SFC licensees per firm: Dealing in securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2011-06-30 2012-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Morgan Stanley Asia Limited 26 1189 1215 33 956 989 7 -233 -226 97.86 96.66
2 OnePlatform Asset Management Limited 15 885 900 17 933 950 2 48 50 98.33 98.21 2007-07-04
3 GOLDMAN SACHS (ASIA) L.L.C. 55 795 850 67 790 857 12 -5 7 93.53 92.18
4 Merrill Lynch (Asia Pacific) Limited 19 801 820 22 714 736 3 -87 -84 97.68 97.01
5 Citigroup Global Markets Asia Limited 18 600 618 19 621 640 1 21 22 97.09 97.03
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 682 688 6 617 623 0 -65 -65 99.13 99.04
7 KGI ASIA LIMITED 13 460 473 13 508 521 0 48 48 97.25 97.50 2017-10-02
8 Everbright Securities Investment Services (HK) Limited 7 500 507 12 494 506 5 -6 -1 98.62 97.63
9 Credit Suisse (Hong Kong) Limited 32 393 425 38 385 423 6 -8 -2 92.47 91.02
10 BARCLAYS CAPITAL ASIA LIMITED 17 322 339 17 383 400 0 61 61 94.99 95.75
11 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 11 407 418 9 388 397 -2 -19 -21 97.37 97.73
12 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 400 411 14 364 378 3 -36 -33 97.32 96.30
13 BOCI SECURITIES LIMITED 14 335 349 13 356 369 -1 21 20 95.99 96.48
14 Manulife Investment Management (Hong Kong) Limited 3 485 488 8 349 357 5 -136 -131 99.39 97.76
15 UBS SECURITIES ASIA LIMITED 8 292 300 12 295 307 4 3 7 97.33 96.09
16 Merrill Lynch Far East Limited 10 318 328 12 270 282 2 -48 -46 96.95 95.74
17 BOCOM International Securities Limited 7 259 266 7 265 272 0 6 6 97.37 97.43 2007-09-10
18 FULBRIGHT SECURITIES LIMITED 9 222 231 11 249 260 2 27 29 96.10 95.77
19 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 7 248 255 8 248 256 1 0 1 97.25 96.88
20 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 10 402 412 6 242 248 -4 -160 -164 97.57 97.58 2003-10-15 2014-01-21
21 CELESTIAL SECURITIES LIMITED 5 309 314 3 236 239 -2 -73 -75 98.41 98.74
22 UOB KAY HIAN (HONG KONG) LIMITED 3 236 239 5 231 236 2 -5 -3 98.74 97.88
23 MACQUARIE CAPITAL LIMITED 20 241 261 18 208 226 -2 -33 -35 92.34 92.04
24 Quam Securities Limited 7 174 181 7 206 213 0 32 32 96.13 96.71
25 Tung Shing Securities (Brokers) Limited 5 209 214 6 204 210 1 -5 -4 97.66 97.14 2017-02-12
26 SG SECURITIES (HK) LIMITED 25 187 212 21 172 193 -4 -15 -19 88.21 89.12
27 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 4 190 194 5 187 192 1 -3 -2 97.94 97.40 2016-06-30
28 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 6 188 194 7 185 192 1 -3 -2 96.91 96.35 2016-06-30
29 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 15 134 149 20 167 187 5 33 38 89.93 89.30
30 DEUTSCHE SECURITIES ASIA LIMITED 10 181 191 9 171 180 -1 -10 -11 94.76 95.00
31 CITIC Securities Brokerage (HK) Limited 12 170 182 14 163 177 2 -7 -5 93.41 92.09
32 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 18 24 12 164 176 6 146 152 75.00 93.18
33 Yuanta Securities (Hong Kong) Company Limited 4 21 25 7 169 176 3 148 151 84.00 96.02
34 EMPEROR SECURITIES LIMITED (HK) 6 160 166 6 169 175 0 9 9 96.39 96.57
35 Daiwa Capital Markets Hong Kong Limited 7 236 243 5 167 172 -2 -69 -71 97.12 97.09
36 PRUDENTIAL BROKERAGE LIMITED 3 163 166 4 165 169 1 2 3 98.19 97.63
37 HSBC BROKING SECURITIES (ASIA) LIMITED 10 171 181 7 161 168 -3 -10 -13 94.48 95.83
38 Yuanta Asia Investment (Hong Kong) Limited 11 187 198 6 158 164 -5 -29 -34 94.44 96.34
39 CHIEF SECURITIES LIMITED 4 158 162 4 158 162 0 0 0 97.53 97.53
40 CLSA LIMITED 7 172 179 6 154 160 -1 -18 -19 96.09 96.25
41 EAST ASIA SECURITIES COMPANY LIMITED 4 157 161 4 152 156 0 -5 -5 97.52 97.44
42 Morgan Stanley Hong Kong Securities Limited 9 150 159 13 142 155 4 -8 -4 94.34 91.61
43 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 164 167 3 145 148 0 -19 -19 98.20 97.97
44 DBS VICKERS (HONG KONG) LIMITED 3 146 149 4 143 147 1 -3 -2 97.99 97.28
45 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 127 132 6 136 142 1 9 10 96.21 95.77
46 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 8 126 134 13 118 131 5 -8 -3 94.03 90.08
47 SOUTH CHINA SECURITIES LIMITED 2 102 104 6 116 122 4 14 18 98.08 95.08
48 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 98 104 12 106 118 6 8 14 94.23 89.83
49 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 10 102 112 12 104 116 2 2 4 91.07 89.66
50 FIL Investment Management (Hong Kong) Limited 5 109 114 8 108 116 3 -1 2 95.61 93.10
51 oOo Securities (HK) Group Limited 2 51 53 2 109 111 0 58 58 96.23 98.20 2008-10-13
52 UBS SECURITIES HONG KONG LIMITED 9 94 103 10 100 110 1 6 7 91.26 90.91 2016-12-18
53 CHONG HING SECURITIES LIMITED 4 111 115 4 101 105 0 -10 -10 96.52 96.19
54 BlackRock (Hong Kong) Limited (d2017-01-20) 9 94 103 9 95 104 0 1 1 91.26 91.35 2015-05-15
55 CENTALINE WEALTH MANAGEMENT LIMITED 2 96 98 2 101 103 0 5 5 97.96 98.06 2007-05-21
56 JPMorgan Funds (Asia) Limited 6 96 102 7 93 100 1 -3 -2 94.12 93.00
57 HSBC Global Asset Management (Hong Kong) Limited 11 81 92 11 85 96 0 4 4 88.04 88.54 2006-03-29
58 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 4 83 87 6 89 95 2 6 8 95.40 93.68
59 CINDA INTERNATIONAL SECURITIES LIMITED 3 84 87 4 88 92 1 4 5 96.55 95.65
60 Credit Suisse Securities (Hong Kong) Limited 6 72 78 10 81 91 4 9 13 92.31 89.01
61 GET NICE SECURITIES LIMITED 5 88 93 4 87 91 -1 -1 -2 94.62 95.60
62 MIB SECURITIES (HONG KONG) LIMITED 8 69 77 9 82 91 1 13 14 89.61 90.11
63 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 85 92 7 83 90 0 -2 -2 92.39 92.22
64 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 76 82 6 83 89 0 7 7 92.68 93.26
65 MIZUHO SECURITIES ASIA LIMITED 10 76 86 12 76 88 2 0 2 88.37 86.36
66 Nerico Brothers Limited (HK) 4 73 77 4 82 86 0 9 9 94.81 95.35 2007-04-26 2025-08-28
67 iBest Consultants Limited 4 81 85 3 79 82 -1 -2 -3 95.29 96.34 2008-04-15 2019-08-15
68 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 83 88 3 79 82 -2 -4 -6 94.32 96.34
69 SANFULL SECURITIES LIMITED 6 77 83 6 75 81 0 -2 -2 92.77 92.59
70 GF Securities (Hong Kong) Brokerage Limited 5 34 39 6 73 79 1 39 40 87.18 92.41 2007-01-31
71 KINGSTON SECURITIES LIMITED 4 87 91 4 74 78 0 -13 -13 95.60 94.87
72 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 5 36 41 9 68 77 4 32 36 87.80 88.31 2016-10-10
73 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 60 70 12 64 76 2 4 6 85.71 84.21
74 Standard Chartered Securities (Hong Kong) Limited 11 49 60 12 64 76 1 15 16 81.67 84.21
75 Success Securities Limited 3 74 77 5 71 76 2 -3 -1 96.10 93.42
76 CORPORATE BROKERS LIMITED 4 73 77 4 71 75 0 -2 -2 94.81 94.67
77 FWD Financial Planning Limited (HK) 3 44 47 3 72 75 0 28 28 93.62 96.00 2011-01-25
78 CCB INTERNATIONAL CAPITAL LIMITED 5 73 78 5 67 72 0 -6 -6 93.59 93.06 2004-05-27
79 SINOPAC SECURITIES (ASIA) LIMITED 4 60 64 7 65 72 3 5 8 93.75 90.28 2017-02-12
80 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 10 63 73 9 62 71 -1 -1 -2 86.30 87.32
81 XinKong International Securities Limited 5 95 100 6 62 68 1 -33 -32 95.00 91.18
82 ICBC INTERNATIONAL CAPITAL LIMITED 4 46 50 14 53 67 10 7 17 92.00 79.10 2008-05-27
83 Jefferies Hong Kong Limited 4 38 42 7 59 66 3 21 24 90.48 89.39 2010-01-04
84 BCT Financial Limited 2 33 35 2 59 61 0 26 26 94.29 96.72 2010-11-24
85 RHB SECURITIES HONG KONG LIMITED 9 102 111 5 56 61 -4 -46 -50 91.89 91.80 2022-10-06
86 SG Asset Finance (Hong Kong) Limited 3 84 87 3 58 61 0 -26 -26 96.55 95.08 2016-09-27
87 VC BROKERAGE LIMITED 3 61 64 3 58 61 0 -3 -3 95.31 95.08
88 LUEN FAT SECURITIES COMPANY LIMITED 6 57 63 6 54 60 0 -3 -3 90.48 90.00
89 CENTALINE SECURITIES LIMITED 0 0 0 4 55 59 4 55 59 - 93.22 2011-10-07
90 ABCI Securities Company Limited 5 47 52 4 54 58 -1 7 6 90.38 93.10
91 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 70 76 5 53 58 -1 -17 -18 92.11 91.38
92 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 94 101 7 50 57 0 -44 -44 93.07 87.72
93 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 64 66 5 51 56 3 -13 -10 96.97 91.07 2007-12-07
94 Funderstone Securities Limited 2 41 43 5 49 54 3 8 11 95.35 90.74
95 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 52 59 8 46 54 1 -6 -5 88.14 85.19 2017-10-02
96 Ark Securities (Hong Kong) Limited 4 55 59 4 49 53 0 -6 -6 93.22 92.45
97 ICBC INTERNATIONAL SECURITIES LIMITED 6 50 56 20 33 53 14 -17 -3 89.29 62.26 2008-11-14
98 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 5 48 53 2 47 49 25.00 90.57
99 MUFG Securities Asia Limited 8 47 55 7 46 53 -1 -1 -2 85.45 86.79 2010-12-31
100 CSI Corporate Finance (HK) Limited 7 39 46 8 44 52 1 5 6 84.78 84.62 2019-03-29
101 T.F.S. Derivatives HK Limited 4 31 35 6 45 51 2 14 16 88.57 88.24 2009-05-21
102 Taiping Securities (HK) Co Limited 5 49 54 4 47 51 -1 -2 -3 90.74 92.16
103 CVP Securities Limited 2 46 48 2 48 50 0 2 2 95.83 96.00 2004-07-09 2024-11-26
104 NATIXIS ASIA LIMITED 3 35 38 3 47 50 0 12 12 92.11 94.00 2004-10-19
105 FIRST SHANGHAI SECURITIES LIMITED 4 49 53 5 43 48 1 -6 -5 92.45 89.58
106 TARGET CAPITAL MANAGEMENT LIMITED (HK) 5 32 37 5 43 48 0 11 11 86.49 89.58 2010-06-29
107 CHOW SANG SANG SECURITIES LIMITED 4 46 50 3 44 47 -1 -2 -3 92.00 93.62
108 INVESCO HONG KONG LIMITED 5 37 42 5 42 47 0 5 5 88.10 89.36
109 INVESCO ASSET MANAGEMENT ASIA LIMITED 5 36 41 5 41 46 0 5 5 87.80 89.13 2022-09-28
110 STOCKWELL SECURITIES LIMITED 3 39 42 3 42 45 0 3 3 92.86 93.33
111 BGC SECURITIES (HONG KONG) LLC 4 45 49 4 40 44 0 -5 -5 91.84 90.91
