SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2005-06-30 2006-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 1015 1017 2 1302 1304 0 287 287 99.80 99.85 2014-10-24
2 Sun Life Hong Kong Limited 2 391 393 2 404 406 0 13 13 99.49 99.51 2009-06-17
3 OnePlatform Asset Management Limited 2 251 253 3 390 393 1 139 140 99.21 99.24
4 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 268 270 2 291 293 0 23 23 99.26 99.32 2012-11-27
5 ZURICH ADVISORY (HK) LIMITED 2 263 265 2 281 283 0 18 18 99.25 99.29 2010-07-06
6 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 191 195 7 169 176 3 -22 -19 97.95 96.02
7 Credit Suisse (Hong Kong) Limited 6 133 139 11 137 148 5 4 9 95.68 92.57 2025-01-13
8 LEHMAN BROTHERS ASIA LIMITED 4 67 71 4 99 103 0 32 32 94.37 96.12 2024-11-13
9 Merrill Lynch (Asia Pacific) Limited 5 80 85 6 92 98 1 12 13 94.12 93.88
10 Merrill Lynch Far East Limited 5 75 80 5 91 96 0 16 16 93.75 94.79 2025-01-16
11 FIL Investment Management (Hong Kong) Limited 5 68 73 7 83 90 2 15 17 93.15 92.22
12 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 74 79 6 83 89 1 9 10 93.67 93.26
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 54 62 9 77 86 1 23 24 87.10 89.53
14 CENTALINE WEALTH MANAGEMENT LIMITED 2 60 62 2 83 85 0 23 23 96.77 97.65 2004-04-02
15 MACQUARIE CAPITAL LIMITED 2 36 38 3 82 85 1 46 47 94.74 96.47
16 Citigroup Global Markets Asia Limited 4 59 63 3 77 80 -1 18 17 93.65 96.25
17 UBS SECURITIES ASIA LIMITED 3 51 54 2 72 74 -1 21 20 94.44 97.30
18 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 59 61 2 70 72 0 11 11 96.72 97.22 2010-12-17
19 HSBC Global Asset Management (Hong Kong) Limited 7 60 67 11 61 72 4 1 5 89.55 84.72
20 Lion Global Financial Limited 3 53 56 3 66 69 0 13 13 94.64 95.65
21 HSBC LIFE (INTERNATIONAL) LIMITED 2 76 78 2 65 67 0 -11 -11 97.44 97.01 2012-05-07
22 FTL Wealth Management (HK) Limited 2 0 2 2 64 66 0 64 64 0.00 96.97 2005-06-28 2011-05-20
23 GOLDMAN SACHS (ASIA) L.L.C. 8 46 54 9 54 63 1 8 9 85.19 85.71
24 JPMorgan Asset Management (Asia Pacific) Limited 4 53 57 4 56 60 0 3 3 92.98 93.33
25 Morgan Stanley Asia Limited 3 61 64 3 57 60 0 -4 -4 95.31 95.00
26 T G HOLBORN (HK) LIMITED 2 58 60 3 56 59 1 -2 -1 96.67 94.92 2014-04-29
27 YF Life Investors Limited 4 19 23 3 51 54 -1 32 31 82.61 94.44 2004-08-30 2013-03-22
28 FIL Investment Advisors 4 39 43 5 48 53 1 9 10 90.70 90.57
29 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 26 30 3 47 50 -1 21 20 86.67 94.00 2003-09-24 2011-04-19
30 FWD Life Insurance Company (Bermuda) Limited 2 45 47 2 46 48 0 1 1 95.74 95.83 2012-11-21
31 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 40 42 2 45 47 0 5 5 95.24 95.74
32 Quam Securities Limited 3 12 15 5 42 47 2 30 32 80.00 89.36
33 GET NICE SECURITIES LIMITED 3 47 50 4 41 45 1 -6 -5 94.00 91.11
34 CLSA RESEARCH LIMITED 2 41 43 2 41 43 0 0 0 95.35 95.35 2014-06-18
35 FWD Financial Planning Limited (HK) 3 35 38 2 40 42 -1 5 4 92.11 95.24
36 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 28 32 3 38 41 -1 10 9 87.50 92.68 2018-12-31
37 Rothschild & Co Hong Kong Limited 4 33 37 4 33 37 0 0 0 89.19 89.19 2005-04-27
38 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 34 40 5 30 35 -1 -4 -5 85.00 85.71
39 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 38 41 3 32 35 0 -6 -6 92.68 91.43 2012-04-02
40 BEAR STEARNS ASIA LIMITED 5 28 33 5 29 34 0 1 1 84.85 85.29 2010-04-28
41 CASH Wealth Management Limited 3 26 29 3 31 34 0 5 5 89.66 91.18
42 Halbis Capital Management (Hong Kong) Limited 2 0 2 5 29 34 3 29 32 0.00 85.29 2005-06-23 2012-05-11
43 PEGASUS FUND MANAGERS LIMITED 2 29 31 2 30 32 0 1 1 93.55 93.75
44 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 26 30 4 28 32 0 2 2 86.67 87.50
45 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 23 28 5 27 32 0 4 4 82.14 84.38
46 ALTRUIST FINANCIAL GROUP LIMITED 2 16 18 2 29 31 0 13 13 88.89 93.55 2004-01-20
47 CLSA LIMITED 6 16 22 6 25 31 0 9 9 72.73 80.65
48 iBest Consultants Limited 2 20 22 2 29 31 0 9 9 90.91 93.55 2019-08-15
49 PHILLIP SECURITIES (HONG KONG) LIMITED 4 18 22 5 26 31 1 8 9 81.82 83.87
50 Standard Chartered Securities (Hong Kong) Limited 6 27 33 7 24 31 1 -3 -2 81.82 77.42
51 Goldman Sachs Investment Management Hong Kong Limited 3 20 23 4 26 30 1 6 7 86.96 86.67 2013-11-27
52 oOo Securities (HK) Group Limited 3 19 22 2 28 30 -1 9 8 86.36 93.33 2004-12-03
53 AXA Financial Planning (Hong Kong) Limited 3 14 17 3 26 29 0 12 12 82.35 89.66 2012-05-25
54 Credit Suisse Securities (Hong Kong) Limited 1 35 36 2 27 29 1 -8 -7 97.22 93.10 2024-09-27
55 Amundi Hong Kong Limited 5 19 24 6 22 28 1 3 4 79.17 78.57
56 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 24 26 2 26 28 0 2 2 92.31 92.86
57 DEUTSCHE SECURITIES ASIA LIMITED 4 31 35 2 26 28 -2 -5 -7 88.57 92.86 2019-12-03
58 GLOBAL INVESTMENT ADVISORS LIMITED 3 28 31 3 24 27 0 -4 -4 90.32 88.89
59 AMUNDI ASSET MANAGEMENT 6 16 22 7 19 26 1 3 4 72.73 73.08 2004-07-01 2008-01-01
60 ETRADE SECURITIES (HONG KONG) LIMITED 3 18 21 4 22 26 1 4 5 85.71 84.62 2019-05-10
61 BOCI RESEARCH LIMITED 2 19 21 2 23 25 0 4 4 90.48 92.00
62 UBS Asset Management (Hong Kong) Limited 3 9 12 7 18 25 4 9 13 75.00 72.00
63 BlackRock (Hong Kong) Limited (d2017-01-20) 5 15 20 4 20 24 -1 5 4 75.00 83.33 2015-05-15
64 DWS Investments Hong Kong Limited 7 12 19 5 19 24 -2 7 5 63.16 79.17
65 JF INTERNATIONAL MANAGEMENT INC. 2 19 21 2 22 24 0 3 3 90.48 91.67 2020-07-13
66 UOB KAY HIAN (HONG KONG) LIMITED 4 24 28 3 21 24 -1 -3 -4 85.71 87.50
67 AllianceBernstein Hong Kong Limited 4 18 22 3 20 23 -1 2 1 81.82 86.96
68 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 17 24 7 16 23 0 -1 -1 70.83 69.57
69 PineBridge Investments Asia Limited 3 20 23 3 20 23 0 0 0 86.96 86.96
70 Allianz Global Investors Hong Kong Limited 3 20 23 4 18 22 1 -2 -1 86.96 81.82 2015-05-31
71 Credit Agricole Securities (Asia) Limited 3 24 27 2 20 22 -1 -4 -5 88.89 90.91
72 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 2 20 22 0 5 5 88.24 90.91 2011-06-17
73 STATE STREET GLOBAL ADVISORS ASIA LIMITED 2 17 19 4 18 22 2 1 3 89.47 81.82
74 BANK CONSORTIUM TRUST COMPANY LIMITED 2 25 27 2 19 21 0 -6 -6 92.59 90.48 2011-11-22
75 DBS ASIA CAPITAL LIMITED 6 14 20 6 15 21 0 1 1 70.00 71.43
76 Eastspring Investments (Hong Kong) Limited 3 17 20 2 19 21 -1 2 1 85.00 90.48
77 GAYANG SECURITIES LIMITED 2 14 16 2 19 21 0 5 5 87.50 90.48
78 HPEF Capital Partners Limited 6 13 19 4 17 21 -2 4 2 68.42 80.95 2022-06-01
79 INSTINET PACIFIC LIMITED 3 16 19 4 17 21 1 1 2 84.21 80.95
