SFC licensees per firm: Dealing in securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2011-05-31 2012-05-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Morgan Stanley Asia Limited 27 1181 1208 33 966 999 6 -215 -209 97.76 96.70
2 OnePlatform Asset Management Limited 15 879 894 17 927 944 2 48 50 98.32 98.20 2007-07-04
3 GOLDMAN SACHS (ASIA) L.L.C. 51 800 851 68 789 857 17 -11 6 94.01 92.07
4 Merrill Lynch (Asia Pacific) Limited 19 802 821 22 705 727 3 -97 -94 97.69 96.97
5 Citigroup Global Markets Asia Limited 18 597 615 20 629 649 2 32 34 97.07 96.92
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 687 693 6 633 639 0 -54 -54 99.13 99.06
7 Everbright Securities Investment Services (HK) Limited 8 511 519 12 508 520 4 -3 1 98.46 97.69
8 KGI ASIA LIMITED 14 461 475 13 503 516 -1 42 41 97.05 97.48 2017-10-02
9 Manulife Investment Management (Hong Kong) Limited 3 1074 1077 8 475 483 5 -599 -594 99.72 98.34
10 Credit Suisse (Hong Kong) Limited 32 405 437 39 393 432 7 -12 -5 92.68 90.97
11 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 12 412 424 10 397 407 -2 -15 -17 97.17 97.54
12 BARCLAYS CAPITAL ASIA LIMITED 18 309 327 18 374 392 0 65 65 94.50 95.41
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 414 425 14 374 388 3 -40 -37 97.41 96.39
14 BOCI SECURITIES LIMITED 16 334 350 12 358 370 -4 24 20 95.43 96.76
15 UBS SECURITIES ASIA LIMITED 9 283 292 12 293 305 3 10 13 96.92 96.07
16 BOCOM International Securities Limited 6 252 258 7 268 275 1 16 17 97.67 97.45 2007-09-10
17 Merrill Lynch Far East Limited 10 311 321 12 263 275 2 -48 -46 96.88 95.64
18 FULBRIGHT SECURITIES LIMITED 8 216 224 10 249 259 2 33 35 96.43 96.14
19 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 251 258 8 247 255 1 -4 -3 97.29 96.86
20 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 9 400 409 6 245 251 -3 -155 -158 97.80 97.61 2003-10-15 2014-01-21
21 CELESTIAL SECURITIES LIMITED 4 313 317 3 236 239 -1 -77 -78 98.74 98.74
22 UOB KAY HIAN (HONG KONG) LIMITED 3 237 240 4 234 238 1 -3 -2 98.75 98.32
23 MACQUARIE CAPITAL LIMITED 21 246 267 18 212 230 -3 -34 -37 92.13 92.17
24 Quam Securities Limited 7 167 174 7 205 212 0 38 38 95.98 96.70
25 Tung Shing Securities (Brokers) Limited 5 209 214 6 200 206 1 -9 -8 97.66 97.09 2017-02-12
26 SG SECURITIES (HK) LIMITED 23 190 213 23 178 201 0 -12 -12 89.20 88.56
27 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 4 187 191 5 184 189 1 -3 -2 97.91 97.35 2016-06-30
28 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 185 191 7 182 189 1 -3 -2 96.86 96.30 2016-06-30
29 Daiwa Capital Markets Hong Kong Limited 5 231 236 4 178 182 -1 -53 -54 97.88 97.80
30 DEUTSCHE SECURITIES ASIA LIMITED 9 194 203 9 173 182 0 -21 -21 95.57 95.05
31 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 18 24 12 168 180 6 150 156 75.00 93.33
32 Yuanta Asia Investment (Hong Kong) Limited 11 194 205 6 172 178 -5 -22 -27 94.63 96.63
33 CITIC Securities Brokerage (HK) Limited 12 167 179 15 162 177 3 -5 -2 93.30 91.53
34 CLSA LIMITED 7 177 184 6 169 175 -1 -8 -9 96.20 96.57
35 EMPEROR SECURITIES LIMITED (HK) 6 160 166 6 167 173 0 7 7 96.39 96.53
36 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 15 131 146 20 150 170 5 19 24 89.73 88.24
37 HSBC BROKING SECURITIES (ASIA) LIMITED 10 171 181 7 160 167 -3 -11 -14 94.48 95.81
38 PRUDENTIAL BROKERAGE LIMITED 3 165 168 4 163 167 1 -2 -1 98.21 97.60
39 CHIEF SECURITIES LIMITED 4 153 157 4 159 163 0 6 6 97.45 97.55
40 EAST ASIA SECURITIES COMPANY LIMITED 4 152 156 4 149 153 0 -3 -3 97.44 97.39
41 Morgan Stanley Hong Kong Securities Limited 10 145 155 13 140 153 3 -5 -2 93.55 91.50
42 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 156 159 3 146 149 0 -10 -10 98.11 97.99
43 DBS VICKERS (HONG KONG) LIMITED 3 147 150 4 143 147 1 -4 -3 98.00 97.28
44 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 134 139 6 137 143 1 3 4 96.40 95.80
45 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 122 130 13 117 130 5 -5 0 93.85 90.00
46 SOUTH CHINA SECURITIES LIMITED 4 100 104 6 120 126 2 20 22 96.15 95.24
47 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 10 105 115 12 107 119 2 2 4 91.30 89.92
48 FIL Investment Management (Hong Kong) Limited 5 106 111 8 107 115 3 1 4 95.50 93.04
49 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 94 98 12 98 110 8 4 12 95.92 89.09
50 UBS SECURITIES HONG KONG LIMITED 8 94 102 10 100 110 2 6 8 92.16 90.91 2016-12-18
51 CHONG HING SECURITIES LIMITED 4 112 116 4 100 104 0 -12 -12 96.55 96.15
52 oOo Securities (HK) Group Limited 2 44 46 2 102 104 0 58 58 95.65 98.08 2008-10-13
53 BlackRock (Hong Kong) Limited (d2017-01-20) 9 92 101 9 94 103 0 2 2 91.09 91.26 2015-05-15
54 JPMorgan Funds (Asia) Limited 6 95 101 7 96 103 1 1 2 94.06 93.20
55 CENTALINE WEALTH MANAGEMENT LIMITED 3 95 98 2 99 101 -1 4 3 96.94 98.02 2007-05-21
56 HSBC Global Asset Management (Hong Kong) Limited 11 84 95 10 87 97 -1 3 2 88.42 89.69 2006-03-29
57 Credit Suisse Securities (Hong Kong) Limited 6 75 81 10 85 95 4 10 14 92.59 89.47
58 CINDA INTERNATIONAL SECURITIES LIMITED 3 86 89 4 88 92 1 2 3 96.63 95.65
59 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 4 83 87 6 86 92 2 3 5 95.40 93.48
60 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 73 79 6 86 92 0 13 13 92.41 93.48
61 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 86 93 7 84 91 0 -2 -2 92.47 92.31
62 GET NICE SECURITIES LIMITED 5 90 95 4 85 89 -1 -5 -6 94.74 95.51
63 MIB SECURITIES (HONG KONG) LIMITED 7 69 76 9 80 89 2 11 13 90.79 89.89
64 MIZUHO SECURITIES ASIA LIMITED 10 75 85 12 76 88 2 1 3 88.24 86.36
65 Nerico Brothers Limited (HK) 4 73 77 4 80 84 0 7 7 94.81 95.24 2007-04-26 2025-08-28
66 RBS Asia Corporate Finance Limited 6 70 76 7 76 83 1 6 7 92.11 91.57 2014-08-15
67 iBest Consultants Limited 4 84 88 3 77 80 -1 -7 -8 95.45 96.25 2008-04-15 2019-08-15
68 SANFULL SECURITIES LIMITED 6 78 84 6 74 80 0 -4 -4 92.86 92.50
69 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 4 79 83 3 77 80 -1 -2 -3 95.18 96.25
70 KINGSTON SECURITIES LIMITED 4 89 93 4 75 79 0 -14 -14 95.70 94.94
71 FWD Financial Planning Limited (HK) 3 38 41 4 74 78 1 36 37 92.68 94.87 2011-01-25
72 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 62 71 11 66 77 2 4 6 87.32 85.71
73 CCB INTERNATIONAL CAPITAL LIMITED 5 71 76 5 71 76 0 0 0 93.42 93.42 2004-05-27
74 GF Securities (Hong Kong) Brokerage Limited 5 34 39 6 70 76 1 36 37 87.18 92.11 2007-01-31
75 XinKong International Securities Limited 5 94 99 6 70 76 1 -24 -23 94.95 92.11
76 CORPORATE BROKERS LIMITED 4 74 78 4 71 75 0 -3 -3 94.87 94.67
77 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 36 41 9 65 74 4 29 33 87.80 87.84 2016-10-10
78 Success Securities Limited 3 73 76 5 69 74 2 -4 -2 96.05 93.24
79 SINOPAC SECURITIES (ASIA) LIMITED 4 60 64 8 65 73 4 5 9 93.75 89.04 2017-02-12
80 Standard Chartered Securities (Hong Kong) Limited 11 46 57 12 61 73 1 15 16 80.70 83.56
81 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 8 64 72 9 62 71 1 -2 -1 88.89 87.32
82 ICBC INTERNATIONAL CAPITAL LIMITED 4 41 45 15 53 68 11 12 23 91.11 77.94 2008-05-27
83 Jefferies Hong Kong Limited 4 35 39 5 59 64 1 24 25 89.74 92.19 2010-01-04
84 SG Asset Finance (Hong Kong) Limited 4 84 88 3 60 63 -1 -24 -25 95.45 95.24 2016-09-27
85 Credit Agricole Securities (Asia) Limited 6 63 69 9 53 62 3 -10 -7 91.30 85.48
86 LUEN FAT SECURITIES COMPANY LIMITED 6 57 63 6 54 60 0 -3 -3 90.48 90.00
87 RHB SECURITIES HONG KONG LIMITED 9 105 114 5 55 60 -4 -50 -54 92.11 91.67 2022-10-06
88 VC BROKERAGE LIMITED 3 61 64 3 57 60 0 -4 -4 95.31 95.00
89 BCT Financial Limited 2 3 5 2 57 59 0 54 54 60.00 96.61 2010-11-24
90 CENTALINE SECURITIES LIMITED 0 0 0 4 55 59 4 55 59 - 93.22 2011-10-07
91 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 71 77 5 54 59 -1 -17 -18 92.21 91.53
92 ABCI Securities Company Limited 5 47 52 5 51 56 0 4 4 90.38 91.07
93 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 95 102 7 49 56 0 -46 -46 93.14 87.50
94 Funderstone Securities Limited 2 42 44 5 51 56 3 9 12 95.45 91.07
95 ICBC INTERNATIONAL SECURITIES LIMITED 5 50 55 20 34 54 15 -16 -1 90.91 62.96 2008-11-14
96 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 53 61 8 46 54 0 -7 -7 86.89 85.19 2017-10-02
97 MUFG Securities Asia Limited 8 46 54 8 46 54 0 0 0 85.19 85.19 2010-12-31
98 Ark Securities (Hong Kong) Limited 4 55 59 4 48 52 0 -7 -7 93.22 92.31
99 CSI Corporate Finance (HK) Limited 7 35 42 8 44 52 1 9 10 83.33 84.62 2019-03-29
100 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 64 66 5 46 51 3 -18 -15 96.97 90.20 2007-12-07
101 Taiping Securities (HK) Co Limited 5 49 54 4 47 51 -1 -2 -3 90.74 92.16
102 CVP Securities Limited 2 47 49 2 48 50 0 1 1 95.92 96.00 2004-07-09 2024-11-26
103 NATIXIS ASIA LIMITED 3 31 34 3 47 50 0 16 16 91.18 94.00 2004-10-19
104 FIRST SHANGHAI SECURITIES LIMITED 4 50 54 5 44 49 1 -6 -5 92.59 89.80
105 TARGET CAPITAL MANAGEMENT LIMITED (HK) 5 30 35 5 44 49 0 14 14 85.71 89.80 2010-06-29
106 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 36 41 5 43 48 0 7 7 87.80 89.58 2022-09-28
107 T.F.S. Derivatives HK Limited 4 31 35 6 42 48 2 11 13 88.57 87.50 2009-05-21
108 CCB INTERNATIONAL SECURITIES LIMITED 6 45 51 8 39 47 2 -6 -4 88.24 82.98 2005-08-19
109 CHOW SANG SANG SECURITIES LIMITED 4 46 50 3 44 47 -1 -2 -3 92.00 93.62
110 INVESCO HONG KONG LIMITED 5 37 42 5 42 47 0 5 5 88.10 89.36