112 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 29 32 3 41 44 0 12 12 90.63 93.18 2007-04-04
113 KARL-THOMSON SECURITIES COMPANY LIMITED 4 45 49 3 41 44 -1 -4 -5 91.84 93.18
114 CCB INTERNATIONAL SECURITIES LIMITED 6 45 51 7 36 43 1 -9 -8 88.24 83.72 2005-08-19
115 TSE'S SECURITIES LIMITED 3 44 47 3 40 43 0 -4 -4 93.62 93.02
116 KGI SECURITIES (HONG KONG) LIMITED 11 35 46 10 32 42 -1 -3 -4 76.09 76.19 2017-10-02
117 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 46 48 3 38 41 1 -8 -7 95.83 92.68 2004-07-15
118 Lion Global Financial Limited 4 60 64 6 35 41 2 -25 -23 93.75 85.37 2008-10-10
119 ZHONGRONG PT SECURITIES LIMITED 3 39 42 3 38 41 0 -1 -1 92.86 92.68
120 BLACKSTONE GROUP (HK) LIMITED (THE) 3 45 48 3 37 40 0 -8 -8 93.75 92.50 2008-10-14
121 RBS Asia Corporate Finance Limited 6 68 74 2 38 40 -4 -30 -34 91.89 95.00 2014-08-15
122 WIN WONG SECURITIES LIMITED 4 36 40 4 36 40 0 0 0 90.00 90.00
123 ATHENA WEALTH MANAGEMENT LIMITED 2 20 22 2 37 39 0 17 17 90.91 94.87 2010-11-30
124 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 38 42 3 36 39 -1 -2 -3 90.48 92.31 2018-12-31
125 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 31 36 5 34 39 0 3 3 86.11 87.18
126 WOCOM SECURITIES LIMITED 5 36 41 5 34 39 0 -2 -2 87.80 87.18
127 BOCI ASIA LIMITED 8 36 44 5 33 38 -3 -3 -6 81.82 86.84
128 China Galaxy International Securities (Hong Kong) Co., Limited 0 0 0 5 33 38 5 33 38 - 86.84 2011-09-12
129 Pictet Asset Management (Hong Kong) Limited 5 19 24 5 33 38 0 14 14 79.17 86.84 2006-10-26
130 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 30 32 2 36 38 0 6 6 93.75 94.74
131 ENLIGHTEN SECURITIES LIMITED 3 44 47 3 34 37 0 -10 -10 93.62 91.89
132 FORTUNE (HK) SECURITIES LIMITED 2 32 34 4 33 37 2 1 3 94.12 89.19
133 VICTORY SECURITIES COMPANY LIMITED 3 32 35 3 34 37 0 2 2 91.43 91.89
134 Mason Securities Limited 4 31 35 6 30 36 2 -1 1 88.57 83.33
135 ONE CHINA SECURITIES LIMITED 2 36 38 2 34 36 0 -2 -2 94.74 94.44 2004-03-01
136 CMBC SECURITIES COMPANY LIMITED 4 14 18 7 28 35 3 14 17 77.78 80.00 2008-01-24
137 KAM FAI SECURITIES CO., LIMITED 3 31 34 4 31 35 1 0 1 91.18 88.57
138 Sanford C. Bernstein (Hong Kong) Limited 0 0 0 5 30 35 5 30 35 - 85.71 2011-09-28
139 VALUE PARTNERS LIMITED 3 37 40 3 32 35 0 -5 -5 92.50 91.43
140 ASSET MANAGEMENT GROUP LIMITED 2 52 54 2 32 34 0 -20 -20 96.30 94.12 2010-09-27
141 Credit Agricole Securities (Asia) Limited 9 60 69 5 29 34 -4 -31 -35 86.96 85.29
142 Emperor Wealth Management Limited 4 14 18 3 31 34 -1 17 16 77.78 91.18 2009-06-09
143 Goldman Sachs Investment Management Hong Kong Limited 4 40 44 3 31 34 -1 -9 -10 90.91 91.18 2013-11-27
144 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 25 27 2 32 34 0 7 7 92.59 94.12 2007-02-14 2021-02-01
145 Amundi Hong Kong Limited 5 28 33 6 27 33 1 -1 0 84.85 81.82
146 BSI Investment Advisors (Hong Kong) Limited 5 25 30 5 28 33 0 3 3 83.33 84.85 2010-08-27 2014-06-04
147 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 55 59 4 29 33 0 -26 -26 93.22 87.88 2016-10-25
148 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 4 26 30 4 29 33 0 3 3 86.67 87.88
149 NOMURA SECURITIES (HONG KONG) LIMITED 3 35 38 4 29 33 1 -6 -5 92.11 87.88 2013-10-15
150 UPBEST SECURITIES COMPANY LIMITED 4 31 35 3 30 33 -1 -1 -2 88.57 90.91
151 VALUE PARTNERS HONG KONG LIMITED 3 35 38 3 30 33 0 -5 -5 92.11 90.91 2007-11-19
152 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 10 19 29 8 24 32 -2 5 3 65.52 75.00 2010-06-30
153 ALTRUIST FINANCIAL GROUP LIMITED 0 0 0 2 29 31 2 29 31 - 93.55 2012-02-14
154 CGS International Securities Hong Kong Limited 5 30 35 5 26 31 0 -4 -4 85.71 83.87
155 Glory Sun Securities Limited 4 28 32 4 27 31 0 -1 -1 87.50 87.10
156 SDICS International Securities (Hong Kong) Limited 3 16 19 3 28 31 0 12 12 84.21 90.32 2010-05-18
157 Northern Trust Company of Hong Kong Limited (The) 3 27 30 3 27 30 0 0 0 90.00 90.00
158 OKASAN INTERNATIONAL (ASIA) LIMITED 4 19 23 4 26 30 0 7 7 82.61 86.67
159 Rich Union Securities (H.K.) Limited 3 28 31 3 27 30 0 -1 -1 90.32 90.00 2025-05-19
160 Guosen Securities (HK) Brokerage Company, Limited 3 9 12 4 25 29 1 16 17 75.00 86.21 2010-02-26
161 ICAP Securities Hong Kong Limited 2 14 16 2 27 29 0 13 13 87.50 93.10 2005-10-06 2018-09-30
162 RBC Capital Markets (Hong Kong) Limited 2 23 25 4 25 29 2 2 4 92.00 86.21 2010-09-09 2012-11-01
163 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 16 22 6 22 28 0 6 6 72.73 78.57 2003-08-29
164 CHRISTFUND SECURITIES LIMITED 3 29 32 3 25 28 0 -4 -4 90.63 89.29
165 Everbright Securities Digital Finance (HK) Limited 3 25 28 4 24 28 1 -1 0 89.29 85.71
166 HANG SENG SECURITIES LIMITED 6 15 21 6 22 28 0 7 7 71.43 78.57
167 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 26 29 3 25 28 0 -1 -1 89.66 89.29 2022-08-24
168 OnePlatform Securities Limited 2 26 28 2 26 28 0 0 0 92.86 92.86 2024-12-04
169 Religare Capital Markets (Hong Kong) Limited 5 19 24 6 22 28 1 3 4 79.17 78.57 2008-07-24 2018-04-09
170 Vantage Capital Markets HK Limited 3 21 24 5 23 28 2 2 4 87.50 82.14 2008-10-02
171 WING FUNG SECURITIES LIMITED 3 20 23 3 25 28 0 5 5 86.96 89.29
172 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 18 22 4 23 27 0 5 5 81.82 85.19 2007-01-12 2015-05-31
173 CSC SECURITIES (HK) LIMITED 3 24 27 5 22 27 2 -2 0 88.89 81.48
174 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 22 25 4 23 27 1 1 2 88.00 85.19 2009-11-27
175 SBI China Capital Financial Services Limited 4 24 28 5 22 27 1 -2 -1 85.71 81.48
176 TULLETT PREBON (HONG KONG) LIMITED 3 12 15 3 24 27 0 12 12 80.00 88.89 2010-08-26
177 CAPITAL GLOBAL MANAGEMENT LIMITED 3 15 18 2 24 26 -1 9 8 83.33 92.31 2005-09-17
178 GFI (HK) SECURITIES L.L.C. 3 27 30 3 23 26 0 -4 -4 90.00 88.46
179 HARRIS FRASER (INTERNATIONAL) LIMITED 3 18 21 3 23 26 0 5 5 85.71 88.46
180 Interactive Brokers LLC 3 16 19 3 23 26 0 7 7 84.21 88.46 2017-12-11
181 IPP Financial Advisers Limited 2 23 25 2 24 26 0 1 1 92.00 92.31 2006-12-21
182 MIDLAND WEALTH MANAGEMENT LIMITED 2 32 34 2 24 26 0 -8 -8 94.12 92.31 2008-02-18
183 PRESIDENT SECURITIES (HONG KONG) LIMITED 6 20 26 6 20 26 0 0 0 76.92 76.92 2024-03-27
184 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 4 22 26 1 4 5 85.71 84.62
185 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 18 23 4 22 26 -1 4 3 78.26 84.62
186 Telecom King Securities Limited 2 23 25 4 22 26 2 -1 1 92.00 84.62 2007-10-17
187 BOCOM International (Asia) Limited 6 10 16 5 20 25 -1 10 9 62.50 80.00 2007-09-21
188 CNI Securities Group Limited 4 19 23 3 22 25 -1 3 2 82.61 88.00 2009-12-15
189 Fosun International Securities Limited 8 19 27 6 19 25 -2 0 -2 70.37 76.00
190 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 18 20 1 24 25 -1 6 5 90.00 96.00 2007-01-30
191 HANTEC SECURITIES CO., LIMITED 2 25 27 2 23 25 0 -2 -2 92.59 92.00
192 LEHIN SECURITIES LIMITED 3 24 27 3 22 25 0 -2 -2 88.89 88.00
193 CMB International Securities Limited 5 22 27 4 20 24 -1 -2 -3 81.48 83.33 2010-06-15
194 FIRST SECURITIES (HK) LIMITED 5 16 21 5 19 24 0 3 3 76.19 79.17
195 ICAP Equities Asia Limited 2 20 22 3 21 24 1 1 2 90.91 87.50 2008-12-22 2018-09-30
196 KAISER SECURITIES LIMITED 2 24 26 2 22 24 0 -2 -2 92.31 91.67
197 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 22 24 2 22 24 0 0 0 91.67 91.67 2025-04-23
198 Sino-Rich Securities & Futures Limited 3 19 22 4 20 24 1 1 2 86.36 83.33
199 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 4 20 24 0 2 2 81.82 83.33 2003-09-18
200 HSBC BROKING SECURITIES (HONG KONG) LIMITED 6 20 26 3 20 23 -3 0 -3 76.92 86.96
201 I-ACCESS INVESTORS LIMITED 4 12 16 4 19 23 0 7 7 75.00 82.61 2005-12-19 2024-11-25
202 Legg Mason Asset Management Hong Kong Limited 5 17 22 3 20 23 -2 3 1 77.27 86.96 2005-10-31 2022-06-30
203 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 6 13 6 17 23 -1 11 10 46.15 73.91
204 Sunrise Brokers (Hong Kong) Limited 2 17 19 2 21 23 0 4 4 89.47 91.30 2009-12-09
205 Virtu ITG Hong Kong Limited 5 14 19 5 18 23 0 4 4 73.68 78.26
206 AllianceBernstein Hong Kong Limited 5 47 52 4 18 22 -1 -29 -30 90.38 81.82
207 CBH Asia Limited 4 12 16 4 18 22 0 6 6 75.00 81.82 2010-09-24
208 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 11 13 3 19 22 1 8 9 84.62 86.36 2008-12-17
209 DELTA ASIA SECURITIES LIMITED 3 21 24 2 20 22 -1 -1 -2 87.50 90.91
210 EWARTON SECURITIES LIMITED 6 16 22 4 18 22 -2 2 0 72.73 81.82
211 GAOYU SECURITIES LIMITED 4 18 22 4 18 22 0 0 0 81.82 81.82
212 KuCoin HK Limited 4 20 24 4 18 22 0 -2 -2 83.33 81.82
213 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 5 24 29 2 20 22 -3 -4 -7 82.76 90.91 2010-06-29
214 SMBC Nikko Securities (Hong Kong) Limited 4 12 16 6 16 22 2 4 6 75.00 72.73
215 SPS SECURITIES LIMITED 4 17 21 4 18 22 0 1 1 80.95 81.82
216 BEA Union Investment Management Limited 4 16 20 5 16 21 1 0 1 80.00 76.19
217 CAIIS Limited 3 19 22 2 19 21 -1 0 -1 86.36 90.48 2006-05-23 2018-09-04
218 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 6 10 2 19 21 -2 13 11 60.00 90.48 2008-12-31 2012-12-13
219 DL BROKERAGE LIMITED 3 19 22 3 18 21 0 -1 -1 86.36 85.71
220 Eastspring Investments (Hong Kong) Limited 4 10 14 4 17 21 0 7 7 71.43 80.95 2006-08-08
221 ICBC (ASIA) SECURITIES LIMITED 4 12 16 4 17 21 0 5 5 75.00 80.95
222 JIMEI SECURITIES LIMITED 3 21 24 2 19 21 -1 -2 -3 87.50 90.48 2008-12-09
223 JS SECURITIES LIMITED (HK) 2 11 13 2 19 21 0 8 8 84.62 90.48 2011-01-20 2024-12-19
224 North Beta International Securities Limited 3 22 25 3 18 21 0 -4 -4 88.00 85.71 2009-07-17
225 Open Securities Limited 3 8 11 2 19 21 -1 11 10 72.73 90.48