80 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 12 17 3 18 21 -2 6 4 70.59 85.71
81 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 9 16 11 9 20 4 0 4 56.25 45.00
82 CAIIS Limited 2 11 13 2 17 19 0 6 6 84.62 89.47 2018-09-04
83 PATTERSON FINANCIAL SERVICES LIMITED 2 14 16 2 17 19 0 3 3 87.50 89.47 2009-05-13
84 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 19 22 3 16 19 0 -3 -3 86.36 84.21
85 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 16 18 4 15 19 2 -1 1 88.89 78.95 2017-06-28
86 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 10 15 4 14 18 -1 4 3 66.67 77.78 2012-06-04
87 Legg Mason Asset Management Hong Kong Limited 3 18 21 3 15 18 0 -3 -3 85.71 83.33 2022-06-30
88 Legg Mason International Equities (Hong Kong) Limited 3 18 21 3 15 18 0 -3 -3 85.71 83.33 2015-08-28
89 China Tonghai (IA) Limited 3 8 11 4 13 17 1 5 6 72.73 76.47 2017-11-29
90 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 9 12 4 13 17 1 4 5 75.00 76.47
91 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 12 15 3 13 16 0 1 1 80.00 81.25 2016-06-30
92 Ge Shang Investment (Hong Kong) Limited 2 11 13 2 14 16 0 3 3 84.62 87.50
93 HANG SENG SECURITIES LIMITED 3 16 19 2 14 16 -1 -2 -3 84.21 87.50
94 SPARX Asia Investment Advisors Limited 3 10 13 3 13 16 0 3 3 76.92 81.25 2004-04-20
95 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 12 15 0 2 2 76.92 80.00 2019-07-05
96 Belvest Investment Services Limited 3 9 12 3 12 15 0 3 3 75.00 80.00
97 CC Finance Limited 0 0 0 5 10 15 5 10 15 - 66.67 2006-04-20 2025-06-19
98 CHARLES SCHWAB, HONG KONG, LIMITED 3 10 13 5 10 15 2 0 2 76.92 66.67
99 DBS VICKERS (HONG KONG) LIMITED 5 9 14 5 10 15 0 1 1 64.29 66.67
100 Everbright Securities Investment Services (HK) Limited 3 7 10 3 12 15 0 5 5 70.00 80.00
101 HANG SENG INVESTMENT SERVICES LIMITED 5 10 15 4 11 15 -1 1 0 66.67 73.33
102 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 11 13 2 13 15 0 2 2 84.62 86.67 2013-03-19
103 NATIXIS ASIA LIMITED 2 6 8 2 13 15 0 7 7 75.00 86.67 2004-10-19
104 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 3 12 15 1 8 9 66.67 80.00 2023-10-25
105 Shang International Finance Limited 3 9 12 5 10 15 2 1 3 75.00 66.67 2024-01-26
106 Sun Life Financial Asia Services Limited 2 28 30 2 13 15 0 -15 -15 93.33 86.67 2007-04-02
107 ASSET MANAGEMENT GROUP LIMITED 0 0 0 3 11 14 3 11 14 - 78.57 2006-01-17
108 CBH Asia Limited 2 14 16 2 12 14 0 -2 -2 87.50 85.71
109 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 4 7 3 11 14 0 7 7 57.14 78.57 2017-10-02
110 MANGO FINANCIAL LIMITED 4 10 14 3 11 14 -1 1 0 71.43 78.57
111 SOUTH CHINA RESEARCH LIMITED 1 6 7 2 12 14 1 6 7 85.71 85.71
112 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 2 12 14 0 3 3 81.82 85.71
113 VENHOUSE WEALTH MANAGEMENT LIMITED 3 2 5 3 11 14 0 9 9 40.00 78.57 2004-05-19
114 AP Asset Management (HK) Limited 2 9 11 2 11 13 0 2 2 81.82 84.62 2004-07-07 2013-12-04
115 CITIC CLSA Capital Partners HK Limited 4 7 11 5 8 13 1 1 2 63.64 61.54
116 Citigroup Venture Capital International Asia Limited 2 11 13 3 10 13 1 -1 0 84.62 76.92 2005-05-24 2014-04-15
117 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 10 12 2 11 13 0 1 1 83.33 84.62
118 M&F Asset Management Limited 3 9 12 3 10 13 0 1 1 75.00 76.92
119 Manulife Investment Management (Hong Kong) Limited 4 9 13 4 9 13 0 0 0 69.23 69.23
120 MIZUHO SECURITIES ASIA LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92
121 SAIL ADVISORS LIMITED 2 6 8 3 10 13 1 4 5 75.00 76.92 2004-05-17
122 Tyche Group Limited 1 11 12 3 10 13 2 -1 1 91.67 76.92 2014-12-05
123 VALUE PARTNERS LIMITED 5 4 9 5 8 13 0 4 4 44.44 61.54
124 AuVantage Consultancy Limited 2 12 14 2 10 12 0 -2 -2 85.71 83.33 2016-10-03
125 AXA Investment Managers Asia Limited 3 2 5 3 9 12 0 7 7 40.00 75.00
126 FIRST SHANGHAI SECURITIES LIMITED 4 4 8 4 8 12 0 4 4 50.00 66.67
127 Instinet Alpha Trading Limited 3 5 8 5 7 12 2 2 4 62.50 58.33 2010-11-19
128 KGI ASIA LIMITED 2 8 10 5 7 12 3 -1 2 80.00 58.33 2017-10-02
129 ONSHINE SECURITIES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00
130 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 2 5 3 9 12 0 7 7 40.00 75.00
131 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 3 9 12 1 1 2 80.00 75.00 2010-12-31
132 UOB ASIA (HONG KONG) LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67 2011-07-27
133 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 5 11 7 4 11 1 -1 0 45.45 36.36
134 BEA Union Investment Management Limited 2 9 11 2 9 11 0 0 0 81.82 81.82
135 BMI FUNDS MANAGEMENT LIMITED 3 5 8 5 6 11 2 1 3 62.50 54.55
136 Bright Fund Management Limited 2 8 10 3 8 11 1 0 1 80.00 72.73 2023-12-19
137 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 2 5 7 3 8 11 1 3 4 71.43 72.73 2004-07-28 2013-02-27
138 CVC Asia Pacific Limited 4 6 10 4 7 11 0 1 1 60.00 63.64
139 EMPEROR SECURITIES LIMITED (HK) 5 4 9 6 5 11 1 1 2 44.44 45.45
140 HPEF Venture Partners Limited 4 5 9 4 7 11 0 2 2 55.56 63.64 2018-06-08
141 MIB SECURITIES (HONG KONG) LIMITED 2 6 8 3 8 11 1 2 3 75.00 72.73
142 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 6 8 3 8 11 1 2 3 75.00 72.73 2011-10-20
143 SINOPAC SECURITIES (ASIA) LIMITED 2 4 6 3 8 11 1 4 5 66.67 72.73 2017-02-12
144 St. James's Place (Hong Kong) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82
145 Wellington Management Hong Kong Limited (b2003-01-02) 2 5 7 4 7 11 2 2 4 71.43 63.64 2003-09-18
146 WFM Asia (HK) Limited 2 9 11 3 8 11 1 -1 0 81.82 72.73
147 AIF CAPITAL LIMITED 4 6 10 4 6 10 0 0 0 60.00 60.00
148 ARGYLE STREET MANAGEMENT LIMITED 3 5 8 4 6 10 1 1 2 62.50 60.00
149 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 5 9 4 6 10 0 1 1 55.56 60.00 2013-04-02
150 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00 2010-11-03
151 BOCI SECURITIES LIMITED 7 5 12 5 5 10 -2 0 -2 41.67 50.00 2004-03-01
152 First Sentier Investors (Hong Kong) Limited 4 4 8 5 5 10 1 1 2 50.00 50.00
153 FIRST STATE (HONG KONG) LLC 4 4 8 5 5 10 1 1 2 50.00 50.00 2007-07-27
154 FOX-PITT, KELTON (ASIA) LIMITED 3 10 13 5 5 10 2 -5 -3 76.92 50.00 2010-05-18
155 GT CAPITAL LIMITED 3 0 3 4 6 10 1 6 7 0.00 60.00
156 INVESCO HONG KONG LIMITED 5 6 11 6 4 10 1 -2 -1 54.55 40.00
157 LOMBARD ODIER (HONG KONG) LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00
158 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 0 0 0 3 7 10 3 7 10 - 70.00 2005-07-05
159 Oasis Management (Hong Kong) 2 0 2 2 8 10 0 8 8 0.00 80.00 2004-09-14
160 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
