SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-06-30 2004-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 708 710 2 715 717 0 7 7 99.72 99.72 2014-10-24
2 Sun Life Hong Kong Limited 1 414 415 1 362 363 0 -52 -52 99.76 99.72 2009-06-17
3 GOLDMAN SACHS (ASIA) L.L.C. 14 369 383 11 296 307 -3 -73 -76 96.34 96.42
4 AXA CHINA REGION INVESTMENT SERVICES LIMITED 1 412 413 2 288 290 1 -124 -123 99.76 99.31 2012-11-27
5 ZURICH ADVISORY (HK) LIMITED 2 134 136 2 272 274 0 138 138 98.53 99.27 2010-07-06
6 Merrill Lynch (Asia Pacific) Limited 7 309 316 6 252 258 -1 -57 -58 97.78 97.67
7 PHILLIP SECURITIES (HONG KONG) LIMITED 4 204 208 4 165 169 0 -39 -39 98.08 97.63
8 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 140 140 0 120 120 0 -20 -20 100.00 100.00 2005-03-31
9 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 120 122 2 110 112 0 -10 -10 98.36 98.21
10 Citigroup Global Markets Asia Limited 6 267 273 2 101 103 -4 -166 -170 97.80 98.06
11 OnePlatform Asset Management Limited 1 71 72 1 101 102 0 30 30 98.61 99.02
12 UBS SECURITIES ASIA LIMITED 8 116 124 6 94 100 -2 -22 -24 93.55 94.00
13 HSBC BROKING SECURITIES (ASIA) LIMITED 9 102 111 6 92 98 -3 -10 -13 91.89 93.88 2004-09-10
14 Merrill Lynch Far East Limited 6 115 121 5 86 91 -1 -29 -30 95.04 94.51 2025-01-16
15 HSBC LIFE (INTERNATIONAL) LIMITED 2 75 77 2 84 86 0 9 9 97.40 97.67 2012-05-07
16 FIL Investment Management (Hong Kong) Limited 5 68 73 5 68 73 0 0 0 93.15 93.15
17 Credit Suisse Securities (Hong Kong) Limited 1 111 112 1 71 72 0 -40 -40 99.11 98.61 2024-09-27
18 J.P. MORGAN BROKING (HONG KONG) LIMITED 3 48 51 4 58 62 1 10 11 94.12 93.55
19 Credit Suisse (Hong Kong) Limited 0 22 22 1 60 61 1 38 39 100.00 98.36 2025-01-13
20 HSBC Global Asset Management (Hong Kong) Limited 4 58 62 6 54 60 2 -4 -2 93.55 90.00
21 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 53 57 4 52 56 0 -1 -1 92.98 92.86
22 GET NICE SECURITIES LIMITED 3 57 60 3 52 55 0 -5 -5 95.00 94.55
23 T G HOLBORN (HK) LIMITED 2 30 32 2 53 55 0 23 23 93.75 96.36 2014-04-29
24 Morgan Stanley Asia Limited 3 350 353 2 51 53 -1 -299 -300 99.15 96.23
25 Credit Agricole Securities (Asia) Limited 4 62 66 4 48 52 0 -14 -14 93.94 92.31
26 JPMorgan Asset Management (Asia Pacific) Limited 7 43 50 6 46 52 -1 3 2 86.00 88.46
27 BEAR STEARNS ASIA LIMITED 3 46 49 3 48 51 0 2 2 93.88 94.12 2010-04-28
28 LEHMAN BROTHERS ASIA LIMITED 3 69 72 4 47 51 1 -22 -21 95.83 92.16 2024-11-13
29 Lion Global Financial Limited 3 29 32 3 44 47 0 15 15 90.63 93.62
30 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 40 42 2 44 46 0 4 4 95.24 95.65 2010-12-17
31 EMPEROR SECURITIES LIMITED (HK) 3 54 57 5 39 44 2 -15 -13 94.74 88.64
32 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 2 95 97 0 44 44 -2 -51 -53 97.94 100.00 2004-03-30
33 FIL Investment Advisors 4 33 37 4 39 43 0 6 6 89.19 90.70
34 CHOW SANG SANG SECURITIES (HK) LIMITED 2 39 41 2 40 42 0 1 1 95.12 95.24 2004-10-29
35 CHOW SANG SANG SECURITIES LIMITED 2 39 41 2 40 42 0 1 1 95.12 95.24
36 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 40 42 3 38 41 1 -2 -1 95.24 92.68 2012-04-02
37 UKFP (Asia) HK Limited 3 37 40 3 38 41 0 1 1 92.50 92.68 2004-10-13
38 KINGSTON SECURITIES LIMITED 2 43 45 1 39 40 -1 -4 -5 95.56 97.50 2005-01-24
39 Funderstone Securities Limited 5 37 42 5 33 38 0 -4 -4 88.10 86.84
40 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 41 43 2 36 38 0 -5 -5 95.35 94.74
41 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 28 32 5 32 37 1 4 5 87.50 86.49
42 CLSA RESEARCH LIMITED 2 28 30 2 34 36 0 6 6 93.33 94.44 2014-06-18
43 DEUTSCHE SECURITIES ASIA LIMITED 6 80 86 2 31 33 -4 -49 -53 93.02 93.94 2019-12-03
44 FWD Life Insurance Company (Bermuda) Limited 1 30 31 1 32 33 0 2 2 96.77 96.97 2012-11-21
45 Mason Securities Limited 4 38 42 3 30 33 -1 -8 -9 90.48 90.91
46 INVESCO HONG KONG LIMITED 8 28 36 5 27 32 -3 -1 -4 77.78 84.38
47 PineBridge Investments Asia Limited 3 30 33 3 29 32 0 -1 -1 90.91 90.63
48 LUEN FAT SECURITIES COMPANY LIMITED 5 45 50 4 27 31 -1 -18 -19 90.00 87.10
49 Network Financial Services Limited 1 44 45 2 29 31 1 -15 -14 97.78 93.55 2007-11-27
50 PEGASUS FUND MANAGERS LIMITED 2 26 28 2 29 31 0 3 3 92.86 93.55
51 RBS Asia Corporate Finance Limited 2 42 44 1 30 31 -1 -12 -13 95.45 96.77 2004-12-30
52 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 2 28 30 0 10 10 90.00 93.33
53 OnePlatform Securities Limited 2 31 33 2 28 30 0 -3 -3 93.94 93.33 2004-10-05
54 UOB KAY HIAN (HONG KONG) LIMITED 5 109 114 5 25 30 0 -84 -84 95.61 83.33
55 FULBRIGHT SECURITIES LIMITED 2 37 39 1 28 29 -1 -9 -10 94.87 96.55 2004-11-30
56 FWD Financial Planning Limited (HK) 2 21 23 2 27 29 0 6 6 91.30 93.10
57 Standard Chartered Securities (Hong Kong) Limited 5 22 27 7 21 28 2 -1 1 81.48 75.00
58 Allianz Global Investors Hong Kong Limited 4 24 28 4 23 27 0 -1 -1 85.71 85.19 2015-05-31
59 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 28 30 2 25 27 0 -3 -3 93.33 92.59 2018-12-31
60 FIRST SHANGHAI SECURITIES LIMITED 4 25 29 4 23 27 0 -2 -2 86.21 85.19
61 INVESCO ASSET MANAGEMENT ASIA LIMITED 8 25 33 5 21 26 -3 -4 -7 75.76 80.77 2005-03-15
62 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 28 34 7 19 26 1 -9 -8 82.35 73.08
63 HSBC SECURITIES (ASIA) LIMITED 7 66 73 4 21 25 -3 -45 -48 90.41 84.00 2005-11-14
64 Amundi Hong Kong Limited 3 18 21 6 18 24 3 0 3 85.71 75.00
65 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 77 82 3 21 24 -2 -56 -58 93.90 87.50
66 Daiwa Capital Markets Hong Kong Limited 1 33 34 2 22 24 1 -11 -10 97.06 91.67
67 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 22 27 4 20 24 -1 -2 -3 81.48 83.33 2004-09-10
68 iBest Consultants Limited 2 23 25 2 22 24 0 -1 -1 92.00 91.67 2019-08-15
69 BANK CONSORTIUM TRUST COMPANY LIMITED 1 21 22 1 22 23 0 1 1 95.45 95.65 2011-11-22
70 LEHIN SECURITIES LIMITED 3 21 24 3 20 23 0 -1 -1 87.50 86.96 2005-01-18
71 MACQUARIE CAPITAL LIMITED 2 66 68 3 20 23 1 -46 -45 97.06 86.96
72 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 149 151 2 20 22 0 -129 -129 98.68 90.91 2016-06-30
73 Fosun International Securities Limited 5 19 24 5 17 22 0 -2 -2 79.17 77.27
74 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 3 19 22 0 0 0 86.36 86.36 2004-10-06
75 HENYEP SECURITIES LIMITED 2 24 26 2 20 22 0 -4 -4 92.31 90.91 2004-12-14
76 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 2 28 30 3 19 22 1 -9 -8 93.33 86.36
77 JF INTERNATIONAL MANAGEMENT INC. 2 12 14 2 20 22 0 8 8 85.71 90.91 2020-07-13
78 CLSA LIMITED 7 55 62 6 15 21 -1 -40 -41 88.71 71.43
79 WELLFULL SECURITIES COMPANY LIMITED 5 19 24 4 17 21 -1 -2 -3 79.17 80.95 2005-02-21
80 BlackRock (Hong Kong) Limited (d2017-01-20) 2 11 13 3 17 20 1 6 7 84.62 85.00 2015-05-15
81 BOCI RESEARCH LIMITED 2 10 12 2 18 20 0 8 8 83.33 90.00
82 CHIEF SECURITIES LIMITED 1 22 23 1 19 20 0 -3 -3 95.65 95.00 2005-03-14
83 China International Capital Corporation (International) Limited 5 23 28 5 15 20 0 -8 -8 82.14 75.00 2009-05-06
84 CHONG HING SECURITIES LIMITED 4 18 22 4 16 20 0 -2 -2 81.82 80.00 2005-01-11
85 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 2 15 17 2 17 19 0 2 2 88.24 89.47 2005-01-07
86 CSI Corporate Finance (HK) Limited 5 19 24 8 11 19 3 -8 -5 79.17 57.89 2004-07-30
87 DBS ASIA CAPITAL LIMITED 5 14 19 4 15 19 -1 1 0 73.68 78.95
88 GLOBAL INVESTMENT ADVISORS LIMITED 2 10 12 3 16 19 1 6 7 83.33 84.21
89 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 25 27 2 17 19 0 -8 -8 92.59 89.47 2016-10-10
90 SDIC Securities International Financial Holdings Limited 1 20 21 1 18 19 0 -2 -2 95.24 94.74 2012-08-17
91 CMB International Global Markets Limited 2 16 18 2 16 18 0 0 0 88.89 88.89 2004-11-26
92 KAISER SECURITIES LIMITED 1 24 25 1 17 18 0 -7 -7 96.00 94.44 2005-02-18
93 KARL-THOMSON SECURITIES COMPANY LIMITED 4 35 39 4 14 18 0 -21 -21 89.74 77.78 2004-11-30
94 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 2 16 18 0 0 0 88.89 88.89
95 RBS Asia Securities (Hong Kong) Limited 2 30 32 2 16 18 0 -14 -14 93.75 88.89 2005-03-15
96 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 17 18 2 16 18 1 -1 0 94.44 88.89
97 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 4 14 18 1 -1 0 83.33 77.78
98 YICKO SECURITIES LIMITED 2 18 20 2 16 18 0 -2 -2 90.00 88.89 2007-05-08
99 CREDIT AGRICOLE ASSET MANAGEMENT 1 15 16 5 12 17 4 -3 1 93.75 70.59 2004-10-15
100 Goldman Sachs Investment Management Hong Kong Limited 2 11 13 2 15 17 0 4 4 84.62 88.24 2013-11-27
101 LLOYDS TSB PACIFIC LIMITED 6 13 19 4 13 17 -2 0 -2 68.42 76.47 2005-12-29
102 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2004-11-17
103 BARCLAYS CAPITAL ASIA LIMITED 1 23 24 1 15 16 0 -8 -8 95.83 93.75
104 CITIC Securities (Hong Kong) Limited 2 15 17 2 14 16 0 -1 -1 88.24 87.50
105 DBS VICKERS (HONG KONG) LIMITED 4 110 114 5 11 16 1 -99 -98 96.49 68.75
106 INSTINET PACIFIC LIMITED 3 8 11 3 13 16 0 5 5 72.73 81.25
107 SPS SECURITIES LIMITED 4 14 18 4 12 16 0 -2 -2 77.78 75.00 2005-02-07
108 AllianceBernstein Hong Kong Limited 1 11 12 3 12 15 2 1 3 91.67 80.00
109 CASH Wealth Management Limited 2 2 4 2 13 15 0 11 11 50.00 86.67
110 CBH Asia Limited 2 8 10 2 13 15 0 5 5 80.00 86.67
111 CENTALINE WEALTH MANAGEMENT LIMITED 0 0 0 2 13 15 2 13 15 - 86.67 2004-04-02
112 CHARLES SCHWAB, HONG KONG, LIMITED 2 20 22 3 12 15 1 -8 -7 90.91 80.00
113 FOX-PITT, KELTON (ASIA) LIMITED 2 12 14 3 12 15 1 0 1 85.71 80.00 2010-05-18
114 HANG SENG SECURITIES LIMITED 4 10 14 4 11 15 0 1 1 71.43 73.33
115 MUSHK Limited 1 14 15 3 12 15 2 -2 0 93.33 80.00 2011-06-01
116 ONSHINE SECURITIES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00
117 Quam Securities Limited 3 27 30 2 13 15 -1 -14 -15 90.00 86.67
118 UBS SECURITIES HONG KONG LIMITED 3 15 18 3 12 15 0 -3 -3 83.33 80.00 2005-02-07
119 YUEXING SECURITIES COMPANY LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33 2004-11-10
120 AuVantage Consultancy Limited 2 13 15 2 12 14 0 -1 -1 86.67 85.71 2016-10-03
121 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 5 140 145 2 12 14 -3 -128 -131 96.55 85.71 2004-10-25
122 Eastspring Investments (Hong Kong) Limited 2 6 8 2 12 14 0 6 6 75.00 85.71
123 FE SECURITIES LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
124 GAOYU SECURITIES LIMITED 4 13 17 0 14 14 -4 1 -3 76.47 100.00 2004-05-25
125 GAYANG SECURITIES LIMITED 1 11 12 1 13 14 0 2 2 91.67 92.86
126 HANG SENG INVESTMENT SERVICES LIMITED 6 5 11 6 8 14 0 3 3 45.45 57.14
127 KWONG FAT HONG (SECURITIES) LIMITED 4 12 16 3 11 14 -1 -1 -2 75.00 78.57 2004-11-26
128 MANGO FINANCIAL LIMITED 2 10 12 3 11 14 1 1 2 83.33 78.57
129 Manulife Investment Management (Hong Kong) Limited 2 1036 1038 2 12 14 0 -1024 -1024 99.81 85.71
130 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 7 10 3 11 14 0 4 4 70.00 78.57
131 SINO CAPITAL SECURITIES LIMITED 1 23 24 1 13 14 0 -10 -10 95.83 92.86 2005-02-14
