SFC licensees per firm: Dealing in futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2012-09-30 2013-09-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 KGI FUTURES (HONG KONG) LIMITED 9 373 382 8 400 408 -1 27 26 97.64 98.04
2 PHILLIP COMMODITIES (H.K.) LIMITED 3 409 412 3 384 387 0 -25 -25 99.27 99.22
3 GOLDMAN SACHS FUTURES (ASIA) LIMITED 24 346 370 22 354 376 -2 8 6 93.51 94.15 2016-10-10
4 CES Commodities (HK) Limited 5 340 345 5 328 333 0 -12 -12 98.55 98.50
5 Morgan Stanley Hong Kong Securities Limited 15 348 363 10 323 333 -5 -25 -30 95.87 97.00 2010-11-30
6 Merrill Lynch Far East Limited 14 402 416 15 314 329 1 -88 -87 96.63 95.44 2010-08-20
7 HAITONG INTERNATIONAL FUTURES LIMITED 8 300 308 7 290 297 -1 -10 -11 97.40 97.64
8 Citigroup Global Markets Asia Limited 0 0 0 3 287 290 3 287 290 - 98.97 2013-04-26
9 BOCI SECURITIES LIMITED 12 219 231 12 254 266 0 35 35 94.81 95.49 2005-10-06
10 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 168 175 7 165 172 0 -3 -3 96.00 95.93
11 UBS SECURITIES ASIA LIMITED 4 153 157 4 158 162 0 5 5 97.45 97.53
12 Credit Suisse (Hong Kong) Limited 11 135 146 12 148 160 1 13 14 92.47 92.50 2008-11-04
13 Quam Securities Limited 5 143 148 5 154 159 0 11 11 96.62 96.86 2004-10-15
14 HSBC BROKING FUTURES (ASIA) LIMITED 5 152 157 4 145 149 -1 -7 -8 96.82 97.32
15 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 129 133 4 130 134 0 1 1 96.99 97.01
16 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 135 138 3 128 131 0 -7 -7 97.83 97.71
17 CELESTIAL COMMODITIES LIMITED 5 133 138 5 120 125 0 -13 -13 96.38 96.00
18 SG SECURITIES (HK) LIMITED 16 103 119 17 103 120 1 0 1 86.55 85.83 2003-12-16
19 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 4 115 119 0 -2 -2 96.69 96.64
20 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 139 147 8 110 118 0 -29 -29 94.56 93.22
21 J.P. MORGAN BROKING (HONG KONG) LIMITED 11 107 118 12 105 117 1 -2 -1 90.68 89.74 2003-12-02
22 CITIC Securities Futures (HK) Limited 10 95 105 9 106 115 -1 11 10 90.48 92.17
23 BOCOM International Securities Limited 3 108 111 4 108 112 1 0 1 97.30 96.43 2007-09-10
24 DBS VICKERS (HONG KONG) LIMITED 4 116 120 3 101 104 -1 -15 -16 96.67 97.12 2003-10-14 2021-11-15
25 EMPEROR FUTURES LIMITED 3 101 104 5 99 104 2 -2 0 97.12 95.19
26 SOUTH CHINA COMMODITIES LIMITED 6 85 91 8 93 101 2 8 10 93.41 92.08
27 BNP PARIBAS SECURITIES (ASIA) LIMITED 4 95 99 3 94 97 -1 -1 -2 95.96 96.91 2011-09-06
28 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 95 103 8 89 97 0 -6 -6 92.23 91.75
29 Yuanta Securities (Hong Kong) Company Limited 5 87 92 3 90 93 -2 3 1 94.57 96.77 2012-06-14
30 CHIEF COMMODITIES LIMITED 4 81 85 4 87 91 0 6 6 95.29 95.60 2025-08-31
31 Tung Shing Futures (Brokers) Limited 6 84 90 6 80 86 0 -4 -4 93.33 93.02 2017-02-12
32 FULBRIGHT FUTURES LIMITED 6 82 88 6 76 82 0 -6 -6 93.18 92.68 2005-12-05
33 BARCLAYS CAPITAL ASIA LIMITED 5 99 104 3 76 79 -2 -23 -25 95.19 96.20 2005-01-12
34 UBS DERIVATIVES HONG KONG LIMITED 6 56 62 7 70 77 1 14 15 90.32 90.91 2016-12-18
35 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 64 67 2 66 68 -1 2 1 95.52 97.06
36 DEUTSCHE SECURITIES ASIA LIMITED 8 62 70 6 61 67 -2 -1 -3 88.57 91.04 2004-01-08
37 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 67 70 2 62 64 -1 -5 -6 95.71 96.88
38 RBC INVESTMENT SERVICES (ASIA) LIMITED 3 66 69 3 57 60 0 -9 -9 95.65 95.00 2004-10-14
