SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-08-31 2004-08-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 685 687 2 757 759 0 72 72 99.71 99.74 2014-10-24
2 Sun Life Hong Kong Limited 1 390 391 1 363 364 0 -27 -27 99.74 99.73 2009-06-17
3 GOLDMAN SACHS (ASIA) L.L.C. 12 356 368 12 282 294 0 -74 -74 96.74 95.92
4 AXA CHINA REGION INVESTMENT SERVICES LIMITED 1 382 383 2 285 287 1 -97 -96 99.74 99.30 2012-11-27
5 ZURICH ADVISORY (HK) LIMITED 2 139 141 2 263 265 0 124 124 98.58 99.25 2010-07-06
6 Merrill Lynch (Asia Pacific) Limited 7 289 296 6 248 254 -1 -41 -42 97.64 97.64
7 PHILLIP SECURITIES (HONG KONG) LIMITED 4 188 192 4 162 166 0 -26 -26 97.92 97.59
8 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 134 134 0 121 121 0 -13 -13 100.00 100.00 2005-03-31
9 OnePlatform Asset Management Limited 1 71 72 1 112 113 0 41 41 98.61 99.12
10 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 120 122 1 103 104 -1 -17 -18 98.36 99.04
11 UBS SECURITIES ASIA LIMITED 8 115 123 6 94 100 -2 -21 -23 93.50 94.00
12 Citigroup Global Markets Asia Limited 6 259 265 1 98 99 -5 -161 -166 97.74 98.99
13 Merrill Lynch Far East Limited 6 113 119 5 85 90 -1 -28 -29 94.96 94.44 2025-01-16
14 HSBC LIFE (INTERNATIONAL) LIMITED 2 78 80 2 81 83 0 3 3 97.50 97.59 2012-05-07
15 FIL Investment Management (Hong Kong) Limited 5 66 71 5 68 73 0 2 2 92.96 93.15
16 Credit Suisse Securities (Hong Kong) Limited 1 102 103 1 67 68 0 -35 -35 99.03 98.53 2024-09-27
17 Credit Suisse (Hong Kong) Limited 1 25 26 1 66 67 0 41 41 96.15 98.51 2025-01-13
18 HSBC Global Asset Management (Hong Kong) Limited 5 56 61 6 58 64 1 2 3 91.80 90.63
19 J.P. MORGAN BROKING (HONG KONG) LIMITED 3 49 52 4 59 63 1 10 11 94.23 93.65
20 T G HOLBORN (HK) LIMITED 2 36 38 2 56 58 0 20 20 94.74 96.55 2014-04-29
21 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 53 57 4 53 57 0 0 0 92.98 92.98
22 GET NICE SECURITIES LIMITED 3 56 59 3 52 55 0 -4 -4 94.92 94.55
23 JPMorgan Asset Management (Asia Pacific) Limited 7 44 51 6 48 54 -1 4 3 86.27 88.89
24 LEHMAN BROTHERS ASIA LIMITED 3 42 45 4 47 51 1 5 6 93.33 92.16 2024-11-13
25 Morgan Stanley Asia Limited 3 328 331 2 48 50 -1 -280 -281 99.09 96.00
26 BEAR STEARNS ASIA LIMITED 3 46 49 3 46 49 0 0 0 93.88 93.88 2010-04-28
27 Lion Global Financial Limited 3 37 40 3 46 49 0 9 9 92.50 93.88
28 Credit Agricole Securities (Asia) Limited 4 60 64 5 43 48 1 -17 -16 93.75 89.58
29 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 42 44 2 45 47 0 3 3 95.45 95.74 2010-12-17
30 FIL Investment Advisors 4 32 36 4 39 43 0 7 7 88.89 90.70
31 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 40 42 3 39 42 1 -1 0 95.24 92.86 2012-04-02
32 CHOW SANG SANG SECURITIES (HK) LIMITED 2 39 41 2 39 41 0 0 0 95.12 95.12 2004-10-29
33 CHOW SANG SANG SECURITIES LIMITED 2 39 41 2 39 41 0 0 0 95.12 95.12
34 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 28 32 6 33 39 2 5 7 87.50 84.62
35 HSBC BROKING SECURITIES (ASIA) LIMITED 7 102 109 5 34 39 -2 -68 -70 93.58 87.18 2004-09-10
36 CLSA RESEARCH LIMITED 2 34 36 2 35 37 0 1 1 94.44 94.59 2014-06-18
37 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 23 25 2 35 37 0 12 12 92.00 94.59
38 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 37 39 2 35 37 0 -2 -2 94.87 94.59
39 FWD Life Insurance Company (Bermuda) Limited 1 30 31 1 35 36 0 5 5 96.77 97.22 2012-11-21
40 DEUTSCHE SECURITIES ASIA LIMITED 6 77 83 2 32 34 -4 -45 -49 92.77 94.12 2019-12-03
41 Funderstone Securities Limited 5 36 41 4 29 33 -1 -7 -8 87.80 87.88
42 Mason Securities Limited 4 36 40 3 29 32 -1 -7 -8 90.00 90.63
43 Network Financial Services Limited 1 42 43 2 30 32 1 -12 -11 97.67 93.75 2007-11-27
44 PEGASUS FUND MANAGERS LIMITED 2 26 28 2 30 32 0 4 4 92.86 93.75
45 PineBridge Investments Asia Limited 3 30 33 3 29 32 0 -1 -1 90.91 90.63
46 INVESCO HONG KONG LIMITED 8 29 37 4 27 31 -4 -2 -6 78.38 87.10
47 LUEN FAT SECURITIES COMPANY LIMITED 5 43 48 4 27 31 -1 -16 -17 89.58 87.10
48 HSBC SECURITIES (ASIA) LIMITED 6 65 71 5 25 30 -1 -40 -41 91.55 83.33 2005-11-14
49 iBest Consultants Limited 2 24 26 2 28 30 0 4 4 92.31 93.33 2019-08-15
50 OnePlatform Securities Limited 2 30 32 2 28 30 0 -2 -2 93.75 93.33 2004-10-05
51 UOB KAY HIAN (HONG KONG) LIMITED 5 100 105 5 25 30 0 -75 -75 95.24 83.33
52 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 27 29 2 27 29 0 0 0 93.10 93.10 2018-12-31
53 FULBRIGHT SECURITIES LIMITED 2 37 39 1 28 29 -1 -9 -10 94.87 96.55 2004-11-30
54 RBS Asia Corporate Finance Limited 1 39 40 1 28 29 0 -11 -11 97.50 96.55 2004-12-30
55 Allianz Global Investors Hong Kong Limited 4 20 24 4 24 28 0 4 4 83.33 85.71 2015-05-31
56 CENTALINE WEALTH MANAGEMENT LIMITED 0 0 0 2 26 28 2 26 28 - 92.86 2004-04-02
57 FWD Financial Planning Limited (HK) 2 29 31 3 25 28 1 -4 -3 93.55 89.29
58 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 28 34 6 20 26 0 -8 -8 82.35 76.92
59 Standard Chartered Securities (Hong Kong) Limited 5 20 25 7 19 26 2 -1 1 80.00 73.08
60 Daiwa Capital Markets Hong Kong Limited 1 31 32 2 22 24 1 -9 -8 96.88 91.67
61 INVESCO ASSET MANAGEMENT ASIA LIMITED 8 26 34 4 20 24 -4 -6 -10 76.47 83.33 2005-03-15
62 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 2 27 29 5 19 24 3 -8 -5 93.10 79.17
63 MACQUARIE CAPITAL LIMITED 2 59 61 3 21 24 1 -38 -37 96.72 87.50
64 Amundi Hong Kong Limited 3 17 20 6 17 23 3 0 3 85.00 73.91
65 BANK CONSORTIUM TRUST COMPANY LIMITED 1 26 27 1 22 23 0 -4 -4 96.30 95.65 2011-11-22
66 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 69 74 2 21 23 -3 -48 -51 93.24 91.30
67 LEHIN SECURITIES LIMITED 3 21 24 3 20 23 0 -1 -1 87.50 86.96 2005-01-18
68 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 0 0 0 3 20 23 3 20 23 - 86.96 2003-09-24 2011-04-19
69 CLSA LIMITED 7 51 58 6 16 22 -1 -35 -36 87.93 72.73
70 Fosun International Securities Limited 5 18 23 5 17 22 0 -1 -1 78.26 77.27
71 GLOBAL INVESTMENT ADVISORS LIMITED 3 8 11 3 19 22 0 11 11 72.73 86.36
72 HENYEP SECURITIES LIMITED 2 22 24 2 20 22 0 -2 -2 91.67 90.91 2004-12-14
73 JF INTERNATIONAL MANAGEMENT INC. 2 12 14 2 20 22 0 8 8 85.71 90.91 2020-07-13
74 BOCI RESEARCH LIMITED 2 13 15 2 19 21 0 6 6 86.67 90.48
75 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 2 17 19 2 19 21 0 2 2 89.47 90.48 2005-01-07
76 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 3 18 21 0 -1 -1 86.36 85.71 2004-10-06
77 WELLFULL SECURITIES COMPANY LIMITED 5 19 24 4 17 21 -1 -2 -3 79.17 80.95 2005-02-21
78 CASH Wealth Management Limited 2 2 4 2 18 20 0 16 16 50.00 90.00
79 CHONG HING SECURITIES LIMITED 4 18 22 4 16 20 0 -2 -2 81.82 80.00 2005-01-11
80 LLOYDS TSB PACIFIC LIMITED 5 15 20 4 16 20 -1 1 0 75.00 80.00 2005-12-29
81 CITIC FRONTIER CHINA RESEARCH LIMITED 0 0 0 2 17 19 2 17 19 - 89.47 2004-03-12 2006-02-06
82 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 21 23 2 17 19 0 -4 -4 91.30 89.47 2016-10-10
83 SDIC Securities International Financial Holdings Limited 1 20 21 1 18 19 0 -2 -2 95.24 94.74 2012-08-17
84 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 4 15 19 1 0 1 83.33 78.95
85 BlackRock (Hong Kong) Limited (d2017-01-20) 3 10 13 3 15 18 0 5 5 76.92 83.33 2015-05-15
86 China International Capital Corporation (International) Limited 5 21 26 5 13 18 0 -8 -8 80.77 72.22 2009-05-06
87 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 138 140 2 16 18 0 -122 -122 98.57 88.89 2016-06-30
88 DBS ASIA CAPITAL LIMITED 5 15 20 4 14 18 -1 -1 -2 75.00 77.78
89 GAYANG SECURITIES LIMITED 1 15 16 1 17 18 0 2 2 93.75 94.44
90 KAISER SECURITIES LIMITED 1 24 25 1 17 18 0 -7 -7 96.00 94.44 2005-02-18
91 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 2 16 18 0 0 0 88.89 88.89
92 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 17 18 2 16 18 1 -1 0 94.44 88.89
93 CMB International Global Markets Limited 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2004-11-26
94 ETRADE SECURITIES (HONG KONG) LIMITED 2 17 19 4 13 17 2 -4 -2 89.47 76.47 2019-05-10
95 Goldman Sachs Investment Management Hong Kong Limited 2 11 13 2 15 17 0 4 4 84.62 88.24 2013-11-27
96 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2004-11-17
97 AllianceBernstein Hong Kong Limited 2 12 14 3 13 16 1 1 2 85.71 81.25
98 AMUNDI ASSET MANAGEMENT 0 0 0 6 10 16 6 10 16 - 62.50 2004-07-01 2008-01-01
99 INSTINET PACIFIC LIMITED 3 8 11 3 13 16 0 5 5 72.73 81.25
100 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 8 11 3 13 16 0 5 5 72.73 81.25
101 RBS Asia Securities (Hong Kong) Limited 2 30 32 2 14 16 0 -16 -16 93.75 87.50 2005-03-15
102 CHARLES SCHWAB, HONG KONG, LIMITED 2 19 21 3 12 15 1 -7 -6 90.48 80.00
103 DBS VICKERS (HONG KONG) LIMITED 4 108 112 5 10 15 1 -98 -97 96.43 66.67
104 Eastspring Investments (Hong Kong) Limited 2 7 9 2 13 15 0 6 6 77.78 86.67
105 FOX-PITT, KELTON (ASIA) LIMITED 2 11 13 3 12 15 1 1 2 84.62 80.00 2010-05-18
106 GAOYU SECURITIES LIMITED 4 13 17 0 15 15 -4 2 -2 76.47 100.00 2004-05-25
107 HANG SENG SECURITIES LIMITED 4 10 14 4 11 15 0 1 1 71.43 73.33
108 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 6 10 6 9 15 2 3 5 60.00 60.00
109 ONSHINE SECURITIES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00
110 Quam Securities Limited 3 25 28 2 13 15 -1 -12 -13 89.29 86.67
111 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 7 8 1 14 15 0 7 7 87.50 93.33
112 Sun Life Financial Asia Services Limited 1 3 4 2 13 15 1 10 11 75.00 86.67 2007-04-02
113 UBS SECURITIES HONG KONG LIMITED 3 15 18 3 12 15 0 -3 -3 83.33 80.00 2005-02-07
114 UKFP (Asia) HK Limited 3 34 37 3 12 15 0 -22 -22 91.89 80.00 2004-10-13
115 YUEXING SECURITIES COMPANY LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33 2004-11-10
116 AuVantage Consultancy Limited 2 13 15 2 12 14 0 -1 -1 86.67 85.71 2016-10-03
117 CITIC Securities (Hong Kong) Limited 2 15 17 2 12 14 0 -3 -3 88.24 85.71
118 HANG SENG INVESTMENT SERVICES LIMITED 6 5 11 6 8 14 0 3 3 45.45 57.14
119 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 22 27 4 10 14 -1 -12 -13 81.48 71.43 2004-09-10
120 KWONG FAT HONG (SECURITIES) LIMITED 3 12 15 3 11 14 0 -1 -1 80.00 78.57 2004-11-26
121 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 11 16 5 9 14 0 -2 -2 68.75 64.29
122 MANGO FINANCIAL LIMITED 3 11 14 4 10 14 1 -1 0 78.57 71.43
123 MANULIFE (INTERNATIONAL) LIMITED 2 12 14 2 12 14 0 0 0 85.71 85.71 2011-06-17
124 SPS SECURITIES LIMITED 4 15 19 4 10 14 0 -5 -5 78.95 71.43 2005-02-07
125 TAT LEE SECURITIES COMPANY LIMITED 5 11 16 5 9 14 0 -2 -2 68.75 64.29 2004-11-15
126 CBH Asia Limited 2 9 11 2 11 13 0 2 2 81.82 84.62
127 CHINA POINT STOCK BROKERS LIMITED 2 14 16 2 11 13 0 -3 -3 87.50 84.62 2004-11-29
