SFC licensees per firm: Dealing in futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2012-04-30 2013-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch Far East Limited 13 398 411 12 384 396 -1 -14 -15 96.84 96.97 2010-08-20
2 KGI FUTURES (HONG KONG) LIMITED 9 375 384 10 385 395 1 10 11 97.66 97.47
3 PHILLIP COMMODITIES (H.K.) LIMITED 3 431 434 3 387 390 0 -44 -44 99.31 99.23
4 GOLDMAN SACHS FUTURES (ASIA) LIMITED 20 311 331 22 347 369 2 36 38 93.96 94.04 2016-10-10
5 Morgan Stanley Hong Kong Securities Limited 13 573 586 12 323 335 -1 -250 -251 97.78 96.42 2010-11-30
6 CES Commodities (HK) Limited 6 387 393 5 309 314 -1 -78 -79 98.47 98.41
7 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 6 327 333 4 303 307 -2 -24 -26 98.20 98.70 2014-01-21
8 HAITONG INTERNATIONAL FUTURES LIMITED 10 315 325 7 287 294 -3 -28 -31 96.92 97.62
9 BOCI SECURITIES LIMITED 11 220 231 10 244 254 -1 24 23 95.24 96.06 2005-10-06
10 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 6 167 173 7 174 181 1 7 8 96.53 96.13
11 Quam Securities Limited 5 131 136 5 159 164 0 28 28 96.32 96.95 2004-10-15
12 HSBC BROKING FUTURES (ASIA) LIMITED 5 160 165 5 146 151 0 -14 -14 96.97 96.69
13 UBS SECURITIES ASIA LIMITED 4 148 152 4 144 148 0 -4 -4 97.37 97.30
14 Credit Suisse (Hong Kong) Limited 12 136 148 10 134 144 -2 -2 -4 91.89 93.06 2008-11-04
15 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 134 137 3 131 134 0 -3 -3 97.81 97.76
16 CELESTIAL COMMODITIES LIMITED 5 138 143 5 127 132 0 -11 -11 96.50 96.21
17 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 127 131 4 123 127 0 -4 -4 96.95 96.85
18 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 114 118 4 117 121 0 3 3 96.61 96.69
19 NOMURA INTERNATIONAL (HONG KONG) LIMITED 9 150 159 6 115 121 -3 -35 -38 94.34 95.04
20 DBS VICKERS (HONG KONG) LIMITED 4 114 118 3 115 118 -1 1 0 96.61 97.46 2003-10-14 2021-11-15
21 BOCOM International Securities Limited 2 104 106 4 112 116 2 8 10 98.11 96.55 2007-09-10
22 SG SECURITIES (HK) LIMITED 16 103 119 17 98 115 1 -5 -4 86.55 85.22 2003-12-16
23 J.P. MORGAN BROKING (HONG KONG) LIMITED 11 80 91 13 98 111 2 18 20 87.91 88.29 2003-12-02
24 CITIC Securities Futures (HK) Limited 11 93 104 10 100 110 -1 7 6 89.42 90.91
25 EMPEROR FUTURES LIMITED 3 99 102 5 99 104 2 0 2 97.06 95.19
26 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 103 105 3 98 101 1 -5 -4 98.10 97.03 2011-09-06
27 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 9 90 99 8 87 95 -1 -3 -4 90.91 91.58
28 SOUTH CHINA COMMODITIES LIMITED 5 90 95 7 88 95 2 -2 0 94.74 92.63
29 FULBRIGHT FUTURES LIMITED 4 79 83 7 82 89 3 3 6 95.18 92.13 2005-12-05
30 CHIEF COMMODITIES LIMITED 4 85 89 4 83 87 0 -2 -2 95.51 95.40 2025-08-31
31 Tung Shing Futures (Brokers) Limited 6 79 85 7 80 87 1 1 2 92.94 91.95 2017-02-12
32 Yuanta Securities (Hong Kong) Company Limited 0 0 0 3 84 87 3 84 87 - 96.55 2012-06-14
33 BARCLAYS CAPITAL ASIA LIMITED 5 108 113 5 78 83 0 -30 -30 95.58 93.98 2005-01-12
34 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 61 64 2 67 69 -1 6 5 95.31 97.10
35 Newedge Broker Hong Kong Limited 3 71 74 3 63 66 0 -8 -8 95.95 95.45 2016-10-31
36 SG Asset Finance (Hong Kong) Limited 3 70 73 3 63 66 0 -7 -7 95.89 95.45 2003-10-02 2016-09-27
37 DEUTSCHE SECURITIES ASIA LIMITED 5 81 86 7 58 65 2 -23 -21 94.19 89.23 2004-01-08