226 ORIENT SECURITIES LIMITED 3 19 22 3 18 21 0 -1 -1 86.36 85.71
227 Planetree Securities Limited 4 18 22 4 17 21 0 -1 -1 81.82 80.95
228 SynerWealth Financial Limited 3 15 18 4 17 21 1 2 3 83.33 80.95 2009-02-04 2024-06-13
229 Winner International Securities Limited 3 15 18 4 17 21 1 2 3 83.33 80.95
230 YICKO SECURITIES LIMITED 4 17 21 5 16 21 1 -1 0 80.95 76.19
231 Yunfeng Financial Markets Limited 3 5 8 8 13 21 5 8 13 62.50 61.90
232 BERICH BROKERAGE LIMITED 3 16 19 4 16 20 1 0 1 84.21 80.00 2024-01-30
233 BTIG Hong Kong Limited 3 13 16 3 17 20 0 4 4 81.25 85.00 2008-04-15
234 BUSINESS SECURITIES LIMITED 2 18 20 3 17 20 1 -1 0 90.00 85.00
235 CHEER UNION SECURITIES LIMITED 2 18 20 3 17 20 1 -1 0 90.00 85.00
236 DAEWOO SECURITIES (HONG KONG) LIMITED 2 10 12 4 16 20 2 6 8 83.33 80.00 2017-02-28
237 DBS ASIA CAPITAL LIMITED 4 12 16 8 12 20 4 0 4 75.00 60.00
238 Hafoo Securities Limited 2 26 28 2 18 20 0 -8 -8 92.86 90.00 2009-12-09
239 HENYEP SECURITIES LIMITED 3 18 21 3 17 20 0 -1 -1 85.71 85.00
240 HUNG SING SECURITIES LIMITED 4 21 25 4 16 20 0 -5 -5 84.00 80.00
241 INSTINET PACIFIC LIMITED 4 21 25 4 16 20 0 -5 -5 84.00 80.00
242 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 6 15 21 5 15 20 -1 0 -1 71.43 75.00
243 LOMBARD ODIER (HONG KONG) LIMITED 5 12 17 4 16 20 -1 4 3 70.59 80.00
244 Neuberger Berman Asia Limited 2 13 15 4 16 20 2 3 5 86.67 80.00 2008-03-13
245 PEGASUS FUND MANAGERS LIMITED 2 11 13 2 18 20 0 7 7 84.62 90.00 2011-01-28
246 TAI SHING STOCK INVESTMENT CO. LIMITED 2 20 22 2 18 20 0 -2 -2 90.91 90.00
247 TAI TAK SECURITIES (ASIA) LIMITED 4 19 23 4 16 20 0 -3 -3 82.61 80.00
248 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 4 16 20 0 0 0 80.00 80.00 2020-12-21
249 ABCI CAPITAL LIMITED 2 10 12 3 16 19 1 6 7 83.33 84.21 2011-03-17
250 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 5 14 19 5 14 19 - 73.68 2012-04-02
251 CHEONG LEE SECURITIES LIMITED 3 13 16 3 16 19 0 3 3 81.25 84.21 2005-11-24
252 EVER-LONG SECURITIES COMPANY LIMITED 4 16 20 5 14 19 1 -2 -1 80.00 73.68
253 FAIR EAGLE SECURITIES COMPANY LIMITED 2 17 19 2 17 19 0 0 0 89.47 89.47
254 GOLDENWAY SECURITIES COMPANY LIMITED 2 18 20 2 17 19 0 -1 -1 90.00 89.47 2024-11-18
255 JPMorgan Asset Management (Asia Pacific) Limited 3 12 15 6 13 19 3 1 4 80.00 68.42
256 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 4 15 19 0 2 2 76.47 78.95
257 ORIENT SECURITIES (HONG KONG) LIMITED 3 8 11 3 16 19 0 8 8 72.73 84.21 2010-07-21
258 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 18 22 5 14 19 1 -4 -3 81.82 73.68 2013-04-17
259 Shang International Finance Limited 7 12 19 6 13 19 -1 1 0 63.16 68.42 2024-01-26
260 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 5 15 20 5 14 19 0 -1 -1 75.00 73.68
261 WELLFULL SECURITIES COMPANY LIMITED 5 15 20 5 14 19 0 -1 -1 75.00 73.68
262 AuVantage Consultancy Limited 2 16 18 2 16 18 0 0 0 88.89 88.89 2023-06-14
263 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 5 7 2 16 18 0 11 11 71.43 88.89 2006-01-25 2019-11-04
264 First Sentier Investors (Hong Kong) Limited 3 15 18 4 14 18 1 -1 0 83.33 77.78
265 GAYANG SECURITIES LIMITED 3 23 26 3 15 18 0 -8 -8 88.46 83.33 2010-11-09
266 UBP ASSET MANAGEMENT ASIA LIMITED 4 11 15 4 14 18 0 3 3 73.33 77.78 2007-01-11
267 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 4 14 18 1 0 1 82.35 77.78 2008-09-02
268 YUE XIU SECURITIES COMPANY LIMITED 3 7 10 4 14 18 1 7 8 70.00 77.78
269 YUEXING SECURITIES COMPANY LIMITED 2 16 18 4 14 18 2 -2 0 88.89 77.78
270 CES Capital International (Hong Kong) Co., Limited 3 7 10 4 13 17 1 6 7 70.00 76.47 2023-02-23
271 CMB International Capital Limited 3 13 16 4 13 17 1 0 1 81.25 76.47 2010-09-07
272 De Riva Asia Limited 2 17 19 2 15 17 0 -2 -2 89.47 88.24 2010-07-29
273 Everbright Securities Global (HK) Limited 2 10 12 4 13 17 2 3 5 83.33 76.47 2024-06-20
274 GAM HONG KONG LIMITED 2 14 16 2 15 17 0 1 1 87.50 88.24 2025-02-17
275 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 9 12 2 15 17 -1 6 5 75.00 88.24
276 HO FUNG SHARES INVESTMENT LIMITED 3 15 18 3 14 17 0 -1 -1 83.33 82.35 2005-03-24
277 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2003-07-08 2023-05-19
278 MAN INVESTMENTS (HONG KONG) LIMITED 6 14 20 6 11 17 0 -3 -3 70.00 64.71 2005-07-28
279 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 4 13 17 0 0 0 76.47 76.47
280 Optima Capital Limited 3 13 16 3 14 17 0 1 1 81.25 82.35 2007-10-25 2024-05-30
281 Ping An Securities (Hong Kong) Holdings Company Limited 3 7 10 5 12 17 2 5 7 70.00 70.59 2009-07-30 2021-05-27
282 REDFORD SECURITIES LIMITED 2 24 26 3 14 17 1 -10 -9 92.31 82.35 2005-03-31
283 St. James's Place (Hong Kong) Limited 0 0 0 2 15 17 2 15 17 - 88.24 2012-02-14
284 Wells Fargo Securities Asia Limited 3 12 15 4 13 17 1 1 2 80.00 76.47 2008-04-25
285 WILSON SECURITIES LIMITED 3 20 23 2 15 17 -1 -5 -6 86.96 88.24 2010-02-25
286 WINFULL SECURITIES LIMITED 3 14 17 3 14 17 0 0 0 82.35 82.35
287 Apricot Capital (Hong Kong) Limited 4 13 17 4 12 16 0 -1 -1 76.47 75.00
288 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 3 12 15 3 13 16 0 1 1 80.00 81.25 2017-06-06
289 CELETIO INVESTMENTS LIMITED 3 13 16 4 12 16 1 -1 0 81.25 75.00
290 CHARLES SCHWAB, HONG KONG, LIMITED 4 10 14 4 12 16 0 2 2 71.43 75.00
291 Eclipse Options (HK) Limited 2 9 11 3 13 16 1 4 5 81.82 81.25 2007-05-31
292 M&F Asset Management Limited 3 10 13 5 11 16 2 1 3 76.92 68.75
293 METRO CAPITAL SECURITIES LIMITED 3 13 16 3 13 16 0 0 0 81.25 81.25 2023-06-13
294 ORIENTAL PATRON SECURITIES LIMITED 4 16 20 4 12 16 0 -4 -4 80.00 75.00
295 Public Securities Limited 3 16 19 3 13 16 0 -3 -3 84.21 81.25 2024-12-27
296 TIMES SECURITIES COMPANY LIMITED 3 13 16 3 13 16 0 0 0 81.25 81.25 2023-05-30
297 Waterland Securities (HK) Company Limited 4 13 17 2 14 16 -2 1 -1 76.47 87.50 2009-02-20 2020-08-31
298 WINTECH SECURITIES LIMITED 4 13 17 4 12 16 0 -1 -1 76.47 75.00 2024-07-25
299 YU ON SECURITIES COMPANY LIMITED 2 14 16 2 14 16 0 0 0 87.50 87.50 2013-12-06
300 Allianz Global Investors Hong Kong Limited 3 15 18 2 13 15 -1 -2 -3 83.33 86.67 2015-05-31
301 HANG TAI SECURITIES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00
302 HING WAI ALLIED SECURITIES LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
303 HING WONG SECURITIES LIMITED 3 13 16 3 12 15 0 -1 -1 81.25 80.00
304 Janus Henderson Investors Hong Kong Limited 1 9 10 4 11 15 3 2 5 90.00 73.33
305 JPMorgan Asset Management Real Assets (Asia) Limited 3 11 14 3 12 15 0 1 1 78.57 80.00 2009-06-26
306 MASTER TRADEMORE SECURITIES LIMITED 2 9 11 2 13 15 0 4 4 81.82 86.67
307 Mirae Asset Securities (HK) Limited 3 12 15 3 12 15 0 0 0 80.00 80.00 2007-01-11 2017-03-01
308 Mirae Asset Securities (HK) Limited 3 12 15 3 12 15 0 0 0 80.00 80.00 2007-01-11 2017-02-28
309 Neutral Financial Holding Company Limited 3 9 12 3 12 15 0 3 3 75.00 80.00
310 Oreana Financial Services Limited 0 0 0 3 12 15 3 12 15 - 80.00 2011-07-12
311 PIMCO Asia Limited 3 3 6 3 12 15 0 9 9 50.00 80.00 2006-05-17
312 PineBridge Investments Asia Limited 2 11 13 5 10 15 3 -1 2 84.62 66.67 2009-04-02
313 PROMISING SECURITIES COMPANY LIMITED 3 11 14 3 12 15 0 1 1 78.57 80.00 2004-01-02
314 Rifa Securities Limited 4 20 24 4 11 15 0 -9 -9 83.33 73.33
315 TAT LEE SECURITIES COMPANY LIMITED 2 14 16 2 13 15 0 -1 -1 87.50 86.67
316 Tiger Securities Asset Management Company Limited 4 14 18 5 10 15 1 -4 -3 77.78 66.67 2007-09-18
317 Changjiang Securities Brokerage (HK) Limited 0 0 0 2 12 14 2 12 14 - 85.71 2011-12-13
318 Channel 8 Wealth Management Limited 3 15 18 3 11 14 0 -4 -4 83.33 78.57 2010-01-27
319 China Gather Wealth Financial Company Limited 6 10 16 6 8 14 0 -2 -2 62.50 57.14 2005-04-01 2025-07-21
320 CMB International Global Markets Limited 3 13 16 3 11 14 0 -2 -2 81.25 78.57
321 CTBC Asia Limited 4 11 15 4 10 14 0 -1 -1 73.33 71.43 2004-01-14
322 IBTS ASIA (HK) LIMITED 5 6 11 4 10 14 -1 4 3 54.55 71.43 2005-11-17 2024-09-20
323 KVB Kunlun Securities (HK) Limited 3 8 11 3 11 14 0 3 3 72.73 78.57 2008-07-02 2020-12-14
324 MoneyMore Securities Limited 2 13 15 2 12 14 0 -1 -1 86.67 85.71
325 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
326 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71 2017-06-28
327 Shacom Securities Limited 2 11 13 3 11 14 1 0 1 84.62 78.57
328 AIF Securities Limited 6 8 14 5 8 13 -1 0 -1 57.14 61.54 2004-11-02
329 Astrum Capital Management Limited (HK) 3 8 11 3 10 13 0 2 2 72.73 76.92 2005-07-08
330 BULLISH SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
331 DWS Investments Hong Kong Limited 3 11 14 4 9 13 1 -2 -1 78.57 69.23
332 FIRST WORLDSEC SECURITIES LIMITED 3 12 15 3 10 13 0 -2 -2 80.00 76.92 2024-12-18
333 Interactive Brokers Hong Kong Limited 4 7 11 4 9 13 0 2 2 63.64 69.23
334 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
335 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
336 KWONG FAT HONG (SECURITIES) LIMITED 4 8 12 4 9 13 0 1 1 66.67 69.23
337 LEI SHING HONG SECURITIES LIMITED 3 11 14 2 11 13 -1 0 -1 78.57 84.62
338 MANGO FINANCIAL LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
339 ORIENTAL WEALTH SECURITIES LIMITED 4 12 16 3 10 13 -1 -2 -3 75.00 76.92 2008-09-05 2016-04-08
340 PRIME SECURITIES LIMITED (HK) 2 10 12 2 11 13 0 1 1 83.33 84.62
341 Public Financial Securities Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92
342 Rabo Brokerage HK Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2007-09-12 2014-01-16
343 Robeco Hong Kong Limited 4 8 12 2 11 13 -2 3 1 66.67 84.62 2007-12-18
