010-03-18
333 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23
334 Vision Capital Investment Management Limited 2 7 9 2 11 13 0 4 4 77.78 84.62 2003-12-17
335 Wells Fargo Securities Asia Limited 4 9 13 4 9 13 0 0 0 69.23 69.23 2008-04-25
336 YF SECURITIES COMPANY LIMITED 3 7 10 3 10 13 0 3 3 70.00 76.92
337 Anuenue Securities Limited 3 11 14 2 10 12 -1 -1 -2 78.57 83.33
338 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 19 21 2 10 12 0 -9 -9 90.48 83.33 2006-01-25 2019-11-04
339 BTIG Hong Kong Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2008-04-15
340 CHINA PACIFIC SECURITIES LIMITED 3 9 12 4 8 12 1 -1 0 75.00 66.67
341 GRANSING SECURITIES CO., LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
342 I-ACCESS INVESTORS LIMITED 4 5 9 4 8 12 0 3 3 55.56 66.67 2005-12-19 2024-11-25
343 Interactive Brokers Hong Kong Limited 3 9 12 2 10 12 -1 1 0 75.00 83.33
344 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2024-03-01
345 KCG SECURITIES ASIA LIMITED 4 7 11 5 7 12 1 0 1 63.64 58.33
346 KWONG FAT HONG (SECURITIES) LIMITED 2 9 11 4 8 12 2 -1 1 81.82 66.67
347 LAMTEX SECURITIES LIMITED 2 11 13 2 10 12 0 -1 -1 84.62 83.33 2020-08-27
348 Open Securities Limited 3 11 14 2 10 12 -1 -1 -2 78.57 83.33
349 PHOENIX CAPITAL SECURITIES LIMITED 3 6 9 5 7 12 2 1 3 66.67 58.33 2022-12-21
350 PineBridge Investments Asia Limited 4 10 14 3 9 12 -1 -1 -2 71.43 75.00 2009-04-02
351 Robeco Hong Kong Limited 4 8 12 4 8 12 0 0 0 66.67 66.67 2007-12-18
352 ROOFER SECURITIES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00
353 SEEKERS MARKETS LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2025-01-16
354 TARZAN STOCK & SHARES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
355 TOYO SECURITIES ASIA LIMITED 5 7 12 5 7 12 0 0 0 58.33 58.33
356 WING FAT SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2023-10-06
357 WING YEE SECURITIES COMPANY LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
358 Wisetrade Securities Limited 3 8 11 3 9 12 0 1 1 72.73 75.00
359 All Options Hong Kong Limited 2 11 13 3 8 11 1 -3 -2 84.62 72.73 2009-02-25 2011-04-19
360 Astrum Capital Management Limited (HK) 3 5 8 3 8 11 0 3 3 62.50 72.73 2005-07-08
361 AUDREY CHOW SECURITIES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82
362 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 3 7 6 5 11 2 2 4 42.86 45.45
363 CAPITAL GLOBAL MANAGEMENT LIMITED 2 10 12 3 8 11 1 -2 -1 83.33 72.73 2005-09-17
364 CEPA ALLIANCE SECURITIES LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
365 CHINA SYSTEM SECURITIES LIMITED 3 9 12 2 9 11 -1 0 -1 75.00 81.82 2005-07-07
366 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 4 7 11 0 1 1 60.00 63.64
367 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 4 7 11 2 2 4 71.43 63.64 2008-12-31 2012-12-13
368 Goldin Equities Limited 2 5 7 3 8 11 1 3 4 71.43 72.73 2022-11-28
369 GUODU SECURITIES (HONG KONG) LIMITED 3 2 5 3 8 11 0 6 6 40.00 72.73 2009-03-20
370 Hao Tian International Securities Limited 3 8 11 3 8 11 0 0 0 72.73 72.73
371 Janus Henderson Investors Hong Kong Limited 2 10 12 2 9 11 0 -1 -1 83.33 81.82
372 JPMorgan Asset Management (Asia Pacific) Limited 4 7 11 4 7 11 0 0 0 63.64 63.64
373 KWOK HING SECURITIES LIMITED 2 10 12 2 9 11 0 -1 -1 83.33 81.82
374 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82 2013-03-19
375 Minerva Holding Financial Securities Limited 2 9 11 2 9 11 0 0 0 81.82 81.82
376 Neutral Financial Holding Company Limited 2 8 10 3 8 11 1 0 1 80.00 72.73
377 PFC INTERNATIONAL COMPANY LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2008-07-29
378 PRIME SECURITIES LIMITED (HK) 2 7 9 2 9 11 0 2 2 77.78 81.82
379 SDHG International Securities Limited 3 6 9 3 8 11 0 2 2 66.67 72.73
380 SINOMAX SECURITIES LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82
381 TAI YIP STOCK COMPANY LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
382 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
383 Beijing Securities Limited 3 6 9 2 8 10 -1 2 1 66.67 80.00
384 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2017-06-06
385 CATHAY SECURITIES (HONG KONG) LIMITED 3 11 14 2 8 10 -1 -3 -4 78.57 80.00 2007-11-27
386 CHINA POINT STOCK BROKERS LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2024-10-31
387 DAH SING SECURITIES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00
388 Everbright Securities Global (HK) Limited 3 5 8 2 8 10 -1 3 2 62.50 80.00 2024-06-20
389 EVERHOT SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2019-12-11
390 Hongkong Bay Securities Limited 2 7 9 2 8 10 0 1 1 77.78 80.00 2023-02-20
391 Kaisa Financial Group Company Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2008-06-16
392 Keefe, Bruyette & Woods Asia Limited 0 0 0 5 5 10 5 5 10 - 50.00 2010-03-03 2013-04-24
393 King Sun Securities Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
394 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
395 MFG Limited (HK) 5 4 9 4 6 10 -1 2 1 44.44 60.00 2008-07-15
396 MIRABAUD (ASIA) LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2003-05-13 2018-10-16
397 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 3 9 6 4 10 0 1 1 33.33 40.00
398 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2007-08-17 2014-11-28
399 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2007-05-15 2012-01-12
400 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
401 T G SECURITIES LIMITED 3 8 11 4 6 10 1 -2 -1 72.73 60.00
402 TANG PING KONG LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2022-10-03
403 Templewater Hong Kong Limited 3 7 10 3 7 10 0 0 0 70.00 70.00
