SFC licensees per firm: Dealing in securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2011-01-31 2012-01-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Morgan Stanley Asia Limited 25 1174 1199 30 1225 1255 5 51 56 97.91 97.61
2 OnePlatform Asset Management Limited 15 846 861 16 909 925 1 63 64 98.26 98.27 2007-07-04
3 GOLDMAN SACHS (ASIA) L.L.C. 46 822 868 64 810 874 18 -12 6 94.70 92.68
4 Merrill Lynch (Asia Pacific) Limited 19 818 837 25 776 801 6 -42 -36 97.73 96.88
5 PHILLIP SECURITIES (HONG KONG) LIMITED 6 695 701 6 664 670 0 -31 -31 99.14 99.10
6 Citigroup Global Markets Asia Limited 19 586 605 20 641 661 1 55 56 96.86 96.97
7 Everbright Securities Investment Services (HK) Limited 7 484 491 8 522 530 1 38 39 98.57 98.49
8 KGI ASIA LIMITED 13 473 486 15 482 497 2 9 11 97.33 96.98 2017-10-02
9 Manulife Investment Management (Hong Kong) Limited 3 1165 1168 3 477 480 0 -688 -688 99.74 99.38
10 Credit Suisse (Hong Kong) Limited 28 394 422 35 418 453 7 24 31 93.36 92.27
11 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 13 411 424 11 407 418 -2 -4 -6 96.93 97.37
12 BARCLAYS CAPITAL ASIA LIMITED 13 303 316 16 392 408 3 89 92 95.89 96.08
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 427 435 11 397 408 3 -30 -27 98.16 97.30
14 BOCI SECURITIES LIMITED 16 329 345 12 353 365 -4 24 20 95.36 96.71
15 UBS SECURITIES ASIA LIMITED 11 256 267 12 312 324 1 56 57 95.88 96.30
16 Merrill Lynch Far East Limited 11 324 335 14 285 299 3 -39 -36 96.72 95.32
17 BOCOM International Securities Limited 6 244 250 7 268 275 1 24 25 97.60 97.45 2007-09-10
18 CELESTIAL SECURITIES LIMITED 4 312 316 4 257 261 0 -55 -55 98.73 98.47
19 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 8 245 253 7 249 256 -1 4 3 96.84 97.27
20 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 11 384 395 6 248 254 -5 -136 -141 97.22 97.64 2003-10-15 2014-01-21
21 MACQUARIE CAPITAL LIMITED 18 242 260 20 223 243 2 -19 -17 93.08 91.77
22 UOB KAY HIAN (HONG KONG) LIMITED 3 232 235 3 236 239 0 4 4 98.72 98.74
23 FULBRIGHT SECURITIES LIMITED 9 204 213 10 225 235 1 21 22 95.77 95.74
24 Daiwa Capital Markets Hong Kong Limited 7 207 214 7 213 220 0 6 6 96.73 96.82
25 SG SECURITIES (HK) LIMITED 21 187 208 24 188 212 3 1 4 89.90 88.68
26 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 4 192 196 4 199 203 0 7 7 97.96 98.03 2016-06-30
27 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 190 196 6 197 203 0 7 7 96.94 97.04 2016-06-30
28 Tung Shing Securities (Brokers) Limited 5 212 217 6 197 203 1 -15 -14 97.70 97.04 2017-02-12
29 Quam Securities Limited 5 138 143 7 191 198 2 53 55 96.50 96.46
30 DEUTSCHE SECURITIES ASIA LIMITED 10 186 196 7 178 185 -3 -8 -11 94.90 96.22
31 CLSA LIMITED 7 177 184 7 174 181 0 -3 -3 96.20 96.13
32 CITIC Securities Brokerage (HK) Limited 10 165 175 13 166 179 3 1 4 94.29 92.74
33 Yuanta Asia Investment (Hong Kong) Limited 10 182 192 7 170 177 -3 -12 -15 94.79 96.05
34 HSBC BROKING SECURITIES (ASIA) LIMITED 10 178 188 7 165 172 -3 -13 -16 94.68 95.93
35 PRUDENTIAL BROKERAGE LIMITED 3 162 165 3 166 169 0 4 4 98.18 98.22
36 EMPEROR SECURITIES LIMITED (HK) 6 166 172 6 161 167 0 -5 -5 96.51 96.41
37 CHIEF SECURITIES LIMITED 4 160 164 4 160 164 0 0 0 97.56 97.56
38 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 13 127 140 17 146 163 4 19 23 90.71 89.57
39 EAST ASIA SECURITIES COMPANY LIMITED 4 149 153 4 156 160 0 7 7 97.39 97.50
40 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 21 27 8 150 158 2 129 131 77.78 94.94
41 Morgan Stanley Hong Kong Securities Limited 10 138 148 11 141 152 1 3 4 93.24 92.76
42 DBS VICKERS (HONG KONG) LIMITED 3 143 146 4 144 148 1 1 2 97.95 97.30
43 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 4 140 144 3 142 145 -1 2 1 97.22 97.93
44 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 117 122 5 128 133 0 11 11 95.90 96.24
45 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 116 124 13 118 131 5 2 7 93.55 90.08
46 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 8 104 112 12 110 122 4 6 10 92.86 90.16
47 FIL Investment Management (Hong Kong) Limited 5 100 105 5 112 117 0 12 12 95.24 95.73
48 UBS SECURITIES HONG KONG LIMITED 9 82 91 9 108 117 0 26 26 90.11 92.31 2016-12-18
49 RBS Asia Corporate Finance Limited 5 69 74 8 106 114 3 37 40 93.24 92.98 2014-08-15
50 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 100 104 10 102 112 6 2 8 96.15 91.07
51 JPMorgan Funds (Asia) Limited 7 98 105 7 104 111 0 6 6 93.33 93.69
52 SOUTH CHINA SECURITIES LIMITED 4 102 106 6 104 110 2 2 4 96.23 94.55
53 CHONG HING SECURITIES LIMITED 4 110 114 4 103 107 0 -7 -7 96.49 96.26
54 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 133 140 7 96 103 0 -37 -37 95.00 93.20
55 CENTALINE WEALTH MANAGEMENT LIMITED 3 73 76 2 98 100 -1 25 24 96.05 98.00 2007-05-21
56 BlackRock (Hong Kong) Limited (d2017-01-20) 10 85 95 10 89 99 0 4 4 89.47 89.90 2015-05-15
57 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 77 83 6 89 95 0 12 12 92.77 93.68
58 oOo Securities (HK) Group Limited 2 16 18 2 92 94 0 76 76 88.89 97.87 2008-10-13
59 GET NICE SECURITIES LIMITED 5 93 98 4 88 92 -1 -5 -6 94.90 95.65
60 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 84 91 6 86 92 -1 2 1 92.31 93.48
61 Credit Suisse Securities (Hong Kong) Limited 6 76 82 8 82 90 2 6 8 92.68 91.11
62 HSBC Global Asset Management (Hong Kong) Limited 11 76 87 11 79 90 0 3 3 87.36 87.78 2006-03-29
63 iBest Consultants Limited 4 75 79 4 84 88 0 9 9 94.94 95.45 2008-04-15 2019-08-15
64 Nerico Brothers Limited (HK) 4 77 81 4 84 88 0 7 7 95.06 95.45 2007-04-26 2025-08-28
65 CINDA INTERNATIONAL SECURITIES LIMITED 4 86 90 4 83 87 0 -3 -3 95.56 95.40
66 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 5 83 88 4 83 87 -1 0 -1 94.32 95.40
67 KINGSTON SECURITIES LIMITED 4 86 90 4 82 86 0 -4 -4 95.56 95.35
68 MIZUHO SECURITIES ASIA LIMITED 13 72 85 13 73 86 0 1 1 84.71 84.88
69 XinKong International Securities Limited 5 97 102 6 79 85 1 -18 -17 95.10 92.94
70 MIB SECURITIES (HONG KONG) LIMITED 7 66 73 9 74 83 2 8 10 90.41 89.16
71 SANFULL SECURITIES LIMITED 6 74 80 6 76 82 0 2 2 92.50 92.68
72 CCB INTERNATIONAL CAPITAL LIMITED 5 68 73 5 74 79 0 6 6 93.15 93.67 2004-05-27
73 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 9 60 69 10 68 78 1 8 9 86.96 87.18
74 SINOPAC SECURITIES (ASIA) LIMITED 4 53 57 7 71 78 3 18 21 92.98 91.03 2017-02-12
75 Success Securities Limited 4 72 76 3 74 77 -1 2 1 94.74 96.10
76 CORPORATE BROKERS LIMITED 4 79 83 4 71 75 0 -8 -8 95.18 94.67
77 Credit Agricole Securities (Asia) Limited 6 65 71 10 65 75 4 0 4 91.55 86.67
78 FWD Financial Planning Limited (HK) 3 1 4 3 69 72 0 68 68 25.00 95.83 2011-01-25
79 GF Securities (Hong Kong) Brokerage Limited 4 30 34 6 66 72 2 36 38 88.24 91.67 2007-01-31
80 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 83 87 3 68 71 -1 -15 -16 95.40 95.77
81 Standard Chartered Securities (Hong Kong) Limited 13 48 61 12 59 71 -1 11 10 78.69 83.10
82 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 8 57 65 11 58 69 3 1 4 87.69 84.06
83 ICBC INTERNATIONAL CAPITAL LIMITED 6 39 45 11 58 69 5 19 24 86.67 84.06 2008-05-27
84 SG Asset Finance (Hong Kong) Limited 5 82 87 3 64 67 -2 -18 -20 94.25 95.52 2016-09-27
85 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 60 63 5 57 62 2 -3 -1 95.24 91.94 2007-12-07
86 RHB SECURITIES HONG KONG LIMITED 6 116 122 5 57 62 -1 -59 -60 95.08 91.94 2022-10-06
87 VC BROKERAGE LIMITED 3 61 64 3 59 62 0 -2 -2 95.31 95.16
88 LUEN FAT SECURITIES COMPANY LIMITED 6 57 63 6 54 60 0 -3 -3 90.48 90.00
89 ABCI Securities Company Limited 7 51 58 5 53 58 -2 2 0 87.93 91.38
90 BCT Financial Limited 2 2 4 2 56 58 0 54 54 50.00 96.55 2010-11-24
91 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 9 54 63 8 50 58 -1 -4 -5 85.71 86.21 2017-10-02
92 Ark Securities (Hong Kong) Limited 4 57 61 4 53 57 0 -4 -4 93.44 92.98
93 CCB INTERNATIONAL SECURITIES LIMITED 6 41 47 8 48 56 2 7 9 87.23 85.71 2005-08-19
94 Lion Global Financial Limited 5 64 69 4 52 56 -1 -12 -13 92.75 92.86 2008-10-10
95 MUFG Securities Asia Limited 12 44 56 8 48 56 -4 4 0 78.57 85.71 2010-12-31
96 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 69 75 5 49 54 -1 -20 -21 92.00 90.74
97 Taiping Securities (HK) Co Limited 5 50 55 5 48 53 0 -2 -2 90.91 90.57
98 FIRST SHANGHAI SECURITIES LIMITED 4 52 56 5 47 52 1 -5 -4 92.86 90.38
99 ICBC INTERNATIONAL SECURITIES LIMITED 6 49 55 9 43 52 3 -6 -3 89.09 82.69 2008-11-14
100 CSI Corporate Finance (HK) Limited 7 30 37 8 43 51 1 13 14 81.08 84.31 2019-03-29
101 Jefferies Hong Kong Limited 3 15 18 5 46 51 2 31 33 83.33 90.20 2010-01-04
102 CVP Securities Limited 2 47 49 2 48 50 0 1 1 95.92 96.00 2004-07-09 2024-11-26
103 YF Life Investors Limited 3 50 53 3 47 50 0 -3 -3 94.34 94.00 2006-04-07 2013-03-22
104 BGC SECURITIES (HONG KONG) LLC 4 47 51 4 44 48 0 -3 -3 92.16 91.67
105 T.F.S. Derivatives HK Limited 3 29 32 7 41 48 4 12 16 90.63 85.42 2009-05-21
106 CHOW SANG SANG SECURITIES LIMITED 4 47 51 3 44 47 -1 -3 -4 92.16 93.62
107 Funderstone Securities Limited 2 42 44 5 42 47 3 0 3 95.45 89.36