132 TAT LEE SECURITIES COMPANY LIMITED 5 11 16 5 9 14 0 -2 -2 68.75 64.29 2004-11-15
133 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 0 0 0 3 11 14 3 11 14 - 78.57 2003-09-24 2011-04-19
134 CHINA POINT STOCK BROKERS LIMITED 2 14 16 2 11 13 0 -3 -3 87.50 84.62 2004-11-29
135 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 2 10 12 3 10 13 1 0 1 83.33 76.92 2012-06-04
136 ETRADE SECURITIES (HONG KONG) LIMITED 2 18 20 3 10 13 1 -8 -7 90.00 76.92 2019-05-10
137 HANG TAI SECURITIES LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2005-01-20
138 HARRIS FRASER (INTERNATIONAL) LIMITED 2 9 11 2 11 13 0 2 2 81.82 84.62
139 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 10 15 5 8 13 0 -2 -2 66.67 61.54
140 MAN LUNG HONG SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62 2005-01-31
141 MANULIFE (INTERNATIONAL) LIMITED 2 12 14 2 11 13 0 -1 -1 85.71 84.62 2011-06-17
142 Oshidori Securities Limited 3 9 12 3 10 13 0 1 1 75.00 76.92 2004-12-29
143 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 7 8 1 12 13 0 5 5 87.50 92.31
144 TAIFAIR SECURITIES LIMITED 3 11 14 4 9 13 1 -2 -1 78.57 69.23 2005-02-23
145 AIF CAPITAL LIMITED 5 7 12 5 7 12 0 0 0 58.33 58.33
146 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2019-07-05
147 Goldyard Capital Limited 1 15 16 2 10 12 1 -5 -4 93.75 83.33 2019-11-21
148 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 3 7 10 6 6 12 3 -1 2 70.00 50.00
149 M&F Asset Management Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
150 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00 2007-10-03
151 MoneyMore Securities Limited 1 11 12 1 11 12 0 0 0 91.67 91.67 2004-12-21
152 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2014-06-13
153 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 5 7 1 11 12 -1 6 5 71.43 91.67 2017-06-28
154 TARZAN STOCK & SHARES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
155 TIS SECURITIES (HK) LIMITED 4 14 18 2 10 12 -2 -4 -6 77.78 83.33 2012-06-28
156 Belvest Investment Services Limited 4 7 11 3 8 11 -1 1 0 63.64 72.73
157 BULLISH SECURITIES LIMITED 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2004-08-05
158 CAIIS Limited 1 3 4 1 10 11 0 7 7 75.00 90.91 2018-09-04
159 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 12 15 2 9 11 -1 -3 -4 80.00 81.82 2024-03-28
160 Ge Shang Investment (Hong Kong) Limited 2 6 8 1 10 11 -1 4 3 75.00 90.91
161 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 41 44 2 9 11 -1 -32 -33 93.18 81.82
162 HING WONG SECURITIES LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
163 HSBC Private Trustee (Hong Kong) Limited 0 10 10 3 8 11 3 -2 1 100.00 72.73 2005-01-05
164 Janus Henderson Investors Hong Kong Limited 1 7 8 1 10 11 0 3 3 87.50 90.91
165 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73 2013-03-19
166 LOMBARD ODIER (HONG KONG) LIMITED 1 13 14 1 10 11 0 -3 -3 92.86 90.91
167 MIB SECURITIES (HONG KONG) LIMITED 4 45 49 3 8 11 -1 -37 -38 91.84 72.73
168 MIZUHO SECURITIES ASIA LIMITED 2 13 15 2 9 11 0 -4 -4 86.67 81.82
169 Shang International Finance Limited 2 7 9 3 8 11 1 1 2 77.78 72.73 2024-01-26
170 SHUN LOONG SECURITIES COMPANY LIMITED 0 78 78 0 11 11 0 -67 -67 100.00 100.00 2005-01-13
171 WING FAT SECURITIES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-01-19
172 BEA Union Investment Management Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
173 CGS International Securities Hong Kong Limited 0 8 8 2 8 10 2 0 2 100.00 80.00
174 CHINA PACIFIC SECURITIES LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2004-11-08
175 China Tonghai (IA) Limited 3 5 8 3 7 10 0 2 2 62.50 70.00 2017-11-29
176 DWS Investments Hong Kong Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
177 First Sentier Investors (Hong Kong) Limited 2 11 13 4 6 10 2 -5 -3 84.62 60.00
178 GRANSING SECURITIES CO., LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
179 HANG TUNG SECURITIES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2004-10-29
180 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 2 11 13 1 9 10 -1 -2 -3 84.62 90.00 2017-10-02
181 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 16 21 3 7 10 -2 -9 -11 76.19 70.00 2025-04-23
182 PATTERSON FINANCIAL SERVICES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2009-05-13
183 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2008-01-08
184 SOLID KING SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2021-09-02
185 STANHILL (HONG KONG) LIMITED 3 8 11 4 6 10 1 -2 -1 72.73 60.00 2013-05-23
186 Sun Life Financial Asia Services Limited 1 1 2 2 8 10 1 7 8 50.00 80.00 2007-04-02
187 Tyche Group Limited 2 8 10 2 8 10 0 0 0 80.00 80.00 2014-12-05
188 VICTORY SECURITIES COMPANY LIMITED 2 12 14 2 8 10 0 -4 -4 85.71 80.00
189 YING WAH SECURITIES COMPANY LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2005-01-10
190 YUE XIU SECURITIES COMPANY LIMITED 5 3 8 5 5 10 0 2 2 37.50 50.00
191 BARING ASSET MANAGEMENT (ASIA) LIMITED 2 15 17 2 7 9 0 -8 -8 88.24 77.78
192 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 30 34 4 5 9 0 -25 -25 88.24 55.56
193 CITIC Securities Brokerage (HK) Limited 1 48 49 2 7 9 1 -41 -40 97.96 77.78
194 CVC Asia Pacific Limited 1 7 8 4 5 9 3 -2 1 87.50 55.56
195 DAIWA SECURITIES SMBC (ASIA) LIMITED 1 11 12 0 9 9 -1 -2 -3 91.67 100.00 2005-01-25
196 ETRADE SECURITIES LIMITED 2 15 17 2 7 9 0 -8 -8 88.24 77.78 2007-11-21
197 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2006-10-23
198 GRAND ONWARD SECURITIES LIMITED 1 9 10 1 8 9 0 -1 -1 90.00 88.89 2005-03-31
199 HAITONG INTERNATIONAL RESEARCH LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
200 HERMES SECURITIES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-01-20
201 HPEF Capital Partners Limited 6 12 18 6 3 9 0 -9 -9 66.67 33.33 2022-06-01
202 ICBC (ASIA) SECURITIES LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
203 Income Partners Asset Management (HK) Limited 3 4 7 3 6 9 0 2 2 57.14 66.67
204 KGI ASIA LIMITED 2 137 139 3 6 9 1 -131 -130 98.56 66.67 2017-10-02
205 Legg Mason Asset Management Hong Kong Limited 3 11 14 1 8 9 -2 -3 -5 78.57 88.89 2022-06-30
206 Legg Mason International Equities (Hong Kong) Limited 3 11 14 1 8 9 -2 -3 -5 78.57 88.89 2015-08-28
207 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 22 24 2 7 9 0 -15 -15 91.67 77.78 2004-09-17
208 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 14 15 3 6 9 2 -8 -6 93.33 66.67 2013-04-17
209 PRIME SECURITIES LIMITED (HK) 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2004-11-25
210 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 15 18 2 7 9 -1 -8 -9 83.33 77.78 2023-10-25
211 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 3 6 9 -1 -5 -6 73.33 66.67
212 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 7 8 1 8 9 0 1 1 87.50 88.89 2016-11-01
213 SANFULL SECURITIES LIMITED 5 52 57 3 6 9 -2 -46 -48 91.23 66.67 2004-11-24
214 STANDARD & POOR'S, LLC 2 6 8 2 7 9 0 1 1 75.00 77.78 2010-12-21
215 Success Securities Limited 2 23 25 2 7 9 0 -16 -16 92.00 77.78
216 THING ON SECURITIES LIMITED 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2004-11-29
217 TRANS JOY SECURITIES LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2005-03-10
218 TUNG TAI SECURITIES COMPANY LIMITED 3 10 13 3 6 9 0 -4 -4 76.92 66.67
219 UOB ASIA (HONG KONG) LIMITED 4 9 13 3 6 9 -1 -3 -4 69.23 66.67 2011-07-27
220 Vision Capital Investment Management Limited 0 0 0 3 6 9 3 6 9 - 66.67 2003-12-17 2004-07-30
221 Waton Securities International Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2004-12-21
222 WFM Asia (HK) Limited 2 6 8 2 7 9 0 1 1 75.00 77.78
223 WING ON CHEONG SECURITIES COMPANY LIMITED 5 24 29 4 5 9 -1 -19 -20 82.76 55.56 2020-12-21
224 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 7 9 0 7 7 0.00 77.78 2003-05-23 2022-07-19
225 Yunfeng Financial Markets Limited 1 14 15 0 9 9 -1 -5 -6 93.33 100.00
226 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2016-06-30
227 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2005-02-25
228 BOKHARY SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2005-02-15
229 Bradbury Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
230 Bright Fund Management Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2023-12-19
231 CES Private (HK) Limited 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-03-31
232 CHARLES SCHMITT & ASSOCIATES LIMITED 4 4 8 3 5 8 -1 1 0 50.00 62.50 2005-02-05
233 EWARTON SECURITIES LIMITED 1 14 15 1 7 8 0 -7 -7 93.33 87.50 2004-11-17
234 FB SECURITIES (HONG KONG) LIMITED 2 6 8 4 4 8 2 -2 0 75.00 50.00
235 FIRST STATE (HONG KONG) LLC 2 7 9 4 4 8 2 -3 -1 77.78 50.00 2007-07-27
236 HSBC BROKING (CHINA) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2004-09-10
237 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 11 11 0 8 8 0 -3 -3 100.00 100.00 2005-01-15
238 Instinet Alpha Trading Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2010-11-19
239 KGI CAPITAL ASIA LIMITED 1 4 5 3 5 8 2 1 3 80.00 62.50
240 King Sun Securities Limited 2 8 10 2 6 8 0 -2 -2 80.00 75.00 2004-10-14
241 METRO CAPITAL SECURITIES LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-01-10
242 PARIBAS ASIA EQUITY LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2004-08-03
243 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 9 10 1 7 8 0 -2 -2 90.00 87.50 2011-10-20
244 RHB SECURITIES HONG KONG LIMITED 1 15 16 1 7 8 0 -8 -8 93.75 87.50 2004-11-25
245 ROOFER SECURITIES LIMITED 1 9 10 0 8 8 -1 -1 -2 90.00 100.00 2004-11-30
246 Shacom Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
247 Soo Pei Shao & Company 1 7 8 1 7 8 0 0 0 87.50 87.50 2005-03-31
248 T. ROWE PRICE INTERNATIONAL, INC. 1 7 8 2 6 8 1 -1 0 87.50 75.00 2010-12-31
249 VALUE PARTNERS LIMITED 3 7 10 2 6 8 -1 -1 -2 70.00 75.00
250 VC BROKERAGE LIMITED 0 61 61 1 7 8 1 -54 -53 100.00 87.50
251 WHOLE WIN SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-11-15
252 ABN AMRO (HONG KONG) LIMITED 0 9 9 0 7 7 0 -2 -2 100.00 100.00 2005-03-29
253 ABN AMRO Clearing Hong Kong Limited 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2005-03-03
254 AJ Securities Limited 1 8 9 1 6 7 0 -2 -2 88.89 85.71 2005-07-12
255 ALTRUIST FINANCIAL GROUP LIMITED 0 0 0 2 5 7 2 5 7 - 71.43 2004-01-20
256 ASSET DYNAMIC MANAGEMENT LIMITED 3 3 6 2 5 7 -1 2 1 50.00 71.43 2025-03-25
257 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 12 13 1 6 7 0 -6 -6 92.31 85.71 2010-11-03
258 Broadway Wealth Management Limited 1 4 5 1 6 7 0 2 2 80.00 85.71 2013-01-03
259 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 1 10 11 1 6 7 0 -4 -4 90.91 85.71 2008-06-20
260 DEBTTRADERS, LIMITED 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2005-02-25
261 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 4 5 2 5 7 1 1 2 80.00 71.43 2005-03-07
262 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 0 8 8 1 6 7 1 -2 -1 100.00 85.71 2005-02-07
