SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-09-30 2004-09-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 3 663 666 2 774 776 -1 111 110 99.55 99.74 2014-10-24
2 Sun Life Hong Kong Limited 1 385 386 1 362 363 0 -23 -23 99.74 99.72 2009-06-17
3 GOLDMAN SACHS (ASIA) L.L.C. 11 344 355 13 276 289 2 -68 -66 96.90 95.50
4 AXA CHINA REGION INVESTMENT SERVICES LIMITED 1 334 335 2 285 287 1 -49 -48 99.70 99.30 2012-11-27
5 ZURICH ADVISORY (HK) LIMITED 2 139 141 2 261 263 0 122 122 98.58 99.24 2010-07-06
6 Merrill Lynch (Asia Pacific) Limited 7 287 294 7 251 258 0 -36 -36 97.62 97.29
7 PHILLIP SECURITIES (HONG KONG) LIMITED 4 185 189 4 162 166 0 -23 -23 97.88 97.59
8 THE PRUDENTIAL ASSURANCE COMPANY LIMITED 0 132 132 0 124 124 0 -8 -8 100.00 100.00 2005-03-31
9 OnePlatform Asset Management Limited 1 74 75 1 112 113 0 38 38 98.67 99.12
10 NOMURA INTERNATIONAL (HONG KONG) LIMITED 2 119 121 2 102 104 0 -17 -17 98.35 98.08
11 UBS SECURITIES ASIA LIMITED 8 114 122 6 96 102 -2 -18 -20 93.44 94.12
12 Citigroup Global Markets Asia Limited 6 253 259 1 100 101 -5 -153 -158 97.68 99.01
13 Merrill Lynch Far East Limited 6 112 118 6 83 89 0 -29 -29 94.92 93.26 2025-01-16
14 HSBC LIFE (INTERNATIONAL) LIMITED 2 77 79 2 79 81 0 2 2 97.47 97.53 2012-05-07
15 FIL Investment Management (Hong Kong) Limited 5 66 71 5 69 74 0 3 3 92.96 93.24
16 J.P. MORGAN BROKING (HONG KONG) LIMITED 3 49 52 4 65 69 1 16 17 94.23 94.20
17 Credit Suisse (Hong Kong) Limited 1 27 28 1 66 67 0 39 39 96.43 98.51 2025-01-13
18 Credit Suisse Securities (Hong Kong) Limited 1 99 100 1 65 66 0 -34 -34 99.00 98.48 2024-09-27
19 HSBC Global Asset Management (Hong Kong) Limited 5 57 62 7 57 64 2 0 2 91.94 89.06
20 T G HOLBORN (HK) LIMITED 2 36 38 2 59 61 0 23 23 94.74 96.72 2014-04-29
21 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 53 57 4 52 56 0 -1 -1 92.98 92.86
22 GET NICE SECURITIES LIMITED 3 55 58 3 52 55 0 -3 -3 94.83 94.55
23 JPMorgan Asset Management (Asia Pacific) Limited 7 46 53 6 49 55 -1 3 2 86.79 89.09
24 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 42 44 2 52 54 0 10 10 95.45 96.30 2010-12-17
25 LEHMAN BROTHERS ASIA LIMITED 3 43 46 4 49 53 1 6 7 93.48 92.45 2024-11-13
26 Lion Global Financial Limited 3 37 40 3 49 52 0 12 12 92.50 94.23
27 Morgan Stanley Asia Limited 4 327 331 2 50 52 -2 -277 -279 98.79 96.15
28 BEAR STEARNS ASIA LIMITED 3 46 49 3 47 50 0 1 1 93.88 94.00 2010-04-28
29 Credit Agricole Securities (Asia) Limited 4 59 63 4 41 45 0 -18 -18 93.65 91.11
30 FIL Investment Advisors 4 32 36 4 40 44 0 8 8 88.89 90.91
31 CHOW SANG SANG SECURITIES (HK) LIMITED 2 39 41 2 39 41 0 0 0 95.12 95.12 2004-10-29
32 CHOW SANG SANG SECURITIES LIMITED 2 39 41 2 39 41 0 0 0 95.12 95.12
33 CLSA RESEARCH LIMITED 2 33 35 2 39 41 0 6 6 94.29 95.12 2014-06-18
34 HANG SENG INVESTMENT MANAGEMENT LIMITED 4 30 34 7 34 41 3 4 7 88.24 82.93
35 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 38 40 3 36 39 1 -2 -1 95.00 92.31 2012-04-02
36 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 27 29 2 36 38 0 9 9 93.10 94.74
37 FWD Life Insurance Company (Bermuda) Limited 1 28 29 1 36 37 0 8 8 96.55 97.30 2012-11-21
38 RBC INVESTMENT SERVICES (ASIA) LIMITED 2 37 39 2 34 36 0 -3 -3 94.87 94.44
39 DEUTSCHE SECURITIES ASIA LIMITED 5 75 80 2 32 34 -3 -43 -46 93.75 94.12 2019-12-03
40 Funderstone Securities Limited 5 36 41 4 28 32 -1 -8 -9 87.80 87.50
41 PEGASUS FUND MANAGERS LIMITED 2 25 27 2 30 32 0 5 5 92.59 93.75
42 Allianz Global Investors Hong Kong Limited 4 20 24 4 27 31 0 7 7 83.33 87.10 2015-05-31
43 iBest Consultants Limited 2 26 28 2 29 31 0 3 3 92.86 93.55 2019-08-15
44 LUEN FAT SECURITIES COMPANY LIMITED 5 41 46 4 27 31 -1 -14 -15 89.13 87.10
45 Mason Securities Limited 4 36 40 3 28 31 -1 -8 -9 90.00 90.32
46 Network Financial Services Limited 1 43 44 2 29 31 1 -14 -13 97.73 93.55 2007-11-27
47 CENTALINE WEALTH MANAGEMENT LIMITED 0 0 0 2 28 30 2 28 30 - 93.33 2004-04-02
48 FWD Financial Planning Limited (HK) 2 29 31 3 27 30 1 -2 -1 93.55 90.00
49 HSBC SECURITIES (ASIA) LIMITED 6 68 74 5 25 30 -1 -43 -44 91.89 83.33 2005-11-14
50 UOB KAY HIAN (HONG KONG) LIMITED 5 99 104 5 25 30 0 -74 -74 95.19 83.33
51 FULBRIGHT SECURITIES LIMITED 2 36 38 1 28 29 -1 -8 -9 94.74 96.55 2004-11-30
52 RBS Asia Corporate Finance Limited 1 38 39 1 28 29 0 -10 -10 97.44 96.55 2004-12-30
53 INVESCO HONG KONG LIMITED 8 28 36 4 24 28 -4 -4 -8 77.78 85.71
54 MACQUARIE CAPITAL LIMITED 2 55 57 3 25 28 1 -30 -29 96.49 89.29
55 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 25 27 1 26 27 -1 1 0 92.59 96.30 2018-12-31
56 PineBridge Investments Asia Limited 3 30 33 3 24 27 0 -6 -6 90.91 88.89
57 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 27 33 6 21 27 0 -6 -6 81.82 77.78
58 Standard Chartered Securities (Hong Kong) Limited 5 22 27 7 19 26 2 -3 -1 81.48 73.08
59 BNP PARIBAS SECURITIES (ASIA) LIMITED 4 70 74 2 23 25 -2 -47 -49 94.59 92.00
60 Amundi Hong Kong Limited 3 17 20 7 17 24 4 0 4 85.00 70.83
61 Daiwa Capital Markets Hong Kong Limited 1 29 30 2 22 24 1 -7 -6 96.67 91.67
62 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 2 34 36 5 19 24 3 -15 -12 94.44 79.17
63 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 2 0 2 3 21 24 1 21 22 0.00 87.50 2003-09-24 2011-04-19
64 LEHIN SECURITIES LIMITED 3 21 24 3 20 23 0 -1 -1 87.50 86.96 2005-01-18
65 BANK CONSORTIUM TRUST COMPANY LIMITED 1 28 29 2 20 22 1 -8 -7 96.55 90.91 2011-11-22
66 CLSA LIMITED 7 52 59 6 16 22 -1 -36 -37 88.14 72.73
67 Fosun International Securities Limited 5 18 23 5 17 22 0 -1 -1 78.26 77.27
68 INVESCO ASSET MANAGEMENT ASIA LIMITED 8 25 33 4 18 22 -4 -7 -11 75.76 81.82 2005-03-15
69 JF INTERNATIONAL MANAGEMENT INC. 2 18 20 2 20 22 0 2 2 90.00 90.91 2020-07-13
70 BOCI RESEARCH LIMITED 2 12 14 2 19 21 0 7 7 85.71 90.48
71 GLOBAL INVESTMENT ADVISORS LIMITED 3 7 10 3 18 21 0 11 11 70.00 85.71
72 GOLDENWAY SECURITIES COMPANY LIMITED 3 19 22 3 18 21 0 -1 -1 86.36 85.71 2004-10-06
73 Goldman Sachs Investment Management Hong Kong Limited 3 10 13 2 19 21 -1 9 8 76.92 90.48 2013-11-27
74 HENYEP SECURITIES LIMITED 2 20 22 2 19 21 0 -1 -1 90.91 90.48 2004-12-14
75 WELLFULL SECURITIES COMPANY LIMITED 5 19 24 4 17 21 -1 -2 -3 79.17 80.95 2005-02-21
76 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 2 16 18 2 18 20 0 2 2 88.89 90.00 2005-01-07
77 CHONG HING SECURITIES LIMITED 4 17 21 4 16 20 0 -1 -1 80.95 80.00 2005-01-11
78 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 21 23 3 17 20 1 -4 -3 91.30 85.00 2016-10-10
79 CASH Wealth Management Limited 1 2 3 2 17 19 1 15 16 66.67 89.47
80 LLOYDS TSB PACIFIC LIMITED 5 14 19 4 15 19 -1 1 0 73.68 78.95 2005-12-29
81 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 8 11 3 16 19 0 8 8 72.73 84.21
82 SDIC Securities International Financial Holdings Limited 1 20 21 1 18 19 0 -2 -2 95.24 94.74 2012-08-17
83 TAI SHING STOCK INVESTMENT CO. LIMITED 4 14 18 4 15 19 0 1 1 77.78 78.95
84 China International Capital Corporation (International) Limited 5 19 24 5 13 18 0 -6 -6 79.17 72.22 2009-05-06
85 CITIC FRONTIER CHINA RESEARCH LIMITED 0 0 0 2 16 18 2 16 18 - 88.89 2004-03-12 2006-02-06
86 GAYANG SECURITIES LIMITED 1 14 15 1 17 18 0 3 3 93.33 94.44
87 KAISER SECURITIES LIMITED 1 22 23 1 17 18 0 -5 -5 95.65 94.44 2005-02-18
88 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 16 18 2 16 18 0 0 0 88.89 88.89
89 AMUNDI ASSET MANAGEMENT 0 0 0 7 10 17 7 10 17 - 58.82 2004-07-01 2008-01-01
90 BlackRock (Hong Kong) Limited (d2017-01-20) 3 10 13 3 14 17 0 4 4 76.92 82.35 2015-05-15
91 CMB International Global Markets Limited 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2004-11-26
92 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 137 139 3 14 17 1 -123 -122 98.56 82.35 2016-06-30
93 DBS ASIA CAPITAL LIMITED 5 15 20 4 13 17 -1 -2 -3 75.00 76.47
94 ETRADE SECURITIES (HONG KONG) LIMITED 2 15 17 3 14 17 1 -1 0 88.24 82.35 2019-05-10
95 HPEF Capital Partners Limited 6 12 18 6 11 17 0 -1 -1 66.67 64.71 2022-06-01
96 INSTINET PACIFIC LIMITED 3 8 11 4 13 17 1 5 6 72.73 76.47
97 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 16 18 2 15 17 0 -1 -1 88.89 88.24
98 TAI TAK SECURITIES (ASIA) LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2004-11-17
99 AllianceBernstein Hong Kong Limited 2 12 14 3 13 16 1 1 2 85.71 81.25
100 Eastspring Investments (Hong Kong) Limited 2 7 9 2 14 16 0 7 7 77.78 87.50
101 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 9 11 2 14 16 0 5 5 81.82 87.50 2014-06-13
102 DBS VICKERS (HONG KONG) LIMITED 4 109 113 5 10 15 1 -99 -98 96.46 66.67
103 FOX-PITT, KELTON (ASIA) LIMITED 2 9 11 3 12 15 1 3 4 81.82 80.00 2010-05-18
104 HANG SENG SECURITIES LIMITED 4 10 14 4 11 15 0 1 1 71.43 73.33
105 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 4 6 10 7 8 15 3 2 5 60.00 53.33
106 ONSHINE SECURITIES LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00
107 Quam Securities Limited 3 25 28 2 13 15 -1 -12 -13 89.29 86.67
108 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 7 8 2 13 15 1 6 7 87.50 86.67
109 Sun Life Financial Asia Services Limited 1 3 4 2 13 15 1 10 11 75.00 86.67 2007-04-02
110 UBS SECURITIES HONG KONG LIMITED 3 15 18 3 12 15 0 -3 -3 83.33 80.00 2005-02-07
111 YUEXING SECURITIES COMPANY LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33 2004-11-10
112 AuVantage Consultancy Limited 2 13 15 2 12 14 0 -1 -1 86.67 85.71 2016-10-03
113 DWS Investments Hong Kong Limited 2 8 10 6 8 14 4 0 4 80.00 57.14
114 HANG SENG INVESTMENT SERVICES LIMITED 6 5 11 6 8 14 0 3 3 45.45 57.14
115 KWONG FAT HONG (SECURITIES) LIMITED 3 12 15 3 11 14 0 -1 -1 80.00 78.57 2004-11-26
116 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 11 16 5 9 14 0 -2 -2 68.75 64.29
117 MANGO FINANCIAL LIMITED 3 10 13 4 10 14 1 0 1 76.92 71.43
118 MANULIFE (INTERNATIONAL) LIMITED 2 12 14 2 12 14 0 0 0 85.71 85.71 2011-06-17
119 RBS Asia Securities (Hong Kong) Limited 2 28 30 0 14 14 -2 -14 -16 93.33 100.00 2005-03-15
120 TAT LEE SECURITIES COMPANY LIMITED 5 11 16 5 9 14 0 -2 -2 68.75 64.29 2004-11-15
121 Tyche Group Limited 2 11 13 2 12 14 0 1 1 84.62 85.71 2014-12-05
122 CBH Asia Limited 2 10 12 3 10 13 1 0 1 83.33 76.92
123 CHARLES SCHWAB, HONG KONG, LIMITED 2 19 21 3 10 13 1 -9 -8 90.48 76.92
124 CHINA POINT STOCK BROKERS LIMITED 2 14 16 2 11 13 0 -3 -3 87.50 84.62 2004-11-29
125 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 2 11 13 3 10 13 1 -1 0 84.62 76.92 2012-06-04
126 FE SECURITIES LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
127 HANG TAI SECURITIES LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2005-01-20
128 HARRIS FRASER (INTERNATIONAL) LIMITED 2 10 12 2 11 13 0 1 1 83.33 84.62
