SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-07-31 2004-07-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 690 692 2 726 728 0 36 36 99.71 99.73 2014-10-24
2 Sun Life Hong Kong Limited 1 391 392 1 366 367 0 -25 -25 99.74 99.73 2009-06-17
3 GOLDMAN SACHS (ASIA) L.L.C. 13 364 377 12 290 302 -1 -74 -75 96.55 96.03
4 AXA CHINA REGION INVESTMENT SERVICES LIMITED 1 394 395 2 287 289 1 -107 -106 99.75 99.31 2012-11-27
5 ZURICH ADVISORY (HK) LIMITED 2 134 136 2 268 270 0 134 134 98.53 99.26 2010-07-06
6 Merrill Lynch (Asia Pacific) Limited 7 293 300 6 248 254 -1 -45 -46 97.67 97.64
7 PHILLIP SECURITIES (HONG KONG) LIMITED 4 195 199 4 163 167 0 -32 -32 97.99 97.60
8 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 137 137 0 122 122 0 -15 -15 100.00 100.00 2005-03-31
9 OnePlatform Asset Management Limited 1 72 73 1 106 107 0 34 34 98.63 99.07
10 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 120 122 1 103 104 -1 -17 -18 98.36 99.04
11 Citigroup Global Markets Asia Limited 6 264 270 1 102 103 -5 -162 -167 97.78 99.03
12 HSBC BROKING SECURITIES (ASIA) LIMITED 9 102 111 5 92 97 -4 -10 -14 91.89 94.85 2004-09-10
13 UBS SECURITIES ASIA LIMITED 8 114 122 6 91 97 -2 -23 -25 93.44 93.81
14 Merrill Lynch Far East Limited 6 114 120 5 84 89 -1 -30 -31 95.00 94.38 2025-01-16
15 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 2 83 85 0 7 7 97.44 97.65 2012-05-07
16 FIL Investment Management (Hong Kong) Limited 5 67 72 5 68 73 0 1 1 93.06 93.15
17 Credit Suisse Securities (Hong Kong) Limited 1 105 106 1 69 70 0 -36 -36 99.06 98.57 2024-09-27
18 J.P. MORGAN BROKING (HONG KONG) LIMITED 3 49 52 4 60 64 1 11 12 94.23 93.75
19 Credit Suisse (Hong Kong) Limited 1 25 26 1 62 63 0 37 37 96.15 98.41 2025-01-13
20 HSBC Global Asset Management (Hong Kong) Limited 5 58 63 6 54 60 1 -4 -3 92.06 90.00
21 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 53 57 4 52 56 0 -1 -1 92.98 92.86
22 T G HOLBORN (HK) LIMITED 2 34 36 2 54 56 0 20 20 94.44 96.43 2014-04-29
23 GET NICE SECURITIES LIMITED 3 56 59 3 52 55 0 -4 -4 94.92 94.55
24 JPMorgan Asset Management (Asia Pacific) Limited 7 43 50 6 45 51 -1 2 1 86.00 88.24
25 Morgan Stanley Asia Limited 3 334 337 2 49 51 -1 -285 -286 99.11 96.08
26 Credit Agricole Securities (Asia) Limited 4 61 65 4 46 50 0 -15 -15 93.85 92.00
27 LEHMAN BROTHERS ASIA LIMITED 3 66 69 4 45 49 1 -21 -20 95.65 91.84 2024-11-13
28 BEAR STEARNS ASIA LIMITED 3 47 50 3 45 48 0 -2 -2 94.00 93.75 2010-04-28
29 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 41 43 2 46 48 0 5 5 95.35 95.83 2010-12-17
30 Lion Global Financial Limited 3 32 35 3 45 48 0 13 13 91.43 93.75
31 FIL Investment Advisors 4 33 37 4 40 44 0 7 7 89.19 90.91
32 CHOW SANG SANG SECURITIES (HK) LIMITED 2 39 41 2 39 41 0 0 0 95.12 95.12 2004-10-29
33 CHOW SANG SANG SECURITIES LIMITED 2 39 41 2 39 41 0 0 0 95.12 95.12
34 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 41 43 3 37 40 1 -4 -3 95.35 92.50 2012-04-02
35 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 28 32 6 33 39 2 5 7 87.50 84.62
36 CLSA RESEARCH LIMITED 2 32 34 2 36 38 0 4 4 94.12 94.74 2014-06-18
37 KINGSTON SECURITIES LIMITED 2 41 43 1 37 38 -1 -4 -5 95.35 97.37 2005-01-24
38 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 39 41 2 35 37 0 -4 -4 95.12 94.59
39 Funderstone Securities Limited 5 36 41 4 32 36 -1 -4 -5 87.80 88.89
40 FWD Life Insurance Company (Bermuda) Limited 1 30 31 1 34 35 0 4 4 96.77 97.14 2012-11-21
41 UKFP (Asia) HK Limited 3 33 36 3 31 34 0 -2 -2 91.67 91.18 2004-10-13
42 DEUTSCHE SECURITIES ASIA LIMITED 6 77 83 2 31 33 -4 -46 -50 92.77 93.94 2019-12-03
43 Mason Securities Limited 4 36 40 3 30 33 -1 -6 -7 90.00 90.91
44 Network Financial Services Limited 1 44 45 2 31 33 1 -13 -12 97.78 93.94 2007-11-27
45 INVESCO HONG KONG LIMITED 8 27 35 5 27 32 -3 0 -3 77.14 84.38
46 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 22 24 2 30 32 0 8 8 91.67 93.75
47 PineBridge Investments Asia Limited 3 30 33 3 29 32 0 -1 -1 90.91 90.63
48 LUEN FAT SECURITIES COMPANY LIMITED 5 44 49 4 27 31 -1 -17 -18 89.80 87.10
49 PEGASUS FUND MANAGERS LIMITED 2 25 27 2 29 31 0 4 4 92.59 93.55
50 OnePlatform Securities Limited 2 31 33 2 28 30 0 -3 -3 93.94 93.33 2004-10-05
51 UOB KAY HIAN (HONG KONG) LIMITED 5 104 109 5 25 30 0 -79 -79 95.41 83.33
52 FULBRIGHT SECURITIES LIMITED 2 37 39 1 28 29 -1 -9 -10 94.87 96.55 2004-11-30
53 RBS Asia Corporate Finance Limited 2 42 44 1 28 29 -1 -14 -15 95.45 96.55 2004-12-30
54 FIRST SHANGHAI SECURITIES LIMITED 4 23 27 4 24 28 0 1 1 85.19 85.71
55 HSBC SECURITIES (ASIA) LIMITED 7 64 71 4 24 28 -3 -40 -43 90.14 85.71 2005-11-14
56 Allianz Global Investors Hong Kong Limited 4 21 25 4 23 27 0 2 2 84.00 85.19 2015-05-31
57 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 27 29 2 25 27 0 -2 -2 93.10 92.59 2018-12-31
58 INVESCO ASSET MANAGEMENT ASIA LIMITED 8 24 32 5 21 26 -3 -3 -6 75.00 80.77 2005-03-15
59 MACQUARIE CAPITAL LIMITED 2 64 66 4 22 26 2 -42 -40 96.97 84.62
60 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 28 34 6 20 26 0 -8 -8 82.35 76.92
61 Standard Chartered Securities (Hong Kong) Limited 5 21 26 7 19 26 2 -2 0 80.77 73.08
62 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 74 79 3 22 25 -2 -52 -54 93.67 88.00
63 iBest Consultants Limited 2 23 25 2 23 25 0 0 0 92.00 92.00 2019-08-15
64 Daiwa Capital Markets Hong Kong Limited 1 33 34 2 22 24 1 -11 -10 97.06 91.67
65 FWD Financial Planning Limited (HK) 2 20 22 2 22 24 0 2 2 90.91 91.67
66 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 22 27 4 20 24 -1 -2 -3 81.48 83.33 2004-09-10
67 Amundi Hong Kong Limited 3 18 21 6 17 23 3 -1 2 85.71 73.91
68 BANK CONSORTIUM TRUST COMPANY LIMITED 1 27 28 1 22 23 0 -5 -5 96.43 95.65 2011-11-22
69 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 2 27 29 3 20 23 1 -7 -6 93.10 86.96
70 LEHIN SECURITIES LIMITED 3 21 24 3 20 23 0 -1 -1 87.50 86.96 2005-01-18
71 CLSA LIMITED 7 52 59 6 16 22 -1 -36 -37 88.14 72.73
72 Fosun International Securities Limited 5 19 24 5 17 22 0 -2 -2 79.17 77.27
73 HENYEP SECURITIES LIMITED 2 23 25 2 20 22 0 -3 -3 92.00 90.91 2004-12-14
74 JF INTERNATIONAL MANAGEMENT INC. 2 12 14 2 20 22 0 8 8 85.71 90.91 2020-07-13
75 BOCI RESEARCH LIMITED 2 11 13 2 19 21 0 8 8 84.62 90.48
76 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 2 16 18 2 19 21 0 3 3 88.89 90.48 2005-01-07
77 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 3 18 21 0 -1 -1 86.36 85.71 2004-10-06
78 WELLFULL SECURITIES COMPANY LIMITED 5 19 24 4 17 21 -1 -2 -3 79.17 80.95 2005-02-21
79 CENTALINE WEALTH MANAGEMENT LIMITED 0 0 0 2 18 20 2 18 20 - 90.00 2004-04-02
80 CHONG HING SECURITIES LIMITED 4 18 22 4 16 20 0 -2 -2 81.82 80.00 2005-01-11
81 GLOBAL INVESTMENT ADVISORS LIMITED 3 9 12 3 17 20 0 8 8 75.00 85.00
82 LLOYDS TSB PACIFIC LIMITED 5 14 19 4 16 20 -1 2 1 73.68 80.00 2005-12-29
83 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 0 0 0 3 17 20 3 17 20 - 85.00 2003-09-24 2011-04-19
84 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 23 26 2 17 19 -1 -6 -7 88.46 89.47 2016-10-10
85 SDIC Securities International Financial Holdings Limited 1 20 21 1 18 19 0 -2 -2 95.24 94.74 2012-08-17
86 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 4 15 19 1 0 1 83.33 78.95
87 BlackRock (Hong Kong) Limited (d2017-01-20) 2 11 13 3 15 18 1 4 5 84.62 83.33 2015-05-15
88 CASH Wealth Management Limited 2 2 4 2 16 18 0 14 14 50.00 88.89
89 China International Capital Corporation (International) Limited 5 22 27 5 13 18 0 -9 -9 81.48 72.22 2009-05-06
90 DBS ASIA CAPITAL LIMITED 5 14 19 4 14 18 -1 0 -1 73.68 77.78
91 KAISER SECURITIES LIMITED 1 24 25 1 17 18 0 -7 -7 96.00 94.44 2005-02-18
92 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 2 16 18 0 0 0 88.89 88.89
93 RBS Asia Securities (Hong Kong) Limited 2 30 32 2 16 18 0 -14 -14 93.75 88.89 2005-03-15
94 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 17 18 2 16 18 1 -1 0 94.44 88.89
95 CMB International Global Markets Limited 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2004-11-26
96 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 144 146 2 15 17 0 -129 -129 98.63 88.24 2016-06-30
97 Goldman Sachs Investment Management Hong Kong Limited 2 11 13 2 15 17 0 4 4 84.62 88.24 2013-11-27
98 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2004-11-17
99 AMUNDI ASSET MANAGEMENT 0 0 0 6 10 16 6 10 16 - 62.50 2004-07-01 2008-01-01
100 BARCLAYS CAPITAL ASIA LIMITED 1 22 23 1 15 16 0 -7 -7 95.65 93.75
101 DBS VICKERS (HONG KONG) LIMITED 4 109 113 5 11 16 1 -98 -97 96.46 68.75
102 ETRADE SECURITIES (HONG KONG) LIMITED 2 17 19 3 13 16 1 -4 -3 89.47 81.25 2019-05-10
103 SPS SECURITIES LIMITED 4 14 18 4 12 16 0 -2 -2 77.78 75.00 2005-02-07
104 AllianceBernstein Hong Kong Limited 1 11 12 3 12 15 2 1 3 91.67 80.00
105 Eastspring Investments (Hong Kong) Limited 2 7 9 2 13 15 0 6 6 77.78 86.67
106 FOX-PITT, KELTON (ASIA) LIMITED 2 12 14 3 12 15 1 0 1 85.71 80.00 2010-05-18
107 GAYANG SECURITIES LIMITED 1 14 15 1 14 15 0 0 0 93.33 93.33
108 HANG SENG INVESTMENT SERVICES LIMITED 6 5 11 6 9 15 0 4 4 45.45 60.00
109 HANG SENG SECURITIES LIMITED 4 10 14 4 11 15 0 1 1 71.43 73.33
110 INSTINET PACIFIC LIMITED 3 8 11 3 12 15 0 4 4 72.73 80.00
111 ONSHINE SECURITIES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00
112 Quam Securities Limited 3 26 29 2 13 15 -1 -13 -14 89.66 86.67
113 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 7 8 1 14 15 0 7 7 87.50 93.33
114 UBS SECURITIES HONG KONG LIMITED 3 15 18 3 12 15 0 -3 -3 83.33 80.00 2005-02-07
115 YUEXING SECURITIES COMPANY LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33 2004-11-10
116 AuVantage Consultancy Limited 2 13 15 2 12 14 0 -1 -1 86.67 85.71 2016-10-03
117 CHARLES SCHWAB, HONG KONG, LIMITED 2 19 21 3 11 14 1 -8 -7 90.48 78.57
118 CITIC Securities (Hong Kong) Limited 2 15 17 2 12 14 0 -3 -3 88.24 85.71
119 GAOYU SECURITIES LIMITED 4 13 17 0 14 14 -4 1 -3 76.47 100.00 2004-05-25
120 KWONG FAT HONG (SECURITIES) LIMITED 3 12 15 3 11 14 0 -1 -1 80.00 78.57 2004-11-26
121 MANGO FINANCIAL LIMITED 2 11 13 4 10 14 2 -1 1 84.62 71.43
122 MUSHK Limited 1 13 14 3 11 14 2 -2 0 92.86 78.57 2011-06-01
123 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 6 9 3 11 14 0 5 5 66.67 78.57
124 SINO CAPITAL SECURITIES LIMITED 1 21 22 1 13 14 0 -8 -8 95.45 92.86 2005-02-14
125 TAT LEE SECURITIES COMPANY LIMITED 5 11 16 5 9 14 0 -2 -2 68.75 64.29 2004-11-15
126 YICKO SECURITIES LIMITED 2 18 20 2 12 14 0 -6 -6 90.00 85.71 2007-05-08
127 CBH Asia Limited 2 8 10 2 11 13 0 3 3 80.00 84.62
128 CHINA POINT STOCK BROKERS LIMITED 2 14 16 2 11 13 0 -3 -3 87.50 84.62 2004-11-29
129 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 2 10 12 3 10 13 1 0 1 83.33 76.92 2012-06-04