404 VISION FINANCE (SECURITIES) LIMITED 2 11 13 3 7 10 1 -4 -3 84.62 70.00
405 WANG ON SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
406 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
407 Anli Securities Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78
408 Bradbury Securities Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78
409 CF GLOBAL (HK) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
410 China Jianxin Financial Services Limited 0 0 0 2 7 9 2 7 9 - 77.78 2009-11-17 2022-03-15
411 Finet Securities Limited 3 4 7 4 5 9 1 1 2 57.14 55.56
412 Future Growth Financial Services Limited 0 0 0 3 6 9 3 6 9 - 66.67 2010-04-08
413 Hong Kong Stock Link Securities Limited 3 7 10 2 7 9 -1 0 -1 70.00 77.78
414 Huayu Securities Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
415 KILMOREY SECURITIES LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2023-08-17
416 KMT SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
417 KVB Kunlun Securities (HK) Limited 2 6 8 4 5 9 2 -1 1 75.00 55.56 2008-07-02 2020-12-14
418 LEE'S SECURITIES COMPANY LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2005-01-03
419 Legg Mason International Equities (Hong Kong) Limited 4 6 10 3 6 9 -1 0 -1 60.00 66.67 2015-08-28
420 Oaktree Capital (Hong Kong) Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2007-01-19
421 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
422 RICHE BRIGHT SECURITIES LIMITED 2 9 11 3 6 9 1 -3 -2 81.82 66.67 2008-01-04
423 SC Lowy Financial (HK) Limited 2 0 2 2 7 9 0 7 7 0.00 77.78 2009-09-21
424 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2007-05-08 2019-09-30
425 TAIFAIR SECURITIES LIMITED 4 7 11 5 4 9 1 -3 -2 63.64 44.44
426 Tiger Securities Asset Management Company Limited 2 3 5 2 7 9 0 4 4 60.00 77.78 2007-09-18
427 TT INTERNATIONAL (HONG KONG) LIMITED 0 0 0 3 6 9 3 6 9 - 66.67 2009-12-03
428 WINGS SECURITIES (HK) LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78
429 YING WAH SECURITIES COMPANY LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67 2023-05-05
430 Yunfeng Financial Markets Limited 3 4 7 4 5 9 1 1 2 57.14 55.56
431 A ONE INVESTMENT COMPANY LIMITED 5 3 8 5 3 8 0 0 0 37.50 37.50 2013-12-05
432 ABN AMRO Clearing Hong Kong Limited 4 5 9 4 4 8 0 -1 -1 55.56 50.00
433 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2015-09-07
434 ALL OPTIONS ASIA LIMITED 2 5 7 3 5 8 1 0 1 71.43 62.50 2008-10-03 2011-04-19
435 BOKHARY SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2025-06-23
436 Boom Securities (H.K.) Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
437 BSI Investment Advisors (Hong Kong) Limited 0 0 0 3 5 8 3 5 8 - 62.50 2010-08-27 2014-06-04
438 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2021-02-09
439 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
440 CS Wealth Securities Limited 4 4 8 4 4 8 0 0 0 50.00 50.00
441 Execution Noble (Hong Kong) Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-10-10 2015-04-10
442 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-03-03
443 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
444 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
445 GT CAPITAL LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
446 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
447 HERMES SECURITIES LIMITED 2 9 11 2 6 8 0 -3 -3 81.82 75.00
448 Imagi Brokerage Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
449 JS CRESVALE CAPITAL LIMITED 3 3 6 5 3 8 2 0 2 50.00 37.50
450 K.K.M. SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2023-05-23
451 KGI CAPITAL ASIA LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00
452 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
453 LUEN HING SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2017-04-18
454 M SECURITIES LIMITED (HK) 3 8 11 2 6 8 -1 -2 -3 72.73 75.00 2006-02-23 2020-09-21
455 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00
456 PineBridge Investments Hong Kong Limited 4 8 12 3 5 8 -1 -3 -4 66.67 62.50
457 PLATINUM SECURITIES COMPANY LIMITED 5 4 9 3 5 8 -2 1 -1 44.44 62.50 2024-05-02
458 Rothschild & Co Hong Kong Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2005-04-27
459 SOO PEI SHAO & COMPANY LIMITED 2 6 8 4 4 8 2 -2 0 75.00 50.00 2005-03-31 2015-04-16
460 THING ON SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
461 TUNG TAI SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
462 Wanhai Securities (HK) Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
463 Win Securities Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
464 abrdn Hong Kong Limited 2 4 6 2 5 7 0 1 1 66.67 71.43
465 AJ Securities Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
466 Alpha Financial Group Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2005-10-31
467 Aviva Portfolio Investment Services Limited 4 3 7 2 5 7 -2 2 0 42.86 71.43 2009-04-30 2011-04-11
468 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86
469 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2009-03-30 2023-02-17
470 CHINA EVERBRIGHT CAPITAL LIMITED 2 3 5 3 4 7 1 1 2 60.00 57.14 2005-05-09
471 China Hong Kong Capital Asset Management Company Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2024-05-17
472 China Integrity Investment Limited 3 0 3 4 3 7 1 3 4 0.00 42.86 2009-09-18 2014-03-19
473 CNI Securities Group Limited 0 0 0 3 4 7 3 4 7 - 57.14 2009-12-15
474 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2017-02-28
475 DaoKou Securities Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