38 RBC INVESTMENT SERVICES (ASIA) LIMITED 3 70 73 3 61 64 0 -9 -9 95.89 95.31 2004-10-14
39 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 65 68 3 59 62 0 -6 -6 95.59 95.16
40 Yuanta Asia Investment (Hong Kong) Limited 4 97 101 3 58 61 -1 -39 -40 96.04 95.08 2003-08-13 2019-03-20
41 UBS DERIVATIVES HONG KONG LIMITED 5 53 58 6 54 60 1 1 2 91.38 90.00 2016-12-18
42 MIB FUTURES (HONG KONG) LIMITED 5 40 45 4 50 54 -1 10 9 88.89 92.59
43 China Galaxy International Futures (Hong Kong) Co., Limited 2 16 18 3 50 53 1 34 35 88.89 94.34 2011-12-14
44 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 44 46 3 50 53 1 6 7 95.65 94.34
45 RHB FUTURES HONG KONG LIMITED 4 32 36 4 46 50 0 14 14 88.89 92.00 2005-09-28 2022-10-06
46 Nerico Brothers Limited (HK) 3 40 43 5 40 45 2 0 2 93.02 88.89 2025-08-28
47 LUK FOOK FUTURES (HK) LIMITED 3 20 23 6 37 43 3 17 20 86.96 86.05 2011-12-05
48 Funderstone Futures Limited 5 40 45 5 36 41 0 -4 -4 88.89 87.80
49 VC INTERNATIONAL TRADING LIMITED 4 37 41 4 36 40 0 -1 -1 90.24 90.00 2022-10-27
50 Daiwa Capital Markets Hong Kong Limited 2 49 51 4 35 39 2 -14 -12 96.08 89.74 2007-10-05
51 CINDA INTERNATIONAL FUTURES LIMITED 3 34 37 3 35 38 0 1 1 91.89 92.11
52 Success Futures and Foreign Exchange Limited 3 27 30 3 35 38 0 8 8 90.00 92.11 2018-06-19
53 T.F.S. Derivatives HK Limited 8 28 36 8 30 38 0 2 2 77.78 78.95 2009-04-03
54 GF FUTURES (HONG KONG) CO., LIMITED 3 25 28 3 34 37 0 9 9 89.29 91.89 2007-02-16
55 SINOPAC FUTURES (ASIA) LIMITED 5 30 35 4 33 37 -1 3 2 85.71 89.19 2014-09-25
56 Duncan Futures Limited 6 26 32 6 30 36 0 4 4 81.25 83.33
57 GET NICE FUTURES COMPANY LIMITED 2 31 33 3 32 35 1 1 2 93.94 91.43
58 Ark Futures (Hong Kong) Limited 4 27 31 3 31 34 -1 4 3 87.10 91.18 2003-11-21
59 CHOW SANG SANG FUTURES LIMITED 3 30 33 3 31 34 0 1 1 90.91 91.18 2021-12-29
60 HGNH International Futures Co., Limited 4 26 30 5 29 34 1 3 4 86.67 85.29 2007-06-26
61 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 31 34 4 30 34 1 -1 0 91.18 88.24
62 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 24 28 5 28 33 1 4 5 85.71 84.85 2011-04-26
63 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 2 31 33 -3 -40 -43 93.42 93.94
64 SDICS International Futures (Hong Kong) Limited 3 14 17 3 28 31 0 14 14 82.35 90.32 2010-10-25
65 XinKong International Securities Limited 3 42 45 4 27 31 1 -15 -14 93.33 87.10 2004-10-25 2022-09-30
66 CORPORATE COMMODITIES LIMITED 3 31 34 3 27 30 0 -4 -4 91.18 90.00
67 FIRST SHANGHAI FUTURES LIMITED 3 27 30 4 26 30 1 -1 0 90.00 86.67
68 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 2 28 30 4 26 30 2 -2 0 93.33 86.67 2009-06-22
69 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 32 37 5 25 30 0 -7 -7 86.49 83.33 2004-05-31
70 Vantage Capital Markets HK Limited 6 18 24 6 24 30 0 6 6 75.00 80.00 2008-10-02
71 NATIXIS ASIA LIMITED 3 25 28 3 26 29 0 1 1 89.29 89.66 2008-08-05
72 WING FUNG FUTURES LIMITED 3 22 25 2 27 29 -1 5 4 88.00 93.10 2006-04-21
73 WOCOM LIMITED (HK) 5 28 33 5 24 29 0 -4 -4 84.85 82.76
74 Ping An Securities (Hong Kong) Futures Company Limited 2 0 2 2 25 27 0 25 25 0.00 92.59 2012-03-30
75 Sunrise Brokers (Hong Kong) Limited 2 21 23 2 25 27 0 4 4 91.30 92.59 2009-12-09
76 CHONG HING COMMODITIES AND FUTURES LIMITED 4 19 23 4 22 26 0 3 3 82.61 84.62
77 CSC FUTURES (HK) LIMITED 4 16 20 4 21 25 0 5 5 80.00 84.00