111 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 5 42 47 2 41 43 25.00 89.36
112 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 29 32 3 42 45 0 13 13 90.63 93.33 2007-04-04
113 STOCKWELL SECURITIES LIMITED 3 37 40 3 42 45 0 5 5 92.50 93.33
114 KARL-THOMSON SECURITIES COMPANY LIMITED 4 46 50 3 41 44 -1 -5 -6 92.00 93.18
115 Lion Global Financial Limited 4 60 64 5 39 44 1 -21 -20 93.75 88.64 2008-10-10
116 BGC SECURITIES (HONG KONG) LLC 4 46 50 4 39 43 0 -7 -7 92.00 90.70
117 TSE'S SECURITIES LIMITED 3 42 45 3 40 43 0 -2 -2 93.33 93.02
118 BLACKSTONE GROUP (HK) LIMITED (THE) 3 45 48 3 39 42 0 -6 -6 93.75 92.86 2008-10-14
119 BOCI ASIA LIMITED 8 37 45 6 36 42 -2 -1 -3 82.22 85.71
120 KGI SECURITIES (HONG KONG) LIMITED 11 35 46 10 32 42 -1 -3 -4 76.09 76.19 2017-10-02
121 ZHONGRONG PT SECURITIES LIMITED 3 39 42 3 39 42 0 0 0 92.86 92.86
122 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 44 46 3 38 41 1 -6 -5 95.65 92.68 2004-07-15
123 ATHENA WEALTH MANAGEMENT LIMITED 2 9 11 2 38 40 0 29 29 81.82 95.00 2010-11-30
124 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 29 34 5 35 40 0 6 6 85.29 87.50
125 WIN WONG SECURITIES LIMITED 3 37 40 4 36 40 1 -1 0 92.50 90.00
126 WOCOM SECURITIES LIMITED 5 37 42 5 34 39 0 -3 -3 88.10 87.18
127 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 39 43 3 35 38 -1 -4 -5 90.70 92.11 2018-12-31
128 ENLIGHTEN SECURITIES LIMITED 3 52 55 3 35 38 0 -17 -17 94.55 92.11
129 FORTUNE (HK) SECURITIES LIMITED 2 32 34 3 35 38 1 3 4 94.12 92.11
130 Pictet Asset Management (Hong Kong) Limited 4 18 22 5 33 38 1 15 16 81.82 86.84 2006-10-26
131 China Galaxy International Securities (Hong Kong) Co., Limited 0 0 0 5 32 37 5 32 37 - 86.49 2011-09-12
132 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 3 55 58 3 34 37 0 -21 -21 94.83 91.89 2016-10-25
133 Mason Securities Limited 5 31 36 6 31 37 1 0 1 86.11 83.78
134 NOMURA SECURITIES (HONG KONG) LIMITED 3 35 38 4 33 37 1 -2 -1 92.11 89.19 2013-10-15
135 ONE CHINA SECURITIES LIMITED 2 37 39 2 35 37 0 -2 -2 94.87 94.59 2004-03-01
136 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 29 31 2 35 37 0 6 6 93.55 94.59
137 VALUE PARTNERS LIMITED 3 36 39 3 33 36 0 -3 -3 92.31 91.67
138 VICTORY SECURITIES COMPANY LIMITED 3 32 35 3 33 36 0 1 1 91.43 91.67
139 CGS International Securities Hong Kong Limited 5 28 33 5 30 35 0 2 2 84.85 85.71
140 CMBC SECURITIES COMPANY LIMITED 4 12 16 7 28 35 3 16 19 75.00 80.00 2008-01-24
141 Goldman Sachs Investment Management Hong Kong Limited 4 42 46 3 32 35 -1 -10 -11 91.30 91.43 2013-11-27
142 KAM FAI SECURITIES CO., LIMITED 3 31 34 4 31 35 1 0 1 91.18 88.57
143 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 26 28 2 32 34 0 6 6 92.86 94.12 2007-02-14 2021-02-01
144 VALUE PARTNERS HONG KONG LIMITED 3 34 37 3 31 34 0 -3 -3 91.89 91.18 2007-11-19
145 ASSET MANAGEMENT GROUP LIMITED 2 63 65 2 31 33 0 -32 -32 96.92 93.94 2010-09-27
146 BSI Investment Advisors (Hong Kong) Limited 5 25 30 5 28 33 0 3 3 83.33 84.85 2010-08-27 2014-06-04
147 Emperor Wealth Management Limited 4 15 19 3 30 33 -1 15 14 78.95 90.91 2009-06-09
148 Sanford C. Bernstein (Hong Kong) Limited 0 0 0 5 28 33 5 28 33 - 84.85 2011-09-28
149 UPBEST SECURITIES COMPANY LIMITED 4 31 35 4 29 33 0 -2 -2 88.57 87.88
150 Amundi Hong Kong Limited 4 27 31 5 27 32 1 0 1 87.10 84.38
151 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 26 30 4 28 32 0 2 2 86.67 87.50
152 Glory Sun Securities Limited 4 29 33 4 28 32 0 -1 -1 87.88 87.50
153 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 6 18 24 8 24 32 2 6 8 75.00 75.00 2010-06-30
154 ALTRUIST FINANCIAL GROUP LIMITED 0 0 0 2 28 30 2 28 30 - 93.33 2012-02-14
155 Northern Trust Company of Hong Kong Limited (The) 3 27 30 3 27 30 0 0 0 90.00 90.00
156 OKASAN INTERNATIONAL (ASIA) LIMITED 4 19 23 4 26 30 0 7 7 82.61 86.67
157 Rich Union Securities (H.K.) Limited 3 29 32 3 26 29 0 -3 -3 90.63 89.66 2025-05-19
158 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 16 22 6 22 28 0 6 6 72.73 78.57 2003-08-29
159 CHRISTFUND SECURITIES LIMITED 3 28 31 3 25 28 0 -3 -3 90.32 89.29
160 CSC SECURITIES (HK) LIMITED 3 28 31 5 23 28 2 -5 -3 90.32 82.14
161 Everbright Securities Digital Finance (HK) Limited 4 25 29 4 24 28 0 -1 -1 86.21 85.71
162 Guosen Securities (HK) Brokerage Company, Limited 3 8 11 4 24 28 1 16 17 72.73 85.71 2010-02-26
163 HANG SENG SECURITIES LIMITED 6 15 21 6 22 28 0 7 7 71.43 78.57
164 ICAP Securities Hong Kong Limited 2 15 17 2 26 28 0 11 11 88.24 92.86 2005-10-06 2018-09-30
165 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 21 24 5 23 28 2 2 4 87.50 82.14 2009-11-27
166 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 3 25 28 0 -1 -1 89.66 89.29 2022-08-24
167 OnePlatform Securities Limited 2 26 28 2 26 28 0 0 0 92.86 92.86 2024-12-04
168 Religare Capital Markets (Hong Kong) Limited 4 19 23 6 22 28 2 3 5 82.61 78.57 2008-07-24 2018-04-09
169 Vantage Capital Markets HK Limited 4 20 24 5 23 28 1 3 4 83.33 82.14 2008-10-02
170 WING FUNG SECURITIES LIMITED 3 20 23 3 25 28 0 5 5 86.96 89.29
171 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 17 21 4 23 27 0 6 6 80.95 85.19 2007-01-12 2015-05-31
172 GAYANG SECURITIES LIMITED 3 23 26 3 24 27 0 1 1 88.46 88.89 2010-11-09
173 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 17 19 2 25 27 0 8 8 89.47 92.59 2007-01-30
174 MIDLAND WEALTH MANAGEMENT LIMITED 2 29 31 2 25 27 0 -4 -4 93.55 92.59 2008-02-18
175 RBC Capital Markets (Hong Kong) Limited 2 18 20 4 23 27 2 5 7 90.00 85.19 2010-09-09 2012-11-01
176 SBI China Capital Financial Services Limited 4 24 28 4 23 27 0 -1 -1 85.71 85.19
177 SDICS International Securities (Hong Kong) Limited 2 15 17 3 24 27 1 9 10 88.24 88.89 2010-05-18
178 CAPITAL GLOBAL MANAGEMENT LIMITED 3 13 16 2 24 26 -1 11 10 81.25 92.31 2005-09-17
179 GFI (HK) SECURITIES L.L.C. 3 27 30 3 23 26 0 -4 -4 90.00 88.46
180 HANTEC SECURITIES CO., LIMITED 2 25 27 2 24 26 0 -1 -1 92.59 92.31
181 ICAP Equities Asia Limited 2 20 22 3 23 26 1 3 4 90.91 88.46 2008-12-22 2018-09-30
182 Interactive Brokers LLC 3 18 21 3 23 26 0 5 5 85.71 88.46 2017-12-11
183 LEHIN SECURITIES LIMITED 3 24 27 3 23 26 0 -1 -1 88.89 88.46
184 PRESIDENT SECURITIES (HONG KONG) LIMITED 6 20 26 6 20 26 0 0 0 76.92 76.92 2024-03-27
185 Telecom King Securities Limited 2 22 24 4 22 26 2 0 2 91.67 84.62 2007-10-17
186 CNI Securities Group Limited 3 16 19 3 22 25 0 6 6 84.21 88.00 2009-12-15
187 Fosun International Securities Limited 8 19 27 6 19 25 -2 0 -2 70.37 76.00
188 HARRIS FRASER (INTERNATIONAL) LIMITED 3 21 24 3 22 25 0 1 1 87.50 88.00
189 IPP Financial Advisers Limited 2 22 24 2 23 25 0 1 1 91.67 92.00 2006-12-21
190 KAISER SECURITIES LIMITED 2 24 26 2 23 25 0 -1 -1 92.31 92.00
191 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 4 21 25 1 2 3 86.36 84.00
192 Sino-Rich Securities & Futures Limited 3 17 20 4 21 25 1 4 5 85.00 84.00
193 TULLETT PREBON (HONG KONG) LIMITED 3 12 15 3 22 25 0 10 10 80.00 88.00 2010-08-26
194 BOCOM International (Asia) Limited 6 11 17 5 19 24 -1 8 7 64.71 79.17 2007-09-21
195 CMB International Securities Limited 5 20 25 4 20 24 -1 0 -1 80.00 83.33 2010-06-15
196 DELTA ASIA SECURITIES LIMITED 3 21 24 3 21 24 0 0 0 87.50 87.50
197 FIRST SECURITIES (HK) LIMITED 5 12 17 5 19 24 0 7 7 70.59 79.17
198 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 17 22 4 20 24 -1 3 2 77.27 83.33
199 Sunrise Brokers (Hong Kong) Limited 2 16 18 2 22 24 0 6 6 88.89 91.67 2009-12-09
200 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 4 20 24 0 2 2 81.82 83.33 2003-09-18
201 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 18 24 3 20 23 -3 2 -1 75.00 86.96
202 Legg Mason Asset Management Hong Kong Limited 5 16 21 3 20 23 -2 4 2 76.19 86.96 2005-10-31 2022-06-30
203 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 23 25 2 21 23 0 -2 -2 92.00 91.30 2025-04-23
204 Yuanta Securities (Hong Kong) Company Limited 4 21 25 3 20 23 -1 -1 -2 84.00 86.96
205 AllianceBernstein Hong Kong Limited 5 46 51 4 18 22 -1 -28 -29 90.20 81.82
206 CBH Asia Limited 4 12 16 4 18 22 0 6 6 75.00 81.82 2010-09-24
207 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 7 11 2 20 22 -2 13 11 63.64 90.91 2008-12-31 2012-12-13
208 EWARTON SECURITIES LIMITED 6 16 22 4 18 22 -2 2 0 72.73 81.82
209 GAOYU SECURITIES LIMITED 4 18 22 4 18 22 0 0 0 81.82 81.82
210 JIMEI SECURITIES LIMITED 3 21 24 2 20 22 -1 -1 -2 87.50 90.91 2008-12-09
211 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 5 27 32 2 20 22 -3 -7 -10 84.38 90.91 2010-06-29
212 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 8 14 6 16 22 0 8 8 57.14 72.73
213 SMBC Nikko Securities (Hong Kong) Limited 4 9 13 6 16 22 2 7 9 69.23 72.73
214 SPS SECURITIES LIMITED 5 16 21 4 18 22 -1 2 1 76.19 81.82
215 TAI SHING STOCK INVESTMENT CO. LIMITED 2 20 22 2 20 22 0 0 0 90.91 90.91
216 Virtu ITG Hong Kong Limited 5 14 19 5 17 22 0 3 3 73.68 77.27
217 BEA Union Investment Management Limited 4 18 22 5 16 21 1 -2 -1 81.82 76.19
218 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 12 14 3 18 21 1 6 7 85.71 85.71 2008-12-17
219 DL BROKERAGE LIMITED 3 19 22 3 18 21 0 -1 -1 86.36 85.71
220 HUNG SING SECURITIES LIMITED 4 20 24 4 17 21 0 -3 -3 83.33 80.95
221 I-ACCESS INVESTORS LIMITED 4 11 15 4 17 21 0 6 6 73.33 80.95 2005-12-19 2024-11-25
222 ICBC (ASIA) SECURITIES LIMITED 5 10 15 4 17 21 -1 7 6 66.67 80.95
223 KuCoin HK Limited 4 20 24 4 17 21 0 -3 -3 83.33 80.95