130 FE SECURITIES LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
131 HANG TAI SECURITIES LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2005-01-20
132 HARRIS FRASER (INTERNATIONAL) LIMITED 2 9 11 2 11 13 0 2 2 81.82 84.62
133 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 7 11 6 7 13 2 0 2 63.64 53.85
134 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 11 16 5 8 13 0 -3 -3 68.75 61.54
135 MAN LUNG HONG SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62 2005-01-31
136 MANULIFE (INTERNATIONAL) LIMITED 2 12 14 2 11 13 0 -1 -1 85.71 84.62 2011-06-17
137 AIF CAPITAL LIMITED 5 7 12 5 7 12 0 0 0 58.33 58.33
138 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2019-07-05
139 CAIIS Limited 1 4 5 1 11 12 0 7 7 80.00 91.67 2018-09-04
140 Goldyard Capital Limited 1 15 16 2 10 12 1 -5 -4 93.75 83.33 2019-11-21
141 M&F Asset Management Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
142 Manulife Investment Management (Hong Kong) Limited 2 1036 1038 2 10 12 0 -1026 -1026 99.81 83.33
143 MoneyMore Securities Limited 1 11 12 1 11 12 0 0 0 91.67 91.67 2004-12-21
144 Oshidori Securities Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2004-12-29
145 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2014-06-13
146 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 1 6 7 1 11 12 0 5 5 85.71 91.67 2017-06-28
147 TAIFAIR SECURITIES LIMITED 3 10 13 4 8 12 1 -2 -1 76.92 66.67 2005-02-23
148 TARZAN STOCK & SHARES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
149 Tyche Group Limited 2 11 13 2 10 12 0 -1 -1 84.62 83.33 2014-12-05
150 Belvest Investment Services Limited 4 7 11 3 8 11 -1 1 0 63.64 72.73
151 BULLISH SECURITIES LIMITED 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2004-08-05
152 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 11 14 3 8 11 0 -3 -3 78.57 72.73 2024-03-28
153 Ge Shang Investment (Hong Kong) Limited 1 6 7 1 10 11 0 4 4 85.71 90.91
154 HING WONG SECURITIES LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
155 Legg Mason Asset Management Hong Kong Limited 3 11 14 1 10 11 -2 -1 -3 78.57 90.91 2022-06-30
156 Legg Mason International Equities (Hong Kong) Limited 3 11 14 1 10 11 -2 -1 -3 78.57 90.91 2015-08-28
157 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73 2013-03-19
158 LOMBARD ODIER (HONG KONG) LIMITED 0 10 10 1 10 11 1 0 1 100.00 90.91
159 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 8 11 2 9 11 -1 1 0 72.73 81.82 2007-10-03
160 PATTERSON FINANCIAL SERVICES LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82 2009-05-13
161 Shang International Finance Limited 2 7 9 3 8 11 1 1 2 77.78 72.73 2024-01-26
162 WING FAT SECURITIES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-01-19
163 CHINA PACIFIC SECURITIES LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2004-11-08
164 China Tonghai (IA) Limited 3 6 9 3 7 10 0 1 1 66.67 70.00 2017-11-29
165 DWS Investments Hong Kong Limited 2 8 10 3 7 10 1 -1 0 80.00 70.00
166 First Sentier Investors (Hong Kong) Limited 2 11 13 4 6 10 2 -5 -3 84.62 60.00
167 GRANSING SECURITIES CO., LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
168 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 41 44 2 8 10 -1 -33 -34 93.18 80.00
169 HANG TUNG SECURITIES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2004-10-29
170 HSBC Private Trustee (Hong Kong) Limited 0 10 10 3 7 10 3 -3 0 100.00 70.00 2005-01-05
171 Janus Henderson Investors Hong Kong Limited 1 9 10 1 9 10 0 0 0 90.00 90.00
172 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 2 11 13 1 9 10 -1 -2 -3 84.62 90.00 2017-10-02
173 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 15 20 3 7 10 -2 -8 -10 75.00 70.00 2025-04-23
174 MIZUHO SECURITIES ASIA LIMITED 2 12 14 2 8 10 0 -4 -4 85.71 80.00
175 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2008-01-08
176 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 7 8 1 9 10 0 2 2 87.50 90.00 2016-11-01
177 SOLID KING SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2021-09-02
178 STANDARD & POOR'S, LLC 2 6 8 2 8 10 0 2 2 75.00 80.00 2010-12-21
179 Sun Life Financial Asia Services Limited 1 2 3 2 8 10 1 6 7 66.67 80.00 2007-04-02
180 VICTORY SECURITIES COMPANY LIMITED 2 12 14 2 8 10 0 -4 -4 85.71 80.00
181 WFM Asia (HK) Limited 2 6 8 2 8 10 0 2 2 75.00 80.00
182 YING WAH SECURITIES COMPANY LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2005-01-10
183 YUE XIU SECURITIES COMPANY LIMITED 5 3 8 5 5 10 0 2 2 37.50 50.00
184 ALTRUIST FINANCIAL GROUP LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2004-01-20
185 ASSET DYNAMIC MANAGEMENT LIMITED 3 3 6 2 7 9 -1 4 3 50.00 77.78 2025-03-25
186 BEA Union Investment Management Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78
187 CGS International Securities Hong Kong Limited 0 7 7 2 7 9 2 0 2 100.00 77.78
188 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 27 31 4 5 9 0 -22 -22 87.10 55.56
189 CITIC FRONTIER CHINA RESEARCH LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2004-03-12 2006-02-06
190 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 3 135 138 2 7 9 -1 -128 -129 97.83 77.78 2004-10-25
191 CVC Asia Pacific Limited 1 7 8 4 5 9 3 -2 1 87.50 55.56
192 DAIWA SECURITIES SMBC (ASIA) LIMITED 1 11 12 0 9 9 -1 -2 -3 91.67 100.00 2005-01-25
193 ETRADE SECURITIES LIMITED 2 14 16 2 7 9 0 -7 -7 87.50 77.78 2007-11-21
194 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2006-10-23
195 GRAND ONWARD SECURITIES LIMITED 1 8 9 1 8 9 0 0 0 88.89 88.89 2005-03-31
196 HAITONG INTERNATIONAL RESEARCH LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
197 HERMES SECURITIES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-01-20
198 HPEF Capital Partners Limited 6 12 18 6 3 9 0 -9 -9 66.67 33.33 2022-06-01
199 Income Partners Asset Management (HK) Limited 3 4 7 3 6 9 0 2 2 57.14 66.67
200 MIB SECURITIES (HONG KONG) LIMITED 3 13 16 2 7 9 -1 -6 -7 81.25 77.78
201 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 21 23 2 7 9 0 -14 -14 91.30 77.78 2004-09-17
202 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 9 10 1 8 9 0 -1 -1 90.00 88.89 2011-10-20
203 PRIME SECURITIES LIMITED (HK) 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2004-11-25
204 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 3 6 9 -1 -5 -6 73.33 66.67
205 STANHILL (HONG KONG) LIMITED 3 8 11 4 5 9 1 -3 -2 72.73 55.56 2013-05-23
206 THING ON SECURITIES LIMITED 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2004-11-29
207 TIS SECURITIES (HK) LIMITED 4 14 18 2 7 9 -2 -7 -9 77.78 77.78 2012-06-28
208 TRANS JOY SECURITIES LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2005-03-10
209 TUNG TAI SECURITIES COMPANY LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67
210 UOB ASIA (HONG KONG) LIMITED 4 9 13 3 6 9 -1 -3 -4 69.23 66.67 2011-07-27
211 VC BROKERAGE LIMITED 0 60 60 1 8 9 1 -52 -51 100.00 88.89
212 Waton Securities International Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2004-12-21
213 WING ON CHEONG SECURITIES COMPANY LIMITED 5 24 29 4 5 9 -1 -19 -20 82.76 55.56 2020-12-21
214 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 2 7 9 0 6 6 33.33 77.78 2003-05-23 2022-07-19
215 Yunfeng Financial Markets Limited 1 14 15 0 9 9 -1 -5 -6 93.33 100.00
216 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2016-06-30
217 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2005-02-25
218 BARING ASSET MANAGEMENT (ASIA) LIMITED 2 14 16 2 6 8 0 -8 -8 87.50 75.00
219 BOKHARY SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2005-02-15
220 Bright Fund Management Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2023-12-19
221 CES Private (HK) Limited 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-03-31
222 CITIC Securities Brokerage (HK) Limited 1 44 45 2 6 8 1 -38 -37 97.78 75.00
223 EMPEROR SECURITIES LIMITED (HK) 3 53 56 5 3 8 2 -50 -48 94.64 37.50
224 EWARTON SECURITIES LIMITED 1 13 14 1 7 8 0 -6 -6 92.86 87.50 2004-11-17
225 FB SECURITIES (HONG KONG) LIMITED 2 6 8 4 4 8 2 -2 0 75.00 50.00
226 FIRST STATE (HONG KONG) LLC 2 7 9 4 4 8 2 -3 -1 77.78 50.00 2007-07-27
227 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 7 8 0 5 5 66.67 87.50
228 HSBC BROKING (CHINA) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2004-09-10
229 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 11 11 0 8 8 0 -3 -3 100.00 100.00 2005-01-15
230 ICBC (ASIA) SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
231 KGI CAPITAL ASIA LIMITED 1 5 6 3 5 8 2 0 2 83.33 62.50
232 King Sun Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-10-14
233 LAZARD ASIA (HONG KONG) LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50
234 METRO CAPITAL SECURITIES LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-01-10
235 Neutral Financial Holding Company Limited 1 6 7 2 6 8 1 0 1 85.71 75.00
236 PARIBAS ASIA EQUITY LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2004-08-03
237 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 14 15 3 5 8 2 -9 -7 93.33 62.50 2013-04-17
238 ROOFER SECURITIES LIMITED 0 8 8 0 8 8 0 0 0 100.00 100.00 2004-11-30
239 Shacom Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
240 SHUN LOONG SECURITIES COMPANY LIMITED 0 68 68 0 8 8 0 -60 -60 100.00 100.00 2005-01-13
241 Soo Pei Shao & Company 1 7 8 1 7 8 0 0 0 87.50 87.50 2005-03-31
242 T. ROWE PRICE INTERNATIONAL, INC. 1 7 8 2 6 8 1 -1 0 87.50 75.00 2010-12-31
243 VALUE PARTNERS LIMITED 3 7 10 2 6 8 -1 -1 -2 70.00 75.00
244 WHOLE WIN SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-11-15
245 ABN AMRO (HONG KONG) LIMITED 0 9 9 0 7 7 0 -2 -2 100.00 100.00 2005-03-29
246 ABN AMRO Clearing Hong Kong Limited 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2005-03-03
247 AJ Securities Limited 1 8 9 1 6 7 0 -2 -2 88.89 85.71 2005-07-12
248 Bradbury Securities Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43
249 Broadway Wealth Management Limited 1 5 6 1 6 7 0 1 1 83.33 85.71 2013-01-03
250 CHIEF SECURITIES LIMITED 1 22 23 1 6 7 0 -16 -16 95.65 85.71 2005-03-14
251 DEBTTRADERS, LIMITED 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2005-02-25
252 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 4 5 2 5 7 1 1 2 80.00 71.43 2005-03-07
253 GAM HONG KONG LIMITED 4 13 17 4 3 7 0 -10 -10 76.47 42.86
254 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 177 183 5 2 7 -1 -175 -176 96.72 28.57
255 Instinet Alpha Trading Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2010-11-19
256 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2014-10-13
257 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 3 4 7 1 0 1 66.67 57.14 2022-10-13
258 KGI ASIA LIMITED 2 134 136 3 4 7 1 -130 -129 98.53 57.14 2017-10-02
