SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2005-04-30 2006-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 936 938 2 1242 1244 0 306 306 99.79 99.84 2014-10-24
2 Sun Life Hong Kong Limited 2 379 381 2 388 390 0 9 9 99.48 99.49 2009-06-17
3 OnePlatform Asset Management Limited 2 210 212 3 350 353 1 140 141 99.06 99.15
4 ZURICH ADVISORY (HK) LIMITED 2 259 261 2 276 278 0 17 17 99.23 99.28 2010-07-06
5 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 266 268 2 271 273 0 5 5 99.25 99.27 2012-11-27
6 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 3 206 209 7 171 178 4 -35 -31 98.56 96.07
7 Credit Suisse (Hong Kong) Limited 3 132 135 11 142 153 8 10 18 97.78 92.81 2025-01-13
8 Merrill Lynch (Asia Pacific) Limited 4 77 81 6 93 99 2 16 18 95.06 93.94
9 Merrill Lynch Far East Limited 4 49 53 5 92 97 1 43 44 92.45 94.85 2025-01-16
10 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 66 72 6 84 90 0 18 18 91.67 93.33
11 LEHMAN BROTHERS ASIA LIMITED 6 63 69 4 84 88 -2 21 19 91.30 95.45 2024-11-13
12 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 53 61 8 78 86 0 25 25 86.89 90.70
13 MACQUARIE CAPITAL LIMITED 2 33 35 3 82 85 1 49 50 94.29 96.47
14 FIL Investment Management (Hong Kong) Limited 5 66 71 7 77 84 2 11 13 92.96 91.67
15 CENTALINE WEALTH MANAGEMENT LIMITED 2 45 47 2 80 82 0 35 35 95.74 97.56 2004-04-02
16 Citigroup Global Markets Asia Limited 0 61 61 3 69 72 3 8 11 100.00 95.83
17 HSBC Global Asset Management (Hong Kong) Limited 7 62 69 11 61 72 4 -1 3 89.86 84.72
18 Lion Global Financial Limited 3 52 55 3 68 71 0 16 16 94.55 95.77
19 UBS SECURITIES ASIA LIMITED 4 50 54 2 69 71 -2 19 17 92.59 97.18
20 HSBC LIFE (INTERNATIONAL) LIMITED 2 78 80 2 66 68 0 -12 -12 97.50 97.06 2012-05-07
21 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 59 61 2 65 67 0 6 6 96.72 97.01 2010-12-17
22 GOLDMAN SACHS (ASIA) L.L.C. 9 41 50 9 56 65 0 15 15 82.00 86.15
23 FTL Wealth Management (HK) Limited 0 0 0 2 61 63 2 61 63 - 96.83 2005-06-28 2011-05-20
24 JPMorgan Asset Management (Asia Pacific) Limited 4 51 55 4 56 60 0 5 5 92.73 93.33
25 Morgan Stanley Asia Limited 3 58 61 3 56 59 0 -2 -2 95.08 94.92
26 T G HOLBORN (HK) LIMITED 2 61 63 3 54 57 1 -7 -6 96.83 94.74 2014-04-29
27 FWD Life Insurance Company (Bermuda) Limited 1 44 45 2 53 55 1 9 10 97.78 96.36 2012-11-21
28 YF Life Investors Limited 2 15 17 4 46 50 2 31 33 88.24 92.00 2004-08-30 2013-03-22
29 FIL Investment Advisors 4 36 40 5 41 46 1 5 6 90.00 89.13
30 CLSA RESEARCH LIMITED 2 40 42 2 43 45 0 3 3 95.24 95.56 2014-06-18
31 GET NICE SECURITIES LIMITED 3 47 50 5 40 45 2 -7 -5 94.00 88.89
32 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 33 35 2 41 43 0 8 8 94.29 95.35
33 Quam Securities Limited 2 11 13 4 39 43 2 28 30 84.62 90.70
34 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 2 25 27 3 40 43 1 15 16 92.59 93.02 2003-09-24 2011-04-19
35 FWD Financial Planning Limited (HK) 3 37 40 2 37 39 -1 0 -1 92.50 94.87
36 Rothschild & Co Hong Kong Limited 4 34 38 4 35 39 0 1 1 89.47 89.74 2005-04-27
37 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 29 32 3 35 38 0 6 6 90.63 92.11 2018-12-31
38 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 39 42 3 34 37 0 -5 -5 92.86 91.89 2012-04-02
39 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 36 42 6 29 35 0 -7 -7 85.71 82.86
40 Halbis Capital Management (Hong Kong) Limited 0 0 0 5 29 34 5 29 34 - 85.29 2005-06-23 2012-05-11
41 PEGASUS FUND MANAGERS LIMITED 2 28 30 2 32 34 0 4 4 93.33 94.12
42 CASH Wealth Management Limited 3 25 28 3 30 33 0 5 5 89.29 90.91
43 Network Financial Services Limited 2 28 30 2 31 33 0 3 3 93.33 93.94 2007-11-27
44 BEAR STEARNS ASIA LIMITED 2 28 30 5 27 32 3 -1 2 93.33 84.38 2010-04-28
45 Goldman Sachs Investment Management Hong Kong Limited 2 20 22 3 29 32 1 9 10 90.91 90.63 2013-11-27
46 Standard Chartered Securities (Hong Kong) Limited 7 26 33 7 25 32 0 -1 -1 78.79 78.13
47 CLSA LIMITED 6 15 21 6 25 31 0 10 10 71.43 80.65
48 Credit Suisse Securities (Hong Kong) Limited 1 36 37 2 29 31 1 -7 -6 97.30 93.55 2024-09-27
49 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 24 26 2 28 30 0 4 4 92.31 93.33
50 iBest Consultants Limited 2 22 24 2 28 30 0 6 6 91.67 93.33 2019-08-15
51 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 24 30 5 25 30 -1 1 0 80.00 83.33
52 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 25 29 4 25 29 0 0 0 86.21 86.21
53 DEUTSCHE SECURITIES ASIA LIMITED 2 31 33 2 26 28 0 -5 -5 93.94 92.86 2019-12-03
54 PHILLIP SECURITIES (HONG KONG) LIMITED 4 16 20 5 23 28 1 7 8 80.00 82.14
55 BOCI RESEARCH LIMITED 2 21 23 2 25 27 0 4 4 91.30 92.59
56 ALTRUIST FINANCIAL GROUP LIMITED 2 14 16 2 24 26 0 10 10 87.50 92.31 2004-01-20
57 AXA Financial Planning (Hong Kong) Limited 3 11 14 3 23 26 0 12 12 78.57 88.46 2012-05-25
58 GLOBAL INVESTMENT ADVISORS LIMITED 2 28 30 3 23 26 1 -5 -4 93.33 88.46
59 Amundi Hong Kong Limited 6 22 28 6 19 25 0 -3 -3 78.57 76.00
60 oOo Securities (HK) Group Limited 3 12 15 2 23 25 -1 11 10 80.00 92.00 2004-12-03
61 ETRADE SECURITIES (HONG KONG) LIMITED 3 14 17 3 21 24 0 7 7 82.35 87.50 2019-05-10
62 UOB KAY HIAN (HONG KONG) LIMITED 4 23 27 3 21 24 -1 -2 -3 85.19 87.50
63 Allianz Global Investors Hong Kong Limited 3 21 24 4 19 23 1 -2 -1 87.50 82.61 2015-05-31
64 BlackRock (Hong Kong) Limited (d2017-01-20) 5 16 21 4 19 23 -1 3 2 76.19 82.61 2015-05-15
65 Credit Agricole Securities (Asia) Limited 3 25 28 2 21 23 -1 -4 -5 89.29 91.30
66 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 20 25 7 16 23 2 -4 -2 80.00 69.57
67 AMUNDI ASSET MANAGEMENT 6 18 24 7 15 22 1 -3 -2 75.00 68.18 2004-07-01 2008-01-01
68 DBS ASIA CAPITAL LIMITED 5 13 18 6 16 22 1 3 4 72.22 72.73
69 DWS Investments Hong Kong Limited 5 11 16 5 17 22 0 6 6 68.75 77.27
70 HPEF Capital Partners Limited 6 14 20 5 17 22 -1 3 2 70.00 77.27 2022-06-01
71 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 2 20 22 0 1 1 90.48 90.91 2020-07-13
72 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 4 18 22 2 9 11 81.82 81.82 2017-06-28
73 AllianceBernstein Hong Kong Limited 4 17 21 3 18 21 -1 1 0 80.95 85.71
74 Eastspring Investments (Hong Kong) Limited 3 16 19 2 19 21 -1 3 2 84.21 90.48
75 Legg Mason Asset Management Hong Kong Limited 3 17 20 4 17 21 1 0 1 85.00 80.95 2022-06-30
76 Legg Mason International Equities (Hong Kong) Limited 3 17 20 4 17 21 1 0 1 85.00 80.95 2015-08-28
77 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 12 17 3 18 21 -2 6 4 70.59 85.71