39 China Galaxy International Futures (Hong Kong) Co., Limited 2 38 40 3 56 59 1 18 19 95.00 94.92 2011-12-14
40 Newedge Broker Hong Kong Limited 3 64 67 5 54 59 2 -10 -8 95.52 91.53 2016-10-31
41 SG Asset Finance (Hong Kong) Limited 3 63 66 5 54 59 2 -9 -7 95.45 91.53 2003-10-02 2016-09-27
42 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 44 47 3 54 57 0 10 10 93.62 94.74
43 RHB FUTURES HONG KONG LIMITED 5 33 38 5 50 55 0 17 17 86.84 90.91 2005-09-28 2022-10-06
44 MIB FUTURES (HONG KONG) LIMITED 4 46 50 5 49 54 1 3 4 92.00 90.74
45 Nerico Brothers Limited (HK) 4 39 43 4 41 45 0 2 2 90.70 91.11 2025-08-28
46 LUK FOOK FUTURES (HK) LIMITED 5 27 32 6 37 43 1 10 11 84.38 86.05 2011-12-05
47 SINOPAC SECURITIES (ASIA) LIMITED 3 0 3 3 39 42 0 39 39 0.00 92.86 2012-04-23 2017-02-12
48 Yuanta Asia Investment (Hong Kong) Limited 5 84 89 3 39 42 -2 -45 -47 94.38 92.86 2003-08-13 2019-03-20
49 CINDA INTERNATIONAL FUTURES LIMITED 3 36 39 3 38 41 0 2 2 92.31 92.68
50 Daiwa Capital Markets Hong Kong Limited 3 37 40 5 33 38 2 -4 -2 92.50 86.84 2007-10-05
51 GF FUTURES (HONG KONG) CO., LIMITED 3 26 29 3 35 38 0 9 9 89.66 92.11 2007-02-16
52 VC INTERNATIONAL TRADING LIMITED 4 36 40 4 34 38 0 -2 -2 90.00 89.47 2022-10-27
53 Success Futures and Foreign Exchange Limited 3 31 34 3 34 37 0 3 3 91.18 91.89 2018-06-19
54 XinKong International Securities Limited 2 24 26 5 32 37 3 8 11 92.31 86.49 2004-10-25 2022-09-30
55 Duncan Futures Limited 6 25 31 6 30 36 0 5 5 80.65 83.33
56 T.F.S. Derivatives HK Limited 8 32 40 8 28 36 0 -4 -4 80.00 77.78 2009-04-03
57 GET NICE FUTURES COMPANY LIMITED 3 29 32 3 32 35 0 3 3 90.63 91.43
58 SINOPAC FUTURES (ASIA) LIMITED 4 33 37 3 32 35 -1 -1 -2 89.19 91.43 2014-09-25
59 Vantage Capital Markets HK Limited 7 21 28 6 29 35 -1 8 7 75.00 82.86 2008-10-02
60 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 27 32 5 29 34 0 2 2 84.38 85.29 2011-04-26
61 SDICS International Futures (Hong Kong) Limited 3 23 26 3 31 34 0 8 8 88.46 91.18 2010-10-25
62 Ark Futures (Hong Kong) Limited 3 30 33 4 29 33 1 -1 0 90.91 87.88 2003-11-21
63 CHOW SANG SANG FUTURES LIMITED 3 31 34 3 30 33 0 -1 -1 91.18 90.91 2021-12-29
64 FIRST SHANGHAI FUTURES LIMITED 3 27 30 4 29 33 1 2 3 90.00 87.88
65 Funderstone Futures Limited 5 42 47 5 28 33 0 -14 -14 89.36 84.85
66 HGNH International Futures Co., Limited 5 28 33 5 27 32 0 -1 -1 84.85 84.38 2007-06-26
67 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 34 37 4 28 32 1 -6 -5 91.89 87.50
68 WING FUNG FUTURES LIMITED 3 24 27 2 30 32 -1 6 5 88.89 93.75 2006-04-21
69 GUOYUAN FUTURES (HONG KONG) LIMITED 2 12 14 4 27 31 2 15 17 85.71 87.10 2007-11-29
70 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 4 28 32 4 27 31 0 -1 -1 87.50 87.10 2009-06-22
71 CORPORATE COMMODITIES LIMITED 3 31 34 3 27 30 0 -4 -4 91.18 90.00
72 Gong Ping Futures Limited 2 8 10 2 28 30 0 20 20 80.00 93.33 2011-11-22
73 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 69 74 3 27 30 -2 -42 -44 93.24 90.00
74 ORIENT FUTURES (HONG KONG) LIMITED 3 17 20 2 28 30 -1 11 10 85.00 93.33 2011-02-28
75 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 30 35 4 24 28 -1 -6 -7 85.71 85.71 2004-05-31
76 CHONG HING COMMODITIES AND FUTURES LIMITED 4 20 24 4 23 27 0 3 3 83.33 85.19
77 NATIXIS ASIA LIMITED 2 25 27 4 23 27 2 -2 0 92.59 85.19 2008-08-05
78 Ping An Securities (Hong Kong) Futures Company Limited 2 16 18 3 24 27 1 8 9 88.89 88.89 2012-03-30