161 STANHILL (HONG KONG) LIMITED 2 4 6 3 7 10 1 3 4 66.67 70.00 2013-05-23
162 Tyric Capital Limited 3 5 8 3 7 10 0 2 2 62.50 70.00
163 YUE XIU SECURITIES COMPANY LIMITED 3 5 8 4 6 10 1 1 2 62.50 60.00
164 ANGUS MOORE LIMITED 2 2 4 2 7 9 0 5 5 50.00 77.78 2011-07-05
165 BKHK Limited 6 1 7 5 4 9 -1 3 2 14.29 44.44 2006-10-16
166 CGS International Securities Hong Kong Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
167 ETRADE SECURITIES LIMITED 3 6 9 2 7 9 -1 1 0 66.67 77.78 2007-11-21
168 FB SECURITIES (HONG KONG) LIMITED 6 4 10 4 5 9 -2 1 -1 40.00 55.56
169 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2006-10-23
170 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 1 7 6 3 9 0 2 2 14.29 33.33 2020-12-09
171 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67 2013-03-19
172 HARRIS FRASER (INTERNATIONAL) LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78
173 HING WONG SECURITIES LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67
174 Huajin Corporate Finance (International) Limited 3 2 5 3 6 9 0 4 4 40.00 66.67
175 Janus Henderson Investors Hong Kong Limited 2 11 13 2 7 9 0 -4 -4 84.62 77.78
176 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2008-01-08
177 Rich Union Securities (H.K.) Limited 3 4 7 2 7 9 -1 3 2 57.14 77.78 2025-05-19
178 SMBC Nikko Securities (Hong Kong) Limited 3 3 6 3 6 9 0 3 3 50.00 66.67
179 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2003-05-23 2022-07-19
180 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2004-07-07
181 CHINA EVERBRIGHT RESEARCH LIMITED 2 3 5 3 5 8 1 2 3 60.00 62.50
182 CITIC Securities Brokerage (HK) Limited 2 4 6 3 5 8 1 1 2 66.67 62.50
183 DELTA ASIA SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
184 ELLIOTT ADVISORS (HK) LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00 2005-03-08 2022-03-16
185 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 2 6 8 0 -2 -2 80.00 75.00
186 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 5 4 9 4 4 8 -1 0 -1 44.44 50.00
187 Henyep Capital Management Limited 0 0 0 2 6 8 2 6 8 - 75.00 2005-12-20 2011-03-14
188 ICBC (ASIA) SECURITIES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
189 Income Partners Asset Management (HK) Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50
190 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 2 6 4 4 8 0 2 2 33.33 50.00 2003-06-06
191 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
192 MAN INVESTMENTS (HONG KONG) LIMITED 1 8 9 2 6 8 1 -2 -1 88.89 75.00
193 MUSHK Limited 7 1 8 4 4 8 -3 3 0 12.50 50.00 2011-06-01
194 Network Financial Services Limited 2 32 34 2 6 8 0 -26 -26 94.12 75.00 2007-11-27
195 Nomura Asset Management Hong Kong Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
196 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 8 11 3 5 8 0 -3 -3 72.73 62.50 2013-04-17
197 STANDARD & POOR'S, LLC 2 11 13 2 6 8 0 -5 -5 84.62 75.00 2010-12-21
198 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50
199 ASIA INVESTMENT MANAGEMENT LIMITED 3 1 4 4 3 7 1 2 3 25.00 42.86 2021-10-08
200 ASSET DYNAMIC MANAGEMENT LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2025-03-25
201 CAPE ASSET MANAGEMENT LIMITED 4 0 4 4 3 7 0 3 3 0.00 42.86 2024-03-13
202 CHAMPUS ASSET MANAGEMENT LIMITED 1 2 3 2 5 7 1 3 4 66.67 71.43 2019-07-29
203 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
204 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2024-03-28
205 CHOW SANG SANG SECURITIES LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
206 CITIC Securities (Hong Kong) Limited 2 4 6 5 2 7 3 -2 1 66.67 28.57
207 First Fidelity Capital (International) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2006-04-19
208 GAM HONG KONG LIMITED 3 4 7 4 3 7 1 -1 0 57.14 42.86
209 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
210 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 7 0 7 2 0 2 0.00 0.00 2020-06-02
211 ICEA SECURITIES ASIA LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2009-09-29
212 KGI CAPITAL ASIA LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
213 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 3 2 5 2 5 7 -1 3 2 40.00 71.43
214 MCP Asset Management Company Limited 0 0 0 2 5 7 2 5 7 - 71.43 2005-08-23
215 MCP Holdings Limited (HK) 4 0 4 3 4 7 -1 4 3 0.00 57.14 2011-06-29
216 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-09-28
217 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2010-07-07
218 RG ASSET MANAGEMENT COMPANY LIMITED 3 4 7 4 3 7 1 -1 0 57.14 42.86 2013-11-25
219 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 8 9 1 6 7 0 -2 -2 88.89 85.71 2016-11-01
220 SBI China Capital Securities Limited 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2012-10-08
221 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
222 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2012-01-12
223 TAI SHING STOCK INVESTMENT CO. LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14
224 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2017-09-29
225 TVG CAPITAL PARTNERS LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2015-11-16
226 VC BROKERAGE LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
227 WING ON CHEONG SECURITIES COMPANY LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2020-12-21
228 ALPS CAPITAL MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
229 AlTi Wealth Management (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-05-11
230 Amova Asset Management Hong Kong Limited 2 2 4 3 3 6 1 1 2 50.00 50.00
231 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-06-10
232 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2016-06-30
233 BARCLAYS CAPITAL ASIA LIMITED 2 0 2 2 4 6 0 4 4 0.00 66.67
234 BlackRock Asset Management North Asia Limited 2 3 5 2 4 6 0 1 1 60.00 66.67
235 BOCOM International Holdings Company Limited 4 2 6 4 2 6 0 0 0 33.33 33.33 2010-03-09
236 Broadway Wealth Management Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2013-01-03
237 CHINA INTERNATIONAL CAPITAL LIMITED 1 1 2 2 4 6 1 3 4 50.00 66.67
238 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00
239 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
240 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 4 2 6 3 3 6 -1 1 0 33.33 50.00
241 Credit Suisse Solution Partners (Hong Kong) Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2005-03-08 2011-04-14
242 CTBC Asia Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2004-10-04
243 FT Securities Limited 3 0 3 4 2 6 1 2 3 0.00 33.33 2024-12-06
244 Goldyard Capital Limited 1 5 6 2 4 6 1 -1 0 83.33 66.67 2019-11-21