128 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 2 10 12 3 10 13 1 0 1 83.33 76.92 2012-06-04
129 FE SECURITIES LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
130 HANG TAI SECURITIES LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2005-01-20
131 HARRIS FRASER (INTERNATIONAL) LIMITED 2 9 11 2 11 13 0 2 2 81.82 84.62
132 MAN LUNG HONG SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62 2005-01-31
133 SINO CAPITAL SECURITIES LIMITED 1 20 21 1 12 13 0 -8 -8 95.24 92.31 2005-02-14
134 AIF CAPITAL LIMITED 5 7 12 5 7 12 0 0 0 58.33 58.33
135 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2019-07-05
136 Goldyard Capital Limited 1 14 15 2 10 12 1 -4 -3 93.33 83.33 2019-11-21
137 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 3 9 12 1 0 1 81.82 75.00 2013-03-19
138 LOMBARD ODIER (HONG KONG) LIMITED 0 10 10 1 11 12 1 1 2 100.00 91.67
139 M&F Asset Management Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
140 Manulife Investment Management (Hong Kong) Limited 2 1030 1032 2 10 12 0 -1020 -1020 99.81 83.33
141 MoneyMore Securities Limited 1 11 12 1 11 12 0 0 0 91.67 91.67 2004-12-21
142 Oshidori Securities Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2004-12-29
143 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2014-06-13
144 TAIFAIR SECURITIES LIMITED 3 10 13 4 8 12 1 -2 -1 76.92 66.67 2005-02-23
145 TARZAN STOCK & SHARES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
146 Tyche Group Limited 2 11 13 2 10 12 0 -1 -1 84.62 83.33 2014-12-05
147 Belvest Investment Services Limited 4 7 11 3 8 11 -1 1 0 63.64 72.73
148 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2024-03-28
149 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 41 44 2 9 11 -1 -32 -33 93.18 81.82
150 HING WONG SECURITIES LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
151 Legg Mason Asset Management Hong Kong Limited 3 11 14 2 9 11 -1 -2 -3 78.57 81.82 2022-06-30
152 Legg Mason International Equities (Hong Kong) Limited 3 11 14 2 9 11 -1 -2 -3 78.57 81.82 2015-08-28
153 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 8 11 2 9 11 -1 1 0 72.73 81.82 2007-10-03
154 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 1 7 8 1 10 11 0 3 3 87.50 90.91 2017-06-28
155 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 7 8 1 10 11 0 3 3 87.50 90.91 2016-11-01
156 Shang International Finance Limited 2 7 9 3 8 11 1 1 2 77.78 72.73 2024-01-26
157 WING FAT SECURITIES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-01-19
158 CHINA PACIFIC SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2004-11-08
159 China Tonghai (IA) Limited 3 6 9 3 7 10 0 1 1 66.67 70.00 2017-11-29
160 DWS Investments Hong Kong Limited 2 8 10 3 7 10 1 -1 0 80.00 70.00
161 First Sentier Investors (Hong Kong) Limited 2 11 13 4 6 10 2 -5 -3 84.62 60.00
162 FIRST SHANGHAI SECURITIES LIMITED 4 23 27 4 6 10 0 -17 -17 85.19 60.00
163 Ge Shang Investment (Hong Kong) Limited 1 7 8 1 9 10 0 2 2 87.50 90.00
164 GRANSING SECURITIES CO., LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
165 HAITONG INTERNATIONAL RESEARCH LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00
166 HANG TUNG SECURITIES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2004-10-29
167 HSBC Private Trustee (Hong Kong) Limited 0 10 10 3 7 10 3 -3 0 100.00 70.00 2005-01-05
168 Janus Henderson Investors Hong Kong Limited 1 9 10 1 9 10 0 0 0 90.00 90.00
169 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 14 19 3 7 10 -2 -7 -9 73.68 70.00 2025-04-23
170 MIZUHO SECURITIES ASIA LIMITED 2 12 14 2 8 10 0 -4 -4 85.71 80.00
171 PATTERSON FINANCIAL SERVICES LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2009-05-13
172 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2008-01-08
173 SOLID KING SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2021-09-02
174 STANDARD & POOR'S, LLC 2 6 8 2 8 10 0 2 2 75.00 80.00 2010-12-21
175 VICTORY SECURITIES COMPANY LIMITED 2 12 14 2 8 10 0 -4 -4 85.71 80.00
176 WFM Asia (HK) Limited 2 6 8 2 8 10 0 2 2 75.00 80.00
177 YING WAH SECURITIES COMPANY LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2005-01-10
178 YUE XIU SECURITIES COMPANY LIMITED 5 3 8 5 5 10 0 2 2 37.50 50.00
179 ALTRUIST FINANCIAL GROUP LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2004-01-20
180 ASSET DYNAMIC MANAGEMENT LIMITED 3 3 6 2 7 9 -1 4 3 50.00 77.78 2025-03-25
181 BEA Union Investment Management Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78
182 CAIIS Limited 1 4 5 1 8 9 0 4 4 80.00 88.89 2018-09-04
183 CES Private (HK) Limited 1 8 9 1 8 9 0 0 0 88.89 88.89 2005-03-31
184 CGS International Securities Hong Kong Limited 0 6 6 2 7 9 2 1 3 100.00 77.78
185 CVC Asia Pacific Limited 2 6 8 4 5 9 2 -1 1 75.00 55.56
186 DAIWA SECURITIES SMBC (ASIA) LIMITED 1 9 10 0 9 9 -1 0 -1 90.00 100.00 2005-01-25
187 ETRADE SECURITIES LIMITED 2 14 16 3 6 9 1 -8 -7 87.50 66.67 2007-11-21
188 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2006-10-23
189 GRAND ONWARD SECURITIES LIMITED 1 8 9 1 8 9 0 0 0 88.89 88.89 2005-03-31
190 HERMES SECURITIES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-01-20
191 HPEF Capital Partners Limited 6 12 18 6 3 9 0 -9 -9 66.67 33.33 2022-06-01
192 Income Partners Asset Management (HK) Limited 3 4 7 3 6 9 0 2 2 57.14 66.67
193 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 2 10 12 1 8 9 -1 -2 -3 83.33 88.89 2017-10-02
194 KINGSTON SECURITIES LIMITED 2 40 42 1 8 9 -1 -32 -33 95.24 88.89 2005-01-24
195 MIB SECURITIES (HONG KONG) LIMITED 3 8 11 2 7 9 -1 -1 -2 72.73 77.78
196 MUSHK Limited 2 12 14 3 6 9 1 -6 -5 85.71 66.67 2011-06-01
197 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 19 21 2 7 9 0 -12 -12 90.48 77.78 2004-09-17
198 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 6 7 1 8 9 0 2 2 85.71 88.89 2011-10-20
199 PRIME SECURITIES LIMITED (HK) 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2004-11-25
200 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 3 6 9 -1 -5 -6 73.33 66.67
201 STANHILL (HONG KONG) LIMITED 3 8 11 4 5 9 1 -3 -2 72.73 55.56 2013-05-23
202 THING ON SECURITIES LIMITED 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2004-11-29
203 TRANS JOY SECURITIES LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2005-03-10
204 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
205 VC BROKERAGE LIMITED 0 60 60 1 8 9 1 -52 -51 100.00 88.89
206 Waton Securities International Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2004-12-21
207 WING ON CHEONG SECURITIES COMPANY LIMITED 5 23 28 4 5 9 -1 -18 -19 82.14 55.56 2020-12-21
208 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 7 9 0 5 5 50.00 77.78 2003-05-23 2022-07-19
209 Yunfeng Financial Markets Limited 1 12 13 0 9 9 -1 -3 -4 92.31 100.00
210 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2016-06-30
211 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2005-02-25
212 BOKHARY SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2005-02-15
213 Bright Fund Management Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2023-12-19
214 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 23 27 4 4 8 0 -19 -19 85.19 50.00
215 CITIC Securities Brokerage (HK) Limited 3 38 41 2 6 8 -1 -32 -33 92.68 75.00
216 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 3 130 133 1 7 8 -2 -123 -125 97.74 87.50 2004-10-25
217 DELTA ASIA SECURITIES LIMITED 2 33 35 2 6 8 0 -27 -27 94.29 75.00
218 EWARTON SECURITIES LIMITED 1 11 12 1 7 8 0 -4 -4 91.67 87.50 2004-11-17
219 FB SECURITIES (HONG KONG) LIMITED 2 6 8 4 4 8 2 -2 0 75.00 50.00
220 FIRST STATE (HONG KONG) LLC 2 7 9 4 4 8 2 -3 -1 77.78 50.00 2007-07-27
221 ICBC (ASIA) SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
222 KGI CAPITAL ASIA LIMITED 2 4 6 3 5 8 1 1 2 66.67 62.50
223 King Sun Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-10-14
224 LAZARD ASIA (HONG KONG) LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50
225 METRO CAPITAL SECURITIES LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-01-10
226 Neutral Financial Holding Company Limited 1 6 7 2 6 8 1 0 1 85.71 75.00
227 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 14 15 3 5 8 2 -9 -7 93.33 62.50 2013-04-17
228 SBI China Capital Securities Limited 1 8 9 2 6 8 1 -2 -1 88.89 75.00 2012-10-08
229 Shacom Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
230 Soo Pei Shao & Company 1 7 8 1 7 8 0 0 0 87.50 87.50 2005-03-31
231 T. ROWE PRICE INTERNATIONAL, INC. 1 7 8 2 6 8 1 -1 0 87.50 75.00 2010-12-31
232 UOB ASIA (HONG KONG) LIMITED 4 9 13 3 5 8 -1 -4 -5 69.23 62.50 2011-07-27
233 VALUE PARTNERS LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00
234 WHOLE WIN SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-11-15
235 ABN AMRO (HONG KONG) LIMITED 0 9 9 0 7 7 0 -2 -2 100.00 100.00 2005-03-29
236 ABN AMRO Clearing Hong Kong Limited 1 6 7 1 6 7 0 0 0 85.71 85.71 2005-03-03
237 AJ Securities Limited 1 8 9 1 6 7 0 -2 -2 88.89 85.71 2005-07-12
238 BARING ASSET MANAGEMENT (ASIA) LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43
239 Bradbury Securities Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43
240 Broadway Wealth Management Limited 1 5 6 1 6 7 0 1 1 83.33 85.71 2013-01-03
241 CHINA EVERBRIGHT RESEARCH LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14
242 DEBTTRADERS, LIMITED 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2005-02-25
243 EMPEROR SECURITIES LIMITED (HK) 3 52 55 5 2 7 2 -50 -48 94.55 28.57
244 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 4 5 2 5 7 1 1 2 80.00 71.43 2005-03-07
245 GAM HONG KONG LIMITED 4 13 17 4 3 7 0 -10 -10 76.47 42.86
246 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 5 95 100 5 2 7 0 -93 -93 95.00 28.57
247 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 11 11 0 7 7 0 -4 -4 100.00 100.00 2005-01-15
248 Instinet Alpha Trading Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2010-11-19
249 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2014-10-13
250 MEIJI YASUDA ASIA LIMITED 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2019-10-17
251 MONEY CONCEPTS (ASIA) LIMITED 1 4 5 2 5 7 1 1 2 80.00 71.43 2012-09-18
252 Nomura Asset Management Hong Kong Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43
253 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 1 6 7 0 0 0 85.71 85.71 2005-01-25
254 Open Securities Limited 0 7 7 2 5 7 2 -2 0 100.00 71.43
255 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 14 17 2 5 7 -1 -9 -10 82.35 71.43 2023-10-25
256 RG ASSET MANAGEMENT COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2013-11-25
257 Rifa Securities Limited 1 6 7 1 6 7 0 0 0 85.71 85.71 2005-02-22
258 ROCTEC SECURITIES COMPANY LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