79 Standard Chartered Securities (Hong Kong) Limited 0 0 0 3 24 27 3 24 27 - 88.89 2012-12-17
80 Interactive Brokers LLC 3 23 26 3 23 26 0 0 0 88.46 88.46 2017-12-11
81 WOCOM LIMITED (HK) 5 28 33 5 21 26 0 -7 -7 84.85 80.77
82 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 21 24 3 22 25 0 1 1 87.50 88.00 2010-08-20
83 Sunrise Brokers (Hong Kong) Limited 2 22 24 2 23 25 0 1 1 91.67 92.00 2009-12-09
84 ICAP Securities Hong Kong Limited 3 15 18 2 22 24 -1 7 6 83.33 91.67 2005-10-06 2018-09-30
85 CSC FUTURES (HK) LIMITED 4 16 20 4 19 23 0 3 3 80.00 82.61
86 I-ACCESS INVESTORS LIMITED 4 19 23 4 19 23 0 0 0 82.61 82.61 2005-07-13 2023-02-24
87 KINGSTON FUTURES LIMITED 3 20 23 3 20 23 0 0 0 86.96 86.96
88 Macquarie Asia Securities Limited 3 18 21 2 21 23 -1 3 2 85.71 91.30 2005-07-26 2017-10-10
89 TULLETT PREBON (HONG KONG) LIMITED 3 18 21 4 19 23 1 1 2 85.71 82.61 2010-08-26
90 CMB INTERNATIONAL FUTURES LIMITED 4 8 12 4 18 22 0 10 10 66.67 81.82
91 ADMIS Hong Kong Limited 3 17 20 3 18 21 0 1 1 85.00 85.71
92 BGC SECURITIES (HONG KONG) LLC 2 20 22 2 19 21 0 -1 -1 90.91 90.48 2008-06-25
93 Eclipse Options (HK) Limited 3 13 16 3 18 21 0 5 5 81.25 85.71 2008-03-10
94 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 21 23 3 18 21 1 -3 -2 91.30 85.71
95 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 3 18 21 0 1 1 85.00 85.71 2022-02-14
96 ICBC INTERNATIONAL FUTURES LIMITED 2 20 22 2 18 20 0 -2 -2 90.91 90.00 2009-05-06
97 Open Securities Limited 3 14 17 2 18 20 -1 4 3 82.35 90.00 2010-07-16
98 Soochow Securities International Futures Limited 2 0 2 2 18 20 0 18 18 0.00 90.00 2012-08-27
99 IMPERIUM INTERNATIONAL SECURITIES LIMITED 0 0 0 2 17 19 2 17 19 - 89.47 2012-12-10
100 Jefferies Hong Kong Limited 0 0 0 4 15 19 4 15 19 - 78.95 2012-10-03 2015-08-31
101 KAISER FUTURES LIMITED 3 19 22 4 15 19 1 -4 -3 86.36 78.95
102 CHINA XIN YONGAN FUTURES COMPANY LIMITED 5 12 17 4 14 18 -1 2 1 70.59 77.78 2007-04-20
103 STOCKWELL COMMODITIES LIMITED 5 14 19 5 13 18 0 -1 -1 73.68 72.22 2022-06-30
104 ZHONGRONG PT SECURITIES LIMITED 3 15 18 3 15 18 0 0 0 83.33 83.33 2010-07-30
105 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 12 16 4 13 17 0 1 1 75.00 76.47 2008-12-24
106 CLSA FUTURES LIMITED 3 16 19 3 14 17 0 -2 -2 84.21 82.35 2016-06-02
107 JANE STREET HONG KONG LIMITED 0 0 0 2 15 17 2 15 17 - 88.24 2013-07-26
108 HONG KONG INTERNATIONAL FUTURES LIMITED 4 8 12 4 12 16 0 4 4 66.67 75.00 2022-10-06
109 Qantex Capital Markets Limited 3 16 19 4 12 16 1 -4 -3 84.21 75.00 2009-04-14
110 Telecom King Securities Limited 2 15 17 2 14 16 0 -1 -1 88.24 87.50 2011-08-10
111 Changjiang Futures (HK) Limited 2 8 10 3 12 15 1 4 5 80.00 80.00 2012-02-13 2024-10-25
112 JINRUI FUTURES (HONG KONG) LIMITED 3 10 13 3 12 15 0 2 2 76.92 80.00 2007-07-27
113 JPMorgan Asset Management (Asia Pacific) Limited 6 8 14 5 10 15 -1 2 1 57.14 66.67 2006-02-16
114 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 16 19 2 13 15 -1 -3 -4 84.21 86.67 2008-04-25 2021-02-01
115 METRO CAPITAL FUTURES LIMITED 3 6 9 4 11 15 1 5 6 66.67 73.33 2018-07-10
116 Well Link International Securities Limited 3 12 15 3 12 15 0 0 0 80.00 80.00
117 ZHONGTAI INTERNATIONAL FUTURES LIMITED 0 0 0 2 13 15 2 13 15 - 86.67 2012-12-07
118 DELTA ASIA FINANCIAL FUTURES LIMITED 4 11 15 4 10 14 0 -1 -1 73.33 71.43
