SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2006-04-30 2007-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 1242 1244 2 1335 1337 0 93 93 99.84 99.85 2014-10-24
2 OnePlatform Asset Management Limited 3 350 353 2 602 604 -1 252 251 99.15 99.67
3 Sun Life Hong Kong Limited 2 388 390 2 406 408 0 18 18 99.49 99.51 2009-06-17
4 ZURICH ADVISORY (HK) LIMITED 2 276 278 1 296 297 -1 20 19 99.28 99.66 2010-07-06
5 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 271 273 3 279 282 1 8 9 99.27 98.94 2012-11-27
6 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 171 178 8 169 177 1 -2 -1 96.07 95.48
7 LEHMAN BROTHERS ASIA LIMITED 4 84 88 5 170 175 1 86 87 95.45 97.14 2024-11-13
8 Credit Suisse (Hong Kong) Limited 11 142 153 17 133 150 6 -9 -3 92.81 88.67 2025-01-13
9 UBS SECURITIES ASIA LIMITED 2 69 71 2 125 127 0 56 56 97.18 98.43
10 Merrill Lynch (Asia Pacific) Limited 6 93 99 6 112 118 0 19 19 93.94 94.92
11 CENTALINE WEALTH MANAGEMENT LIMITED 2 80 82 2 115 117 0 35 35 97.56 98.29 2004-04-02
12 Merrill Lynch Far East Limited 5 92 97 5 111 116 0 19 19 94.85 95.69 2025-01-16
13 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 84 90 3 110 113 -3 26 23 93.33 97.35
14 FIL Investment Management (Hong Kong) Limited 7 77 84 7 88 95 0 11 11 91.67 92.63
15 Lion Global Financial Limited 3 68 71 5 90 95 2 22 24 95.77 94.74
16 MACQUARIE CAPITAL LIMITED 3 82 85 2 87 89 -1 5 4 96.47 97.75
17 Morgan Stanley Asia Limited 3 56 59 2 87 89 -1 31 30 94.92 97.75
18 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 78 86 7 82 89 -1 4 3 90.70 92.13
19 YF Life Investors Limited 4 46 50 3 80 83 -1 34 33 92.00 96.39 2004-08-30 2013-03-22
20 Citigroup Global Markets Asia Limited 3 69 72 3 79 82 0 10 10 95.83 96.34
21 FTL Wealth Management (HK) Limited 2 61 63 2 80 82 0 19 19 96.83 97.56 2005-06-28 2011-05-20
22 HSBC Global Asset Management (Hong Kong) Limited 11 61 72 9 63 72 -2 2 0 84.72 87.50
23 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 65 67 3 66 69 1 1 2 97.01 95.65 2010-12-17
24 GOLDMAN SACHS (ASIA) L.L.C. 9 56 65 10 59 69 1 3 4 86.15 85.51
25 HSBC LIFE (INTERNATIONAL) LIMITED 2 66 68 4 63 67 2 -3 -1 97.06 94.03 2012-05-07
26 JPMorgan Asset Management (Asia Pacific) Limited 4 56 60 3 60 63 -1 4 3 93.33 95.24
27 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 40 43 4 54 58 1 14 15 93.02 93.10 2003-09-24 2011-04-19
28 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 34 37 5 51 56 2 17 19 91.89 91.07 2012-04-02
29 T G HOLBORN (HK) LIMITED 3 54 57 3 52 55 0 -2 -2 94.74 94.55 2014-04-29
30 FWD Life Insurance Company (Bermuda) Limited 2 53 55 2 49 51 0 -4 -4 96.36 96.08 2012-11-21
31 FIL Investment Advisors 5 41 46 5 45 50 0 4 4 89.13 90.00
32 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 41 43 2 46 48 0 5 5 95.35 95.83
33 FWD Financial Planning Limited (HK) 2 37 39 3 44 47 1 7 8 94.87 93.62
34 CLSA RESEARCH LIMITED 2 43 45 3 43 46 1 0 1 95.56 93.48 2014-06-18
35 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 35 38 3 42 45 0 7 7 92.11 93.33 2018-12-31
36 GET NICE SECURITIES LIMITED 5 40 45 5 40 45 0 0 0 88.89 88.89
37 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 25 29 4 41 45 0 16 16 86.21 91.11
38 PHILLIP SECURITIES (HONG KONG) LIMITED 5 23 28 4 40 44 -1 17 16 82.14 90.91
39 BlackRock (Hong Kong) Limited (d2017-01-20) 4 19 23 10 32 42 6 13 19 82.61 76.19 2015-05-15
40 iBest Consultants Limited 2 28 30 2 39 41 0 11 11 93.33 95.12 2019-08-15
41 PEGASUS FUND MANAGERS LIMITED 2 32 34 2 39 41 0 7 7 94.12 95.12
42 Rothschild & Co Hong Kong Limited 4 35 39 4 35 39 0 0 0 89.74 89.74 2005-04-27
43 AllianceBernstein Hong Kong Limited 3 18 21 6 32 38 3 14 17 85.71 84.21
44 BEAR STEARNS ASIA LIMITED 5 27 32 6 32 38 1 5 6 84.38 84.21 2010-04-28
45 CASH Wealth Management Limited 3 30 33 3 34 37 0 4 4 90.91 91.89
46 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 29 35 6 31 37 0 2 2 82.86 83.78
47 ALTRUIST FINANCIAL GROUP LIMITED 2 24 26 3 31 34 1 7 8 92.31 91.18 2004-01-20
48 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 25 30 5 29 34 0 4 4 83.33 85.29
49 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 32 33 0 32 32 0.00 96.97 2013-05-13
50 AXA Financial Planning (Hong Kong) Limited 3 23 26 2 30 32 -1 7 6 88.46 93.75 2012-05-25
51 GLOBAL INVESTMENT ADVISORS LIMITED 3 23 26 2 30 32 -1 7 6 88.46 93.75
52 Halbis Capital Management (Hong Kong) Limited 5 29 34 7 24 31 2 -5 -3 85.29 77.42 2005-06-23 2012-05-11
53 UBS Asset Management (Hong Kong) Limited 6 15 21 7 24 31 1 9 10 71.43 77.42
54 ETRADE SECURITIES (HONG KONG) LIMITED 3 21 24 4 26 30 1 5 6 87.50 86.67 2019-05-10
55 Goldman Sachs Investment Management Hong Kong Limited 3 29 32 4 26 30 1 -3 -2 90.63 86.67 2013-11-27
56 BOCI RESEARCH LIMITED 2 25 27 3 25 28 1 0 1 92.59 89.29
57 DBS ASIA CAPITAL LIMITED 6 16 22 5 23 28 -1 7 6 72.73 82.14
58 DWS Investments Hong Kong Limited 5 17 22 5 23 28 0 6 6 77.27 82.14
59 Eastspring Investments (Hong Kong) Limited 2 19 21 4 23 27 2 4 6 90.48 85.19
60 Standard Chartered Securities (Hong Kong) Limited 7 25 32 7 20 27 0 -5 -5 78.13 74.07
61 Allianz Global Investors Hong Kong Limited 4 19 23 6 20 26 2 1 3 82.61 76.92 2015-05-31
62 Amundi Hong Kong Limited 6 19 25 5 21 26 -1 2 1 76.00 80.77
63 AMUNDI ASSET MANAGEMENT 7 15 22 6 19 25 -1 4 3 68.18 76.00 2004-07-01 2008-01-01
64 BANK CONSORTIUM TRUST COMPANY LIMITED 2 17 19 2 23 25 0 6 6 89.47 92.00 2011-11-22
65 JF INTERNATIONAL MANAGEMENT INC. 2 20 22 2 23 25 0 3 3 90.91 92.00 2020-07-13
66 UOB KAY HIAN (HONG KONG) LIMITED 3 21 24 2 23 25 -1 2 1 87.50 92.00
67 CLSA LIMITED 6 25 31 5 19 24 -1 -6 -7 80.65 79.17
68 DEUTSCHE SECURITIES ASIA LIMITED 2 26 28 2 22 24 0 -4 -4 92.86 91.67 2019-12-03
69 HANG SENG SECURITIES LIMITED 3 15 18 4 20 24 1 5 6 83.33 83.33
70 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 1 3 4 7 17 24 6 14 20 75.00 70.83 2005-07-05
71 SPARX Asia Investment Advisors Limited 3 12 15 7 17 24 4 5 9 80.00 70.83 2004-04-20
72 VALUE PARTNERS LIMITED 3 9 12 5 19 24 2 10 12 75.00 79.17
73 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 28 30 5 18 23 3 -10 -7 93.33 78.26
74 INSTINET PACIFIC LIMITED 3 17 20 4 19 23 1 2 3 85.00 82.61
75 Julius Baer (Hong Kong) Limited 0 0 0 4 19 23 4 19 23 - 82.61 2006-09-14 2012-05-10
76 Legg Mason Asset Management Hong Kong Limited 4 17 21 4 19 23 0 2 2 80.95 82.61 2022-06-30
77 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 3 18 21 3 20 23 0 2 2 85.71 86.96