344 SDIC Securities International Financial Holdings Limited 3 15 18 2 11 13 -1 -4 -5 83.33 84.62 2014-12-03
345 SINO GRADE SECURITIES LIMITED 2 12 14 3 10 13 1 -2 -1 85.71 76.92
346 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 2 11 13 0 11 11 0.00 84.62 2009-06-02
347 SUN GROWTH SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62 2022-02-11
348 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 2 4 6 3 10 13 1 6 7 66.67 76.92 2008-04-11
349 ABN AMRO Clearing Hong Kong Limited 4 8 12 4 8 12 0 0 0 66.67 66.67
350 ASA SECURITIES LIMITED 2 7 9 2 10 12 0 3 3 77.78 83.33 2010-08-19
351 Asia Pacific Securities Limited 3 9 12 4 8 12 1 -1 0 75.00 66.67
352 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 12 14 3 9 12 1 -3 -2 85.71 75.00 2019-07-05
353 CHINA PACIFIC SECURITIES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
354 CINDA INTERNATIONAL CAPITAL LIMITED 4 7 11 3 9 12 -1 2 1 63.64 75.00
355 EQT Partners Asia Limited 2 10 12 2 10 12 0 0 0 83.33 83.33 2011-04-15 2023-09-06
356 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 11 13 2 10 12 0 -1 -1 84.62 83.33 2017-10-02
357 HENIK SECURITIES LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33
358 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2024-03-01
359 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2013-03-19
360 LUEN SING SECURITIES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00 2016-03-31
361 Marex Financial Services Hong Kong Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2010-08-23
362 MFG Limited (HK) 4 11 15 4 8 12 0 -3 -3 73.33 66.67 2008-07-15
363 MIZUHO CAPITAL MARKETS (HK) LIMITED 4 8 12 3 9 12 -1 1 0 66.67 75.00 2010-11-03 2018-02-21
364 Oppenheimer Investments Asia Limited 2 7 9 3 9 12 1 2 3 77.78 75.00 2010-02-12
365 ROOFER SECURITIES LIMITED 3 9 12 2 10 12 -1 1 0 75.00 83.33
366 RPS INVESTMENT LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2014-12-09
367 SC Lowy Financial (HK) Limited 2 9 11 2 10 12 0 1 1 81.82 83.33 2009-09-21
368 SEEKERS MARKETS LIMITED 2 10 12 3 9 12 1 -1 0 83.33 75.00 2025-01-16
369 SINOMAX SECURITIES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00
370 StormHarbour Securities (Hong Kong) Limited 4 8 12 3 9 12 -1 1 0 66.67 75.00 2010-03-18
371 TANG PING KONG LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00 2022-10-03
372 TARZAN STOCK & SHARES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
373 TIANDA SECURITIES LIMITED 2 3 5 2 10 12 0 7 7 60.00 83.33 2011-01-18
374 Wanhai Securities (HK) Limited 2 6 8 3 9 12 1 3 4 75.00 75.00
375 Well Link Securities Limited 2 14 16 3 9 12 1 -5 -4 87.50 75.00 2005-11-11
376 WING FAT SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2023-10-06
377 Wisetrade Securities Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
378 Alpha Financial Group Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2005-10-31
379 Anuenue Securities Limited 2 10 12 2 9 11 0 -1 -1 83.33 81.82
380 AXA Investment Managers Asia Limited 2 11 13 3 8 11 1 -3 -2 84.62 72.73 2005-07-21
381 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2013-04-02
382 BMI FUNDS MANAGEMENT LIMITED 2 23 25 3 8 11 1 -15 -14 92.00 72.73 2010-09-10
383 Boom Securities (H.K.) Limited 3 7 10 3 8 11 0 1 1 70.00 72.73
384 CATHAY SECURITIES (HONG KONG) LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82 2007-11-27
385 CELESTIAL CAPITAL LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73 2022-05-27
386 CHINA SYSTEM SECURITIES LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73 2005-07-07
387 ETRADE SECURITIES (HONG KONG) LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73 2019-05-10
388 GETTA SECURITIES LIMITED 2 10 12 3 8 11 1 -2 -1 83.33 72.73 2004-12-23
389 GRANSING SECURITIES CO., LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
390 Hamilton Lane (Hong Kong) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2010-07-05
391 Hao Tian International Securities Limited 3 8 11 4 7 11 1 -1 0 72.73 63.64
392 HARVEST GLOBAL INVESTMENTS LIMITED 3 2 5 5 6 11 2 4 6 40.00 54.55 2010-11-11
393 HSBC BROKING (CHINA) LIMITED 5 9 14 2 9 11 -3 0 -3 64.29 81.82 2014-06-13
394 JS CRESVALE CAPITAL LIMITED 6 4 10 5 6 11 -1 2 1 40.00 54.55
395 Keefe, Bruyette & Woods Asia Limited 5 7 12 5 6 11 0 -1 -1 58.33 54.55 2010-03-03 2013-04-24
396 LAZARD ASIA (HONG KONG) LIMITED 2 7 9 4 7 11 2 0 2 77.78 63.64 2007-03-20
397 PARTNERS CAPITAL SECURITIES LIMITED 2 11 13 2 9 11 0 -2 -2 84.62 81.82
398 SDHG International Securities Limited 3 8 11 3 8 11 0 0 0 72.73 72.73
399 SOLID KING SECURITIES LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73
400 SUN SECURITIES LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73 2011-04-01
401 TOYO SECURITIES ASIA LIMITED 5 6 11 5 6 11 0 0 0 54.55 54.55
402 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 8 12 4 7 11 0 -1 -1 66.67 63.64
403 Vision Capital Investment Management Limited 2 11 13 2 9 11 0 -2 -2 84.62 81.82 2003-12-17
404 Win Securities Limited 3 7 10 3 8 11 0 1 1 70.00 72.73
405 WING YEE SECURITIES COMPANY LIMITED 4 7 11 4 7 11 0 0 0 63.64 63.64
406 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2015-09-07
407 ALTUS INVESTMENTS LIMITED (HK) 2 5 7 2 8 10 0 3 3 71.43 80.00 2005-12-14
408 Anli Securities Limited 2 7 9 2 8 10 0 1 1 77.78 80.00
409 AUDREY CHOW SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
410 Beevest Securities Limited 3 18 21 3 7 10 0 -11 -11 85.71 70.00
411 BlackRock Asset Management North Asia Limited 3 8 11 4 6 10 1 -2 -1 72.73 60.00 2011-03-21
412 Bradbury Securities Limited 2 7 9 2 8 10 0 1 1 77.78 80.00
413 CC Finance Limited 3 7 10 3 7 10 0 0 0 70.00 70.00 2006-04-20 2025-06-19
414 CHINA POINT STOCK BROKERS LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2024-10-31
415 DAH SING SECURITIES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00
416 Gong Ping Securities Limited 2 4 6 2 8 10 0 4 4 66.67 80.00 2010-12-08
417 HEAD & SHOULDERS SECURITIES LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00
418 HUA NAN SECURITIES (HK) LIMITED 6 11 17 4 6 10 -2 -5 -7 64.71 60.00 2023-06-19
419 IMC Asia Pacific Limited 3 24 27 2 8 10 -1 -16 -17 88.89 80.00 2007-03-12
420 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 3 5 3 7 10 1 4 5 60.00 70.00 2010-10-06
421 Kaisa Financial Group Company Limited 2 8 10 2 8 10 0 0 0 80.00 80.00 2008-06-16
422 KCG SECURITIES ASIA LIMITED 5 6 11 4 6 10 -1 0 -1 54.55 60.00
423 LAMTEX SECURITIES LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2020-08-27
424 LEE'S SECURITIES COMPANY LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2005-01-03
425 Leonteq Securities (Hong Kong) Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2011-04-07
426 Minerva Holding Financial Securities Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
427 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 1 3 2 8 10 0 7 7 33.33 80.00 2011-04-14
428 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 5 8 2 8 10 -1 3 2 62.50 80.00
429 Oaktree Capital (Hong Kong) Limited 2 6 8 3 7 10 1 1 2 75.00 70.00 2007-01-19
430 ONSHINE SECURITIES LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
431 PO LEE SECURITIES LIMITED 2 6 8 3 7 10 1 1 2 75.00 70.00
432 REALINK FINANCIAL TRADE LIMITED 3 12 15 3 7 10 0 -5 -5 80.00 70.00
433 SAMSUNG SECURITIES (ASIA) LIMITED 5 37 42 4 6 10 -1 -31 -32 88.10 60.00
434 SHENG YUAN SECURITIES LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2010-10-27
435 SHUN HENG SECURITIES LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00
436 Soochow Securities International Brokerage Limited 0 0 0 3 7 10 3 7 10 - 70.00 2012-01-12
437 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 4 6 10 1 0 1 66.67 60.00 2007-05-08 2019-09-30
438 TAI YIP STOCK COMPANY LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
439 Templewater Hong Kong Limited 4 6 10 4 6 10 0 0 0 60.00 60.00
440 VALUABLE CAPITAL LIMITED 2 3 5 2 8 10 0 5 5 60.00 80.00 2010-07-14
441 WINTONE SECURITIES LIMITED 2 12 14 2 8 10 0 -4 -4 85.71 80.00 2004-02-16 2022-12-13
442 YF SECURITIES COMPANY LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
443 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 5 6 11 3 6 9 -2 0 -2 54.55 66.67
444 CF GLOBAL (HK) LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67
445 CHINA EVERBRIGHT CAPITAL LIMITED 2 5 7 3 6 9 1 1 2 71.43 66.67 2005-05-09
446 China Jianxin Financial Services Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2009-11-17 2022-03-15
447 CHINAWIDE SECURITIES LIMITED 4 3 7 3 6 9 -1 3 2 42.86 66.67 2010-11-09 2013-12-17
448 EVERHOT SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2019-12-11
449 Golden Hen Securities and Futures Limited 2 2 4 2 7 9 0 5 5 50.00 77.78 2010-05-13
450 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 0 0 0 4 5 9 4 5 9 - 55.56 2011-10-28
451 HERMES SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
452 Hong Kong Securities (International) Company Limited 1 0 1 2 7 9 1 7 8 0.00 77.78 2009-07-23 2023-03-02
453 Hong Kong Stock Link Securities Limited 2 6 8 2 7 9 0 1 1 75.00 77.78
454 Houlihan Lokey (China) Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2008-10-09
455 iTTa Capital Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-12-04 2013-06-11
456 KILMOREY SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2023-08-17
457 KING FOOK SECURITIES COMPANY LIMITED 5 9 14 4 5 9 -1 -4 -5 64.29 55.56 2016-03-31
458 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