119 ENLIGHTEN FUTURES LIMITED 4 14 18 3 11 14 -1 -3 -4 77.78 78.57
120 Guosen Securities (HK) Brokerage Company, Limited 2 8 10 3 11 14 1 3 4 80.00 78.57 2011-03-14
121 PO SANG SECURITIES LIMITED 2 13 15 2 12 14 0 -1 -1 86.67 85.71 2022-05-31
122 Rifa Futures Limited 2 6 8 2 12 14 0 6 6 75.00 85.71 2008-12-01
123 SANFULL FUTURES LIMITED 3 12 15 3 11 14 0 -1 -1 80.00 78.57 2007-12-21
124 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 4 7 4 9 13 1 5 6 57.14 69.23 2012-07-13
125 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 4 9 13 3 10 13 -1 1 0 69.23 76.92 2005-09-21
126 EAST ASIA FUTURES LIMITED 3 8 11 3 10 13 0 2 2 72.73 76.92
127 Interactive Brokers Hong Kong Limited 4 9 13 4 9 13 0 0 0 69.23 69.23 2004-01-07
128 CES Capital International (Hong Kong) Co., Limited 2 9 11 2 10 12 0 1 1 81.82 83.33 2008-03-20 2023-02-23
129 HSBC Global Asset Management (Hong Kong) Limited 5 3 8 5 7 12 0 4 4 37.50 58.33 2010-09-20
130 iBest Consultants Limited 2 8 10 2 10 12 0 2 2 80.00 83.33 2012-03-23 2017-07-06
131 MUFG Securities Asia Limited 3 3 6 5 7 12 2 4 6 50.00 58.33 2010-12-31
132 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2009-12-15
133 BlackRock Asset Management North Asia Limited 0 0 0 3 8 11 3 8 11 - 72.73 2012-10-26
134 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 20 24 2 9 11 -2 -11 -13 83.33 81.82 2004-07-15
135 MIZUHO CAPITAL MARKETS (HK) LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73 2010-11-03 2018-02-21
136 Sino-Rich Securities & Futures Limited 3 8 11 2 9 11 -1 1 0 72.73 81.82 2010-11-17
137 ABN AMRO Clearing Hong Kong Limited 4 7 11 4 6 10 0 -1 -1 63.64 60.00
138 BOCI COMMODITIES & FUTURES LIMITED 4 5 9 3 7 10 -1 2 1 55.56 70.00
139 CHRISTFUND FUTURES LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00
140 CVP Securities Limited 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2005-05-06 2022-10-28
141 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 7 11 4 6 10 0 -1 -1 63.64 60.00 2007-10-10 2016-10-25
142 ORIENTAL WEALTH FUTURES LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2009-06-18 2016-04-08
143 Planetree Futures Limited 4 7 11 4 6 10 0 -1 -1 63.64 60.00
144 BUSINESS FUTURES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2023-11-29
145 CHINA GLORY SECURITIES COMPANY LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2013-07-09 2022-06-28
146 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78
147 Marex Hong Kong Limited 3 9 12 3 6 9 0 -3 -3 75.00 66.67 2011-01-28
148 MCM Asia Limited 0 0 0 3 6 9 3 6 9 - 66.67 2013-03-28 2024-07-25
149 MIZUHO SECURITIES ASIA LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67 2007-02-26 2016-05-05
150 UPBEST COMMODITIES COMPANY LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67
151 Well Link Securities Limited 1 2 3 2 7 9 1 5 6 66.67 77.78 2009-09-15
152 YF FUTURES COMPANY LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78
153 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 2 6 8 2 6 8 0 0 0 75.00 75.00 2007-01-12 2015-05-31
154 CHEONG LEE SECURITIES LIMITED 2 8 10 2 6 8 0 -2 -2 80.00 75.00 2009-08-27
155 Future Growth Financial Services Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2010-04-08
156 Golden Hen Securities and Futures Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2010-05-13
157 HANG SENG FUTURES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2017-11-17