78 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 20 23 3 18 21 0 -2 -2 86.96 85.71
79 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 18 20 4 17 21 2 -1 1 90.00 80.95
80 UBS Asset Management (Hong Kong) Limited 3 7 10 6 15 21 3 8 11 70.00 71.43
81 GAYANG SECURITIES LIMITED 2 15 17 2 18 20 0 3 3 88.24 90.00
82 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 9 16 11 9 20 4 0 4 56.25 45.00
83 INSTINET PACIFIC LIMITED 4 15 19 3 17 20 -1 2 1 78.95 85.00
84 MANULIFE (INTERNATIONAL) LIMITED 2 16 18 2 18 20 0 2 2 88.89 90.00 2011-06-17
85 BANK CONSORTIUM TRUST COMPANY LIMITED 2 23 25 2 17 19 0 -6 -6 92.00 89.47 2011-11-22
86 PATTERSON FINANCIAL SERVICES LIMITED 2 12 14 2 17 19 0 5 5 85.71 89.47 2009-05-13
87 PineBridge Investments Asia Limited 3 18 21 3 16 19 0 -2 -2 85.71 84.21
88 HANG SENG SECURITIES LIMITED 3 14 17 3 15 18 0 1 1 82.35 83.33
89 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 9 12 4 13 17 1 4 5 75.00 76.47
90 HANG SENG INVESTMENT SERVICES LIMITED 5 10 15 5 11 16 0 1 1 66.67 68.75
91 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 11 13 2 14 16 0 3 3 84.62 87.50 2013-03-19
92 Belvest Investment Services Limited 3 9 12 3 12 15 0 3 3 75.00 80.00
93 China Tonghai (IA) Limited 2 10 12 4 11 15 2 1 3 83.33 73.33 2017-11-29
94 CITIC CLSA Capital Partners HK Limited 4 5 9 4 11 15 0 6 6 55.56 73.33
95 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 13 15 3 12 15 1 -1 0 86.67 80.00 2016-06-30
96 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 10 14 4 11 15 0 1 1 71.43 73.33 2012-06-04
97 DBS VICKERS (HONG KONG) LIMITED 5 12 17 5 10 15 0 -2 -2 70.59 66.67
98 Ge Shang Investment (Hong Kong) Limited 2 10 12 2 13 15 0 3 3 83.33 86.67
99 KGI ASIA LIMITED 2 8 10 5 10 15 3 2 5 80.00 66.67 2017-10-02
100 SOUTH CHINA RESEARCH LIMITED 1 6 7 1 14 15 0 8 8 85.71 93.33
101 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 3 12 15 1 3 4 81.82 80.00
102 SPARX Asia Investment Advisors Limited 3 8 11 3 12 15 0 4 4 72.73 80.00 2004-04-20
103 ASSET MANAGEMENT GROUP LIMITED 0 0 0 3 11 14 3 11 14 - 78.57 2006-01-17
104 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 8 12 3 11 14 -1 3 2 66.67 78.57 2019-07-05
105 CBH Asia Limited 3 13 16 2 12 14 -1 -1 -2 81.25 85.71
106 Everbright Securities Investment Services (HK) Limited 3 7 10 3 11 14 0 4 4 70.00 78.57
107 Shang International Finance Limited 3 10 13 5 9 14 2 -1 1 76.92 64.29 2024-01-26
108 AP Asset Management (HK) Limited 2 8 10 2 11 13 0 3 3 80.00 84.62 2004-07-07 2013-12-04
109 AuVantage Consultancy Limited 2 12 14 2 11 13 0 -1 -1 85.71 84.62 2016-10-03
110 BMI FUNDS MANAGEMENT LIMITED 2 6 8 5 8 13 3 2 5 75.00 61.54
111 CAIIS Limited 2 10 12 2 11 13 0 1 1 83.33 84.62 2018-09-04
112 M&F Asset Management Limited 3 9 12 3 10 13 0 1 1 75.00 76.92
113 MANGO FINANCIAL LIMITED 4 10 14 3 10 13 -1 0 -1 71.43 76.92
114 Manulife Investment Management (Hong Kong) Limited 4 9 13 4 9 13 0 0 0 69.23 69.23
115 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 6 8 3 10 13 1 4 5 75.00 76.92 2023-10-25
116 Sun Life Financial Asia Services Limited 2 25 27 2 11 13 0 -14 -14 92.59 84.62 2007-04-02
117 Tyche Group Limited 2 14 16 3 10 13 1 -4 -3 87.50 76.92 2014-12-05
118 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 3 10 13 0 8 8 40.00 76.92 2004-05-19
119 CHARLES SCHWAB, HONG KONG, LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
120 Citigroup Venture Capital International Asia Limited 0 0 0 2 10 12 2 10 12 - 83.33 2005-05-24 2014-04-15
121 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 11 13 2 10 12 0 -1 -1 84.62 83.33
122 NATIXIS ASIA LIMITED 2 3 5 2 10 12 0 7 7 60.00 83.33 2004-10-19
123 ONSHINE SECURITIES LIMITED 2 9 11 3 9 12 1 0 1 81.82 75.00
124 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 5 7 3 9 12 1 4 5 71.43 75.00 2011-10-20
125 VALUE PARTNERS LIMITED 5 2 7 3 9 12 -2 7 5 28.57 75.00
126 ARGYLE STREET MANAGEMENT LIMITED 3 4 7 4 7 11 1 3 4 57.14 63.64
127 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 4 10 7 4 11 1 0 1 40.00 36.36
128 BEA Union Investment Management Limited 2 8 10 2 9 11 0 1 1 80.00 81.82
129 CVC Asia Pacific Limited 4 6 10 4 7 11 0 1 1 60.00 63.64
130 EMPEROR SECURITIES LIMITED (HK) 5 2 7 6 5 11 1 3 4 28.57 45.45
131 FIRST SHANGHAI SECURITIES LIMITED 4 4 8 4 7 11 0 3 3 50.00 63.64
132 FOX-PITT, KELTON (ASIA) LIMITED 4 11 15 5 6 11 1 -5 -4 73.33 54.55 2010-05-18
133 Janus Henderson Investors Hong Kong Limited 2 10 12 2 9 11 0 -1 -1 83.33 81.82
134 MIZUHO SECURITIES ASIA LIMITED 3 10 13 3 8 11 0 -2 -2 76.92 72.73
135 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 3 8 11 0 6 6 40.00 72.73
136 SAIL ADVISORS LIMITED 2 4 6 3 8 11 1 4 5 66.67 72.73 2004-05-17
137 St. James's Place (Hong Kong) Limited 1 6 7 2 9 11 1 3 4 85.71 81.82
138 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 2 9 11 0 1 1 80.00 81.82 2010-12-31
139 Tyric Capital Limited 3 7 10 3 8 11 0 1 1 70.00 72.73
140 Wellington Management Hong Kong Limited (b2003-01-02) 2 4 6 4 7 11 2 3 5 66.67 63.64 2003-09-18
141 WFM Asia (HK) Limited 2 9 11 3 8 11 1 -1 0 81.82 72.73
142 AIF CAPITAL LIMITED 4 7 11 4 6 10 0 -1 -1 63.64 60.00
143 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 5 9 4 6 10 0 1 1 55.56 60.00 2013-04-02
144 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 4 6 2 8 10 0 4 4 66.67 80.00 2010-11-03
145 BOCI SECURITIES LIMITED 7 5 12 6 4 10 -1 -1 -2 41.67 40.00 2004-03-01
146 FB SECURITIES (HONG KONG) LIMITED 6 4 10 5 5 10 -1 1 0 40.00 50.00
147 GT CAPITAL LIMITED 3 1 4 3 7 10 0 6 6 25.00 70.00
148 HPEF Venture Partners Limited 4 5 9 4 6 10 0 1 1 55.56 60.00 2018-06-08
149 Income Partners Asset Management (HK) Limited 3 6 9 3 7 10 0 1 1 66.67 70.00
150 INVESCO HONG KONG LIMITED 5 8 13 6 4 10 1 -4 -3 61.54 40.00
151 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 2 4 6 3 7 10 1 3 4 66.67 70.00 2017-10-02
152 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00
153 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2013-04-17
154 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2008-01-08
155 Rich Union Securities (H.K.) Limited 3 2 5 2 8 10 -1 6 5 40.00 80.00 2025-05-19
156 SOLID KING SECURITIES LIMITED 2 8 10 3 7 10 1 -1 0 80.00 70.00 2021-09-02
157 YUE XIU SECURITIES COMPANY LIMITED 3 6 9 4 6 10 1 0 1 66.67 60.00
158 AXA Investment Managers Asia Limited 4 2 6 3 6 9 -1 4 3 33.33 66.67
159 Bright Fund Management Limited 2 8 10 3 6 9 1 -2 -1 80.00 66.67 2023-12-19
160 CGS International Securities Hong Kong Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