476 EnTrustPermal (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2006-03-09 2021-03-26
477 FAIRWIN BROKING LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
478 FB SECURITIES (HONG KONG) LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43
479 FE SECURITIES LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
480 FRM HONG KONG LIMITED (d2014-05-18) 3 4 7 2 5 7 -1 1 0 57.14 71.43 2008-05-14 2013-01-08
481 Goldbridge Securities Limited 3 3 6 3 4 7 0 1 1 50.00 57.14
482 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2005-06-01 2011-09-22
483 INTERCHINA SECURITIES LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2016-12-16
484 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14 2014-10-13
485 La Roche & Co Asia Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2008-03-05 2011-12-08
486 LaSalle Investment Management Hong Kong Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2008-03-03
487 Liquid Capital Markets Hong Kong Limited 0 0 0 3 4 7 3 4 7 - 57.14 2009-10-29 2014-05-12
488 Oppenheimer Investments Asia Limited 0 0 0 2 5 7 2 5 7 - 71.43 2010-02-12
489 PIMCO Asia Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-05-17
490 PO LEE SECURITIES LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
491 Providence Equity Asia Limited 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2007-08-23 2019-01-10
492 Pyramis Global Advisors (Hong Kong) Limited 4 1 5 3 4 7 -1 3 2 20.00 57.14 2008-12-11 2013-11-15
493 RICH PLEASURE SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2022-06-30
494 ROSA SECURITIES LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2023-08-17
495 SELINA & CO. LIMITED (HK) 2 5 7 2 5 7 0 0 0 71.43 71.43
496 TAI FUNG SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
497 TAI NING STOCK COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
498 Tensant Securities Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2004-08-25
499 TRUTH SECURITIES LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2022-06-28
500 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-01-11
501 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
502 Aevitas Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
503 BNY Mellon Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-06-06
504 BOND TRUST LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2004-08-04
505 Bright Fund Management Limited 2 8 10 2 4 6 0 -4 -4 80.00 66.67 2023-12-19
506 CHEE TAK SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
507 CHELSEA SECURITIES LIMITED (HK) 3 5 8 3 3 6 0 -2 -2 62.50 50.00
508 China Reserve Securities Limited 3 2 5 3 3 6 0 1 1 40.00 50.00
509 Coventry Capital HK Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-03-22 2012-03-01
510 CTW SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2021-12-30
511 Eastspring Investments (Hong Kong) Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2006-08-08
512 FREDDY COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-02-21
513 GLS SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2024-08-12
514 Grand Cartel Securities Company Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2022-10-21
515 Guosen Securities (HK) Brokerage Company, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-02-26
516 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2018-08-15
517 Houlihan Lokey (China) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2008-10-09
518 HSBC SECURITIES (ASIA) LIMITED 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2020-06-15
519 iBest Securities Company Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67 2019-08-15
520 iFAST Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
521 ITAU ASIA LIMITED 3 2 5 2 4 6 -1 2 1 40.00 66.67 2006-10-31 2017-05-04
522 Joy Silver Limited 2 3 5 4 2 6 2 -1 1 60.00 33.33 2014-03-17
523 KB Securities Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
524 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
525 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 2 4 6 -1 -2 -3 66.67 66.67 2007-03-20
526 MAN HON YEUNG SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
527 MEGABASE SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
528 Merdeka Securities Limited 3 1 4 2 4 6 -1 3 2 25.00 66.67 2024-07-19
529 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
530 OPTIVER TRADING HONG KONG LIMITED 4 14 18 4 2 6 0 -12 -12 77.78 33.33 2007-12-03
531 orientiert International Markets Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-06-29
532 Oshidori Securities Limited 3 6 9 3 3 6 0 -3 -3 66.67 50.00
533 PGIM (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67
534 Ping An Securities (Hong Kong) Holdings Company Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2009-07-30 2021-05-27
535 PLATINUM BROKING COMPANY LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00
536 PUREHEART CAPITAL ASIA LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2010-04-26
537 QMIS Securities Limited 2 0 2 3 3 6 1 3 4 0.00 50.00 2009-07-24
538 RaffAello Securities (HK) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-03-30
539 RAMON INVESTMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
540 Renaissance Capital (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-09-02 2012-09-28
541 Rich Bay Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-03-31 2024-01-16
542 S. W. WOO AND COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
543 SEAGA INTERNATIONAL LIMITED 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-02-05
544 SIU ON SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