259 MEIJI YASUDA ASIA LIMITED 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2019-10-17
260 Nomura Asset Management Hong Kong Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43
261 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 1 6 7 0 0 0 85.71 85.71 2005-01-25
262 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 14 17 2 5 7 -1 -9 -10 82.35 71.43 2023-10-25
263 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-11-25
264 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2013-11-25
265 RHB SECURITIES HONG KONG LIMITED 1 16 17 1 6 7 0 -10 -10 94.12 85.71 2004-11-25
266 Rifa Securities Limited 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2005-02-22
267 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
268 SHUN HENG SECURITIES LIMITED 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2005-01-19
269 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2012-01-12
270 SPARX Asia Investment Advisors Limited 0 0 0 3 4 7 3 4 7 - 57.14 2004-04-20
271 SSC MANDARIN FINANCIAL SERVICES LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2015-03-27
272 St. James's Place (Hong Kong) Limited 1 8 9 1 6 7 0 -2 -2 88.89 85.71
273 Success Securities Limited 1 22 23 2 5 7 1 -17 -16 95.65 71.43
274 SUNNY WORLD INVESTMENT LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2012-08-28
275 Tyric Capital Limited 2 2 4 2 5 7 0 3 3 50.00 71.43
276 UBS Asset Management (Hong Kong) Limited 2 5 7 4 3 7 2 -2 0 71.43 42.86
277 UNICORN SECURITIES COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-11-30
278 VMS Securities Limited 1 8 9 1 6 7 0 -2 -2 88.89 85.71 2020-09-01
279 Wisetrade Securities Limited 2 10 12 2 5 7 0 -5 -5 83.33 71.43 2004-10-06
280 Absolute Investment Management (HK) Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00
281 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-06-10
282 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-09-30
283 BETA INTERNATIONAL SECURITIES LIMITED 4 12 16 3 3 6 -1 -9 -10 75.00 50.00 2004-10-04
284 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 12 13 1 5 6 0 -7 -7 92.31 83.33 2010-11-03
285 CIBC Global Asset Management (Asia) Limited 1 5 6 1 5 6 0 0 0 83.33 83.33 2005-01-03
286 EQT Partners Asia Limited 1 4 5 1 5 6 0 1 1 80.00 83.33 2023-09-06
287 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 0 7 7 1 5 6 1 -2 -1 100.00 83.33 2005-02-07
288 HAMON ASSET MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
289 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 1 4 5 2 4 6 1 0 1 80.00 66.67 2011-09-22
290 iFAST Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2004-09-16
291 INTERNATIONAL COMMERCE CORPORATION 1 2 3 1 5 6 0 3 3 66.67 83.33
292 IREALITY INVESTMENTS LIMITED 5 2 7 4 2 6 -1 0 -1 28.57 33.33
293 JAFCO Investment (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2009-10-15
294 K.L. Securities Company 1 6 7 1 5 6 0 -1 -1 85.71 83.33 2005-03-31
295 KEE CHEONG SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-11-10
296 MAN INVESTMENTS (HONG KONG) LIMITED 1 6 7 1 5 6 0 -1 -1 85.71 83.33
297 MONEY CONCEPTS (ASIA) LIMITED 1 4 5 2 4 6 1 0 1 80.00 66.67 2012-09-18
298 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-02-01
299 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 1 5 6 -1 1 0 66.67 83.33 2010-07-07
300 PRUDENTIAL BROKERAGE LIMITED 2 74 76 2 4 6 0 -70 -70 97.37 66.67
301 RPS INVESTMENT LIMITED 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2005-02-17
302 S. W. WOO AND COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-10-11
303 SBI China Capital Securities Limited 1 9 10 2 4 6 1 -5 -4 90.00 66.67 2012-10-08
304 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 7 10 3 3 6 0 -4 -4 70.00 50.00
305 SOUTH CHINA RESEARCH LIMITED 1 6 7 1 5 6 0 -1 -1 85.71 83.33
306 STOCKWELL SECURITIES LIMITED 2 28 30 2 4 6 0 -24 -24 93.33 66.67 2004-11-25
307 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2004-09-16
308 TIFFIT SECURITIES (HONG KONG) LIMITED 3 6 9 3 3 6 0 -3 -3 66.67 50.00
309 TVG CAPITAL PARTNERS LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2015-11-16
310 UNI-ALPHA SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-03-23
311 UPBEST SECURITIES COMPANY LIMITED 4 23 27 4 2 6 0 -21 -21 85.19 33.33
312 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
313 YARDLEY SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-09-06
314 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
315 ZHONGRONG PT SECURITIES LIMITED 4 18 22 4 2 6 0 -16 -16 81.82 33.33
316 Aevitas Securities Limited 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-01-31
317 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 5 4 9 3 2 5 -2 -2 -4 44.44 40.00 2012-06-25
318 ALPHA SECURITIES COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-01-24
319 ALPS CAPITAL MANAGEMENT LIMITED 1 2 3 4 1 5 3 -1 2 66.67 20.00
320 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 2 5 3 2 5 0 0 0 40.00 40.00
321 Apricot Capital (Hong Kong) Limited 2 13 15 2 3 5 0 -10 -10 86.67 60.00 2004-11-22
322 ARGYLE STREET MANAGEMENT LIMITED 1 2 3 3 2 5 2 0 2 66.67 40.00
323 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 1 3 4 2 3 5 1 0 1 75.00 60.00
324 AXA Financial Planning (Hong Kong) Limited 0 2 2 0 5 5 0 3 3 100.00 100.00 2012-05-25
325 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 0 5 5 0 0 0 100.00 100.00 2013-04-02
326 BEAR BRIGHT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
327 BKHK Limited 5 0 5 5 0 5 0 0 0 0.00 0.00 2006-10-16
328 BlackRock Asset Management North Asia Limited 1 4 5 2 3 5 1 -1 0 80.00 60.00
329 BMI FUNDS MANAGEMENT LIMITED 1 0 1 2 3 5 1 3 4 0.00 60.00
330 BOCOM International Holdings Company Limited 3 11 14 3 2 5 0 -9 -9 78.57 40.00 2010-03-09
331 BOWEN ASIA LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2014-10-20
332 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 1 7 8 2 3 5 1 -4 -3 87.50 60.00 2005-01-18
333 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00
334 CHINA EVERBRIGHT RESEARCH LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
335 CHINA SECURITIES HOLDINGS LIMITED 1 7 8 1 4 5 0 -3 -3 87.50 80.00 2005-01-25
336 CHINA SKY SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-02-04
337 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 1 4 5 0 2 2 66.67 80.00
338 DaoKou Securities Limited 5 2 7 5 0 5 0 -2 -2 28.57 0.00 2004-09-13
339 DELTA ASIA SECURITIES LIMITED 2 33 35 2 3 5 0 -30 -30 94.29 60.00
340 EMPEROR CORPORATE FINANCE LIMITED 2 3 5 1 4 5 -1 1 0 60.00 80.00 2007-04-20
341 FIRST SECURITIES (HK) LIMITED 3 9 12 3 2 5 0 -7 -7 75.00 40.00 2004-11-17
342 Fubon Capital (HK) Limited 2 3 5 1 4 5 -1 1 0 60.00 80.00 2012-01-13
343 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2018-11-09
344 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 5 0 5 0 0 0 0.00 0.00 2020-12-09
345 GIGA (HONG KONG) LIMITED 1 2 3 1 4 5 0 2 2 66.67 80.00
346 GLS SECURITIES LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2004-08-25
347 Goldbridge Securities Limited 2 12 14 2 3 5 0 -9 -9 85.71 60.00 2006-02-03
348 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 4 5 2 3 5 1 -1 0 80.00 60.00
349 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
350 HSBC Global Asset Management Holdings (Bahamas) Limited 3 0 3 4 1 5 1 1 2 0.00 20.00 2020-06-02
351 HSBC GUYERZELLER FAR EAST LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2009-08-31
352 Huajin Corporate Finance (International) Limited 2 0 2 3 2 5 1 2 3 0.00 40.00
353 ICEA SECURITIES ASIA LIMITED 1 3 4 2 3 5 1 0 1 75.00 60.00 2009-09-29
354 KAM FAI SECURITIES CO., LIMITED 3 13 16 2 3 5 -1 -10 -11 81.25 60.00 2004-10-14
355 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 1 1 1 4 5 1 3 4 100.00 80.00 2005-02-16
356 MAN HON YEUNG SECURITIES LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2004-12-08
357 MANBLE SECURITIES LIMITED 1 7 8 1 4 5 0 -3 -3 87.50 80.00 2006-06-12
358 Moliyo (Hong Kong) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-03-31
359 NORTH SEA SECURITIES LIMITED 2 4 6 1 4 5 -1 0 -1 66.67 80.00 2004-10-29
360 Open Securities Limited 0 9 9 0 5 5 0 -4 -4 100.00 100.00
361 Oreana Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
362 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 2 3 5 0 -5 -5 80.00 60.00
363 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 5 0 5 5 -5 0 100.00 0.00 2011-01-24
364 PFP Capital Limited 1 4 5 1 4 5 0 0 0 80.00 80.00
365 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2007-09-28
366 PineBridge Investments Hong Kong Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2005-03-15
367 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
368 Public Financial Securities Limited 1 7 8 1 4 5 0 -3 -3 87.50 80.00 2004-11-05
369 RAMON INVESTMENT COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2004-11-24
370 RICH PLEASURE SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-11-30
371 SANFULL SECURITIES LIMITED 5 51 56 3 2 5 -2 -49 -51 91.07 40.00 2004-11-24
372 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2011-02-18
373 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 2 3 2 3 5 1 1 2 66.67 60.00
374 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00
375 SUN RAISE CAPITAL LIMITED 1 0 1 2 3 5 1 3 4 0.00 60.00 2019-09-06
376 TRANSPAC CAPITAL LIMITED 1 4 5 2 3 5 1 -1 0 80.00 60.00
377 VENHOUSE WEALTH MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2004-05-19
378 WAG FINANCIAL SERVICES GROUP LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2006-12-19
379 WAH SANG SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-11-17
380 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-10-05
381 WAI FAT SECURITIES LIMITED 2 4 6 1 4 5 -1 0 -1 66.67 80.00 2004-11-25
382 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-06-22
383 Welform Investors Company 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-03-30
384 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2010-12-16
385 WOCOM INVESTMENT MANAGEMENT LIMITED 1 0 1 2 3 5 1 3 4 0.00 60.00
386 A ONE INVESTMENT COMPANY LIMITED 6 3 9 3 1 4 -3 -2 -5 33.33 25.00 2013-12-05
387 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
388 AFFINITY EQUITY PARTNERS (HK) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2004-07-07
389 Alpha Nova Capital Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
390 AlTi Wealth Management (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2004-05-11
391 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 2 2 4 -1 0 -1 40.00 50.00
392 ANGUS MOORE LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2011-07-05
393 Anuenue Securities Limited 3 4 7 3 1 4 0 -3 -3 57.14 25.00
394 Ark Securities (Hong Kong) Limited 1 3 4 1 3 4 0 0 0 75.00 75.00