161 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67
162 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 2 7 9 -1 4 3 50.00 77.78 2004-07-28 2013-02-27
163 ETRADE SECURITIES LIMITED 3 6 9 2 7 9 -1 1 0 66.67 77.78 2007-11-21
164 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2006-10-23
165 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 1 6 6 3 9 1 2 3 16.67 33.33 2020-12-09
166 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 6 7 3 6 9 2 0 2 85.71 66.67 2013-03-19
167 HAITONG INTERNATIONAL RESEARCH LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78
168 HARRIS FRASER (INTERNATIONAL) LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78
169 HING WONG SECURITIES LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67
170 Instinet Alpha Trading Limited 4 4 8 3 6 9 -1 2 1 50.00 66.67 2010-11-19
171 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 2 7 9 1 -1 0 88.89 77.78
172 STANDARD & POOR'S, LLC 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2010-12-21
173 STANHILL (HONG KONG) LIMITED 3 4 7 2 7 9 -1 3 2 57.14 77.78 2013-05-23
174 UOB ASIA (HONG KONG) LIMITED 4 8 12 4 5 9 0 -3 -3 66.67 55.56 2011-07-27
175 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2003-05-23 2022-07-19
176 ANGUS MOORE LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00 2011-07-05
177 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2024-03-28
178 DELTA ASIA SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
179 ELLIOTT ADVISORS (HK) LIMITED 2 1 3 2 6 8 0 5 5 33.33 75.00 2005-03-08 2022-03-16
180 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 5 3 8 4 4 8 -1 1 0 37.50 50.00
181 ICBC (ASIA) SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
182 KGI CAPITAL ASIA LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00
183 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 2 6 4 4 8 0 2 2 33.33 50.00 2003-06-06
184 MIB SECURITIES (HONG KONG) LIMITED 2 7 9 3 5 8 1 -2 -1 77.78 62.50
185 Nomura Asset Management Hong Kong Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
186 SINOPAC SECURITIES (ASIA) LIMITED 2 3 5 3 5 8 1 2 3 60.00 62.50 2017-02-12
187 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00 2017-09-29
188 TVG CAPITAL PARTNERS LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2015-11-16
189 WING ON CHEONG SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2020-12-21
190 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50
191 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2004-07-07
192 AlTi Wealth Management (Hong Kong) Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2004-05-11
193 ASIA INVESTMENT MANAGEMENT LIMITED 3 1 4 4 3 7 1 2 3 25.00 42.86 2021-10-08
194 ASSET DYNAMIC MANAGEMENT LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2025-03-25
195 BKHK Limited 6 1 7 5 2 7 -1 1 0 14.29 28.57 2006-10-16
196 CAPE ASSET MANAGEMENT LIMITED 1 0 1 4 3 7 3 3 6 0.00 42.86 2024-03-13
197 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
198 CHOW SANG SANG SECURITIES LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
199 CITIC Securities Brokerage (HK) Limited 2 4 6 3 4 7 1 0 1 66.67 57.14
200 First Sentier Investors (Hong Kong) Limited 4 5 9 3 4 7 -1 -1 -2 55.56 57.14
201 FIRST STATE (HONG KONG) LLC 4 5 9 3 4 7 -1 -1 -2 55.56 57.14 2007-07-27
202 FT Securities Limited 3 0 3 4 3 7 1 3 4 0.00 42.86 2024-12-06
203 GAM HONG KONG LIMITED 3 3 6 4 3 7 1 0 1 50.00 42.86
204 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
205 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 7 0 7 2 0 2 0.00 0.00 2020-06-02
206 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
207 Oasis Management (Hong Kong) 2 0 2 2 5 7 0 5 5 0.00 71.43 2004-09-14
208 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-09-28
209 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2010-07-07
210 RG ASSET MANAGEMENT COMPANY LIMITED 3 4 7 4 3 7 1 -1 0 57.14 42.86 2013-11-25
211 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 1 6 7 0 -2 -2 88.89 85.71 2016-11-01
212 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
213 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2012-01-12
214 SMBC Nikko Securities (Hong Kong) Limited 3 3 6 2 5 7 -1 2 1 50.00 71.43
215 TAI SHING STOCK INVESTMENT CO. LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14
216 VC BROKERAGE LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
217 ALPS CAPITAL MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
218 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-06-10
219 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2016-06-30
220 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2008-08-04
221 BOCOM International Holdings Company Limited 4 1 5 4 2 6 0 1 1 20.00 33.33 2010-03-09
222 Broadway Wealth Management Limited 1 4 5 2 4 6 1 0 1 80.00 66.67 2013-01-03
223 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2019-07-29
224 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00
225 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
226 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 1 4 5 3 3 6 2 -1 1 80.00 50.00
227 Delta Asia Wealth Management Limited 1 4 5 2 4 6 1 0 1 80.00 66.67 2025-08-26
228 Deltroit (Hong Kong) Limited 2 0 2 2 4 6 0 4 4 0.00 66.67 2005-04-11 2024-12-12
229 Goldyard Capital Limited 1 5 6 2 4 6 1 -1 0 83.33 66.67 2019-11-21
230 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-06-03
231 HFS ASSET MANAGEMENT LIMITED 1 1 2 2 4 6 1 3 4 50.00 66.67
232 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2009-08-31
233 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-09-22
234 Huajin Corporate Finance (International) Limited 3 2 5 2 4 6 -1 2 1 40.00 66.67
235 ICEA SECURITIES ASIA LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2009-09-29
236 ICG Asia Pacific Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
237 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2014-10-13
238 JPMorgan Funds (Asia) Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
239 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2025-04-23
240 MCP Holdings Limited (HK) 3 0 3 3 3 6 0 3 3 0.00 50.00 2011-06-29
241 MF Global Securities HK Limited 0 0 0 3 3 6 3 3 6 - 50.00 2005-08-26 2007-04-30
242 MUSHK Limited 6 2 8 4 2 6 -2 0 -2 25.00 33.33 2011-06-01
243 OLD PEAK LIMITED (HK) 0 0 0 2 4 6 2 4 6 - 66.67 2005-08-26 2023-06-20
244 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 4 2 6 0 2 2 0.00 33.33 2011-01-24
245 SBI China Capital Securities Limited 3 5 8 4 2 6 1 -3 -2 62.50 33.33 2012-10-08