263 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 180 187 5 2 7 -2 -178 -180 96.26 28.57
264 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2014-10-13
265 LAZARD ASIA (HONG KONG) LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14
266 MEIJI YASUDA ASIA LIMITED 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2019-10-17
267 Neutral Financial Holding Company Limited 1 6 7 1 6 7 0 0 0 85.71 85.71
268 Nomura Asset Management Hong Kong Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43
269 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 1 6 7 0 0 0 85.71 85.71 2005-01-25
270 PRUDENTIAL BROKERAGE LIMITED 2 74 76 2 5 7 0 -69 -69 97.37 71.43
271 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-11-25
272 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2013-11-25
273 Rifa Securities Limited 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2005-02-22
274 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
275 SBI China Capital Securities Limited 1 28 29 2 5 7 1 -23 -22 96.55 71.43 2012-10-08
276 SHUN HENG SECURITIES LIMITED 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2005-01-19
277 SPARX Asia Investment Advisors Limited 0 0 0 3 4 7 3 4 7 - 57.14 2004-04-20
278 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2015-03-27
279 St. James's Place (Hong Kong) Limited 1 8 9 1 6 7 0 -2 -2 88.89 85.71
280 SUNNY WORLD INVESTMENT LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2012-08-28
281 Tyric Capital Limited 2 1 3 2 5 7 0 4 4 33.33 71.43
282 UNICORN SECURITIES COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-11-30
283 VMS Securities Limited 1 8 9 1 6 7 0 -2 -2 88.89 85.71 2020-09-01
284 Wisetrade Securities Limited 2 10 12 2 5 7 0 -5 -5 83.33 71.43 2004-10-06
285 Absolute Investment Management (HK) Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00
286 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 5 4 9 4 2 6 -1 -2 -3 44.44 33.33 2012-06-25
287 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-06-10
288 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-09-30
289 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 1 3 4 2 4 6 1 1 2 75.00 66.67
290 BETA INTERNATIONAL SECURITIES LIMITED 4 12 16 3 3 6 -1 -9 -10 75.00 50.00 2004-10-04
291 CHINA EVERBRIGHT RESEARCH LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
292 CIBC Global Asset Management (Asia) Limited 1 5 6 1 5 6 0 0 0 83.33 83.33 2005-01-03
293 EQT Partners Asia Limited 1 4 5 1 5 6 0 1 1 80.00 83.33 2023-09-06
294 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 5 6 0 3 3 66.67 83.33
295 HAMON ASSET MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
296 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 0 6 6 2 4 6 2 -2 0 100.00 66.67 2011-09-22
297 iFAST Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2004-09-16
298 INTERNATIONAL COMMERCE CORPORATION 1 2 3 1 5 6 0 3 3 66.67 83.33
299 IREALITY INVESTMENTS LIMITED 5 2 7 4 2 6 -1 0 -1 28.57 33.33
300 JAFCO Investment (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2009-10-15
301 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2022-10-13
302 K.L. Securities Company 1 6 7 1 5 6 0 -1 -1 85.71 83.33 2005-03-31
303 KEE CHEONG SECURITIES COMPANY LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2004-11-10
304 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 1 1 1 5 6 1 4 5 100.00 83.33 2005-02-16
305 MAN INVESTMENTS (HONG KONG) LIMITED 1 6 7 1 5 6 0 -1 -1 85.71 83.33
306 MONEY CONCEPTS (ASIA) LIMITED 1 4 5 2 4 6 1 0 1 80.00 66.67 2012-09-18
307 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-02-01
308 NORTH SEA SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-10-29
309 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 1 5 6 -1 1 0 66.67 83.33 2010-07-07
310 Public Financial Securities Limited 1 7 8 1 5 6 0 -2 -2 87.50 83.33 2004-11-05
311 RPS INVESTMENT LIMITED 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2005-02-17
312 S. W. WOO AND COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-10-11
313 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 7 10 3 3 6 0 -4 -4 70.00 50.00
314 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2012-01-12
315 SOUTH CHINA RESEARCH LIMITED 1 5 6 1 5 6 0 0 0 83.33 83.33
316 STOCKWELL SECURITIES LIMITED 2 28 30 2 4 6 0 -24 -24 93.33 66.67 2004-11-25
317 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2004-09-16
318 TIFFIT SECURITIES (HONG KONG) LIMITED 4 6 10 3 3 6 -1 -3 -4 60.00 50.00
319 TISCO SECURITIES HONG KONG LIMITED 2 14 16 2 4 6 0 -10 -10 87.50 66.67 2008-07-10
320 TVG CAPITAL PARTNERS LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2015-11-16
321 UBS Asset Management (Hong Kong) Limited 2 5 7 4 2 6 2 -3 -1 71.43 33.33
322 UNI-ALPHA SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-03-23
323 UPBEST SECURITIES COMPANY LIMITED 4 28 32 4 2 6 0 -26 -26 87.50 33.33
324 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
325 YARDLEY SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-09-06
326 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
327 ZHONGRONG PT SECURITIES LIMITED 4 18 22 4 2 6 0 -16 -16 81.82 33.33
328 Aevitas Securities Limited 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-01-31
329 ALPHA SECURITIES COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-01-24
330 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 2 5 3 2 5 0 0 0 40.00 40.00
331 Apricot Capital (Hong Kong) Limited 2 15 17 2 3 5 0 -12 -12 88.24 60.00 2004-11-22
332 ARGYLE STREET MANAGEMENT LIMITED 1 2 3 3 2 5 2 0 2 66.67 40.00
333 AXA Financial Planning (Hong Kong) Limited 0 2 2 0 5 5 0 3 3 100.00 100.00 2012-05-25
334 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 0 5 5 0 0 0 100.00 100.00 2013-04-02
335 BEAR BRIGHT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
336 BKHK Limited 5 0 5 5 0 5 0 0 0 0.00 0.00 2006-10-16
337 BlackRock Asset Management North Asia Limited 1 4 5 2 3 5 1 -1 0 80.00 60.00
338 BMI FUNDS MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00
339 BOWEN ASIA LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2014-10-20
340 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 1 7 8 2 3 5 1 -4 -3 87.50 60.00 2005-01-18
341 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00
342 CHINA SECURITIES HOLDINGS LIMITED 1 7 8 1 4 5 0 -3 -3 87.50 80.00 2005-01-25
343 CHINA SKY SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-02-04
344 Chung Tak & Company 1 5 6 1 4 5 0 -1 -1 83.33 80.00 2005-03-31
345 DaoKou Securities Limited 5 2 7 5 0 5 0 -2 -2 28.57 0.00 2004-09-13
346 EMPEROR CORPORATE FINANCE LIMITED 2 3 5 1 4 5 -1 1 0 60.00 80.00 2007-04-20
347 FIRST SECURITIES (HK) LIMITED 2 10 12 3 2 5 1 -8 -7 83.33 40.00 2004-11-17
348 Fubon Capital (HK) Limited 2 3 5 1 4 5 -1 1 0 60.00 80.00 2012-01-13
349 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2018-11-09
350 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 5 0 5 0 0 0 0.00 0.00 2020-12-09
351 GLS SECURITIES LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2004-08-25
352 Goldbridge Securities Limited 2 12 14 2 3 5 0 -9 -9 85.71 60.00 2006-02-03
353 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 4 5 2 3 5 1 -1 0 80.00 60.00
354 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
355 HSBC GUYERZELLER FAR EAST LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2009-08-31
356 ICEA SECURITIES ASIA LIMITED 0 5 5 2 3 5 2 -2 0 100.00 60.00 2009-09-29
357 KAM FAI SECURITIES CO., LIMITED 3 13 16 2 3 5 -1 -10 -11 81.25 60.00 2004-10-14
358 KB Securities Hong Kong Limited 1 4 5 2 3 5 1 -1 0 80.00 60.00
359 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 4 32 36 2 3 5 -2 -29 -31 88.89 60.00
360 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2003-06-06
361 MAN HON YEUNG SECURITIES LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2004-12-08
362 MANBLE SECURITIES LIMITED 1 7 8 1 4 5 0 -3 -3 87.50 80.00 2006-06-12
363 Open Securities Limited 0 10 10 0 5 5 0 -5 -5 100.00 100.00
364 Oreana Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
365 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 5 0 5 5 -5 0 100.00 0.00 2011-01-24
366 PFP Capital Limited 1 4 5 1 4 5 0 0 0 80.00 80.00
367 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2007-09-28
368 PineBridge Investments Hong Kong Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2005-03-15
369 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
370 RAMON INVESTMENT COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2004-11-24
371 RICH PLEASURE SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-11-30
372 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2011-02-18
373 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 2 3 1 4 5 0 2 2 66.67 80.00
374 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
375 SUN GROWTH SECURITIES LIMITED 2 19 21 2 3 5 0 -16 -16 90.48 60.00 2004-11-26
376 SUN RAISE CAPITAL LIMITED 1 0 1 2 3 5 1 3 4 0.00 60.00 2019-09-06
377 TC Investment Management (Asia) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-02-14
378 TRANSPAC CAPITAL LIMITED 1 4 5 2 3 5 1 -1 0 80.00 60.00
379 VENHOUSE WEALTH MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2004-05-19
380 WAH SANG SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-11-17
381 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-10-05
382 WAI FAT SECURITIES LIMITED 2 4 6 1 4 5 -1 0 -1 66.67 80.00 2004-11-25
383 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-06-22
384 Welform Investors Company 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-03-30
385 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2010-12-16
386 WOCOM INVESTMENT MANAGEMENT LIMITED 1 0 1 2 3 5 1 3 4 0.00 60.00
387 XinKong International Securities Limited 2 38 40 2 3 5 0 -35 -35 95.00 60.00
388 A ONE INVESTMENT COMPANY LIMITED 6 3 9 3 1 4 -3 -2 -5 33.33 25.00 2013-12-05
389 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
390 ALPS CAPITAL MANAGEMENT LIMITED 1 2 3 3 1 4 2 -1 1 66.67 25.00
391 AlTi Wealth Management (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2004-05-11
392 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 2 2 4 -1 0 -1 40.00 50.00
393 ANGUS MOORE LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2011-07-05
394 Anli Securities Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2004-12-06
395 Anuenue Securities Limited 3 5 8 3 1 4 0 -4 -4 62.50 25.00
396 Ark Securities (Hong Kong) Limited 2 12 14 1 3 4 -1 -9 -10 85.71 75.00
397 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2008-08-04
398 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00
399 Beevest Securities Limited 0 10 10 0 4 4 0 -6 -6 100.00 100.00
400 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
401 BOCOM International Holdings Company Limited 3 12 15 3 1 4 0 -11 -11 80.00 25.00 2010-03-09
402 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2014-07-03