78 Interactive Brokers LLC 3 20 23 3 22 25 0 2 2 86.96 88.00 2017-12-11
79 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 20 25 3 21 24 -2 1 -1 80.00 87.50 2010-08-20
80 GUOYUAN FUTURES (HONG KONG) LIMITED 2 14 16 4 20 24 2 6 8 87.50 83.33 2007-11-29
81 Jefferies Hong Kong Limited 0 0 0 3 20 23 3 20 23 - 86.96 2012-10-03 2015-08-31
82 KINGSTON FUTURES LIMITED 2 21 23 3 20 23 1 -1 0 91.30 86.96
83 ORIENT FUTURES (HONG KONG) LIMITED 3 11 14 2 21 23 -1 10 9 78.57 91.30 2011-02-28
84 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 4 19 23 1 2 3 85.00 82.61 2010-08-26
85 ICAP Securities Hong Kong Limited 3 26 29 2 20 22 -1 -6 -7 89.66 90.91 2005-10-06 2018-09-30
86 Standard Chartered Securities (Hong Kong) Limited 0 0 0 2 20 22 2 20 22 - 90.91 2012-12-17
87 ICBC INTERNATIONAL FUTURES LIMITED 2 24 26 2 19 21 0 -5 -5 92.31 90.48 2009-05-06
88 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 20 22 3 18 21 1 -2 -1 90.91 85.71
89 Macquarie Asia Securities Limited 3 18 21 2 19 21 -1 1 0 85.71 90.48 2005-07-26 2017-10-10
90 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 3 18 21 0 1 1 85.00 85.71 2022-02-14
91 ADMIS Hong Kong Limited 3 17 20 3 17 20 0 0 0 85.00 85.00
92 CMB INTERNATIONAL FUTURES LIMITED 4 8 12 4 16 20 0 8 8 66.67 80.00
93 DELTA ASIA FINANCIAL FUTURES LIMITED 2 10 12 4 16 20 2 6 8 83.33 80.00
94 KAISER FUTURES LIMITED 3 22 25 3 17 20 0 -5 -5 88.00 85.00
95 BGC SECURITIES (HONG KONG) LLC 2 21 23 2 17 19 0 -4 -4 91.30 89.47 2008-06-25
96 De Riva Asia Limited 2 16 18 2 17 19 0 1 1 88.89 89.47 2010-07-29
97 I-ACCESS INVESTORS LIMITED 4 17 21 4 15 19 0 -2 -2 80.95 78.95 2005-07-13 2023-02-24
98 Open Securities Limited 3 10 13 3 16 19 0 6 6 76.92 84.21 2010-07-16
99 Qantex Capital Markets Limited 3 18 21 4 15 19 1 -3 -2 85.71 78.95 2009-04-14
100 STOCKWELL COMMODITIES LIMITED 5 11 16 5 14 19 0 3 3 68.75 73.68 2022-06-30
101 ZHONGRONG PT SECURITIES LIMITED 3 17 20 3 16 19 0 -1 -1 85.00 84.21 2010-07-30
102 Eclipse Options (HK) Limited 3 12 15 3 15 18 0 3 3 80.00 83.33 2008-03-10
103 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 12 16 4 13 17 0 1 1 75.00 76.47 2007-04-20
104 CLSA FUTURES LIMITED 4 18 22 3 14 17 -1 -4 -5 81.82 82.35 2016-06-02
105 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 12 17 4 12 16 -1 0 -1 70.59 75.00 2008-12-24
106 Gong Ping Futures Limited 2 5 7 2 14 16 0 9 9 71.43 87.50 2011-11-22
107 ENLIGHTEN FUTURES LIMITED 4 17 21 4 11 15 0 -6 -6 80.95 73.33
108 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 3 12 15 0 3 3 75.00 80.00 2007-07-27
109 Telecom King Securities Limited 2 15 17 2 13 15 0 -2 -2 88.24 86.67 2011-08-10
110 Changjiang Futures (HK) Limited 2 5 7 2 12 14 0 7 7 71.43 85.71 2012-02-13 2024-10-25
111 IMPERIUM INTERNATIONAL SECURITIES LIMITED 0 0 0 2 12 14 2 12 14 - 85.71 2012-12-10
112 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 21 24 2 12 14 -1 -9 -10 87.50 85.71 2008-04-25 2021-02-01
113 PO SANG SECURITIES LIMITED 2 13 15 2 12 14 0 -1 -1 86.67 85.71 2022-05-31
114 SANFULL FUTURES LIMITED 3 10 13 3 11 14 0 1 1 76.92 78.57 2007-12-21
115 Soochow Securities International Futures Limited 0 0 0 2 12 14 2 12 14 - 85.71 2012-08-27
116 ZHONGTAI INTERNATIONAL FUTURES LIMITED 0 0 0 2 12 14 2 12 14 - 85.71 2012-12-07
117 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 25 27 3 10 13 1 -15 -14 92.59 76.92 2004-07-15