259 ROOFER SECURITIES LIMITED 0 8 8 0 7 7 0 -1 -1 100.00 100.00 2004-11-30
260 SHUN HENG SECURITIES LIMITED 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2005-01-19
261 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2012-01-12
262 SPARX Asia Investment Advisors Limited 0 0 0 3 4 7 3 4 7 - 57.14 2004-04-20
263 SSC MANDARIN FINANCIAL SERVICES LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2015-03-27
264 St. James's Place (Hong Kong) Limited 1 8 9 1 6 7 0 -2 -2 88.89 85.71
265 SUNNY WORLD INVESTMENT LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2012-08-28
266 TIS SECURITIES (HK) LIMITED 4 15 19 2 5 7 -2 -10 -12 78.95 71.43 2012-06-28
267 TVG CAPITAL PARTNERS LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2015-11-16
268 Tyric Capital Limited 2 2 4 2 5 7 0 3 3 50.00 71.43
269 UBS Asset Management (Hong Kong) Limited 3 4 7 4 3 7 1 -1 0 57.14 42.86
270 UNICORN SECURITIES COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-11-30
271 VMS Securities Limited 1 7 8 1 6 7 0 -1 -1 87.50 85.71 2020-09-01
272 Wisetrade Securities Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2004-10-06
273 YF Life Investors Limited 0 0 0 2 5 7 2 5 7 - 71.43 2004-08-30 2013-03-22
274 Absolute Investment Management (HK) Limited 4 2 6 3 3 6 -1 1 0 33.33 50.00
275 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-06-10
276 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 2 5 4 2 6 1 0 1 40.00 33.33
277 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-09-30
278 Beevest Securities Limited 0 9 9 2 4 6 2 -5 -3 100.00 66.67
279 BETA INTERNATIONAL SECURITIES LIMITED 4 12 16 3 3 6 -1 -9 -10 75.00 50.00 2004-10-04
280 BMI FUNDS MANAGEMENT LIMITED 1 0 1 2 4 6 1 4 5 0.00 66.67
281 BOCOM International Holdings Company Limited 3 11 14 4 2 6 1 -9 -8 78.57 33.33 2010-03-09
282 CHIEF SECURITIES LIMITED 1 19 20 1 5 6 0 -14 -14 95.00 83.33 2005-03-14
283 CIBC Global Asset Management (Asia) Limited 1 5 6 1 5 6 0 0 0 83.33 83.33 2005-01-03
284 EMPEROR CORPORATE FINANCE LIMITED 2 4 6 1 5 6 -1 1 0 66.67 83.33 2007-04-20
285 EQT Partners Asia Limited 1 4 5 1 5 6 0 1 1 80.00 83.33 2023-09-06
286 FORE ASIA, LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2004-08-18 2008-05-30
287 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 5 6 0 3 3 66.67 83.33
288 HAMON ASSET MANAGEMENT LIMITED 2 4 6 4 2 6 2 -2 0 66.67 33.33
289 HSBC GUYERZELLER FAR EAST LIMITED 2 2 4 4 2 6 2 0 2 50.00 33.33 2009-08-31
290 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-09-22
291 iFAST Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2004-09-16
292 JAFCO Investment (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2009-10-15
293 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2022-10-13
294 K.L. Securities Company 1 6 7 1 5 6 0 -1 -1 85.71 83.33 2005-03-31
295 KEE CHEONG SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-11-10
296 KGI ASIA LIMITED 2 130 132 3 3 6 1 -127 -126 98.48 50.00 2017-10-02
297 MAN INVESTMENTS (HONG KONG) LIMITED 1 6 7 1 5 6 0 -1 -1 85.71 83.33
298 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-02-01
299 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2007-09-28
300 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 1 5 6 -1 1 0 66.67 83.33 2010-07-07
301 PRUDENTIAL BROKERAGE LIMITED 2 74 76 2 4 6 0 -70 -70 97.37 66.67
302 RPS INVESTMENT LIMITED 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2005-02-17
303 S. W. WOO AND COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-10-11
304 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2011-02-18
305 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 7 10 3 3 6 0 -4 -4 70.00 50.00
306 SOUTH CHINA RESEARCH LIMITED 1 6 7 1 5 6 0 -1 -1 85.71 83.33
307 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2004-09-16
308 TIFFIT SECURITIES (HONG KONG) LIMITED 3 6 9 3 3 6 0 -3 -3 66.67 50.00
309 UNI-ALPHA SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-03-23
310 UPBEST SECURITIES COMPANY LIMITED 4 20 24 4 2 6 0 -18 -18 83.33 33.33
311 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
312 YICKO SECURITIES LIMITED 2 18 20 2 4 6 0 -14 -14 90.00 66.67 2007-05-08
313 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
314 ZHONGRONG PT SECURITIES LIMITED 4 17 21 4 2 6 0 -15 -15 80.95 33.33
315 Aevitas Securities Limited 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-01-31
316 ALPHA SECURITIES COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-01-24
317 AlTi Wealth Management (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2004-05-11
318 ARGYLE STREET MANAGEMENT LIMITED 1 3 4 3 2 5 2 -1 1 75.00 40.00
319 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
320 AXA Financial Planning (Hong Kong) Limited 0 2 2 0 5 5 0 3 3 100.00 100.00 2012-05-25
321 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 0 5 5 0 0 0 100.00 100.00 2013-04-02
322 BEAR BRIGHT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
323 BKHK Limited 5 0 5 5 0 5 0 0 0 0.00 0.00 2006-10-16
324 BlackRock Asset Management North Asia Limited 1 4 5 2 3 5 1 -1 0 80.00 60.00
325 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 12 13 1 4 5 0 -8 -8 92.31 80.00 2010-11-03
326 BOWEN ASIA LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2014-10-20
327 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 1 7 8 2 3 5 1 -4 -3 87.50 60.00 2005-01-18
328 CHINA SKY SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-02-04
329 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 1 4 5 0 2 2 66.67 80.00
330 DaoKou Securities Limited 5 2 7 5 0 5 0 -2 -2 28.57 0.00 2004-09-13
331 EVER-LONG SECURITIES COMPANY LIMITED 2 12 14 3 2 5 1 -10 -9 85.71 40.00
332 Fubon Capital (HK) Limited 2 3 5 1 4 5 -1 1 0 60.00 80.00 2012-01-13
333 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2018-11-09
334 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 5 0 5 0 0 0 0.00 0.00 2020-12-09
335 GIGA (HONG KONG) LIMITED 1 2 3 2 3 5 1 1 2 66.67 60.00
336 Goldbridge Securities Limited 2 11 13 2 3 5 0 -8 -8 84.62 60.00 2006-02-03
337 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 1 6 7 1 4 5 0 -2 -2 85.71 80.00 2005-02-07
338 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 4 5 2 3 5 1 -1 0 80.00 60.00
339 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
340 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 2 3 1 4 5 0 2 2 66.67 80.00 2011-06-03
341 HSBC Global Asset Management Holdings (Bahamas) Limited 3 0 3 4 1 5 1 1 2 0.00 20.00 2020-06-02
342 Huajin Corporate Finance (International) Limited 2 0 2 3 2 5 1 2 3 0.00 40.00
343 ICEA SECURITIES ASIA LIMITED 1 3 4 2 3 5 1 0 1 75.00 60.00 2009-09-29
344 INTERNATIONAL COMMERCE CORPORATION 1 3 4 1 4 5 0 1 1 75.00 80.00
345 JPMorgan Funds (Asia) Limited 2 44 46 2 3 5 0 -41 -41 95.65 60.00
346 KAM FAI SECURITIES CO., LIMITED 3 13 16 2 3 5 -1 -10 -11 81.25 60.00 2004-10-14
347 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 1 1 1 4 5 1 3 4 100.00 80.00 2005-02-16
348 MAN HON YEUNG SECURITIES LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2004-12-08
349 MANBLE SECURITIES LIMITED 1 7 8 1 4 5 0 -3 -3 87.50 80.00 2006-06-12
350 Moliyo (Hong Kong) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-03-31
351 Oreana Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
352 PFP Capital Limited 1 4 5 3 2 5 2 -2 0 80.00 40.00
353 PineBridge Investments Hong Kong Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2005-03-15
354 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
355 Public Financial Securities Limited 1 7 8 1 4 5 0 -3 -3 87.50 80.00 2004-11-05
356 RHB SECURITIES HONG KONG LIMITED 1 16 17 1 4 5 0 -12 -12 94.12 80.00 2004-11-25
357 RICH PLEASURE SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-11-30
358 SANFULL SECURITIES LIMITED 5 51 56 3 2 5 -2 -49 -51 91.07 40.00 2004-11-24
359 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 3 4 2 3 5 1 0 1 75.00 60.00
360 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00
361 SINOPAC SECURITIES (ASIA) LIMITED 3 29 32 2 3 5 -1 -26 -27 90.63 60.00 2017-02-12
362 SMBC Nikko Securities (Hong Kong) Limited 2 4 6 3 2 5 1 -2 -1 66.67 40.00
363 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2013-05-29
364 STOCKWELL SECURITIES LIMITED 2 28 30 2 3 5 0 -25 -25 93.33 60.00 2004-11-25
365 Success Securities Limited 1 21 22 2 3 5 1 -18 -17 95.45 60.00
366 TRANSPAC CAPITAL LIMITED 1 4 5 2 3 5 1 -1 0 80.00 60.00
367 VENHOUSE WEALTH MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2004-05-19
368 WAG FINANCIAL SERVICES GROUP LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2006-12-19
369 WAH SANG SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-11-17
370 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-10-05
371 WAI FAT SECURITIES LIMITED 2 4 6 1 4 5 -1 0 -1 66.67 80.00 2004-11-25
372 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-06-22
373 Welform Investors Company 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-03-30
374 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2010-12-16
375 YARDLEY SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2016-09-06
376 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
377 AFFINITY EQUITY PARTNERS (HK) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2004-07-07
378 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 5 4 9 3 1 4 -2 -3 -5 44.44 25.00 2012-06-25
379 Alpha Nova Capital Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
380 ALPS CAPITAL MANAGEMENT LIMITED 1 2 3 3 1 4 2 -1 1 66.67 25.00
381 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 2 2 4 -1 0 -1 40.00 50.00
382 ANGUS MOORE LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2011-07-05
383 Ark Securities (Hong Kong) Limited 0 3 3 1 3 4 1 0 1 100.00 75.00
384 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2008-08-04
385 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00
386 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
387 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2014-07-03
388 C.P. SECURITIES INTERNATIONAL LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-09-23
389 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2019-07-29
390 CHAN NGOK MING SECURITIES LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2004-11-17
391 CHARLES SCHMITT & ASSOCIATES LIMITED 4 4 8 2 2 4 -2 -2 -4 50.00 50.00 2005-02-05
392 CHELSEA SECURITIES LIMITED (HK) 3 4 7 3 1 4 0 -3 -3 57.14 25.00
393 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2005-03-31
394 CHINA EVERBRIGHT CAPITAL LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00
395 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
396 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