403 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 2 2 4 0 -5 -5 77.78 50.00 2004-09-23
404 CHAMPUS ASSET MANAGEMENT LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00 2019-07-29
405 CHAN NGOK MING SECURITIES LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2004-11-17
406 CHELSEA SECURITIES LIMITED (HK) 3 4 7 3 1 4 0 -3 -3 57.14 25.00
407 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2005-03-31
408 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
409 CITIC CLSA Capital Partners HK Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
410 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-12-27
411 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
412 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
413 CTW SECURITIES LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-02-07
414 CUPOLA CAPITAL LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2022-05-06
415 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2017-02-28
416 DELTA ASIA SECURITIES LIMITED 2 33 35 2 2 4 0 -31 -31 94.29 50.00
417 Delta Asia Wealth Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2025-08-26
418 DL BROKERAGE LIMITED 2 18 20 3 1 4 1 -17 -16 90.00 25.00
419 EVERHOT SECURITIES LIMITED 1 6 7 1 3 4 0 -3 -3 85.71 75.00 2004-11-30
420 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 1 3 4 0 -2 -2 83.33 75.00 2020-01-29
421 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
422 Freddy Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-02-21
423 FT Securities Limited 3 77 80 3 1 4 0 -76 -76 96.25 25.00 2024-12-06
424 GAM HONG KONG LIMITED 4 13 17 4 0 4 0 -13 -13 76.47 0.00
425 GIGA (HONG KONG) LIMITED 1 2 3 1 3 4 0 1 1 66.67 75.00
426 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-02-12
427 Goodcape Investment Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-12-13
428 GREAT BAY SECURITIES LIMITED 4 45 49 2 2 4 -2 -43 -45 91.84 50.00
429 Grit Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-17
430 HAMON ASIAN ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
431 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00 2011-06-03
432 Hong Kong Wan Kiu Investment Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-29
433 HPEF Venture Partners Limited 4 0 4 4 0 4 0 0 0 0.00 0.00 2018-06-08
434 HSBC Global Asset Management Holdings (Bahamas) Limited 2 0 2 4 0 4 2 0 2 0.00 0.00 2020-06-02
435 HSBC STRUCTURED FUNDS (ASIA) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2004-02-10 2015-07-22
436 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
437 Huajin Corporate Finance (International) Limited 2 0 2 3 1 4 1 1 2 0.00 25.00
438 Huayu Securities Limited 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2004-10-14
439 Intercontinent Securities Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-30
440 JW CAPITAL SECURITIES LIMITED 2 5 7 1 3 4 -1 -2 -3 71.43 75.00
441 Katherine Ip & Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-24
442 Kin Fung Stock Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-31
443 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-09-20
444 Mackenzie Investments Asia Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
445 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-08-18
446 Metaverse Securities Limited (HK) 3 0 3 4 0 4 1 0 1 0.00 0.00
447 MLI LIMITED (d2018-03-29) 1 5 6 1 3 4 0 -2 -2 83.33 75.00 2013-05-29
448 Moliyo (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-31
449 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2023-05-15
450 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-03-31
451 Open Asset Management Limited 1 0 1 2 2 4 1 2 3 0.00 50.00
452 ORIENTAL PATRON ASIA LIMITED 3 14 17 3 1 4 0 -13 -13 82.35 25.00 2005-02-22
453 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 2 2 4 0 -6 -6 80.00 50.00
454 OVERLOOK INVESTMENTS LIMITED 1 2 3 1 3 4 0 1 1 66.67 75.00 2010-01-05
455 PGIM (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
456 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 3 1 4 0 -4 -4 62.50 25.00 2005-01-21
457 Pictet Asset Management (Hong Kong) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00
458 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 3 1 4 0 -5 -5 66.67 25.00 2005-02-04
459 PPM VENTURES (ASIA) LIMITED 4 2 6 3 1 4 -1 -1 -2 33.33 25.00 2005-02-05
460 PRIVATE CAPITAL LIMITED 1 1 2 2 2 4 1 1 2 50.00 50.00
461 Rich Union Securities (H.K.) Limited 1 2 3 1 3 4 0 1 1 66.67 75.00 2025-05-19
462 ROCTEC INVESTMENT LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2021-10-07
463 SHUI CHEUNG SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-25
464 SIIC Capital (Hong Kong) Investment Management Company Limited 1 1 2 2 2 4 1 1 2 50.00 50.00
465 SINOPAC SECURITIES (ASIA) LIMITED 3 29 32 2 2 4 -1 -27 -28 90.63 50.00 2017-02-12
466 SOUTH CHINA SECURITIES LIMITED 3 85 88 3 1 4 0 -84 -84 96.59 25.00 2005-01-31
467 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 2 3 1 3 4 0 1 1 66.67 75.00 2013-05-29
468 T & F RESEARCH LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00 2006-05-30
469 Templewater Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
470 TSE'S SECURITIES LIMITED 2 51 53 2 2 4 0 -49 -49 96.23 50.00
471 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 4 0 4 0 -10 -10 71.43 0.00 2004-11-26
472 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-16
473 UOB KAY HIAN ASIA LIMITED 3 4 7 3 1 4 0 -3 -3 57.14 25.00 2005-11-09
474 WAG FINANCIAL SERVICES GROUP LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2006-12-19
475 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-23
476 WANG ON SECURITIES LIMITED 1 10 11 1 3 4 0 -7 -7 90.91 75.00 2004-12-03
477 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2015-02-09
478 WING FUNG SECURITIES LIMITED 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2004-11-22
479 WING SANG SECURITIES COMPANY LIMITED 4 12 16 3 1 4 -1 -11 -12 75.00 25.00 2004-08-03
480 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-11-30
481 abrdn Hong Kong Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33
482 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-11-29
483 Allard Partners Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
484 Alpha Nova Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
485 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2020-06-11
486 ASIA INVESTMENT MANAGEMENT LIMITED 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2021-10-08
487 Asia Pacific Securities Limited 2 5 7 2 1 3 0 -4 -4 71.43 33.33
488 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
489 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
490 AXA Investment Managers Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
491 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 4 3 7 3 0 3 -1 -3 -4 42.86 0.00
492 BENTLEY REID & COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
493 BGC SECURITIES (HONG KONG) LLC 1 4 5 0 3 3 -1 -1 -2 80.00 100.00 2005-02-07
494 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33
495 ChapmanCraig Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
496 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
497 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
498 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
499 Chow Tai Fook Life Insurance Company Limited 1 4 5 1 2 3 0 -2 -2 80.00 66.67 2006-01-04
500 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 4 0 4 2 1 3 -2 1 -1 0.00 33.33
501 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2005-02-17
502 CITIC FRONTIER CHINA RESEARCH LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2004-03-12 2006-02-06
503 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2012-12-13
504 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-03-09
505 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2013-10-16
506 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
507 EQT Partners Hong Kong Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33 2007-03-13
508 EQUITY PARTNERS ASIA LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2007-06-18
509 EVER-LONG SECURITIES COMPANY LIMITED 2 15 17 3 0 3 1 -15 -14 88.24 0.00
510 Everbright Securities Investment Services (HK) Limited 7 230 237 1 2 3 -6 -228 -234 97.05 66.67
511 FAIRWIN BROKING LIMITED 2 5 7 0 3 3 -2 -2 -4 71.43 100.00 2004-07-07
512 Friedmann Pacific Asset Management (Hong Kong) Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2015-09-07
513 FULL WIN SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-01-27
514 GFI (HK) SECURITIES L.L.C. 0 3 3 0 3 3 0 0 0 100.00 100.00 2005-02-21
515 Giny Securities Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-31
516 Glory Sun Securities Limited 2 9 11 1 2 3 -1 -7 -8 81.82 66.67 2004-11-30
517 Grand Cartel Securities Company Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2005-05-04
518 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-11-04
519 GT CAPITAL LIMITED 2 6 8 3 0 3 1 -6 -5 75.00 0.00
520 HANTEC SECURITIES CO., LIMITED 1 18 19 1 2 3 0 -16 -16 94.74 66.67 2005-08-25
521 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2018-08-15
522 HFS ASSET MANAGEMENT LIMITED 1 3 4 1 2 3 0 -1 -1 75.00 66.67
523 HOORAY SECURITIES LIMITED 3 13 16 1 2 3 -2 -11 -13 81.25 66.67 2004-11-30
524 HSZ (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
525 I & P SECURITIES LIMITED 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2005-01-13
526 ICBC Asset Management (Global) Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
527 ICG Asia Pacific Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
528 IENGINES LIMITED (d2010-02-05) 0 0 0 2 1 3 2 1 3 - 33.33 2004-05-25 2004-10-25
529 IMARKETS STRUCTURED PRODUCTS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-12-24
530 Investec Asia Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-11-30
531 JK Capital Management Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
532 JPMorgan Funds (Asia) Limited 2 45 47 2 1 3 0 -44 -44 95.74 33.33
533 KGI SECURITIES (HONG KONG) LIMITED 2 19 21 3 0 3 1 -19 -18 90.48 0.00 2017-10-02
534 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
535 KuCoin HK Limited 4 26 30 1 2 3 -3 -24 -27 86.67 66.67 2004-11-01
536 LIM ADVISORS LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2022-09-15
537 MAINHOPE INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-02-24
538 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-03-31
539 MASON LAROCHE (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-03-19
540 MCP Holdings Limited (HK) 1 0 1 3 0 3 2 0 2 0.00 0.00 2011-06-29
541 Mercer (Hong Kong) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-08-04
542 MIRABAUD (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-05-13 2018-10-16
543 Nan Lee Investment Co. 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-02-22
544 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