246 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 3 3 6 1 -1 0 66.67 50.00 2011-02-18
247 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
248 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
249 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 4 1 5 2 4 6 -2 3 1 20.00 66.67
250 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
251 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
252 VICTORY SECURITIES COMPANY LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
253 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
254 AD Capital Management (Hong Kong) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-09-08
255 Alpha Nova Capital Management Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
256 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
257 BlackRock Asset Management North Asia Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
258 CC Finance Limited 0 0 0 5 0 5 5 0 5 - 0.00 2006-04-20 2025-06-19
259 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 4 1 5 1 1 2 0.00 20.00 2012-12-13
260 Credit Suisse Solution Partners (Hong Kong) Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2005-03-08 2011-04-14
261 CTBC Asia Limited 2 9 11 2 3 5 0 -6 -6 81.82 60.00 2004-10-04
262 D. B. ZWIRN ASIA PARTNERS LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2005-09-27 2009-05-06
263 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2023-02-02
264 EQT Partners Asia Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2023-09-06
265 Fosun International Securities Limited 5 0 5 5 0 5 0 0 0 0.00 0.00
266 Fubon Capital (HK) Limited 1 4 5 2 3 5 1 -1 0 80.00 60.00 2012-01-13
267 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2018-11-09
268 GIGA (HONG KONG) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
269 HAMON ASSET MANAGEMENT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
270 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
271 Henyep Capital Management Limited 0 0 0 1 4 5 1 4 5 - 80.00 2005-12-20 2011-03-14
272 HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2005-11-21
273 HSBC Family Office Services Limited 0 0 0 2 3 5 2 3 5 - 60.00 2006-01-03 2012-07-13
274 ICBC Asset Management (Global) Company Limited 2 1 3 3 2 5 1 1 2 33.33 40.00
275 JAFCO Investment (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2009-10-15
276 LAZARD ASIA (HONG KONG) LIMITED 3 3 6 4 1 5 1 -2 -1 50.00 20.00
277 Mackenzie Investments Asia Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
278 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
279 Mason Securities Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00
280 MCP Asset Management Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2005-08-23
281 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2008-08-18
282 MONEY CONCEPTS (ASIA) LIMITED 1 7 8 2 3 5 1 -4 -3 87.50 60.00 2012-09-18
283 Neutral Financial Holding Company Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00
284 Open Securities Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
285 Penjing Asset Management (HK) Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2005-03-24 2016-02-03
286 PFP Capital Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
287 Pictet Asset Management (Hong Kong) Limited 4 1 5 2 3 5 -2 2 0 20.00 60.00
288 PIMCO ASIA PTE LTD 0 0 0 1 4 5 1 4 5 - 80.00 2005-12-09 2006-05-17
289 Quam Asset Management Limited (b1983-06-28) 3 2 5 3 2 5 0 0 0 40.00 40.00
290 Sensible Asset Management Limited 0 0 0 4 1 5 4 1 5 - 20.00 2005-06-18 2025-06-19
291 SIIC Capital (Hong Kong) Investment Management Company Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
292 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2013-05-29
293 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 0 0 0 4 1 5 4 1 5 - 20.00 2005-06-20
294 Superfund Financial (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
295 TISCO SECURITIES HONG KONG LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2008-07-10
296 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 3 2 5 0 -2 -2 57.14 40.00
297 VMS Securities Limited 1 5 6 2 3 5 1 -2 -1 83.33 60.00 2020-09-01
298 WELLCHAMP CAPITAL LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00
299 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
300 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
301 Yuanta Securities (Hong Kong) Company Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
302 ABCI Securities Company Limited 0 0 0 3 1 4 3 1 4 - 25.00 2005-11-15
303 Absolute Investment Management (HK) Limited 3 3 6 3 1 4 0 -2 -2 50.00 25.00
304 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2012-06-25
305 ALBOURNE PARTNERS (ASIA) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2004-09-07
306 Amova Asset Management Hong Kong Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
307 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
308 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 0 2 2 2 4 0 2 2 0.00 50.00
309 Anuenue Advisors Limited 1 3 4 3 1 4 2 -2 0 75.00 25.00
310 Ark Securities (Hong Kong) Limited 1 4 5 2 2 4 1 -2 -1 80.00 50.00
311 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 1 2 3 2 2 4 1 0 1 66.67 50.00
312 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2004-08-13
313 BARCLAYS CAPITAL ASIA LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
314 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
315 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
316 BENTLEY REID & COMPANY LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
317 BOWEN ASIA LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-10-20
318 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
319 ChapmanCraig Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
320 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
321 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
322 CHINA INTERNATIONAL CAPITAL LIMITED 1 1 2 2 2 4 1 1 2 50.00 50.00
323 CITIC Securities (Hong Kong) Limited 2 2 4 4 0 4 2 -2 0 50.00 0.00
324 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2006-12-27
325 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
326 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
327 Daiwa Capital Markets Hong Kong Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
328 DEEPHAVEN ASIA LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-04-13 2009-09-04
329 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2005-06-24 2009-10-19
330 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
