SFC licensees per firm: Dealing in futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2014-06-30 2015-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%
End
%
Licence
start
Licence
end
1 KGI FUTURES (HONG KONG) LIMITED 10 417 427 11 450 461 1 33 34 97.66 97.61
2 GOLDMAN SACHS FUTURES (ASIA) LIMITED 19 342 361 17 378 395 -2 36 34 94.74 95.70 2016-10-10
3 Morgan Stanley Hong Kong Securities Limited 12 337 349 15 350 365 3 13 16 96.56 95.89 2010-11-30
4 PHILLIP COMMODITIES (H.K.) LIMITED 3 373 376 3 357 360 0 -16 -16 99.20 99.17
5 BOCI SECURITIES LIMITED 13 288 301 13 282 295 0 -6 -6 95.68 95.59 2005-10-06
6 CES Commodities (HK) Limited 5 302 307 6 286 292 1 -16 -15 98.37 97.95
7 Citigroup Global Markets Asia Limited 3 287 290 3 288 291 0 1 1 98.97 98.97 2013-04-26
8 HAITONG INTERNATIONAL FUTURES LIMITED 7 288 295 8 279 287 1 -9 -8 97.63 97.21
9 Merrill Lynch Far East Limited 11 255 266 10 272 282 -1 17 16 95.86 96.45 2010-08-20
10 Credit Suisse (Hong Kong) Limited 13 149 162 13 178 191 0 29 29 91.98 93.19 2008-11-04
11 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 166 173 9 170 179 2 4 6 95.95 94.97
12 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 143 147 4 150 154 0 7 7 97.28 97.40
13 UBS SECURITIES ASIA LIMITED 5 146 151 5 145 150 0 -1 -1 96.69 96.67
14 J.P. MORGAN BROKING (HONG KONG) LIMITED 16 135 151 11 136 147 -5 1 -4 89.40 92.52 2003-12-02
15 Quam Securities Limited 6 153 159 9 138 147 3 -15 -12 96.23 93.88 2004-10-15
16 SG SECURITIES (HK) LIMITED 22 103 125 22 113 135 0 10 10 82.40 83.70 2003-12-16
17 CELESTIAL COMMODITIES LIMITED 5 120 125 5 129 134 0 9 9 96.00 96.27
18 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 5 111 116 4 121 125 -1 10 9 95.69 96.80
19 CITIC Securities Futures (HK) Limited 7 120 127 7 114 121 0 -6 -6 94.49 94.21
20 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 115 119 4 115 119 0 0 0 96.64 96.64
21 HSBC BROKING FUTURES (ASIA) LIMITED 4 109 113 5 111 116 1 2 3 96.46 95.69
22 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 116 124 8 106 114 0 -10 -10 93.55 92.98
23 BNP PARIBAS SECURITIES (ASIA) LIMITED 3 87 90 3 93 96 0 6 6 96.67 96.88 2011-09-06
24 BOCOM International Securities Limited 4 101 105 5 91 96 1 -10 -9 96.19 94.79 2007-09-10
25 EMPEROR FUTURES LIMITED 4 88 92 4 91 95 0 3 3 95.65 95.79
26 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 6 84 90 9 84 93 3 0 3 93.33 90.32
27 DBS VICKERS (HONG KONG) LIMITED 3 94 97 3 89 92 0 -5 -5 96.91 96.74 2003-10-14 2021-11-15
28 China Galaxy International Futures (Hong Kong) Co., Limited 4 77 81 4 85 89 0 8 8 95.06 95.51 2011-12-14
29 CHIEF COMMODITIES LIMITED 4 79 83 4 84 88 0 5 5 95.18 95.45 2025-08-31
30 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 62 69 7 79 86 0 17 17 89.86 91.86
31 Tung Shing Futures (Brokers) Limited 4 84 88 5 80 85 1 -4 -3 95.45 94.12 2017-02-12
32 SOUTH CHINA COMMODITIES LIMITED 4 91 95 6 75 81 2 -16 -14 95.79 92.59
33 UBS DERIVATIVES HONG KONG LIMITED 6 69 75 6 75 81 0 6 6 92.00 92.59 2016-12-18
34 FULBRIGHT FUTURES LIMITED 3 80 83 6 71 77 3 -9 -6 96.39 92.21 2005-12-05
35 Yuanta Securities (Hong Kong) Company Limited 3 73 76 4 71 75 1 -2 -1 96.05 94.67 2012-06-14
36 DEUTSCHE SECURITIES ASIA LIMITED 12 57 69 11 56 67 -1 -1 -2 82.61 83.58 2004-01-08
37 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 61 64 3 62 65 0 1 1 95.31 95.38