224 ORIENT SECURITIES LIMITED 3 19 22 3 18 21 0 -1 -1 86.36 85.71
225 Planetree Securities Limited 4 18 22 4 17 21 0 -1 -1 81.82 80.95
226 TAI TAK SECURITIES (ASIA) LIMITED 4 19 23 4 17 21 0 -2 -2 82.61 80.95
227 Winner International Securities Limited 3 15 18 4 17 21 1 2 3 83.33 80.95
228 YICKO SECURITIES LIMITED 4 17 21 4 17 21 0 0 0 80.95 80.95
229 BERICH BROKERAGE LIMITED 3 16 19 3 17 20 0 1 1 84.21 85.00 2024-01-30
230 BTIG Hong Kong Limited 3 13 16 3 17 20 0 4 4 81.25 85.00 2008-04-15
231 BUSINESS SECURITIES LIMITED 2 18 20 3 17 20 1 -1 0 90.00 85.00
232 CAIIS Limited 3 20 23 2 18 20 -1 -2 -3 86.96 90.00 2006-05-23 2018-09-04
233 CHEER UNION SECURITIES LIMITED 2 18 20 3 17 20 1 -1 0 90.00 85.00
234 DBS ASIA CAPITAL LIMITED 5 11 16 8 12 20 3 1 4 68.75 60.00
235 Eastspring Investments (Hong Kong) Limited 4 8 12 4 16 20 0 8 8 66.67 80.00 2006-08-08
236 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 5 15 20 1 -1 0 80.00 75.00
237 Hafoo Securities Limited 3 26 29 2 18 20 -1 -8 -9 89.66 90.00 2009-12-09
238 HENYEP SECURITIES LIMITED 3 18 21 3 17 20 0 -1 -1 85.71 85.00
239 INSTINET PACIFIC LIMITED 4 21 25 4 16 20 0 -5 -5 84.00 80.00
240 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 5 15 20 0 -1 -1 76.19 75.00
241 JS SECURITIES LIMITED (HK) 2 6 8 2 18 20 0 12 12 75.00 90.00 2011-01-20 2024-12-19
242 LOMBARD ODIER (HONG KONG) LIMITED 5 11 16 4 16 20 -1 5 4 68.75 80.00
243 Open Securities Limited 3 10 13 2 18 20 -1 8 7 76.92 90.00
244 SynerWealth Financial Limited 2 16 18 4 16 20 2 0 2 88.89 80.00 2009-02-04 2024-06-13
245 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 4 16 20 0 0 0 80.00 80.00 2020-12-21
246 Yunfeng Financial Markets Limited 3 5 8 8 12 20 5 7 12 62.50 60.00
247 ABCI CAPITAL LIMITED 2 10 12 3 16 19 1 6 7 83.33 84.21 2011-03-17
248 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 16 19 3 16 19 - 84.21 2012-04-02
249 CHEONG LEE SECURITIES LIMITED 3 13 16 3 16 19 0 3 3 81.25 84.21 2005-11-24
250 DAEWOO SECURITIES (HONG KONG) LIMITED 2 10 12 4 15 19 2 5 7 83.33 78.95 2017-02-28
251 FAIR EAGLE SECURITIES COMPANY LIMITED 2 17 19 2 17 19 0 0 0 89.47 89.47
252 GOLDENWAY SECURITIES COMPANY LIMITED 2 18 20 2 17 19 0 -1 -1 90.00 89.47 2024-11-18
253 JPMorgan Asset Management (Asia Pacific) Limited 3 12 15 3 16 19 0 4 4 80.00 84.21
254 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 4 15 19 0 2 2 76.47 78.95
255 Neuberger Berman Asia Limited 2 15 17 4 15 19 2 0 2 88.24 78.95 2008-03-13
256 North Beta International Securities Limited 3 22 25 3 16 19 0 -6 -6 88.00 84.21 2009-07-17
257 PEGASUS FUND MANAGERS LIMITED 2 13 15 2 17 19 0 4 4 86.67 89.47 2011-01-28
258 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 16 20 5 14 19 1 -2 -1 80.00 73.68 2013-04-17
259 Shang International Finance Limited 7 12 19 6 13 19 -1 1 0 63.16 68.42 2024-01-26
260 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 16 21 5 14 19 0 -2 -2 76.19 73.68
261 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 5 14 19 0 -1 -1 75.00 73.68
262 AuVantage Consultancy Limited 2 15 17 2 16 18 0 1 1 88.24 88.89 2023-06-14
263 CES Capital International (Hong Kong) Co., Limited 4 7 11 5 13 18 1 6 7 63.64 72.22 2023-02-23
264 De Riva Asia Limited 2 15 17 2 16 18 0 1 1 88.24 88.89 2010-07-29
265 Everbright Securities Global (HK) Limited 2 13 15 4 14 18 2 1 3 86.67 77.78 2024-06-20
266 First Sentier Investors (Hong Kong) Limited 3 15 18 4 14 18 1 -1 0 83.33 77.78
267 YUEXING SECURITIES COMPANY LIMITED 2 15 17 4 14 18 2 -1 1 88.24 77.78
268 Allianz Global Investors Hong Kong Limited 2 15 17 2 15 17 0 0 0 88.24 88.24 2015-05-31
269 BMI FUNDS MANAGEMENT LIMITED 2 22 24 3 14 17 1 -8 -7 91.67 82.35 2010-09-10
270 CMB International Capital Limited 3 12 15 4 13 17 1 1 2 80.00 76.47 2010-09-07
271 GAM HONG KONG LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2025-02-17
272 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 9 12 2 15 17 -1 6 5 75.00 88.24
273 HO FUNG SHARES INVESTMENT LIMITED 3 15 18 3 14 17 0 -1 -1 83.33 82.35 2005-03-24
274 KO'S BROTHER SECURITIES COMPANY LIMITED 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2003-07-08 2023-05-19
275 MAN INVESTMENTS (HONG KONG) LIMITED 6 13 19 6 11 17 0 -2 -2 68.42 64.71 2005-07-28
276 Mirae Asset Securities (HK) Limited 4 13 17 4 13 17 0 0 0 76.47 76.47 2007-01-11 2017-03-01
277 Mirae Asset Securities (HK) Limited 4 13 17 4 13 17 0 0 0 76.47 76.47 2007-01-11 2017-02-28
278 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 4 13 17 0 0 0 76.47 76.47
279 Optima Capital Limited 3 13 16 3 14 17 0 1 1 81.25 82.35 2007-10-25 2024-05-30
280 ORIENT SECURITIES (HONG KONG) LIMITED 3 6 9 3 14 17 0 8 8 66.67 82.35 2010-07-21
281 St. James's Place (Hong Kong) Limited 0 0 0 2 15 17 2 15 17 - 88.24 2012-02-14
282 Tiger Securities Asset Management Company Limited 4 13 17 4 13 17 0 0 0 76.47 76.47 2007-09-18
283 Wells Fargo Securities Asia Limited 3 12 15 4 13 17 1 1 2 80.00 76.47 2008-04-25
284 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 4 13 17 1 -1 0 82.35 76.47 2008-09-02
285 WILSON SECURITIES LIMITED 3 20 23 2 15 17 -1 -5 -6 86.96 88.24 2010-02-25
286 WINFULL SECURITIES LIMITED 3 14 17 3 14 17 0 0 0 82.35 82.35
287 YUE XIU SECURITIES COMPANY LIMITED 3 7 10 4 13 17 1 6 7 70.00 76.47
288 Apricot Capital (Hong Kong) Limited 4 13 17 4 12 16 0 -1 -1 76.47 75.00
289 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 3 11 14 3 13 16 0 2 2 78.57 81.25 2017-06-06
290 CELETIO INVESTMENTS LIMITED 3 13 16 4 12 16 1 -1 0 81.25 75.00
291 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 12 16 0 1 1 73.33 75.00
292 ORIENTAL PATRON SECURITIES LIMITED 4 17 21 4 12 16 0 -5 -5 80.95 75.00
293 Ping An Securities (Hong Kong) Holdings Company Limited 2 5 7 5 11 16 3 6 9 71.43 68.75 2009-07-30 2021-05-27
294 TIMES SECURITIES COMPANY LIMITED 3 13 16 3 13 16 0 0 0 81.25 81.25 2023-05-30
295 UBP ASSET MANAGEMENT ASIA LIMITED 4 10 14 4 12 16 0 2 2 71.43 75.00 2007-01-11
296 Waterland Securities (HK) Company Limited 4 14 18 2 14 16 -2 0 -2 77.78 87.50 2009-02-20 2020-08-31
297 WINTECH SECURITIES LIMITED 4 13 17 4 12 16 0 -1 -1 76.47 75.00 2024-07-25
298 YU ON SECURITIES COMPANY LIMITED 2 15 17 2 14 16 0 -1 -1 88.24 87.50 2013-12-06
299 Eclipse Options (HK) Limited 2 9 11 3 12 15 1 3 4 81.82 80.00 2007-05-31
300 HANG TAI SECURITIES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00
301 HING WAI ALLIED SECURITIES LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
302 HING WONG SECURITIES LIMITED 3 13 16 3 12 15 0 -1 -1 81.25 80.00
303 IMC Asia Pacific Limited 3 24 27 2 13 15 -1 -11 -12 88.89 86.67 2007-03-12
304 JPMorgan Asset Management Real Assets (Asia) Limited 3 12 15 2 13 15 -1 1 0 80.00 86.67 2009-06-26
305 M&F Asset Management Limited 3 10 13 5 10 15 2 0 2 76.92 66.67
306 METRO CAPITAL SECURITIES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00 2023-06-13
307 Neutral Financial Holding Company Limited 3 7 10 3 12 15 0 5 5 70.00 80.00
308 PIMCO Asia Limited 3 3 6 3 12 15 0 9 9 50.00 80.00 2006-05-17
309 PROMISING SECURITIES COMPANY LIMITED 3 11 14 3 12 15 0 1 1 78.57 80.00 2004-01-02
310 Public Securities Limited 3 16 19 3 12 15 0 -4 -4 84.21 80.00 2024-12-27
311 REDFORD SECURITIES LIMITED 2 24 26 3 12 15 1 -12 -11 92.31 80.00 2005-03-31
312 Rifa Securities Limited 4 20 24 4 11 15 0 -9 -9 83.33 73.33
313 ASA SECURITIES LIMITED 2 9 11 2 12 14 0 3 3 81.82 85.71 2010-08-19
314 Channel 8 Wealth Management Limited 3 15 18 3 11 14 0 -4 -4 83.33 78.57 2010-01-27
315 China Gather Wealth Financial Company Limited 6 10 16 6 8 14 0 -2 -2 62.50 57.14 2005-04-01 2025-07-21
316 CMB International Global Markets Limited 3 13 16 3 11 14 0 -2 -2 81.25 78.57
317 CTBC Asia Limited 4 11 15 4 10 14 0 -1 -1 73.33 71.43 2004-01-14
318 IBTS ASIA (HK) LIMITED 4 6 10 4 10 14 0 4 4 60.00 71.43 2005-11-17 2024-09-20
319 Janus Henderson Investors Hong Kong Limited 2 9 11 4 10 14 2 1 3 81.82 71.43
320 MFG Limited (HK) 3 14 17 6 8 14 3 -6 -3 82.35 57.14 2008-07-15
321 MoneyMore Securities Limited 2 12 14 2 12 14 0 0 0 85.71 85.71
322 Oreana Financial Services Limited 0 0 0 3 11 14 3 11 14 - 78.57 2011-07-12
323 PineBridge Investments Asia Limited 3 9 12 5 9 14 2 0 2 75.00 64.29 2009-04-02
324 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
325 Robeco Hong Kong Limited 4 7 11 3 11 14 -1 4 3 63.64 78.57 2007-12-18
326 Shacom Securities Limited 2 11 13 3 11 14 1 0 1 84.62 78.57
327 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 3 11 14 1 11 12 0.00 78.57 2009-06-02
328 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 2 12 14 0 -2 -2 87.50 85.71
329 AIF Securities Limited 6 8 14 5 8 13 -1 0 -1 57.14 61.54 2004-11-02
330 Astrum Capital Management Limited (HK) 3 8 11 3 10 13 0 2 2 72.73 76.92 2005-07-08
331 BULLISH SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
332 Changjiang Securities Brokerage (HK) Limited 0 0 0 2 11 13 2 11 13 - 84.62 2011-12-13
333 DWS Investments Hong Kong Limited 3 11 14 4 9 13 1 -2 -1 78.57 69.23
334 EQT Partners Asia Limited 2 0 2 2 11 13 0 11 11 0.00 84.62 2011-04-15 2023-09-06
335 FIRST WORLDSEC SECURITIES LIMITED 3 12 15 3 10 13 0 -2 -2 80.00 76.92 2024-12-18
336 Interactive Brokers Hong Kong Limited 4 8 12 4 9 13 0 1 1 66.67 69.23
337 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
338 Keefe, Bruyette & Woods Asia Limited 5 7 12 5 8 13 0 1 1 58.33 61.54 2010-03-03 2013-04-24
339 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