118 CES Capital International (Hong Kong) Co., Limited 5 6 11 2 11 13 -3 5 2 54.55 84.62 2008-03-20 2023-02-23
119 iBest Consultants Limited 3 0 3 2 11 13 -1 11 10 0.00 84.62 2012-03-23 2017-07-06
120 Interactive Brokers Hong Kong Limited 4 9 13 4 9 13 0 0 0 69.23 69.23 2004-01-07
121 JPMorgan Asset Management (Asia Pacific) Limited 3 10 13 5 8 13 2 -2 0 76.92 61.54 2006-02-16
122 METRO CAPITAL FUTURES LIMITED 4 5 9 4 9 13 0 4 4 55.56 69.23 2018-07-10
123 ORIENTAL WEALTH FUTURES LIMITED 2 7 9 3 10 13 1 3 4 77.78 76.92 2009-06-18 2016-04-08
124 Rifa Futures Limited 2 7 9 2 11 13 0 4 4 77.78 84.62 2008-12-01
125 Well Link International Securities Limited 3 19 22 3 10 13 0 -9 -9 86.36 76.92
126 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 2 11 13 2 10 12 0 -1 -1 84.62 83.33 2005-09-21
127 EAST ASIA FUTURES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
128 HONG KONG INTERNATIONAL FUTURES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67 2022-10-06
129 Marex Hong Kong Limited 3 8 11 3 9 12 0 1 1 72.73 75.00 2011-01-28
130 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2009-12-15
131 BOCI COMMODITIES & FUTURES LIMITED 4 5 9 3 8 11 -1 3 2 55.56 72.73
132 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 0 0 0 4 7 11 4 7 11 - 63.64 2012-07-13
133 CVP Securities Limited 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2005-05-06 2022-10-28
134 Guosen Securities (HK) Brokerage Company, Limited 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2011-03-14
135 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73 2010-11-03 2018-02-21
136 Sino-Rich Securities & Futures Limited 4 9 13 2 9 11 -2 0 -2 69.23 81.82 2010-11-17
137 YUE XIU FUTURES COMPANY LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82 2024-07-30
138 ABN AMRO Clearing Hong Kong Limited 4 7 11 4 6 10 0 -1 -1 63.64 60.00
139 BlackRock Asset Management North Asia Limited 0 0 0 3 7 10 3 7 10 - 70.00 2012-10-26
140 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 12 16 4 6 10 0 -6 -6 75.00 60.00 2007-10-10 2016-10-25
141 FUJI HONG KONG COMMODITIES COMPANY LIMITED 3 9 12 2 8 10 -1 -1 -2 75.00 80.00
142 Planetree Futures Limited 4 7 11 4 6 10 0 -1 -1 63.64 60.00
143 UBS Asset Management (Hong Kong) Limited 0 0 0 2 8 10 2 8 10 - 80.00 2012-09-12 2020-01-21
144 UPBEST COMMODITIES COMPANY LIMITED 3 7 10 2 8 10 -1 1 0 70.00 80.00
145 ASA SECURITIES LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2010-08-19
146 BUSINESS FUTURES LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67 2023-11-29
147 HSBC Global Asset Management (Hong Kong) Limited 5 3 8 5 4 9 0 1 1 37.50 44.44 2010-09-20
148 OCBC Futures Investment (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67
149 YF FUTURES COMPANY LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78
150 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 2 6 8 2 6 8 0 0 0 75.00 75.00 2007-01-12 2015-05-31
151 CHEONG LEE SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2009-08-27
152 CHRISTFUND FUTURES LIMITED 2 8 10 2 6 8 0 -2 -2 80.00 75.00
153 Golden Hen Securities and Futures Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2010-05-13
154 GOLDEN MOUNTAIN FINANCIAL LIMITED 2 1 3 3 5 8 1 4 5 33.33 62.50 2012-03-30
155 HANG SENG FUTURES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2017-11-17