129 MAN LUNG HONG SECURITIES LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62 2005-01-31
130 SINO CAPITAL SECURITIES LIMITED 1 20 21 1 12 13 0 -8 -8 95.24 92.31 2005-02-14
131 AIF CAPITAL LIMITED 5 7 12 5 7 12 0 0 0 58.33 58.33
132 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 9 12 4 8 12 1 -1 0 75.00 66.67 2019-07-05
133 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 42 45 2 10 12 -1 -32 -33 93.33 83.33
134 Legg Mason Asset Management Hong Kong Limited 3 11 14 2 10 12 -1 -1 -2 78.57 83.33 2022-06-30
135 Legg Mason International Equities (Hong Kong) Limited 3 11 14 2 10 12 -1 -1 -2 78.57 83.33 2015-08-28
136 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 9 11 3 9 12 1 0 1 81.82 75.00 2013-03-19
137 LOMBARD ODIER (HONG KONG) LIMITED 0 10 10 1 11 12 1 1 2 100.00 91.67
138 M&F Asset Management Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
139 Manulife Investment Management (Hong Kong) Limited 2 1023 1025 2 10 12 0 -1013 -1013 99.80 83.33
140 MoneyMore Securities Limited 1 11 12 1 11 12 0 0 0 91.67 91.67 2004-12-21
141 PATTERSON FINANCIAL SERVICES LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2009-05-13
142 SPS SECURITIES LIMITED 4 15 19 4 8 12 0 -7 -7 78.95 66.67 2005-02-07
143 TAIFAIR SECURITIES LIMITED 3 10 13 4 8 12 1 -2 -1 76.92 66.67 2005-02-23
144 TARZAN STOCK & SHARES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
145 Belvest Investment Services Limited 4 7 11 3 8 11 -1 1 0 63.64 72.73
146 Ge Shang Investment (Hong Kong) Limited 1 7 8 1 10 11 0 3 3 87.50 90.91
147 Goldyard Capital Limited 1 13 14 2 9 11 1 -4 -3 92.86 81.82 2019-11-21
148 HAITONG INTERNATIONAL RESEARCH LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82
149 HING WONG SECURITIES LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
150 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 2 9 11 1 10 11 -1 1 0 81.82 90.91 2017-10-02
151 Oshidori Securities Limited 3 9 12 3 8 11 0 -1 -1 75.00 72.73 2004-12-29
152 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 1 6 7 1 10 11 0 4 4 85.71 90.91 2017-06-28
153 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 9 10 1 10 11 0 1 1 90.00 90.91 2016-11-01
154 Shang International Finance Limited 2 6 8 3 8 11 1 2 3 75.00 72.73 2024-01-26
155 UKFP (Asia) HK Limited 3 33 36 2 9 11 -1 -24 -25 91.67 81.82 2004-10-13
156 WFM Asia (HK) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82
157 WING FAT SECURITIES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-01-19
158 ALTRUIST FINANCIAL GROUP LIMITED 0 0 0 2 8 10 2 8 10 - 80.00 2004-01-20
159 BARING ASSET MANAGEMENT (ASIA) LIMITED 2 8 10 4 6 10 2 -2 0 80.00 60.00
160 CAIIS Limited 1 7 8 1 9 10 0 2 2 87.50 90.00 2018-09-04
161 CGS International Securities Hong Kong Limited 0 5 5 2 8 10 2 3 5 100.00 80.00
162 CHINA PACIFIC SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2004-11-08
163 China Tonghai (IA) Limited 3 5 8 3 7 10 0 2 2 62.50 70.00 2017-11-29
164 First Sentier Investors (Hong Kong) Limited 2 10 12 4 6 10 2 -4 -2 83.33 60.00
165 FIRST SHANGHAI SECURITIES LIMITED 4 23 27 4 6 10 0 -17 -17 85.19 60.00
166 GRANSING SECURITIES CO., LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
167 HANG TUNG SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2004-10-29
168 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 3 8 11 2 8 10 -1 0 -1 72.73 80.00 2007-10-03
169 MIB SECURITIES (HONG KONG) LIMITED 3 7 10 2 8 10 -1 1 0 70.00 80.00
170 MIZUHO SECURITIES ASIA LIMITED 2 11 13 2 8 10 0 -3 -3 84.62 80.00
171 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2008-01-08
172 SOLID KING SECURITIES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2021-09-02
173 STANDARD & POOR'S, LLC 2 6 8 2 8 10 0 2 2 75.00 80.00 2010-12-21
174 VICTORY SECURITIES COMPANY LIMITED 2 12 14 2 8 10 0 -4 -4 85.71 80.00
175 YING WAH SECURITIES COMPANY LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2005-01-10
176 ASSET DYNAMIC MANAGEMENT LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2025-03-25
177 BEA Union Investment Management Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78
178 CES Private (HK) Limited 1 6 7 1 8 9 0 2 2 85.71 88.89 2005-03-31
179 CVC Asia Pacific Limited 2 6 8 4 5 9 2 -1 1 75.00 55.56
180 DAIWA SECURITIES SMBC (ASIA) LIMITED 1 9 10 0 9 9 -1 0 -1 90.00 100.00 2005-01-25
181 DELTA ASIA SECURITIES LIMITED 2 33 35 2 7 9 0 -26 -26 94.29 77.78
182 ETRADE SECURITIES LIMITED 2 12 14 3 6 9 1 -6 -5 85.71 66.67 2007-11-21
183 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2006-10-23
184 GRAND ONWARD SECURITIES LIMITED 1 8 9 1 8 9 0 0 0 88.89 88.89 2005-03-31
185 HERMES SECURITIES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-01-20
186 Income Partners Asset Management (HK) Limited 3 4 7 3 6 9 0 2 2 57.14 66.67
187 Janus Henderson Investors Hong Kong Limited 1 9 10 1 8 9 0 -1 -1 90.00 88.89
188 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 14 19 3 6 9 -2 -8 -10 73.68 66.67 2025-04-23
189 MUSHK Limited 3 12 15 4 5 9 1 -7 -6 80.00 55.56 2011-06-01
190 PERFECT ASSET MANAGEMENT LIMITED (HK) 1 5 6 1 8 9 0 3 3 83.33 88.89 2011-10-20
191 PRIME SECURITIES LIMITED (HK) 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2004-11-25
192 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 10 14 3 6 9 -1 -4 -5 71.43 66.67
193 STANHILL (HONG KONG) LIMITED 3 7 10 4 5 9 1 -2 -1 70.00 55.56 2013-05-23
194 T. ROWE PRICE INTERNATIONAL, INC. 1 7 8 2 7 9 1 0 1 87.50 77.78 2010-12-31
195 THING ON SECURITIES LIMITED 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2004-11-29
196 VC BROKERAGE LIMITED 0 59 59 1 8 9 1 -51 -50 100.00 88.89
197 Waton Securities International Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2004-12-21
198 WING ON CHEONG SECURITIES COMPANY LIMITED 5 23 28 4 5 9 -1 -18 -19 82.14 55.56 2020-12-21
199 YF Life Investors Limited 0 0 0 2 7 9 2 7 9 - 77.78 2004-08-30 2013-03-22
200 YUE XIU SECURITIES COMPANY LIMITED 5 3 8 4 5 9 -1 2 1 37.50 55.56
201 Yunfeng Financial Markets Limited 1 12 13 0 9 9 -1 -3 -4 92.31 100.00
202 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2016-06-30
203 BAN HIN SECURITIES COMPANY LIMITED 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2005-02-25
204 BOKHARY SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-02-15
205 Bright Fund Management Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2023-12-19
206 Broadway Wealth Management Limited 1 5 6 1 7 8 0 2 2 83.33 87.50 2013-01-03
207 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 7 10 3 5 8 0 -2 -2 70.00 62.50 2024-03-28
208 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 23 27 4 4 8 0 -19 -19 85.19 50.00
209 CITIC Securities Brokerage (HK) Limited 3 38 41 2 6 8 -1 -32 -33 92.68 75.00
210 EWARTON SECURITIES LIMITED 1 10 11 1 7 8 0 -3 -3 90.91 87.50 2004-11-17
211 FB SECURITIES (HONG KONG) LIMITED 2 6 8 4 4 8 2 -2 0 75.00 50.00
212 FIRST STATE (HONG KONG) LLC 2 6 8 4 4 8 2 -2 0 75.00 50.00 2007-07-27
213 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 7 8 0 5 5 66.67 87.50
214 HPEF Venture Partners Limited 4 0 4 4 4 8 0 4 4 0.00 50.00 2018-06-08
215 ICBC (ASIA) SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
216 Instinet Alpha Trading Limited 3 4 7 4 4 8 1 0 1 57.14 50.00 2010-11-19
217 KGI CAPITAL ASIA LIMITED 2 4 6 3 5 8 1 1 2 66.67 62.50
218 King Sun Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-10-14
219 LAZARD ASIA (HONG KONG) LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50
220 METRO CAPITAL SECURITIES LIMITED 1 8 9 1 7 8 0 -1 -1 88.89 87.50 2005-01-10
221 MONEY CONCEPTS (ASIA) LIMITED 2 4 6 1 7 8 -1 3 2 66.67 87.50 2012-09-18
222 Neutral Financial Holding Company Limited 1 6 7 2 6 8 1 0 1 85.71 75.00
223 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 10 11 3 5 8 2 -5 -3 90.91 62.50 2013-04-17
224 SBI China Capital Securities Limited 1 8 9 2 6 8 1 -2 -1 88.89 75.00 2012-10-08
225 Shacom Securities Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
226 Soo Pei Shao & Company 1 7 8 1 7 8 0 0 0 87.50 87.50 2005-03-31
227 SPARX Asia Investment Advisors Limited 0 0 0 3 5 8 3 5 8 - 62.50 2004-04-20
228 TVG CAPITAL PARTNERS LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2015-11-16
229 UOB ASIA (HONG KONG) LIMITED 4 9 13 3 5 8 -1 -4 -5 69.23 62.50 2011-07-27
230 VALUE PARTNERS LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00
231 WHOLE WIN SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-11-15
232 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 6 8 0 4 4 50.00 75.00 2003-05-23 2022-07-19
233 ABN AMRO (HONG KONG) LIMITED 0 9 9 0 7 7 0 -2 -2 100.00 100.00 2005-03-29
234 ABN AMRO Clearing Hong Kong Limited 1 6 7 1 6 7 0 0 0 85.71 85.71 2005-03-03
235 AJ Securities Limited 1 8 9 1 6 7 0 -2 -2 88.89 85.71 2005-07-12
236 Bradbury Securities Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43
237 CHINA EVERBRIGHT RESEARCH LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14
238 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 3 129 132 1 6 7 -2 -123 -125 97.73 85.71 2004-10-25
239 EMPEROR SECURITIES LIMITED (HK) 3 48 51 5 2 7 2 -46 -44 94.12 28.57
240 EVERBEST INSURANCE AND FINANCIAL SERVICES LIMITED 1 4 5 2 5 7 1 1 2 80.00 71.43 2005-03-07
241 GAM HONG KONG LIMITED 4 13 17 4 3 7 0 -10 -10 76.47 42.86
242 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 5 46 51 5 2 7 0 -44 -44 90.20 28.57
243 HSBC GUYERZELLER FAR EAST LIMITED 2 2 4 4 3 7 2 1 3 50.00 42.86 2009-08-31
244 HSBC INSTITUTIONAL TRUST SERVICES (ASIA) LIMITED 0 10 10 0 7 7 0 -3 -3 100.00 100.00 2005-01-15
245 HSBC Private Trustee (Hong Kong) Limited 0 10 10 3 4 7 3 -6 -3 100.00 57.14 2005-01-05
246 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2014-10-13
247 Nomura Asset Management Hong Kong Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43
248 NOMURA SECURITIES (HONG KONG) LIMITED 1 6 7 1 6 7 0 0 0 85.71 85.71 2005-01-25
249 Open Securities Limited 0 7 7 2 5 7 2 -2 0 100.00 71.43
250 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 14 17 2 5 7 -1 -9 -10 82.35 71.43 2023-10-25
251 RG ASSET MANAGEMENT COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2013-11-25
252 Rifa Securities Limited 1 6 7 1 6 7 0 0 0 85.71 85.71 2005-02-22
253 ROCTEC SECURITIES COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
254 ROOFER SECURITIES LIMITED 0 8 8 0 7 7 0 -1 -1 100.00 100.00 2004-11-30
255 SHUN HENG SECURITIES LIMITED 1 6 7 1 6 7 0 0 0 85.71 85.71 2005-01-19
256 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2012-01-12
257 SSC MANDARIN FINANCIAL SERVICES LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2015-03-27
258 St. James's Place (Hong Kong) Limited 1 8 9 1 6 7 0 -2 -2 88.89 85.71
259 SUNNY WORLD INVESTMENT LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2012-08-28