340 KWONG FAT HONG (SECURITIES) LIMITED 4 8 12 4 9 13 0 1 1 66.67 69.23
341 LEI SHING HONG SECURITIES LIMITED 3 11 14 2 11 13 -1 0 -1 78.57 84.62
342 MANGO FINANCIAL LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92
343 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 2 11 13 0 2 2 81.82 84.62
344 ORIENTAL WEALTH SECURITIES LIMITED 4 11 15 3 10 13 -1 -1 -2 73.33 76.92 2008-09-05 2016-04-08
345 PRIME SECURITIES LIMITED (HK) 2 10 12 2 11 13 0 1 1 83.33 84.62
346 Public Financial Securities Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92
347 Rabo Brokerage HK Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2007-09-12 2014-01-16
348 ROOFER SECURITIES LIMITED 3 9 12 3 10 13 0 1 1 75.00 76.92
349 SDIC Securities International Financial Holdings Limited 3 15 18 2 11 13 -1 -4 -5 83.33 84.62 2014-12-03
350 SINO GRADE SECURITIES LIMITED 2 12 14 3 10 13 1 -2 -1 85.71 76.92
351 SUN GROWTH SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62 2022-02-11
352 SUN SECURITIES LIMITED 2 8 10 4 9 13 2 1 3 80.00 69.23 2011-04-01
353 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 4 6 3 10 13 1 6 7 66.67 76.92 2008-04-11
354 ABN AMRO Clearing Hong Kong Limited 4 8 12 4 8 12 0 0 0 66.67 66.67
355 Asia Pacific Securities Limited 3 10 13 4 8 12 1 -2 -1 76.92 66.67
356 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 13 16 3 9 12 0 -4 -4 81.25 75.00 2019-07-05
357 CHINA PACIFIC SECURITIES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
358 CINDA INTERNATIONAL CAPITAL LIMITED 4 10 14 3 9 12 -1 -1 -2 71.43 75.00
359 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 12 14 2 10 12 0 -2 -2 85.71 83.33 2017-10-02
360 HENIK SECURITIES LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33
361 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2024-03-01
362 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2013-03-19
363 LUEN SING SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2016-03-31
364 Marex Financial Services Hong Kong Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2010-08-23
365 MIZUHO CAPITAL MARKETS (HK) LIMITED 4 8 12 3 9 12 -1 1 0 66.67 75.00 2010-11-03 2018-02-21
366 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33 2017-06-28
367 RPS INVESTMENT LIMITED 4 8 12 3 9 12 -1 1 0 66.67 75.00 2014-12-09
368 SEEKERS MARKETS LIMITED 2 10 12 3 9 12 1 -1 0 83.33 75.00 2025-01-16
369 SINOMAX SECURITIES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00
370 StormHarbour Securities (Hong Kong) Limited 4 9 13 3 9 12 -1 0 -1 69.23 75.00 2010-03-18
371 TARZAN STOCK & SHARES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
372 TIANDA SECURITIES LIMITED 2 2 4 2 10 12 0 8 8 50.00 83.33 2011-01-18
373 Wanhai Securities (HK) Limited 2 6 8 3 9 12 1 3 4 75.00 75.00
374 Well Link Securities Limited 2 14 16 3 9 12 1 -5 -4 87.50 75.00 2005-11-11
375 WING FAT SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2023-10-06
376 Wisetrade Securities Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
377 Alpha Financial Group Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2005-10-31
378 Anuenue Securities Limited 2 10 12 2 9 11 0 -1 -1 83.33 81.82
379 AXA Investment Managers Asia Limited 3 13 16 3 8 11 0 -5 -5 81.25 72.73 2005-07-21
380 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2013-04-02
381 Beevest Securities Limited 3 18 21 2 9 11 -1 -9 -10 85.71 81.82
382 Boom Securities (H.K.) Limited 3 7 10 3 8 11 0 1 1 70.00 72.73
383 CELESTIAL CAPITAL LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73 2022-05-27
384 CHINA SYSTEM SECURITIES LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73 2005-07-07
385 ETRADE SECURITIES (HONG KONG) LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73 2019-05-10
386 GETTA SECURITIES LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73 2004-12-23
387 GRANSING SECURITIES CO., LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
388 Hamilton Lane (Hong Kong) Limited 2 5 7 2 9 11 0 4 4 71.43 81.82 2010-07-05
389 Hao Tian International Securities Limited 3 8 11 4 7 11 1 -1 0 72.73 63.64
390 HEAD & SHOULDERS SECURITIES LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73
391 HSBC BROKING (CHINA) LIMITED 5 7 12 2 9 11 -3 2 -1 58.33 81.82 2014-06-13
392 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 3 5 3 8 11 1 5 6 60.00 72.73 2010-10-06
393 JS CRESVALE CAPITAL LIMITED 5 6 11 5 6 11 0 0 0 54.55 54.55
394 KVB Kunlun Securities (HK) Limited 4 8 12 3 8 11 -1 0 -1 66.67 72.73 2008-07-02 2020-12-14
395 LAZARD ASIA (HONG KONG) LIMITED 2 7 9 4 7 11 2 0 2 77.78 63.64 2007-03-20
396 Oppenheimer Investments Asia Limited 2 7 9 2 9 11 0 2 2 77.78 81.82 2010-02-12
397 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82
398 SC Lowy Financial (HK) Limited 2 8 10 2 9 11 0 1 1 80.00 81.82 2009-09-21
399 SDHG International Securities Limited 3 8 11 3 8 11 0 0 0 72.73 72.73
400 SOLID KING SECURITIES LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73
401 TANG PING KONG LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2022-10-03
402 Templewater Hong Kong Limited 4 6 10 4 7 11 0 1 1 60.00 63.64
403 TOYO SECURITIES ASIA LIMITED 5 6 11 5 6 11 0 0 0 54.55 54.55
404 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 8 12 4 7 11 0 -1 -1 66.67 63.64
405 Vision Capital Investment Management Limited 2 11 13 2 9 11 0 -2 -2 84.62 81.82 2003-12-17
406 Win Securities Limited 3 7 10 3 8 11 0 1 1 70.00 72.73
407 WING YEE SECURITIES COMPANY LIMITED 4 7 11 4 7 11 0 0 0 63.64 63.64
408 WINTONE SECURITIES LIMITED 2 13 15 2 9 11 0 -4 -4 86.67 81.82 2004-02-16 2022-12-13
409 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2015-09-07
410 ALTUS INVESTMENTS LIMITED (HK) 2 5 7 2 8 10 0 3 3 71.43 80.00 2005-12-14
411 Anli Securities Limited 2 7 9 2 8 10 0 1 1 77.78 80.00
412 AUDREY CHOW SECURITIES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00
413 Bradbury Securities Limited 2 7 9 2 8 10 0 1 1 77.78 80.00
414 CATHAY SECURITIES (HONG KONG) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2007-11-27
415 CHINA POINT STOCK BROKERS LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2024-10-31
416 DAH SING SECURITIES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00
417 Gong Ping Securities Limited 2 4 6 2 8 10 0 4 4 66.67 80.00 2010-12-08
418 HARVEST GLOBAL INVESTMENTS LIMITED 3 2 5 5 5 10 2 3 5 40.00 50.00 2010-11-11
419 HUA NAN SECURITIES (HK) LIMITED 6 11 17 4 6 10 -2 -5 -7 64.71 60.00 2023-06-19
420 iTTa Capital Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2007-12-04 2013-06-11
421 Kaisa Financial Group Company Limited 2 8 10 2 8 10 0 0 0 80.00 80.00 2008-06-16
422 KCG SECURITIES ASIA LIMITED 5 6 11 4 6 10 -1 0 -1 54.55 60.00
423 LAMTEX SECURITIES LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2020-08-27
424 LEE'S SECURITIES COMPANY LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2005-01-03
425 Leonteq Securities (Hong Kong) Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2011-04-07
426 Minerva Holding Financial Securities Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
427 MIRABAUD (ASIA) LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2003-05-13 2018-10-16
428 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 1 3 2 8 10 0 7 7 33.33 80.00 2011-04-14
429 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00
430 ONSHINE SECURITIES LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
431 PO LEE SECURITIES LIMITED 2 6 8 3 7 10 1 1 2 75.00 70.00
432 REALINK FINANCIAL TRADE LIMITED 3 12 15 3 7 10 0 -5 -5 80.00 70.00
433 Renaissance Capital (Hong Kong) Limited 2 11 13 2 8 10 0 -3 -3 84.62 80.00 2010-09-02 2012-09-28
434 SAMSUNG SECURITIES (ASIA) LIMITED 5 36 41 4 6 10 -1 -30 -31 87.80 60.00
435 SHENG YUAN SECURITIES LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2010-10-27
436 SHUN HENG SECURITIES LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00
437 TAI YIP STOCK COMPANY LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
438 VALUABLE CAPITAL LIMITED 2 3 5 2 8 10 0 5 5 60.00 80.00 2010-07-14
439 BlackRock Asset Management North Asia Limited 3 6 9 4 5 9 1 -1 0 66.67 55.56 2011-03-21
440 Bright Fund Management Limited 2 5 7 4 5 9 2 0 2 71.43 55.56 2023-12-19
441 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 3 8 4 5 9 -1 2 1 37.50 55.56
442 CC Finance Limited 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2006-04-20 2025-06-19
443 CEPA ALLIANCE SECURITIES LIMITED 3 8 11 4 5 9 1 -3 -2 72.73 55.56
444 CF GLOBAL (HK) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
445 CHINA EVERBRIGHT CAPITAL LIMITED 2 5 7 3 6 9 1 1 2 71.43 66.67 2005-05-09
446 CHINAWIDE SECURITIES LIMITED 4 3 7 3 6 9 -1 3 2 42.86 66.67 2010-11-09 2013-12-17
447 EVERHOT SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2019-12-11
448 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 2 7 9 2 7 9 - 77.78 2011-11-15
449 Future Growth Financial Services Limited 2 14 16 2 7 9 0 -7 -7 87.50 77.78 2010-04-08
450 Golden Hen Securities and Futures Limited 2 3 5 2 7 9 0 4 4 60.00 77.78 2010-05-13
451 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 0 0 0 4 5 9 4 5 9 - 55.56 2011-10-28
452 HERMES SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
453 Hong Kong Securities (International) Company Limited 1 13 14 2 7 9 1 -6 -5 92.86 77.78 2009-07-23 2023-03-02
454 Hong Kong Stock Link Securities Limited 1 7 8 2 7 9 1 0 1 87.50 77.78
455 Hongkong Bay Securities Limited 2 7 9 3 6 9 1 -1 0 77.78 66.67 2023-02-20