395 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2008-08-04
396 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00
397 Beevest Securities Limited 0 11 11 0 4 4 0 -7 -7 100.00 100.00
398 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
399 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2014-07-03
400 C.P. SECURITIES INTERNATIONAL LIMITED 2 7 9 2 2 4 0 -5 -5 77.78 50.00 2004-09-23
401 CHAMPUS ASSET MANAGEMENT LIMITED 1 4 5 2 2 4 1 -2 -1 80.00 50.00 2019-07-29
402 CHAN NGOK MING SECURITIES LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2004-11-17
403 CHARLES SCHMITT & ASSOCIATES LIMITED 4 4 8 2 2 4 -2 -2 -4 50.00 50.00 2005-02-05
404 CHELSEA SECURITIES LIMITED (HK) 3 4 7 3 1 4 0 -3 -3 57.14 25.00
405 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2005-03-31
406 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
407 Chung Tak & Company 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2005-03-31
408 CITIC CLSA Capital Partners HK Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
409 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-12-27
410 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
411 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
412 CTW SECURITIES LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-02-07
413 CUPOLA CAPITAL LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2022-05-06
414 DAEWOO SECURITIES (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2017-02-28
415 Delta Asia Wealth Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2025-08-26
416 DL BROKERAGE LIMITED 2 19 21 3 1 4 1 -18 -17 90.48 25.00
417 EVERHOT SECURITIES LIMITED 1 5 6 1 3 4 0 -2 -2 83.33 75.00 2004-11-30
418 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 1 3 4 0 -2 -2 83.33 75.00 2020-01-29
419 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
420 Freddy Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-02-21
421 FT Securities Limited 3 72 75 3 1 4 0 -71 -71 96.00 25.00 2024-12-06
422 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-02-12
423 Goodcape Investment Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-12-13
424 GREAT BAY SECURITIES LIMITED 4 36 40 2 2 4 -2 -34 -36 90.00 50.00
425 Grit Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-17
426 HAMON ASIAN ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
427 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00 2011-06-03
428 Hong Kong Wan Kiu Investment Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-29
429 HPEF Venture Partners Limited 4 0 4 4 0 4 0 0 0 0.00 0.00 2018-06-08
430 HSBC STRUCTURED FUNDS (ASIA) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2004-02-10 2015-07-22
431 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
432 Huayu Securities Limited 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2004-10-14
433 Intercontinent Securities Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-30
434 JW CAPITAL SECURITIES LIMITED 2 5 7 1 3 4 -1 -2 -3 71.43 75.00
435 KARL-THOMSON SECURITIES COMPANY LIMITED 4 33 37 4 0 4 0 -33 -33 89.19 0.00 2004-11-30
436 Katherine Ip & Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-24
437 KB Securities Hong Kong Limited 1 4 5 2 2 4 1 -2 -1 80.00 50.00
438 Kin Fung Stock Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-31
439 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 30 35 2 2 4 -3 -28 -31 85.71 50.00
440 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2003-06-06
441 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-09-20
442 Mackenzie Investments Asia Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
443 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-08-18
444 Metaverse Securities Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
445 MIRABAUD (ASIA) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2003-05-13 2018-10-16
446 MLI LIMITED (d2018-03-29) 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2013-05-29
447 MONTGOMERY SECURITIES LIMITED (HK) 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2023-05-15
448 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-03-31
449 ORIENTAL PATRON ASIA LIMITED 3 14 17 3 1 4 0 -13 -13 82.35 25.00 2005-02-22
450 OVERLOOK INVESTMENTS LIMITED 1 2 3 1 3 4 0 1 1 66.67 75.00 2010-01-05
451 PGIM (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
452 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 3 1 4 0 -4 -4 62.50 25.00 2005-01-21
453 Pictet Asset Management (Hong Kong) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00
454 PPM VENTURES (ASIA) LIMITED 4 2 6 3 1 4 -1 -1 -2 33.33 25.00 2005-02-05
455 PRIVATE CAPITAL LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00
456 Rich Union Securities (H.K.) Limited 1 2 3 1 3 4 0 1 1 66.67 75.00 2025-05-19
457 ROCTEC INVESTMENT LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2021-10-07
458 SHUI CHEUNG SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-25
459 SIIC Capital (Hong Kong) Investment Management Company Limited 1 2 3 2 2 4 1 0 1 66.67 50.00
460 SINOPAC SECURITIES (ASIA) LIMITED 3 29 32 2 2 4 -1 -27 -28 90.63 50.00 2017-02-12
461 SOUTH CHINA SECURITIES LIMITED 3 81 84 3 1 4 0 -80 -80 96.43 25.00 2005-01-31
462 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2013-05-29
463 T & F RESEARCH LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00 2006-05-30
464 TC Investment Management (Asia) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-02-14
465 Templewater Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
466 TISCO SECURITIES HONG KONG LIMITED 2 14 16 1 3 4 -1 -11 -12 87.50 75.00 2008-07-10
467 TOYO SECURITIES ASIA LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00
468 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 4 0 4 0 -10 -10 71.43 0.00 2004-11-26
469 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-16
470 UOB KAY HIAN ASIA LIMITED 3 4 7 3 1 4 0 -3 -3 57.14 25.00 2005-11-09
471 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-23
472 WANG ON SECURITIES LIMITED 1 9 10 1 3 4 0 -6 -6 90.00 75.00 2004-12-03
473 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2015-02-09
474 WING FUNG SECURITIES LIMITED 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2004-11-22
475 WING SANG SECURITIES COMPANY LIMITED 4 10 14 3 1 4 -1 -9 -10 71.43 25.00 2004-08-03
476 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-11-30
477 XinKong International Securities Limited 2 36 38 2 2 4 0 -34 -34 94.74 50.00
478 abrdn Hong Kong Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33
479 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-11-29
480 Allard Partners Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
481 Anli Securities Limited 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2004-12-06
482 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2020-06-11
483 ASIA INVESTMENT MANAGEMENT LIMITED 1 4 5 1 2 3 0 -2 -2 80.00 66.67 2021-10-08
484 Asia Pacific Securities Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33
485 Asian Pacific Investment Company 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-03-29
486 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
487 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
488 AXA Investment Managers Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
489 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 1 3 4 3 0 3 2 -3 -1 75.00 0.00
490 BENTLEY REID & COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
491 BGC SECURITIES (HONG KONG) LLC 1 4 5 0 3 3 -1 -1 -2 80.00 100.00 2005-02-07
492 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33
493 ChapmanCraig Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
494 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
495 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
496 Chow Tai Fook Life Insurance Company Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-01-04
497 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33
498 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2005-02-17
499 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2012-12-13
500 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2004-07-28 2013-02-27
501 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2023-02-02
502 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-03-09
503 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2013-10-16
504 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
505 EQT Partners Hong Kong Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33 2007-03-13
506 EQUITY PARTNERS ASIA LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2007-06-18
507 EVER-LONG SECURITIES COMPANY LIMITED 2 13 15 3 0 3 1 -13 -12 86.67 0.00
508 Everbright Securities Investment Services (HK) Limited 7 225 232 1 2 3 -6 -223 -229 96.98 66.67
509 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-19
510 Friedmann Pacific Asset Management (Hong Kong) Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2015-09-07
511 FULL WIN SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-01-27
512 GFI (HK) SECURITIES L.L.C. 0 3 3 0 3 3 0 0 0 100.00 100.00 2005-02-21
513 Giny Securities Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-31
514 Glory Sun Securities Limited 1 9 10 1 2 3 0 -7 -7 90.00 66.67 2004-11-30
515 Grand Cartel Securities Company Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2005-05-04
516 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-11-04
517 GT CAPITAL LIMITED 2 5 7 3 0 3 1 -5 -4 71.43 0.00
518 HANTEC SECURITIES CO., LIMITED 1 10 11 1 2 3 0 -8 -8 90.91 66.67 2005-08-25
519 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2018-08-15
520 HFS ASSET MANAGEMENT LIMITED 1 3 4 1 2 3 0 -1 -1 75.00 66.67
521 HSZ (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
522 I & P SECURITIES LIMITED 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2005-01-13
523 ICBC Asset Management (Global) Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
524 ICG Asia Pacific Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
525 IENGINES LIMITED (d2010-02-05) 0 0 0 2 1 3 2 1 3 - 33.33 2004-05-25 2004-10-25
526 Investec Asia Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-11-30
527 iTTa Capital Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-05-29 2013-06-11
528 JK Capital Management Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
529 JPMorgan Funds (Asia) Limited 2 44 46 2 1 3 0 -43 -43 95.65 33.33
530 KGI SECURITIES (HONG KONG) LIMITED 1 19 20 3 0 3 2 -19 -17 95.00 0.00 2017-10-02
531 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
532 KuCoin HK Limited 4 25 29 1 2 3 -3 -23 -26 86.21 66.67 2004-11-01
533 LIM ADVISORS LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2022-09-15