245 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-06-03
246 HFS ASSET MANAGEMENT LIMITED 1 1 2 2 4 6 1 3 4 50.00 66.67
247 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2009-08-31
248 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-09-22
249 ICBC Asset Management (Global) Company Limited 2 1 3 4 2 6 2 1 3 33.33 33.33
250 ICG Asia Pacific Limited 2 3 5 2 4 6 0 1 1 60.00 66.67
251 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2014-10-13
252 JPMorgan Funds (Asia) Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
253 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
254 Mason Securities Limited 3 2 5 2 4 6 -1 2 1 40.00 66.67
255 OLD PEAK LIMITED (HK) 0 0 0 2 4 6 2 4 6 - 66.67 2005-08-26 2023-06-20
256 PANTHEON CAPITAL (ASIA) LIMITED 4 0 4 4 2 6 0 2 2 0.00 33.33 2011-01-24
257 PIMCO Asia Limited 0 0 0 2 4 6 2 4 6 - 66.67 2006-05-17
258 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
259 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 4 1 5 2 4 6 -2 3 1 20.00 66.67
260 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
261 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
262 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
263 VICTORY SECURITIES COMPANY LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
264 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
265 WINNINGTON CAPITAL LIMITED 2 1 3 4 2 6 2 1 3 33.33 33.33
266 Yuanta Securities (Hong Kong) Company Limited 2 3 5 2 4 6 0 1 1 60.00 66.67
267 AD Capital Management (Hong Kong) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-09-08
268 Alpha Nova Capital Management Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
269 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 5 0 5 1 0 1 0.00 0.00
270 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 1 2 3 2 3 5 1 1 2 66.67 60.00
271 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2008-08-04
272 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
273 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 0 3 4 1 5 1 1 2 0.00 20.00 2012-12-13
274 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00
275 D. B. ZWIRN ASIA PARTNERS LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2005-09-27 2009-05-06
276 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2023-02-02
277 DEEPHAVEN ASIA LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00 2005-04-13 2009-09-04
278 Delta Asia Wealth Management Limited 2 4 6 1 4 5 -1 0 -1 66.67 80.00 2025-08-26
279 Deltroit (Hong Kong) Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2005-04-11 2024-12-12
280 FIRST WORLDSEC SECURITIES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2024-12-18
281 Fosun International Securities Limited 5 0 5 5 0 5 0 0 0 0.00 0.00
282 Fubon Capital (HK) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2012-01-13
283 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2018-11-09
284 GEOMATRIX (H.K.) LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2012-01-31
285 GIGA (HONG KONG) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
286 HAMON ASSET MANAGEMENT LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00
287 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
288 HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2005-11-21
289 HSBC Family Office Services Limited 0 0 0 2 3 5 2 3 5 - 60.00 2006-01-03 2012-07-13
290 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 1 3 4 2 3 5 1 0 1 75.00 60.00
291 iTTa Capital Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2003-05-29 2013-06-11
292 JAFCO Investment (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2009-10-15
293 Longitude Asia Limited 3 0 3 3 2 5 0 2 2 0.00 40.00
294 Mackenzie Investments Asia Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
295 MF Global Securities HK Limited 0 0 0 3 2 5 3 2 5 - 40.00 2005-08-26 2007-04-30
296 MONEY CONCEPTS (ASIA) LIMITED 1 7 8 2 3 5 1 -4 -3 87.50 60.00 2012-09-18
297 Open Securities Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00
298 Oreana Financial Services Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
299 Penjing Asset Management (HK) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-03-24 2016-02-03
300 PFP Capital Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00
301 Pictet Asset Management (Hong Kong) Limited 4 2 6 2 3 5 -2 1 -1 33.33 60.00
302 PRUDENTIAL BROKERAGE LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
303 Quam Asset Management Limited (b1983-06-28) 3 2 5 3 2 5 0 0 0 40.00 40.00
304 Sensible Asset Management Limited 3 0 3 4 1 5 1 1 2 0.00 20.00 2005-06-18 2025-06-19
305 SIIC Capital (Hong Kong) Investment Management Company Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
306 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2019-08-15
307 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2006-02-08 2009-05-20
308 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 0 3 4 1 5 1 1 2 0.00 20.00 2005-06-20
309 Superfund Financial (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
310 TIFFIT SECURITIES (HONG KONG) LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00
311 TISCO SECURITIES HONG KONG LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2008-07-10
312 VMS Securities Limited 1 5 6 2 3 5 1 -2 -1 83.33 60.00 2020-09-01
313 WELLCHAMP CAPITAL LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00
314 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
315 3V Capital Limited 0 0 0 2 2 4 2 2 4 - 50.00 2005-07-18 2013-08-27
316 ABCI Securities Company Limited 0 0 0 3 1 4 3 1 4 - 25.00 2005-11-15
317 Aberdeen International Investment Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2005-07-27 2009-11-27
318 Absolute Investment Management (HK) Limited 3 3 6 3 1 4 0 -2 -2 50.00 25.00
319 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2012-06-25
320 ALBOURNE PARTNERS (ASIA) LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2004-09-07
321 Allard Partners Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
322 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 1 3 2 2 4 0 1 1 33.33 50.00
323 Anuenue Advisors Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
324 Ark Securities (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
325 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2004-08-13
326 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
327 Beevest Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
328 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