156 Holly International Financial Holdings Limited 0 0 0 2 6 8 2 6 8 - 75.00 2012-06-29
157 MFG Limited (HK) 4 4 8 3 5 8 -1 1 0 50.00 62.50 2010-05-24
158 MIZUHO SECURITIES ASIA LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00 2007-02-26 2016-05-05
159 MUFG Securities Asia Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2010-12-31
160 REALINK FINANCIAL TRADE LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2003-09-25
161 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00 2007-05-18 2017-11-21
162 SPS COMMODITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2023-12-18
163 T G SECURITIES LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2005-12-19
164 TIANDA SECURITIES LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00 2011-01-18 2017-10-10
165 TOPMORE COMMODITIES LIMITED 3 6 9 4 4 8 1 -2 -1 66.67 50.00 2014-06-11
166 Astrum Capital Management Limited (HK) 3 7 10 3 4 7 0 -3 -3 70.00 57.14 2005-07-08
167 CHARLESWIN BULLION LIMITED 2 1 3 3 4 7 1 3 4 33.33 57.14 2011-11-07
168 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2012-01-17
169 MAN INVESTMENTS (HONG KONG) LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2009-03-31
170 Marex Financial Services Hong Kong Limited 0 0 0 2 5 7 2 5 7 - 71.43 2012-10-05
171 OPTIVER TRADING HONG KONG LIMITED 4 3 7 5 2 7 1 -1 0 42.86 28.57 2007-12-03
172 R.J. O'Brien & Associates HK Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2007-10-29
173 Saxo Capital Markets HK Limited 0 0 0 3 4 7 3 4 7 - 57.14 2012-05-17
174 SINOPAC SECURITIES (ASIA) LIMITED 3 0 3 3 4 7 0 4 4 0.00 57.14 2012-04-23 2017-02-12
175 Tora Trading Services Limited (HK) 3 5 8 4 3 7 1 -2 -1 62.50 42.86 2009-05-21
176 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2016-04-19
177 Zhonghao International Futures Co., Limited 4 7 11 3 4 7 -1 -3 -4 63.64 57.14
178 AllianceBernstein Hong Kong Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2006-10-05
179 Beevest Securities Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-03-07 2014-10-31
180 Citadel Securities (Hong Kong) Limited 3 2 5 3 3 6 0 1 1 40.00 50.00 2009-04-09
181 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2011-09-02
182 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
183 GETTA SECURITIES LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2004-12-23
184 GLG Partners Hong Kong Limited 2 1 3 3 3 6 1 2 3 33.33 50.00 2010-11-30 2022-11-25
185 Glory Sun Securities Limited 0 0 0 3 3 6 3 3 6 - 50.00 2012-09-18 2022-10-06
186 HUNG SING FUTURES LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2020-06-29
187 LT Securities Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2011-04-01 2019-09-25
188 ONE CHINA SECURITIES LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2007-06-25 2024-10-28
189 PHOENIX CAPITAL SECURITIES LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2006-07-03 2022-12-21
190 RBS Asia Futures Limited 4 7 11 3 3 6 -1 -4 -5 63.64 50.00 2014-06-18
191 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
192 Ruisen Port Securities Limited 3 0 3 3 3 6 0 3 3 0.00 50.00 2011-01-05
193 SHACOM FUTURES LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00
194 SHENG YUAN SECURITIES LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2012-08-28
195 Sucden Financial (HK) Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2009-04-28