459 KWOK HING SECURITIES LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78
460 Legg Mason International Equities (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2015-08-28
461 MIRABAUD (ASIA) LIMITED 3 9 12 3 6 9 0 -3 -3 75.00 66.67 2003-05-13 2018-10-16
462 NITTAN CAPITAL ASIA LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2011-08-05 2013-04-10
463 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 5 4 9 0 -2 -2 54.55 44.44 2022-12-21
464 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56 2024-05-02
465 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 1 4 4 5 9 1 4 5 25.00 55.56 2008-12-30
466 Providence Equity Asia Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-08-23 2019-01-10
467 SoFi Securities (Hong Kong) Limited 0 0 0 2 7 9 2 7 9 - 77.78 2011-12-22
468 TENGARD FUND MANAGEMENT LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2012-04-03 2024-06-11
469 THING ON SECURITIES LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67
470 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
471 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78
472 YING WAH SECURITIES COMPANY LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2023-05-05
473 Argonaut Securities (Asia) Limited 0 0 0 3 5 8 3 5 8 - 62.50 2011-09-08 2021-12-07
474 Arta Global Markets Limited 2 5 7 3 5 8 1 0 1 71.43 62.50 2008-01-08
475 BAN HIN SECURITIES COMPANY LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00
476 BNY Mellon Investment Management Hong Kong Limited 3 3 6 4 4 8 1 1 2 50.00 50.00 2008-06-06
477 BOCHK Asset Management Limited 2 3 5 4 4 8 2 1 3 60.00 50.00 2010-12-15
478 BOKHARY SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2025-06-23
479 Bright Fund Management Limited 2 5 7 4 4 8 2 -1 1 71.43 50.00 2023-12-19
480 BTG Pactual Asia Limited 2 0 2 2 6 8 0 6 6 0.00 75.00 2010-08-16 2016-12-13
481 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
482 CEPA ALLIANCE SECURITIES LIMITED 3 8 11 4 4 8 1 -4 -3 72.73 50.00
483 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 0 0 0 2 6 8 2 6 8 - 75.00 2012-01-06
484 CS Wealth Securities Limited 4 4 8 4 4 8 0 0 0 50.00 50.00
485 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50
486 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 2 6 8 2 6 8 - 75.00 2011-11-15
487 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-03-03
488 GLOBAL INVESTMENT ADVISORS LIMITED 2 7 9 3 5 8 1 -2 -1 77.78 62.50 2005-01-27
489 Goldin Equities Limited 3 8 11 4 4 8 1 -4 -3 72.73 50.00 2022-11-28
490 GOOD HARVEST SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
491 GT CAPITAL LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00
492 Hongkong Bay Securities Limited 2 7 9 3 5 8 1 -2 -1 77.78 62.50 2023-02-20
493 Huayu Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
494 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2014-10-13
495 K.K.M. SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2023-05-23
496 KINGSWAY CAPITAL LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2008-08-14 2022-09-09
497 KMT SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
498 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
499 LUEN HING SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2017-04-18
500 Oshidori Securities Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
501 PARTNERS CAPITAL INTERNATIONAL LIMITED 5 1 6 5 3 8 0 2 2 16.67 37.50
502 PineBridge Investments Hong Kong Limited 2 6 8 4 4 8 2 -2 0 75.00 50.00
503 RICHE BRIGHT SECURITIES LIMITED 3 9 12 3 5 8 0 -4 -4 75.00 62.50 2008-01-04
504 Saxo Capital Markets HK Limited 3 3 6 4 4 8 1 1 2 50.00 50.00 2011-01-19
505 SUNRISE SECURITIES LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50 2005-03-21
506 TAIFAIR SECURITIES LIMITED 5 4 9 4 4 8 -1 0 -1 44.44 50.00
507 Tensant Securities Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2004-08-25
508 Tora Trading Services Limited (HK) 3 3 6 3 5 8 0 2 2 50.00 62.50 2008-11-14
509 TRUTH SECURITIES LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2022-06-28
510 TT INTERNATIONAL (HONG KONG) LIMITED 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2009-12-03
511 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
512 VISION FINANCE (SECURITIES) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
513 VMS Securities Limited 3 3 6 4 4 8 1 1 2 50.00 50.00
514 Vontobel (Hong Kong) Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2008-11-27
515 VTB Capital Hong Kong Limited 3 1 4 5 3 8 2 2 4 25.00 37.50 2011-06-30
516 WANG ON SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
517 abrdn Hong Kong Limited 2 3 5 2 5 7 0 2 2 60.00 71.43
518 AJ Securities Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
519 Beijing Securities Limited 3 8 11 2 5 7 -1 -3 -4 72.73 71.43
520 BMI Securities Limited 2 1 3 2 5 7 0 4 4 33.33 71.43 2011-03-14
521 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2018-12-31
522 Brilliant Norton Securities Company Limited 0 0 0 4 3 7 4 3 7 - 42.86 2011-12-01 2023-08-04
523 C.P. SECURITIES INTERNATIONAL LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2021-02-09
524 China Hong Kong Capital Asset Management Company Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2024-05-17
525 EMPEROR CORPORATE FINANCE LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2009-12-24
526 FAIRWIN BROKING LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
527 FB SECURITIES (HONG KONG) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
528 Fortune Origin Securities Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2009-07-09
529 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
530 GOLDRIDE SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
531 Guochuang Securities Financial Holding Group Co., Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43
532 GUODU SECURITIES (HONG KONG) LIMITED 3 7 10 3 4 7 0 -3 -3 70.00 57.14 2009-03-20
533 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 2 5 6 1 7 3 -1 2 40.00 14.29 2011-01-24
534 Imagi Brokerage Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14
535 ITAU ASIA LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2006-10-31 2017-05-04
536 King Sun Securities Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43
537 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 0 3 3 4 7 0 4 4 0.00 57.14 2010-10-12
538 Liquidnet Asia Limited 2 2 4 3 4 7 1 2 3 50.00 57.14 2007-08-15
539 Merdeka Securities Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2024-07-19
540 NEW REGION SECURITIES COMPANY LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86
541 OPTIVER TRADING HONG KONG LIMITED 4 2 6 4 3 7 0 1 1 33.33 42.86 2007-12-03
542 PFC INTERNATIONAL COMPANY LIMITED 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2008-07-29
543 PGIM (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
544 PICO ZEMAN SECURITIES (HK) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2010-07-12 2023-10-30
545 PO SANG SECURITIES LIMITED 0 0 0 2 5 7 2 5 7 - 71.43 2012-03-23
546 QMIS Securities Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2009-07-24
547 RaffAello Securities (HK) Limited 2 3 5 4 3 7 2 0 2 60.00 42.86 2005-03-30
548 Realord Asia Pacific Securities Limited 2 1 3 3 4 7 1 3 4 33.33 57.14 2010-11-24
549 RICH PLEASURE SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2022-06-30
550 ROSA SECURITIES LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2023-08-17
551 SINO CAPITAL SECURITIES LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
552 SOO PEI SHAO & COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-03-31 2015-04-16
553 T G SECURITIES LIMITED 4 8 12 3 4 7 -1 -4 -5 66.67 57.14
554 TAI FUNG SECURITIES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
555 TAI NING STOCK COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
556 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
557 WINLAND WEALTH MANAGEMENT LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
558 A ONE INVESTMENT COMPANY LIMITED 5 3 8 5 1 6 0 -2 -2 37.50 16.67 2013-12-05
559 Aevitas Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
560 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2011-09-27 2023-08-11
561 Aletheia Analyst Network Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2008-06-03 2013-01-28
562 Averest Capital Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
563 BALI SECURITIES CO. LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33 2020-04-27
564 CASH Wealth Management Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2011-01-17
565 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
566 CHEE TAK SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
567 CHELSEA SECURITIES LIMITED (HK) 4 3 7 4 2 6 0 -1 -1 42.86 33.33
568 China Integrity Investment Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-09-18 2014-03-19
569 China Reserve Securities Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67
570 CHINA SKY SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
571 CTW SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2021-12-30
572 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2009-10-14
573 DaoKou Securities Limited 4 2 6 4 2 6 0 0 0 33.33 33.33
574 Execution Noble (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-10-10 2015-04-10
575 FE SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
576 Finet Securities Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67
577 FREDDY COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-02-21