329 BENTLEY REID & COMPANY LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
330 BOWEN ASIA LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-10-20
331 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
332 ChapmanCraig Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
333 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
334 CHIEF SECURITIES LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2006-04-20
335 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
336 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2006-12-27
337 COHEN & STEERS ASIA LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2005-07-29
338 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
339 Daiwa Capital Markets Hong Kong Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
340 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-06-24 2009-10-19
341 EMPEROR CORPORATE FINANCE LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-04-20
342 EQT Partners Asia Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2023-09-06
343 FCL ADVISORY LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2005-03-01
344 FORE ASIA, LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2004-08-18 2008-05-30
345 GINGER CAPITAL MANAGEMENT LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2004-11-18 2009-04-28
346 GT Asset & Portfolio Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-11-04
347 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2005-11-15
348 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-08-15
349 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 0 2 1 3 4 -1 3 2 0.00 75.00
350 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
351 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 2 4 0 -2 -2 66.67 50.00
352 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
353 JK Capital Management Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
354 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2022-10-13
355 JW CAPITAL SECURITIES LIMITED 1 2 3 2 2 4 1 0 1 66.67 50.00
356 KB Securities Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
357 Lombard Investments (HK) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-11-19
358 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 3 1 4 -1 -1 -2 33.33 25.00
359 MASON LAROCHE (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-03-19
360 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 3 7 2 2 4 -2 -1 -3 42.86 50.00 2025-04-23
361 MEAG Hong Kong Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
362 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-08-18
363 Metaverse Securities Limited (HK) 5 0 5 4 0 4 -1 0 -1 0.00 0.00
364 MLI LIMITED (d2018-03-29) 1 3 4 2 2 4 1 -1 0 75.00 50.00 2013-05-29
365 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
366 Neutral Financial Holding Company Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
367 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2009-03-31
368 OppenheimerFunds International Distributor Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-12-15 2009-11-09
369 ORIENTAL PATRON SECURITIES LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
370 PEAK CAPITAL LIMITED (b2004-03-30) 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-10-28
371 PRESIDENT SECURITIES (HONG KONG) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2024-03-27
372 RICHLAND WORLDWIDE LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-04-15
373 SANDELL ASSET MANAGEMENT ASIA LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2005-10-03 2010-05-13
374 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2003-10-30 2015-04-22
375 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2003-07-23 2014-10-14
376 SEI INVESTMENTS (ASIA) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2005-03-02 2023-02-20
377 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 2 2 4 -1 -2 -3 57.14 50.00 2011-02-18
378 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-12-17
379 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
380 SJS Markets Limited 0 0 0 2 2 4 2 2 4 - 50.00 2005-11-23 2015-01-13
381 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2013-05-29
382 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-03-27
383 SYZ Asset Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-07-27 2016-12-22
384 TOYO SECURITIES ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
385 WAG FINANCIAL SERVICES GROUP LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2006-12-19
386 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
387 XinKong International Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
388 YARDLEY SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2016-09-06
389 ZHONGRONG PT SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
390 abrdn Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
391 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
392 ACM ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
393 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-11-29
394 Anuenue Capital International Limited 0 0 0 2 1 3 2 1 3 - 33.33 2005-08-30
395 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-08-19 2007-01-25
396 ASIA INVESTMENT RESEARCH LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
397 ASIA PACIFIC CAPITAL (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-01-02
398 Asia Pacific Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
399 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-09-20
400 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
401 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
402 Axis Capital Management Limited 1 0 1 2 1 3 1 1 2 0.00 33.33
403 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
404 BOCI ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2014-12-24
405 Bradbury Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
406 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-07-24
407 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 1 2 3 0 2 2 0.00 66.67 2020-06-18
408 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
409 CBRE Investment Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2023-07-21
410 CENTURION CORPORATE FINANCE LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
411 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
412 CHI CAPITAL SECURITIES LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-09-07 2016-05-05
413 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
414 China Integrity Investment Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2014-03-19