108 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 40 42 4 42 46 2 2 4 95.24 91.30 2016-10-25
109 KARL-THOMSON SECURITIES COMPANY LIMITED 4 48 52 4 42 46 0 -6 -6 92.31 91.30
110 NATIXIS ASIA LIMITED 2 29 31 3 43 46 1 14 15 93.55 93.48 2004-10-19
111 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 27 31 5 41 46 1 14 15 87.10 89.13 2010-06-29
112 TSE'S SECURITIES LIMITED 3 40 43 3 43 46 0 3 3 93.02 93.48
113 ASSET MANAGEMENT GROUP LIMITED 2 51 53 2 43 45 0 -8 -8 96.23 95.56 2010-09-27
114 INVESCO HONG KONG LIMITED 5 37 42 5 40 45 0 3 3 88.10 88.89
115 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 2 32 34 2 42 44 0 10 10 94.12 95.45 2007-04-04
116 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 37 42 5 39 44 0 2 2 88.10 88.64 2022-09-28
117 KGI SECURITIES (HONG KONG) LIMITED 10 36 46 11 33 44 1 -3 -2 78.26 75.00 2017-10-02
118 BLACKSTONE GROUP (HK) LIMITED (THE) 3 40 43 2 41 43 -1 1 0 93.02 95.35 2008-10-14
119 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 6 42 48 4 39 43 -2 -3 -5 87.50 90.70 2004-07-15
120 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 4 37 41 7 36 43 3 -1 2 90.24 83.72 2016-10-10
121 STOCKWELL SECURITIES LIMITED 3 36 39 3 40 43 0 4 4 92.31 93.02
122 WIN WONG SECURITIES LIMITED 3 39 42 4 39 43 1 0 1 92.86 90.70
123 BOCI ASIA LIMITED 8 38 46 6 36 42 -2 -2 -4 82.61 85.71
124 SAMSUNG SECURITIES (ASIA) LIMITED 4 32 36 4 38 42 0 6 6 88.89 90.48
125 ZHONGRONG PT SECURITIES LIMITED 3 39 42 3 38 41 0 -1 -1 92.86 92.68
126 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 34 39 5 34 39 0 0 0 87.18 87.18
127 WOCOM SECURITIES LIMITED 5 37 42 5 34 39 0 -3 -3 88.10 87.18
128 CMBC SECURITIES COMPANY LIMITED 3 14 17 7 31 38 4 17 21 82.35 81.58 2008-01-24
129 Mason Securities Limited 5 37 42 6 32 38 1 -5 -4 88.10 84.21
130 NOMURA SECURITIES (HONG KONG) LIMITED 2 37 39 2 36 38 0 -1 -1 94.87 94.74 2013-10-15
131 ONE CHINA SECURITIES LIMITED 2 39 41 2 36 38 0 -3 -3 95.12 94.74 2004-03-01
132 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 30 32 2 36 38 0 6 6 93.75 94.74
133 VALUE PARTNERS LIMITED 3 29 32 3 35 38 0 6 6 90.63 92.11
134 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 42 46 3 34 37 -1 -8 -9 91.30 91.89 2018-12-31
135 ENLIGHTEN SECURITIES LIMITED 3 58 61 3 34 37 0 -24 -24 95.08 91.89
136 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 4 33 37 1 32 33 25.00 89.19
137 BSI Investment Advisors (Hong Kong) Limited 3 30 33 5 31 36 2 1 3 90.91 86.11 2010-08-27 2014-06-04
138 CGS International Securities Hong Kong Limited 4 24 28 5 31 36 1 7 8 85.71 86.11
139 FORTUNE (HK) SECURITIES LIMITED 2 25 27 2 34 36 0 9 9 92.59 94.44
140 Pictet Asset Management (Hong Kong) Limited 4 17 21 4 32 36 0 15 15 80.95 88.89 2006-10-26
141 VALUE PARTNERS HONG KONG LIMITED 3 27 30 3 33 36 0 6 6 90.00 91.67 2007-11-19
142 Goldman Sachs Investment Management Hong Kong Limited 4 46 50 3 32 35 -1 -14 -15 92.00 91.43 2013-11-27
143 UPBEST SECURITIES COMPANY LIMITED 4 32 36 4 30 34 0 -2 -2 88.89 88.24
144 VICTORY SECURITIES COMPANY LIMITED 3 31 34 3 31 34 0 0 0 91.18 91.18
145 KAM FAI SECURITIES CO., LIMITED 3 28 31 4 29 33 1 1 2 90.32 87.88
146 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 26 28 2 31 33 0 5 5 92.86 93.94 2007-02-14 2021-02-01
147 ATHENA WEALTH MANAGEMENT LIMITED 2 2 4 2 30 32 0 28 28 50.00 93.75 2010-11-30
148 Glory Sun Securities Limited 4 26 30 4 28 32 0 2 2 86.67 87.50
149 Amundi Hong Kong Limited 6 29 35 5 26 31 -1 -3 -4 82.86 83.87
150 CHRISTFUND SECURITIES LIMITED 3 28 31 3 28 31 0 0 0 90.32 90.32
151 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 24 28 4 27 31 0 3 3 85.71 87.10
152 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 0 1 1 8 23 31 8 22 30 100.00 74.19 2010-06-30
153 OKASAN INTERNATIONAL (ASIA) LIMITED 4 19 23 4 27 31 0 8 8 82.61 87.10
154 Sanford C. Bernstein (Hong Kong) Limited 0 0 0 5 26 31 5 26 31 - 83.87 2011-09-28
155 MIDLAND WEALTH MANAGEMENT LIMITED 3 35 38 2 28 30 -1 -7 -8 92.11 93.33 2008-02-18
156 Rich Union Securities (H.K.) Limited 3 31 34 3 27 30 0 -4 -4 91.18 90.00 2025-05-19
157 Northern Trust Company of Hong Kong Limited (The) 3 26 29 3 26 29 0 0 0 89.66 89.66
158 Religare Capital Markets (Hong Kong) Limited 3 15 18 6 23 29 3 8 11 83.33 79.31 2008-07-24 2018-04-09
159 CSC SECURITIES (HK) LIMITED 3 28 31 5 23 28 2 -5 -3 90.32 82.14
160 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 21 23 3 25 28 1 4 5 91.30 89.29 2025-04-23
161 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 19 22 5 23 28 2 4 6 86.36 82.14 2009-11-27
162 OnePlatform Securities Limited 2 27 29 2 26 28 0 -1 -1 93.10 92.86 2024-12-04
163 RBC Capital Markets (Hong Kong) Limited 2 21 23 4 24 28 2 3 5 91.30 85.71 2010-09-09 2012-11-01
164 SBI China Capital Financial Services Limited 4 23 27 4 24 28 0 1 1 85.19 85.71
165 Everbright Securities Digital Finance (HK) Limited 3 20 23 4 23 27 1 3 4 86.96 85.19
166 Fosun International Securities Limited 8 19 27 8 19 27 0 0 0 70.37 70.37
167 GAYANG SECURITIES LIMITED 3 18 21 3 24 27 0 6 6 85.71 88.89 2010-11-09
168 HANTEC SECURITIES CO., LIMITED 2 26 28 2 25 27 0 -1 -1 92.86 92.59
169 ICAP Securities Hong Kong Limited 2 16 18 2 25 27 0 9 9 88.89 92.59 2005-10-06 2018-09-30
170 LEHIN SECURITIES LIMITED 3 25 28 3 24 27 0 -1 -1 89.29 88.89
171 PRESIDENT SECURITIES (HONG KONG) LIMITED 5 20 25 6 21 27 1 1 2 80.00 77.78 2024-03-27
172 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 15 19 3 23 26 -1 8 7 78.95 88.46 2007-01-12 2015-05-31
173 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 17 23 7 19 26 1 2 3 73.91 73.08 2003-08-29
174 China Galaxy International Securities (Hong Kong) Co., Limited 0 0 0 5 21 26 5 21 26 - 80.77 2011-09-12
175 CMB International Securities Limited 5 22 27 4 22 26 -1 0 -1 81.48 84.62 2010-06-15
176 Emperor Wealth Management Limited 3 16 19 3 23 26 0 7 7 84.21 88.46 2009-06-09
177 GFI (HK) SECURITIES L.L.C. 2 30 32 3 23 26 1 -7 -6 93.75 88.46
178 Guosen Securities (HK) Brokerage Company, Limited 3 3 6 3 23 26 0 20 20 50.00 88.46 2010-02-26
179 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 21 23 2 24 26 0 3 3 91.30 92.31 2007-01-30
180 Hafoo Securities Limited 3 21 24 2 24 26 -1 3 2 87.50 92.31 2009-12-09
181 IMC Asia Pacific Limited 3 27 30 2 24 26 -1 -3 -4 90.00 92.31 2007-03-12
182 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 30 33 3 23 26 0 -7 -7 90.91 88.46 2022-08-24
183 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 3 23 26 0 5 5 85.71 88.46
184 Telecom King Securities Limited 3 20 23 4 22 26 1 2 3 86.96 84.62 2007-10-17
185 HARRIS FRASER (INTERNATIONAL) LIMITED 3 17 20 3 22 25 0 5 5 85.00 88.00
186 IPP Financial Advisers Limited 2 27 29 2 23 25 0 -4 -4 93.10 92.00 2006-12-21
187 KAISER SECURITIES LIMITED 2 24 26 2 23 25 0 -1 -1 92.31 92.00
188 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 2 23 25 -2 3 1 83.33 92.00 2010-06-29
189 Sino-Rich Securities & Futures Limited 3 14 17 3 22 25 0 8 8 82.35 88.00
190 AllianceBernstein Hong Kong Limited 6 42 48 3 21 24 -3 -21 -24 87.50 87.50
191 CAPITAL GLOBAL MANAGEMENT LIMITED 2 11 13 2 22 24 0 11 11 84.62 91.67 2005-09-17
192 DELTA ASIA SECURITIES LIMITED 3 22 25 3 21 24 0 -1 -1 88.00 87.50
193 ICAP Equities Asia Limited 3 13 16 3 21 24 0 8 8 81.25 87.50 2008-12-22 2018-09-30
194 INSTINET PACIFIC LIMITED 4 21 25 4 20 24 0 -1 -1 84.00 83.33
195 Interactive Brokers LLC 3 15 18 3 21 24 0 6 6 83.33 87.50 2017-12-11
196 BOCOM International (Asia) Limited 6 12 18 7 16 23 1 4 5 66.67 69.57 2007-09-21
197 North Beta International Securities Limited 3 20 23 2 21 23 -1 1 0 86.96 91.30 2009-07-17
198 SDICS International Securities (Hong Kong) Limited 2 16 18 3 20 23 1 4 5 88.89 86.96 2010-05-18
199 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 5 11 7 16 23 1 11 12 45.45 69.57
200 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 16 20 4 19 23 0 3 3 80.00 82.61
201 SynerWealth Financial Limited 2 16 18 3 20 23 1 4 5 88.89 86.96 2009-02-04 2024-06-13
202 TAI TAK SECURITIES (ASIA) LIMITED 4 19 23 4 19 23 0 0 0 82.61 82.61
203 Vantage Capital Markets HK Limited 5 21 26 5 18 23 0 -3 -3 80.77 78.26 2008-10-02
204 Virtu ITG Hong Kong Limited 5 15 20 5 18 23 0 3 3 75.00 78.26
205 Yuanta Securities (Hong Kong) Company Limited 5 21 26 3 20 23 -2 -1 -3 80.77 86.96
206 DL BROKERAGE LIMITED 3 19 22 3 19 22 0 0 0 86.36 86.36
207 EWARTON SECURITIES LIMITED 6 16 22 6 16 22 0 0 0 72.73 72.73
208 GAOYU SECURITIES LIMITED 4 18 22 4 18 22 0 0 0 81.82 81.82
209 HANG SENG SECURITIES LIMITED 6 15 21 6 16 22 0 1 1 71.43 72.73
210 JIMEI SECURITIES LIMITED 3 20 23 2 20 22 -1 0 -1 86.96 90.91 2008-12-09
211 Legg Mason Asset Management Hong Kong Limited 5 16 21 3 19 22 -2 3 1 76.19 86.36 2005-10-31 2022-06-30
212 TAI SHING STOCK INVESTMENT CO. LIMITED 3 21 24 2 20 22 -1 -1 -2 87.50 90.91
213 Wellington Management Hong Kong Limited (b2003-01-02) 4 16 20 4 18 22 0 2 2 80.00 81.82 2003-09-18
214 WILSON SECURITIES LIMITED 2 16 18 2 20 22 0 4 4 88.89 90.91 2010-02-25
215 WING FUNG SECURITIES LIMITED 3 22 25 3 19 22 0 -3 -3 88.00 86.36
216 CAIIS Limited 3 20 23 3 18 21 0 -2 -2 86.96 85.71 2006-05-23 2018-09-04