38 BARCLAYS CAPITAL ASIA LIMITED 3 67 70 2 62 64 -1 -5 -6 95.71 96.88 2005-01-12
39 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 54 57 3 61 64 0 7 7 94.74 95.31
40 Soochow Securities International Futures Limited 2 33 35 3 53 56 1 20 21 94.29 94.64 2012-08-27
41 MIB FUTURES (HONG KONG) LIMITED 5 45 50 5 50 55 0 5 5 90.00 90.91
42 RBC INVESTMENT SERVICES (ASIA) LIMITED 3 53 56 4 49 53 1 -4 -3 94.64 92.45 2004-10-14
43 RHB FUTURES HONG KONG LIMITED 6 45 51 4 47 51 -2 2 0 88.24 92.16 2005-09-28 2022-10-06
44 GUOYUAN FUTURES (HONG KONG) LIMITED 4 38 42 3 43 46 -1 5 4 90.48 93.48 2007-11-29
45 Duncan Futures Limited 4 36 40 5 40 45 1 4 5 90.00 88.89
46 LUK FOOK FUTURES (HK) LIMITED 6 39 45 5 40 45 -1 1 0 86.67 88.89 2011-12-05
47 Nerico Brothers Limited (HK) 5 37 42 4 40 44 -1 3 2 88.10 90.91 2025-08-28
48 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 4 8 12 4 39 43 0 31 31 66.67 90.70 2012-07-13
49 Standard Chartered Securities (Hong Kong) Limited 5 42 47 5 38 43 0 -4 -4 89.36 88.37 2012-12-17
50 CINDA INTERNATIONAL FUTURES LIMITED 3 40 43 3 38 41 0 -2 -2 93.02 92.68
51 Success Futures and Foreign Exchange Limited 3 38 41 3 38 41 0 0 0 92.68 92.68 2018-06-19
52 Interactive Brokers Hong Kong Limited 4 8 12 5 34 39 1 26 27 66.67 87.18 2004-01-07
53 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 3 34 37 0 0 0 91.89 91.89 2007-02-16
54 SDICS International Futures (Hong Kong) Limited 3 35 38 3 34 37 0 -1 -1 92.11 91.89 2010-10-25
55 SINOPAC SECURITIES (ASIA) LIMITED 5 40 45 5 32 37 0 -8 -8 88.89 86.49 2012-04-23 2017-02-12
56 VC INTERNATIONAL TRADING LIMITED 4 34 38 4 33 37 0 -1 -1 89.47 89.19 2022-10-27
57 HGNH International Futures Co., Limited 4 33 37 4 32 36 0 -1 -1 89.19 88.89 2007-06-26
58 NATIXIS ASIA LIMITED 4 29 33 2 34 36 -2 5 3 87.88 94.44 2008-08-05
59 CHOW SANG SANG FUTURES LIMITED 3 32 35 3 32 35 0 0 0 91.43 91.43 2021-12-29
60 GET NICE FUTURES COMPANY LIMITED 3 31 34 3 31 34 0 0 0 91.18 91.18
61 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 3 24 27 4 29 33 1 5 6 88.89 87.88 2011-04-26
62 Interactive Brokers LLC 3 26 29 3 30 33 0 4 4 89.66 90.91 2017-12-11
63 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 20 25 4 29 33 -1 9 8 80.00 87.88 2012-12-07
64 FIRST SHANGHAI FUTURES LIMITED 4 31 35 4 28 32 0 -3 -3 88.57 87.50
65 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 5 27 32 2 30 32 -3 3 0 84.38 93.75 2009-06-22
66 Vantage Capital Markets HK Limited 6 28 34 6 26 32 0 -2 -2 82.35 81.25 2008-10-02
67 CORPORATE COMMODITIES LIMITED 3 27 30 4 27 31 1 0 1 90.00 87.10
68 ORIENT FUTURES (HONG KONG) LIMITED 2 25 27 3 27 30 1 2 3 92.59 90.00 2011-02-28
69 Ping An Securities (Hong Kong) Futures Company Limited 2 18 20 2 27 29 0 9 9 90.00 93.10 2012-03-30
70 YUE XIU FUTURES COMPANY LIMITED 2 23 25 2 27 29 0 4 4 92.00 93.10 2024-07-30
71 Daiwa Capital Markets Hong Kong Limited 5 31 36 5 23 28 0 -8 -8 86.11 82.14 2007-10-05
72 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 4 23 27 4 24 28 0 1 1 85.19 85.71 2004-05-31
73 T.F.S. Derivatives HK Limited 7 24 31 6 21 27 -1 -3 -4 77.42 77.78 2009-04-03
74 CLSA FUTURES LIMITED 3 19 22 3 23 26 0 4 4 86.36 88.46 2016-06-02
75 Guosen Securities (HK) Brokerage Company, Limited 4 18 22 3 23 26 -1 5 4 81.82 88.46 2011-03-14
76 HSBC BROKING FUTURES (HONG KONG) LIMITED 3 29 32 2 24 26 -1 -5 -6 90.63 92.31
77 WING FUNG FUTURES LIMITED 5 26 31 4 22 26 -1 -4 -5 83.87 84.62 2006-04-21