331 FCL ADVISORY LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2005-03-01
332 First Fidelity Capital (International) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2006-04-19
333 FIRST WORLDSEC SECURITIES LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2024-12-18
334 FORE ASIA, LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2004-08-18 2008-05-30
335 Fubon Fund Management (Hong Kong) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00
336 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-02-16
337 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 6 7 2 2 4 1 -4 -3 85.71 50.00
338 GEOMATRIX (H.K.) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2012-01-31
339 GINGER CAPITAL MANAGEMENT LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2004-11-18 2009-04-28
340 GT Asset & Portfolio Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-11-04
341 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2005-11-15
342 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-08-15
343 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
344 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00
345 INTERNATIONAL COMMERCE CORPORATION 2 3 5 2 2 4 0 -1 -1 60.00 50.00
346 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
347 iTTa Capital Limited 2 3 5 3 1 4 1 -2 -1 60.00 25.00 2003-05-29 2013-06-11
348 JK Capital Management Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
349 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2022-10-13
350 JW CAPITAL SECURITIES LIMITED 1 1 2 2 2 4 1 1 2 50.00 50.00
351 KB Securities Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
352 Lombard Investments (HK) Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00 2009-11-19
353 Longitude Asia Limited 2 0 2 3 1 4 1 1 2 0.00 25.00
354 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00
355 MASON LAROCHE (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-03-19
356 MEAG Hong Kong Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
357 Metaverse Securities Limited (HK) 5 0 5 4 0 4 -1 0 -1 0.00 0.00
358 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 0 0 0 1 3 4 1 3 4 - 75.00 2005-07-05
359 MLI LIMITED (d2018-03-29) 1 3 4 2 2 4 1 -1 0 75.00 50.00 2013-05-29
360 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
361 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2009-03-31
362 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 3 1 4 0 1 1 0.00 25.00
363 OppenheimerFunds International Distributor Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-12-15 2009-11-09
364 Oreana Financial Services Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00
365 ORIENTAL PATRON SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
366 PAMA GROUP (HONG KONG) LIMITED 1 2 3 3 1 4 2 -1 1 66.67 25.00 2017-02-22
367 PRUDENTIAL BROKERAGE LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
368 RICHLAND WORLDWIDE LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-04-15
369 ROCTEC INVESTMENT LIMITED 1 2 3 2 2 4 1 0 1 66.67 50.00 2021-10-07
370 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2003-10-30 2015-04-22
371 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2003-07-23 2014-10-14
372 SEI INVESTMENTS (ASIA) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2005-03-02 2023-02-20
373 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-12-17
374 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00
375 SJS Markets Limited 0 0 0 2 2 4 2 2 4 - 50.00 2005-11-23 2015-01-13
376 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-03-27
377 SYZ Asset Management (Asia) Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2004-07-27 2016-12-22
378 WAG FINANCIAL SERVICES GROUP LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2006-12-19
379 WINNINGTON CAPITAL LIMITED 1 1 2 4 0 4 3 -1 2 50.00 0.00
380 XinKong International Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
381 YARDLEY SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2016-09-06
382 ZHONGRONG PT SECURITIES LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00
383 3V Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2005-07-18 2013-08-27
384 Aberdeen International Investment Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2005-07-27 2009-11-27
385 abrdn Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
386 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
387 ACM ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
388 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-11-29
389 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
390 Anuenue Capital International Limited 0 0 0 2 1 3 2 1 3 - 33.33 2005-08-30
391 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-08-19 2007-01-25
392 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
393 ASIA PACIFIC CAPITAL (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-01-02
394 Asia Pacific Securities Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
395 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-09-20
396 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
397 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
398 Axis Capital Management Limited 1 0 1 2 1 3 1 1 2 0.00 33.33
399 Beevest Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
400 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
401 BOCI ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2014-12-24
402 Bradbury Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
403 BRIGHT & SHINE CORPORATE FINANCE LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2008-07-24
404 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 1 2 3 0 2 2 0.00 66.67 2020-06-18
405 CAPITAL GLOBAL MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2005-12-20
406 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
407 CBRE Investment Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2023-07-21
408 CENTURION CORPORATE FINANCE LIMITED 1 0 1 3 0 3 2 0 2 0.00 0.00
409 CHEETAH INVESTMENT MANAGEMENT LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33
410 CHIEF SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2006-04-20
411 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
412 China International Capital Corporation (International) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-05-06
413 China Reserve Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
414 CHINA RICH ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-05-21
415 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