217 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 12 14 3 18 21 1 6 7 85.71 85.71 2008-12-17
218 FIRST SECURITIES (HK) LIMITED 5 10 15 5 16 21 0 6 6 66.67 76.19
219 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 24 30 3 18 21 -3 -6 -9 80.00 85.71
220 HUNG SING SECURITIES LIMITED 4 20 24 4 17 21 0 -3 -3 83.33 80.95
221 KuCoin HK Limited 4 23 27 4 17 21 0 -6 -6 85.19 80.95
222 MAN INVESTMENTS (HONG KONG) LIMITED 6 13 19 6 15 21 0 2 2 68.42 71.43 2005-07-28
223 Open Securities Limited 3 9 12 3 18 21 0 9 9 75.00 85.71
224 Planetree Securities Limited 4 18 22 4 17 21 0 -1 -1 81.82 80.95
225 Rifa Securities Limited 4 23 27 4 17 21 0 -6 -6 85.19 80.95
226 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 4 17 21 0 10 10 63.64 80.95
227 SPS SECURITIES LIMITED 5 16 21 4 17 21 -1 1 0 76.19 80.95
228 Sunrise Brokers (Hong Kong) Limited 2 16 18 2 19 21 0 3 3 88.89 90.48 2009-12-09
229 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 4 17 21 0 2 2 78.95 80.95 2020-12-21
230 Allianz Global Investors Hong Kong Limited 3 17 20 3 17 20 0 0 0 85.00 85.00 2015-05-31
231 BERICH BROKERAGE LIMITED 3 15 18 3 17 20 0 2 2 83.33 85.00 2024-01-30
232 BUSINESS SECURITIES LIMITED 2 18 20 2 18 20 0 0 0 90.00 90.00
233 CHEER UNION SECURITIES LIMITED 2 18 20 3 17 20 1 -1 0 90.00 85.00
234 CNI Securities Group Limited 2 12 14 3 17 20 1 5 6 85.71 85.00 2009-12-15
235 DBS ASIA CAPITAL LIMITED 5 15 20 8 12 20 3 -3 0 75.00 60.00
236 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 5 15 20 1 -1 0 80.00 75.00
237 HENYEP SECURITIES LIMITED 3 18 21 3 17 20 0 -1 -1 85.71 85.00
238 I-ACCESS INVESTORS LIMITED 4 9 13 4 16 20 0 7 7 69.23 80.00 2005-12-19 2024-11-25
239 ORIENT SECURITIES LIMITED 3 19 22 3 17 20 0 -2 -2 86.36 85.00
240 ORIENTAL PATRON SECURITIES LIMITED 4 14 18 4 16 20 0 2 2 77.78 80.00
241 Shang International Finance Limited 6 15 21 6 14 20 0 -1 -1 71.43 70.00 2024-01-26
242 Tiger Securities Asset Management Company Limited 4 7 11 4 16 20 0 9 9 63.64 80.00 2007-09-18
243 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 5 15 20 0 0 0 75.00 75.00
244 Winner International Securities Limited 3 15 18 3 17 20 0 2 2 83.33 85.00
245 YICKO SECURITIES LIMITED 4 17 21 4 16 20 0 -1 -1 80.95 80.00
246 BTIG Hong Kong Limited 3 11 14 3 16 19 0 5 5 78.57 84.21 2008-04-15
247 CBH Asia Limited 3 12 15 3 16 19 0 4 4 80.00 84.21 2010-09-24
248 Eastspring Investments (Hong Kong) Limited 3 6 9 4 15 19 1 9 10 66.67 78.95 2006-08-08
249 FAIR EAGLE SECURITIES COMPANY LIMITED 2 20 22 2 17 19 0 -3 -3 90.91 89.47
250 GOLDENWAY SECURITIES COMPANY LIMITED 2 19 21 2 17 19 0 -2 -2 90.48 89.47 2024-11-18
251 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 10 13 2 17 19 -1 7 6 76.92 89.47
252 LOMBARD ODIER (HONG KONG) LIMITED 4 12 16 4 15 19 0 3 3 75.00 78.95
253 PIPER JAFFRAY ASIA SECURITIES LIMITED 5 16 21 5 14 19 0 -2 -2 76.19 73.68 2013-04-17
254 Public Securities Limited 3 14 17 4 15 19 1 1 2 82.35 78.95 2024-12-27
255 TULLETT PREBON (HONG KONG) LIMITED 3 10 13 3 16 19 0 6 6 76.92 84.21 2010-08-26
256 YUEXING SECURITIES COMPANY LIMITED 2 15 17 3 16 19 1 1 2 88.24 84.21
257 Yunfeng Financial Markets Limited 3 5 8 8 11 19 5 6 11 62.50 57.89
258 ABCI CAPITAL LIMITED 0 0 0 3 15 18 3 15 18 - 83.33 2011-03-17
259 AuVantage Consultancy Limited 2 15 17 2 16 18 0 1 1 88.24 88.89 2023-06-14
260 BEA Union Investment Management Limited 4 15 19 5 13 18 1 -2 -1 78.95 72.22
261 Channel 8 Wealth Management Limited 3 18 21 3 15 18 0 -3 -3 85.71 83.33 2010-01-27
262 De Riva Asia Limited 2 10 12 2 16 18 0 6 6 83.33 88.89 2010-07-29
263 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 14 19 5 13 18 0 -1 -1 73.68 72.22
264 Mirae Asset Securities (HK) Limited 4 17 21 4 14 18 0 -3 -3 80.95 77.78 2007-01-11 2017-02-28
265 Mirae Asset Securities (HK) Limited 4 17 21 4 14 18 0 -3 -3 80.95 77.78 2007-01-11 2017-03-01
266 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 4 14 18 0 1 1 76.47 77.78
267 REDFORD SECURITIES LIMITED 2 32 34 2 16 18 0 -16 -16 94.12 88.89 2005-03-31
268 AXA Financial Planning (Hong Kong) Limited 3 19 22 2 15 17 -1 -4 -5 86.36 88.24 2012-05-25
269 Beevest Securities Limited 4 17 21 3 14 17 -1 -3 -4 80.95 82.35
270 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 3 9 12 3 14 17 0 5 5 75.00 82.35 2017-06-06
271 CHARLES SCHWAB, HONG KONG, LIMITED 4 9 13 4 13 17 0 4 4 69.23 76.47
272 CMB International Capital Limited 4 11 15 4 13 17 0 2 2 73.33 76.47 2010-09-07
273 First Sentier Investors (Hong Kong) Limited 4 13 17 4 13 17 0 0 0 76.47 76.47
274 HO FUNG SHARES INVESTMENT LIMITED 3 15 18 3 14 17 0 -1 -1 83.33 82.35 2005-03-24
275 JPMorgan Asset Management Real Assets (Asia) Limited 4 12 16 2 15 17 -2 3 1 75.00 88.24 2009-06-26
276 KO'S BROTHER SECURITIES COMPANY LIMITED 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2003-07-08 2023-05-19
277 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 4 13 17 0 0 0 76.47 76.47
278 Optima Capital Limited 3 15 18 3 14 17 0 -1 -1 83.33 82.35 2007-10-25 2024-05-30
279 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 16 21 4 13 17 -1 -3 -4 76.19 76.47
280 UBP ASSET MANAGEMENT ASIA LIMITED 5 6 11 5 12 17 0 6 6 54.55 70.59 2007-01-11
281 WINFULL SECURITIES LIMITED 3 19 22 3 14 17 0 -5 -5 86.36 82.35
282 Apricot Capital (Hong Kong) Limited 4 12 16 4 12 16 0 0 0 75.00 75.00
283 BMI FUNDS MANAGEMENT LIMITED 2 20 22 2 14 16 0 -6 -6 90.91 87.50 2010-09-10
284 CELETIO INVESTMENTS LIMITED 3 13 16 4 12 16 1 -1 0 81.25 75.00
285 CHEONG LEE SECURITIES LIMITED 3 12 15 3 13 16 0 1 1 80.00 81.25 2005-11-24
286 China Gather Wealth Financial Company Limited 6 9 15 6 10 16 0 1 1 60.00 62.50 2005-04-01 2025-07-21
287 CTBC Asia Limited 4 10 14 4 12 16 0 2 2 71.43 75.00 2004-01-14
288 Future Growth Financial Services Limited 2 11 13 2 14 16 0 3 3 84.62 87.50 2010-04-08
289 GAM HONG KONG LIMITED 2 18 20 2 14 16 0 -4 -4 90.00 87.50 2025-02-17
290 HING WONG SECURITIES LIMITED 3 12 15 3 13 16 0 1 1 80.00 81.25
291 ICBC (ASIA) SECURITIES LIMITED 4 9 13 4 12 16 0 3 3 69.23 75.00
292 METRO CAPITAL SECURITIES LIMITED 3 12 15 3 13 16 0 1 1 80.00 81.25 2023-06-13
293 Neuberger Berman Asia Limited 3 13 16 3 13 16 0 0 0 81.25 81.25 2008-03-13
294 PEGASUS FUND MANAGERS LIMITED 2 0 2 2 14 16 0 14 14 0.00 87.50 2011-01-28
295 PineBridge Investments Asia Limited 3 9 12 6 10 16 3 1 4 75.00 62.50 2009-04-02
296 TIMES SECURITIES COMPANY LIMITED 3 13 16 3 13 16 0 0 0 81.25 81.25 2023-05-30
297 Waterland Securities (HK) Company Limited 4 13 17 2 14 16 -2 1 -1 76.47 87.50 2009-02-20 2020-08-31
298 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 15 18 3 13 16 0 -2 -2 83.33 81.25 2008-09-02
299 WINTECH SECURITIES LIMITED 4 14 18 4 12 16 0 -2 -2 77.78 75.00 2024-07-25
300 YU ON SECURITIES COMPANY LIMITED 2 17 19 2 14 16 0 -3 -3 89.47 87.50 2013-12-06
301 DAEWOO SECURITIES (HONG KONG) LIMITED 2 10 12 2 13 15 0 3 3 83.33 86.67 2017-02-28
302 Everbright Securities Global (HK) Limited 2 12 14 2 13 15 0 1 1 85.71 86.67 2024-06-20
303 HANG TAI SECURITIES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00
304 HING WAI ALLIED SECURITIES LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
305 JPMorgan Asset Management (Asia Pacific) Limited 4 7 11 2 13 15 -2 6 4 63.64 86.67
306 M&F Asset Management Limited 3 10 13 4 11 15 1 1 2 76.92 73.33
307 MFG Limited (HK) 4 16 20 5 10 15 1 -6 -5 80.00 66.67 2008-07-15
308 PROMISING SECURITIES COMPANY LIMITED 3 11 14 3 12 15 0 1 1 78.57 80.00 2004-01-02
309 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 13 17 2 12 14 -2 -1 -3 76.47 85.71 2019-07-05
310 CES Capital International (Hong Kong) Co., Limited 4 10 14 4 10 14 0 0 0 71.43 71.43 2023-02-23
311 CMB International Global Markets Limited 2 13 15 3 11 14 1 -2 -1 86.67 78.57
312 DWS Investments Hong Kong Limited 3 12 15 4 10 14 1 -2 -1 80.00 71.43
313 MoneyMore Securities Limited 2 12 14 2 12 14 0 0 0 85.71 85.71
314 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
315 PRIME SECURITIES LIMITED (HK) 2 9 11 2 12 14 0 3 3 81.82 85.71
316 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71 2017-06-28
317 Public Financial Securities Limited 3 13 16 3 11 14 0 -2 -2 81.25 78.57
318 Rabo Brokerage HK Limited 2 11 13 3 11 14 1 0 1 84.62 78.57 2007-09-12 2014-01-16
319 Renaissance Capital (Hong Kong) Limited 2 6 8 2 12 14 0 6 6 75.00 85.71 2010-09-02 2012-09-28
320 Shacom Securities Limited 2 11 13 3 11 14 1 0 1 84.62 78.57
321 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 2 12 14 0 -2 -2 87.50 85.71
322 Well Link Securities Limited 3 15 18 3 11 14 0 -4 -4 83.33 78.57 2005-11-11
323 Wells Fargo Securities Asia Limited 4 11 15 3 11 14 -1 0 -1 73.33 78.57 2008-04-25
324 AIF Securities Limited 7 16 23 5 8 13 -2 -8 -10 69.57 61.54 2004-11-02
325 ASA SECURITIES LIMITED 2 7 9 2 11 13 0 4 4 77.78 84.62 2010-08-19
326 Asia Pacific Securities Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
327 Astrum Capital Management Limited (HK) 4 7 11 3 10 13 -1 3 2 63.64 76.92 2005-07-08
328 AXA Investment Managers Asia Limited 4 13 17 2 11 13 -2 -2 -4 76.47 84.62 2005-07-21
329 BULLISH SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
330 FIRST WORLDSEC SECURITIES LIMITED 3 13 16 3 10 13 0 -3 -3 81.25 76.92 2024-12-18