415 China International Capital Corporation (International) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-05-06
416 China Reserve Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
417 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
418 CMS CAPITAL (HK) CO., LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2004-05-06
419 CUPOLA CAPITAL LIMITED 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2022-05-06
420 D. YAU AND COMPANY LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33 2004-08-13
421 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-06-20
422 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
423 EAA SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
424 EQT Partners Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-03-13
425 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33
426 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-01-18 2007-04-30
427 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
428 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
429 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 1 2 2 1 3 1 0 1 50.00 33.33 2012-06-21
430 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
431 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-09-07
432 Fubon Fund Management (Hong Kong) Limited 5 0 5 3 0 3 -2 0 -2 0.00 0.00
433 Funderstone Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
434 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-02-16
435 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 2 1 3 0 -4 -4 71.43 33.33
436 GENERALI INVESTMENTS ASIA LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2006-02-08 2018-09-26
437 GET NICE ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2005-12-16
438 GO-TO-ASIA INVESTMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-02-12
439 GRANSING SECURITIES CO., LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33
440 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-11-29
441 Horizon21 (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-02-01 2010-01-28
442 HSZ (HONG KONG) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
443 INFINITY STRATEGIC ADVISORS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2006-02-16 2008-06-04
444 INSUBEST FINANCIAL & MPF PLANNING LIMITED 4 0 4 2 1 3 -2 1 -1 0.00 33.33
445 INTEGRITY FINANCIAL SERVICES LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-05-09
446 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2005-12-02 2011-11-25
447 iVenture Investment Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
448 JOINCAP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
449 KGI SECURITIES (HONG KONG) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2017-10-02
450 LIM ADVISORS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2022-09-15
451 MARC FABER LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2019-12-19
452 MATLINPATTERSON ADVISERS (ASIA) LIMITED 1 3 4 2 1 3 1 -2 -1 75.00 33.33 2009-10-19
453 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-09-22
454 MERCER INVESTMENTS (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2005-08-04
455 MIRABAUD (ASIA) LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2003-05-13 2018-10-16
456 NATIONAL RESOURCES SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
457 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 0 3 2 1 3 -1 1 0 0.00 33.33
458 OCP Asia (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-09-03 2022-06-13
459 Open Asset Management Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33
460 PAMA GROUP (HONG KONG) LIMITED 1 3 4 2 1 3 1 -2 -1 75.00 33.33 2017-02-22
461 PGIM (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
462 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33
463 PHOENIX CAPITAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-12-21
464 PO KAY SECURITIES & SHARES COMPANY LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
465 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-05-24
466 PRIVATE CAPITAL LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33
467 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
468 QI CAPITAL (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-04-28 2007-08-20
469 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-03-25
470 REALCHAMP ASSET MANAGEMENT LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33
471 ROCTEC INVESTMENT LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33 2021-10-07
472 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
473 Silk Road International Capital Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33
474 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
475 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-09-30
476 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
477 TELLIGENT CAPITAL MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2006-03-24
478 Templewater Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
479 TIS SECURITIES (HK) LIMITED 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2012-06-28
480 Towers Watson Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-08-08
481 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-11-30
482 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-04-29 2013-04-22
483 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
484 Value Partners Private Equity Limited 1 0 1 3 0 3 2 0 2 0.00 0.00
485 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
486 Xeram and Company (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-27
487 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
488 A ONE INVESTMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
489 A. H. INTERNATIONAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-03-22 2022-02-22
490 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
491 ALTUS CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
492 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
493 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
494 ARISAIG PARTNERS (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-01-20 2020-08-05
495 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
496 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
497 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16
498 BLUE POOL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-11-10 2015-12-01
499 BROOKE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-13
500 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
501 CAPITAL GLOBAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-12-20