534 MAINHOPE INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-02-24
535 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-03-31
536 MASON LAROCHE (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-03-19
537 MCP Holdings Limited (HK) 1 0 1 3 0 3 2 0 2 0.00 0.00 2011-06-29
538 Nan Lee Investment Co. 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-02-22
539 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
540 Open Asset Management Limited 1 0 1 2 1 3 1 1 2 0.00 33.33
541 OppenheimerFunds International Distributor Limited 0 0 0 2 1 3 2 1 3 - 33.33 2003-12-15 2009-11-09
542 ORIENT SECURITIES LIMITED 1 7 8 1 2 3 0 -5 -5 87.50 66.67
543 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 1 2 3 0 1 1 50.00 66.67
544 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 2 1 3 -1 -4 -5 62.50 33.33 2005-02-04
545 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2024-03-27
546 Quam Asset Management Limited (b1983-06-28) 3 0 3 3 0 3 0 0 0 0.00 0.00
547 Quam Capital Limited (b1994-08-04) 1 4 5 1 2 3 0 -2 -2 80.00 66.67 2005-02-28
548 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
549 SAGE ASSET MANAGEMENT (HK) LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2006-10-13
550 SATTVA INVESTMENT ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2003-10-30 2015-04-22
551 SCM CHINA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-04-25
552 SDHG International Securities Limited 3 4 7 3 0 3 0 -4 -4 57.14 0.00 2004-11-19
553 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2003-07-23 2014-10-14
554 Seaga International 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-02-04
555 SEEKERS MARKETS LIMITED 2 11 13 2 1 3 0 -10 -10 84.62 33.33 2004-11-19
556 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 0 3 3 0 -1 -1 100.00 100.00 2012-12-17
557 SHAREGAIN DEVELOPMENT LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2004-11-30
558 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33
559 SMBC Nikko Securities (Hong Kong) Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33
560 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 4 4 0 3 3 0 -1 -1 100.00 100.00 2019-08-15
561 Soo Pui Chen & Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-21
562 SOUTH CHINA CAPITAL LIMITED 3 8 11 0 3 3 -3 -5 -8 72.73 100.00 2003-09-04
563 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 1 14 15 1 2 3 0 -12 -12 93.33 66.67 2004-08-30
564 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-04-28
565 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-02-04
566 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2008-01-04
567 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2019-09-30
568 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2005-01-25
569 Sunline Prosticks Financial Solutions Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-01-17
570 Sunrise Investment Company 1 8 9 1 2 3 0 -6 -6 88.89 66.67 2005-03-21
571 Szehope & Company 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-03-31
572 TANG PING KONG LIMITED 3 8 11 2 1 3 -1 -7 -8 72.73 33.33 2004-11-22
573 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
574 Towers Watson Hong Kong Limited 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2007-08-08
575 TRUTH SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2005-02-04
576 TSE'S SECURITIES LIMITED 2 50 52 2 1 3 0 -49 -49 96.15 33.33
577 Tung Shing Securities (Brokers) Limited 4 319 323 1 2 3 -3 -317 -320 98.76 66.67 2003-10-24
578 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 3 4 2 1 3 1 -2 -1 75.00 33.33 2005-07-20
579 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2005-01-20
580 VISION FINANCE (SECURITIES) LIMITED 0 0 0 1 2 3 1 2 3 - 66.67 2006-06-07
581 Wellington Management Hong Kong Limited (b2003-01-02) 0 0 0 2 1 3 2 1 3 - 33.33 2003-09-18
582 WINTECH SECURITIES LIMITED 3 16 19 3 0 3 0 -16 -16 84.21 0.00 2004-12-17
583 Xeram and Company (Asia) Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33 2015-11-27
584 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-11-01
585 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2004-09-17
586 Yuanta Securities (Hong Kong) Company Limited 1 0 1 2 1 3 1 1 2 0.00 33.33
587 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
588 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
589 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-08-18
590 Amova Asset Management Hong Kong Limited 4 1 5 1 1 2 -3 0 -3 20.00 50.00
591 Anuenue Advisors Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
592 Anuenue Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2004-09-30
593 AP Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2004-07-07 2013-12-04
594 ASC CAPITAL (H.K.) LIMITED 0 2 2 0 2 2 0 0 0 100.00 100.00 2005-03-31
595 ASIA PACIFIC CAPITAL (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-01-02
596 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 2 0 2 1 -2 -1 66.67 0.00
597 BARBER ASIA LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2005-03-31
598 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-06-03 2005-07-05
599 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16
600 Beijing Securities Limited 2 14 16 1 1 2 -1 -13 -14 87.50 50.00
601 Black Marble Securities Limited 1 4 5 1 1 2 0 -3 -3 80.00 50.00 2004-11-19
602 BLOOMYEARS LIMITED 2 3 5 1 1 2 -1 -2 -3 60.00 50.00 2004-11-17
603 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
604 BOCI SECURITIES LIMITED 1 55 56 2 0 2 1 -55 -54 98.21 0.00 2004-03-01
605 BOCI SECURITIES LIMITED 1 55 56 2 0 2 1 -55 -54 98.21 0.00 2004-01-12
606 Bright Securities Company (The) 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
607 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2004-12-03
608 BROOKE CAPITAL LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2012-06-13
609 BUSINESS SECURITIES LIMITED 2 22 24 0 2 2 -2 -20 -22 91.67 100.00 2004-11-11
610 CES Wealth Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31
611 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2023-12-27
612 China Enterprise Securities Company Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
613 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-10-11
614 China Integrity Investment Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2014-03-19
615 China Reserve Securities Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
616 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2014-05-21
617 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2013-05-13
618 CMS CAPITAL (HK) CO., LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-05-06
619 CNCB (Hong Kong) Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
620 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-10-25
621 CREDIT AGRICOLE ASSET MANAGEMENT 1 15 16 1 1 2 0 -14 -14 93.75 50.00 2004-10-15
622 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
623 D.J. SECURITIES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
624 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 2 0 2 1 0 1 0.00 0.00
625 ENZARD LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-05-21 2013-02-18
626 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2017-09-07
627 Finet Securities Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-09-23
628 FIRST WORLDSEC SECURITIES LIMITED 0 1 1 1 1 2 1 0 1 100.00 50.00 2024-12-18
629 Fubon Fund Management (Hong Kong) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
630 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
631 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-01-25
632 GEOMATRIX (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-01-31
633 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2004-12-07
634 GM FINANCIAL FORMULA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-09
635 GNAB Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-14
636 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-09-10
637 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00
638 Greater China Securities Limited (b1999-04-26) 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2004-12-20
639 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
640 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-01-10
641 HOORAY SECURITIES LIMITED 2 13 15 1 1 2 -1 -12 -13 86.67 50.00 2004-11-30
642 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
643 ICEA CAPITAL LIMITED 8 12 20 0 2 2 -8 -10 -18 60.00 100.00 2003-10-24
644 IMARKETS STRUCTURED PRODUCTS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2003-12-24
645 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00
646 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
647 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 1 0 1 2 0 2 1 0 1 0.00 0.00 2010-05-18
648 iVenture Investment Management Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
649 JPMorgan Asset Management (Japan) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2011-07-15
650 K K CAPITAL MANAGEMENT LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2007-01-08
651 K.K.M. SECURITIES LIMITED 3 7 10 2 0 2 -1 -7 -8 70.00 0.00 2005-01-25
652 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
653 KCG SECURITIES ASIA LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00
654 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
655 KING FOOK SECURITIES COMPANY LIMITED 3 11 14 1 1 2 -2 -10 -12 78.57 50.00 2004-10-14
656 KMT SECURITIES LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2004-12-09
657 Ko Kun Stock Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-18
658 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-26
659 Lombard Investments (HK) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2009-11-19
660 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00
661 Mainland Securities Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-29
662 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
663 MASTER TRADEMORE SECURITIES LIMITED 0 11 11 0 2 2 0 -9 -9 100.00 100.00 2005-02-07
664 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2009-10-19
665 MEAG Hong Kong Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
666 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-02
667 Mercer (Hong Kong) Limited 1 2 3 0 2 2 -1 0 -1 66.67 100.00 2005-08-04
668 NATIONAL RESOURCES SECURITIES LIMITED 2 14 16 2 0 2 0 -14 -14 87.50 0.00
669 NH INVESTMENT & SECURITIES (H.K.) LIMITED 1 2 3 2 0 2 1 -2 -1 66.67 0.00
670 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
671 Oriental Stocks & Shares (Investment) Co. 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-03-31
672 OSCAR BENSON LIMITED (HK) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2012-08-23
673 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-30