331 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 17 19 2 11 13 0 -6 -6 89.47 84.62 2017-10-02
332 IBTS ASIA (HK) LIMITED 2 6 8 4 9 13 2 3 5 75.00 69.23 2005-11-17 2024-09-20
333 Interactive Brokers Hong Kong Limited 4 8 12 4 9 13 0 1 1 66.67 69.23
334 Janus Henderson Investors Hong Kong Limited 3 8 11 4 9 13 1 1 2 72.73 69.23
335 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
336 Keefe, Bruyette & Woods Asia Limited 5 7 12 5 8 13 0 1 1 58.33 61.54 2010-03-03 2013-04-24
337 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
338 KWONG FAT HONG (SECURITIES) LIMITED 4 8 12 4 9 13 0 1 1 66.67 69.23
339 LEI SHING HONG SECURITIES LIMITED 3 11 14 2 11 13 -1 0 -1 78.57 84.62
340 MANGO FINANCIAL LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
341 ORIENT SECURITIES (HONG KONG) LIMITED 2 4 6 3 10 13 1 6 7 66.67 76.92 2010-07-21
342 ORIENTAL WEALTH SECURITIES LIMITED 3 15 18 3 10 13 0 -5 -5 83.33 76.92 2008-09-05 2016-04-08
343 Robeco Hong Kong Limited 4 8 12 4 9 13 0 1 1 66.67 69.23 2007-12-18
344 SDIC Securities International Financial Holdings Limited 3 16 19 2 11 13 -1 -5 -6 84.21 84.62 2014-12-03
345 SINO GRADE SECURITIES LIMITED 2 12 14 2 11 13 0 -1 -1 85.71 84.62
346 SUN GROWTH SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62 2022-02-11
347 SUN SECURITIES LIMITED 0 0 0 3 10 13 3 10 13 - 76.92 2011-04-01
348 Vision Capital Investment Management Limited 2 11 13 2 11 13 0 0 0 84.62 84.62 2003-12-17
349 ABN AMRO Clearing Hong Kong Limited 4 5 9 4 8 12 0 3 3 55.56 66.67
350 Anuenue Securities Limited 2 10 12 2 10 12 0 0 0 83.33 83.33
351 Boom Securities (H.K.) Limited 3 5 8 3 9 12 0 4 4 62.50 75.00
352 CELESTIAL CAPITAL LIMITED 3 3 6 3 9 12 0 6 6 50.00 75.00 2022-05-27
353 CHINA PACIFIC SECURITIES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
354 CINDA INTERNATIONAL CAPITAL LIMITED 4 10 14 3 9 12 -1 -1 -2 71.43 75.00
355 Eclipse Options (HK) Limited 2 10 12 2 10 12 0 0 0 83.33 83.33 2007-05-31
356 EQT Partners Asia Limited 0 0 0 2 10 12 2 10 12 - 83.33 2011-04-15 2023-09-06
357 HEAD & SHOULDERS SECURITIES LIMITED 3 3 6 3 9 12 0 6 6 50.00 75.00
358 HENIK SECURITIES LIMITED 2 11 13 2 10 12 0 -1 -1 84.62 83.33
359 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2024-03-01
360 LUEN SING SECURITIES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2016-03-31
361 MIRABAUD (ASIA) LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2003-05-13 2018-10-16
362 MIZUHO CAPITAL MARKETS (HK) LIMITED 2 9 11 3 9 12 1 0 1 81.82 75.00 2010-11-03 2018-02-21
363 Neutral Financial Holding Company Limited 3 8 11 3 9 12 0 1 1 72.73 75.00
364 Ping An Securities (Hong Kong) Holdings Company Limited 2 4 6 4 8 12 2 4 6 66.67 66.67 2009-07-30 2021-05-27
365 ROOFER SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
366 RPS INVESTMENT LIMITED 4 8 12 3 9 12 -1 1 0 66.67 75.00 2014-12-09
367 SEEKERS MARKETS LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33 2025-01-16
368 SHUN HENG SECURITIES LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33
369 SINOMAX SECURITIES LIMITED 2 9 11 3 9 12 1 0 1 81.82 75.00
370 StormHarbour Securities (Hong Kong) Limited 4 8 12 3 9 12 -1 1 0 66.67 75.00 2010-03-18
371 TANG PING KONG LIMITED 3 7 10 3 9 12 0 2 2 70.00 75.00 2022-10-03
372 TARZAN STOCK & SHARES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
373 TOYO SECURITIES ASIA LIMITED 5 5 10 5 7 12 0 2 2 50.00 58.33
374 Win Securities Limited 3 5 8 3 9 12 0 4 4 62.50 75.00
375 WING FAT SECURITIES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00 2023-10-06
376 Wisetrade Securities Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
377 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 11 14 3 8 11 0 -3 -3 78.57 72.73 2013-04-02
378 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 7 5 12 5 6 11 -2 1 -1 41.67 54.55
379 CHINA SYSTEM SECURITIES LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73 2005-07-07
380 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 7 11 5 6 11 1 -1 0 63.64 54.55 2008-12-31 2012-12-13
381 DAH SING SECURITIES LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73
382 ETRADE SECURITIES (HONG KONG) LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73 2019-05-10
383 GETTA SECURITIES LIMITED 3 9 12 2 9 11 -1 0 -1 75.00 81.82 2004-12-23
384 GRANSING SECURITIES CO., LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
385 Hao Tian International Securities Limited 3 8 11 4 7 11 1 -1 0 72.73 63.64
386 HSBC BROKING (CHINA) LIMITED 5 8 13 2 9 11 -3 1 -2 61.54 81.82 2014-06-13
387 JS SECURITIES LIMITED (HK) 2 0 2 1 10 11 -1 10 9 0.00 90.91 2011-01-20 2024-12-19
388 KCG SECURITIES ASIA LIMITED 4 7 11 5 6 11 1 -1 0 63.64 54.55
389 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2013-03-19
390 MASTER TRADEMORE SECURITIES LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82
391 Oreana Financial Services Limited 0 0 0 3 8 11 3 8 11 - 72.73 2011-07-12
392 SC Lowy Financial (HK) Limited 2 7 9 2 9 11 0 2 2 77.78 81.82 2009-09-21
393 SDHG International Securities Limited 3 8 11 3 8 11 0 0 0 72.73 72.73
394 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 2 9 11 0 9 9 0.00 81.82 2009-06-02
395 SOLID KING SECURITIES LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73
396 TAI YIP STOCK COMPANY LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
397 Templewater Hong Kong Limited 4 7 11 4 7 11 0 0 0 63.64 63.64
398 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73
399 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 8 12 4 7 11 0 -1 -1 66.67 63.64
400 WING YEE SECURITIES COMPANY LIMITED 4 8 12 4 7 11 0 -1 -1 66.67 63.64
401 WINTONE SECURITIES LIMITED 3 14 17 2 9 11 -1 -5 -6 82.35 81.82 2004-02-16 2022-12-13
402 Alpha Financial Group Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2005-10-31
403 Anli Securities Limited 2 7 9 2 8 10 0 1 1 77.78 80.00
404 AUDREY CHOW SECURITIES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00
405 BlackRock Asset Management North Asia Limited 0 0 0 4 6 10 4 6 10 - 60.00 2011-03-21
406 Bradbury Securities Limited 2 7 9 2 8 10 0 1 1 77.78 80.00
407 CATHAY SECURITIES (HONG KONG) LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2007-11-27
408 CC Finance Limited 4 10 14 3 7 10 -1 -3 -4 71.43 70.00 2006-04-20 2025-06-19
409 CF GLOBAL (HK) LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
410 CHINA POINT STOCK BROKERS LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2024-10-31
411 Hamilton Lane (Hong Kong) Limited 2 4 6 2 8 10 0 4 4 66.67 80.00 2010-07-05
412 HUA NAN SECURITIES (HK) LIMITED 5 14 19 4 6 10 -1 -8 -9 73.68 60.00 2023-06-19
413 iTTa Capital Limited 2 3 5 2 8 10 0 5 5 60.00 80.00 2007-12-04 2013-06-11
414 JS CRESVALE CAPITAL LIMITED 5 5 10 5 5 10 0 0 0 50.00 50.00
415 Kaisa Financial Group Company Limited 2 8 10 2 8 10 0 0 0 80.00 80.00 2008-06-16
416 KING FOOK SECURITIES COMPANY LIMITED 5 8 13 5 5 10 0 -3 -3 61.54 50.00 2016-03-31
417 LAMTEX SECURITIES LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2020-08-27
418 LEE'S SECURITIES COMPANY LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2005-01-03
419 Marex Financial Services Hong Kong Limited 2 4 6 2 8 10 0 4 4 66.67 80.00 2010-08-23
420 Minerva Holding Financial Securities Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
421 NITTAN CAPITAL ASIA LIMITED 0 0 0 2 8 10 2 8 10 - 80.00 2011-08-05 2013-04-10
422 Oaktree Capital (Hong Kong) Limited 2 7 9 2 8 10 0 1 1 77.78 80.00 2007-01-19
423 ONSHINE SECURITIES LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
424 Oppenheimer Investments Asia Limited 2 8 10 2 8 10 0 0 0 80.00 80.00 2010-02-12
425 PHOENIX CAPITAL SECURITIES LIMITED 5 7 12 5 5 10 0 -2 -2 58.33 50.00 2022-12-21
426 PIMCO Asia Limited 2 5 7 3 7 10 1 2 3 71.43 70.00 2006-05-17
427 PineBridge Investments Hong Kong Limited 2 5 7 4 6 10 2 1 3 71.43 60.00
428 PO LEE SECURITIES LIMITED 2 5 7 3 7 10 1 2 3 71.43 70.00
429 Providence Equity Asia Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2007-08-23 2019-01-10
430 REALINK FINANCIAL TRADE LIMITED 3 13 16 3 7 10 0 -6 -6 81.25 70.00
431 RICHE BRIGHT SECURITIES LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2008-01-04
432 SHENG YUAN SECURITIES LIMITED 3 4 7 3 7 10 0 3 3 57.14 70.00 2010-10-27
433 TIANDA SECURITIES LIMITED 2 0 2 2 8 10 0 8 8 0.00 80.00 2011-01-18
434 YUE XIU SECURITIES COMPANY LIMITED 2 5 7 3 7 10 1 2 3 71.43 70.00
435 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2015-09-07
436 Arta Global Markets Limited 2 5 7 3 6 9 1 1 2 71.43 66.67 2008-01-08
437 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 8 10 4 5 9 2 -3 -1 80.00 55.56 2006-01-25 2019-11-04
438 Bright Fund Management Limited 2 5 7 3 6 9 1 1 2 71.43 66.67 2023-12-19
439 CEPA ALLIANCE SECURITIES LIMITED 3 8 11 4 5 9 1 -3 -2 72.73 55.56
440 CHINA EVERBRIGHT CAPITAL LIMITED 2 3 5 3 6 9 1 3 4 60.00 66.67 2005-05-09
441 EVERHOT SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2019-12-11
442 FT Securities Limited 2 2 4 2 7 9 0 5 5 50.00 77.78 2024-12-06
443 GT CAPITAL LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67