502 CARDINALASIA CONSULTING LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-06-27 2024-02-22
503 CCB INTERNATIONAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-10-10
504 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-22 2008-05-22
505 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
506 CHEETAH ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-08-01
507 CHEONG LEE SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-11-24
508 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
509 China Access Advisors Limited 0 0 0 2 0 2 2 0 2 - 0.00 2005-10-21 2009-12-09
510 China Enterprise Securities Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
511 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-10-11
512 CHINA RICH ASSET MANAGEMENT LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2014-05-21
513 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
514 CORTEZ CAPITAL LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2006-03-22
515 CWB Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
516 Cynosure Asset Management Hong Kong Limited 1 1 2 2 0 2 1 -1 0 50.00 0.00 2023-09-27
517 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
518 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2017-02-28
519 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
520 DEMETER ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-01-06 2010-04-21
521 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
522 ELECTRA PARTNERS ASIA LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2013-11-04
523 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
524 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
525 ENZARD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-21 2013-02-18
526 EQUITY PARTNERS ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-06-18
527 Ethk Funds Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-01-13 2008-08-27
528 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
529 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
530 FERRELL ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2013-01-07
531 FIRST ASIA FINANCE GROUP LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2020-01-29
532 Fortress Investment Group (Hong Kong) LLC 0 0 0 2 0 2 2 0 2 - 0.00 2006-06-07 2008-08-07
533 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-12
534 Funderstone Asset Management (HK) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2013-11-14
535 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-01-25
536 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2005-02-28 2011-03-08
537 GNAB Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2025-03-14
538 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-10
539 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
540 GREAT BAY SECURITIES LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00
541 Greenfield Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2005-11-11 2020-03-04
542 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
543 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 0 0 0 2 0 2 2 0 2 - 0.00 2006-04-27 2013-03-28
544 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
545 HAMON ASIAN ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
546 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
547 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
548 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-02-10 2015-07-22
549 Huizhi International Capital Holdings Co., Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
550 IBTS ASIA (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-11-17 2024-09-20
551 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2005-07-22 2009-09-07
552 IMARKETS STRUCTURED PRODUCTS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2003-12-24
553 IMPAC ASSET MANAGEMENT (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2017-01-03
554 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
555 INFINITI INVESTMENT MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-02-07 2010-05-10
556 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
557 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2015-06-22
558 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
559 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
560 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
561 K K CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-01-08
562 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
563 KCG SECURITIES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
564 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
565 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
566 MANDARIN VP (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-09-20
567 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
568 MASTERFORD INVESTMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2020-07-07
569 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-02
570 MEIJI YASUDA ASIA LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2019-10-17
571 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-21
572 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-07-19
573 NewSmith Capital Partners (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2006-01-10 2009-03-03
574 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
575 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
576 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
577 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
578 orientiert International Markets Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-01-11
579 OSCAR BENSON LIMITED (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-08-23
580 OVERLOOK INVESTMENTS LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2010-01-05
581 PACIFIC HAWK (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
582 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
583 PBST (HK) Holdings Limited 0 0 0 2 0 2 2 0 2 - 0.00 2006-05-12 2007-09-27
584 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-04-27 2009-07-06
585 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-09 2008-10-08
586 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
587 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
588 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
589 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2009-07-21
590 SA Capital Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-03-19
591 SAGE ASSET MANAGEMENT (HK) LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2006-10-13