78 XinKong International Securities Limited 4 26 30 4 22 26 0 -4 -4 86.67 84.62 2004-10-25 2022-09-30
79 Ark Futures (Hong Kong) Limited 4 28 32 3 21 24 -1 -7 -8 87.50 87.50 2003-11-21
80 Eclipse Options (HK) Limited 3 20 23 3 21 24 0 1 1 86.96 87.50 2008-03-10
81 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 5 30 35 6 18 24 1 -12 -11 85.71 75.00
82 CSC FUTURES (HK) LIMITED 4 18 22 3 20 23 -1 2 1 81.82 86.96
83 ICBC INTERNATIONAL FUTURES LIMITED 2 16 18 4 19 23 2 3 5 88.89 82.61 2009-05-06
84 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 3 20 23 0 1 1 86.36 86.96
85 Newedge Broker Hong Kong Limited 8 40 48 6 17 23 -2 -23 -25 83.33 73.91 2016-10-31
86 SG Asset Finance (Hong Kong) Limited 8 40 48 6 17 23 -2 -23 -25 83.33 73.91 2003-10-02 2016-09-27
87 ADMIS Hong Kong Limited 2 20 22 2 20 22 0 0 0 90.91 90.91
88 CHONG HING COMMODITIES AND FUTURES LIMITED 3 24 27 3 19 22 0 -5 -5 88.89 86.36
89 Gong Ping Futures Limited 2 16 18 4 18 22 2 2 4 88.89 81.82 2011-11-22
90 I-ACCESS INVESTORS LIMITED 4 18 22 4 18 22 0 0 0 81.82 81.82 2005-07-13 2023-02-24
91 KINGSTON FUTURES LIMITED 3 20 23 2 20 22 -1 0 -1 86.96 90.91
92 Macquarie Asia Securities Limited 2 19 21 2 20 22 0 1 1 90.48 90.91 2005-07-26 2017-10-10
93 Yuanta Asia Investment (Hong Kong) Limited 3 27 30 3 19 22 0 -8 -8 90.00 86.36 2003-08-13 2019-03-20
94 ICAP Securities Hong Kong Limited 3 17 20 3 18 21 0 1 1 85.00 85.71 2005-10-06 2018-09-30
95 KAISER FUTURES LIMITED 4 16 20 5 16 21 1 0 1 80.00 76.19
96 Sunrise Brokers (Hong Kong) Limited 2 21 23 2 19 21 0 -2 -2 91.30 90.48 2009-12-09
97 WOCOM LIMITED (HK) 5 17 22 4 17 21 -1 0 -1 77.27 80.95
98 JANE STREET HONG KONG LIMITED 3 14 17 3 16 19 0 2 2 82.35 84.21 2013-07-26
99 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 3 16 19 0 -1 -1 85.00 84.21 2022-02-14
100 Funderstone Futures Limited 2 20 22 2 16 18 0 -4 -4 90.91 88.89
101 IMPERIUM INTERNATIONAL SECURITIES LIMITED 2 24 26 2 16 18 0 -8 -8 92.31 88.89 2012-12-10
102 Changjiang Futures (HK) Limited 2 15 17 2 15 17 0 0 0 88.24 88.24 2012-02-13 2024-10-25
103 China Securities (International) Brokerage Company Limited 0 0 0 2 15 17 2 15 17 - 88.24 2014-10-28
104 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 5 19 24 4 13 17 -1 -6 -7 79.17 76.47 2010-08-20
105 ICBC INTERNATIONAL SECURITIES LIMITED 3 16 19 3 14 17 0 -2 -2 84.21 82.35 2013-09-04 2019-12-30
106 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 13 16 3 13 16 0 0 0 81.25 81.25 2005-09-21
107 HONG KONG INTERNATIONAL FUTURES LIMITED 4 12 16 4 12 16 0 0 0 75.00 75.00 2022-10-06
108 Qantex Capital Markets Limited 4 12 16 4 12 16 0 0 0 75.00 75.00 2009-04-14
109 ZHONGRONG PT SECURITIES LIMITED 3 14 17 4 12 16 1 -2 -1 82.35 75.00 2010-07-30
110 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 13 17 4 11 15 0 -2 -2 76.47 73.33 2008-12-24
111 CMB INTERNATIONAL FUTURES LIMITED 4 13 17 4 11 15 0 -2 -2 76.47 73.33
112 ENLIGHTEN FUTURES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00
113 JPMorgan Asset Management (Asia Pacific) Limited 6 9 15 5 10 15 -1 1 0 60.00 66.67 2006-02-16
114 PO SANG SECURITIES LIMITED 2 13 15 2 13 15 0 0 0 86.67 86.67 2022-05-31
115 STOCKWELL COMMODITIES LIMITED 5 13 18 5 10 15 0 -3 -3 72.22 66.67 2022-06-30
116 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 4 10 14 1 -1 0 78.57 71.43 2007-04-20