78 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 4 6 2 21 23 0 17 17 66.67 91.30
79 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 11 15 4 18 22 0 7 7 73.33 81.82 2012-06-04
80 HPEF Capital Partners Limited 5 17 22 6 16 22 1 -1 0 77.27 72.73 2022-06-01
81 GAYANG SECURITIES LIMITED 2 18 20 2 19 21 0 1 1 90.00 90.48
82 Ge Shang Investment (Hong Kong) Limited 2 13 15 2 19 21 0 6 6 86.67 90.48
83 oOo Securities (HK) Group Limited 2 23 25 2 19 21 0 -4 -4 92.00 90.48 2004-12-03
84 PineBridge Investments Asia Limited 3 16 19 3 18 21 0 2 2 84.21 85.71
85 CITIC Securities Brokerage (HK) Limited 3 4 7 2 18 20 -1 14 13 57.14 90.00
86 MANULIFE (INTERNATIONAL) LIMITED 2 18 20 1 19 20 -1 1 0 90.00 95.00 2011-06-17
87 MIZUHO SECURITIES ASIA LIMITED 3 8 11 4 16 20 1 8 9 72.73 80.00
88 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 2 18 20 0 1 1 89.47 90.00 2009-05-13
89 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 17 21 3 17 20 -1 0 -1 80.95 85.00
90 ASSET MANAGEMENT GROUP LIMITED 3 11 14 2 17 19 -1 6 5 78.57 89.47 2006-01-17
91 CAIIS Limited 2 11 13 3 16 19 1 5 6 84.62 84.21 2018-09-04
92 KGI ASIA LIMITED 5 10 15 5 14 19 0 4 4 66.67 73.68 2017-10-02
93 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 7 10 4 15 19 1 8 9 70.00 78.95 2017-10-02
94 MUSHK Limited 4 2 6 6 13 19 2 11 13 33.33 68.42 2011-06-01
95 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 10 13 3 16 19 0 6 6 76.92 84.21 2023-10-25
96 AP Asset Management (HK) Limited 2 11 13 3 15 18 1 4 5 84.62 83.33 2004-07-07 2013-12-04
97 Bright Fund Management Limited 3 6 9 4 14 18 1 8 9 66.67 77.78 2023-12-19
98 CBH Asia Limited 2 12 14 3 15 18 1 3 4 85.71 83.33
99 DBS VICKERS (HONG KONG) LIMITED 5 10 15 5 13 18 0 3 3 66.67 72.22
100 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 16 23 4 14 18 -3 -2 -5 69.57 77.78
101 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 18 21 2 16 18 -1 -2 -3 85.71 88.89
102 Shang International Finance Limited 5 9 14 5 13 18 0 4 4 64.29 72.22 2024-01-26
103 Belvest Investment Services Limited 3 12 15 3 14 17 0 2 2 80.00 82.35
104 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 8 10 2 15 17 0 7 7 80.00 88.24 2010-11-03
105 CHARLES SCHWAB, HONG KONG, LIMITED 3 9 12 5 12 17 2 3 5 75.00 70.59
106 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 1 5 3 14 17 -1 13 12 20.00 82.35 2012-12-13
107 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 5 12 17 0 1 1 68.75 70.59
108 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 9 20 9 8 17 -2 -1 -3 45.00 47.06
109 Legg Mason International Equities (Hong Kong) Limited 4 17 21 4 13 17 0 -4 -4 80.95 76.47 2015-08-28
110 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 8 11 3 14 17 0 6 6 72.73 82.35
111 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 0 0 0 3 13 16 3 13 16 - 81.25 2007-01-12 2015-05-31
112 BEA Union Investment Management Limited 2 9 11 5 11 16 3 2 5 81.82 68.75
113 BOCI SECURITIES LIMITED 6 4 10 6 10 16 0 6 6 40.00 62.50 2004-03-01
114 CC Finance Limited 5 0 5 4 12 16 -1 12 11 0.00 75.00 2006-04-20 2025-06-19
115 Citigroup Venture Capital International Asia Limited 2 10 12 5 11 16 3 1 4 83.33 68.75 2005-05-24 2014-04-15
116 Everbright Securities Investment Services (HK) Limited 3 11 14 3 13 16 0 2 2 78.57 81.25
117 NATIXIS ASIA LIMITED 2 10 12 2 14 16 0 4 4 83.33 87.50 2004-10-19
118 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 12 15 2 14 16 -1 2 1 80.00 87.50
119 VENHOUSE WEALTH MANAGEMENT LIMITED 3 10 13 3 13 16 0 3 3 76.92 81.25 2004-05-19
120 AXA Investment Managers Asia Limited 3 6 9 3 12 15 0 6 6 66.67 80.00
121 CITIC CLSA Capital Partners HK Limited 4 11 15 5 10 15 1 -1 0 73.33 66.67
122 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00 2016-06-30
123 Credit Agricole Securities (Asia) Limited 2 21 23 3 12 15 1 -9 -8 91.30 80.00
124 First Sentier Investors (Hong Kong) Limited 3 4 7 5 10 15 2 6 8 57.14 66.67
125 FOX-PITT, KELTON (ASIA) LIMITED 5 6 11 6 9 15 1 3 4 54.55 60.00 2010-05-18
126 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 14 16 2 13 15 0 -1 -1 87.50 86.67 2013-03-19
127 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 13 17 4 11 15 0 -2 -2 76.47 73.33
128 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 3 6 3 12 15 0 9 9 50.00 80.00 2011-02-18
129 SOUTH CHINA RESEARCH LIMITED 1 14 15 1 14 15 0 0 0 93.33 93.33
130 ANGUS MOORE LIMITED 2 6 8 3 11 14 1 5 6 75.00 78.57 2011-07-05
131 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57 2019-07-05
132 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 4 11 6 8 14 -1 4 3 36.36 57.14
133 China Tonghai (IA) Limited 4 11 15 3 11 14 -1 0 -1 73.33 78.57 2017-11-29
134 EMPEROR SECURITIES LIMITED (HK) 6 5 11 5 9 14 -1 4 3 45.45 64.29
135 FIRST STATE (HONG KONG) LLC 3 4 7 5 9 14 2 5 7 57.14 64.29 2007-07-27
136 Manulife Investment Management (Hong Kong) Limited 4 9 13 4 10 14 0 1 1 69.23 71.43
137 MCP Asset Management Company Limited 2 3 5 4 10 14 2 7 9 60.00 71.43 2005-08-23
138 Oasis Management (Hong Kong) 2 5 7 2 12 14 0 7 7 71.43 85.71 2004-09-14
139 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 18 22 3 11 14 -1 -7 -8 81.82 78.57 2017-06-28
140 SINOPAC SECURITIES (ASIA) LIMITED 3 5 8 5 9 14 2 4 6 62.50 64.29 2017-02-12
141 AIF CAPITAL LIMITED 4 6 10 6 7 13 2 1 3 60.00 53.85
142 Amova Asset Management Hong Kong Limited 2 2 4 3 10 13 1 8 9 50.00 76.92
143 Citi Insurance Brokers (Hong Kong) Limited 0 0 0 3 10 13 3 10 13 - 76.92 2006-10-04 2011-04-06
144 D. B. ZWIRN ASIA PARTNERS LIMITED 2 3 5 2 11 13 0 8 8 60.00 84.62 2005-09-27 2009-05-06
145 LOMBARD ODIER (HONG KONG) LIMITED 2 8 10 3 10 13 1 2 3 80.00 76.92
146 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
147 MANGO FINANCIAL LIMITED 3 10 13 2 11 13 -1 1 0 76.92 84.62
148 Wellington Management Hong Kong Limited (b2003-01-02) 4 7 11 4 9 13 0 2 2 63.64 69.23 2003-09-18
149 ASSET DYNAMIC MANAGEMENT LIMITED 2 5 7 2 10 12 0 5 5 71.43 83.33 2025-03-25
150 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 2 7 9 3 9 12 1 2 3 77.78 75.00 2004-07-28 2013-02-27
151 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 6 9 2 10 12 -1 4 3 66.67 83.33 2013-03-19
152 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33
153 Income Partners Asset Management (HK) Limited 3 7 10 3 9 12 0 2 2 70.00 75.00
154 INVESCO HONG KONG LIMITED 6 4 10 5 7 12 -1 3 2 40.00 58.33
155 Janus Henderson Investors Hong Kong Limited 2 9 11 3 9 12 1 0 1 81.82 75.00
156 MIB SECURITIES (HONG KONG) LIMITED 3 5 8 3 9 12 0 4 4 62.50 75.00