545 OppenheimerFunds International Distributor Limited 0 0 0 2 1 3 2 1 3 - 33.33 2003-12-15 2009-11-09
546 ORIENT SECURITIES LIMITED 1 8 9 1 2 3 0 -6 -6 88.89 66.67
547 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 1 2 3 0 1 1 50.00 66.67
548 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2024-03-27
549 Quam Asset Management Limited (b1983-06-28) 3 0 3 3 0 3 0 0 0 0.00 0.00
550 Quam Capital Limited (b1994-08-04) 1 4 5 1 2 3 0 -2 -2 80.00 66.67 2005-02-28
551 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
552 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-10-13
553 SATTVA INVESTMENT ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2003-10-30 2015-04-22
554 SCM CHINA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-04-25
555 SDHG International Securities Limited 3 5 8 3 0 3 0 -5 -5 62.50 0.00 2004-11-19
556 SEABRIGHT ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2003-07-23 2014-10-14
557 Seaga International 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-02-04
558 SEEKERS MARKETS LIMITED 2 11 13 2 1 3 0 -10 -10 84.62 33.33 2004-11-19
559 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 0 3 3 0 -1 -1 100.00 100.00 2012-12-17
560 SHAREGAIN DEVELOPMENT LIMITED 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2004-11-30
561 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33
562 SMBC Nikko Securities (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
563 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 4 4 0 3 3 0 -1 -1 100.00 100.00 2019-08-15
564 Soo Pui Chen & Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-21
565 SOUTH CHINA CAPITAL LIMITED 3 10 13 0 3 3 -3 -7 -10 76.92 100.00 2003-09-04
566 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 1 14 15 1 2 3 0 -12 -12 93.33 66.67 2004-08-30
567 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-04-28
568 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-02-04
569 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2008-01-04
570 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2005-01-25
571 Sunline Prosticks Financial Solutions Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-01-17
572 Sunrise Investment Company 1 8 9 1 2 3 0 -6 -6 88.89 66.67 2005-03-21
573 Szehope & Company 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-03-31
574 TANG PING KONG LIMITED 3 8 11 2 1 3 -1 -7 -8 72.73 33.33 2004-11-22
575 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
576 Towers Watson Hong Kong Limited 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2007-08-08
577 TOYO SECURITIES ASIA LIMITED 0 4 4 2 1 3 2 -3 -1 100.00 33.33
578 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2017-09-29
579 TRUTH SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2005-02-04
580 Tung Shing Securities (Brokers) Limited 4 328 332 1 2 3 -3 -326 -329 98.80 66.67 2003-10-24
581 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 3 4 2 1 3 1 -2 -1 75.00 33.33 2005-07-20
582 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2005-01-20
583 Wellington Management Hong Kong Limited (b2003-01-02) 0 0 0 2 1 3 2 1 3 - 33.33 2003-09-18
584 WILBY SECURITIES LIMITED 1 4 5 0 3 3 -1 -1 -2 80.00 100.00 2004-11-17
585 WINFULL SECURITIES LIMITED 3 21 24 3 0 3 0 -21 -21 87.50 0.00 2004-07-09
586 WING YEE SECURITIES COMPANY LIMITED 2 6 8 2 1 3 0 -5 -5 75.00 33.33 2004-09-03
587 WINTECH SECURITIES LIMITED 3 16 19 3 0 3 0 -16 -16 84.21 0.00 2004-12-17
588 WO FUNG SECURITIES COMPANY LIMITED 2 12 14 2 1 3 0 -11 -11 85.71 33.33 2004-08-31
589 Xeram and Company (Asia) Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33 2015-11-27
590 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-11-01
591 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2004-09-17
592 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
593 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
594 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-08-18
595 Amova Asset Management Hong Kong Limited 4 1 5 1 1 2 -3 0 -3 20.00 50.00
596 Anuenue Advisors Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
597 Anuenue Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2004-09-30
598 ASC CAPITAL (H.K.) LIMITED 0 2 2 0 2 2 0 0 0 100.00 100.00 2005-03-31
599 ASIA PACIFIC CAPITAL (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-01-02
600 Asian Pacific Investment Company 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2005-03-29
601 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 2 0 2 1 -2 -1 66.67 0.00
602 BARBER ASIA LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2005-03-31
603 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-06-03 2005-07-05
604 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16
605 Black Marble Securities Limited 1 4 5 1 1 2 0 -3 -3 80.00 50.00 2004-11-19
606 BLOOMYEARS LIMITED 2 3 5 1 1 2 -1 -2 -3 60.00 50.00 2004-11-17
607 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
608 BOCI SECURITIES LIMITED 1 56 57 2 0 2 1 -56 -55 98.25 0.00 2004-03-01
609 BOCI SECURITIES LIMITED 1 56 57 2 0 2 1 -56 -55 98.25 0.00 2004-01-12
610 Bright Securities Company (The) 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
611 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2004-12-03
612 BROOKE CAPITAL LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2012-06-13
613 BUSINESS SECURITIES LIMITED 2 23 25 0 2 2 -2 -21 -23 92.00 100.00 2004-11-11
614 CES Wealth Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31
615 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2023-12-27
616 China Enterprise Securities Company Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
617 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-10-11
618 China Integrity Investment Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2014-03-19
619 China Reserve Securities Limited 2 2 4 1 1 2 -1 -1 -2 50.00 50.00
620 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2014-05-21
621 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2013-05-13
622 CHRISTFUND SECURITIES LIMITED 4 26 30 2 0 2 -2 -26 -28 86.67 0.00 2004-07-28
623 CINDA INTERNATIONAL SECURITIES LIMITED 4 67 71 1 1 2 -3 -66 -69 94.37 50.00 2003-07-29
624 CMS CAPITAL (HK) CO., LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-05-06
625 CNCB (Hong Kong) Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
626 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-10-25
627 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
628 D.J. SECURITIES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
629 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2023-02-02
630 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 2 0 2 1 0 1 0.00 0.00
631 ENZARD LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-05-21 2013-02-18
632 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2017-09-07
633 EVOLUTION ASIA INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-10-25
634 Finet Securities Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-09-23
635 FIRST WORLDSEC SECURITIES LIMITED 0 1 1 1 1 2 1 0 1 100.00 50.00 2024-12-18
636 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-03-19
637 Fubon Fund Management (Hong Kong) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
638 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
639 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-01-25
640 GEOMATRIX (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-01-31
641 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2004-12-07
642 GM FINANCIAL FORMULA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-09
643 GNAB Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-14
644 GOLD FUND SECURITIES COMPANY LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2004-07-19
645 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-09-10
646 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00
647 Greater China Securities Limited (b1999-04-26) 1 4 5 1 1 2 0 -3 -3 80.00 50.00 2004-12-20
648 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
649 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-01-10
650 HIP HING SECURITIES LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-09-21
651 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
652 ICEA CAPITAL LIMITED 8 12 20 0 2 2 -8 -10 -18 60.00 100.00 2003-10-24
653 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00
654 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
655 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 1 1 2 2 0 2 1 -1 0 50.00 0.00 2010-05-18
656 iTTa Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-05-29 2013-06-11
657 iVenture Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
658 JPMorgan Asset Management (Japan) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2011-07-15
659 K K CAPITAL MANAGEMENT LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2007-01-08
660 K.K.M. SECURITIES LIMITED 3 10 13 2 0 2 -1 -10 -11 76.92 0.00 2005-01-25
661 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
662 KCG SECURITIES ASIA LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00
663 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
664 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 1 1 2 -2 -10 -12 78.57 50.00 2004-10-14
665 KINGSWAY SW ASSET MANAGEMENT LIMITED 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2004-07-23
666 KMT SECURITIES LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2004-12-09
667 Ko Kun Stock Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-18
668 KWOK HING SECURITIES LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2004-07-21
669 Lees Securities Co. 1 8 9 1 1 2 0 -7 -7 88.89 50.00 2005-01-03
670 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-26
671 Lombard Investments (HK) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2009-11-19
672 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00
673 Mainland Securities Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-29
674 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
675 MASTER TRADEMORE SECURITIES LIMITED 1 11 12 0 2 2 -1 -9 -10 91.67 100.00 2005-02-07
676 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2009-10-19
677 MEAG Hong Kong Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
678 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-02
679 NATIONAL RESOURCES SECURITIES LIMITED 2 15 17 2 0 2 0 -15 -15 88.24 0.00
680 NH INVESTMENT & SECURITIES (H.K.) LIMITED 1 2 3 2 0 2 1 -2 -1 66.67 0.00
681 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 0 2 2 -3 -7 -10 75.00 100.00 2004-11-10
682 OnePlatform Wealth Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2003-07-25 2014-05-28
683 Oriental Stocks & Shares (Investment) Co. 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-03-31
684 OSCAR BENSON LIMITED (HK) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2012-08-23
685 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-30