260 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14
261 UBS Asset Management (Hong Kong) Limited 3 4 7 4 3 7 1 -1 0 57.14 42.86
262 UNICORN SECURITIES COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-11-30
263 Wisetrade Securities Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2004-10-06
264 Absolute Investment Management (HK) Limited 3 2 5 3 3 6 0 1 1 40.00 50.00
265 AlTi Wealth Management (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2004-05-11
266 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-06-10
267 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 2 5 4 2 6 1 0 1 40.00 33.33
268 AP Asset Management (HK) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2004-07-07 2013-12-04
269 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-09-30
270 Beevest Securities Limited 0 8 8 2 4 6 2 -4 -2 100.00 66.67
271 BETA INTERNATIONAL SECURITIES LIMITED 3 12 15 3 3 6 0 -9 -9 80.00 50.00 2004-10-04
272 BKHK Limited 5 0 5 6 0 6 1 0 1 0.00 0.00 2006-10-16
273 BMI FUNDS MANAGEMENT LIMITED 1 1 2 2 4 6 1 3 4 50.00 66.67
274 BOCOM International Holdings Company Limited 3 11 14 4 2 6 1 -9 -8 78.57 33.33 2010-03-09
275 CHIEF SECURITIES LIMITED 1 19 20 1 5 6 0 -14 -14 95.00 83.33 2005-03-14
276 CIBC Global Asset Management (Asia) Limited 1 5 6 1 5 6 0 0 0 83.33 83.33 2005-01-03
277 CITIC CLSA Capital Partners HK Limited 3 1 4 3 3 6 0 2 2 25.00 50.00
278 EMPEROR CORPORATE FINANCE LIMITED 1 5 6 1 5 6 0 0 0 83.33 83.33 2007-04-20
279 EQT Partners Asia Limited 1 4 5 1 5 6 0 1 1 80.00 83.33 2023-09-06
280 FORE ASIA, LIMITED 0 0 0 5 1 6 5 1 6 - 16.67 2004-08-18 2008-05-30
281 HAMON ASSET MANAGEMENT LIMITED 2 4 6 4 2 6 2 -2 0 66.67 33.33
282 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 2 3 1 5 6 0 3 3 66.67 83.33 2011-06-03
283 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-09-22
284 JAFCO Investment (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2009-10-15
285 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2022-10-13
286 K.L. Securities Company 1 6 7 1 5 6 0 -1 -1 85.71 83.33 2005-03-31
287 KEE CHEONG SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-11-10
288 KGI ASIA LIMITED 1 127 128 3 3 6 2 -124 -122 99.22 50.00 2017-10-02
289 MAN INVESTMENTS (HONG KONG) LIMITED 1 6 7 1 5 6 0 -1 -1 85.71 83.33
290 MEIJI YASUDA ASIA LIMITED 1 7 8 2 4 6 1 -3 -2 87.50 66.67 2019-10-17
291 Moliyo (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-03-31
292 NEW REGION SECURITIES COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-02-01
293 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2007-09-28
294 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 1 5 6 -1 1 0 66.67 83.33 2010-07-07
295 PRUDENTIAL BROKERAGE LIMITED 2 74 76 2 4 6 0 -70 -70 97.37 66.67
296 RPS INVESTMENT LIMITED 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2005-02-17
297 S. W. WOO AND COMPANY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-10-11
298 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2011-02-18
299 SOUTH CHINA RESEARCH LIMITED 1 5 6 1 5 6 0 0 0 83.33 83.33
300 TIFFIT SECURITIES (HONG KONG) LIMITED 3 5 8 3 3 6 0 -2 -2 62.50 50.00
301 TIS SECURITIES (HK) LIMITED 4 14 18 2 4 6 -2 -10 -12 77.78 66.67 2012-06-28
302 Tyric Capital Limited 2 2 4 3 3 6 1 1 2 50.00 50.00
303 UNI-ALPHA SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-03-23
304 VMS Securities Limited 1 7 8 1 5 6 0 -2 -2 87.50 83.33 2020-09-01
305 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
306 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
307 ZHONGRONG PT SECURITIES LIMITED 4 17 21 4 2 6 0 -15 -15 80.95 33.33
308 Aevitas Securities Limited 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-01-31
309 ALPHA SECURITIES COMPANY LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-01-24
310 ALPS CAPITAL MANAGEMENT LIMITED 1 2 3 3 2 5 2 0 2 66.67 40.00
311 ARGYLE STREET MANAGEMENT LIMITED 1 3 4 3 2 5 2 -1 1 75.00 40.00
312 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
313 AXA Financial Planning (Hong Kong) Limited 0 2 2 0 5 5 0 3 3 100.00 100.00 2012-05-25
314 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 5 5 0 5 5 0 0 0 100.00 100.00 2013-04-02
315 BEAR BRIGHT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
316 BlackRock Asset Management North Asia Limited 1 4 5 2 3 5 1 -1 0 80.00 60.00
317 BOWEN ASIA LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2014-10-20
318 CHINA SKY SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-02-04
319 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 2 3 1 4 5 0 2 2 66.67 80.00
320 EVER-LONG SECURITIES COMPANY LIMITED 2 12 14 3 2 5 1 -10 -9 85.71 40.00
321 Fubon Capital (HK) Limited 2 3 5 1 4 5 -1 1 0 60.00 80.00 2012-01-13
322 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2018-11-09
323 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 0 5 5 0 5 0 0 0 0.00 0.00 2020-12-09
324 GIGA (HONG KONG) LIMITED 1 2 3 2 3 5 1 1 2 66.67 60.00
325 Goldbridge Securities Limited 2 11 13 2 3 5 0 -8 -8 84.62 60.00 2006-02-03
326 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 5 6 2 3 5 1 -2 -1 83.33 60.00
327 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
328 HSBC Global Asset Management Holdings (Bahamas) Limited 3 0 3 5 0 5 2 0 2 0.00 0.00 2020-06-02
329 Huajin Corporate Finance (International) Limited 2 0 2 3 2 5 1 2 3 0.00 40.00
330 ICEA SECURITIES ASIA LIMITED 1 3 4 2 3 5 1 0 1 75.00 60.00 2009-09-29
331 INTERNATIONAL COMMERCE CORPORATION 1 3 4 1 4 5 0 1 1 75.00 80.00
332 KAM FAI SECURITIES CO., LIMITED 3 12 15 2 3 5 -1 -9 -10 80.00 60.00 2004-10-14
333 KINGSTON SECURITIES LIMITED 2 40 42 1 4 5 -1 -36 -37 95.24 80.00 2005-01-24
334 MACKINSEY FINANCIAL MANAGEMENT LIMITED 0 2 2 0 5 5 0 3 3 100.00 100.00 2005-02-16
335 MAN HON YEUNG SECURITIES LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2004-12-08
336 MANBLE SECURITIES LIMITED 1 5 6 1 4 5 0 -1 -1 83.33 80.00 2006-06-12
337 Oreana Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
338 PFP Capital Limited 1 4 5 3 2 5 2 -2 0 80.00 40.00
339 PineBridge Investments Hong Kong Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2005-03-15
340 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
341 PRIVATE CAPITAL LIMITED 2 1 3 1 4 5 -1 3 2 33.33 80.00
342 Public Financial Securities Limited 1 7 8 1 4 5 0 -3 -3 87.50 80.00 2004-11-05
343 RICH PLEASURE SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-11-30
344 Rich Union Securities (H.K.) Limited 1 3 4 1 4 5 0 1 1 75.00 80.00 2025-05-19
345 SANFULL SECURITIES LIMITED 5 50 55 3 2 5 -2 -48 -50 90.91 40.00 2004-11-24
346 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 7 10 3 2 5 0 -5 -5 70.00 40.00
347 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 1 3 4 2 3 5 1 0 1 75.00 60.00
348 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00
349 SINOPAC SECURITIES (ASIA) LIMITED 3 29 32 2 3 5 -1 -26 -27 90.63 60.00 2017-02-12
350 SMBC Nikko Securities (Hong Kong) Limited 2 4 6 3 2 5 1 -2 -1 66.67 40.00
351 STOCKWELL SECURITIES LIMITED 2 28 30 2 3 5 0 -25 -25 93.33 60.00 2004-11-25
352 TRANSPAC CAPITAL LIMITED 1 4 5 2 3 5 1 -1 0 80.00 60.00
353 UPBEST SECURITIES COMPANY LIMITED 4 20 24 4 1 5 0 -19 -19 83.33 20.00
354 VENHOUSE WEALTH MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2004-05-19
355 WAG FINANCIAL SERVICES GROUP LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2006-12-19
356 WAH SANG SECURITIES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-11-17
357 WAH THAI SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-10-05
358 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-06-22
359 Welform Investors Company 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-03-30
360 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2010-12-16
361 YARDLEY SECURITIES LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2016-09-06
362 YICKO SECURITIES LIMITED 2 17 19 2 3 5 0 -14 -14 89.47 60.00 2007-05-08
363 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
364 AFFINITY EQUITY PARTNERS (HK) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2004-07-07
365 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 5 4 9 3 1 4 -2 -3 -5 44.44 25.00 2012-06-25
366 Alpha Nova Capital Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
367 Amova Asset Management Hong Kong Limited 4 1 5 2 2 4 -2 1 -1 20.00 50.00
368 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 2 2 4 -1 0 -1 40.00 50.00
369 ANGUS MOORE LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2011-07-05
370 Ark Securities (Hong Kong) Limited 2 3 5 1 3 4 -1 0 -1 60.00 75.00
371 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2008-08-04
372 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00
373 AXA Investment Managers Asia Limited 2 0 2 4 0 4 2 0 2 0.00 0.00
374 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
375 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 12 13 1 3 4 0 -9 -9 92.31 75.00 2010-11-03
376 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2014-07-03
377 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 1 7 8 2 2 4 1 -5 -4 87.50 50.00 2005-01-18
378 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2019-07-29
379 CHARLES SCHMITT & ASSOCIATES LIMITED 4 4 8 2 2 4 -2 -2 -4 50.00 50.00 2005-02-05
380 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
381 CHINA CANTON MANAGEMENT (HONG KONG) LIMITED 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2005-03-31
382 CHINA EVERBRIGHT CAPITAL LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00
383 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
384 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
385 Chung Tak & Company 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2005-03-31
386 CITIC Securities (Hong Kong) Limited 2 15 17 2 2 4 0 -13 -13 88.24 50.00
387 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-12-27
388 COMGEST FAR EAST LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
389 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
390 CTW SECURITIES LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-02-07
391 CUPOLA CAPITAL LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2022-05-06
392 DAEWOO SECURITIES (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2017-02-28
393 DEBTTRADERS, LIMITED 1 7 8 1 3 4 0 -4 -4 87.50 75.00 2005-02-25
394 Delta Asia Wealth Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2025-08-26
395 DL BROKERAGE LIMITED 3 17 20 3 1 4 0 -16 -16 85.00 25.00
396 Everbright Securities Investment Services (HK) Limited 7 214 221 2 2 4 -5 -212 -217 96.83 50.00
397 EVERHOT SECURITIES LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2004-11-30