157 ONSHINE SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
158 SMBC Nikko Securities (Hong Kong) Limited 2 5 7 4 8 12 2 3 5 71.43 66.67
159 St. James's Place (Hong Kong) Limited 2 9 11 3 9 12 1 0 1 81.82 75.00
160 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 2 4 6 2 9 11 0 5 5 66.67 81.82
161 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 4 4 8 4 7 11 0 3 3 50.00 63.64
162 HPEF Venture Partners Limited 4 6 10 5 6 11 1 0 1 60.00 54.55 2018-06-08
163 Huajin Corporate Finance (International) Limited 2 4 6 4 7 11 2 3 5 66.67 63.64
164 MAN INVESTMENTS (HONG KONG) LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82
165 T. ROWE PRICE INTERNATIONAL, INC. 2 9 11 2 9 11 0 0 0 81.82 81.82 2010-12-31
166 UOB ASIA (HONG KONG) LIMITED 4 5 9 5 6 11 1 1 2 55.56 54.55 2011-07-27
167 WFM Asia (HK) Limited 3 8 11 3 8 11 0 0 0 72.73 72.73
168 ARGYLE STREET MANAGEMENT LIMITED 4 7 11 3 7 10 -1 0 -1 63.64 70.00
169 FIRST SHANGHAI SECURITIES LIMITED 4 7 11 3 7 10 -1 0 -1 63.64 70.00
170 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 3 9 5 5 10 -1 2 1 33.33 50.00 2020-12-09
171 HAITONG INTERNATIONAL RESEARCH LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00
172 HAMON ASSET MANAGEMENT LIMITED 2 3 5 3 7 10 1 4 5 60.00 70.00
173 Henyep Capital Management Limited 1 4 5 2 8 10 1 4 5 80.00 80.00 2005-12-20 2011-03-14
174 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 2 4 3 7 10 1 5 6 50.00 70.00
175 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2011-10-20
176 PFP Capital Limited 2 3 5 3 7 10 1 4 5 60.00 70.00
177 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 7 10 4 6 10 1 -1 0 70.00 60.00 2013-04-17
178 Quam Securities Limited 4 39 43 5 5 10 1 -34 -33 90.70 50.00
179 RHB SECURITIES HONG KONG LIMITED 0 0 0 2 8 10 2 8 10 - 80.00 2006-11-17 2022-10-06
180 SAIL ADVISORS LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2004-05-17
181 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
182 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00 2017-09-29
183 Tyche Group Limited 3 10 13 2 8 10 -1 -2 -3 76.92 80.00 2014-12-05
184 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2003-05-23 2022-07-19
185 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2004-07-07
186 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 6 10 3 6 9 -1 0 -1 60.00 66.67 2013-04-02
187 CGS International Securities Hong Kong Limited 2 7 9 2 7 9 0 0 0 77.78 77.78
188 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 5 8 4 5 9 1 0 1 62.50 55.56 2024-03-28
189 CHINA INTERNATIONAL CAPITAL LIMITED 2 2 4 2 7 9 0 5 5 50.00 77.78
190 Daiwa Capital Markets Hong Kong Limited 3 1 4 4 5 9 1 4 5 25.00 55.56
191 GAM HONG KONG LIMITED 4 3 7 4 5 9 0 2 2 42.86 55.56
192 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78
193 HING WONG SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
194 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 0 2 2 7 9 0 7 7 0.00 77.78 2004-02-10 2015-07-22
195 ICBC (ASIA) SECURITIES LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67
196 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56 2003-06-06
197 Rich Union Securities (H.K.) Limited 2 8 10 3 6 9 1 -2 -1 80.00 66.67 2025-05-19
198 SBI China Capital Securities Limited 4 2 6 4 5 9 0 3 3 33.33 55.56 2012-10-08
199 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 5 7 3 6 9 1 1 2 71.43 66.67
200 STANHILL (HONG KONG) LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67 2013-05-23
201 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 1 3 3 6 9 1 5 6 33.33 66.67 2006-02-08 2009-05-20
202 Aberdeen International Investment Management Limited 2 1 3 3 5 8 1 4 5 33.33 62.50 2005-07-27 2009-11-27
203 AD Capital Management (Hong Kong) Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2004-09-08
204 BlackRock Asset Management North Asia Limited 2 3 5 2 6 8 0 3 3 60.00 75.00
205 Broadway Wealth Management Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2013-01-03
206 CHOW SANG SANG SECURITIES LIMITED 2 5 7 3 5 8 1 0 1 71.43 62.50
207 CITIC Securities (Hong Kong) Limited 4 0 4 5 3 8 1 3 4 0.00 37.50
208 CVC Asia Pacific Limited 4 7 11 3 5 8 -1 -2 -3 63.64 62.50
209 ETRADE SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2007-11-21
210 FB SECURITIES (HONG KONG) LIMITED 5 5 10 3 5 8 -2 0 -2 50.00 62.50
211 HSBC Family Office Services Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2006-01-03 2012-07-13
212 ICEA SECURITIES ASIA LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2009-09-29
213 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
214 LAZARD ASIA (HONG KONG) LIMITED 4 1 5 3 5 8 -1 4 3 20.00 62.50
215 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 3 5 3 5 8 1 2 3 60.00 62.50
216 MCP Holdings Limited (HK) 3 3 6 3 5 8 0 2 2 50.00 62.50 2011-06-29
217 OCP Asia (Hong Kong) Limited 2 1 3 2 6 8 0 5 5 33.33 75.00 2004-09-03 2022-06-13
218 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00 2010-07-07
219 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 2 5 3 5 8 0 3 3 40.00 62.50 2013-05-29
220 VICTORY SECURITIES COMPANY LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50
221 YUE XIU SECURITIES COMPANY LIMITED 4 6 10 4 4 8 0 -2 -2 60.00 50.00
222 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2016-06-30
223 Beevest Securities Limited 2 1 3 3 4 7 1 3 4 33.33 57.14
224 BOCOM International Holdings Company Limited 4 2 6 4 3 7 0 1 1 33.33 42.86 2010-03-09
225 CAPE ASSET MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2024-03-13
226 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43
227 CTBC Asia Limited 2 3 5 4 3 7 2 0 2 60.00 42.86 2004-10-04
228 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2005-06-24 2009-10-19
229 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2007-01-19 2008-09-11
230 Fubon Fund Management (Hong Kong) Limited 4 0 4 4 3 7 0 3 3 0.00 42.86
231 Goldyard Capital Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2019-11-21
232 HARRIS FRASER (INTERNATIONAL) LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43
233 HFS ASSET MANAGEMENT LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14
234 HSBC GUYERZELLER FAR EAST LIMITED 4 2 6 4 3 7 0 1 1 33.33 42.86 2009-08-31
235 ICG Asia Pacific Limited 2 4 6 3 4 7 1 0 1 66.67 57.14
236 iFAST Financial (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2007-03-30
237 JPMorgan Funds (Asia) Limited 5 1 6 6 1 7 1 0 1 16.67 14.29
238 Mason Securities Limited 2 3 5 2 5 7 0 2 2 60.00 71.43