578 FRM HONG KONG LIMITED (d2014-05-18) 2 4 6 2 4 6 0 0 0 66.67 66.67 2008-05-14 2013-01-08
579 FT Securities Limited 3 2 5 2 4 6 -1 2 1 40.00 66.67 2024-12-06
580 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2011-12-23
581 GLG Partners Hong Kong Limited 2 3 5 4 2 6 2 -1 1 60.00 33.33 2010-11-30 2023-10-02
582 GLS SECURITIES LIMITED 2 4 6 3 3 6 1 -1 0 66.67 50.00 2024-08-12
583 GT Asset & Portfolio Management Limited 0 0 0 3 3 6 3 3 6 - 50.00 2012-01-16
584 HSBC SECURITIES (ASIA) LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2020-06-15
585 iFAST Financial (HK) Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-03-30
586 iFAST Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
587 INTERCHINA SECURITIES LIMITED 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2016-12-16
588 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2024-05-31
589 KGI CAPITAL ASIA LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
590 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-22
591 LCA Solutions Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-07-30
592 LT Securities Limited 3 0 3 2 4 6 -1 4 3 0.00 66.67 2011-04-01 2019-09-25
593 M3 Capital Partners (HK) Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2008-10-17
594 MAGIC COMPASS SECURITIES LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2011-10-12
595 MAN HON YEUNG SECURITIES LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
596 One Axcess Limited 0 0 0 3 3 6 3 3 6 - 50.00 2012-02-20 2013-02-18
597 orientiert International Markets Limited 2 4 6 1 5 6 -1 1 0 66.67 83.33 2007-06-29
598 Parry International Trading Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-08-26
599 PEAK CAPITAL LIMITED (b2004-03-30) 2 3 5 2 4 6 0 1 1 60.00 66.67 2009-11-03
600 PLATINUM BROKING COMPANY LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
601 Principal Investment & Retirement Services Limited 0 0 0 2 4 6 2 4 6 - 66.67 2011-08-17
602 PUREHEART CAPITAL ASIA LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2010-04-26
603 Pyramis Global Advisors (Hong Kong) Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2008-12-11 2013-11-15
604 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2023-01-03
605 Rothschild & Co Hong Kong Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67 2005-04-27
606 S. W. WOO AND COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
607 SEAGA INTERNATIONAL LIMITED 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-02-05
608 SELINA & CO. LIMITED (HK) 2 4 6 2 4 6 0 0 0 66.67 66.67
609 SILVERHORN INVESTMENT ADVISORS LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2011-02-28
610 SIU ON SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
611 SJS Markets Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67 2005-03-02
612 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2023-03-29
613 STARLING GROUP SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2008-11-05 2013-05-20
614 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2022-12-28
615 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
616 TANG KEE SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-06-26
617 TPG Capital, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-03-07
618 UNICORN SECURITIES COMPANY LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
619 Vanguard Investments Hong Kong Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-02-07 2022-06-29
620 WINSOME STOCK COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
621 YU MING INVESTMENT MANAGEMENT LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00
622 ALPHA SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
623 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-08-03
624 APG Investments Asia Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-03-30
625 Ark Group Holdings (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-01-04
626 Arta Asset Management Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2008-07-10
627 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 4 1 5 0 0 0 20.00 20.00 2011-01-04 2016-03-17
628 Black Marble Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
629 BOA INTERNATIONAL SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2009-03-30 2023-02-17
630 BOND TRUST LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-08-04
631 CCB Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
632 CHAN NGOK MING SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2024-03-14
633 China Asset Management (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2011-10-12
634 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-08-28
635 CHUNG LEE SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-11-09
636 Citadel Securities (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-04-09
637 Cynosure Asset Management Hong Kong Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2023-09-27
638 EnTrustPermal (Hong Kong) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2006-03-09 2021-03-26
639 F. R. ZIMMERN LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-07-15
640 Future Growth Financial Services Limited 2 12 14 2 3 5 0 -9 -9 85.71 60.00 2010-04-08
641 GENERALI INVESTMENTS ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2007-12-28 2018-09-26
642 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-04-07
643 Grand Cartel Securities Company Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2022-10-21
644 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2018-08-15
645 HOI SANG SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-06-22
646 HOORAY SECURITIES LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00
647 iBest Securities Company Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2019-08-15
648 iFAST Global Markets (HK) Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2008-02-12
649 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-30
650 Joy Silver Limited 3 3 6 4 1 5 1 -2 -1 50.00 20.00 2014-03-17
651 KAM LUEN SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
652 Kam Wah Investments Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2023-07-03
653 M SECURITIES LIMITED (HK) 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2006-02-23 2020-09-21
654 MARS SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
655 MEGABASE SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
656 Metaverse Securities Limited (HK) 3 2 5 4 1 5 1 -1 0 40.00 20.00 2010-12-17
657 MORTON SECURITIES LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00
658 RAMON INVESTMENT COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
659 Rich Bay Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-31 2024-01-16
660 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
661 Ruisen Port Securities Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2011-01-05
662 SALISBURY SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-03-31 2013-08-30
663 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2007-08-17 2014-11-28
664 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2005-07-07 2018-11-20
665 SWISS RE PRIVATE EQUITY PARTNERS (ASIA) LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2007-02-01 2012-12-24
666 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2024-12-02
667 TUNG SHUN SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2005-01-03 2022-03-17
668 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2007-11-29
669 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
670 WAH SANG SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
671 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-10-26
672 WAI FAT SECURITIES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
673 Waton Securities International Limited 2 0 2 2 3 5 0 3 3 0.00 60.00
674 WILBY SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2025-06-27
675 WINGS SECURITIES (HK) LIMITED 2 7 9 2 3 5 0 -4 -4 77.78 60.00
676 YARDLEY SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2025-08-18
677 Yuanta Financial (Hong Kong) Limited 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2010-02-03 2014-03-28
678 ZBI Asia Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2010-02-22 2014-06-09
679 3V Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-07-18 2013-08-27
680 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
681 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
682 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
683 BaoQiao Partners Capital Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2008-03-05 2023-05-12
684 Barings Investment Advisers (Hong Kong) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2009-05-08 2018-01-23
685 BETA INTERNATIONAL SECURITIES LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00
686 BLOOMYEARS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
687 Bosera Asset Management (International) Co., Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-07-18
688 Bradesco Securities Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-05
689 Campbell Lutyens Asia Pacific Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-07-08
690 Canaccord Genuity (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2011-05-04
691 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
692 CHINA DEMETER SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-10-18
693 China Enterprise Securities Company Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-01-27
694 CHINA SECURITIES HOLDINGS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2020-05-25