674 PACIFIC GROUP LIMITED (THE) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-02-24
675 PAMA GROUP (HONG KONG) LIMITED 0 0 0 1 1 2 1 1 2 - 50.00 2017-02-22
676 PASAY STOCK AND SHARES LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-10-26
677 PHOENIX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-12-21
678 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-12
679 Planetree Securities Limited 2 18 20 2 0 2 0 -18 -18 90.00 0.00 2004-09-28
680 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2013-07-17
681 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2024-03-25
682 RESIDENTS SECURITIES LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-02-02
683 RICHLAND WORLDWIDE LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-04-15
684 RL360 SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-11-11
685 Robert Kai Leung Lo 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-09-16
686 ROSA SECURITIES LIMITED 3 6 9 2 0 2 -1 -6 -7 66.67 0.00 2004-11-22
687 SAIL ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-05-17
688 Salisbury Securities 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
689 San Wan Yuan & Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-25
690 SBI China Capital Financial Services Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-12
691 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
692 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 1 94 95 0 2 2 -1 -92 -93 98.95 100.00 2004-03-30
693 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2016-05-24
694 SIU ON SECURITIES LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2004-10-29
695 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2012-07-10
696 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
697 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
698 SUN GROWTH SECURITIES LIMITED 2 18 20 2 0 2 0 -18 -18 90.00 0.00 2004-11-26
699 SYZ Asset Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2004-07-27 2016-12-22
700 Tai Chuen Securities Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-21
701 TAI YIP STOCK COMPANY LIMITED 3 7 10 1 1 2 -2 -6 -8 70.00 50.00 2004-11-18
702 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2020-07-22
703 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-18
704 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
705 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2006-04-11
706 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2017-09-29
707 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-11-30
708 Tung Shun & Company 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2005-01-02
709 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-09-21
710 UNITED GAIN INVESTMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2003-08-07
711 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
712 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 1 1 2 1 -1 0 100.00 50.00 2005-03-07
713 WALCO SECURITIES LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-01-28
714 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
715 WELLCHAMP CAPITAL LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
716 WILBY SECURITIES LIMITED 1 4 5 0 2 2 -1 -2 -3 80.00 100.00 2004-11-17
717 WING TAK SECURITIES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2005-04-14
718 WING YEE SECURITIES COMPANY LIMITED 2 6 8 2 0 2 0 -6 -6 75.00 0.00 2004-09-03
719 WINSOME STOCK COMPANY LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2004-09-17
720 WO FUNG SECURITIES COMPANY LIMITED 2 10 12 2 0 2 0 -10 -10 83.33 0.00 2004-08-31
721 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2012-02-13
722 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-01-19
723 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
724 1SPREAD BROKERAGE LIMITED 1 1 2 0 1 1 -1 0 -1 50.00 100.00 2005-02-28
725 313 Capital Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
726 AASTOCKS.COM LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
727 ABN AMRO FINANCIAL PRODUCTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-03
728 ALTUS CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
729 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
730 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-09-20
731 ASSOCIATED ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
732 AUDREY CHOW SECURITIES LIMITED 1 5 6 0 1 1 -1 -4 -5 83.33 100.00 2005-02-19
733 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-10
734 Averest Capital Limited 2 4 6 1 0 1 -1 -4 -5 66.67 0.00 2004-08-20
735 AXIA CAPITAL PARTNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
736 Axis Capital Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
737 BALI SECURITIES CO. LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-03-15
738 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
739 BIZWIZ LIMITED (d2019-10-26) 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-02-08
740 Boom Securities (H.K.) Limited 1 6 7 1 0 1 0 -6 -6 85.71 0.00 2005-01-26
741 BRIGHT & SHINE CORPORATE FINANCE LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-07-24
742 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 1 0 1 0 0 0 0.00 0.00 2020-06-18
743 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00
744 CAPE ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2024-03-13
745 CARDINALASIA CONSULTING LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-06-27 2024-02-22
746 CBRE Investment Management (Asia) Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2023-07-21
747 CEF NEW ASIA PARTNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-01
748 CEIM (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-15
749 CELESTIAL SECURITIES LIMITED 2 125 127 0 1 1 -2 -124 -126 98.43 100.00 2004-02-19
750 CENTURION CORPORATE FINANCE LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00
751 Champion & Co. 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-03-21
752 CHEETAH ADVISORS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2022-08-01
753 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00
754 Chelac Investment Company 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
755 Cheong Lee Securities Co. 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
756 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 1 0 1 1 -2 -1 100.00 0.00
757 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-08-18
758 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 0 1 1 -1 -1 -2 66.67 100.00 2005-02-02
759 Ching Yick Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
760 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
761 COMMENCE COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-28
762 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
763 CORTEZ CAPITAL LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-21
764 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-02-07
765 CWB Hong Kong Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
766 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-02
767 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 1 9 10 1 0 1 0 -9 -9 90.00 0.00 2008-06-20
768 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
769 DRAGONINVEST GROUP LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-01
770 EAST ASIA SECURITIES COMPANY LIMITED 2 70 72 1 0 1 -1 -70 -71 97.22 0.00 2005-02-24
771 ELECTRA PARTNERS ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-11-04
772 EUREKA SECURITIES LIMITED 1 3 4 1 0 1 0 -3 -3 75.00 0.00 2004-10-28
773 EVER-LONG RESEARCH LIMITED 0 1 1 0 1 1 0 0 0 100.00 100.00
774 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
775 EYREMOUNT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-18
776 F & M Investment Advisor 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-06
777 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-01-07
778 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-06-21
779 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-03
780 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-29
781 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-09-12
782 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-16
783 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-16
784 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-03-19
785 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-29
786 Gold Centre Investment Company 1 5 6 1 0 1 0 -5 -5 83.33 0.00 2005-03-31
787 GREAT HONEST INVESTMENT COMPANY LIMITED 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-02-08
788 GREEN STAR ASIA LIMITED 1 5 6 1 0 1 0 -5 -5 83.33 0.00 2005-12-05
789 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2025-03-18
790 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2025-06-05
791 H & A Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
792 H & Q ASIA PACIFIC (HONG KONG) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-12-15
793 HENIK SECURITIES LIMITED 1 5 6 1 0 1 0 -5 -5 83.33 0.00 2004-11-17
794 HIP HING SECURITIES LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2004-09-21
795 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-11-14
796 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
797 Huizhi International Capital Holdings Co., Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
798 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
799 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-07-28
800 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
801 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-08-20
802 JOINCAP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
803 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 27 30 0 1 1 -3 -26 -29 90.00 100.00 2004-03-31
804 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-12-29
805 K.K. Wong & Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
806 Ka Yue Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-29
807 KHG Lam 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
808 Kwok Chung Chun Securities Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
809 LAU & COMPANY LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-09-23
810 Lawsons Securities Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
811 Lees Securities Co. 1 6 7 1 0 1 0 -6 -6 85.71 0.00 2005-01-03
812 Longitude Asia Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
813 MANDARIN VP (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-09-20
814 MANRISE LIMITED (d2007-05-02) 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-25
815 MARC FABER LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2019-12-19
816 MASTERFORD INVESTMENT LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2020-07-07