545 SMBC Nikko Securities (Hong Kong) Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
546 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2023-03-29
547 Standard Advisory Asia Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-03-09 2013-09-04
548 STARLING GROUP SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-11-05 2013-05-20
549 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2022-12-28
550 SUNRISE SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-03-21
551 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
552 TANG KEE SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-06-26
553 TUFTON OCEANIC FAR EAST LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-11-19 2012-10-08
554 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
555 UOB ASIA (HONG KONG) LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2011-07-27
556 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-11-29
557 WINSOME STOCK COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
558 YARDLEY SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2025-08-18
559 Yorkville Advisors HK Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2009-03-18 2012-03-02
560 3V Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2005-07-18 2013-08-27
561 ALPHA SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
562 Arta Global Markets Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-01-08
563 Black Marble Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
564 CC Real Estate Advisory Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-08-04
565 CCB Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
566 CELESTIAL CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2022-05-27
567 CHAN NGOK MING SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2024-03-14
568 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2009-08-28
569 CHINA SKY SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
570 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-11-09
571 Citadel Securities (Hong Kong) Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2009-04-09
572 F. R. ZIMMERN LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-07-15
573 Fortune Origin Securities Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-07-09
574 FTN Financial Asia Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2008-06-02 2015-08-14
575 Fubon Fund Management (Hong Kong) Limited 3 6 9 2 3 5 -1 -3 -4 66.67 60.00
576 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2018-11-09
577 GLOBAL INVESTMENT ADVISORS LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2005-01-27
578 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-04-07
579 GOLDRIDE SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
580 HOI SANG SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-06-22
581 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-30
582 iTTa Capital Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2007-12-04 2013-06-11
583 Jefferies Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-01-04
584 KAM LUEN SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
585 Kam Wah Investments Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2023-07-03
586 KKR CAPITAL MARKETS ASIA LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2009-10-22
587 LAI PO HUNG & COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
588 Liquidnet Asia Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-08-15
589 M3 Capital Partners (HK) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-10-17
590 Marex Financial Services Hong Kong Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-08-23
591 MARS SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
592 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 3 2 5 0 0 0 40.00 40.00 2023-05-15
593 MORTON SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
594 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00
595 PEAK CAPITAL LIMITED (b2004-03-30) 0 0 0 3 2 5 3 2 5 - 40.00 2009-11-03
596 Progeny (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-07-09
597 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2023-01-03
598 RAB CAPITAL (ASIA) LIMITED 2 1 3 4 1 5 2 0 2 33.33 20.00 2008-04-17 2011-10-10
599 RHB CAPITAL HONG KONG LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2020-11-17
600 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
601 SFGHK Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2007-06-12
602 SHUN LOONG SECURITIES COMPANY LIMITED 4 46 50 3 2 5 -1 -44 -45 92.00 40.00
603 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2024-12-02
604 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-04-11
605 TULLETT PREBON (HONG KONG) LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2010-08-26
606 TUNG SHUN SECURITIES LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2005-01-03 2022-03-17
607 UNICORN SECURITIES COMPANY LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00
608 Vontobel (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-11-27
609 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
610 WAH SANG SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
611 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-10-26
612 WILBY SECURITIES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2025-06-27
613 Winco Securities Company Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-03-01
614 Yuanta Financial (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-03 2014-03-28
615 YUE XIU SECURITIES COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