398 FIRST EASTERN INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
399 Freddy Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-02-21
400 FT Securities Limited 3 69 72 3 1 4 0 -68 -68 95.83 25.00 2024-12-06
401 GAOYU SECURITIES LIMITED 4 13 17 0 4 4 -4 -9 -13 76.47 100.00 2004-05-25
402 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-02-12
403 Goodcape Investment Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-12-13
404 GREAT BAY SECURITIES LIMITED 2 33 35 2 2 4 0 -31 -31 94.29 50.00
405 HAMON ASIAN ADVISORS LIMITED 2 2 4 4 0 4 2 -2 0 50.00 0.00
406 Hong Kong Wan Kiu Investment Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-29
407 HSBC STRUCTURED FUNDS (ASIA) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2004-02-10 2015-07-22
408 HSZ (HONG KONG) LIMITED 1 2 3 1 3 4 0 1 1 66.67 75.00
409 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
410 Huayu Securities Limited 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2004-10-14
411 ICG Asia Pacific Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
412 Intercontinent Securities Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-30
413 IREALITY INVESTMENTS LIMITED 5 2 7 4 0 4 -1 -2 -3 28.57 0.00
414 iTTa Capital Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2003-05-29 2013-06-11
415 JPMorgan Funds (Asia) Limited 2 43 45 2 2 4 0 -41 -41 95.56 50.00
416 KARL-THOMSON SECURITIES COMPANY LIMITED 4 33 37 4 0 4 0 -33 -33 89.19 0.00 2004-11-30
417 KB Securities Hong Kong Limited 1 4 5 2 2 4 1 -2 -1 80.00 50.00
418 Kin Fung Stock Company 1 3 4 1 3 4 0 0 0 75.00 75.00 2005-03-31
419 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 4 30 34 3 1 4 -1 -29 -30 88.24 25.00
420 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2003-06-06
421 Mackenzie Investments Asia Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
422 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
423 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-08-18
424 Metaverse Securities Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
425 MIRABAUD (ASIA) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2003-05-13 2018-10-16
426 MLI LIMITED (d2018-03-29) 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2013-05-29
427 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
428 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-03-31
429 NORTH SEA SECURITIES LIMITED 2 4 6 1 3 4 -1 -1 -2 66.67 75.00 2004-10-29
430 ORIENTAL PATRON ASIA LIMITED 4 12 16 3 1 4 -1 -11 -12 75.00 25.00 2005-02-22
431 ORIENTAL PATRON SECURITIES LIMITED 2 8 10 2 2 4 0 -6 -6 80.00 50.00
432 OVERLOOK INVESTMENTS LIMITED 1 2 3 1 3 4 0 1 1 66.67 75.00 2010-01-05
433 PANTHEON CAPITAL (ASIA) LIMITED 0 5 5 4 0 4 4 -5 -1 100.00 0.00 2011-01-24
434 PGIM (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
435 PHOENIX CAPITAL SECURITIES LIMITED 3 5 8 3 1 4 0 -4 -4 62.50 25.00 2005-01-21
436 Pictet Asset Management (Hong Kong) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00
437 PPM VENTURES (ASIA) LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2005-02-05
438 QUEST STOCKBROKERS (HK) LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2004-11-25
439 RHB SECURITIES HONG KONG LIMITED 1 16 17 1 3 4 0 -13 -13 94.12 75.00 2004-11-25
440 ROCTEC INVESTMENT LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2021-10-07
441 SHUI CHEUNG SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-25
442 SIIC Capital (Hong Kong) Investment Management Company Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
443 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 0 0 0 2 2 4 2 2 4 - 50.00
444 SOUTH CHINA SECURITIES LIMITED 3 78 81 3 1 4 0 -77 -77 96.30 25.00 2005-01-31
445 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2013-05-29
446 Success Securities Limited 1 20 21 2 2 4 1 -18 -17 95.24 50.00
447 SUN RAISE CAPITAL LIMITED 1 1 2 2 2 4 1 1 2 50.00 50.00 2019-09-06
448 T & F RESEARCH LIMITED 1 2 3 2 2 4 1 0 1 66.67 50.00 2006-05-30
449 TC Investment Management (Asia) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-02-14
450 TISCO SECURITIES HONG KONG LIMITED 2 14 16 1 3 4 -1 -11 -12 87.50 75.00 2008-07-10
451 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 10 14 4 0 4 0 -10 -10 71.43 0.00 2004-11-26
452 UOB KAY HIAN ASIA LIMITED 3 4 7 3 1 4 0 -3 -3 57.14 25.00 2005-11-09
453 WAI FAT SECURITIES LIMITED 2 4 6 0 4 4 -2 0 -2 66.67 100.00 2004-11-25
454 WAI MAN STOCK & SHARES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-23
455 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-02-09
456 WING FUNG SECURITIES LIMITED 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2004-11-22
457 WING YIP COMPANY LIMITED (d2012-03-15) 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-11-30
458 WOCOM INVESTMENT MANAGEMENT LIMITED 1 2 3 2 2 4 1 0 1 66.67 50.00
459 XinKong International Securities Limited 2 36 38 2 2 4 0 -34 -34 94.74 50.00
460 A ONE INVESTMENT COMPANY LIMITED 6 3 9 2 1 3 -4 -2 -6 33.33 33.33 2013-12-05
461 abrdn Hong Kong Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
462 ACM ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
463 AD Capital Management (Hong Kong) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2004-09-08
464 AKTIS CAPITAL ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2003-11-29
465 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
466 Anuenue Securities Limited 3 4 7 3 0 3 0 -4 -4 57.14 0.00
467 Apricot Capital (Hong Kong) Limited 2 12 14 2 1 3 0 -11 -11 85.71 33.33 2004-11-22
468 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2020-06-11
469 ASIA INVESTMENT MANAGEMENT LIMITED 1 4 5 1 2 3 0 -2 -2 80.00 66.67 2021-10-08
470 Asia Pacific Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
471 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
472 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
473 BALLINGAL INVESTMENT ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2004-08-13
474 BARCLAYS CAPITAL ASIA LIMITED 1 22 23 1 2 3 0 -20 -20 95.65 66.67
475 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 1 1 2 3 0 3 2 -1 1 50.00 0.00
476 BENTLEY REID & COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
477 BOCI SECURITIES LIMITED 1 52 53 3 0 3 2 -52 -50 98.11 0.00 2004-03-01
478 BOCI SECURITIES LIMITED 1 52 53 3 0 3 2 -52 -50 98.11 0.00 2004-01-12
479 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33
480 CBRE Investment Management (Asia) Limited 1 0 1 2 1 3 1 1 2 0.00 33.33 2023-07-21
481 CHAN NGOK MING SECURITIES LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2004-11-17
482 ChapmanCraig Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
483 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
484 CHINA RICH ASSET MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2014-05-21
485 CHINA SECURITIES HOLDINGS LIMITED 1 6 7 0 3 3 -1 -3 -4 85.71 100.00 2005-01-25
486 Chow Tai Fook Life Insurance Company Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-01-04
487 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33
488 CITIC CAPITAL ACTIVE PARTNER MANAGEMENT (HK) LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2005-02-17
489 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 2 3 3 0 3 2 -2 0 66.67 0.00 2012-12-13
490 CMS CAPITAL (HK) CO., LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2004-05-06
491 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2004-07-28 2013-02-27
492 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2023-02-02
493 EK INVESTMENT MANAGEMENT LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2013-10-16
494 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
495 EQT Partners Hong Kong Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33 2007-03-13
496 EQUITY PARTNERS ASIA LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2007-06-18
497 FRANKLIN TEMPLETON INSTITUTIONAL ASIA LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33 2005-03-19
498 Friedmann Pacific Asset Management (Hong Kong) Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2015-09-07
499 FULL WIN SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-01-27
500 Giny Securities Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-31
501 Grand Cartel Securities Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-05-04
502 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 1 6 7 0 3 3 -1 -3 -4 85.71 100.00 2005-02-07
503 GRANDTAG FINANCIAL CONSULTANCY & INSURANCE BROKERS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-11-04
504 GREEN STAR ASIA LIMITED 1 5 6 1 2 3 0 -3 -3 83.33 66.67 2005-12-05
505 GT CAPITAL LIMITED 2 4 6 3 0 3 1 -4 -3 66.67 0.00
506 HANTEC SECURITIES CO., LIMITED 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-08-25
507 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2018-08-15
508 HFS ASSET MANAGEMENT LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
509 I & P SECURITIES LIMITED 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-01-13
510 ICBC Asset Management (Global) Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
511 IENGINES LIMITED (d2010-02-05) 0 0 0 2 1 3 2 1 3 - 33.33 2004-05-25 2004-10-25
512 Investec Asia Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-11-30
513 JK Capital Management Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
514 JW CAPITAL SECURITIES LIMITED 1 6 7 1 2 3 0 -4 -4 85.71 66.67
515 Katherine Ip & Company 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-03-24
516 KGI SECURITIES (HONG KONG) LIMITED 1 19 20 3 0 3 2 -19 -17 95.00 0.00 2017-10-02
517 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
518 KuCoin HK Limited 4 24 28 1 2 3 -3 -22 -25 85.71 66.67 2004-11-01
519 LIM ADVISORS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2022-09-15
520 MAINHOPE INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-02-24
521 MASON LAROCHE (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-03-19
522 Nan Lee Investment Co. 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-02-22
523 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
524 OCP Asia (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2004-09-03 2022-06-13
525 Open Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33
526 OppenheimerFunds International Distributor Limited 0 0 0 2 1 3 2 1 3 - 33.33 2003-12-15 2009-11-09
527 PHILIPPA HUCKLE GROUP LIMITED (THE) 1 1 2 1 2 3 0 1 1 50.00 66.67
528 PLATINUM SECURITIES COMPANY LIMITED 3 5 8 2 1 3 -1 -4 -5 62.50 33.33 2005-02-04
529 PRESIDENT SECURITIES (HONG KONG) LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33 2024-03-27
530 Quam Asset Management Limited (b1983-06-28) 3 0 3 3 0 3 0 0 0 0.00 0.00
531 Quam Capital Limited (b1994-08-04) 1 4 5 1 2 3 0 -2 -2 80.00 66.67 2005-02-28