695 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
696 CHUANGS & CO. LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2015-12-30
697 CICC US Securities (Hong Kong) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-05-25
698 CLC SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-06-16 2024-04-23
699 COL Securities (HK) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2025-04-07
700 Core Securities Company Limited (The) 3 1 4 3 1 4 0 0 0 25.00 25.00 2010-11-19
701 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-07-03
702 Daishin Securities Asia Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-11-24 2018-08-09
703 Diamond Dragon Advisors Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00 2010-06-22 2023-11-21
704 DST Investment Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-04-23
705 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-02-26 2017-11-16
706 Edmond de Rothschild Securities (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-10-20 2017-11-16
707 EFG Asset Management (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-08-16
708 Enhanced Securities Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-08-02
709 F&C Asset Management Asia Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-10-15 2014-11-04
710 FTN Financial Asia Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2008-06-02 2015-08-14
711 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2021-04-29
712 GOODCAPE SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-12-06 2016-12-15
713 Grand China Securities Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-05-03
714 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-09-23
715 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-04-10 2013-07-25
716 Hana Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-03-04 2015-06-17
717 HIP HING SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
718 HKFAEx Group Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-07-13
719 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-29 2024-03-28
720 HOU TAK SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2020-01-24
721 KB Securities Hong Kong Limited 3 4 7 2 2 4 -1 -2 -3 57.14 50.00
722 KCG Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-05-14 2013-06-14
723 KIN FUNG STOCK COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-31
724 Knight Capital Asia Limited 4 24 28 4 0 4 0 -24 -24 85.71 0.00 2008-10-23 2013-06-17
725 LaSalle Investment Management Hong Kong Limited 3 4 7 2 2 4 -1 -2 -3 57.14 50.00 2008-03-03
726 MING HON SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2025-07-21
727 MONTGOMERY SECURITIES LIMITED (HK) 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2023-05-15
728 Nittan Securities Asia Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
729 NORTH SEA SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-12-14
730 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-03-20 2014-05-23
731 PASAY STOCK AND SHARES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-01-20
732 Penjing Asset Management (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-10-29 2016-02-03
733 PRIME COURAGE SECURITIES COMPANY LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2011-09-19
734 Progeny (Hong Kong) Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2010-07-09
735 RHB ASSET MANAGEMENT LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2010-12-20 2020-11-17
736 RHB CAPITAL HONG KONG LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2020-11-17
737 Rothschild & Co Wealth Management Hong Kong Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2010-08-16 2019-10-18
738 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
739 SINO WEALTH SECURITIES LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-05
740 SMBC Capital Markets (Asia) Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00 2010-07-14
741 SOO PUI CHEN SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-21
742 Stellar Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
743 Stobene Partners (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-31 2017-07-28
744 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-31
745 TC Capital International Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2010-08-11
746 United Securities Limited (HK) 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-06-13
747 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2022-09-08
748 Winco Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-01
749 Zijing Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-07-30
750 Amherst Pierpont International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-06-17 2023-06-09
751 AP Asset Management (HK) Limited 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2004-10-05 2021-04-21
752 Ascalon Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-04-11 2020-06-16
753 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
754 Bauhinia Capital Partners Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-01-09 2019-08-15
755 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
756 BIG BAY SECURITIES (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-07-07 2019-04-18
757 BLUEFIN HK LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-30 2023-03-15
758 BOCOM MPF & Financial Services Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-06-25
759 Capula Investment Management Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-05-11
760 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-04-30
761 Celera Markets Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-12
762 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-06-22
763 CHINA GUARD INVESTMENTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
764 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
765 COHEN & STEERS ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-08-17
766 Conning Asia Pacific Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-02-24
767 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
768 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2021-05-25
769 CVC Asia Pacific Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-11-16
770 D. E. Shaw & Co. (Asia Pacific) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-02-20
771 D. YAU AND COMPANY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-02-24
772 D.J. SECURITIES LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
773 Dayton Way Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-02-14 2014-10-24
774 DigitalBridge Management Asia Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-07-20
775 EAA SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
776 EAST CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-04-04 2020-07-13
777 Evercore Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-03-04
778 F.T.M.F. DISTRIBUTION LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2008-08-15
779 FTFT International Securities and Futures Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-08-23
780 Fubon Fund Management (Hong Kong) Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
781 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2018-11-09
782 Greater China Securities Limited (b1999-04-26) 0 0 0 2 1 3 2 1 3 - 33.33
783 Grit Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
784 HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-12-21 2013-07-16
785 IMARKETS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
786 Ingensoma Trading Group Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-06-30 2018-12-31
787 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2013-01-03
788 KINGKEY SECURITIES GROUP LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-07-27
789 Lighthorse Asset Management (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-18 2016-11-22
790 Liquid Capital Markets Hong Kong Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2009-10-29 2014-05-12
791 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-06-27
792 Mesirow Financial Hong Kong, Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-06-05
793 MIGHTY BROKERAGE (ASIA) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-11-22
794 NEW GALA SECURITIES COMPANY LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2004-02-02
795 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
796 ORIENTAL PATRON ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
797 Paul Capital Advisors Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-06-17 2014-09-03
798 PHILIPPA HUCKLE GROUP LIMITED (THE) 0 0 0 3 0 3 3 0 3 - 0.00 2011-07-22 2022-11-24
799 PROBITAS HONG KONG LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-05
800 Qantex Capital Markets Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-06-08
801 RESIDENTS SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-03-19
802 SCOTIATRUST (ASIA) LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2018-08-14
803 SFGHK Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-06-12
804 Shinhan Investment Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-10-15
805 Standard Advisory Asia Limited 3 4 7 2 1 3 -1 -3 -4 57.14 33.33 2007-03-09 2013-09-04
806 Stifel Hong Kong Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-10-20
807 SUN CAPITAL SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-03-31
808 SUSQUEHANNA HONG KONG LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-11-03
809 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
810 Tenacity Partners Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2010-08-13 2014-12-08