158 Holly International Financial Holdings Limited 2 0 2 2 6 8 0 6 6 0.00 75.00 2012-06-29
159 MFG Limited (HK) 2 6 8 4 4 8 2 -2 0 75.00 50.00 2010-05-24
160 OCBC Futures Investment (Hong Kong) Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50
161 SPS COMMODITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2023-12-18
162 UBS Asset Management (Hong Kong) Limited 3 0 3 2 6 8 -1 6 5 0.00 75.00 2012-09-12 2020-01-21
163 YUE XIU FUTURES COMPANY LIMITED 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2024-07-30
164 Zhonghao International Futures Co., Limited 5 6 11 2 6 8 -3 0 -3 54.55 75.00
165 ASA SECURITIES LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43 2010-08-19
166 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 5 321 326 0 7 7 -5 -314 -319 98.47 100.00 2014-01-21
167 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2011-09-02
168 De Riva Asia Limited 3 15 18 2 5 7 -1 -10 -11 83.33 71.43 2010-07-29
169 GOLDEN MOUNTAIN FINANCIAL LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2012-03-30
170 LONGRUN FINANCIAL GROUP LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2012-01-17
171 MAN INVESTMENTS (HONG KONG) LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2009-03-31
172 OPTIVER TRADING HONG KONG LIMITED 4 3 7 5 2 7 1 -1 0 42.86 28.57 2007-12-03
173 REALINK FINANCIAL TRADE LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2003-09-25
174 Saxo Capital Markets HK Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2012-05-17
175 SHACOM FUTURES LIMITED 3 1 4 2 5 7 -1 4 3 25.00 71.43
176 Sucden Financial (HK) Limited 3 2 5 3 4 7 0 2 2 40.00 57.14 2009-04-28
177 T G SECURITIES LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2005-12-19
178 TIANDA SECURITIES LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2011-01-18 2017-10-10
179 Topaz Financial Group Limited 0 0 0 3 4 7 3 4 7 - 57.14 2012-10-12
180 VICTORY SECURITIES COMPANY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-02-16
181 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2016-04-19
182 AllianceBernstein Hong Kong Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2006-10-05
183 Astrum Capital Management Limited (HK) 4 6 10 3 3 6 -1 -3 -4 60.00 50.00 2005-07-08
184 Beevest Securities Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2005-03-07 2014-10-31
185 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
186 GETTA SECURITIES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-12-23
187 Glory Sun Securities Limited 2 0 2 2 4 6 0 4 4 0.00 66.67 2012-09-18 2022-10-06
188 GUODU FUTURES (HONG KONG) LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2012-12-04
189 HUNG SING FUTURES LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2020-06-29
190 Marex Financial Services Hong Kong Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-10-05
191 ONE CHINA SECURITIES LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2007-06-25 2024-10-28
192 PHOENIX CAPITAL SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2006-07-03 2022-12-21
193 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
194 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2007-05-18 2017-11-21
195 Tora Trading Services Limited (HK) 3 6 9 4 2 6 1 -4 -3 66.67 33.33 2009-05-21
196 Vantum Securities and Futures Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
197 YUANTA FUTURES (HK) CO., LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2012-02-24