532 RAMON INVESTMENT COMPANY LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2004-11-24
533 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
534 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-10-13
535 SATTVA INVESTMENT ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2003-10-30 2015-04-22
536 SCM CHINA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-04-25
537 SDHG International Securities Limited 3 4 7 3 0 3 0 -4 -4 57.14 0.00 2004-11-19
538 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-07-23 2014-10-14
539 Seaga International 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-02-04
540 SEEKERS MARKETS LIMITED 2 11 13 2 1 3 0 -10 -10 84.62 33.33 2004-11-19
541 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 0 4 4 0 3 3 0 -1 -1 100.00 100.00 2012-12-17
542 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
543 Soo Pui Chen & Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-21
544 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-04-28
545 STAR SECURITIES LIMITED (d2009-10-02) 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2005-02-04
546 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2008-01-04
547 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2019-09-30
548 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-01-25
549 Sunline Prosticks Financial Solutions Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-01-17
550 Sunrise Investment Company 1 8 9 1 2 3 0 -6 -6 88.89 66.67 2005-03-21
551 SYZ Asset Management (Asia) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2004-07-27 2016-12-22
552 Szehope & Company 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-31
553 Templewater Hong Kong Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
554 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
555 Towers Watson Hong Kong Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-08-08
556 TOYO SECURITIES ASIA LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33
557 TRIBRIDGE INVESTMENT PARTNERS LIMITED 1 0 1 1 2 3 0 2 2 0.00 66.67 2017-09-29
558 TRUTH SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2005-02-04
559 TSE'S SECURITIES LIMITED 2 49 51 2 1 3 0 -48 -48 96.08 33.33
560 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-01-20
561 VISION FINANCE (SECURITIES) LIMITED 0 0 0 1 2 3 1 2 3 - 66.67 2006-06-07
562 Wellington Management Hong Kong Limited (b2003-01-02) 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-09-18
563 WINTECH SECURITIES LIMITED 3 16 19 3 0 3 0 -16 -16 84.21 0.00 2004-12-17
564 Xeram and Company (Asia) Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33 2015-11-27
565 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-11-01
566 Yuanta Securities (Hong Kong) Company Limited 1 0 1 2 1 3 1 1 2 0.00 33.33
567 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
568 ALBOURNE PARTNERS (ASIA) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-09-07
569 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-08-18
570 Anuenue Advisors Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
571 ASC CAPITAL (H.K.) LIMITED 0 2 2 0 2 2 0 0 0 100.00 100.00 2005-03-31
572 ASIA ABSOLUTE ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-08-19 2007-01-25
573 ASIA PACIFIC CAPITAL (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-01-02
574 Asian Pacific Investment Company 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2005-03-29
575 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 2 0 2 1 -2 -1 66.67 0.00
576 BARBER ASIA LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2005-03-31
577 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-06-03 2005-07-05
578 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16
579 Beijing Securities Limited 2 11 13 1 1 2 -1 -10 -11 84.62 50.00
580 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
581 Bright Securities Company (The) 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
582 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2004-12-03
583 BROOKE CAPITAL LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2012-06-13
584 BUSINESS SECURITIES LIMITED 0 3 3 0 2 2 0 -1 -1 100.00 100.00 2004-11-11
585 CANTERBURY CAPITAL LIMITED (HK) 1 0 1 1 1 2 0 1 1 0.00 50.00
586 CES Wealth Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31
587 CHI CAPITAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-09-07 2016-05-05
588 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2023-12-27
589 China Enterprise Securities Company Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
590 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-10-11
591 China Integrity Investment Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2014-03-19
592 China Reserve Securities Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
593 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2013-05-13
594 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
595 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
596 D. YAU AND COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-08-13
597 D.J. SECURITIES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
598 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 1 9 10 2 0 2 1 -9 -8 90.00 0.00 2008-06-20
599 DRAGONTECH VENTURES MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-09
600 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 2 0 2 1 0 1 0.00 0.00
601 ENZARD LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-05-21 2013-02-18
602 EUREKA CAPITAL PARTNERS (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2017-09-07
603 EVER-LONG RESEARCH LIMITED 0 1 1 1 1 2 1 0 1 100.00 50.00
604 FIRST ASIA FINANCE GROUP LIMITED 1 4 5 1 1 2 0 -3 -3 80.00 50.00 2020-01-29
605 FIRST WORLDSEC SECURITIES LIMITED 0 1 1 1 1 2 1 0 1 100.00 50.00 2024-12-18
606 Fubon Fund Management (Hong Kong) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
607 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
608 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-01-25
609 GEOMATRIX (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-01-31
610 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2004-12-07
611 GFI (HK) SECURITIES L.L.C. 0 3 3 0 2 2 0 -1 -1 100.00 100.00 2005-02-21
612 GNAB Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-14
613 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00
614 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
615 HAYWOOD INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-01-10
616 HOORAY SECURITIES LIMITED 2 9 11 1 1 2 -1 -8 -9 81.82 50.00 2004-11-30
617 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
618 ICEA CAPITAL LIMITED 6 12 18 0 2 2 -6 -10 -16 66.67 100.00 2003-10-24
619 IMARKETS STRUCTURED PRODUCTS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2003-12-24
620 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
621 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
622 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
623 iVenture Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
624 JPMorgan Asset Management (Japan) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2011-07-15
625 K K CAPITAL MANAGEMENT LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2007-01-08
626 K.K.M. SECURITIES LIMITED 3 7 10 2 0 2 -1 -7 -8 70.00 0.00 2005-01-25
627 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
628 KCG SECURITIES ASIA LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00
629 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
630 KING FOOK SECURITIES COMPANY LIMITED 2 5 7 1 1 2 -1 -4 -5 71.43 50.00 2004-10-14
631 KMT SECURITIES LIMITED 2 5 7 2 0 2 0 -5 -5 71.43 0.00 2004-12-09
632 Ko Kun Stock Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-18
633 LIBERTY PACIFIC DIRECT INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-26
634 Lombard Investments (HK) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2009-11-19
635 Longitude Asia Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
636 Mainland Securities Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-29
637 MANSION HOUSE ASSET MANAGEMENT LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2005-03-31
638 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
639 MASTER TRADEMORE SECURITIES LIMITED 0 11 11 0 2 2 0 -9 -9 100.00 100.00 2005-02-07
640 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2009-10-19
641 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-09-22
642 MCP Holdings Limited (HK) 1 0 1 2 0 2 1 0 1 0.00 0.00 2011-06-29
643 MEAG Hong Kong Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
644 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-02
645 Mercer (Hong Kong) Limited 1 2 3 0 2 2 -1 0 -1 66.67 100.00 2005-08-04
646 MORRIS ZENDER FUND MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-09-21
647 NATIONAL RESOURCES SECURITIES LIMITED 2 14 16 2 0 2 0 -14 -14 87.50 0.00
648 NH INVESTMENT & SECURITIES (H.K.) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
649 Oasis Management (Hong Kong) 0 0 0 2 0 2 2 0 2 - 0.00 2004-09-14
650 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
651 ORIENT SECURITIES LIMITED 1 7 8 0 2 2 -1 -5 -6 87.50 100.00
652 Oriental Stocks & Shares (Investment) Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
653 OSCAR BENSON LIMITED (HK) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2012-08-23
654 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-30
655 PACIFIC GROUP LIMITED (THE) 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-02-24
656 PAMA GROUP (HONG KONG) LIMITED 0 0 0 1 1 2 1 1 2 - 50.00 2017-02-22
657 PASAY STOCK AND SHARES LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-10-26
658 PHOENIX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-12-21
659 PIONEER ASSETS CONSULTANTS LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-12
660 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2013-07-17
661 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2024-03-25
662 RESIDENTS SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-02
663 RICHLAND WORLDWIDE LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-04-15
664 RL360 SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-11-11
665 ROSA SECURITIES LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-11-22
666 SAIL ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2004-05-17
667 Salisbury Securities 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-31
668 San Wan Yuan & Company 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-25
669 SBI China Capital Financial Services Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-12
670 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 1 83 84 0 2 2 -1 -81 -82 98.81 100.00 2004-03-30