444 HARVEST GLOBAL INVESTMENTS LIMITED 2 2 4 5 4 9 3 2 5 50.00 44.44 2010-11-11
445 HERMES SECURITIES LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
446 Hong Kong Stock Link Securities Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
447 Hongkong Bay Securities Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2023-02-20
448 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 1 3 2 7 9 0 6 6 33.33 77.78 2010-10-06
449 KILMOREY SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2023-08-17
450 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
451 KVB Kunlun Securities (HK) Limited 4 7 11 3 6 9 -1 -1 -2 63.64 66.67 2008-07-02 2020-12-14
452 KWOK HING SECURITIES LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78
453 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2007-03-20
454 Legg Mason International Equities (Hong Kong) Limited 3 5 8 3 6 9 0 1 1 62.50 66.67 2015-08-28
455 Leonteq Securities (Hong Kong) Limited 0 0 0 2 7 9 2 7 9 - 77.78 2011-04-07
456 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 3 6 9 1 1 2 71.43 66.67
457 PARTNERS CAPITAL SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
458 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56 2024-05-02
459 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2007-05-08 2019-09-30
460 THING ON SECURITIES LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
461 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 3 5 3 6 9 1 3 4 60.00 66.67 2008-04-11
462 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78
463 YF SECURITIES COMPANY LIMITED 3 9 12 3 6 9 0 -3 -3 75.00 66.67
464 YING WAH SECURITIES COMPANY LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2023-05-05
465 ALTUS INVESTMENTS LIMITED (HK) 2 1 3 2 6 8 0 5 5 33.33 75.00 2005-12-14
466 Beijing Securities Limited 3 11 14 2 6 8 -1 -5 -6 78.57 75.00
467 BOKHARY SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2025-06-23
468 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
469 China Jianxin Financial Services Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2009-11-17 2022-03-15
470 CS Wealth Securities Limited 4 4 8 4 4 8 0 0 0 50.00 50.00
471 Execution Noble (Hong Kong) Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-10-10 2015-04-10
472 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-03-03
473 GLOBAL INVESTMENT ADVISORS LIMITED 2 4 6 3 5 8 1 1 2 66.67 62.50 2005-01-27
474 Golden Hen Securities and Futures Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2010-05-13
475 Goldin Equities Limited 3 8 11 4 4 8 1 -4 -3 72.73 50.00 2022-11-28
476 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
477 Houlihan Lokey (China) Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2008-10-09
478 Huayu Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
479 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2014-10-13
480 K.K.M. SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2023-05-23
481 KMT SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
482 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
483 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 1 4 3 5 8 0 4 4 25.00 62.50 2010-10-12
484 LUEN HING SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2017-04-18
485 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 0 0 0 2 6 8 2 6 8 - 75.00 2011-04-14
486 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
487 Oshidori Securities Limited 4 4 8 3 5 8 -1 1 0 50.00 62.50
488 PFC INTERNATIONAL COMPANY LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2008-07-29
489 Pyramis Global Advisors (Hong Kong) Limited 4 4 8 4 4 8 0 0 0 50.00 50.00 2008-12-11 2013-11-15
490 Realord Asia Pacific Securities Limited 2 0 2 3 5 8 1 5 6 0.00 62.50 2010-11-24
491 Rothschild & Co Hong Kong Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-04-27
492 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2023-03-29
493 T G SECURITIES LIMITED 4 7 11 3 5 8 -1 -2 -3 63.64 62.50
494 TAIFAIR SECURITIES LIMITED 5 4 9 4 4 8 -1 0 -1 44.44 50.00
495 Tensant Securities Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2004-08-25
496 TRUTH SECURITIES LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2022-06-28
497 TT INTERNATIONAL (HONG KONG) LIMITED 3 6 9 4 4 8 1 -2 -1 66.67 50.00 2009-12-03
498 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00
499 Vontobel (Hong Kong) Limited 2 3 5 3 5 8 1 2 3 60.00 62.50 2008-11-27
500 WANG ON SECURITIES LIMITED 2 8 10 2 6 8 0 -2 -2 80.00 75.00
501 Wanhai Securities (HK) Limited 2 5 7 3 5 8 1 0 1 71.43 62.50
502 A ONE INVESTMENT COMPANY LIMITED 5 3 8 5 2 7 0 -1 -1 37.50 28.57 2013-12-05
503 abrdn Hong Kong Limited 2 4 6 2 5 7 0 1 1 66.67 71.43
504 AJ Securities Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
505 Argonaut Securities (Asia) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2011-09-08 2021-12-07
506 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86
507 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2021-02-09
508 CASH Wealth Management Limited 2 0 2 2 5 7 0 5 5 0.00 71.43 2011-01-17
509 CHEE TAK SECURITIES LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
510 CHELSEA SECURITIES LIMITED (HK) 4 3 7 5 2 7 1 -1 0 42.86 28.57
511 China Hong Kong Capital Asset Management Company Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2024-05-17
512 China Integrity Investment Limited 4 3 7 3 4 7 -1 1 0 42.86 57.14 2009-09-18 2014-03-19
513 China Reserve Securities Limited 3 3 6 3 4 7 0 1 1 50.00 57.14
514 CHINAWIDE SECURITIES LIMITED 3 0 3 3 4 7 0 4 4 0.00 57.14 2010-11-09 2013-12-17
515 EMPEROR CORPORATE FINANCE LIMITED 3 1 4 3 4 7 0 3 3 25.00 57.14 2009-12-24
516 FAIRWIN BROKING LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
517 Finet Securities Limited 4 4 8 3 4 7 -1 0 -1 50.00 57.14
518 Fortune Origin Securities Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2009-07-09
519 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
520 GLG Partners Hong Kong Limited 2 0 2 2 5 7 0 5 5 0.00 71.43 2010-11-30 2023-10-02
521 GOLDRIDE SECURITIES LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
522 Gong Ping Securities Limited 2 0 2 2 5 7 0 5 5 0.00 71.43 2010-12-08
523 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43
524 GUODU SECURITIES (HONG KONG) LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2009-03-20
525 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 0 0 0 4 3 7 4 3 7 - 42.86 2011-10-28
526 HSBC SECURITIES (ASIA) LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2020-06-15
527 Imagi Brokerage Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14
528 ITAU ASIA LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43 2006-10-31 2017-05-04
529 King Sun Securities Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43
530 KINGSWAY CAPITAL LIMITED 3 3 6 2 5 7 -1 2 1 50.00 71.43 2008-08-14 2022-09-09
531 Parry International Trading Limited 2 0 2 3 4 7 1 4 5 0.00 57.14 2010-08-26
532 PGIM (Hong Kong) Limited 2 4 6 2 5 7 0 1 1 66.67 71.43
533 PICO ZEMAN SECURITIES (HK) LIMITED 2 1 3 2 5 7 0 4 4 33.33 71.43 2010-07-12 2023-10-30
534 QMIS Securities Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2009-07-24
535 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 3 4 7 1 1 2 60.00 57.14 2023-01-03
536 RICH PLEASURE SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2022-06-30
537 ROSA SECURITIES LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2023-08-17
538 SJS Markets Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2005-03-02
539 SOO PEI SHAO & COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-03-31 2015-04-16
540 SUNRISE SECURITIES LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2005-03-21
541 TAI FUNG SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
542 TAI NING STOCK COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
543 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
544 VALUABLE CAPITAL LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2010-07-14
545 VISION FINANCE (SECURITIES) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
546 VMS Securities Limited 3 0 3 4 3 7 1 3 4 0.00 42.86
547 WINLAND WEALTH MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
548 Aevitas Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
549 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2011-09-27 2023-08-11
550 Aletheia Analyst Network Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2008-06-03 2013-01-28
551 AMBITION SECURITIES CO. LIMITED 2 0 2 2 4 6 0 4 4 0.00 66.67 2010-12-28 2012-07-06
552 Averest Capital Limited 2 3 5 3 3 6 1 0 1 60.00 50.00
553 BMI Securities Limited 0 0 0 2 4 6 2 4 6 - 66.67 2011-03-14
554 BNY Mellon Investment Management Hong Kong Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2008-06-06
555 BTG Pactual Asia Limited 2 0 2 2 4 6 0 4 4 0.00 66.67 2010-08-16 2016-12-13
556 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
557 CHINA SKY SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
558 DaoKou Securities Limited 5 2 7 4 2 6 -1 0 -1 28.57 33.33
559 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
560 FB SECURITIES (HONG KONG) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