456 Houlihan Lokey (China) Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2008-10-09
457 KILMOREY SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2023-08-17
458 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 4 5 9 -1 -4 -5 64.29 55.56 2016-03-31
459 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
460 Legg Mason International Equities (Hong Kong) Limited 3 5 8 3 6 9 0 1 1 62.50 66.67 2015-08-28
461 NITTAN CAPITAL ASIA LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2011-08-05 2013-04-10
462 Oaktree Capital (Hong Kong) Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-01-19
463 Oshidori Securities Limited 4 5 9 4 5 9 0 0 0 55.56 55.56
464 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 5 4 9 0 -2 -2 54.55 44.44 2022-12-21
465 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56 2024-05-02
466 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 1 4 4 5 9 1 4 5 25.00 55.56 2008-12-30
467 Providence Equity Asia Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-08-23 2019-01-10
468 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2007-05-08 2019-09-30
469 TENGARD FUND MANAGEMENT LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2012-04-03 2024-06-11
470 THING ON SECURITIES LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67
471 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
472 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78
473 YF SECURITIES COMPANY LIMITED 3 9 12 3 6 9 0 -3 -3 75.00 66.67
474 YING WAH SECURITIES COMPANY LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2023-05-05
475 Argonaut Securities (Asia) Limited 0 0 0 3 5 8 3 5 8 - 62.50 2011-09-08 2021-12-07
476 Arta Global Markets Limited 2 5 7 3 5 8 1 0 1 71.43 62.50 2008-01-08
477 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 6 8 3 5 8 1 -1 0 75.00 62.50 2006-01-25 2019-11-04
478 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00
479 BOCHK Asset Management Limited 2 3 5 4 4 8 2 1 3 60.00 50.00 2010-12-15
480 BOKHARY SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2025-06-23
481 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
482 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 0 0 0 2 6 8 2 6 8 - 75.00 2012-01-06
483 China Jianxin Financial Services Limited 2 8 10 2 6 8 0 -2 -2 80.00 75.00 2009-11-17 2022-03-15
484 CS Wealth Securities Limited 4 4 8 4 4 8 0 0 0 50.00 50.00
485 EMPEROR CORPORATE FINANCE LIMITED 3 2 5 3 5 8 0 3 3 40.00 62.50 2009-12-24
486 FT Securities Limited 3 2 5 3 5 8 0 3 3 40.00 62.50 2024-12-06
487 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-03-03
488 GLOBAL INVESTMENT ADVISORS LIMITED 2 7 9 3 5 8 1 -2 -1 77.78 62.50 2005-01-27
489 Goldin Equities Limited 3 8 11 4 4 8 1 -4 -3 72.73 50.00 2022-11-28
490 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
491 GT CAPITAL LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00
492 Huayu Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
493 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2014-10-13
494 K.K.M. SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2023-05-23
495 KINGSWAY CAPITAL LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2008-08-14 2022-09-09
496 KMT SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
497 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
498 KWOK HING SECURITIES LIMITED 2 9 11 2 6 8 0 -3 -3 81.82 75.00
499 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 1 4 3 5 8 0 4 4 25.00 62.50 2010-10-12
500 LUEN HING SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2017-04-18
501 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
502 RICHE BRIGHT SECURITIES LIMITED 3 9 12 3 5 8 0 -4 -4 75.00 62.50 2008-01-04
503 Saxo Capital Markets HK Limited 3 3 6 4 4 8 1 1 2 50.00 50.00 2011-01-19
504 SoFi Securities (Hong Kong) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2011-12-22
505 Soochow Securities International Brokerage Limited 0 0 0 3 5 8 3 5 8 - 62.50 2012-01-12
506 SUNRISE SECURITIES LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50 2005-03-21
507 T G SECURITIES LIMITED 4 8 12 4 4 8 0 -4 -4 66.67 50.00
508 TAIFAIR SECURITIES LIMITED 5 4 9 4 4 8 -1 0 -1 44.44 50.00
509 Tensant Securities Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2004-08-25
510 Tora Trading Services Limited (HK) 3 3 6 3 5 8 0 2 2 50.00 62.50 2008-11-14
511 TRUTH SECURITIES LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2022-06-28
512 TT INTERNATIONAL (HONG KONG) LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2009-12-03
513 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
514 VMS Securities Limited 3 3 6 4 4 8 1 1 2 50.00 50.00
515 Vontobel (Hong Kong) Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2008-11-27
516 VTB Capital Hong Kong Limited 0 0 0 5 3 8 5 3 8 - 37.50 2011-06-30
517 WANG ON SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
518 A ONE INVESTMENT COMPANY LIMITED 5 3 8 5 2 7 0 -1 -1 37.50 28.57 2013-12-05
519 abrdn Hong Kong Limited 2 3 5 2 5 7 0 2 2 60.00 71.43
520 AJ Securities Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
521 Beijing Securities Limited 4 10 14 2 5 7 -2 -5 -7 71.43 71.43
522 BMI Securities Limited 2 1 3 2 5 7 0 4 4 33.33 71.43 2011-03-14
523 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2018-12-31
524 BNY Mellon Investment Management Hong Kong Limited 3 3 6 4 3 7 1 0 1 50.00 42.86 2008-06-06
525 BTG Pactual Asia Limited 2 0 2 2 5 7 0 5 5 0.00 71.43 2010-08-16 2016-12-13
526 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2021-02-09
527 CHEE TAK SECURITIES LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
528 China Hong Kong Capital Asset Management Company Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2024-05-17
529 China Integrity Investment Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2009-09-18 2014-03-19
530 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 3 5 3 4 7 1 1 2 60.00 57.14
531 FAIRWIN BROKING LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
532 Fortune Origin Securities Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2009-07-09
533 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
534 GOLDRIDE SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
535 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43
536 GUODU SECURITIES (HONG KONG) LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2009-03-20
537 iFAST Financial (HK) Limited 3 1 4 3 4 7 0 3 3 25.00 57.14 2007-03-30
538 Imagi Brokerage Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14
539 ITAU ASIA LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43 2006-10-31 2017-05-04
540 King Sun Securities Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43
541 Merdeka Securities Limited 1 4 5 3 4 7 2 0 2 80.00 57.14 2024-07-19
542 OPTIVER TRADING HONG KONG LIMITED 4 2 6 4 3 7 0 1 1 33.33 42.86 2007-12-03
543 Parry International Trading Limited 2 1 3 3 4 7 1 3 4 33.33 57.14 2010-08-26
544 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57
545 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2008-07-29
546 PGIM (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
547 PICO ZEMAN SECURITIES (HK) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2010-07-12 2023-10-30
548 PineBridge Investments Hong Kong Limited 3 6 9 4 3 7 1 -3 -2 66.67 42.86
549 PO SANG SECURITIES LIMITED 0 0 0 2 5 7 2 5 7 - 71.43 2012-03-23
550 QMIS Securities Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2009-07-24
551 RaffAello Securities (HK) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2005-03-30
552 Realord Asia Pacific Securities Limited 2 0 2 3 4 7 1 4 5 0.00 57.14 2010-11-24
553 RICH PLEASURE SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2022-06-30
554 ROSA SECURITIES LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2023-08-17
555 SINO CAPITAL SECURITIES LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
556 SOO PEI SHAO & COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-03-31 2015-04-16
557 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2005-07-07 2018-11-20
558 TAI FUNG SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
559 TAI NING STOCK COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
560 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
561 VISION FINANCE (SECURITIES) LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43
562 WINLAND WEALTH MANAGEMENT LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14
563 Aevitas Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
564 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2011-09-27 2023-08-11
565 Aletheia Analyst Network Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2008-06-03 2013-01-28
566 Averest Capital Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
567 BALI SECURITIES CO. LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33 2020-04-27
568 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2009-03-30 2023-02-17
569 Brilliant Norton Securities Company Limited 0 0 0 4 2 6 4 2 6 - 33.33 2011-12-01 2023-08-04
570 CASH Wealth Management Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2011-01-17
571 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
572 CHELSEA SECURITIES LIMITED (HK) 4 3 7 4 2 6 0 -1 -1 42.86 33.33
573 China Reserve Securities Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67
574 CHINA SKY SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