811 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-02-09
812 TIAN YUAN FINANCE LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2021-12-23
813 TIBRA TRADING HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-06-25 2020-11-27
814 TransPacific Group (Asia) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-05-20
815 TUNG WUI SECURITIES CO., LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
816 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
817 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-11-02 2014-01-20
818 Volant Trading Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-12-09 2013-05-29
819 WADER SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
820 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
821 WORLDWIDE BROKERAGE LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2023-12-21
822 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-10-21
823 Yieldful Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-24 2025-09-11
824 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-13 2022-02-22
825 ADM SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
826 Aegon Asset Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-30 2022-12-30
827 Aetas Global Markets Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-10-26
828 Affiliated Managers Group (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-07 2024-03-20
829 AIU International Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-28
830 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-29
831 Atlantic Pacific Capital Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-14
832 BlueBay Hong Kong Limited 0 0 0 1 1 2 1 1 2 - 50.00 2011-12-13 2017-08-17
833 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
834 BRIGHT SECURITIES LIMITED (THE) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2025-07-17
835 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-19 2012-12-03
836 Capital International, Inc. 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-07-03
837 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2020-12-02
838 CENTURION CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
839 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
840 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-11-24
841 China Finance Holdings Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2020-07-23
842 CHINA TIMES SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2011-02-21 2024-06-28
843 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-29
844 DTC Investment Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-08-19
845 EVOLUTION ASIA INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
846 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
847 FPCG (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-22 2014-01-03
848 FUBON SECURITIES (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-18
849 FULL WIN SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
850 FULLJET SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-02-03
851 Genting Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-18 2023-02-06
852 Goldbridge Securities Limited 3 4 7 2 0 2 -1 -4 -5 57.14 0.00
853 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
854 Hong Kong Securities Holdings Limited (d2017-02-17) 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-19 2012-11-28
855 IIFL Private Wealth Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-13 2019-01-03
856 INTEGRITY SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-11 2025-05-09
857 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
858 JVSakk Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
859 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
860 KO KUN STOCK COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-18 2020-08-06
861 LAU & COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-03-13
862 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
863 MAINLAND SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-29 2024-10-31
864 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-08-05
865 MERCER INVESTMENTS (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-24
866 MFS International (Hong Kong) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2009-07-29
867 MVision Private Equity Advisers Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-29
868 ORION INVESTMENT MANAGEMENT LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2009-11-06
869 Pamirs Capital (H.K.) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-05 2019-07-16
870 Partners Capital Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-08-04
871 PIPER JAFFRAY ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2013-01-24
872 Pittodrie Finance Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-02
873 POTOMAC CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-03-08
874 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
875 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-01-07
876 RICHLAND WORLDWIDE LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2008-04-03
877 ROTH Capital Partners (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-11-30 2014-01-20
878 Select Investment Services Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-16
879 Sigma Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-27
880 SK Securities Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-20 2014-12-19
881 South West Capital Limited (d2013-12-11) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-04-20 2013-04-26
882 South West Capital Limited (d2013-12-11) 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-30 2011-10-25
883 Superfund Financial (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
884 Swiss China Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-14 2019-07-26
885 SYZ Asset Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-22 2016-12-22
886 T. Rowe Price Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-08
887 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-06 2014-07-24
888 WINNING SECURITIES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2019-08-02
889 Xeram and Company (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-07-08 2015-11-27
890 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
891 AMBITION SECURITIES CO. LIMITED 2 3 5 1 0 1 -1 -3 -4 60.00 0.00 2010-12-28 2012-07-06
892 CHI CAPITAL SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-07 2016-05-05
893 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-10-16
894 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
895 HANG TUNG SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2019-09-16
896 KAY YUE SECURITIES CO., LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-09-03
897 LAI PO HUNG & COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
898 Paulson Asia Limited 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2011-02-21 2017-03-31
899 Anand Rathi Financial Services (HK) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-09-23 2011-12-15
900 AXA Financial Planning (Hong Kong) Limited 3 19 22 0 0 0 -3 -19 -22 86.36 - 2012-05-25
901 BANK CONSORTIUM TRUST COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-11-22
902 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-07-12 2012-04-03
903 CICC US Securities, Inc. 1 2 3 0 0 0 -1 -2 -3 66.67 - 2007-08-03 2011-12-12
904 CMB International Capital Holdings Corporation Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-12-17 2011-08-10
905 ConvergEx Asia Pacific Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2010-12-03 2013-02-04
906 Coventry Capital HK Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-03-22 2012-03-01
907 Cowen Structured Products Hong Kong Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-10-20 2012-06-11
908 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-12-18 2011-09-30
909 Halbis Capital Management (Hong Kong) Limited 6 21 27 0 0 0 -6 -21 -27 77.78 - 2005-06-23 2012-05-11
910 Julius Baer (Hong Kong) Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2007-05-29 2012-05-10
911 La Roche & Co Asia Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2008-03-05 2011-12-08
912 MACQUARIE EQUITIES (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-05-02
913 MF Global Hong Kong Limited 5 31 36 0 0 0 -5 -31 -36 86.11 - 2007-04-30
914 PARIBAS ASIA EQUITY LIMITED 3 58 61 0 0 0 -3 -58 -61 95.08 - 2012-07-31
915 RAB CAPITAL (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2008-04-17 2011-10-10
916 Renaissance Capital (Hong Kong) Limited 2 11 13 0 0 0 -2 -11 -13 84.62 - 2010-09-02 2012-09-28
917 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 3 6 0 0 0 -3 -3 -6 50.00 - 2012-04-02
918 SBI China Capital Securities Limited 4 24 28 0 0 0 -4 -24 -28 85.71 - 2012-10-08
919 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2007-05-15 2012-01-12
920 SKY WARD ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-07-10
921 T. W. SABNANI SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-02-16 2012-06-29
922 TIS SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-28
923 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2009-11-19 2012-10-08
924 YF Life Investors Limited 3 48 51 0 0 0 -3 -48 -51 94.12 - 2006-04-07 2013-03-22
925 Yorkville Advisors HK Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2009-03-18 2012-03-02
Average 3.42 29.58 33.00 3.56 27.45 31.00 89.65 88.53

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