561 FE SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
562 FREDDY COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-02-21
563 FRM HONG KONG LIMITED (d2014-05-18) 2 4 6 2 4 6 0 0 0 66.67 66.67 2008-05-14 2013-01-08
564 GLS SECURITIES LIMITED 2 4 6 3 3 6 1 -1 0 66.67 50.00 2024-08-12
565 HOORAY SECURITIES LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00
566 iFAST Financial (HK) Limited 3 0 3 3 3 6 0 3 3 0.00 50.00 2007-03-30
567 iFAST Global Markets (HK) Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2008-02-12
568 iFAST Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
569 INTERCHINA SECURITIES LIMITED 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2016-12-16
570 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2024-05-31
571 KB Securities Hong Kong Limited 3 6 9 2 4 6 -1 -2 -3 66.67 66.67
572 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-22
573 LaSalle Investment Management Hong Kong Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2008-03-03
574 LCA Solutions Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-07-30
575 M SECURITIES LIMITED (HK) 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2006-02-23 2020-09-21
576 MAN HON YEUNG SECURITIES LIMITED 2 5 7 3 3 6 1 -2 -1 71.43 50.00
577 Merdeka Securities Limited 2 6 8 3 3 6 1 -3 -2 75.00 50.00 2024-07-19
578 orientiert International Markets Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2007-06-29
579 ORION INVESTMENT MANAGEMENT LIMITED 2 11 13 2 4 6 0 -7 -7 84.62 66.67 2009-11-06
580 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 3 7 5 1 6 1 -2 -1 42.86 16.67
581 PEAK CAPITAL LIMITED (b2004-03-30) 2 3 5 2 4 6 0 1 1 60.00 66.67 2009-11-03
582 Principal Investment & Retirement Services Limited 0 0 0 2 4 6 2 4 6 - 66.67 2011-08-17
583 RHB ASSET MANAGEMENT LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2010-12-20 2020-11-17
584 S. W. WOO AND COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
585 Saxo Capital Markets HK Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-01-19
586 SEAGA INTERNATIONAL LIMITED 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-02-05
587 SELINA & CO. LIMITED (HK) 2 5 7 2 4 6 0 -1 -1 71.43 66.67
588 SINO CAPITAL SECURITIES LIMITED 2 11 13 2 4 6 0 -7 -7 84.62 66.67
589 SIU ON SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
590 Standard Advisory Asia Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-03-09 2013-09-04
591 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 2 0 2 2 4 6 0 4 4 0.00 66.67 2005-07-07 2018-11-20
592 STARLING GROUP SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2008-11-05 2013-05-20
593 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2022-12-28
594 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
595 TANG KEE SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-06-26
596 Tora Trading Services Limited (HK) 3 2 5 3 3 6 0 1 1 40.00 50.00 2008-11-14
597 UNICORN SECURITIES COMPANY LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
598 WINSOME STOCK COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
599 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
600 Yuanta Financial (Hong Kong) Limited 3 2 5 3 3 6 0 1 1 40.00 50.00 2010-02-03 2014-03-28
601 ALPHA SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
602 BALI SECURITIES CO. LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00 2020-04-27
603 BaoQiao Partners Capital Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2008-03-05 2023-05-12
604 BHI Investment Advisors (Asia) Limited (d2017-03-13) 3 0 3 4 1 5 1 1 2 0.00 20.00 2011-01-04 2016-03-17
605 Black Marble Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
606 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2018-12-31
607 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2009-03-30 2023-02-17
608 BOCHK Asset Management Limited 2 0 2 4 1 5 2 1 3 0.00 20.00 2010-12-15
609 BOND TRUST LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2004-08-04
610 Brilliant Norton Securities Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2011-12-01 2023-08-04
611 Campbell Lutyens Asia Pacific Limited 0 0 0 2 3 5 2 3 5 - 60.00 2011-07-08
612 CCB Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
613 CENTALINE SECURITIES LIMITED 0 0 0 4 1 5 4 1 5 - 20.00 2011-10-07
614 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00
615 CHAN NGOK MING SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2024-03-14
616 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-08-28
617 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-11-09
618 CICC US Securities (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2011-05-25
619 Citadel Securities (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-04-09
620 CTW SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2021-12-30
621 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2009-10-14
622 Daishin Securities Asia Limited 2 0 2 3 2 5 1 2 3 0.00 40.00 2008-11-24 2018-08-09
623 Diamond Dragon Advisors Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00 2010-06-22 2023-11-21
624 EnTrustPermal (Hong Kong) Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2006-03-09 2021-03-26
625 F. R. ZIMMERN LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-07-15
626 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 3 2 5 3 2 5 - 40.00 2011-11-15
627 GENERALI INVESTMENTS ASIA LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-12-28 2018-09-26
628 Goldbridge Securities Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
629 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-04-07
630 Grand Cartel Securities Company Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2022-10-21
631 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2018-08-15
632 HOI SANG SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-06-22
633 Hong Kong Securities (International) Company Limited 2 14 16 2 3 5 0 -11 -11 87.50 60.00 2009-07-23 2023-03-02
634 iBest Securities Company Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2019-08-15
635 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-30
636 Joy Silver Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2014-03-17
637 KAM LUEN SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
638 Kam Wah Investments Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2023-07-03
639 Liquid Capital Markets Hong Kong Limited 4 4 8 4 1 5 0 -3 -3 50.00 20.00 2009-10-29 2014-05-12
640 Liquidnet Asia Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2007-08-15
641 M3 Capital Partners (HK) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2008-10-17
642 MAGIC COMPASS SECURITIES LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2011-10-12
643 MARS SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
644 MEGABASE SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
645 Metaverse Securities Limited (HK) 3 0 3 3 2 5 0 2 2 0.00 40.00 2010-12-17
646 MORTON SECURITIES LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00
647 OPTIVER TRADING HONG KONG LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2007-12-03
648 PLATINUM BROKING COMPANY LIMITED 3 4 7 3 2 5 0 -2 -2 57.14 40.00
649 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 4 1 5 1 1 2 0.00 20.00 2008-12-30
650 Progeny (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2010-07-09
651 PUREHEART CAPITAL ASIA LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-04-26
652 RAMON INVESTMENT COMPANY LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
653 Rich Bay Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-31 2024-01-16
654 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
655 SALISBURY SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-31 2013-08-30
656 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2007-08-17 2014-11-28
657 SILVERHORN INVESTMENT ADVISORS LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-02-28
658 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2007-02-01 2012-12-24
659 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2024-12-02
660 TUFTON OCEANIC FAR EAST LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2009-11-19 2012-10-08
661 TUNG SHUN SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2005-01-03 2022-03-17
662 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2007-11-29
663 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
664 WAH SANG SECURITIES LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00
665 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-10-26
666 WAI FAT SECURITIES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
667 Waton Securities International Limited 2 0 2 2 3 5 0 3 3 0.00 60.00
668 WILBY SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2025-06-27
669 WINGS SECURITIES (HK) LIMITED 2 7 9 2 3 5 0 -4 -4 77.78 60.00
670 YARDLEY SECURITIES LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2025-08-18
671 ZBI Asia Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2010-02-22 2014-06-09
672 3V Capital Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2005-07-18 2013-08-27
673 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