817 Maurice Lee Investment Advisor Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
818 Melbourne Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-01
819 METILDA FINANCE COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-10
820 MIRABAUD (FAR EAST) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2006-06-29
821 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-07-19
822 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
823 Offshore Financial Consultants 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
824 On Hing Securities Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-10-18
825 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-01-18
826 PACIFIC HAWK (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
827 Pacific Sun Advisors Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2023-11-02
828 PANURGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-05
829 Paul Fan & Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-08-25
830 PLATINUM BROKING COMPANY LIMITED 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-02-04
831 PO LEE SECURITIES LIMITED 0 1 1 0 1 1 0 0 0 100.00 100.00 2005-01-25
832 Polen Capital HK Limited 0 0 0 1 0 1 1 0 1 - 0.00
833 Prashant K. Trivedi 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-18
834 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 2 2 0 1 1 0 -1 -1 100.00 100.00 2004-11-26
835 Public Pacific Securities Limited 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
836 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
837 REGENT FINANCIAL SERVICES LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-02-08
838 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
839 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2009-07-21
840 SA Capital Limited (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-03-19
841 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-03-21
842 Silk Road International Capital Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
843 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-05-11
844 SKY WARD ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-07-15
845 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-05
846 SPDB International Holdings Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-12-30
847 SPS INVESTMENT SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
848 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-08-30
849 Stellar Securities Limited 1 2 3 0 1 1 -1 -1 -2 66.67 100.00 2005-02-24
850 Success Power Investment Advisory Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-10-24
851 Superfund Financial (Hong Kong) Limited 1 2 3 0 1 1 -1 -1 -2 66.67 100.00
852 T. M. MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-21
853 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 3 5 0 1 1 -2 -2 -4 60.00 100.00 2004-12-21
854 TCW ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-07
855 Ten & Ten Securities Company 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
856 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-12-29
857 Tokio Marine Investment Services, Limited 0 1 1 1 0 1 1 -1 0 100.00 0.00 2014-03-28
858 TUNG WUI SECURITIES CO., LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-09-27
859 TVC MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
860 UNITED CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
861 United Securities Limited (HK) 1 3 4 1 0 1 0 -3 -3 75.00 0.00 2025-06-13
862 UOB FINANCE (H.K.) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2006-02-10
863 Value Partners Private Equity Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
864 VANHEEL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
865 VC International Asset Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-19
866 W.S. LAU & ASSOCIATES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-09-28
867 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
868 WHEELOCK CHATFIELD LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-04
869 Win Securities Limited 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-01-26
870 WINGS SECURITIES (HK) LIMITED 1 42 43 0 1 1 -1 -41 -42 97.67 100.00 2004-01-30
871 Winner International Securities Limited 3 20 23 0 1 1 -3 -19 -22 86.96 100.00 2004-10-14
872 Winning & Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
873 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
874 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
875 Y. S. Law & Co. 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-04
876 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-02-19
877 ABCI Securities Company Limited 0 22 22 0 0 0 0 -22 -22 100.00 - 2003-10-29
878 AGIFEL INTERNATIONAL LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-12-31
879 ALTA FINANCE LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-03-11
880 APC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-02
881 ASG MANAGEMENT LIMITED (HK) 3 10 13 0 0 0 -3 -10 -13 76.92 - 2005-03-31
882 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-21
883 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-24
884 BERICH BROKERAGE LIMITED 3 23 26 0 0 0 -3 -23 -26 88.46 - 2004-02-11
885 BIZ CORP LIMITED 2 14 16 0 0 0 -2 -14 -16 87.50 - 2003-12-06
886 BLOOMBERG TRADEBOOK HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-10-03
887 BOCI Bullion Company Limited 1 15 16 0 0 0 -1 -15 -16 93.75 - 2005-01-25
888 C K GRANDFIELD CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-25
889 CAMERON BUTLER HK LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-04-28
890 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-01-21
891 CASH Mobile Financial Services Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-01-30
892 CCB Securities Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-09-02
893 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-10-03
894 CELETIO INVESTMENTS LIMITED 3 13 16 0 0 0 -3 -13 -16 81.25 - 2004-10-13
895 CES Capital International (Hong Kong) Co., Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-01-24
896 CF GLOBAL (HK) LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-02-17
897 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-03-30
898 CHEE TAK SECURITIES LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-11-11
899 CHEER UNION SECURITIES LIMITED 4 16 20 0 0 0 -4 -16 -20 80.00 - 2003-11-29
900 CHEKIANG FIRST SECURITIES CO. LIMITED 1 8 9 0 0 0 -1 -8 -9 88.89 - 2003-09-22
901 CHENG YAM ON SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-01-05
902 CHINA GUARD INVESTMENTS LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-03-29
903 CHRISTFUND SECURITIES LIMITED 4 19 23 0 0 0 -4 -19 -23 82.61 - 2004-07-28
904 CHUANGS & CO. LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-03-02
905 CHUNG LEE SECURITIES COMPANY LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-03-31
906 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 0 0 0 -4 -6 -10 60.00 - 2004-03-08
907 CITIBANK (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-28
908 CITIBANK (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-28
909 CLOVER SECURITIES COMPANY LIMITED 1 8 9 0 0 0 -1 -8 -9 88.89 - 2004-07-07
910 CONCORD SECURITIES COMPANY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-11-27
911 CORPORATE BROKERS LIMITED 2 73 75 0 0 0 -2 -73 -75 97.33 - 2004-02-19
912 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2005-02-01
913 CSC ASIA LIMITED 1 9 10 0 0 0 -1 -9 -10 90.00 - 2004-03-30
914 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 6 7 0 0 0 -1 -6 -7 85.71 - 2005-02-12
915 CSC SECURITIES (HK) LIMITED 3 19 22 0 0 0 -3 -19 -22 86.36 - 2003-12-29
916 CSI Corporate Finance (HK) Limited 4 19 23 0 0 0 -4 -19 -23 82.61 - 2004-07-30
917 DAH SING SECURITIES LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-11-26
918 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-07-23
919 DASHIN SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-03-31
920 DBS VICKERS SECURITIES (HONG KONG) LIMITED 2 36 38 0 0 0 -2 -36 -38 94.74 - 2004-01-02
921 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-02-13
922 DNB Asset Management (Asia) Limited 0 3 3 0 0 0 0 -3 -3 100.00 - 2004-04-19
923 DRAKE & MORGAN LIMITED (HK) 1 4 5 0 0 0 -1 -4 -5 80.00 - 2005-02-08
924 EAA SECURITIES LIMITED 1 8 9 0 0 0 -1 -8 -9 88.89 -
925 ENLIGHTEN SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-11-30
926 EQ INVESTOR SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-31
927 Everbright Securities Digital Finance (HK) Limited 2 23 25 0 0 0 -2 -23 -25 92.00 - 2005-03-09
928 Everbright Securities Global (HK) Limited 0 7 7 0 0 0 0 -7 -7 100.00 - 2004-12-31
929 EVOLUTION ASIA INVESTMENTS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-10-25
930 F. R. ZIMMERN LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-09-30
931 FAIR EAGLE SECURITIES COMPANY LIMITED 0 16 16 0 0 0 0 -16 -16 100.00 - 2005-01-06
932 FAIRWIN BROKING LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-07-07
933 FOOK TIN SECURITIES (1987) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-09-05
934 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-15
935 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 3 14 17 0 0 0 -3 -14 -17 82.35 - 2003-10-07
936 Fu Yip Securities & Investment Co. 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-03-03
937 FULLJET SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-10-06
938 GAIN ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-17
939 GLOBAL CREDIT SECURITIES LIMITED 3 9 12 0 0 0 -3 -9 -12 75.00 - 2003-10-27
940 GOLD FUND SECURITIES COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-07-19
941 Goldin Equities Limited 1 5 6 0 0 0 -1 -5 -6 83.33 - 2005-01-25
942 GOLDRIDE SECURITIES LIMITED 1 6 7 0 0 0 -1 -6 -7 85.71 - 2004-07-21
943 GOOD HARVEST SECURITIES COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-11-02
944 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-03-30
945 HAITONG INTERNATIONAL CAPITAL LIMITED 3 10 13 0 0 0 -3 -10 -13 76.92 - 2004-08-20
946 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 7 10 0 0 0 -3 -7 -10 70.00 - 2004-07-07
947 Halbis Capital Management (Hong Kong) Limited 1 11 12 0 0 0 -1 -11 -12 91.67 - 2004-05-07
948 Hao Tian International Securities Limited 2 8 10 0 0 0 -2 -8 -10 80.00 - 2004-02-19
949 HEAD & SHOULDERS SECURITIES LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-12-23
950 HENDALE GROUP LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-24
951 HING WAI ALLIED SECURITIES LIMITED 4 13 17 0 0 0 -4 -13 -17 76.47 - 2004-11-30
952 HOENIG (FAR EAST) LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-03-31
953 Hon Hoi Suen, John 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-04