117 MUFG Securities Asia Limited 5 7 12 3 11 14 -2 4 2 58.33 78.57 2010-12-31
118 Rifa Futures Limited 3 15 18 3 11 14 0 -4 -4 83.33 78.57 2008-12-01
119 Telecom King Securities Limited 2 14 16 3 11 14 1 -3 -2 87.50 78.57 2011-08-10
120 Topaz Financial Group Limited 3 9 12 3 11 14 0 2 2 75.00 78.57 2012-10-12
121 BGC SECURITIES (HONG KONG) LLC 2 14 16 2 11 13 0 -3 -3 87.50 84.62 2008-06-25
122 BlackRock Asset Management North Asia Limited 3 9 12 5 8 13 2 -1 1 75.00 61.54 2012-10-26
123 EAST ASIA FUTURES LIMITED 3 10 13 4 9 13 1 -1 0 76.92 69.23
124 HSBC Global Asset Management (Hong Kong) Limited 5 9 14 5 8 13 0 -1 -1 64.29 61.54 2010-09-20
125 Manulife Investment Management (Hong Kong) Limited 0 0 0 4 9 13 4 9 13 - 69.23 2015-03-17
126 Sino-Rich Securities & Futures Limited 2 11 13 3 10 13 1 -1 0 84.62 76.92 2010-11-17
127 CCB INTERNATIONAL SECURITIES LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2013-05-02
128 CES Capital International (Hong Kong) Co., Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2008-03-20 2023-02-23
129 De Riva Asia Limited 4 6 10 3 9 12 -1 3 2 60.00 75.00 2010-07-29
130 Jefferies Hong Kong Limited 4 15 19 3 9 12 -1 -6 -7 78.95 75.00 2012-10-03 2015-08-31
131 JINRUI FUTURES (HONG KONG) LIMITED 3 11 14 3 9 12 0 -2 -2 78.57 75.00 2007-07-27
132 Open Securities Limited 5 8 13 3 9 12 -2 1 -1 61.54 75.00 2010-07-16
133 SANFULL FUTURES LIMITED 3 11 14 3 9 12 0 -2 -2 78.57 75.00 2007-12-21
134 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 3 9 12 0 3 3 66.67 75.00 2007-05-18 2017-11-21
135 AllianceBernstein Hong Kong Limited 3 4 7 3 8 11 0 4 4 57.14 72.73 2006-10-05
136 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) 0 0 0 2 9 11 2 9 11 - 81.82 2015-06-01
137 BOCI COMMODITIES & FUTURES LIMITED 2 7 9 3 8 11 1 1 2 77.78 72.73
138 DELTA ASIA FINANCIAL FUTURES LIMITED 3 10 13 2 9 11 -1 -1 -2 76.92 81.82
139 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 11 14 3 8 11 0 -3 -3 78.57 72.73 2008-04-25 2021-02-01
140 Marex HK Asia Limited 2 2 4 2 9 11 0 7 7 50.00 81.82 2013-08-23 2023-04-06
141 TULLETT PREBON (HONG KONG) LIMITED 4 13 17 3 8 11 -1 -5 -6 76.47 72.73 2010-08-26
142 CVP Securities Limited 2 13 15 1 9 10 -1 -4 -5 86.67 90.00 2005-05-06 2022-10-28
143 MIZUHO CAPITAL MARKETS (HK) LIMITED 2 7 9 3 7 10 1 0 1 77.78 70.00 2010-11-03 2018-02-21
144 Planetree Futures Limited 4 7 11 3 7 10 -1 0 -1 63.64 70.00
145 Well Link International Securities Limited 3 10 13 3 7 10 0 -3 -3 76.92 70.00
146 Well Link Securities Limited 2 5 7 3 7 10 1 2 3 71.43 70.00 2009-09-15
147 Golden Hen Securities and Futures Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2010-05-13
148 OCBC Futures Investment (Hong Kong) Limited 3 6 9 2 7 9 -1 1 0 66.67 77.78
149 R.J. O'Brien & Associates HK Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-10-29
150 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2009-12-15
151 Sucden Financial (HK) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2009-04-28
152 Zhonghao International Futures Co., Limited 3 3 6 3 6 9 0 3 3 50.00 66.67
153 ABN AMRO Clearing Hong Kong Limited 4 6 10 3 5 8 -1 -1 -2 60.00 62.50
154 ASA SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2010-08-19
155 BNY Mellon Investment Management Hong Kong Limited 2 4 6 4 4 8 2 0 2 66.67 50.00 2013-01-31
156 BUSINESS FUTURES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2023-11-29
157 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