239 OLD PEAK LIMITED (HK) 2 4 6 2 5 7 0 1 1 66.67 71.43 2005-08-26 2023-06-20
240 Penjing Asset Management (HK) Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2005-03-24 2016-02-03
241 PIMCO Asia Limited 0 0 0 2 5 7 2 5 7 - 71.43 2006-05-17
242 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2013-11-25
243 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 6 7 3 4 7 2 -2 0 85.71 57.14 2016-11-01
244 TAI SHING STOCK INVESTMENT CO. LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
245 Tyric Capital Limited 3 8 11 3 4 7 0 -4 -4 72.73 57.14
246 VC BROKERAGE LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
247 ABCI Securities Company Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2005-11-15
248 ALPS CAPITAL MANAGEMENT LIMITED 3 3 6 2 4 6 -1 1 0 50.00 66.67
249 AlTi Wealth Management (Hong Kong) Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2004-05-11
250 Ark Securities (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
251 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
252 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-08-04
253 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 4 6 0 3 3 33.33 66.67
254 BMI FUNDS MANAGEMENT LIMITED 5 8 13 4 2 6 -1 -6 -7 61.54 33.33
255 CCB INTERNATIONAL SECURITIES LIMITED 1 1 2 3 3 6 2 2 4 50.00 50.00 2005-10-10
256 CHIEF SECURITIES LIMITED 2 1 3 2 4 6 0 3 3 33.33 66.67 2006-04-20
257 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 3 3 6 0 -3 -3 66.67 50.00
258 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 4 2 6 1 -1 0 50.00 33.33
259 DEEPHAVEN ASIA LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2005-04-13 2009-09-04
260 ELLIOTT ADVISORS (HK) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2005-03-08 2022-03-16
261 First Fidelity Capital (International) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2006-04-19
262 FIRST WORLDSEC SECURITIES LIMITED 2 2 4 4 2 6 2 0 2 50.00 33.33 2024-12-18
263 FT Securities Limited 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2024-12-06
264 GIGA (HONG KONG) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
265 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2004-11-29
266 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-09-22
267 ICBC Asset Management (Global) Company Limited 3 2 5 4 2 6 1 0 1 40.00 33.33
268 Instinet Alpha Trading Limited 3 6 9 4 2 6 1 -4 -3 66.67 33.33 2010-11-19
269 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2014-10-13
270 KGI CAPITAL ASIA LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67
271 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2004-09-21
272 Network Financial Services Limited 2 31 33 2 4 6 0 -27 -27 93.94 66.67 2007-11-27
273 Nomura Asset Management Hong Kong Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00
274 Open Securities Limited 2 3 5 4 2 6 2 -1 1 60.00 33.33
275 Oreana Financial Services Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
276 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33 2011-01-24
277 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-09-28
278 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 3 3 6 4 2 6 1 -1 0 50.00 33.33
279 SJS Markets Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-11-23 2015-01-13
280 STANDARD & POOR'S, LLC 2 7 9 2 4 6 0 -3 -3 77.78 66.67 2010-12-21
281 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
282 Superfund Financial (Hong Kong) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67
283 TUNG TAI SECURITIES COMPANY LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
284 TVG CAPITAL PARTNERS LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2015-11-16
285 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
286 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
287 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-12-16
288 WING ON CHEONG SECURITIES COMPANY LIMITED 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2020-12-21
289 WINNINGTON CAPITAL LIMITED 4 0 4 3 3 6 -1 3 2 0.00 50.00
290 Yuanta Securities (Hong Kong) Company Limited 2 3 5 2 4 6 0 1 1 60.00 66.67
291 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2004-09-07
292 Allard Partners Limited 2 1 3 2 3 5 0 2 2 33.33 60.00
293 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 2 3 5 0 1 1 50.00 60.00
294 Asia Pacific Securities Limited 2 1 3 2 3 5 0 2 2 33.33 60.00
295 BARCLAYS CAPITAL ASIA LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
296 BEAR BRIGHT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
297 BLUE POOL CAPITAL LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2004-11-10 2015-12-01
298 CAPITAL GLOBAL MANAGEMENT LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2005-12-20
299 China Integrity Investment Limited 2 0 2 3 2 5 1 2 3 0.00 40.00 2014-03-19
300 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
301 COHEN & STEERS ASIA LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2005-07-29
302 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2023-02-02
303 Deltroit (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-04-11 2024-12-12
304 EQT Partners Asia Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00 2023-09-06
305 FCL ADVISORY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-03-01
306 FORE ASIA, LIMITED 2 2 4 4 1 5 2 -1 1 50.00 20.00 2004-08-18 2008-05-30
307 Fosun International Securities Limited 5 0 5 5 0 5 0 0 0 0.00 0.00
308 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
309 GINGER CAPITAL MANAGEMENT LIMITED 2 2 4 4 1 5 2 -1 1 50.00 20.00 2004-11-18 2009-04-28
310 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 0 2 4 1 5 2 1 3 0.00 20.00 2016-10-10
311 GT Asset & Portfolio Management Limited 2 2 4 1 4 5 -1 2 1 50.00 80.00 2004-11-04
312 HAMON ASIAN ADVISORS LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00
313 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
314 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2018-08-15
315 HSBC Global Asset Management Holdings (Bahamas) Limited 7 0 7 5 0 5 -2 0 -2 0.00 0.00 2020-06-02
316 HSZ (HONG KONG) LIMITED 2 1 3 4 1 5 2 0 2 33.33 20.00
317 INTERNATIONAL COMMERCE CORPORATION 2 2 4 2 3 5 0 1 1 50.00 60.00
318 iTTa Capital Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2003-05-29 2013-06-11
319 IVORY CAPITAL PRIVATE LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2007-03-21
320 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2022-10-13
321 MASON LAROCHE (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2012-03-19