616 Aletheia Analyst Network Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-06-03 2013-01-28
617 ALTUS INVESTMENTS LIMITED (HK) 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-12-14
618 American Century Investment Management (Asia Pacific) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-03-26
619 AP Asset Management (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-10-05 2021-04-21
620 ASA SECURITIES LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-08-19
621 Averest Capital Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00
622 BaoQiao Partners Capital Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-03-05 2023-05-12
623 BLOOMYEARS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
624 Celera Markets Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-08-12
625 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00
626 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-07-12 2012-04-03
627 China Finance Holdings Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2020-07-23
628 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
629 CHUANGS & CO. LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2015-12-30
630 COL Securities (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-04-07
631 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2013-07-03
632 Diamond Dragon Advisors Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-06-22 2023-11-21
633 Edmond de Rothschild Asset Management (Hong Kong) Limited 4 1 5 3 1 4 -1 0 -1 20.00 25.00 2008-02-26 2017-11-16
634 EMPEROR CORPORATE FINANCE LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2009-12-24
635 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-08-15
636 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2021-04-29
637 GOODCAPE SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-12-06 2016-12-15
638 Hamilton Lane (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-07-05
639 HAMPTON SECURITIES (ASIA) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2007-04-10 2013-07-25
640 HEAD & SHOULDERS SECURITIES LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
641 HIP HING SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
642 HKFAEx Group Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-07-13
643 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-29 2024-03-28
644 HOU TAK SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2020-01-24
645 iFAST Global Markets (HK) Limited 3 6 9 2 2 4 -1 -4 -5 66.67 50.00 2008-02-12
646 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2024-05-31
647 KAY YUE SECURITIES CO., LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-09-03
648 KIN FUNG STOCK COMPANY LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2005-03-31
649 KINGSWAY CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-08-14 2022-09-09
650 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
651 MD Healthcare International Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2008-11-05 2011-07-28
652 MFS International (Hong Kong) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-07-29
653 MING HON SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2025-07-21
654 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-02-02
655 NORMAN KONG SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
656 NORTH SEA SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2023-12-14
657 ORIENT SECURITIES (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-07-21
658 PASAY STOCK AND SHARES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2025-01-20
659 Paul Capital Advisors Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-06-17 2014-09-03
660 PIPER JAFFRAY ASIA LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00 2013-01-24
661 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2007-08-14 2011-02-18
662 Shinhan Investment Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-10-15
663 SMBC Capital Markets (Asia) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-14
664 SOO PUI CHEN SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-21
665 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-31
666 Tora Trading Services Limited (HK) 4 0 4 2 2 4 -2 2 0 0.00 50.00 2008-11-14
667 United Securities Limited (HK) 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-06-13
668 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-09-08
669 WAI FAT SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
670 WAI MAN STOCK & SHARES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
671 Waton Securities International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
672 WORLDWIDE BROKERAGE LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2023-12-21
673 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-10-21
674 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
675 ZBI Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-22 2014-06-09
676 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-03-13 2022-02-22
677 Aetas Global Markets Limited 4 0 4 2 1 3 -2 1 -1 0.00 33.33 2005-10-26
678 Amherst Pierpont International Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-17 2023-06-09
679 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
680 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00
681 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
682 BALI SECURITIES CO. LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-04-27
683 BANK CONSORTIUM TRUST COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-11-22
684 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