686 PACIFIC GROUP LIMITED (THE) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-02-24
687 PAMA GROUP (HONG KONG) LIMITED 0 0 0 1 1 2 1 1 2 - 50.00 2017-02-22
688 PASAY STOCK AND SHARES LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-10-26
689 PHOENIX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-12-21
690 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-12
691 Planetree Securities Limited 2 18 20 2 0 2 0 -18 -18 90.00 0.00 2004-09-28
692 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2013-07-17
693 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2024-03-25
694 RESIDENTS SECURITIES LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-02-02
695 RICHLAND WORLDWIDE LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-04-15
696 RL360 SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-11-11
697 Robert Kai Leung Lo 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-09-16
698 ROSA SECURITIES LIMITED 3 8 11 2 0 2 -1 -8 -9 72.73 0.00 2004-11-22
699 SAIL ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-05-17
700 Salisbury Securities 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
701 San Wan Yuan & Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-25
702 SBI China Capital Financial Services Limited 1 10 11 1 1 2 0 -9 -9 90.91 50.00 2005-01-12
703 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
704 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2016-05-24
705 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 0 2 2 0 2 2 0 0 0 100.00 100.00 2004-12-02
706 SIU ON SECURITIES LIMITED 2 4 6 2 0 2 0 -4 -4 66.67 0.00 2004-10-29
707 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2012-07-10
708 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
709 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
710 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2019-09-30
711 Tai Chuen Securities Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-21
712 TAI YIP STOCK COMPANY LIMITED 3 8 11 1 1 2 -2 -7 -9 72.73 50.00 2004-11-18
713 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-18
714 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
715 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2006-04-11
716 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-11-30
717 Tung Shun & Company 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2005-01-02
718 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2004-09-21
719 UNITED GAIN INVESTMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2003-08-07
720 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
721 Value Partners Private Equity Limited 1 0 1 1 1 2 0 1 1 0.00 50.00
722 VC CAPITAL LIMITED 2 4 6 2 0 2 0 -4 -4 66.67 0.00 2003-09-29
723 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 1 1 2 1 -1 0 100.00 50.00 2005-03-07
724 VISION FINANCE (SECURITIES) LIMITED 0 0 0 0 2 2 0 2 2 - 100.00 2006-06-07
725 WALCO SECURITIES LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-01-28
726 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
727 WELLCHAMP CAPITAL LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
728 WING TAK SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-04-14
729 WINSOME STOCK COMPANY LIMITED 1 4 5 1 1 2 0 -3 -3 80.00 50.00 2004-09-17
730 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2012-02-13
731 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-01-19
732 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
733 1SPREAD BROKERAGE LIMITED 1 1 2 0 1 1 -1 0 -1 50.00 100.00 2005-02-28
734 313 Capital Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
735 AASTOCKS.COM LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
736 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-03-03
737 ALTUS CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
738 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
739 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-09-20
740 ASSOCIATED ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
741 AUDREY CHOW SECURITIES LIMITED 1 5 6 0 1 1 -1 -4 -5 83.33 100.00 2005-02-19
742 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-10
743 Averest Capital Limited 2 4 6 1 0 1 -1 -4 -5 66.67 0.00 2004-08-20
744 AXIA CAPITAL PARTNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
745 Axis Capital Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
746 BALI SECURITIES CO. LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-03-15
747 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
748 Beijing Securities Limited 2 19 21 1 0 1 -1 -19 -20 90.48 0.00
749 BIZWIZ LIMITED (d2019-10-26) 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-02-08
750 Boom Securities (H.K.) Limited 1 6 7 1 0 1 0 -6 -6 85.71 0.00 2005-01-26
751 BRIGHT & SHINE CORPORATE FINANCE LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-07-24
752 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 1 0 1 0 0 0 0.00 0.00 2020-06-18
753 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00
754 CAPE ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2024-03-13
755 CARDINALASIA CONSULTING LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-06-27 2024-02-22
756 CBRE Investment Management (Asia) Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2023-07-21
757 CEF NEW ASIA PARTNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-01
758 CEIM (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-15
759 CELESTIAL SECURITIES LIMITED 2 128 130 0 1 1 -2 -127 -129 98.46 100.00 2004-02-19
760 CENTURION CORPORATE FINANCE LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00
761 Champion & Co. 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-03-21
762 CHEETAH ADVISORS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2022-08-01
763 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00
764 Chelac Investment Company 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
765 Cheong Lee Securities Co. 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
766 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 1 0 1 1 -2 -1 100.00 0.00
767 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-08-18
768 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 0 1 1 -1 -1 -2 66.67 100.00 2005-02-02
769 Ching Yick Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
770 CLOVER SECURITIES COMPANY LIMITED 3 8 11 1 0 1 -2 -8 -10 72.73 0.00 2004-07-07
771 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
772 COMMENCE COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-28
773 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
774 CORTEZ CAPITAL LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-21
775 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-02-07
776 CWB Hong Kong Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
777 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-02
778 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
779 DRAGONINVEST GROUP LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-01
780 EAST ASIA SECURITIES COMPANY LIMITED 2 70 72 1 0 1 -1 -70 -71 97.22 0.00 2005-02-24
781 ELECTRA PARTNERS ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-11-04
782 EUREKA SECURITIES LIMITED 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2004-10-28
783 EVER-LONG RESEARCH LIMITED 0 1 1 0 1 1 0 0 0 100.00 100.00
784 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
785 EYREMOUNT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-18
786 F & M Investment Advisor 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-06
787 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-01-07
788 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-06-21
789 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-03
790 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-29
791 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-09-12
792 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-16
793 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-16
794 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-03-19
795 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-29
796 Gold Centre Investment Company 1 5 6 1 0 1 0 -5 -5 83.33 0.00 2005-03-31
797 GOLDRIDE SECURITIES LIMITED 1 6 7 1 0 1 0 -6 -6 85.71 0.00 2004-07-21
798 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-02-08
799 GREEN STAR ASIA LIMITED 1 5 6 1 0 1 0 -5 -5 83.33 0.00 2005-12-05
800 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2025-03-18
801 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2025-06-05
802 H & A Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
803 H & Q ASIA PACIFIC (HONG KONG) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-12-15
804 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 7 10 1 0 1 -2 -7 -9 70.00 0.00 2004-07-07
805 HENIK SECURITIES LIMITED 1 5 6 1 0 1 0 -5 -5 83.33 0.00 2004-11-17
806 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-11-14
807 HONG KONG ASSET MANAGEMENT LIMITED 1 3 4 1 0 1 0 -3 -3 75.00 0.00 2005-03-05
808 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
809 Huizhi International Capital Holdings Co., Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
810 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
811 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2017-01-03
812 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-07-28
813 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
814 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-08-20
815 JOINCAP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
816 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 0 1 1 -3 -8 -11 75.00 100.00 2004-09-23
817 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 29 32 0 1 1 -3 -28 -31 90.63 100.00 2004-03-31
818 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-12-29
819 K.K. Wong & Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
820 Ka Yue Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-29
821 KHG Lam 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
822 Kwok Chung Chun Securities Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
823 LAI PO HUNG & COMPANY LIMITED 1 5 6 0 1 1 -1 -4 -5 83.33 100.00 2004-12-23
824 LAU & COMPANY LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-09-23
825 Lawsons Securities Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
826 Longitude Asia Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
827 MANDARIN VP (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-09-20
828 MANRISE LIMITED (d2007-05-02) 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-25
829 MARC FABER LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2019-12-19
830 MASTERFORD INVESTMENT LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2020-07-07
831 Maurice Lee Investment Advisor Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
832 Melbourne Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-01