674 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
675 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
676 AP Asset Management (HK) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2004-10-05 2021-04-21
677 Ark Group Holdings (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-01-04
678 Arta Asset Management Limited 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2008-07-10
679 Barings Investment Advisers (Hong Kong) Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2009-05-08 2018-01-23
680 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00
681 BLOOMYEARS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
682 Bosera Asset Management (International) Co., Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-07-18
683 Changjiang Securities Brokerage (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-12-13
684 CHINA DEMETER SECURITIES LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-10-18
685 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-06
686 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
687 CHUANGS & CO. LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2015-12-30
688 CLC SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-06-16 2024-04-23
689 COL Securities (HK) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2025-04-07
690 Core Securities Company Limited (The) 3 1 4 3 1 4 0 0 0 25.00 25.00 2010-11-19
691 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-07-03
692 Cynosure Asset Management Hong Kong Limited 3 0 3 2 2 4 -1 2 1 0.00 50.00 2023-09-27
693 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2008-02-26 2017-11-16
694 Edmond de Rothschild Securities (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-10-20 2017-11-16
695 EFG Asset Management (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-08-16
696 F.T.M.F. DISTRIBUTION LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-08-15
697 FTN Financial Asia Limited 2 3 5 3 1 4 1 -2 -1 60.00 25.00 2008-06-02 2015-08-14
698 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2018-11-09
699 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2021-04-29
700 GOODCAPE SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-12-06 2016-12-15
701 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-09-23
702 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-04-10 2013-07-25
703 HIP HING SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
704 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-29 2024-03-28
705 HOU TAK SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2020-01-24
706 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 4 7 3 1 4 0 -3 -3 57.14 25.00 2011-01-24
707 KGI CAPITAL ASIA LIMITED 4 4 8 3 1 4 -1 -3 -4 50.00 25.00
708 KIN FUNG STOCK COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-31
709 LT Securities Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-04-01 2019-09-25
710 MFS International (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-07-29
711 MING HON SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2025-07-21
712 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2023-05-15
713 Nittan Securities Asia Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
714 NORTH SEA SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-12-14
715 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-03-20 2014-05-23
716 PASAY STOCK AND SHARES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-01-20
717 Penjing Asset Management (HK) Limited 3 0 3 2 2 4 -1 2 1 0.00 50.00 2009-10-29 2016-02-03
718 PRIME COURAGE SECURITIES COMPANY LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2011-09-19
719 RaffAello Securities (HK) Limited 2 4 6 3 1 4 1 -3 -2 66.67 25.00 2005-03-30
720 SHUN LOONG SECURITIES COMPANY LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
721 SMBC Capital Markets (Asia) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2010-07-14
722 SoFi Securities (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-12-22
723 SOO PUI CHEN SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-21
724 Stellar Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
725 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-31
726 TC Capital International Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2010-08-11
727 Tenacity Partners Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-08-13 2014-12-08
728 United Securities Limited (HK) 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-06-13
729 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2022-09-08
730 VTB Capital Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-06-30
731 Winco Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-01
732 Zijing Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-07-30
733 Amherst Pierpont International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-06-17 2023-06-09
734 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-08-03
735 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
736 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
737 BIG BAY SECURITIES (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-07-07 2019-04-18
738 BlueBay Hong Kong Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-12-13 2017-08-17
739 Canaccord Genuity (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-05-04
740 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-19 2012-12-03
741 Capital International, Inc. 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-07-03
742 Celera Markets Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-08-12
743 China Asset Management (Hong Kong) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-10-12
744 China Enterprise Securities Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-01-27
745 CHINA GUARD INVESTMENTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
746 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
747 CHINA SECURITIES HOLDINGS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2020-05-25
748 CHINA TIMES SECURITIES LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2011-02-21 2024-06-28
749 COHEN & STEERS ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-08-17
750 ConvergEx Asia Pacific Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2010-12-03 2013-02-04
751 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
752 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2021-05-25
753 CVC Asia Pacific Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-11-16
754 D. E. Shaw & Co. (Asia Pacific) Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2008-02-20
755 D.J. SECURITIES LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
756 DigitalBridge Management Asia Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-07-20
757 EAA SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
758 EAST CAPITAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-04-04 2020-07-13
759 Enhanced Securities Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-08-02
760 F&C Asset Management Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-10-15 2014-11-04
761 FTFT International Securities and Futures Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-08-23
762 Fubon Fund Management (Hong Kong) Limited 3 3 6 2 1 3 -1 -2 -3 50.00 33.33
763 Greater China Securities Limited (b1999-04-26) 0 0 0 2 1 3 2 1 3 - 33.33
764 Grit Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
765 GT Asset & Portfolio Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-01-16
766 HKFAEx Group Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-07-13
767 HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-12-21 2013-07-16
768 IMARKETS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
769 Ingensoma Trading Group Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-06-30 2018-12-31
770 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2013-01-03
771 KINGKEY SECURITIES GROUP LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-07-27
772 Lighthorse Asset Management (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-18 2016-11-22
773 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-06-27
774 MIGHTY BROKERAGE (ASIA) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-11-22
775 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2004-02-02
776 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
777 ORIENTAL PATRON ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
778 Partners Capital Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-08-04
779 Paul Capital Advisors Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-06-17 2014-09-03
780 Paulson Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-02-21 2017-03-31
781 PHILIPPA HUCKLE GROUP LIMITED (THE) 0 0 0 3 0 3 3 0 3 - 0.00 2011-07-22 2022-11-24
782 PIPER JAFFRAY ASIA LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-01-24
783 RESIDENTS SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-03-19
784 RHB CAPITAL HONG KONG LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2020-11-17
785 RICHLAND WORLDWIDE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-04-03