322 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2012-09-18
323 Neutral Financial Holding Company Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
324 ORIENTAL PATRON SECURITIES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
325 PRUDENTIAL BROKERAGE LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
326 Quam Asset Management Limited (b1983-06-28) 3 2 5 4 1 5 1 -1 0 40.00 20.00
327 Sensible Asset Management Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2005-06-18 2025-06-19
328 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2012-01-12
329 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2019-08-15
330 Tokio Marine Investment Services, Limited 2 0 2 3 2 5 1 2 3 0.00 40.00 2014-03-28
331 Value Partners Private Equity Limited 2 1 3 3 2 5 1 1 2 33.33 40.00
332 WHARTON INVESTMENT ADVISORS LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2015-02-09
333 YU MING INVESTMENT MANAGEMENT LIMITED 3 5 8 3 2 5 0 -3 -3 62.50 40.00
334 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2012-06-25
335 ALTUS CAPITAL LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00
336 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
337 ARISAIG PARTNERS (HK) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2006-01-20 2020-08-05
338 ASIA INVESTMENT MANAGEMENT LIMITED 4 3 7 3 1 4 -1 -2 -3 42.86 25.00 2021-10-08
339 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
340 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00
341 BENTLEY REID & COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
342 BOWEN ASIA LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00 2014-10-20
343 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
344 CBRE Investment Management (Asia) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2023-07-21
345 CC SIF Advisory Limited 0 0 0 3 1 4 3 1 4 - 25.00 2006-07-25
346 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2019-07-29
347 ChapmanCraig Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
348 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
349 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00
350 China International Capital Corporation (International) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2009-05-06
351 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
352 Credit Suisse Solution Partners (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-03-08 2011-04-14
353 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
354 CUPOLA CAPITAL LIMITED 1 2 3 3 1 4 2 -1 1 66.67 25.00 2022-05-06
355 DELTA ASIA SECURITIES LIMITED 2 6 8 3 1 4 1 -5 -4 75.00 25.00
356 Delta Asia Wealth Management Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2025-08-26
357 Ethk Funds Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2005-01-13 2008-08-27
358 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2018-11-09
359 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2005-12-16
360 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 3 1 4 1 1 2 0.00 25.00 2006-04-27 2013-03-28
361 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-11-15
362 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2011-06-03
363 HONG KONG ASSET MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-11-21
364 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
365 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
366 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-02-16 2008-06-04
367 INTEGRITY FINANCIAL SERVICES LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-05-09
368 IPP Financial Advisers Limited 0 0 0 3 1 4 3 1 4 - 25.00 2006-12-21
369 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
370 JAFCO Investment (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2009-10-15
371 JK Capital Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
372 KB Securities Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
373 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 0 2 4 0 4 2 0 2 0.00 0.00
374 Lombard Investments (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-11-19
375 Longitude Asia Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00
376 LUEN FAT SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
377 Mackenzie Investments Asia Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
378 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2025-04-23
379 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2004-09-22
380 MELLON GLOBAL INVESTMENTS ASIA LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2008-08-18
381 Metaverse Securities Limited (HK) 4 0 4 3 1 4 -1 1 0 0.00 25.00
382 MIRABAUD (ASIA) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2003-05-13 2018-10-16
383 MLI LIMITED (d2018-03-29) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-05-29
384 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
385 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
386 Oaktree Capital (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2006-07-12
387 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 2 4 0 1 1 33.33 50.00
388 Pictet Asset Management (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
389 PRESIDENT SECURITIES (HONG KONG) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2024-03-27
390 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-05-24
391 RICHLAND WORLDWIDE LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-04-15
392 SEI INVESTMENTS (ASIA) LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2005-03-02 2023-02-20
393 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-12-17
394 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00
395 SIIC Capital (Hong Kong) Investment Management Company Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
396 Silk Road International Capital Limited 2 0 2 3 1 4 1 1 2 0.00 25.00
397 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 4 6 3 1 4 1 -3 -2 66.67 25.00
398 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-03-27
399 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00 2005-06-20
400 TC Investment Management (Asia) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-02-14
401 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-03-24
402 Tiger Securities Asset Management Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2006-12-29
403 TOYO SECURITIES ASIA LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
404 UBP ASSET MANAGEMENT ASIA LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2007-01-11