397 CHINA SECURITIES HOLDINGS LIMITED 1 6 7 0 4 4 -1 -2 -3 85.71 100.00 2005-01-25
398 Chung Tak & Company 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2005-03-31
399 CITIC CLSA Capital Partners HK Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
400 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-12-27
401 COMGEST FAR EAST LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00
402 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
403 CTW SECURITIES LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-02-07
404 CUPOLA CAPITAL LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2022-05-06
405 DAEWOO SECURITIES (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2017-02-28
406 Delta Asia Wealth Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2025-08-26
407 DL BROKERAGE LIMITED 3 19 22 3 1 4 0 -18 -18 86.36 25.00
408 Everbright Securities Investment Services (HK) Limited 7 218 225 2 2 4 -5 -216 -221 96.89 50.00
409 EVERHOT SECURITIES LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2004-11-30
410 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
411 Freddy Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-02-21
412 FT Securities Limited 3 70 73 3 1 4 0 -69 -69 95.89 25.00 2024-12-06
413 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-02-12
414 Goodcape Investment Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-12-13
415 GREAT BAY SECURITIES LIMITED 2 34 36 2 2 4 0 -32 -32 94.44 50.00
416 Grit Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-17
417 HAMON ASIAN ADVISORS LIMITED 2 2 4 4 0 4 2 -2 0 50.00 0.00
418 Hong Kong Wan Kiu Investment Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-29
419 HPEF Venture Partners Limited 4 0 4 4 0 4 0 0 0 0.00 0.00 2018-06-08
420 HSBC BROKING (CHINA) LIMITED 2 7 9 2 2 4 0 -5 -5 77.78 50.00 2004-09-10
421 HSBC STRUCTURED FUNDS (ASIA) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2004-02-10 2015-07-22
422 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
423 Huayu Securities Limited 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2004-10-14
424 Intercontinent Securities Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-30
425 IREALITY INVESTMENTS LIMITED 5 2 7 4 0 4 -1 -2 -3 28.57 0.00
426 iTTa Capital Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2003-05-29 2013-06-11
427 KARL-THOMSON SECURITIES COMPANY LIMITED 4 33 37 4 0 4 0 -33 -33 89.19 0.00 2004-11-30
428 KB Securities Hong Kong Limited 1 4 5 2 2 4 1 -2 -1 80.00 50.00
429 Kin Fung Stock Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-31
430 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 4 31 35 3 1 4 -1 -30 -31 88.57 25.00
431 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2003-06-06
432 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-09-20
433 Mackenzie Investments Asia Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
434 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-08-18
435 Metaverse Securities Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
436 MIRABAUD (ASIA) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2003-05-13 2018-10-16
437 MLI LIMITED (d2018-03-29) 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2013-05-29
438 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
439 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-03-31
440 NORTH SEA SECURITIES LIMITED 2 4 6 1 3 4 -1 -1 -2 66.67 75.00 2004-10-29
441 ORIENTAL PATRON ASIA LIMITED 3 14 17 3 1 4 0 -13 -13 82.35 25.00 2005-02-22
442 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 2 2 4 0 -6 -6 80.00 50.00
443 OVERLOOK INVESTMENTS LIMITED 1 2 3 1 3 4 0 1 1 66.67 75.00 2010-01-05
444 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 4 0 4 4 -5 -1 100.00 0.00 2011-01-24
445 PGIM (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
446 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 3 1 4 0 -4 -4 62.50 25.00 2005-01-21
447 Pictet Asset Management (Hong Kong) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00
448 PPM VENTURES (ASIA) LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2005-02-05
449 PRIVATE CAPITAL LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00
450 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2004-11-25
451 RAMON INVESTMENT COMPANY LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2004-11-24
452 Rich Union Securities (H.K.) Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2025-05-19
453 ROCTEC INVESTMENT LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2021-10-07
454 SHUI CHEUNG SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-25
455 SHUN LOONG SECURITIES COMPANY LIMITED 0 60 60 0 4 4 0 -56 -56 100.00 100.00 2005-01-13
456 SIIC Capital (Hong Kong) Investment Management Company Limited 1 2 3 2 2 4 1 0 1 66.67 50.00
457 SOUTH CHINA SECURITIES LIMITED 3 81 84 3 1 4 0 -80 -80 96.43 25.00 2005-01-31
458 SUN RAISE CAPITAL LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00 2019-09-06
459 T & F RESEARCH LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00 2006-05-30
460 TC Investment Management (Asia) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-02-14
461 TISCO SECURITIES HONG KONG LIMITED 2 14 16 1 3 4 -1 -11 -12 87.50 75.00 2008-07-10
462 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 4 0 4 0 -10 -10 71.43 0.00 2004-11-26
463 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-16
464 UOB KAY HIAN ASIA LIMITED 3 4 7 3 1 4 0 -3 -3 57.14 25.00 2005-11-09
465 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-23
466 Wellington Management Hong Kong Limited (b2003-01-02) 0 0 0 2 2 4 2 2 4 - 50.00 2003-09-18
467 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-02-09
468 WING FUNG SECURITIES LIMITED 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2004-11-22
469 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-11-30
470 WOCOM INVESTMENT MANAGEMENT LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00
471 XinKong International Securities Limited 2 36 38 2 2 4 0 -34 -34 94.74 50.00
472 A ONE INVESTMENT COMPANY LIMITED 6 3 9 2 1 3 -4 -2 -6 33.33 33.33 2013-12-05
473 abrdn Hong Kong Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
474 ACM ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
475 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-11-29
476 Allard Partners Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
477 Amova Asset Management Hong Kong Limited 4 1 5 1 2 3 -3 1 -2 20.00 66.67
478 Anli Securities Limited 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2004-12-06
479 Anuenue Securities Limited 3 4 7 3 0 3 0 -4 -4 57.14 0.00
480 Apricot Capital (Hong Kong) Limited 2 12 14 2 1 3 0 -11 -11 85.71 33.33 2004-11-22
481 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2020-06-11
482 ASIA INVESTMENT MANAGEMENT LIMITED 1 4 5 1 2 3 0 -2 -2 80.00 66.67 2021-10-08
483 Asia Pacific Securities Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33
484 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
485 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
486 AXA Investment Managers Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
487 BARCLAYS CAPITAL ASIA LIMITED 1 22 23 1 2 3 0 -20 -20 95.65 66.67
488 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 1 2 3 3 0 3 2 -2 0 66.67 0.00
489 BENTLEY REID & COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
490 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33
491 ChapmanCraig Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
492 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
493 Chow Tai Fook Life Insurance Company Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-01-04
494 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33
495 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2005-02-17
496 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 2 3 3 0 3 2 -2 0 66.67 0.00 2012-12-13
497 CMS CAPITAL (HK) CO., LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2004-05-06
498 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2004-07-28 2013-02-27
499 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2023-02-02
500 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2013-10-16
501 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
502 EQT Partners Hong Kong Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33 2007-03-13
503 EQUITY PARTNERS ASIA LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2007-06-18
504 FIRST ASIA FINANCE GROUP LIMITED 1 5 6 1 2 3 0 -3 -3 83.33 66.67 2020-01-29
505 FIRST SECURITIES (HK) LIMITED 3 9 12 2 1 3 -1 -8 -9 75.00 33.33 2004-11-17
506 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-19
507 Friedmann Pacific Asset Management (Hong Kong) Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2015-09-07
508 FULL WIN SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-01-27
509 GFI (HK) SECURITIES L.L.C. 0 3 3 0 3 3 0 0 0 100.00 100.00 2005-02-21
510 Giny Securities Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-31
511 Grand Cartel Securities Company Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2005-05-04
512 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-11-04
513 GREEN STAR ASIA LIMITED 1 5 6 1 2 3 0 -3 -3 83.33 66.67 2005-12-05
514 GT CAPITAL LIMITED 2 4 6 3 0 3 1 -4 -3 66.67 0.00
515 HANTEC SECURITIES CO., LIMITED 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-08-25
516 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2018-08-15
517 HFS ASSET MANAGEMENT LIMITED 1 3 4 1 2 3 0 -1 -1 75.00 66.67
518 HSZ (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
519 I & P SECURITIES LIMITED 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-01-13
520 ICBC Asset Management (Global) Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
521 ICG Asia Pacific Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
522 IENGINES LIMITED (d2010-02-05) 0 0 0 2 1 3 2 1 3 - 33.33 2004-05-25 2004-10-25
523 Investec Asia Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-11-30
524 JK Capital Management Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
525 JW CAPITAL SECURITIES LIMITED 2 5 7 1 2 3 -1 -3 -4 71.43 66.67
526 Katherine Ip & Company 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-03-24
527 KGI SECURITIES (HONG KONG) LIMITED 1 19 20 3 0 3 2 -19 -17 95.00 0.00 2017-10-02
528 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
529 KuCoin HK Limited 4 25 29 1 2 3 -3 -23 -26 86.21 66.67 2004-11-01
530 LIM ADVISORS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2022-09-15
531 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 1 2 3 -1 0 -1 50.00 66.67
532 MAINHOPE INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-02-24