158 Future Growth Financial Services Limited 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2010-04-08
159 GETTA SECURITIES LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2004-12-23
160 LONGRUN FINANCIAL GROUP LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2012-01-17
161 Marex Financial Services Hong Kong Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2012-10-05
162 Marex Hong Kong Limited 3 7 10 2 6 8 -1 -1 -2 70.00 75.00 2011-01-28
163 Saxo Capital Markets HK Limited 4 1 5 2 6 8 -2 5 3 20.00 75.00 2012-05-17
164 SHACOM FUTURES LIMITED 2 8 10 2 6 8 0 -2 -2 80.00 75.00
165 SPS COMMODITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2023-12-18
166 YF FUTURES COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
167 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2004-07-15
168 CHEONG LEE SECURITIES LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2009-08-27
169 CHRISTFUND FUTURES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
170 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2011-09-02
171 Glory Sun Securities Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2012-09-18 2022-10-06
172 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2012-03-30
173 HANG SENG FUTURES LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2017-11-17
174 Holly International Financial Holdings Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2012-06-29
175 iBest Consultants Limited 2 11 13 2 5 7 0 -6 -6 84.62 71.43 2012-03-23 2017-07-06
176 Liquid Capital Markets Hong Kong Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2009-10-29 2022-12-22
177 MAN INVESTMENTS (HONG KONG) LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2009-03-31
178 MIZUHO SECURITIES ASIA LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-02-26 2016-05-05
179 PHOENIX CAPITAL SECURITIES LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2006-07-03 2022-12-21
180 Rui Da International Finance Holding Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2012-03-30
181 TT INTERNATIONAL (HONG KONG) LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2009-12-03
182 UPBEST COMMODITIES COMPANY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14
183 CLC FUTURES LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2014-10-29 2021-04-12
184 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 5 9 3 3 6 -1 -2 -3 55.56 50.00 2007-10-10 2016-10-25
185 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
186 Nittan Securities Asia Limited 2 3 5 3 3 6 1 0 1 60.00 50.00 2013-09-11
187 ONE CHINA SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-06-25 2024-10-28
188 Ruisen Port Securities Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2011-01-05
189 Seazen Resources Futures Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2013-08-21 2022-05-12
190 TFI Securities and Futures Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2013-05-14
191 TIANDA SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-01-18 2017-10-10
192 Tora Trading Services Limited (HK) 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-05-21
193 UBS Asset Management (Hong Kong) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2012-09-12 2020-01-21
194 Vantum Securities and Futures Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
195 VICTORY SECURITIES COMPANY LIMITED 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2007-02-16