833 METILDA FINANCE COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-10
834 Minerva Holding Financial Securities Limited 1 9 10 1 0 1 0 -9 -9 90.00 0.00 2004-07-20
835 MIRABAUD (FAR EAST) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-06-29
836 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-07-19
837 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
838 OCBC SECURITIES (HONG KONG) LIMITED 1 12 13 1 0 1 0 -12 -12 92.31 0.00 2004-09-27
839 Offshore Financial Consultants 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
840 OKASAN INTERNATIONAL (ASIA) LIMITED 2 4 6 1 0 1 -1 -4 -5 66.67 0.00 2004-07-14
841 On Hing Securities Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-10-18
842 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-01-18
843 PACIFIC HAWK (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
844 Pacific Sun Advisors Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2023-11-02
845 PANURGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-05
846 Paul Fan & Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-08-25
847 PLATINUM BROKING COMPANY LIMITED 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-02-04
848 PO LEE SECURITIES LIMITED 0 1 1 0 1 1 0 0 0 100.00 100.00 2005-01-25
849 Polen Capital HK Limited 0 0 0 1 0 1 1 0 1 - 0.00
850 Prashant K. Trivedi 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-18
851 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 2 2 0 1 1 0 -1 -1 100.00 100.00 2004-11-26
852 Public Pacific Securities Limited 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
853 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
854 REGENT FINANCIAL SERVICES LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-02-08
855 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
856 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2009-07-21
857 SA Capital Limited (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-03-19
858 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-03-21
859 Silk Road International Capital Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
860 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-05-11
861 SKY WARD ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-07-15
862 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-05
863 SPDB International Holdings Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-12-30
864 SPS INVESTMENT SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
865 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-08-30
866 Stellar Securities Limited 1 2 3 0 1 1 -1 -1 -2 66.67 100.00 2005-02-24
867 Success Power Investment Advisory Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-10-24
868 Superfund Financial (Hong Kong) Limited 1 2 3 0 1 1 -1 -1 -2 66.67 100.00
869 T. M. MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-21
870 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 3 5 0 1 1 -2 -2 -4 60.00 100.00 2004-12-21
871 TCW ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-07
872 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2020-07-22
873 Ten & Ten Securities Company 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
874 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-12-29
875 Tokio Marine Investment Services, Limited 0 1 1 1 0 1 1 -1 0 100.00 0.00 2014-03-28
876 TUNG WUI SECURITIES CO., LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-09-27
877 TVC MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
878 TYPHOON 8 RESEARCH LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-07-10
879 UNITED CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
880 United Securities Limited (HK) 1 3 4 1 0 1 0 -3 -3 75.00 0.00 2025-06-13
881 UOB FINANCE (H.K.) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2006-02-10
882 VANHEEL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
883 VC International Asset Management Limited 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-01-19
884 W.S. LAU & ASSOCIATES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-09-28
885 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
886 WHEELOCK CHATFIELD LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-04
887 Win Securities Limited 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-01-26
888 WINGS SECURITIES (HK) LIMITED 1 42 43 0 1 1 -1 -41 -42 97.67 100.00 2004-01-30
889 Winner International Securities Limited 3 20 23 0 1 1 -3 -19 -22 86.96 100.00 2004-10-14
890 Winning & Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
891 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
892 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
893 Y. S. Law & Co. 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-04
894 Yuanta Securities (Hong Kong) Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
895 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-02-19
896 ABCI Securities Company Limited 0 23 23 0 0 0 0 -23 -23 100.00 - 2003-10-29
897 AGIFEL INTERNATIONAL LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-12-31
898 AISNA CONSULTANTS LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-07-25
899 ALTA FINANCE LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-03-11
900 APC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-02
901 ASG MANAGEMENT LIMITED (HK) 3 10 13 0 0 0 -3 -10 -13 76.92 - 2005-03-31
902 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-21
903 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-24
904 BERICH BROKERAGE LIMITED 3 23 26 0 0 0 -3 -23 -26 88.46 - 2004-02-11
905 BIZ CORP LIMITED 2 15 17 0 0 0 -2 -15 -17 88.24 - 2003-12-06
906 BLOOMBERG TRADEBOOK HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-10-03
907 BOCI Bullion Company Limited 1 15 16 0 0 0 -1 -15 -16 93.75 - 2005-01-25
908 BPI WEALTH HONG KONG LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-07-16
909 BPI WEALTH HONG KONG LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-07-16
910 C K GRANDFIELD CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-25
911 CAMERON BUTLER HK LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-04-28
912 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-01-21
913 CASH Mobile Financial Services Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-01-30
914 CCB Securities Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-09-02
915 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-10-03
916 CELETIO INVESTMENTS LIMITED 3 13 16 0 0 0 -3 -13 -16 81.25 - 2004-10-13
917 CES Capital International (Hong Kong) Co., Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-01-24
918 CF GLOBAL (HK) LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-02-17
919 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-03-30
920 CHEE TAK SECURITIES LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-11-11
921 CHEER UNION SECURITIES LIMITED 4 20 24 0 0 0 -4 -20 -24 83.33 - 2003-11-29
922 CHEKIANG FIRST SECURITIES CO. LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2003-09-22
923 CHENG YAM ON SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-01-05
924 CHINA GUARD INVESTMENTS LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-03-29
925 CHUANGS & CO. LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-03-02
926 CHUNG LEE SECURITIES COMPANY LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-03-31
927 CINDA INTERNATIONAL CAPITAL LIMITED 5 6 11 0 0 0 -5 -6 -11 54.55 - 2004-03-08
928 CITIBANK (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-28
929 CITIBANK (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-28
930 CONCORD SECURITIES COMPANY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-11-27
931 CORPORATE BROKERS LIMITED 2 79 81 0 0 0 -2 -79 -81 97.53 - 2004-02-19
932 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2005-02-01
933 CREDIT AGRICOLE CHEUVREUX SECURITIES (HONG KONG) LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2003-09-30
934 CS Wealth Securities Limited 4 0 4 0 0 0 -4 0 -4 0.00 - 2003-07-07
935 CSC ASIA LIMITED 1 9 10 0 0 0 -1 -9 -10 90.00 - 2004-03-30
936 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 6 7 0 0 0 -1 -6 -7 85.71 - 2005-02-12
937 CSC SECURITIES (HK) LIMITED 3 20 23 0 0 0 -3 -20 -23 86.96 - 2003-12-29
938 DAH SING SECURITIES LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-11-26
939 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-07-23
940 DASHIN SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-03-31
941 DBS VICKERS SECURITIES (HONG KONG) LIMITED 2 36 38 0 0 0 -2 -36 -38 94.74 - 2004-01-02
942 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-02-13
943 DNB Asset Management (Asia) Limited 0 3 3 0 0 0 0 -3 -3 100.00 - 2004-04-19
944 DRAKE & MORGAN LIMITED (HK) 1 5 6 0 0 0 -1 -5 -6 83.33 - 2005-02-08
945 EAA SECURITIES LIMITED 1 8 9 0 0 0 -1 -8 -9 88.89 -
946 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-27
947 ENLIGHTEN SECURITIES LIMITED 3 10 13 0 0 0 -3 -10 -13 76.92 - 2004-11-30
948 EQ INVESTOR SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-31
949 Everbright Securities Digital Finance (HK) Limited 2 25 27 0 0 0 -2 -25 -27 92.59 - 2005-03-09
950 Everbright Securities Global (HK) Limited 0 7 7 0 0 0 0 -7 -7 100.00 - 2004-12-31
951 F. R. ZIMMERN LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-09-30
952 FAIR EAGLE SECURITIES COMPANY LIMITED 1 16 17 0 0 0 -1 -16 -17 94.12 - 2005-01-06
953 First China e-Safety Technology Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-07-30
954 FOOK TIN SECURITIES (1987) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-09-05
955 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-15
956 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 3 14 17 0 0 0 -3 -14 -17 82.35 - 2003-10-07
957 Fu Yip Securities & Investment Co. 2 4 6 0 0 0 -2 -4 -6 66.67 - 2005-03-03
958 FULLJET SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-10-06
959 GAIN ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-17
960 GLOBAL CREDIT SECURITIES LIMITED 3 9 12 0 0 0 -3 -9 -12 75.00 - 2003-10-27
961 GLOBAL STRATEGIC CAPITAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-07-31
962 Goldin Equities Limited 1 5 6 0 0 0 -1 -5 -6 83.33 - 2005-01-25
963 GOOD HARVEST SECURITIES COMPANY LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-11-02
964 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-03-30
965 HAITONG INTERNATIONAL CAPITAL LIMITED 3 10 13 0 0 0 -3 -10 -13 76.92 - 2004-08-20
966 Halbis Capital Management (Hong Kong) Limited 1 11 12 0 0 0 -1 -11 -12 91.67 - 2004-05-07
967 Hao Tian International Securities Limited 2 8 10 0 0 0 -2 -8 -10 80.00 - 2004-02-19
968 HEAD & SHOULDERS SECURITIES LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-12-23
969 HENDALE GROUP LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-24
970 HING WAI ALLIED SECURITIES LIMITED 4 13 17 0 0 0 -4 -13 -17 76.47 - 2004-11-30
971 Ho Fung Shares Investment Company 1 12 13 0 0 0 -1 -12 -13 92.31 - 2005-03-24