196 VICTORY SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-02-16
197 APG Investments Asia Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2012-03-30
198 China Gather Wealth Financial Company Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2018-11-20
199 HANTEC FUTURES LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2008-12-19
200 NOMURA SECURITIES (HONG KONG) LIMITED 5 79 84 3 2 5 -2 -77 -79 94.05 40.00 2010-02-01 2013-10-15
201 SMBC Capital Markets (Asia) Limited 3 1 4 4 1 5 1 0 1 25.00 20.00 2010-07-14
202 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00
203 Topaz Financial Group Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-10-12
204 TT INTERNATIONAL (HONG KONG) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2009-12-03
205 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2012-02-24
206 Asia Pacific Securities Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2012-02-03
207 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2010-11-03 2018-12-31
208 Future Growth Financial Services Limited 2 7 9 2 2 4 0 -5 -5 77.78 50.00 2010-04-08
209 GUODU FUTURES (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2012-12-04
210 Ingensoma Trading Group Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-10-30 2018-12-31
211 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-02-09 2013-08-07
212 MCM Asia Limited 0 0 0 2 2 4 2 2 4 - 50.00 2013-03-28 2024-07-25
213 Northern Trust Company of Hong Kong Limited (The) 3 1 4 3 1 4 0 0 0 25.00 25.00 2011-11-02
214 SUSQUEHANNA HONG KONG LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-11-03
215 TAIFAIR FUTURES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2025-06-30
216 Vantum Securities and Futures Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
217 Well Link Securities Limited 2 2 4 1 3 4 -1 1 0 50.00 75.00 2009-09-15
218 Xinhu International Futures (Hong Kong) Co., Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-05-22
219 ALPHA FUTURES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
220 Arta Global Futures Limited 4 1 5 2 1 3 -2 0 -2 20.00 33.33
221 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-10-26
222 BNY Mellon Investment Management Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2013-01-31
223 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2009-03-30 2023-02-17
224 CES International Commodities (HK) Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2015-12-11
225 CF GLOBAL (HK) LIMITED 1 4 5 2 1 3 1 -3 -2 80.00 33.33 2006-11-22
226 CHAOS INTERNATIONAL FINANCIAL LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2019-09-17
227 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-02-15
228 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-05-23 2017-07-25
229 Citigroup Global Markets Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2013-04-26
230 CNI Securities Group Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2011-06-28
231 Finet Securities Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2019-09-05
232 IMC Asia Pacific Limited 3 24 27 3 0 3 0 -24 -24 88.89 0.00 2007-03-12
233 MEGABASE FUTURES CO. LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-09-10
234 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-07-15 2017-02-03
235 Rui Da International Finance Holding Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-03-30