405 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-04-29 2013-04-22
406 WELLCHAMP CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
407 WOCOM INVESTMENT MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
408 XinKong International Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
409 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
410 Yuanta Asia Investment (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2007-01-15 2013-11-01
411 ZHONGRONG PT SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
412 3V Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-07-18 2013-08-27
413 abrdn Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
414 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
415 ACM ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
416 ACP Asset Management Limited (d2010-11-05) 0 0 0 2 1 3 2 1 3 - 33.33 2007-03-26 2010-03-26
417 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2003-11-29
418 Alphatraxx (H.K.) Limited 1 0 1 2 1 3 1 1 2 0.00 33.33 2005-12-23 2012-02-14
419 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
420 BALLINGAL INVESTMENT ADVISORS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2004-08-13
421 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
422 Bentley Capital Limited (HK) 4 0 4 3 0 3 -1 0 -1 0.00 0.00
423 Bradbury Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
424 BROOKE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-06-13
425 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 2 1 3 1 -1 0 66.67 33.33 2020-06-18
426 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
427 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
428 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00
429 Children's Investment Fund Management (Asia) Limited (The) 0 0 0 2 1 3 2 1 3 - 33.33 2007-01-15 2010-03-10
430 China Enterprise Securities Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
431 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
432 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-02-16
433 CMS CAPITAL (HK) CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-05-06
434 Credit Suisse Securities (Hong Kong) Limited 2 29 31 2 1 3 0 -28 -28 93.55 33.33 2024-09-27
435 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
436 DAEWOO SECURITIES (HONG KONG) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2017-02-28
437 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-06-20
438 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
439 EAA SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
440 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-10-16
441 EVENSTAR ADVISORS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-04-19
442 EVER-LONG SECURITIES COMPANY LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
443 Everbright-Efund Fund Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2006-11-06 2009-11-10
444 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
445 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
446 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-06-21
447 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
448 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-09-07
449 Funderstone Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
450 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-02-08 2018-09-26
451 GEOMATRIX (H.K.) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-01-31
452 GO-TO-ASIA INVESTMENT LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33 2015-02-12
453 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
454 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
455 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
456 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-12-02 2011-11-25
457 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
458 JOINCAP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
459 JOLMO CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-03-31 2021-08-31
460 JW CAPITAL SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
461 KGI SECURITIES (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2017-10-02
462 LONGREACH GROUP LIMITED (THE) 0 0 0 2 1 3 2 1 3 - 33.33 2006-08-01
463 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-19
464 MEAG Hong Kong Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
465 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
466 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-07-19
467 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 1 4 2 1 3 -1 0 -1 25.00 33.33
468 Open Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
469 orientiert International Markets Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-01-11
470 OVERLOOK INVESTMENTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-01-05
471 Pacific Sun Advisors Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-11-02
472 PAMA GROUP (HONG KONG) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2017-02-22
473 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-10-28
474 PERRY CAPITAL (ASIA) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2006-09-12 2012-01-27
475 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-03-09 2008-10-08
476 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
477 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
478 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 8 10 2 1 3 0 -7 -7 80.00 33.33 2008-01-08
479 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
480 QI CAPITAL (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-28 2007-08-20
481 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-03-25
482 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
483 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
484 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-10-03 2010-05-13
485 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2003-10-30 2015-04-22
486 Sheng Yuan Sino Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-09-09 2023-05-11
487 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2016-05-24
488 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
489 SPDB International Holdings Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2015-12-30
490 Standard Advisory Asia Limited 0 0 0 1 2 3 1 2 3 - 66.67 2007-03-09 2013-04-12
491 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 1 2 3 -1 1 0 33.33 66.67 2019-09-30
492 SYZ Asset Management (Asia) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-07-27 2016-12-22