533 MASON LAROCHE (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-03-19
534 MCP Holdings Limited (HK) 1 0 1 3 0 3 2 0 2 0.00 0.00 2011-06-29
535 Nan Lee Investment Co. 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-02-22
536 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
537 Open Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33
538 OppenheimerFunds International Distributor Limited 0 0 0 2 1 3 2 1 3 - 33.33 2003-12-15 2009-11-09
539 ORIENT SECURITIES LIMITED 1 7 8 1 2 3 0 -5 -5 87.50 66.67
540 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 1 2 3 0 1 1 50.00 66.67
541 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 2 1 3 -1 -4 -5 62.50 33.33 2005-02-04
542 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33 2024-03-27
543 Quam Asset Management Limited (b1983-06-28) 3 0 3 3 0 3 0 0 0 0.00 0.00
544 Quam Capital Limited (b1994-08-04) 1 4 5 1 2 3 0 -2 -2 80.00 66.67 2005-02-28
545 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
546 SAGE ASSET MANAGEMENT (HK) LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2006-10-13
547 SATTVA INVESTMENT ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2003-10-30 2015-04-22
548 SCM CHINA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-04-25
549 SDHG International Securities Limited 3 4 7 3 0 3 0 -4 -4 57.14 0.00 2004-11-19
550 Seaga International 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-02-04
551 SEEKERS MARKETS LIMITED 2 11 13 2 1 3 0 -10 -10 84.62 33.33 2004-11-19
552 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 0 3 3 0 -1 -1 100.00 100.00 2012-12-17
553 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
554 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33
555 Soo Pui Chen & Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-21
556 SOUTH CHINA CAPITAL LIMITED 3 8 11 0 3 3 -3 -5 -8 72.73 100.00 2003-09-04
557 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-04-28
558 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-02-04
559 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2008-01-04
560 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2019-09-30
561 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2005-01-25
562 Sunline Prosticks Financial Solutions Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-01-17
563 Sunrise Investment Company 1 8 9 1 2 3 0 -6 -6 88.89 66.67 2005-03-21
564 SYZ Asset Management (Asia) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2004-07-27 2016-12-22
565 Szehope & Company 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-03-31
566 TANG PING KONG LIMITED 3 8 11 2 1 3 -1 -7 -8 72.73 33.33 2004-11-22
567 Templewater Hong Kong Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
568 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
569 Towers Watson Hong Kong Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-08-08
570 TOYO SECURITIES ASIA LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33
571 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 0 1 1 2 3 0 2 2 0.00 66.67 2017-09-29
572 TRUTH SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2005-02-04
573 TSE'S SECURITIES LIMITED 2 50 52 2 1 3 0 -49 -49 96.15 33.33
574 Tung Shing Securities (Brokers) Limited 4 311 315 1 2 3 -3 -309 -312 98.73 66.67 2003-10-24
575 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 3 4 2 1 3 1 -2 -1 75.00 33.33 2005-07-20
576 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-01-20
577 VISION FINANCE (SECURITIES) LIMITED 0 0 0 1 2 3 1 2 3 - 66.67 2006-06-07
578 WINTECH SECURITIES LIMITED 3 16 19 3 0 3 0 -16 -16 84.21 0.00 2004-12-17
579 Xeram and Company (Asia) Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33 2015-11-27
580 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-11-01
581 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2004-09-17
582 Yuanta Securities (Hong Kong) Company Limited 1 0 1 2 1 3 1 1 2 0.00 33.33
583 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
584 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-08-18
585 Anuenue Advisors Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
586 Anuenue Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2004-09-30
587 AP Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2004-07-07 2013-12-04
588 ASC CAPITAL (H.K.) LIMITED 0 2 2 0 2 2 0 0 0 100.00 100.00 2005-03-31
589 ASIA ABSOLUTE ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-08-19 2007-01-25
590 ASIA PACIFIC CAPITAL (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-01-02
591 Asian Pacific Investment Company 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2005-03-29
592 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 2 0 2 1 -2 -1 66.67 0.00
593 BALLINGAL INVESTMENT ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-08-13
594 BARBER ASIA LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2005-03-31
595 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-06-03 2005-07-05
596 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16
597 Beijing Securities Limited 2 14 16 1 1 2 -1 -13 -14 87.50 50.00
598 BLOOMYEARS LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2004-11-17
599 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
600 BOCI SECURITIES LIMITED 1 54 55 2 0 2 1 -54 -53 98.18 0.00 2004-03-01
601 BOCI SECURITIES LIMITED 1 54 55 2 0 2 1 -54 -53 98.18 0.00 2004-01-12
602 Bright Securities Company (The) 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
603 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2004-12-03
604 BROOKE CAPITAL LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2012-06-13
605 BUSINESS SECURITIES LIMITED 2 22 24 0 2 2 -2 -20 -22 91.67 100.00 2004-11-11
606 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 1 1 2 0 1 1 0.00 50.00
607 CBRE Investment Management (Asia) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2023-07-21
608 CES Wealth Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31
609 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2023-12-27
610 China Enterprise Securities Company Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
611 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-10-11
612 China Integrity Investment Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2014-03-19
613 China Reserve Securities Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
614 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2014-05-21
615 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2013-05-13
616 CNCB (Hong Kong) Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
617 CREDIT AGRICOLE ASSET MANAGEMENT 1 14 15 1 1 2 0 -13 -13 93.33 50.00 2004-10-15
618 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
619 D. YAU AND COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-08-13
620 D.J. SECURITIES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
621 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 1 9 10 2 0 2 1 -9 -8 90.00 0.00 2008-06-20
622 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-09
623 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 2 0 2 1 0 1 0.00 0.00
624 ENZARD LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-05-21 2013-02-18
625 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2017-09-07
626 Finet Securities Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-09-23
627 FIRST WORLDSEC SECURITIES LIMITED 0 1 1 1 1 2 1 0 1 100.00 50.00 2024-12-18
628 Fubon Fund Management (Hong Kong) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
629 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
630 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-01-25
631 GEOMATRIX (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-01-31
632 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2004-12-07
633 GM FINANCIAL FORMULA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-09
634 GNAB Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-14
635 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-09-10
636 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00
637 Greater China Securities Limited (b1999-04-26) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2004-12-20
638 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
639 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-01-10
640 HOORAY SECURITIES LIMITED 2 9 11 1 1 2 -1 -8 -9 81.82 50.00 2004-11-30
641 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
642 ICEA CAPITAL LIMITED 7 12 19 0 2 2 -7 -10 -17 63.16 100.00 2003-10-24
643 IMARKETS STRUCTURED PRODUCTS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2003-12-24
644 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00
645 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
646 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
647 iVenture Investment Management Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
648 JPMorgan Asset Management (Japan) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2011-07-15
649 K K CAPITAL MANAGEMENT LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2007-01-08
650 K.K.M. SECURITIES LIMITED 3 7 10 2 0 2 -1 -7 -8 70.00 0.00 2005-01-25
651 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
652 KCG SECURITIES ASIA LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00
653 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
654 KING FOOK SECURITIES COMPANY LIMITED 3 6 9 1 1 2 -2 -5 -7 66.67 50.00 2004-10-14
655 KMT SECURITIES LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2004-12-09
656 Ko Kun Stock Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-18
657 Lombard Investments (HK) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2009-11-19
658 Mainland Securities Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-29
659 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2005-03-31
660 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
661 MASTER TRADEMORE SECURITIES LIMITED 0 11 11 0 2 2 0 -9 -9 100.00 100.00 2005-02-07
662 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2009-10-19
663 MEAG Hong Kong Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
664 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-02
665 Mercer (Hong Kong) Limited 1 2 3 0 2 2 -1 0 -1 66.67 100.00 2005-08-04
666 NATIONAL RESOURCES SECURITIES LIMITED 2 14 16 2 0 2 0 -14 -14 87.50 0.00
667 NH INVESTMENT & SECURITIES (H.K.) LIMITED 1 2 3 2 0 2 1 -2 -1 66.67 0.00
668 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
669 Oriental Stocks & Shares (Investment) Co. 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-03-31
670 OSCAR BENSON LIMITED (HK) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2012-08-23
671 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-30