786 Ruisen Port Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2011-01-05
787 SCOTIATRUST (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2018-08-14
788 Select Investment Services Limited (HK) 0 0 0 3 0 3 3 0 3 - 0.00 2011-09-16
789 Shinhan Investment Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2007-10-15
790 Soochow Securities International Brokerage Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-01-12
791 SUN CAPITAL SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-03-31
792 SUSQUEHANNA HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-11-03
793 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
794 TIAN YUAN FINANCE LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2021-12-23
795 TIBRA TRADING HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-06-25 2020-11-27
796 TransPacific Group (Asia) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-05-20
797 TUNG WUI SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
798 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
799 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-11-02 2014-01-20
800 Volant Trading Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-12-09 2013-05-29
801 WADER SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
802 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
803 WORLDWIDE BROKERAGE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2023-12-21
804 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2014-10-21
805 Yieldful Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-24 2025-09-11
806 A. H. INTERNATIONAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-03-13 2022-02-22
807 ADM SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
808 Aetas Global Markets Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-10-26
809 Affiliated Managers Group (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-07 2024-03-20
810 AIU International Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-28
811 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-29
812 Atlantic Pacific Capital Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-14
813 Bauhinia Capital Partners Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-09 2019-08-15
814 BLUEFIN HK LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-06-30 2023-03-15
815 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
816 BRIGHT SECURITIES LIMITED (THE) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2025-07-17
817 CENTRUM CAPITAL INTERNATIONAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-03-03 2020-12-02
818 CENTURION CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
819 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
820 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-11-24
821 China Finance Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-23
822 DLJ Real Estate Capital Partners (HK), Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-06-29
823 DTC Investment Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-08-19
824 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
825 Evercore Asia Limited 0 0 0 1 1 2 1 1 2 - 50.00 2011-03-04
826 EVOLUTION ASIA INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
827 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
828 FULL WIN SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
829 FULLJET SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-02-03
830 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-23
831 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
832 Hana Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-03-04 2015-06-17
833 IREALITY INVESTMENTS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
834 JVSakk Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
835 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
836 Knight Capital Asia Limited 4 22 26 2 0 2 -2 -22 -24 84.62 0.00 2008-10-23 2013-06-17
837 KO KUN STOCK COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-18 2020-08-06
838 LAU & COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-03-13
839 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
840 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-05-02
841 MAINLAND SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-29 2024-10-31
842 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-08-05
843 Octal Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-11-24
844 POTOMAC CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-03-08
845 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
846 PROBITAS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-05
847 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-01-07
848 ROTH Capital Partners (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-11-30 2014-01-20
849 Rothschild & Co Wealth Management Hong Kong Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-08-16 2019-10-18
850 SFGHK Limited 2 4 6 2 0 2 0 -4 -4 66.67 0.00 2007-06-12
851 SK Securities Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-20 2014-12-19
852 Stifel Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-10-20
853 Stobene Partners (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-31 2017-07-28
854 Superfund Financial (Hong Kong) Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
855 Swiss China Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-14 2019-07-26
856 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2024-02-09
857 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-06 2014-07-24
858 WINNING SECURITIES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2019-08-02
859 Xeram and Company (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-07-08 2015-11-27
860 Yuki Asia Investments Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-02-22 2019-06-11
861 CHI CAPITAL SECURITIES LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2004-09-07 2016-05-05
862 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
863 HANG TUNG SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2019-09-16
864 KAY YUE SECURITIES CO., LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-09-03
865 LAI PO HUNG & COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
866 Anand Rathi Financial Services (HK) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-09-23 2011-12-15
867 BANK CONSORTIUM TRUST COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-11-22
868 BOUSSARD & GAVAUDAN ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-07-27 2011-11-11
869 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2010-07-12 2012-04-03
870 CICC US Securities, Inc. 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-08-03 2011-12-12
871 CMB International Capital Holdings Corporation Limited 5 3 8 0 0 0 -5 -3 -8 37.50 - 2003-12-17 2011-08-10
872 Coventry Capital HK Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2010-03-22 2012-03-01
873 Cowen Structured Products Hong Kong Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-10-20 2012-06-11
874 FORTUNE FINANCIAL CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-01-27 2011-05-03
875 Fubon Capital (HK) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-01-13
876 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 19 22 0 0 0 -3 -19 -22 86.36 - 2007-12-18 2011-09-30
877 Halbis Capital Management (Hong Kong) Limited 7 18 25 0 0 0 -7 -18 -25 72.00 - 2005-06-23 2012-05-11
878 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2005-06-01 2011-09-22
879 Julius Baer (Hong Kong) Limited 3 82 85 0 0 0 -3 -82 -85 96.47 - 2007-05-29 2012-05-10
880 La Roche & Co Asia Limited 2 5 7 0 0 0 -2 -5 -7 71.43 - 2008-03-05 2011-12-08
881 Liquid Capital Securities Hong Kong Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-06-09 2011-04-20
882 MD Healthcare International Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2008-11-05 2011-07-28
883 MF Global Hong Kong Limited 5 32 37 0 0 0 -5 -32 -37 86.49 - 2007-04-30
884 MUSHK Limited 6 0 6 0 0 0 -6 0 -6 0.00 - 2011-06-01
885 PARIBAS ASIA EQUITY LIMITED 3 54 57 0 0 0 -3 -54 -57 94.74 - 2012-07-31
886 Polaris Capital (Asia) Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-09-07
887 RAB CAPITAL (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2008-04-17 2011-10-10
888 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 3 6 0 0 0 -3 -3 -6 50.00 - 2012-04-02
889 SBI China Capital Securities Limited 4 23 27 0 0 0 -4 -23 -27 85.19 - 2012-10-08
890 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2007-08-14 2011-02-18
891 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2007-05-15 2012-01-12
892 SKY WARD ASIA LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-07-10
893 T & F Equities Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-11-23 2011-10-07
894 TIS SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-28
895 UOB ASIA (HONG KONG) LIMITED 4 1 5 0 0 0 -4 -1 -5 20.00 - 2011-07-27
896 WM (HK) Limited 1 17 18 0 0 0 -1 -17 -18 94.44 - 2014-10-24
897 Yorkville Advisors HK Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2009-03-18 2012-03-02
Average 3.43 30.32 33.75 3.53 29.22 32.75 89.85 89.22

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