575 CTW SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2021-12-30
576 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2009-10-14
577 DaoKou Securities Limited 4 2 6 4 2 6 0 0 0 33.33 33.33
578 Execution Noble (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-10-10 2015-04-10
579 FB SECURITIES (HONG KONG) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
580 FE SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
581 Finet Securities Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67
582 FREDDY COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-02-21
583 FRM HONG KONG LIMITED (d2014-05-18) 2 4 6 2 4 6 0 0 0 66.67 66.67 2008-05-14 2013-01-08
584 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2011-12-23
585 GLS SECURITIES LIMITED 2 4 6 3 3 6 1 -1 0 66.67 50.00 2024-08-12
586 HSBC SECURITIES (ASIA) LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2020-06-15
587 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 3 5 4 2 6 2 -1 1 60.00 33.33 2011-01-24
588 iFAST Global Markets (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-02-12
589 iFAST Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
590 INTERCHINA SECURITIES LIMITED 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2016-12-16
591 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2024-05-31
592 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-22
593 LCA Solutions Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-07-30
594 Liquidnet Asia Limited 2 3 5 3 3 6 1 0 1 60.00 50.00 2007-08-15
595 MAGIC COMPASS SECURITIES LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2011-10-12
596 MAN HON YEUNG SECURITIES LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
597 One Axcess Limited 0 0 0 4 2 6 4 2 6 - 33.33 2012-02-20 2013-02-18
598 orientiert International Markets Limited 2 4 6 1 5 6 -1 1 0 66.67 83.33 2007-06-29
599 PEAK CAPITAL LIMITED (b2004-03-30) 2 3 5 2 4 6 0 1 1 60.00 66.67 2009-11-03
600 PLATINUM BROKING COMPANY LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
601 Principal Investment & Retirement Services Limited 0 0 0 2 4 6 2 4 6 - 66.67 2011-08-17
602 PUREHEART CAPITAL ASIA LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2010-04-26
603 Pyramis Global Advisors (Hong Kong) Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2008-12-11 2013-11-15
604 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2023-01-03
605 Rothschild & Co Hong Kong Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67 2005-04-27
606 S. W. WOO AND COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
607 SEAGA INTERNATIONAL LIMITED 5 0 5 5 1 6 0 1 1 0.00 16.67 2005-02-05
608 SELINA & CO. LIMITED (HK) 2 5 7 2 4 6 0 -1 -1 71.43 66.67
609 SILVERHORN INVESTMENT ADVISORS LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2011-02-28
610 SIU ON SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
611 SJS Markets Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-03-02
612 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2023-03-29
613 STARLING GROUP SECURITIES LIMITED 3 3 6 2 4 6 -1 1 0 50.00 66.67 2008-11-05 2013-05-20
614 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2022-12-28
615 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
616 TANG KEE SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-06-26
617 TPG Capital, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-03-07
618 UNICORN SECURITIES COMPANY LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
619 WINSOME STOCK COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
620 YU MING INVESTMENT MANAGEMENT LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00
621 ALPHA SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
622 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-08-03
623 Arta Asset Management Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2008-07-10
624 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 4 1 5 0 0 0 20.00 20.00 2011-01-04 2016-03-17
625 Black Marble Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
626 BOND TRUST LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2004-08-04
627 CCB Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
628 CHAN NGOK MING SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2024-03-14
629 China Asset Management (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2011-10-12
630 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-08-28
631 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-11-09
632 Citadel Securities (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-04-09
633 Cynosure Asset Management Hong Kong Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2023-09-27
634 EnTrustPermal (Hong Kong) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2006-03-09 2021-03-26
635 F. R. ZIMMERN LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-07-15
636 GENERALI INVESTMENTS ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2007-12-28 2018-09-26
637 GLG Partners Hong Kong Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2010-11-30 2023-10-02
638 Goldbridge Securities Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
639 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-04-07
640 Grand Cartel Securities Company Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2022-10-21
641 GT Asset & Portfolio Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-01-16
642 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2018-08-15
643 HOI SANG SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-06-22
644 HOORAY SECURITIES LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00
645 iBest Securities Company Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2019-08-15
646 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-30
647 Joy Silver Limited 3 1 4 4 1 5 1 0 1 25.00 20.00 2014-03-17
648 KAM LUEN SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
649 Kam Wah Investments Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2023-07-03
650 KB Securities Hong Kong Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
651 KGI CAPITAL ASIA LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
652 LaSalle Investment Management Hong Kong Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2008-03-03
653 LT Securities Limited 3 0 3 2 3 5 -1 3 2 0.00 60.00 2011-04-01 2019-09-25
654 M SECURITIES LIMITED (HK) 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2006-02-23 2020-09-21
655 M3 Capital Partners (HK) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2008-10-17
656 MARS SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
657 MEGABASE SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
658 Metaverse Securities Limited (HK) 3 2 5 3 2 5 0 0 0 40.00 40.00 2010-12-17
659 MORTON SECURITIES LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00
660 RAMON INVESTMENT COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
661 Rich Bay Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-31 2024-01-16
662 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
663 SALISBURY SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-31 2013-08-30
664 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2007-08-17 2014-11-28
665 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2007-02-01 2012-12-24
666 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2024-12-02
667 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-11-19 2012-10-08
668 TUNG SHUN SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2005-01-03 2022-03-17
669 Vanguard Investments Hong Kong Limited 0 0 0 2 3 5 2 3 5 - 60.00 2012-02-07 2022-06-29
670 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2007-11-29
671 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
672 WAH SANG SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
673 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-10-26
674 WAI FAT SECURITIES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
675 Waton Securities International Limited 2 0 2 2 3 5 0 3 3 0.00 60.00
676 WILBY SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2025-06-27
677 WINGS SECURITIES (HK) LIMITED 2 7 9 2 3 5 0 -4 -4 77.78 60.00
678 YARDLEY SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2025-08-18
679 Yuanta Financial (Hong Kong) Limited 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2010-02-03 2014-03-28
680 ZBI Asia Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2010-02-22 2014-06-09
681 3V Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-07-18 2013-08-27
682 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
683 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
684 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
685 APG Investments Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-03-30
686 Ark Group Holdings (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-01-04
687 BaoQiao Partners Capital Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-03-05 2023-05-12
688 Barings Investment Advisers (Hong Kong) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2009-05-08 2018-01-23
689 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00
690 BLOOMYEARS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
691 Bosera Asset Management (International) Co., Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-07-18
692 Bradesco Securities Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-05