672 PACIFIC GROUP LIMITED (THE) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-02-24
673 PAMA GROUP (HONG KONG) LIMITED 0 0 0 1 1 2 1 1 2 - 50.00 2017-02-22
674 PASAY STOCK AND SHARES LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-10-26
675 PHOENIX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-12-21
676 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-12
677 Planetree Securities Limited 2 18 20 2 0 2 0 -18 -18 90.00 0.00 2004-09-28
678 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2013-07-17
679 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2024-03-25
680 RESIDENTS SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-02
681 RICHLAND WORLDWIDE LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-04-15
682 RL360 SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-11-11
683 Robert Kai Leung Lo 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-09-16
684 ROSA SECURITIES LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-11-22
685 SAIL ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-05-17
686 Salisbury Securities 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
687 San Wan Yuan & Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-25
688 SBI China Capital Financial Services Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-12
689 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-23 2014-10-14
690 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 1 87 88 0 2 2 -1 -85 -86 98.86 100.00 2004-03-30
691 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2016-05-24
692 SIU ON SECURITIES LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2004-10-29
693 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2012-07-10
694 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
695 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
696 SUN GROWTH SECURITIES LIMITED 2 17 19 2 0 2 0 -17 -17 89.47 0.00 2004-11-26
697 Tai Chuen Securities Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-21
698 TAI YIP STOCK COMPANY LIMITED 3 7 10 1 1 2 -2 -6 -8 70.00 50.00 2004-11-18
699 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2020-07-22
700 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-18
701 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
702 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2006-04-11
703 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-11-30
704 Tung Shun & Company 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2005-01-02
705 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-09-21
706 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-08-07
707 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
708 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 1 1 2 1 -1 0 100.00 50.00 2005-03-07
709 WALCO SECURITIES LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-01-28
710 WANG ON SECURITIES LIMITED 1 9 10 1 1 2 0 -8 -8 90.00 50.00 2004-12-03
711 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
712 WELLCHAMP CAPITAL LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
713 WING TAK SECURITIES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2005-04-14
714 WING YEE SECURITIES COMPANY LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2004-09-03
715 WINSOME STOCK COMPANY LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2004-09-17
716 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2012-02-13
717 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-01-19
718 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
719 1SPREAD BROKERAGE LIMITED 1 1 2 0 1 1 -1 0 -1 50.00 100.00 2005-02-28
720 313 Capital Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
721 AASTOCKS.COM LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
722 ABN AMRO FINANCIAL PRODUCTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-03
723 ALTUS CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
724 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
725 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-09-20
726 ASSOCIATED ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
727 AUDREY CHOW SECURITIES LIMITED 1 4 5 0 1 1 -1 -3 -4 80.00 100.00 2005-02-19
728 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-10
729 AXIA CAPITAL PARTNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
730 Axis Capital Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
731 BALI SECURITIES CO. LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-03-15
732 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
733 BGC SECURITIES (HONG KONG) LLC 1 4 5 0 1 1 -1 -3 -4 80.00 100.00 2005-02-07
734 BIZWIZ LIMITED (d2019-10-26) 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-02-08
735 Black Marble Securities Limited 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2004-11-19
736 Boom Securities (H.K.) Limited 1 6 7 1 0 1 0 -6 -6 85.71 0.00 2005-01-26
737 BRIGHT & SHINE CORPORATE FINANCE LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-07-24
738 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 1 0 1 0 0 0 0.00 0.00 2020-06-18
739 CAPE ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2024-03-13
740 CARDINALASIA CONSULTING LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-06-27 2024-02-22
741 CEF NEW ASIA PARTNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-01
742 CEIM (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-15
743 CELESTIAL SECURITIES LIMITED 1 120 121 0 1 1 -1 -119 -120 99.17 100.00 2004-02-19
744 CENTURION CORPORATE FINANCE LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00
745 Champion & Co. 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-03-21
746 CHEETAH ADVISORS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2022-08-01
747 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00
748 Chelac Investment Company 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
749 Cheong Lee Securities Co. 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
750 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 1 0 1 1 -2 -1 100.00 0.00
751 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-08-18
752 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 0 1 1 -1 -1 -2 66.67 100.00 2005-02-02
753 Ching Yick Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
754 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
755 COMMENCE COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-28
756 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
757 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-10-25
758 CORTEZ CAPITAL LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-21
759 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-02-07
760 CWB Hong Kong Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
761 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-02
762 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
763 EAST ASIA SECURITIES COMPANY LIMITED 1 69 70 1 0 1 0 -69 -69 98.57 0.00 2005-02-24
764 ELECTRA PARTNERS ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-11-04
765 EUREKA SECURITIES LIMITED 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2004-10-28
766 EVER-LONG RESEARCH LIMITED 0 1 1 0 1 1 0 0 0 100.00 100.00
767 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
768 EYREMOUNT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-18
769 F & M Investment Advisor 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-06
770 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-01-07
771 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-06-21
772 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-03
773 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-29
774 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-09-12
775 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-16
776 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-16
777 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-03-19
778 Glory Sun Securities Limited 1 9 10 1 0 1 0 -9 -9 90.00 0.00 2004-11-30
779 Gold Centre Investment Company 1 5 6 1 0 1 0 -5 -5 83.33 0.00 2005-03-31
780 GREAT HONEST INVESTMENT COMPANY LIMITED 1 3 4 1 0 1 0 -3 -3 75.00 0.00 2005-02-08
781 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2025-03-18
782 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2025-06-05
783 H & A Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
784 H & Q ASIA PACIFIC (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-15
785 HENIK SECURITIES LIMITED 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2004-11-17
786 HIP HING SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-09-21
787 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-11-14
788 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
789 Huizhi International Capital Holdings Co., Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
790 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
791 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-07-28
792 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
793 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-08-20
794 JOINCAP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
795 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-12-29
796 K.K. Wong & Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
797 Ka Yue Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-29
798 KHG Lam 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
799 Kwok Chung Chun Securities Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
800 LAU & COMPANY LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-09-23
801 Lawsons Securities Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
802 Lees Securities Co. 1 6 7 1 0 1 0 -6 -6 85.71 0.00 2005-01-03
803 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-02-26
804 Longitude Asia Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
805 MANDARIN VP (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-09-20
806 MANRISE LIMITED (d2007-05-02) 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-25
807 MARC FABER LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2019-12-19
808 MASTERFORD INVESTMENT LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2020-07-07
809 Maurice Lee Investment Advisor Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
810 Melbourne Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-01
811 METILDA FINANCE COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-10
812 MIRABAUD (FAR EAST) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-06-29
813 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-07-19
814 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