196 Wellington Management Hong Kong Limited (b2003-01-02) 5 2 7 4 2 6 -1 0 -1 28.57 33.33 2013-05-15
197 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2016-04-19
198 Astrum Capital Management Limited (HK) 3 1 4 4 1 5 1 0 1 25.00 20.00 2005-07-08
199 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2010-11-03 2018-12-31
200 Central Universe Futures Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2013-10-28 2021-09-15
201 China Gather Wealth Financial Company Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2018-11-20
202 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 1 6 5 0 5 0 -1 -1 16.67 0.00 2005-02-15
203 Citadel Securities (Hong Kong) Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2009-04-09
204 Futu Securities International (HONG KONG) Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2013-07-10
205 GLG Partners Hong Kong Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2010-11-30 2022-11-25
206 GRANDLY FINANCIAL SERVICES LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2014-08-08
207 GUODU FUTURES (HONG KONG) LIMITED 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2012-12-04
208 HALCYON SECURITIES LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00 2013-09-12
209 HUNG SING FUTURES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2020-06-29
210 Lee Kee Store Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2015-02-04 2020-06-05
211 LT Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2011-04-01 2019-09-25
212 MCM Asia Limited 3 10 13 3 2 5 0 -8 -8 76.92 40.00 2013-03-28 2024-07-25
213 MFG Limited (HK) 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2010-05-24
214 Northern Trust Company of Hong Kong Limited (The) 5 1 6 4 1 5 -1 0 -1 16.67 20.00 2011-11-02
215 OPTIVER TRADING HONG KONG LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2007-12-03
216 REALINK FINANCIAL TRADE LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2003-09-25
217 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
218 SMBC Capital Markets (Asia) Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2010-07-14
219 TAIFAIR FUTURES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2025-06-30
220 APG Investments Asia Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2012-03-30
221 CHINA GLORY SECURITIES COMPANY LIMITED 2 8 10 3 1 4 1 -7 -6 80.00 25.00 2013-07-09 2022-06-28
222 CNI Securities Group Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-06-28
223 HANTEC FUTURES LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2008-12-19
224 HK NOBLE SKY TREASURE SECURITIES LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2014-07-18 2020-01-22
225 Ingensoma Trading Group Limited 2 0 2 4 0 4 2 0 2 0.00 0.00 2008-10-30 2018-12-31
226 METRO CAPITAL FUTURES LIMITED 4 10 14 4 0 4 0 -10 -10 71.43 0.00 2018-07-10
227 Moore Capital Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2014-05-13 2021-07-20
228 Pictet Asset Management (Hong Kong) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2013-02-18
229 StoneX Financial (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2014-07-03
230 T G SECURITIES LIMITED 4 3 7 2 2 4 -2 -1 -3 42.86 50.00 2005-12-19
231 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
232 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2012-05-22
233 ALPHA FUTURES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