693 Campbell Lutyens Asia Pacific Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-07-08
694 Canaccord Genuity (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2011-05-04
695 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
696 CHINA DEMETER SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-10-18
697 China Enterprise Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-01-27
698 CHINA SECURITIES HOLDINGS LIMITED 1 2 3 2 2 4 1 0 1 66.67 50.00 2020-05-25
699 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
700 CHUANGS & CO. LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2015-12-30
701 CICC US Securities (Hong Kong) Limited 3 0 3 2 2 4 -1 2 1 0.00 50.00 2011-05-25
702 CLC SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-06-16 2024-04-23
703 COL Securities (HK) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2025-04-07
704 Conning Asia Pacific Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-02-24
705 Core Securities Company Limited (The) 3 1 4 3 1 4 0 0 0 25.00 25.00 2010-11-19
706 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-07-03
707 Daishin Securities Asia Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-11-24 2018-08-09
708 Diamond Dragon Advisors Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00 2010-06-22 2023-11-21
709 DST Investment Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-04-23
710 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2008-02-26 2017-11-16
711 Edmond de Rothschild Securities (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-10-20 2017-11-16
712 EFG Asset Management (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-08-16
713 F&C Asset Management Asia Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-10-15 2014-11-04
714 FTN Financial Asia Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2008-06-02 2015-08-14
715 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2018-11-09
716 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2021-04-29
717 GOODCAPE SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-12-06 2016-12-15
718 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-09-23
719 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-04-10 2013-07-25
720 HIP HING SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
721 HKFAEx Group Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-07-13
722 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-29 2024-03-28
723 HOU TAK SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2020-01-24
724 KCG Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-05-14 2013-06-14
725 KIN FUNG STOCK COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-31
726 Knight Capital Asia Limited 4 24 28 4 0 4 0 -24 -24 85.71 0.00 2008-10-23 2013-06-17
727 Liquid Capital Markets Hong Kong Limited 3 2 5 4 0 4 1 -2 -1 40.00 0.00 2009-10-29 2014-05-12
728 MING HON SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2025-07-21
729 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2023-05-15
730 Nittan Securities Asia Limited 2 3 5 3 1 4 1 -2 -1 60.00 25.00
731 NORTH SEA SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-12-14
732 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-03-20 2014-05-23
733 PASAY STOCK AND SHARES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-01-20
734 Penjing Asset Management (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-10-29 2016-02-03
735 PRIME COURAGE SECURITIES COMPANY LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2011-09-19
736 Progeny (Hong Kong) Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2010-07-09
737 RHB ASSET MANAGEMENT LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2010-12-20 2020-11-17
738 RHB CAPITAL HONG KONG LIMITED 4 2 6 3 1 4 -1 -1 -2 33.33 25.00 2020-11-17
739 Ruisen Port Securities Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2011-01-05
740 SHUN LOONG SECURITIES COMPANY LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
741 SINO WEALTH SECURITIES LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-05
742 SMBC Capital Markets (Asia) Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00 2010-07-14
743 SOO PUI CHEN SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-21
744 Standard Advisory Asia Limited 3 4 7 3 1 4 0 -3 -3 57.14 25.00 2007-03-09 2013-09-04
745 Stellar Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
746 Stobene Partners (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-31 2017-07-28
747 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-31
748 TC Capital International Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2010-08-11
749 United Securities Limited (HK) 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-06-13
750 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2022-09-08
751 Winco Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-01
752 Zijing Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-07-30
753 Amherst Pierpont International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-06-17 2023-06-09
754 AP Asset Management (HK) Limited 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2004-10-05 2021-04-21
755 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
756 Bauhinia Capital Partners Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-01-09 2019-08-15
757 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
758 BIG BAY SECURITIES (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-07-07 2019-04-18
759 BlueBay Hong Kong Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-12-13 2017-08-17
760 BLUEFIN HK LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-30 2023-03-15
761 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-04-30
762 Celera Markets Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-12
763 CHINA GUARD INVESTMENTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
764 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
765 COHEN & STEERS ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-08-17
766 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
767 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2021-05-25
768 CVC Asia Pacific Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-11-16
769 D. E. Shaw & Co. (Asia Pacific) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-02-20
770 D. YAU AND COMPANY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-02-24
771 D.J. SECURITIES LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
772 Dayton Way Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-02-14 2014-10-24
773 DigitalBridge Management Asia Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-07-20
774 EAA SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
775 EAST CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-04-04 2020-07-13
776 Enhanced Securities Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-08-02
777 Evercore Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-03-04
778 F.T.M.F. DISTRIBUTION LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2008-08-15
779 FTFT International Securities and Futures Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-08-23
780 Fubon Fund Management (Hong Kong) Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
781 Greater China Securities Limited (b1999-04-26) 0 0 0 2 1 3 2 1 3 - 33.33
782 Grit Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
783 Hana Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-03-04 2015-06-17
784 HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-12-21 2013-07-16
785 IMARKETS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
786 Ingensoma Trading Group Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-06-30 2018-12-31
787 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2013-01-03
788 KINGKEY SECURITIES GROUP LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-07-27
789 Lighthorse Asset Management (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-18 2016-11-22
790 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-06-27
791 MFS International (Hong Kong) Limited 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2009-07-29
792 MIGHTY BROKERAGE (ASIA) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-11-22
793 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2004-02-02
794 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
795 ORIENTAL PATRON ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
796 Paul Capital Advisors Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-06-17 2014-09-03
797 PHILIPPA HUCKLE GROUP LIMITED (THE) 0 0 0 3 0 3 3 0 3 - 0.00 2011-07-22 2022-11-24
798 PROBITAS HONG KONG LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-05
799 RESIDENTS SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-03-19
800 RICHLAND WORLDWIDE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-04-03
801 Rothschild & Co Wealth Management Hong Kong Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-08-16 2019-10-18
802 SCOTIATRUST (ASIA) LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2018-08-14
803 SFGHK Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-06-12
804 Shinhan Investment Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-10-15
805 Stifel Hong Kong Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-10-20
806 SUN CAPITAL SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-03-31
807 SUSQUEHANNA HONG KONG LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-11-03
808 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