954 HONG KONG ASSET MANAGEMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2005-03-05
955 Hong Kong Stock Link Securities Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2003-11-07
956 Hongkong Bay Securities Limited 3 11 14 0 0 0 -3 -11 -14 78.57 - 2003-11-19
957 HONOUR SECURITIES COMPANY LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2005-03-31
958 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-01-08
959 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 10 14 0 0 0 -4 -10 -14 71.43 - 2005-02-01
960 HUNG BROTHERS LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-07-07
961 HUNG SING SECURITIES LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2004-11-23
962 iBest Securities Company Limited 3 7 10 0 0 0 -3 -7 -10 70.00 - 2004-05-07
963 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2017-01-03
964 Interactive Brokers Hong Kong Limited 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-01-07
965 INTERCHINA SECURITIES LIMITED 2 34 36 0 0 0 -2 -34 -36 94.44 - 2004-01-14
966 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-23
967 JIMEI WEALTH MANAGEMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-02-26
968 Joseph Cheung & Associates 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-25
969 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 0 0 0 -3 -9 -12 75.00 - 2004-09-23
970 JS CRESVALE CAPITAL LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-03-31
971 JS SECURITIES LIMITED (HK) 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-08-25
972 JVSakk Asia Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-04-15
973 KAM LUEN SECURITIES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-10-04
974 Kam Wah Investments Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-03-25
975 Kan Fung Securities Co. 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-12-11
976 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 2 9 11 0 0 0 -2 -9 -11 81.82 - 2004-07-12
977 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-09-20
978 KILMOREY SECURITIES LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-05-17
979 King Wai Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-11-01
980 KINGSTON CORPORATE FINANCE LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-05-14
981 KINGSWAY CAPITAL LIMITED 1 16 17 0 0 0 -1 -16 -17 94.12 - 2004-06-29
982 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-07-23
983 KINGSWAY SW FUND MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-25
984 KINGSWAY UNIT TRUST MANAGERS LIMITED 3 7 10 0 0 0 -3 -7 -10 70.00 - 2004-02-13
985 KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED 3 1 4 0 0 0 -3 -1 -4 25.00 - 2003-12-10
986 KOFFMAN INVESTMENT LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2005-03-31
987 KWAI HUNG SECURITIES COMPANY LIMITED 1 20 21 0 0 0 -1 -20 -21 95.24 - 2003-10-28
988 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-05-31
989 KWK ASIA MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-11
990 KWOK HING SECURITIES LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-07-21
991 LAI PO HUNG & COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-12-23
992 LAMTEX SECURITIES LIMITED 3 11 14 0 0 0 -3 -11 -14 78.57 - 2004-04-15
993 Lee Tat & Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-07
994 LEHMAN BROTHERS ASIA HOLDINGS LIMITED 1 22 23 0 0 0 -1 -22 -23 95.65 - 2003-08-31
995 LEHMAN BROTHERS SECURITIES ASIA LIMITED 1 10 11 0 0 0 -1 -10 -11 90.91 - 2003-09-04
996 LEI SHING HONG SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-03-05
997 LIBRA ASIA SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-03-03
998 LINDEMAN ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-23
999 LING SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-08
1000 LM INVESTMENT MANAGEMENT INTERNATIONAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-22
1001 LUEN HING SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-04-08
1002 LUEN SING SECURITIES LIMITED 3 10 13 0 0 0 -3 -10 -13 76.92 - 2004-04-08
1003 M-TRADE ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-19
1004 MACQUARIE EQUITIES (ASIA) LIMITED 1 16 17 0 0 0 -1 -16 -17 94.12 - 2004-02-25
1005 MAN WO INVESTMENT CO., LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-12-09
1006 MARS SECURITIES COMPANY LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-11-29
1007 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-08-13
1008 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-04-21
1009 MEGABASE SECURITIES LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-11-22
1010 MEIJI YASUDA COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-12-31
1011 Merdeka Securities Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-03-27
1012 MIB FINANCE (HONG KONG) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-03-31
1013 Minerva Holding Financial Securities Limited 1 9 10 0 0 0 -1 -9 -10 90.00 - 2004-07-20
1014 MING HON SECURITIES LIMITED 3 1 4 0 0 0 -3 -1 -4 25.00 - 2004-03-18
1015 MONHEGAN CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-20
1016 MORTON SECURITIES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-04-19
1017 NAPA GLOBAL LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-05-04
1018 New Gala Securities Company 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-02-02
1019 Nittan Securities Asia Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-09-30
1020 OCBC SECURITIES (HONG KONG) LIMITED 1 11 12 0 0 0 -1 -11 -12 91.67 - 2004-09-27
1021 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 0 0 0 -3 -9 -12 75.00 - 2004-11-10
1022 OKASAN INTERNATIONAL (ASIA) LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-07-14
1023 PAK LEE STOCK COMPANY LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-10-28
1024 PAOFOONG INSURANCE COMPANY (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-25
1025 PIPER JAFFRAY ASIA LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-02-23
1026 Promising Securities Company 1 15 16 0 0 0 -1 -15 -16 93.75 - 2004-01-05
1027 QLEAP ACCELERATORS LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-01-13
1028 REALINK FINANCIAL TRADE LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2003-09-23
1029 Regal Jewellery & Goldsmith Co., Limited 0 5 5 0 0 0 0 -5 -5 100.00 - 2003-11-28
1030 REXCAPITAL (HONG KONG) LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2004-12-07
1031 RIMC ADVISORS (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-05
1032 SAFE INVESTMENT COMPANY LIMITED 0 6 6 0 0 0 0 -6 -6 100.00 - 2004-03-18
1033 SAMSUNG SECURITIES (ASIA) LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 -
1034 SCOTIATRUST (ASIA) LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-13
1035 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 3 8 11 0 0 0 -3 -8 -11 72.73 - 2004-03-17
1036 SELINA & CO. LIMITED (HK) 0 4 4 0 0 0 0 -4 -4 100.00 - 2003-09-09
1037 SG SECURITIES (HK) LIMITED 1 37 38 0 0 0 -1 -37 -38 97.37 - 2003-12-16
1038 SIIS INVESTMENT MANAGEMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2003-11-04
1039 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-01
1040 SINO GRADE SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2003-08-28
1041 Sino-Rich Securities & Futures Limited 1 8 9 0 0 0 -1 -8 -9 88.89 - 2004-07-02
1042 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-02
1043 SOEN TAK SECURITIES COMPANY LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-10-10
1044 South China Investment Consultancy (Hong Kong) Limited 3 19 22 0 0 0 -3 -19 -22 86.36 - 2004-02-09
1045 SPS RESEARCH LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-10-02
1046 SUN DELTA SECURITIES LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-09-18
1047 Sun Life Pension Trust Limited 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-11-14
1048 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-02-03
1049 T Y International 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-11
1050 TAHOE LIFE INSURANCE COMPANY LIMITED 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-04-26
1051 TAI FUNG SECURITIES LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2003-11-12
1052 TAI NING STOCK COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-10-28
1053 TAI WAH SECURITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-12-09
1054 Taiping Securities (HK) Co Limited 4 27 31 0 0 0 -4 -27 -31 87.10 - 2003-09-30
1055 TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. 0 7 7 0 0 0 0 -7 -7 100.00 - 2003-11-07
1056 Teil Stock Investment Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-20
1057 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 0 0 0 -3 -11 -14 78.57 - 2003-10-02
1058 TIMES SECURITIES COMPANY LIMITED 2 16 18 0 0 0 -2 -16 -18 88.89 - 2004-01-06
1059 To Hoi Hung Company 1 2 3 0 0 0 -1 -2 -3 66.67 - 2003-08-06
1060 TOWN HANG SECURITIES CO. LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-09-01
1061 TYPHOON 8 RESEARCH LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-07-10
1062 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2004-05-10
1063 UFJ INVESTMENTS ASIA LIMITED 1 10 11 0 0 0 -1 -10 -11 90.91 - 2003-09-30
1064 UNI-CROWN INVESTMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-07
1065 VC CAPITAL LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2003-09-29
1066 VENHOUSE FINANCIAL PLANNING LIMITED 1 21 22 0 0 0 -1 -21 -22 95.45 - 2004-05-20
1067 WADER SECURITIES COMPANY LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2004-01-05
1068 WIGRAM CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-06
1069 WILLIAMS SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-05
1070 WIN WONG SECURITIES LIMITED 2 28 30 0 0 0 -2 -28 -30 93.33 - 2004-03-31
1071 WINFULL SECURITIES LIMITED 3 21 24 0 0 0 -3 -21 -24 87.50 - 2004-07-09
1072 WINSON ASSET MANAGEMENT (INTERNATIONAL) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-06-10 2004-01-30
1073 WOCOM SECURITIES LIMITED 0 35 35 0 0 0 0 -35 -35 100.00 - 2004-11-09
1074 WORLDVEST CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-08-29
1075 YAN YAN INVESTMENT LIMITED 2 9 11 0 0 0 -2 -9 -11 81.82 - 2003-08-29
1076 YF Life Insurance International Limited 1 8 9 0 0 0 -1 -8 -9 88.89 - 2004-01-07
1077 Ying Kit Stock Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-10
1078 YU ON SECURITIES COMPANY LIMITED 2 16 18 0 0 0 -2 -16 -18 88.89 - 2003-10-06
1079 Yuanta Asia Investment (Hong Kong) Limited 0 12 12 0 0 0 0 -12 -12 100.00 - 2003-08-13
1080 Ziar & Company 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-04-01
1081 ZURICH SERVICES (HONG KONG) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-10-25
Average 1.89 13.60 15.49 1.93 8.70 10.62 87.81 81.86

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