234 Asia Pacific Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-02-03
235 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-10-26
236 BlueCrest Capital Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2015-04-01 2017-08-18
237 BOA INTERNATIONAL SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-03-30 2023-02-17
238 Celera Markets Limited 0 0 0 3 0 3 3 0 3 - 0.00 2015-06-26 2023-01-19
239 CF GLOBAL (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-11-22
240 CHARLESWIN BULLION LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2011-11-07
241 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-28
242 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-05-23 2017-07-25
243 G. H. Financials (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-12-09
244 IMC Asia Pacific Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2007-03-12
245 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-07-15 2017-02-03
246 SCOTIATRUST (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-09-07 2020-03-13
247 SUSQUEHANNA HONG KONG LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-11-03
248 TIBRA TRADING HONG KONG LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-05-29 2020-11-27
249 YUANTA FUTURES (HK) CO., LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-02-24
250 YUE KUN RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-10-15
251 YUE XIU SECURITIES COMPANY LIMITED 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2013-12-02
252 Arta Global Futures Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
253 BERICH FUTURES (H.K.) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-03-17
254 CES International Commodities (HK) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2015-12-11
255 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2019-09-17
256 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-09-25
257 CSC SECURITIES (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-29
258 Finet Securities Limited 1 1 2 2 0 2 1 -1 0 50.00 0.00 2019-09-05
259 Goldin Equities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-17 2019-02-15
260 ICAP Equities Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-03-10 2018-09-30
261 ICBC (Asia) Futures Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-23 2021-08-04
262 SHENG YUAN SECURITIES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2012-08-28
263 VERCAP Financial Services Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-03-15
264 MEGABASE FUTURES CO. LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2015-09-10
265 ORIENTAL WEALTH FUTURES LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2009-06-18 2016-04-08
266 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 2 8 10 0 0 0 -2 -8 -10 80.00 - 2007-01-12 2015-05-31
267 Beevest Securities Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-03-07 2014-10-31
268 GENERALI INVESTMENTS ASIA LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2008-05-30 2014-07-25
269 Gradient Trading Hong Kong Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2013-12-13 2014-12-01
270 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-09-12 2015-06-02
271 SUN YI COMPANY LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2008-01-31 2014-12-15
Average 3.52 32.10 35.62 3.50 31.88 35.38 90.12 90.10

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