972 HOENIG (FAR EAST) LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-03-31
973 Hon Hoi Suen, John 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-04
974 Hong Kong Stock Link Securities Limited 3 7 10 0 0 0 -3 -7 -10 70.00 - 2003-11-07
975 Hongkong Bay Securities Limited 3 12 15 0 0 0 -3 -12 -15 80.00 - 2003-11-19
976 HONOUR SECURITIES COMPANY LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2005-03-31
977 HOU TAK SECURITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-07-30
978 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-01-08
979 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 11 15 0 0 0 -4 -11 -15 73.33 - 2005-02-01
980 HUNG BROTHERS LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-07-07
981 HUNG SING SECURITIES LIMITED 2 14 16 0 0 0 -2 -14 -16 87.50 - 2004-11-23
982 iBest Securities Company Limited 3 7 10 0 0 0 -3 -7 -10 70.00 - 2004-05-07
983 Interactive Brokers Hong Kong Limited 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-01-07
984 INTERCHINA SECURITIES LIMITED 2 34 36 0 0 0 -2 -34 -36 94.44 - 2004-01-14
985 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-23
986 JIMEI WEALTH MANAGEMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-02-26
987 Joseph Cheung & Associates 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-25
988 JS CRESVALE CAPITAL LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-03-31
989 JS SECURITIES LIMITED (HK) 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-08-25
990 JVSakk Asia Limited 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-04-15
991 KAM LUEN SECURITIES LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-10-04
992 Kam Wah Investments Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-03-25
993 Kan Fung Securities Co. 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-12-11
994 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-07-12
995 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-09-20
996 KILMOREY SECURITIES LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-05-17
997 King Wai Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-11-01
998 KINGSTON CORPORATE FINANCE LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-05-14
999 KINGSWAY CAPITAL LIMITED 1 16 17 0 0 0 -1 -16 -17 94.12 - 2004-06-29
1000 KINGSWAY SW FUND MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-25
1001 KINGSWAY UNIT TRUST MANAGERS LIMITED 3 7 10 0 0 0 -3 -7 -10 70.00 - 2004-02-13
1002 KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-10
1003 Ko's Brother (Securities) Company 0 1 1 0 0 0 0 -1 -1 100.00 - 2003-07-08
1004 KOFFMAN INVESTMENT LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2005-03-31
1005 KWAI HUNG SECURITIES COMPANY LIMITED 1 21 22 0 0 0 -1 -21 -22 95.45 - 2003-10-28
1006 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-05-31
1007 KWK ASIA MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-11
1008 LAMTEX SECURITIES LIMITED 3 11 14 0 0 0 -3 -11 -14 78.57 - 2004-04-15
1009 Lee Tat & Company 1 4 5 0 0 0 -1 -4 -5 80.00 - 2003-08-07
1010 LEHMAN BROTHERS ASIA HOLDINGS LIMITED 1 24 25 0 0 0 -1 -24 -25 96.00 - 2003-08-31
1011 LEHMAN BROTHERS SECURITIES ASIA LIMITED 1 11 12 0 0 0 -1 -11 -12 91.67 - 2003-09-04
1012 LEI SHING HONG SECURITIES LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-03-05
1013 LIBRA ASIA SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-03-03
1014 LINDEMAN ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-23
1015 LING SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-08
1016 LM INVESTMENT MANAGEMENT INTERNATIONAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-22
1017 LUEN HING SECURITIES LIMITED 3 6 9 0 0 0 -3 -6 -9 66.67 - 2004-04-08
1018 LUEN SING SECURITIES LIMITED 3 10 13 0 0 0 -3 -10 -13 76.92 - 2004-04-08
1019 M & A SECURITIES (HK) LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2003-07-31
1020 M-TRADE ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-19
1021 MACQUARIE EQUITIES (ASIA) LIMITED 1 19 20 0 0 0 -1 -19 -20 95.00 - 2004-02-25
1022 MAN WO INVESTMENT CO., LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-12-09
1023 MARS SECURITIES COMPANY LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2003-11-29
1024 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-08-13
1025 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-04-21
1026 MEGABASE SECURITIES LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-11-22
1027 MEIJI YASUDA COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-12-31
1028 Merdeka Securities Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-03-27
1029 MIB FINANCE (HONG KONG) LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2005-03-31
1030 MING HON SECURITIES LIMITED 3 1 4 0 0 0 -3 -1 -4 25.00 - 2004-03-18
1031 MONHEGAN CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-20
1032 MORTON SECURITIES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-04-19
1033 NAPA GLOBAL LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-05-04
1034 New Gala Securities Company 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-02-02
1035 Nittan Securities Asia Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-09-30
1036 Optima Capital Limited 0 6 6 0 0 0 0 -6 -6 100.00 - 2003-07-11
1037 PACIFIC CAPITAL (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-07-09
1038 PAK LEE STOCK COMPANY LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-10-28
1039 PAOFOONG INSURANCE COMPANY (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-25
1040 PIPER JAFFRAY ASIA LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-02-23
1041 Promising Securities Company 1 15 16 0 0 0 -1 -15 -16 93.75 - 2004-01-05
1042 Public Securities Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-07-07
1043 QLEAP ACCELERATORS LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-01-13
1044 REALINK FINANCIAL TRADE LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2003-09-23
1045 Regal Jewellery & Goldsmith Co., Limited 0 5 5 0 0 0 0 -5 -5 100.00 - 2003-11-28
1046 REXCAPITAL (HONG KONG) LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2004-12-07
1047 REXCAPITAL ONLINE LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-08
1048 RIMC ADVISORS (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-05
1049 SAFE INVESTMENT COMPANY LIMITED 0 6 6 0 0 0 0 -6 -6 100.00 - 2004-03-18
1050 SAMSUNG SECURITIES (ASIA) LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 -
1051 SCOTIATRUST (ASIA) LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-13
1052 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 3 8 11 0 0 0 -3 -8 -11 72.73 - 2004-03-17
1053 SELINA & CO. LIMITED (HK) 1 6 7 0 0 0 -1 -6 -7 85.71 - 2003-09-09
1054 SG Asset Finance (Hong Kong) Limited 0 9 9 0 0 0 0 -9 -9 100.00 - 2003-07-09
1055 SG SECURITIES (HK) LIMITED 1 50 51 0 0 0 -1 -50 -51 98.04 - 2003-12-16
1056 SIIS INVESTMENT MANAGEMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2003-11-04
1057 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-01
1058 SINO GRADE SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2003-08-28
1059 Sino-Rich Securities & Futures Limited 1 8 9 0 0 0 -1 -8 -9 88.89 - 2004-07-02
1060 SOEN TAK SECURITIES COMPANY LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-10-10
1061 South China Investment Consultancy (Hong Kong) Limited 3 20 23 0 0 0 -3 -20 -23 86.96 - 2004-02-09
1062 SPS RESEARCH LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-10-02
1063 SUN DELTA SECURITIES LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-09-18
1064 Sun Life Pension Trust Limited 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-11-14
1065 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-02-03
1066 T Y International 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-11
1067 TACHIBANA SECURITIES (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-07-07
1068 TAHOE LIFE INSURANCE COMPANY LIMITED 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-04-26
1069 TAI FUNG SECURITIES LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2003-11-12
1070 TAI NING STOCK COMPANY LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2003-10-28
1071 TAI WAH SECURITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-12-09
1072 Taiping Securities (HK) Co Limited 4 27 31 0 0 0 -4 -27 -31 87.10 - 2003-09-30
1073 TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. 0 7 7 0 0 0 0 -7 -7 100.00 - 2003-11-07
1074 Teil Stock Investment Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-20
1075 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 0 0 0 -3 -11 -14 78.57 - 2003-10-02
1076 TIMES SECURITIES COMPANY LIMITED 2 16 18 0 0 0 -2 -16 -18 88.89 - 2004-01-06
1077 To Hoi Hung Company 1 2 3 0 0 0 -1 -2 -3 66.67 - 2003-08-06
1078 TOWN HANG SECURITIES CO. LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-09-01
1079 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2004-05-10
1080 UFJ INVESTMENTS ASIA LIMITED 1 10 11 0 0 0 -1 -10 -11 90.91 - 2003-09-30
1081 UNI-CROWN INVESTMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-07
1082 VENHOUSE FINANCIAL PLANNING LIMITED 1 21 22 0 0 0 -1 -21 -22 95.45 - 2004-05-20
1083 VICTORFIELD SECURITIES LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-08-01
1084 VICTORIA CAPITAL LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-07-15
1085 WADER SECURITIES COMPANY LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2004-01-05
1086 Wealth Legend Asset Management Limited 0 1 1 0 0 0 0 -1 -1 100.00 -
1087 WIGRAM CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-06
1088 WILLIAMS SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-05
1089 WIN WONG SECURITIES LIMITED 2 28 30 0 0 0 -2 -28 -30 93.33 - 2004-03-31
1090 WINSON ASSET MANAGEMENT (INTERNATIONAL) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-06-10 2004-01-30
1091 WOCOM SECURITIES LIMITED 0 36 36 0 0 0 0 -36 -36 100.00 - 2004-11-09
1092 WORLDSEC INTERNATIONAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-07-30
1093 WORLDVEST CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-29
1094 YAN YAN INVESTMENT LIMITED 2 11 13 0 0 0 -2 -11 -13 84.62 - 2003-08-29
1095 YF Life Insurance International Limited 1 8 9 0 0 0 -1 -8 -9 88.89 - 2004-01-07
1096 Ying Kit Stock Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-10
1097 YU ON SECURITIES COMPANY LIMITED 2 17 19 0 0 0 -2 -17 -19 89.47 - 2003-10-06
1098 Yuanta Asia Investment (Hong Kong) Limited 0 12 12 0 0 0 0 -12 -12 100.00 - 2003-08-13
1099 YUE SHING SECURITIES COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-08-04
1100 Ziar & Company 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-04-01
1101 ZURICH SERVICES (HONG KONG) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-10-25
Average 1.90 13.86 15.76 1.92 8.70 10.62 87.94 81.95

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