815 Offshore Financial Consultants 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
816 On Hing Securities Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-10-18
817 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-01-18
818 PACIFIC HAWK (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
819 Pacific Sun Advisors Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2023-11-02
820 PANURGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-05
821 PLATINUM BROKING COMPANY LIMITED 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-02-04
822 PO LEE SECURITIES LIMITED 0 1 1 0 1 1 0 0 0 100.00 100.00 2005-01-25
823 Polen Capital HK Limited 0 0 0 1 0 1 1 0 1 - 0.00
824 Prashant K. Trivedi 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-18
825 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 2 2 0 1 1 0 -1 -1 100.00 100.00 2004-11-26
826 Public Pacific Securities Limited 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
827 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
828 REGENT FINANCIAL SERVICES LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-02-08
829 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
830 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2009-07-21
831 SA Capital Limited (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-03-19
832 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-03-21
833 SHAREGAIN DEVELOPMENT LIMITED 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2004-11-30
834 Silk Road International Capital Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
835 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-05-11
836 SKY WARD ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-07-15
837 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 3 3 0 1 1 0 -2 -2 100.00 100.00 2019-08-15
838 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-05
839 SPDB International Holdings Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-12-30
840 SPS INVESTMENT SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
841 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-08-30
842 Stellar Securities Limited 0 2 2 0 1 1 0 -1 -1 100.00 100.00 2005-02-24
843 Success Power Investment Advisory Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-10-24
844 Superfund Financial (Hong Kong) Limited 0 2 2 0 1 1 0 -1 -1 100.00 100.00
845 T. M. MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-21
846 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 3 5 0 1 1 -2 -2 -4 60.00 100.00 2004-12-21
847 TCW ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-07
848 Ten & Ten Securities Company 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
849 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-12-29
850 Tokio Marine Investment Services, Limited 0 1 1 1 0 1 1 -1 0 100.00 0.00 2014-03-28
851 TUNG WUI SECURITIES CO., LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-09-27
852 TVC MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
853 UNITED CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
854 United Securities Limited (HK) 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2025-06-13
855 UOB FINANCE (H.K.) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2006-02-10
856 Value Partners Private Equity Limited 1 1 2 1 0 1 0 -1 -1 50.00 0.00
857 VANHEEL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
858 VC CAPITAL LIMITED 2 4 6 0 1 1 -2 -3 -5 66.67 100.00 2003-09-29
859 VC International Asset Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-19
860 W.S. LAU & ASSOCIATES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-09-28
861 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
862 WHEELOCK CHATFIELD LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-04
863 WILBY SECURITIES LIMITED 1 4 5 0 1 1 -1 -3 -4 80.00 100.00 2004-11-17
864 Win Securities Limited 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-01-26
865 WINGS SECURITIES (HK) LIMITED 1 38 39 0 1 1 -1 -37 -38 97.44 100.00 2004-01-30
866 Winner International Securities Limited 3 20 23 0 1 1 -3 -19 -22 86.96 100.00 2004-10-14
867 Winning & Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
868 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
869 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
870 Y. S. Law & Co. 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-04
871 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-19
872 ABCI Securities Company Limited 0 21 21 0 0 0 0 -21 -21 100.00 - 2003-10-29
873 AGIFEL INTERNATIONAL LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-12-31
874 ALTA FINANCE LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-03-11
875 APC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-02
876 ASG MANAGEMENT LIMITED (HK) 3 7 10 0 0 0 -3 -7 -10 70.00 - 2005-03-31
877 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-21
878 Averest Capital Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-08-20
879 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-24
880 BERICH BROKERAGE LIMITED 2 22 24 0 0 0 -2 -22 -24 91.67 - 2004-02-11
881 BIZ CORP LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2003-12-06
882 BLOOMBERG TRADEBOOK HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-10-03
883 BOCI Bullion Company Limited 1 15 16 0 0 0 -1 -15 -16 93.75 - 2005-01-25
884 BULLISH SECURITIES LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-08-05
885 C K GRANDFIELD CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-25
886 CAMERON BUTLER HK LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-04-28
887 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-01-21
888 CASH Mobile Financial Services Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-01-30
889 CCB Securities Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-09-02
890 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-03
891 CELETIO INVESTMENTS LIMITED 3 13 16 0 0 0 -3 -13 -16 81.25 - 2004-10-13
892 CES Capital International (Hong Kong) Co., Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-01-24
893 CF GLOBAL (HK) LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-02-17
894 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-03-30
895 CHEE TAK SECURITIES LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-11-11
896 CHEER UNION SECURITIES LIMITED 4 13 17 0 0 0 -4 -13 -17 76.47 - 2003-11-29
897 CHEKIANG FIRST SECURITIES CO. LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-09-22
898 CHENG YAM ON SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-01-05
899 CHINA GUARD INVESTMENTS LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-03-29
900 CHRISTFUND SECURITIES LIMITED 4 16 20 0 0 0 -4 -16 -20 80.00 - 2004-07-28
901 CHUANGS & CO. LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-03-02
902 CHUNG LEE SECURITIES COMPANY LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-03-31
903 CINDA INTERNATIONAL CAPITAL LIMITED 4 6 10 0 0 0 -4 -6 -10 60.00 - 2004-03-08
904 CITIBANK (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-28
905 CITIBANK (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-28
906 CLOVER SECURITIES COMPANY LIMITED 1 6 7 0 0 0 -1 -6 -7 85.71 - 2004-07-07
907 CONCORD SECURITIES COMPANY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-11-27
908 CORPORATE BROKERS LIMITED 2 71 73 0 0 0 -2 -71 -73 97.26 - 2004-02-19
909 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2005-02-01
910 CSC ASIA LIMITED 1 9 10 0 0 0 -1 -9 -10 90.00 - 2004-03-30
911 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 4 5 0 0 0 -1 -4 -5 80.00 - 2005-02-12
912 CSC SECURITIES (HK) LIMITED 3 11 14 0 0 0 -3 -11 -14 78.57 - 2003-12-29
913 CSI Corporate Finance (HK) Limited 4 19 23 0 0 0 -4 -19 -23 82.61 - 2004-07-30
914 DAH SING SECURITIES LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-11-26
915 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-07-23
916 DASHIN SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-03-31
917 DBS VICKERS SECURITIES (HONG KONG) LIMITED 2 33 35 0 0 0 -2 -33 -35 94.29 - 2004-01-02
918 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-02-13
919 DNB Asset Management (Asia) Limited 0 3 3 0 0 0 0 -3 -3 100.00 - 2004-04-19
920 DRAGONINVEST GROUP LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-09-01
921 DRAKE & MORGAN LIMITED (HK) 1 4 5 0 0 0 -1 -4 -5 80.00 - 2005-02-08
922 EAA SECURITIES LIMITED 1 8 9 0 0 0 -1 -8 -9 88.89 -
923 ENLIGHTEN SECURITIES LIMITED 1 6 7 0 0 0 -1 -6 -7 85.71 - 2004-11-30
924 EQ INVESTOR SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-31
925 Everbright Securities Digital Finance (HK) Limited 2 23 25 0 0 0 -2 -23 -25 92.00 - 2005-03-09
926 Everbright Securities Global (HK) Limited 0 7 7 0 0 0 0 -7 -7 100.00 - 2004-12-31
927 EVOLUTION ASIA INVESTMENTS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-10-25
928 F. R. ZIMMERN LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-09-30
929 FAIR EAGLE SECURITIES COMPANY LIMITED 0 16 16 0 0 0 0 -16 -16 100.00 - 2005-01-06
930 FAIRWIN BROKING LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-07-07
931 FOOK TIN SECURITIES (1987) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-05
932 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-15
933 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 3 14 17 0 0 0 -3 -14 -17 82.35 - 2003-10-07
934 Fu Yip Securities & Investment Co. 2 2 4 0 0 0 -2 -2 -4 50.00 - 2005-03-03
935 FULLJET SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-10-06
936 GAIN ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-17
937 GLOBAL CREDIT SECURITIES LIMITED 3 6 9 0 0 0 -3 -6 -9 66.67 - 2003-10-27
938 GLS SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-08-25
939 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-10-29
940 GOLD FUND SECURITIES COMPANY LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-07-19
941 Goldin Equities Limited 1 5 6 0 0 0 -1 -5 -6 83.33 - 2005-01-25
942 GOLDRIDE SECURITIES LIMITED 1 6 7 0 0 0 -1 -6 -7 85.71 - 2004-07-21
943 GOOD HARVEST SECURITIES COMPANY LIMITED 0 4 4 0 0 0 0 -4 -4 100.00 - 2004-11-02
944 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-03-30
945 HAITONG INTERNATIONAL CAPITAL LIMITED 3 10 13 0 0 0 -3 -10 -13 76.92 - 2004-08-20
946 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-07-07
947 Halbis Capital Management (Hong Kong) Limited 1 11 12 0 0 0 -1 -11 -12 91.67 - 2004-05-07
948 Hao Tian International Securities Limited 2 8 10 0 0 0 -2 -8 -10 80.00 - 2004-02-19
949 HEAD & SHOULDERS SECURITIES LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-12-23
950 HENDALE GROUP LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-24
951 HING WAI ALLIED SECURITIES LIMITED 4 13 17 0 0 0 -4 -13 -17 76.47 - 2004-11-30