236 BERICH FUTURES (H.K.) COMPANY LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2023-03-17
237 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-28
238 CSC SECURITIES (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-29
239 GENERALI INVESTMENTS ASIA LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2008-05-30 2014-07-25
240 Goldin Equities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-17 2019-02-15
241 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-09-12 2015-06-02
242 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-01-24
243 Liquid Capital Markets Hong Kong Limited 4 1 5 2 0 2 -2 -1 -3 20.00 0.00 2009-10-29 2022-12-22
244 Pictet Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-02-18
245 SCOTIATRUST (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-09-07 2020-03-13
246 SUN YI COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-01-31 2014-12-15
247 TIBRA TRADING HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-05-29 2020-11-27
248 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-08-22 2014-01-20
249 VERCAP Financial Services Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-03-15
250 Volant Trading Hong Kong Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2011-12-09 2013-05-29
251 Great Lakes Hong Kong Limited 3 2 5 1 0 1 -2 -2 -4 40.00 0.00 2010-04-26 2013-06-13
252 JEFFERIES BACHE (HONG KONG) LIMITED 4 7 11 1 0 1 -3 -7 -10 63.64 0.00 2013-06-11
253 KCG Hong Kong Limited 0 0 0 1 0 1 1 0 1 - 0.00 2012-05-14 2013-06-14
254 KuCoin Commodity Futures Limited 2 6 8 1 0 1 -1 -6 -7 75.00 0.00 2013-07-26
255 YU ON SECURITIES COMPANY LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2008-01-17 2013-12-06
256 AISANCE ASSET MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2013-06-10
257 CMB International Insurance Consultancy Co., Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2010-11-01 2012-05-22
258 FT Securities Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-09-22 2012-07-13
259 HEAD & SHOULDERS SECURITIES LIMITED 0 6 6 0 0 0 0 -6 -6 100.00 - 2008-12-11 2012-07-27
260 INTERCHINA FUTURES LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2013-03-12
261 JIMEI FUTURES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2008-12-09 2013-06-28
262 LINZ GLOBAL (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2010-09-28 2012-07-13
263 MAGUSTA FUTURES LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2013-02-26
264 PIPER JAFFRAY ASIA FUTURES LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2004-02-13 2013-01-24
265 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-01-11 2013-04-17
266 SBI China Capital Commodities Limited 4 17 21 0 0 0 -4 -17 -21 80.95 - 2013-07-16
267 SHUN LOONG FUTURES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2014-12-15
268 Standard Advisory Asia Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2007-03-09 2013-04-12
269 STARLING GROUP FUTURES LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2008-11-05 2012-11-27
270 SUN'S FUTURE LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2013-01-03
271 TAI YIP COMMODITIES & FUTURES LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2013-05-03
Average 3.42 35.29 38.71 3.40 33.00 36.40 91.18 90.66

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