685 BLUEFIN HK LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2010-06-30 2023-03-15
686 BOUSSARD & GAVAUDAN ASIA LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2010-07-27 2011-11-11
687 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-19 2012-12-03
688 Capital International, Inc. 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-07-03
689 CBH Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-09-24
690 CHINA GUARD INVESTMENTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
691 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
692 CHINA SECURITIES HOLDINGS LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2020-05-25
693 CICC US Securities, Inc. 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2007-08-03 2011-12-12
694 CLC SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-06-16 2024-04-23
695 COHEN & STEERS ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-08-17
696 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
697 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2021-05-25
698 CVC Asia Pacific Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-11-16
699 Cynosure Asset Management Hong Kong Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-09-27
700 D. E. Shaw & Co. (Asia Pacific) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-02-20
701 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-10-14
702 De Riva Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-29
703 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
704 DigitalBridge Management Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-20
705 EAA SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
706 EVOLUTION ASIA INVESTMENTS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2016-10-03
707 Fubon Capital (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-13
708 Grit Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
709 HOORAY SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
710 iFAST Financial (HK) Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2007-03-30
711 IMARKETS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
712 Ingensoma Trading Group Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-06-30 2018-12-31
713 IREALITY INVESTMENTS LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
714 KB Investment & Securities Hong Kong Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-06-30 2011-02-15
715 Lighthorse Asset Management (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-06-18 2016-11-22
716 Liquid Capital Securities Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-06-09 2011-04-20
717 MACQUARIE EQUITIES (ASIA) LIMITED 4 6 10 2 1 3 -2 -5 -7 60.00 33.33 2012-05-02
718 Nittan Securities Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
719 OCBC SECURITIES (HONG KONG) LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-03-20 2014-05-23
720 oOo Securities (HK) Group Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-10-13
721 Penjing Asset Management (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-10-29 2016-02-03
722 Polaris Capital (Asia) Limited 2 8 10 2 1 3 0 -7 -7 80.00 33.33 2011-09-07
723 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-12-30
724 RESIDENTS SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-03-19
725 RICHLAND WORLDWIDE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-04-03
726 Rothschild & Co Wealth Management Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-08-16 2019-10-18
727 SALISBURY SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-03-31 2013-08-30
728 SKY WARD ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
729 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2005-07-07 2018-11-20
730 Stellar Securities Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
731 SUN CAPITAL SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-03-31
732 Superfund Financial (Hong Kong) Limited 2 14 16 2 1 3 0 -13 -13 87.50 33.33
733 SUSQUEHANNA HONG KONG LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-11-03
734 T & F Equities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-11-23 2011-10-07
735 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
736 TIBRA TRADING HONG KONG LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-06-25 2020-11-27
737 TUNG WUI SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
738 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
739 UNITED WORLD ONLINE LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2004-11-02 2014-01-20
740 VALUABLE CAPITAL LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-14
741 VMS Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
742 WADER SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
743 Yieldful Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-24 2025-09-11
744 Zijing Capital Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-07-30
745 ADM SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
746 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-29
747 ASSET MANAGEMENT GROUP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-27
748 Atlantic Pacific Capital Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-14
749 Barings Investment Advisers (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-05-08 2018-01-23
750 BMI FUNDS MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-10
751 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
752 BRIGHT SECURITIES LIMITED (THE) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2025-07-17
753 BTG Pactual Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-16 2016-12-13