416 CMS CAPITAL (HK) CO., LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2004-05-06
417 COHEN & STEERS ASIA LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2005-07-29
418 CUPOLA CAPITAL LIMITED 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2022-05-06
419 D. YAU AND COMPANY LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33 2004-08-13
420 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-06-20
421 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
422 EAA SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
423 EMPEROR CORPORATE FINANCE LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2007-04-20
424 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
425 EQT Partners Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-03-13
426 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-01-18 2007-04-30
427 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
428 FE SECURITIES LIMITED 1 1 2 3 0 3 2 -1 1 50.00 0.00
429 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 2 1 3 1 1 2 0.00 33.33 2012-06-21
430 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
431 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-09-07
432 Funderstone Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
433 GENERALI INVESTMENTS ASIA LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2006-02-08 2018-09-26
434 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2015-02-12
435 GRANSING SECURITIES CO., LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33
436 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-11-29
437 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
438 Horizon21 (Hong Kong) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-02-01 2010-01-28
439 HSZ (HONG KONG) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
440 INFINITY STRATEGIC ADVISORS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2006-02-16 2008-06-04
441 INSUBEST FINANCIAL & MPF PLANNING LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33
442 INTEGRITY FINANCIAL SERVICES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2005-05-09
443 iVenture Investment Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
444 JOINCAP CAPITAL LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33
445 KGI SECURITIES (HONG KONG) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2017-10-02
446 LIM ADVISORS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2022-09-15
447 MARC FABER LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2019-12-19
448 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33 2009-10-19
449 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-09-22
450 MERCER INVESTMENTS (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2005-08-04
451 MIRABAUD (ASIA) LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2003-05-13 2018-10-16
452 NATIONAL RESOURCES SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
453 OCP Asia (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-09-03 2022-06-13
454 Open Asset Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
455 OVERLOOK INVESTMENTS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-01-05
456 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-10-28
457 PGIM (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
458 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33
459 PHOENIX CAPITAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-12-21
460 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
461 PRESIDENT SECURITIES (HONG KONG) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2024-03-27
462 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2005-05-24
463 PRIVATE CAPITAL LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33
464 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
465 QI CAPITAL (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-04-28 2007-08-20
466 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-03-25
467 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33
468 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
469 SANDELL ASSET MANAGEMENT ASIA LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2005-10-03 2010-05-13
470 SKY WARD GLOBAL MANAGEMENT LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2012-07-10
471 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2019-08-15
472 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2006-02-08 2009-05-20
473 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-09-30
474 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
475 TC Investment Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-02-14
476 TELLIGENT CAPITAL MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2006-03-24
477 Templewater Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
478 TIFFIT SECURITIES (HONG KONG) LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33
479 TIS SECURITIES (HK) LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-06-28
480 Towers Watson Hong Kong Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2007-08-08
481 TOYO SECURITIES ASIA LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
482 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-11-30
483 UBS INTERNATIONAL HONG KONG LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-04-29 2013-04-22
484 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
485 Value Partners Private Equity Limited 1 0 1 2 1 3 1 1 2 0.00 33.33
486 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
487 Xeram and Company (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-27
488 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
489 A ONE INVESTMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
490 A. H. INTERNATIONAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-03-22 2022-02-22
491 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
492 ALTUS CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
493 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
494 AQUITAINE INVESTMENT ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2020-06-11
495 ARISAIG PARTNERS (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-01-20 2020-08-05
496 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
497 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
498 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16
499 BLUE POOL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-11-10 2015-12-01
500 BROOKE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-13
501 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