809 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-02-09
810 TIAN YUAN FINANCE LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2021-12-23
811 TIBRA TRADING HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-06-25 2020-11-27
812 TransPacific Group (Asia) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-05-20
813 TUNG WUI SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
814 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
815 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-11-02 2014-01-20
816 Volant Trading Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-12-09 2013-05-29
817 WADER SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
818 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
819 WORLDWIDE BROKERAGE LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33 2023-12-21
820 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-10-21
821 Yieldful Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-24 2025-09-11
822 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-13 2022-02-22
823 ADM SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
824 Aegon Asset Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-30 2022-12-30
825 Aetas Global Markets Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-10-26
826 Affiliated Managers Group (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-07 2024-03-20
827 AIU International Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-28
828 Ascalon Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-11 2020-06-16
829 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-29
830 Atlantic Pacific Capital Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-14
831 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
832 BRIGHT SECURITIES LIMITED (THE) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2025-07-17
833 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-19 2012-12-03
834 Capital International, Inc. 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-07-03
835 Capula Investment Management Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-11
836 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2020-12-02
837 CENTURION CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
838 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
839 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-11-24
840 China Finance Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-23
841 CHINA TIMES SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2011-02-21 2024-06-28
842 DLJ Real Estate Capital Partners (HK), Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-06-29
843 DTC Investment Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-08-19
844 EVOLUTION ASIA INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
845 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
846 FPCG (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-22 2014-01-03
847 FUBON SECURITIES (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-18
848 FULL WIN SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
849 FULLJET SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-02-03
850 Genting Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-18 2023-02-06
851 Grand China Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-03
852 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
853 Hong Kong Securities Holdings Limited (d2017-02-17) 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-19 2012-11-28
854 IIFL Private Wealth Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-13 2019-01-03
855 INTEGRITY SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-11 2025-05-09
856 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
857 JVSakk Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
858 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
859 KO KUN STOCK COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-18 2020-08-06
860 LAU & COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-03-13
861 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
862 MAINLAND SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-29 2024-10-31
863 MERCER INVESTMENTS (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-24
864 MVision Private Equity Advisers Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-29
865 ORION INVESTMENT MANAGEMENT LIMITED 2 8 10 2 0 2 0 -8 -8 80.00 0.00 2009-11-06
866 Partners Capital Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-08-04
867 PIPER JAFFRAY ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2013-01-24
868 Pittodrie Finance Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-02
869 POTOMAC CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-03-08
870 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
871 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-01-07
872 ROTH Capital Partners (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-11-30 2014-01-20
873 Select Investment Services Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-16
874 SK Securities Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-20 2014-12-19
875 South West Capital Limited (d2013-12-11) 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-20 2013-04-26
876 South West Capital Limited (d2013-12-11) 0 0 0 2 0 2 2 0 2 - 0.00 2011-06-30 2011-10-25
877 Superfund Financial (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
878 Swiss China Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-14 2019-07-26
879 SYZ Asset Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-22 2016-12-22
880 T. Rowe Price Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-08
881 Tenacity Partners Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2010-08-13 2014-12-08
882 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-06 2014-07-24
883 WINNING SECURITIES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2019-08-02
884 Xeram and Company (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-07-08 2015-11-27
885 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
886 AMBITION SECURITIES CO. LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2010-12-28 2012-07-06
887 CHI CAPITAL SECURITIES LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2004-09-07 2016-05-05
888 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-10-16
889 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
890 HANG TUNG SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2019-09-16
891 KAY YUE SECURITIES CO., LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-09-03
892 LAI PO HUNG & COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
893 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2014-08-05
894 Paulson Asia Limited 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2011-02-21 2017-03-31
895 Anand Rathi Financial Services (HK) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-09-23 2011-12-15
896 AXA Financial Planning (Hong Kong) Limited 3 17 20 0 0 0 -3 -17 -20 85.00 - 2012-05-25
897 BANK CONSORTIUM TRUST COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-11-22
898 BOUSSARD & GAVAUDAN ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-07-27 2011-11-11
899 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-07-12 2012-04-03
900 CICC US Securities, Inc. 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-08-03 2011-12-12
901 CMB International Capital Holdings Corporation Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-12-17 2011-08-10
902 ConvergEx Asia Pacific Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2010-12-03 2013-02-04
903 Coventry Capital HK Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2010-03-22 2012-03-01
904 Cowen Structured Products Hong Kong Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-10-20 2012-06-11
905 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-12-18 2011-09-30
906 Halbis Capital Management (Hong Kong) Limited 6 23 29 0 0 0 -6 -23 -29 79.31 - 2005-06-23 2012-05-11
907 Julius Baer (Hong Kong) Limited 3 78 81 0 0 0 -3 -78 -81 96.30 - 2007-05-29 2012-05-10
908 La Roche & Co Asia Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2008-03-05 2011-12-08
909 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-05-02
910 MD Healthcare International Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2008-11-05 2011-07-28
911 MF Global Hong Kong Limited 5 31 36 0 0 0 -5 -31 -36 86.11 - 2007-04-30
912 PARIBAS ASIA EQUITY LIMITED 3 54 57 0 0 0 -3 -54 -57 94.74 - 2012-07-31
913 RAB CAPITAL (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2008-04-17 2011-10-10
914 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 3 6 0 0 0 -3 -3 -6 50.00 - 2012-04-02
915 SBI China Capital Securities Limited 4 24 28 0 0 0 -4 -24 -28 85.71 - 2012-10-08
916 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2007-05-15 2012-01-12
917 SKY WARD ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-07-10
918 T. W. SABNANI SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-02-16 2012-06-29
919 TIS SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-28
920 WM (HK) Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2014-10-24
921 YF Life Investors Limited 3 48 51 0 0 0 -3 -48 -51 94.12 - 2006-04-07 2013-03-22
922 Yorkville Advisors HK Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2009-03-18 2012-03-02
Average 3.41 30.38 33.79 3.57 27.69 31.27 89.91 88.57

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