493 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
494 Towers Watson Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-08-08
495 TRANSPAC CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
496 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
497 VANHEEL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
498 VMS Securities Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2020-09-01
499 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
500 WMG Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-02-28 2014-01-06
501 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
502 Xeram and Company (Asia) Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2015-11-27
503 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2007-11-01
504 YICKO SECURITIES LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-08
505 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
506 A ONE INVESTMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
507 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
508 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
509 ABRIDGE ENTERPRISES COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-10
510 Absolute Investment Management (HK) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
511 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 0 0 0 2 0 2 2 0 2 - 0.00 2006-11-22 2010-04-30
512 Alpha Nova Capital Management Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00
513 AMPLE CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-01-02 2022-07-27
514 Anuenue Advisors Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
515 Anuenue Capital International Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-08-30
516 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
517 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
518 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00
519 ASIA PACIFIC CAPITAL (HK) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-01-02
520 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
521 AuVantage Consultancy Limited 2 11 13 2 0 2 0 -11 -11 84.62 0.00 2016-10-03
522 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00
523 Axis Capital Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
524 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16
525 BOCI ASSET MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2014-12-24
526 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
527 CARDINALASIA CONSULTING LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-06-27 2024-02-22
528 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-22 2008-05-22
529 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
530 CHEETAH ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-08-01
531 CHI CAPITAL SECURITIES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2004-09-07 2016-05-05
532 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
533 China Access Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-21 2009-12-09
534 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
535 China Reserve Securities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
536 CHINA RICH ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2014-05-21
537 CLAY FINLAY (H.K.) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-03-29 2010-01-18
538 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
539 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
540 CWB Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
541 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
542 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
543 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
544 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-06 2010-04-21
545 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
546 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
547 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00
548 ENZARD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-21 2013-02-18
549 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
550 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
551 FAYE CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-01-16 2010-05-12
552 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
553 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
554 Fleming Family & Partners (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2006-11-13 2009-09-14
555 Fortress Investment Group (Hong Kong) LLC 0 0 0 2 0 2 2 0 2 - 0.00 2006-06-07 2008-08-07
556 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00 2012-09-12
557 Fubon Capital (HK) Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2012-01-13
558 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
559 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2005-02-16
560 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2005-02-28 2011-03-08
561 GNAB Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-14
562 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
563 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
564 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
565 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
566 GT CAPITAL LIMITED 3 7 10 2 0 2 -1 -7 -8 70.00 0.00
567 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
568 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
569 HKFAEx Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-15
570 Horizon21 (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-02-01 2010-01-28
571 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
572 IBTS ASIA (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-17 2024-09-20
573 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-22 2009-09-07
574 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
575 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-01-03
576 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
577 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2010-05-10
578 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
579 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
580 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
581 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
582 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
583 KCG SECURITIES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
584 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
585 LIM ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-09-15