671 SHUN LOONG SECURITIES COMPANY LIMITED 0 57 57 0 2 2 0 -55 -55 100.00 100.00 2005-01-13
672 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-05-24
673 SIU ON SECURITIES LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2004-10-29
674 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2012-07-10
675 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
676 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
677 SUN GROWTH SECURITIES LIMITED 2 17 19 2 0 2 0 -17 -17 89.47 0.00 2004-11-26
678 Tai Chuen Securities Co. 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-21
679 TAI YIP STOCK COMPANY LIMITED 3 7 10 1 1 2 -2 -6 -8 70.00 50.00 2004-11-18
680 TANG PING KONG LIMITED 3 8 11 2 0 2 -1 -8 -9 72.73 0.00 2004-11-22
681 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2020-07-22
682 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-18
683 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
684 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2006-04-11
685 Tokio Marine Investment Services, Limited 0 1 1 2 0 2 2 -1 1 100.00 0.00 2014-03-28
686 TRIGON ADVISERS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-11-30
687 Tung Shing Securities (Brokers) Limited 4 304 308 1 1 2 -3 -303 -306 98.70 50.00 2003-10-24
688 Tung Shun & Company 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2005-01-02
689 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-08-07
690 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 1 2 3 2 0 2 1 -2 -1 66.67 0.00 2005-07-20
691 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
692 VIETNAM FUND MANAGEMENT COMPANY LIMITED 0 2 2 1 1 2 1 -1 0 100.00 50.00 2005-03-07
693 WALCO SECURITIES LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2005-01-28
694 WANG ON SECURITIES LIMITED 1 9 10 1 1 2 0 -8 -8 90.00 50.00 2004-12-03
695 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
696 WELLCHAMP CAPITAL LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00
697 WING TAK SECURITIES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2005-04-14
698 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2012-02-13
699 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-01-19
700 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
701 1SPREAD BROKERAGE LIMITED 1 1 2 0 1 1 -1 0 -1 50.00 100.00 2005-02-28
702 313 Capital Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
703 AASTOCKS.COM LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
704 ABN AMRO FINANCIAL PRODUCTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-03
705 ALTUS CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
706 Anli Securities Limited 1 3 4 1 0 1 0 -3 -3 75.00 0.00 2004-12-06
707 ASIA INVESTMENT RESEARCH LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
708 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-09-20
709 ASSOCIATED ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
710 AUDREY CHOW SECURITIES LIMITED 1 4 5 0 1 1 -1 -3 -4 80.00 100.00 2005-02-19
711 AUSTFIN PERSONAL FINANCIAL SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-10
712 AXIA CAPITAL PARTNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
713 Axis Capital Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
714 BALI SECURITIES CO. LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-03-15
715 BATAVIA INVESTMENT ADVISERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
716 BIZWIZ LIMITED (d2019-10-26) 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-02-08
717 Black Marble Securities Limited 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2004-11-19
718 BLOOMYEARS LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2004-11-17
719 Boom Securities (H.K.) Limited 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-01-26
720 BRIGHT & SHINE CORPORATE FINANCE LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-07-24
721 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 1 0 1 0 0 0 0.00 0.00 2020-06-18
722 CAPE ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2024-03-13
723 CARDINALASIA CONSULTING LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-06-27 2024-02-22
724 CEF NEW ASIA PARTNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-01
725 CEIM (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-15
726 CELESTIAL SECURITIES LIMITED 0 116 116 0 1 1 0 -115 -115 100.00 100.00 2004-02-19
727 CENTURION CORPORATE FINANCE LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00
728 Champion & Co. 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-03-21
729 CHEETAH ADVISORS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2022-08-01
730 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
731 Chelac Investment Company 1 3 4 1 0 1 0 -3 -3 75.00 0.00 2005-03-31
732 Cheong Lee Securities Co. 1 3 4 1 0 1 0 -3 -3 75.00 0.00 2005-03-31
733 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 0 2 2 1 0 1 1 -2 -1 100.00 0.00
734 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-08-18
735 China Renaissance Broking Services (Hong Kong) Limited 1 2 3 0 1 1 -1 -1 -2 66.67 100.00 2005-02-02
736 Ching Yick Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
737 CNK INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
738 COMMENCE COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-28
739 CONTINUITY CAPITAL (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
740 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-10-25
741 CORTEZ CAPITAL LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-21
742 CREDIT AGRICOLE ASSET MANAGEMENT 3 14 17 1 0 1 -2 -14 -16 82.35 0.00 2004-10-15
743 CROWN ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-02-07
744 CWB Hong Kong Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
745 DAISHIN INTERNATIONAL (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-02
746 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
747 EAA SECURITIES LIMITED 1 8 9 1 0 1 0 -8 -8 88.89 0.00
748 EAST ASIA SECURITIES COMPANY LIMITED 1 68 69 1 0 1 0 -68 -68 98.55 0.00 2005-02-24
749 ELECTRA PARTNERS ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-11-04
750 EUREKA SECURITIES LIMITED 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2004-10-28
751 EXCELSIOR CAPITAL ASIA (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
752 EYREMOUNT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-18
753 F & M Investment Advisor 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-06
754 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-01-07
755 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-06-21
756 FIRST INVESTMENTS (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-03
757 FIRST SECURITIES (HK) LIMITED 3 10 13 1 0 1 -2 -10 -12 76.92 0.00 2004-11-17
758 FORTIS INVESTMENT MANAGEMENT ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-29
759 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-09-12
760 G.I.M. GLOBAL INVESTMENT MONITOR LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-16
761 GAIN MILES ASSURANCE CONSULTANTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-16
762 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-03-19
763 Glory Sun Securities Limited 1 9 10 1 0 1 0 -9 -9 90.00 0.00 2004-11-30
764 Gold Centre Investment Company 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
765 GREAT HONEST INVESTMENT COMPANY LIMITED 1 3 4 1 0 1 0 -3 -3 75.00 0.00 2005-02-08
766 Greater China Securities Limited (b1999-04-26) 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-12-20
767 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2025-03-18
768 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2025-06-05
769 H & A Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
770 H & Q ASIA PACIFIC (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-15
771 HENIK SECURITIES LIMITED 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2004-11-17
772 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-11-14
773 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
774 Huizhi International Capital Holdings Co., Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
775 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
776 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-01-03
777 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-07-28
778 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
779 JAPAN ASIA ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-08-20
780 JOINCAP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
781 JWC INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-12-29
782 K.K. Wong & Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
783 Ka Yue Investment Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-29
784 KHG Lam 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
785 Kwok Chung Chun Securities Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
786 Lawsons Securities Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
787 Lees Securities Co. 1 5 6 1 0 1 0 -5 -5 83.33 0.00 2005-01-03
788 MANDARIN VP (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-09-20
789 MANRISE LIMITED (d2007-05-02) 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-25
790 MARC FABER LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2019-12-19
791 MASTERFORD INVESTMENT LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2020-07-07
792 Maurice Lee Investment Advisor Company 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
793 METILDA FINANCE COMPANY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-10
794 MIRABAUD (FAR EAST) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-06-29
795 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-07-19
796 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
797 Offshore Financial Consultants 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
798 On Hing Securities Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-10-18
799 OnePlatform Securities Limited 2 30 32 1 0 1 -1 -30 -31 93.75 0.00 2004-10-05
800 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-01-18
801 PACIFIC HAWK (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
802 Pacific Sun Advisors Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2023-11-02
803 PANURGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-10-05
804 PLATINUM BROKING COMPANY LIMITED 1 3 4 1 0 1 0 -3 -3 75.00 0.00 2005-02-04
805 Polen Capital HK Limited 0 0 0 1 0 1 1 0 1 - 0.00
806 Prashant K. Trivedi 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-18
807 Public Pacific Securities Limited 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
808 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
809 REGENT FINANCIAL SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-08