754 CENTURION CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
755 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
756 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-11-24
757 Cowen Structured Products Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-10-20 2012-06-11
758 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
759 Daishin Securities Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-24 2018-08-09
760 EAST CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-04 2020-07-13
761 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
762 F&C Asset Management Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-10-15 2014-11-04
763 FIRST ASIA FINANCE GROUP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-29
764 FORTUNE FINANCIAL CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-27 2011-05-03
765 FTFT International Securities and Futures Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-23
766 FULL WIN SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
767 FULLJET SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-02-03
768 Golden Hen Securities and Futures Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-13
769 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
770 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-30
771 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-23
772 JVSakk Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
773 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
774 KO KUN STOCK COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-18 2020-08-06
775 LAU & COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-03-13
776 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
777 LCA Solutions Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-30
778 MAINLAND SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-29 2024-10-31
779 MEGA CAPITAL (ASIA) COMPANY LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2014-08-05
780 ORIENTAL PATRON ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
781 Parry International Trading Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-26
782 PICO ZEMAN SECURITIES (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-12 2023-10-30
783 POTOMAC CAPITAL LIMITED (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-03-08
784 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
785 PROBITAS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-05
786 SCOTIATRUST (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2018-08-14
787 SDICS International Securities (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
788 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-02
789 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-02-01 2012-12-24
790 TC Capital International Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-11
791 Tenacity Partners Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-13 2014-12-08
792 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2024-02-09
793 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-12-23
794 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-06 2014-07-24
795 WINNING SECURITIES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2019-08-02
796 Anand Rathi Financial Services (HK) Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2009-09-23 2011-12-15
797 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
798 CHI CAPITAL SECURITIES LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2004-09-07 2016-05-05
799 China Earthcare Capital Limited 0 0 0 1 0 1 1 0 1 - 0.00 2010-05-24 2011-04-20
800 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
801 HANG TUNG SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2019-09-16
802 TIS SECURITIES (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-06-28
803 AIP INTERNATIONAL MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2004-05-24 2010-09-16
804 BEAR STEARNS ASIA LIMITED 2 25 27 0 0 0 -2 -25 -27 92.59 - 2010-04-28
805 Cushman & Wakefield Capital Asia (HK) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-03-05 2010-02-26
806 Darby Asia Import/Export Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2009-04-22 2010-04-14
807 FOX-PITT, KELTON (ASIA) LIMITED 6 7 13 0 0 0 -6 -7 -13 53.85 - 2010-05-18
808 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-02-28 2011-03-08
809 Greater China Securities Limited (b1999-04-26) 2 6 8 0 0 0 -2 -6 -8 75.00 -
810 Guggenheim Securities (Hong Kong) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2009-03-13 2011-03-30
811 Instinet Alpha Trading Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2010-11-19
812 IVY ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-02-06 2010-08-26
813 KGI CAPITAL (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-06-20 2010-10-11
814 Knight Libertas (Asia) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2008-01-23 2010-05-14
815 MF Securities Hong Kong Limited 6 10 16 0 0 0 -6 -10 -16 62.50 - 2008-02-21 2010-10-15
816 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2010-07-07
817 TOTAL SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2009-03-05 2010-08-31
818 Tremont Capital Management (Asia), Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-09-29 2009-10-14
819 VC CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2009-10-19
820 Vicis Capital (Hong Kong) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-11-26 2010-06-15
821 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2007-11-26 2010-12-16
Average 3.38 28.89 32.27 3.37 30.45 33.83 89.53 90.03

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