502 CARDINALASIA CONSULTING LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2003-06-27 2024-02-22
503 CCB INTERNATIONAL SECURITIES LIMITED 0 0 0 1 1 2 1 1 2 - 50.00 2005-10-10
504 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-22 2008-05-22
505 CHAMPLUS ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-06-09 2015-08-11
506 CHEETAH ADVISORS LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2022-08-01
507 CHEONG LEE SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-11-24
508 CHI CAPITAL SECURITIES LIMITED 3 0 3 1 1 2 -2 1 -1 0.00 50.00 2004-09-07 2016-05-05
509 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
510 China Access Advisors Limited 0 0 0 2 0 2 2 0 2 - 0.00 2005-10-21 2009-12-09
511 China Enterprise Securities Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
512 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-10-11
513 China Integrity Investment Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-03-19
514 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
515 CORTEZ CAPITAL LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2006-03-22
516 CWB Hong Kong Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
517 Cynosure Asset Management Hong Kong Limited 1 1 2 2 0 2 1 -1 0 50.00 0.00 2023-09-27
518 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
519 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2017-02-28
520 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
521 DEMETER ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-01-06 2010-04-21
522 EK INVESTMENT MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2013-10-16
523 ELECTRA PARTNERS ASIA LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2013-11-04
524 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
525 ENZARD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-21 2013-02-18
526 EQUITY PARTNERS ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-06-18
527 Ethk Funds Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-01-13 2008-08-27
528 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
529 EVER-LONG RESEARCH LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
530 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2013-01-07
531 FIRST ASIA FINANCE GROUP LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2020-01-29
532 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-09-12
533 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
534 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-01-25
535 GET NICE ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-12-16
536 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2005-02-28 2011-03-08
537 GNAB Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2025-03-14
538 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-10
539 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
540 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
541 Greenfield Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2005-11-11 2020-03-04
542 Greentech Technology Asset Management Company Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2025-03-18
543 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 0 0 0 2 0 2 2 0 2 - 0.00 2006-04-27 2013-03-28
544 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
545 HAMON ASIAN ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
546 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
547 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
548 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-02-10 2015-07-22
549 Huizhi International Capital Holdings Co., Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
550 IBTS ASIA (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-11-17 2024-09-20
551 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-07-22 2009-09-07
552 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
553 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2017-01-03
554 IMPERIAL CAPITAL LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2005-05-12 2014-06-04
555 INFINITI INVESTMENT MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-02-07 2010-05-10
556 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-12-02 2011-11-25
557 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
558 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2015-06-22
559 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
560 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
561 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
562 K K CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-01-08
563 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
564 KCG SECURITIES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
565 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
566 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
567 MANDARIN VP (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-09-20
568 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
569 MASTERFORD INVESTMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2020-07-07
570 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-02
571 MEIJI YASUDA ASIA LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2019-10-17
572 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-21
573 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-07-19
574 NewSmith Capital Partners (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2006-01-10 2009-03-03
575 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
576 OASIS INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
577 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
578 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
579 orientiert International Markets Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-01-11
580 OSCAR BENSON LIMITED (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-08-23
581 PACIFIC HAWK (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
582 Pacific Sun Advisors Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2023-11-02
583 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-04-27 2009-07-06
584 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-09 2008-10-08
585 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
586 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
587 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
588 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2009-07-21
589 RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-07-19 2006-06-30
590 SA Capital Limited (HK) 1 0 1 2 0 2 1 0 1 0.00 0.00 2007-03-19