810 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
811 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2009-07-21
812 SA Capital Limited (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-03-19
813 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-03-21
814 Silk Road International Capital Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
815 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-05-11
816 SKY WARD ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-07-15
817 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 3 3 0 1 1 0 -2 -2 100.00 100.00 2019-08-15
818 SOUTH OCEAN MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-05
819 SPDB International Holdings Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-12-30
820 SPS INVESTMENT SERVICES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
821 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-08-30
822 Stellar Securities Limited 0 2 2 0 1 1 0 -1 -1 100.00 100.00 2005-02-24
823 Success Power Investment Advisory Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-10-24
824 Superfund Financial (Hong Kong) Limited 0 2 2 0 1 1 0 -1 -1 100.00 100.00
825 T. M. MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-21
826 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 2 4 0 1 1 -2 -1 -3 50.00 100.00 2004-12-21
827 TCW ASIA LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-07
828 Ten & Ten Securities Company 1 4 5 1 0 1 0 -4 -4 80.00 0.00 2005-03-31
829 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-12-29
830 TRANS JOY SECURITIES LIMITED 2 9 11 1 0 1 -1 -9 -10 81.82 0.00 2005-03-10
831 TVC MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
832 UNITED CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
833 United Securities Limited (HK) 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2025-06-13
834 UOB FINANCE (H.K.) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2006-02-10
835 Value Partners Private Equity Limited 1 1 2 1 0 1 0 -1 -1 50.00 0.00
836 VANHEEL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
837 VC International Asset Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-19
838 W.S. LAU & ASSOCIATES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-09-28
839 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
840 WHEELOCK CHATFIELD LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-04
841 WILBY SECURITIES LIMITED 0 4 4 0 1 1 0 -3 -3 100.00 100.00 2004-11-17
842 Win Securities Limited 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-01-26
843 WINGS SECURITIES (HK) LIMITED 1 36 37 0 1 1 -1 -35 -36 97.30 100.00 2004-01-30
844 Winner International Securities Limited 3 19 22 0 1 1 -3 -18 -21 86.36 100.00 2004-10-14
845 Winning & Company 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2005-03-31
846 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
847 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
848 Y. S. Law & Co. 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-04
849 ABBEY NATIONAL FINANCIAL AND INVESTMENT SERVICES (FAR EAST) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-19
850 ABCI Securities Company Limited 0 20 20 0 0 0 0 -20 -20 100.00 - 2003-10-29
851 AGIFEL INTERNATIONAL LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-12-31
852 ALTA FINANCE LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-03-11
853 Anuenue Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-09-30
854 APC ASSET MANAGEMENT (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-02
855 ASG MANAGEMENT LIMITED (HK) 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-03-31
856 ASSET UNIVERSAL (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-21
857 Averest Capital Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-08-20
858 BARCLAYS CAPITAL SECURITIES ASIA LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-12-24
859 BERICH BROKERAGE LIMITED 2 22 24 0 0 0 -2 -22 -24 91.67 - 2004-02-11
860 BGC SECURITIES (HONG KONG) LLC 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-02-07
861 BLOOMBERG TRADEBOOK HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-10-03
862 BOCI Bullion Company Limited 1 15 16 0 0 0 -1 -15 -16 93.75 - 2005-01-25
863 BULLISH SECURITIES LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-08-05
864 C K GRANDFIELD CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-25
865 C.P. SECURITIES INTERNATIONAL LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-09-23
866 CAMERON BUTLER HK LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-04-28
867 CAPITAL FOR BUSINESS LIMITED (VG) 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-01-21
868 CASH Mobile Financial Services Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-01-30
869 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-03
870 CELETIO INVESTMENTS LIMITED 3 12 15 0 0 0 -3 -12 -15 80.00 - 2004-10-13
871 CES Capital International (Hong Kong) Co., Limited 1 2 3 0 0 0 -1 -2 -3 66.67 - 2005-01-24
872 CF GLOBAL (HK) LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-02-17
873 CHARLES MONAT ASSOCIATES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-03-30
874 CHEE TAK SECURITIES LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-11-11
875 CHEER UNION SECURITIES LIMITED 3 11 14 0 0 0 -3 -11 -14 78.57 - 2003-11-29
876 CHENG YAM ON SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-01-05
877 CHINA GUARD INVESTMENTS LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-03-29
878 CHRISTFUND SECURITIES LIMITED 4 14 18 0 0 0 -4 -14 -18 77.78 - 2004-07-28
879 CHUANGS & CO. LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-03-02
880 CHUNG LEE SECURITIES COMPANY LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-03-31
881 CINDA INTERNATIONAL CAPITAL LIMITED 4 0 4 0 0 0 -4 0 -4 0.00 - 2004-03-08
882 CITIBANK (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-28
883 CITIBANK (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-28
884 CLOVER SECURITIES COMPANY LIMITED 1 6 7 0 0 0 -1 -6 -7 85.71 - 2004-07-07
885 CONCORD SECURITIES COMPANY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-11-27
886 CORPORATE BROKERS LIMITED 2 70 72 0 0 0 -2 -70 -72 97.22 - 2004-02-19
887 CORRINGTON SECURITIES & INVESTMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2005-02-01
888 CSC ASIA LIMITED 1 9 10 0 0 0 -1 -9 -10 90.00 - 2004-03-30
889 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 2 3 0 0 0 -1 -2 -3 66.67 - 2005-02-12
890 CSC SECURITIES (HK) LIMITED 3 8 11 0 0 0 -3 -8 -11 72.73 - 2003-12-29
891 CSI Corporate Finance (HK) Limited 4 19 23 0 0 0 -4 -19 -23 82.61 - 2004-07-30
892 DAH SING SECURITIES LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-11-26
893 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-07-23
894 DaoKou Securities Limited 5 1 6 0 0 0 -5 -1 -6 16.67 - 2004-09-13
895 DASHIN SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-03-31
896 DBS VICKERS SECURITIES (HONG KONG) LIMITED 2 33 35 0 0 0 -2 -33 -35 94.29 - 2004-01-02
897 DBS VICKERS SECURITIES ONLINE TRADING (HK) LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-02-13
898 DNB Asset Management (Asia) Limited 0 3 3 0 0 0 0 -3 -3 100.00 - 2004-04-19
899 DRAGONINVEST GROUP LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-09-01
900 DRAKE & MORGAN LIMITED (HK) 1 4 5 0 0 0 -1 -4 -5 80.00 - 2005-02-08
901 EAST ASIA INVESTMENT HOLDINGS LIMITED (d2012-09-08) 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-27
902 ENLIGHTEN SECURITIES LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-11-30
903 EQ INVESTOR SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-31
904 Everbright Securities Digital Finance (HK) Limited 2 21 23 0 0 0 -2 -21 -23 91.30 - 2005-03-09
905 Everbright Securities Global (HK) Limited 0 7 7 0 0 0 0 -7 -7 100.00 - 2004-12-31
906 EVOLUTION ASIA INVESTMENTS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-10-25
907 F. R. ZIMMERN LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-09-30
908 FAIR EAGLE SECURITIES COMPANY LIMITED 0 10 10 0 0 0 0 -10 -10 100.00 - 2005-01-06
909 FAIRWIN BROKING LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-07-07
910 Finet Securities Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-09-23
911 FORTUNE CAPITAL ADVISORY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-15
912 Fu Yip Securities & Investment Co. 2 2 4 0 0 0 -2 -2 -4 50.00 - 2005-03-03
913 FULLJET SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-10-06
914 GAIN ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-17
915 GLOBAL CREDIT SECURITIES LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2003-10-27
916 GLS SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2004-08-25
917 GM FINANCIAL FORMULA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-09-09
918 GOCTIC MANSION HOUSE INVESTMENT MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-10-29
919 GOLD FUND SECURITIES COMPANY LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-07-19
920 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-09-10
921 Goldin Equities Limited 1 5 6 0 0 0 -1 -5 -6 83.33 - 2005-01-25
922 GOLDRIDE SECURITIES LIMITED 1 6 7 0 0 0 -1 -6 -7 85.71 - 2004-07-21
923 GOOD HARVEST SECURITIES COMPANY LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-11-02
924 Grit Securities Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-09-17
925 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-03-30
926 HAITONG INTERNATIONAL CAPITAL LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-08-20
927 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-07-07
928 Halbis Capital Management (Hong Kong) Limited 1 11 12 0 0 0 -1 -11 -12 91.67 - 2004-05-07
929 Hao Tian International Securities Limited 2 8 10 0 0 0 -2 -8 -10 80.00 - 2004-02-19
930 HEAD & SHOULDERS SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-12-23
931 HING WAI ALLIED SECURITIES LIMITED 4 13 17 0 0 0 -4 -13 -17 76.47 - 2004-11-30
932 HIP HING SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-09-21
933 HOENIG (FAR EAST) LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-03-31
934 Hon Hoi Suen, John 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-02-04
935 HONG KONG ASSET MANAGEMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2005-03-05
936 Hong Kong Stock Link Securities Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2003-11-07
937 Hongkong Bay Securities Limited 1 7 8 0 0 0 -1 -7 -8 87.50 - 2003-11-19
938 HSBC BROKING (CHINA) LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-09-10
939 HSBC BROKING (DATA SERVICES) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-01-08
940 HSBC BROKING SECURITIES (ASIA) LIMITED 7 101 108 0 0 0 -7 -101 -108 93.52 - 2004-09-10