198 APG Investments Asia Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2012-03-30
199 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2010-11-03 2018-12-31
200 CHARLESWIN BULLION LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2011-11-07
201 China Gather Wealth Financial Company Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2018-11-20
202 Citadel Securities (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-04-09
203 GLG Partners Hong Kong Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2010-11-30 2022-11-25
204 HANTEC FUTURES LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2008-12-19
205 LT Securities Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2011-04-01 2019-09-25
206 Nittan Securities Asia Limited 0 0 0 4 1 5 4 1 5 - 20.00 2013-09-11
207 R.J. O'Brien & Associates HK Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2007-10-29
208 SMBC Capital Markets (Asia) Limited 3 2 5 4 1 5 1 -1 0 40.00 20.00 2010-07-14
209 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
210 TT INTERNATIONAL (HONG KONG) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2009-12-03
211 Wellington Management Hong Kong Limited (b2003-01-02) 0 0 0 5 0 5 5 0 5 - 0.00 2013-05-15
212 BNY Mellon Investment Management Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2013-01-31
213 CNI Securities Group Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2011-06-28
214 Liquid Capital Markets Hong Kong Limited 3 0 3 1 3 4 -2 3 1 0.00 75.00 2009-10-29 2022-12-22
215 Northern Trust Company of Hong Kong Limited (The) 3 1 4 3 1 4 0 0 0 25.00 25.00 2011-11-02
216 RBS Asia Futures Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2014-06-18
217 Rui Da International Finance Holding Limited 3 0 3 2 2 4 -1 2 1 0.00 50.00 2012-03-30
218 Ruisen Port Securities Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2011-01-05
219 Seazen Resources Futures Limited 0 0 0 2 2 4 2 2 4 - 50.00 2013-08-21 2022-05-12
220 TAIFAIR FUTURES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2025-06-30
221 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2012-05-22
222 ALPHA FUTURES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
223 Arta Global Futures Limited 4 1 5 2 1 3 -2 0 -2 20.00 33.33
224 Asia Pacific Securities Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2012-02-03
225 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-10-26
226 BOA INTERNATIONAL SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2009-03-30 2023-02-17
227 CCB INTERNATIONAL SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2013-05-02
228 CES International Commodities (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-12-11
229 CF GLOBAL (HK) LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2006-11-22
230 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2019-09-17
231 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-05-23 2017-07-25
232 Finet Securities Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2019-09-05
233 ICBC (Asia) Futures Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2013-07-23 2021-08-04
234 IMC Asia Pacific Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2007-03-12
235 Ingensoma Trading Group Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-10-30 2018-12-31
236 MEGABASE FUTURES CO. LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-09-10