952 HOENIG (FAR EAST) LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-03-31
953 Hon Hoi Suen, John 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-04
954 HONG KONG ASSET MANAGEMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2005-03-05
955 Hong Kong Stock Link Securities Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2003-11-07
956 Hongkong Bay Securities Limited 2 10 12 0 0 0 -2 -10 -12 83.33 - 2003-11-19
957 HONOUR SECURITIES COMPANY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-03-31
958 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-01-08
959 HSBC SECURITIES BROKERS (ASIA) LIMITED 4 10 14 0 0 0 -4 -10 -14 71.43 - 2005-02-01
960 HUNG BROTHERS LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-07-07
961 HUNG SING SECURITIES LIMITED 2 12 14 0 0 0 -2 -12 -14 85.71 - 2004-11-23
962 iBest Securities Company Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-05-07
963 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2017-01-03
964 Interactive Brokers Hong Kong Limited 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-01-07
965 INTERCHINA SECURITIES LIMITED 2 30 32 0 0 0 -2 -30 -32 93.75 - 2004-01-14
966 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-23
967 JIMEI WEALTH MANAGEMENT LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-02-26
968 Joseph Cheung & Associates 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-25
969 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 0 0 0 -3 -9 -12 75.00 - 2004-09-23
970 JS CRESVALE CAPITAL LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-03-31
971 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 26 29 0 0 0 -3 -26 -29 89.66 - 2004-03-31
972 JS SECURITIES LIMITED (HK) 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-08-25
973 JVSakk Asia Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-04-15
974 KAM LUEN SECURITIES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-10-04
975 Kam Wah Investments Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-03-25
976 Kan Fung Securities Co. 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-12-11
977 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 1 8 9 0 0 0 -1 -8 -9 88.89 - 2004-07-12
978 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-09-20
979 KILMOREY SECURITIES LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-05-17
980 King Wai Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-11-01
981 KINGSTON CORPORATE FINANCE LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-05-14
982 KINGSWAY CAPITAL LIMITED 1 15 16 0 0 0 -1 -15 -16 93.75 - 2004-06-29
983 KINGSWAY SW ASSET MANAGEMENT LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-07-23
984 KINGSWAY SW FUND MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-25
985 KINGSWAY UNIT TRUST MANAGERS LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-02-13
986 KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-10
987 KOFFMAN INVESTMENT LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-03-31
988 KWAI HUNG SECURITIES COMPANY LIMITED 1 20 21 0 0 0 -1 -20 -21 95.24 - 2003-10-28
989 KWAN YICK SECURITIES (INT'L) LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-05-31
990 KWK ASIA MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-11
991 KWOK HING SECURITIES LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-07-21
992 LAI PO HUNG & COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-12-23
993 LAMTEX SECURITIES LIMITED 3 11 14 0 0 0 -3 -11 -14 78.57 - 2004-04-15
994 LEHMAN BROTHERS SECURITIES ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-04
995 LEI SHING HONG SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-03-05
996 LIBRA ASIA SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-03-03
997 LINDEMAN ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-23
998 LING SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-08
999 LM INVESTMENT MANAGEMENT INTERNATIONAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-09-22
1000 LUEN HING SECURITIES LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-04-08
1001 LUEN SING SECURITIES LIMITED 3 8 11 0 0 0 -3 -8 -11 72.73 - 2004-04-08
1002 M-TRADE ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-19
1003 MACQUARIE EQUITIES (ASIA) LIMITED 1 16 17 0 0 0 -1 -16 -17 94.12 - 2004-02-25
1004 MAN WO INVESTMENT CO., LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-12-09
1005 MARS SECURITIES COMPANY LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-11-29
1006 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-08-13
1007 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-04-21
1008 MEGABASE SECURITIES LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-11-22
1009 MEIJI YASUDA COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-12-31
1010 Merdeka Securities Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-03-27
1011 MIB FINANCE (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-03-31
1012 Minerva Holding Financial Securities Limited 1 9 10 0 0 0 -1 -9 -10 90.00 - 2004-07-20
1013 MING HON SECURITIES LIMITED 3 1 4 0 0 0 -3 -1 -4 25.00 - 2004-03-18
1014 MONHEGAN CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-20
1015 MORTON SECURITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-04-19
1016 NAPA GLOBAL LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-05-04
1017 New Gala Securities Company 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-02-02
1018 Nittan Securities Asia Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-09-30
1019 OCBC SECURITIES (HONG KONG) LIMITED 1 11 12 0 0 0 -1 -11 -12 91.67 - 2004-09-27
1020 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 0 0 0 -3 -9 -12 75.00 - 2004-11-10
1021 OKASAN INTERNATIONAL (ASIA) LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-07-14
1022 PAK LEE STOCK COMPANY LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-10-28
1023 PAOFOONG INSURANCE COMPANY (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-25
1024 PARIBAS ASIA EQUITY LIMITED 1 8 9 0 0 0 -1 -8 -9 88.89 - 2004-08-03
1025 Paul Fan & Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-08-25
1026 PIPER JAFFRAY ASIA LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-02-23
1027 Promising Securities Company 0 9 9 0 0 0 0 -9 -9 100.00 - 2004-01-05
1028 QLEAP ACCELERATORS LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-01-13
1029 REALINK FINANCIAL TRADE LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2003-09-23
1030 Regal Jewellery & Goldsmith Co., Limited 0 5 5 0 0 0 0 -5 -5 100.00 - 2003-11-28
1031 REXCAPITAL (HONG KONG) LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-12-07
1032 SAFE INVESTMENT COMPANY LIMITED 0 6 6 0 0 0 0 -6 -6 100.00 - 2004-03-18
1033 SAMSUNG SECURITIES (ASIA) LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 -
1034 SCOTIATRUST (ASIA) LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-13
1035 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2004-03-17
1036 SELINA & CO. LIMITED (HK) 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-09-09
1037 SG SECURITIES (HK) LIMITED 0 34 34 0 0 0 0 -34 -34 100.00 - 2003-12-16
1038 SIIS INVESTMENT MANAGEMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2003-11-04
1039 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-01
1040 Sino-Rich Securities & Futures Limited 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-07-02
1041 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-02
1042 SOEN TAK SECURITIES COMPANY LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-10-10
1043 South China Investment Consultancy (Hong Kong) Limited 3 18 21 0 0 0 -3 -18 -21 85.71 - 2004-02-09
1044 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 1 14 15 0 0 0 -1 -14 -15 93.33 - 2004-08-30
1045 SPS RESEARCH LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-02
1046 SUN DELTA SECURITIES LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-09-18
1047 Sun Life Pension Trust Limited 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-11-14
1048 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-02-03
1049 T Y International 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-11
1050 TAHOE LIFE INSURANCE COMPANY LIMITED 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-04-26
1051 TAI FUNG SECURITIES LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-11-12
1052 TAI NING STOCK COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-10-28
1053 TAI WAH SECURITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-12-09
1054 Taiping Securities (HK) Co Limited 4 27 31 0 0 0 -4 -27 -31 87.10 - 2003-09-30
1055 TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. 0 7 7 0 0 0 0 -7 -7 100.00 - 2003-11-07
1056 Teil Stock Investment Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-20
1057 TEMPLETON ASSET MANAGEMENT LTD 3 1 4 0 0 0 -3 -1 -4 25.00 - 2003-10-02
1058 TIMES SECURITIES COMPANY LIMITED 2 16 18 0 0 0 -2 -16 -18 88.89 - 2004-01-06
1059 TOWN HANG SECURITIES CO. LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-09-01
1060 TYPHOON 8 RESEARCH LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-07-10
1061 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2004-05-10
1062 UFJ INVESTMENTS ASIA LIMITED 1 9 10 0 0 0 -1 -9 -10 90.00 - 2003-09-30
1063 UNI-CROWN INVESTMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-07
1064 VENHOUSE FINANCIAL PLANNING LIMITED 1 20 21 0 0 0 -1 -20 -21 95.24 - 2004-05-20
1065 WADER SECURITIES COMPANY LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2004-01-05
1066 WILLIAMS SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-05
1067 WIN WONG SECURITIES LIMITED 2 28 30 0 0 0 -2 -28 -30 93.33 - 2004-03-31
1068 WINFULL SECURITIES LIMITED 3 21 24 0 0 0 -3 -21 -24 87.50 - 2004-07-09
1069 WING SANG SECURITIES COMPANY LIMITED 3 10 13 0 0 0 -3 -10 -13 76.92 - 2004-08-03
1070 WINSON ASSET MANAGEMENT (INTERNATIONAL) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-06-10 2004-01-30
1071 WO FUNG SECURITIES COMPANY LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-08-31
1072 WOCOM SECURITIES LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2004-11-09
1073 YF Life Insurance International Limited 1 8 9 0 0 0 -1 -8 -9 88.89 - 2004-01-07
1074 Ying Kit Stock Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-10
1075 YU ON SECURITIES COMPANY LIMITED 2 16 18 0 0 0 -2 -16 -18 88.89 - 2003-10-06
1076 Ziar & Company 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-04-01
1077 ZURICH SERVICES (HONG KONG) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-10-25
Average 1.87 13.20 15.07 1.95 8.58 10.53 87.59 81.45

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