941 HSBC BROKING SECURITIES (HONG KONG) LIMITED 5 22 27 0 0 0 -5 -22 -27 81.48 - 2004-09-10
942 HSBC SECURITIES BROKERS (ASIA) LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2005-02-01
943 HUNG BROTHERS LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-07-07
944 HUNG SING SECURITIES LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-11-23
945 iFAST Securities (HK) Limited 3 3 6 0 0 0 -3 -3 -6 50.00 - 2004-09-16
946 Interactive Brokers Hong Kong Limited 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-01-07
947 INTERCHINA SECURITIES LIMITED 2 25 27 0 0 0 -2 -25 -27 92.59 - 2004-01-14
948 INTERNATIONAL INVESTMENT ADVISER COMPANY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-23
949 JIMEI WEALTH MANAGEMENT LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-02-26
950 Joseph Cheung & Associates 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-25
951 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 0 0 0 -3 -9 -12 75.00 - 2004-09-23
952 JS CRESVALE CAPITAL LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-03-31
953 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 24 26 0 0 0 -2 -24 -26 92.31 - 2004-03-31
954 JS SECURITIES LIMITED (HK) 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-08-25
955 JVSakk Asia Limited 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-04-15
956 KAM LUEN SECURITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-10-04
957 Kam Wah Investments Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-03-25
958 Kan Fung Securities Co. 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-12-11
959 KBC FINANCIAL PRODUCTS HONG KONG LIMITED 1 6 7 0 0 0 -1 -6 -7 85.71 - 2004-07-12
960 KGI SECURITIES (KOREA) INTERNATIONAL LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-09-20
961 KILMOREY SECURITIES LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-05-17
962 King Wai Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-11-01
963 KINGSTON CORPORATE FINANCE LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-05-14
964 KINGSWAY CAPITAL LIMITED 1 15 16 0 0 0 -1 -15 -16 93.75 - 2004-06-29
965 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-07-23
966 KINGSWAY UNIT TRUST MANAGERS LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-02-13
967 KINGSWAY-HIA INVESTMENT PRODUCTS LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-10
968 KOFFMAN INVESTMENT LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-03-31
969 KWAI HUNG SECURITIES COMPANY LIMITED 1 20 21 0 0 0 -1 -20 -21 95.24 - 2003-10-28
970 KWAN YICK SECURITIES (INT'L) LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-05-31
971 KWOK HING SECURITIES LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-07-21
972 LAI PO HUNG & COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2004-12-23
973 LAMTEX SECURITIES LIMITED 3 11 14 0 0 0 -3 -11 -14 78.57 - 2004-04-15
974 LAU & COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-09-23
975 LEI SHING HONG SECURITIES LIMITED 1 6 7 0 0 0 -1 -6 -7 85.71 - 2004-03-05
976 LIBRA ASIA SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-03-03
977 LINDEMAN ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-03-23
978 LING SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-08
979 LUEN HING SECURITIES LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2004-04-08
980 LUEN SING SECURITIES LIMITED 3 8 11 0 0 0 -3 -8 -11 72.73 - 2004-04-08
981 LUK FOOK SECURITIES (HK) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-09-20
982 M-TRADE ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-19
983 MACQUARIE EQUITIES (ASIA) LIMITED 1 16 17 0 0 0 -1 -16 -17 94.12 - 2004-02-25
984 MAN WO INVESTMENT CO., LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2003-12-09
985 MARS SECURITIES COMPANY LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-11-29
986 MCKINLEY INTERNATIONAL LIMITED (d2008-11-14) 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-08-13
987 MEGA FINANCIAL SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-04-21
988 MEGABASE SECURITIES LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-11-22
989 MEIJI YASUDA COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-12-31
990 Melbourne Investment Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-09-01
991 Merdeka Securities Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-03-27
992 MIB FINANCE (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-03-31
993 Minerva Holding Financial Securities Limited 1 9 10 0 0 0 -1 -9 -10 90.00 - 2004-07-20
994 MING HON SECURITIES LIMITED 3 1 4 0 0 0 -3 -1 -4 25.00 - 2004-03-18
995 MONHEGAN CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-20
996 MORTON SECURITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-04-19
997 NAPA GLOBAL LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-05-04
998 New Gala Securities Company 1 3 4 0 0 0 -1 -3 -4 75.00 - 2004-02-02
999 Nittan Securities Asia Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-09-30
1000 OCBC SECURITIES (HONG KONG) LIMITED 1 11 12 0 0 0 -1 -11 -12 91.67 - 2004-09-27
1001 OCBC Securities Brokerage (Hong Kong) Limited 3 9 12 0 0 0 -3 -9 -12 75.00 - 2004-11-10
1002 OKACHI INVESTMENTS (HK) COMPANY LIMITED 2 19 21 0 0 0 -2 -19 -21 90.48 - 2004-09-17
1003 OKASAN INTERNATIONAL (ASIA) LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2004-07-14
1004 PAK LEE STOCK COMPANY LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-10-28
1005 PAOFOONG INSURANCE COMPANY (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-25
1006 PARIBAS ASIA EQUITY LIMITED 1 8 9 0 0 0 -1 -8 -9 88.89 - 2004-08-03
1007 Paul Fan & Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-08-25
1008 PIPER JAFFRAY ASIA LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2004-02-23
1009 Planetree Securities Limited 2 18 20 0 0 0 -2 -18 -20 90.00 - 2004-09-28
1010 PO LEE SECURITIES LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2005-01-25
1011 PRIVATE PORTFOLIO SERVICES (H.K.) LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-11-26
1012 Promising Securities Company 0 9 9 0 0 0 0 -9 -9 100.00 - 2004-01-05
1013 QLEAP ACCELERATORS LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-01-13
1014 Regal Jewellery & Goldsmith Co., Limited 0 5 5 0 0 0 0 -5 -5 100.00 - 2003-11-28
1015 REXCAPITAL (HONG KONG) LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-12-07
1016 Robert Kai Leung Lo 1 1 2 0 0 0 -1 -1 -2 50.00 - 2004-09-16
1017 SAFE INVESTMENT COMPANY LIMITED 0 6 6 0 0 0 0 -6 -6 100.00 - 2004-03-18
1018 SAMSUNG SECURITIES (ASIA) LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 -
1019 SCOTIATRUST (ASIA) LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-13
1020 SEG INTERNATIONAL SECURITIES (H.K.) LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2004-03-17
1021 SG SECURITIES (HK) LIMITED 0 31 31 0 0 0 0 -31 -31 100.00 - 2003-12-16
1022 SHAREGAIN DEVELOPMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-11-30
1023 SIIS INVESTMENT MANAGEMENT LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2003-11-04
1024 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-12-01
1025 Sino-Rich Securities & Futures Limited 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-07-02
1026 SINOCHEM KINGSWAY ASSET MANAGEMENT LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2004-12-02
1027 SOEN TAK SECURITIES COMPANY LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-10-10
1028 South China Investment Consultancy (Hong Kong) Limited 3 18 21 0 0 0 -3 -18 -21 85.71 - 2004-02-09
1029 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 1 13 14 0 0 0 -1 -13 -14 92.86 - 2004-08-30
1030 SPS RESEARCH LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-10-02
1031 Sun Life Pension Trust Limited 0 2 2 0 0 0 0 -2 -2 100.00 - 2003-11-14
1032 SUTHERLAND INVESTMENTS LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-02-03
1033 T Y International 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-11
1034 TAHOE LIFE INSURANCE COMPANY LIMITED 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-04-26
1035 TAI FUNG SECURITIES LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2003-11-12
1036 TAI NING STOCK COMPANY LIMITED 1 5 6 0 0 0 -1 -5 -6 83.33 - 2003-10-28
1037 TAI WAH SECURITIES LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-12-09
1038 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2004-09-16
1039 TD WATERHOUSE INVESTOR SERVICES (HONG KONG) INC. 0 7 7 0 0 0 0 -7 -7 100.00 - 2003-11-07
1040 Teil Stock Investment Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-20
1041 TIMES SECURITIES COMPANY LIMITED 2 15 17 0 0 0 -2 -15 -17 88.24 - 2004-01-06
1042 TUNG TAI ASSET MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-09-16
1043 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-09-21
1044 TUNG WUI SECURITIES CO., LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-09-27
1045 TYPHOON 8 RESEARCH LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-07-10
1046 UBS CAPITAL ASIA PACIFIC (HK) LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2004-05-10
1047 UNI-CROWN INVESTMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-01-07
1048 VENHOUSE FINANCIAL PLANNING LIMITED 1 20 21 0 0 0 -1 -20 -21 95.24 - 2004-05-20
1049 WADER SECURITIES COMPANY LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2004-01-05
1050 WILLIAMS SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-05
1051 WIN WONG SECURITIES LIMITED 2 27 29 0 0 0 -2 -27 -29 93.10 - 2004-03-31
1052 WINFULL SECURITIES LIMITED 3 21 24 0 0 0 -3 -21 -24 87.50 - 2004-07-09
1053 WING SANG SECURITIES COMPANY LIMITED 3 10 13 0 0 0 -3 -10 -13 76.92 - 2004-08-03
1054 WING YEE SECURITIES COMPANY LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-09-03
1055 WINSOME STOCK COMPANY LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2004-09-17
1056 WINSON ASSET MANAGEMENT (INTERNATIONAL) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2003-06-10 2004-01-30
1057 WO FUNG SECURITIES COMPANY LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2004-08-31
1058 WOCOM SECURITIES LIMITED 0 1 1 0 0 0 0 -1 -1 100.00 - 2004-11-09
1059 YEE FAT SECURITIES COMPANY LIMITED 3 1 4 0 0 0 -3 -1 -4 25.00 - 2004-09-17
1060 YF Life Insurance International Limited 1 7 8 0 0 0 -1 -7 -8 87.50 - 2004-01-07
1061 Ying Kit Stock Company 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-06-10
1062 YU ON SECURITIES COMPANY LIMITED 2 16 18 0 0 0 -2 -16 -18 88.89 - 2003-10-06
1063 Ziar & Company 1 4 5 0 0 0 -1 -4 -5 80.00 - 2004-04-01
1064 ZURICH SERVICES (HONG KONG) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2003-10-25
Average 1.85 12.96 14.81 1.99 8.68 10.67 87.49 81.37

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