591 SAGE ASSET MANAGEMENT (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2006-10-13
592 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
593 SAMSUNG SECURITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
594 SCM CHINA LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-04-25
595 Shacom Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
596 Sheng Yuan Sino Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2005-09-09 2023-05-11
597 Silk Road International Capital Limited 1 2 3 2 0 2 1 -2 -1 66.67 0.00
598 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-05-24
599 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 2 0 2 1 0 1 0.00 0.00 2017-05-11
600 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
601 SPDB International Holdings Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2015-12-30
602 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
603 SSAL FINANCE & INVESTMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-08-30
604 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-28
605 Success Securities Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
606 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2008-01-04
607 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
608 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2020-07-22
609 THATCHER GLOBAL CAPITAL LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2010-12-29
610 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
611 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
612 Tokio Marine Investment Services, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-03-28
613 TRANSPAC CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
614 TSE'S SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
615 TVC MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
616 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-08-07
617 United Securities Limited (HK) 1 0 1 2 0 2 1 0 1 0.00 0.00 2025-06-13
618 UNITED WORLD ONLINE LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-04-19 2014-01-20
619 VANHEEL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
620 W.S. LAU & ASSOCIATES LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2007-09-28
621 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
622 Wealth Legend Asset Management Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
623 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2015-02-09
624 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2007-11-01
625 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-01-19
626 YICKO SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-08
627 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
628 Yunfeng Financial Markets Limited 0 1 1 2 0 2 2 -1 1 100.00 0.00
629 Alphatraxx (H.K.) Limited 0 0 0 1 0 1 1 0 1 - 0.00 2005-12-23 2012-02-14
630 ASHMORE INVESTMENT MANAGEMENT LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2006-02-15 2006-05-12
631 Beijing Securities Limited 2 1 3 1 0 1 -1 -1 -2 33.33 0.00
632 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-05-13
633 MANBLE SECURITIES LIMITED 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2006-06-12
634 SDIC Securities International Financial Holdings Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-08-17
635 VISION FINANCE (SECURITIES) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2006-06-07
636 AJ Securities Limited 1 6 7 0 0 0 -1 -6 -7 85.71 - 2005-07-12
637 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-08-18
638 ANA SECURITIES COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-03-31 2006-03-06
639 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2005-09-30
640 BCV INVESTMENT ASIA (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-06-03 2005-07-05
641 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-02-08
642 CHAPPAQUA LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2004-11-19 2006-06-21
643 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-08-18
644 Chow Tai Fook Life Insurance Company Limited 2 17 19 0 0 0 -2 -17 -19 89.47 - 2006-01-04
645 CITIC FRONTIER CHINA RESEARCH LIMITED 3 18 21 0 0 0 -3 -18 -21 85.71 - 2004-03-12 2006-02-06
646 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-07
647 Goldbridge Securities Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-03
648 Grand Cartel Securities Company Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-05-04
649 GREEN STAR ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-12-05
650 HANTEC SECURITIES CO., LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-08-25
651 HKFN WEALTH STRATEGY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-11-14
652 HSBC SECURITIES (ASIA) LIMITED 4 35 39 0 0 0 -4 -35 -39 89.74 - 2005-11-14
653 INTEGRATED INVESTMENT MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-07-28
654 Investec Asia Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-11-30
655 JWC INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-29
656 LLOYDS TSB PACIFIC LIMITED 5 17 22 0 0 0 -5 -17 -22 77.27 - 2005-12-29
657 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 0 0 0 -2 -11 -13 84.62 - 2007-10-03
658 Mercer (Hong Kong) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2005-08-04
659 MIRABAUD (FAR EAST) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-06-29
660 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-01-18
661 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-30
662 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 14 16 0 0 0 -2 -14 -16 87.50 - 2014-06-13
663 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-03-21
664 SKY WARD ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-07-15
665 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-05
666 Success Power Investment Advisory Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-10-24
667 Sunline Prosticks Financial Solutions Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-01-17
668 T & F RESEARCH LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-05-30
669 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 0 0 0 -1 -1 -2 50.00 - 2006-04-11
670 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-20
671 UOB FINANCE (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-02-10
672 UOB KAY HIAN ASIA LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-11-09
673 WALDEN TECHNOLOGY MANAGEMENT (H.K.) LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2005-06-22
Average 2.39 9.86 12.25 2.63 11.20 13.83 80.46 80.97

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