592 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
593 SAMSUNG SECURITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
594 SCM CHINA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-25
595 Shacom Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
596 Sheng Yuan Sino Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2005-09-09 2023-05-11
597 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 3 6 2 0 2 -1 -3 -4 50.00 0.00
598 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-05-24
599 SIMPSON FINANCIAL LIMITED (HK) 1 0 1 2 0 2 1 0 1 0.00 0.00 2017-05-11
600 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
601 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
602 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
603 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
604 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-28
605 Success Securities Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
606 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2008-01-04
607 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
608 TC Investment Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-02-14
609 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2020-07-22
610 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
611 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
612 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
613 Tokio Marine Investment Services, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-03-28
614 TRANSPAC CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
615 TSE'S SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
616 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
617 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-08-07
618 United Securities Limited (HK) 1 0 1 1 1 2 0 1 1 0.00 50.00 2025-06-13
619 UNITED WORLD ONLINE LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2006-04-19 2014-01-20
620 VANHEEL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
621 W.S. LAU & ASSOCIATES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-09-28
622 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
623 Wealth Legend Asset Management Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
624 WHARTON INVESTMENT ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2015-02-09
625 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2007-11-01
626 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-01-19
627 YICKO SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-08
628 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
629 Yunfeng Financial Markets Limited 1 1 2 2 0 2 1 -1 0 50.00 0.00
630 Alphatraxx (H.K.) Limited 0 0 0 1 0 1 1 0 1 - 0.00 2005-12-23 2012-02-14
631 Beijing Securities Limited 2 1 3 1 0 1 -1 -1 -2 33.33 0.00
632 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-05-13
633 SDIC Securities International Financial Holdings Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-08-17
634 AJ Securities Limited 2 5 7 0 0 0 -2 -5 -7 71.43 - 2005-07-12
635 ALPHA ASSET INVESTMENTS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-08-18
636 ANA SECURITIES COMPANY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-03-31 2006-03-06
637 ASIA INSURANCE (PENSIONS FUND) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-09-30
638 BCV INVESTMENT ASIA (HONG KONG) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-06-03 2005-07-05
639 BIZWIZ LIMITED (d2019-10-26) 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-02-08
640 CHAPPAQUA LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2004-11-19 2006-06-21
641 CHINA CORE CAPITAL MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-08-18
642 Chow Tai Fook Life Insurance Company Limited 2 24 26 0 0 0 -2 -24 -26 92.31 - 2006-01-04
643 CITIC FRONTIER CHINA RESEARCH LIMITED 3 18 21 0 0 0 -3 -18 -21 85.71 - 2004-03-12 2006-02-06
644 Cohen & Steers Capital Management, Inc. 0 1 1 0 0 0 0 -1 -1 100.00 - 2005-06-14 2005-07-29
645 CROWN ASSET MANAGEMENT LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-07
646 Goldbridge Securities Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-03
647 GREEN STAR ASIA LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2005-12-05
648 HANTEC SECURITIES CO., LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-08-25
649 HKCG WEALTH ADVISORS (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-06-30 2006-01-11
650 HKFN WEALTH STRATEGY LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-11-14
651 HSBC SECURITIES (ASIA) LIMITED 4 37 41 0 0 0 -4 -37 -41 90.24 - 2005-11-14
652 INTEGRATED INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-07-28
653 Investec Asia Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-11-30
654 JWC INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-29
655 LLOYDS TSB PACIFIC LIMITED 4 18 22 0 0 0 -4 -18 -22 81.82 - 2005-12-29
656 MANBLE SECURITIES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2006-06-12
657 MBA BERKELEY BURKE PORTFOLIO SERVICES LIMITED 2 11 13 0 0 0 -2 -11 -13 84.62 - 2007-10-03
658 Mercer (Hong Kong) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2005-08-04
659 MIRABAUD (FAR EAST) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-06-29
660 ORIENT FINANCIAL SERVICES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-01-18
661 PACIFIC CHARTERED (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-30
662 PACIFIC WORLD ASSET MANAGEMENT LIMITED 2 15 17 0 0 0 -2 -15 -17 88.24 - 2014-06-13
663 SAMSUNG ASSET MANAGEMENT (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-03-21
664 SKY WARD ASIA LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-07-15
665 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-05
666 Success Power Investment Advisory Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-10-24
667 Sunline Prosticks Financial Solutions Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-01-17
668 T & F RESEARCH LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-05-30
669 TMT FINANCIAL SERVICES LIMITED (d2014-10-11) 1 1 2 0 0 0 -1 -1 -2 50.00 - 2006-04-11
670 UNITED WORLD SECURITIES (INTERNATIONAL) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-20
671 UOB FINANCE (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-02-10
672 UOB KAY HIAN ASIA LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-11-09
673 VISION FINANCE (SECURITIES) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-06-07
Average 2.51 10.11 12.62 2.66 11.68 14.35 80.09 81.44

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