237 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-07-15 2017-02-03
238 Pictet Asset Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-02-18
239 SCOTIATRUST (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-09-07 2020-03-13
240 SHENG YUAN SECURITIES LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2012-08-28
241 SUSQUEHANNA HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-11-03
242 TFI Securities and Futures Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-05-14
243 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2023-03-17
244 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-28
245 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-02-15
246 CN FIRST INTERNATIONAL FUTURES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-09-25
247 CSC SECURITIES (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-29
248 Futu Securities International (HONG KONG) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-07-10
249 GENERALI INVESTMENTS ASIA LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2008-05-30 2014-07-25
250 Goldin Equities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-17 2019-02-15
251 HALCYON SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-09-12
252 ICBC INTERNATIONAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-09-04 2019-12-30
253 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-09-12 2015-06-02
254 Marex HK Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-08-23 2023-04-06
255 SUN YI COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-31 2014-12-15
256 TIBRA TRADING HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-05-29 2020-11-27
257 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-08-22 2014-01-20
258 VERCAP Financial Services Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-03-15
259 KING FOOK COMMODITIES COMPANY LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2014-01-24
260 TOPMORE COMMODITIES LIMITED 3 7 10 1 0 1 -2 -7 -9 70.00 0.00 2014-06-11
261 YU ON SECURITIES COMPANY LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2008-01-17 2013-12-06
262 AISANCE ASSET MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2013-06-10
263 Great Lakes Hong Kong Limited 4 2 6 0 0 0 -4 -2 -6 33.33 - 2010-04-26 2013-06-13
264 INTERCHINA FUTURES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-03-12
265 JEFFERIES BACHE (HONG KONG) LIMITED 4 13 17 0 0 0 -4 -13 -17 76.47 - 2013-06-11
266 JIMEI FUTURES LIMITED 3 5 8 0 0 0 -3 -5 -8 62.50 - 2008-12-09 2013-06-28
267 KCG Hong Kong Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-05-14 2013-06-14
268 KuCoin Commodity Futures Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2013-07-26
269 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2010-02-09 2013-08-07
270 MAGUSTA FUTURES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-02-26
271 NOMURA SECURITIES (HONG KONG) LIMITED 4 73 77 0 0 0 -4 -73 -77 94.81 - 2010-02-01 2013-10-15
272 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-01-11 2013-04-17
273 SBI China Capital Commodities Limited 4 17 21 0 0 0 -4 -17 -21 80.95 - 2013-07-16
274 Standard Advisory Asia Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-09 2013-04-12
275 Volant Trading Hong Kong Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2011-12-09 2013-05-29
Average 3.52 34.19 37.71 3.39 32.51 35.90 90.67 90.55

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