586 LINK CAPITAL ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-05 2009-06-26
587 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
588 MARC FABER LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2019-12-19
589 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
590 MEIJI YASUDA ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-10-17
591 MERCER INVESTMENTS (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-08-04
592 MF Global Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-30
593 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2009-03-31
594 NewSmith Capital Partners (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-10 2009-03-03
595 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
596 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
597 OppenheimerFunds International Distributor Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2003-12-15 2009-11-09
598 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
599 OSCAR BENSON LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-23
600 PACIFIC HAWK (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
601 Partners Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-03
602 PBST (HK) Holdings Limited 0 0 0 2 0 2 2 0 2 - 0.00 2006-05-12 2007-09-27
603 PGIM (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
604 PHOENIX CAPITAL ASIA LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-12-21
605 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-04-27 2009-07-06
606 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
607 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
608 PUREHEART CAPITAL ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-03-08
609 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
610 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2009-07-21
611 ROCTEC INVESTMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2021-10-07
612 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
613 SCM CHINA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-25
614 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2003-07-23 2014-10-14
615 Shacom Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
616 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
617 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
618 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
619 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
620 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-28
621 Success Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
622 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-04
623 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
624 TARGET CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-26
625 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2020-07-22
626 Templewater Hong Kong Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
627 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
628 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
629 TIS SECURITIES (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2012-06-28
630 TISCO SECURITIES HONG KONG LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2008-07-10
631 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
632 TRISKELE CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-11 2013-10-23
633 TSE'S SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
634 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
635 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-08-07
636 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
637 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
638 W.S. LAU & ASSOCIATES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-09-28
639 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
640 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
641 Yunfeng Financial Markets Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
642 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 1 0 1 -2 -3 -5 50.00 0.00 2011-06-10
643 Beijing Securities Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
644 CHEONG LEE SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2005-11-24
645 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-11
646 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
647 SAMSUNG SECURITIES (ASIA) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
648 SDIC Securities International Financial Holdings Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-08-17
649 ASHMORE INVESTMENT MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-02-15 2006-05-12
650 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2004-08-19 2007-01-25
651 BKHK Limited 5 2 7 0 0 0 -5 -2 -7 28.57 - 2006-10-16
652 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-07-24
653 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-12-27
654 EMPEROR CORPORATE FINANCE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-04-20
655 EQT Partners Hong Kong Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-13
656 EQUITY PARTNERS ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-06-18
657 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-01-18 2007-04-30
658 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2006-10-23
659 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-25
660 K K CAPITAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-08
661 MANBLE SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-06-12
662 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-03-02
663 MF Global Securities HK Limited 3 3 6 0 0 0 -3 -3 -6 50.00 - 2005-08-26 2007-04-30
664 PIMCO ASIA PTE LTD 1 4 5 0 0 0 -1 -4 -5 80.00 - 2005-12-09 2006-05-17
665 RITCHIE CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-19 2006-06-30
666 SA Capital Limited (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-03-19
667 SAGE ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-10-13
668 Sun Life Financial Asia Services Limited 2 11 13 0 0 0 -2 -11 -13 84.62 - 2007-04-02
669 TIFFIT SECURITIES (HONG KONG) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 -
670 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-30
671 VISION FINANCE (SECURITIES) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-06-07
672 WAG FINANCIAL SERVICES GROUP LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-12-19
673 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-19
Average 2.63 11.20 13.83 2.78 12.98 15.76 80.97 82.35

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