SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2006-06-30 2007-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 1302 1304 2 1321 1323 0 19 19 99.85 99.85 2014-10-24
2 OnePlatform Asset Management Limited 3 390 393 6 680 686 3 290 293 99.24 99.13
3 Sun Life Hong Kong Limited 2 404 406 2 411 413 0 7 7 99.51 99.52 2009-06-17
4 ZURICH ADVISORY (HK) LIMITED 2 281 283 1 297 298 -1 16 15 99.29 99.66 2010-07-06
5 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 291 293 3 280 283 1 -11 -10 99.32 98.94 2012-11-27
6 LEHMAN BROTHERS ASIA LIMITED 4 99 103 5 183 188 1 84 85 96.12 97.34 2024-11-13
7 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 169 176 8 165 173 1 -4 -3 96.02 95.38
8 Credit Suisse (Hong Kong) Limited 11 137 148 16 157 173 5 20 25 92.57 90.75 2025-01-13
9 Merrill Lynch (Asia Pacific) Limited 6 92 98 7 126 133 1 34 35 93.88 94.74
10 Merrill Lynch Far East Limited 5 91 96 6 125 131 1 34 35 94.79 95.42 2025-01-16
11 UBS SECURITIES ASIA LIMITED 2 72 74 2 118 120 0 46 46 97.30 98.33
12 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 83 89 3 116 119 -3 33 30 93.26 97.48
13 CENTALINE WEALTH MANAGEMENT LIMITED 2 83 85 2 115 117 0 32 32 97.65 98.29 2004-04-02
14 Lion Global Financial Limited 3 66 69 5 93 98 2 27 29 95.65 94.90
15 FIL Investment Management (Hong Kong) Limited 7 83 90 7 89 96 0 6 6 92.22 92.71
16 NOMURA INTERNATIONAL (HONG KONG) LIMITED 9 77 86 7 88 95 -2 11 9 89.53 92.63
17 Morgan Stanley Asia Limited 3 57 60 2 90 92 -1 33 32 95.00 97.83
18 MACQUARIE CAPITAL LIMITED 3 82 85 3 88 91 0 6 6 96.47 96.70
19 Citigroup Global Markets Asia Limited 3 77 80 3 85 88 0 8 8 96.25 96.59
20 YF Life Investors Limited 3 51 54 3 82 85 0 31 31 94.44 96.47 2004-08-30 2013-03-22
21 FTL Wealth Management (HK) Limited 2 64 66 2 82 84 0 18 18 96.97 97.62 2005-06-28 2011-05-20
22 CLSA RESEARCH LIMITED 2 41 43 3 74 77 1 33 34 95.35 96.10 2014-06-18
23 GOLDMAN SACHS (ASIA) L.L.C. 9 54 63 10 61 71 1 7 8 85.71 85.92
24 HSBC LIFE (INTERNATIONAL) LIMITED 2 65 67 3 64 67 1 -1 0 97.01 95.52 2012-05-07
25 JPMorgan Asset Management (Asia Pacific) Limited 4 56 60 3 64 67 -1 8 7 93.33 95.52
26 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 70 72 3 63 66 1 -7 -6 97.22 95.45 2010-12-17
27 HSBC Global Asset Management (Hong Kong) Limited 11 61 72 8 58 66 -3 -3 -6 84.72 87.88
28 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 32 35 4 58 62 1 26 27 91.43 93.55 2012-04-02
29 T G HOLBORN (HK) LIMITED 3 56 59 3 52 55 0 -4 -4 94.92 94.55 2014-04-29
30 FIL Investment Advisors 5 48 53 5 48 53 0 0 0 90.57 90.57
31 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 47 50 4 49 53 1 2 3 94.00 92.45 2003-09-24 2011-04-19
32 FWD Financial Planning Limited (HK) 2 40 42 3 48 51 1 8 9 95.24 94.12
33 FWD Life Insurance Company (Bermuda) Limited 2 46 48 2 49 51 0 3 3 95.83 96.08 2012-11-21
34 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 38 41 3 43 46 0 5 5 92.68 93.48 2018-12-31
35 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 45 47 2 44 46 0 -1 -1 95.74 95.65
36 GET NICE SECURITIES LIMITED 4 41 45 5 40 45 1 -1 0 91.11 88.89
37 iBest Consultants Limited 2 29 31 2 43 45 0 14 14 93.55 95.56 2019-08-15
38 BEAR STEARNS ASIA LIMITED 5 29 34 7 37 44 2 8 10 85.29 84.09 2010-04-28
39 PEGASUS FUND MANAGERS LIMITED 2 30 32 2 42 44 0 12 12 93.75 95.45
40 PHILLIP SECURITIES (HONG KONG) LIMITED 5 26 31 4 40 44 -1 14 13 83.87 90.91
41 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 28 32 4 39 43 0 11 11 87.50 90.70
42 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 30 35 7 35 42 2 5 7 85.71 83.33
43 BlackRock (Hong Kong) Limited (d2017-01-20) 4 20 24 11 30 41 7 10 17 83.33 73.17 2015-05-15
44 CASH Wealth Management Limited 3 31 34 3 37 40 0 6 6 91.18 92.50
45 Goldman Sachs Investment Management Hong Kong Limited 4 26 30 4 34 38 0 8 8 86.67 89.47 2013-11-27
46 Rothschild & Co Hong Kong Limited 4 33 37 4 34 38 0 1 1 89.19 89.47 2005-04-27
47 AllianceBernstein Hong Kong Limited 3 20 23 6 31 37 3 11 14 86.96 83.78
48 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 36 37 0 36 36 0.00 97.30 2013-05-13
49 ALTRUIST FINANCIAL GROUP LIMITED 2 29 31 3 33 36 1 4 5 93.55 91.67 2004-01-20
50 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 27 32 4 31 35 -1 4 3 84.38 88.57
51 Halbis Capital Management (Hong Kong) Limited 5 29 34 7 26 33 2 -3 -1 85.29 78.79 2005-06-23 2012-05-11
52 Julius Baer (Hong Kong) Limited 0 0 0 3 30 33 3 30 33 - 90.91 2006-09-14 2012-05-10
53 UBS Asset Management (Hong Kong) Limited 7 18 25 7 25 32 0 7 7 72.00 78.13
54 AXA Financial Planning (Hong Kong) Limited 3 26 29 2 29 31 -1 3 2 89.66 93.55 2012-05-25
55 ETRADE SECURITIES (HONG KONG) LIMITED 4 22 26 4 27 31 0 5 5 84.62 87.10 2019-05-10
56 GLOBAL INVESTMENT ADVISORS LIMITED 3 24 27 2 28 30 -1 4 3 88.89 93.33
57 BOCI RESEARCH LIMITED 2 23 25 3 26 29 1 3 4 92.00 89.66
58 DWS Investments Hong Kong Limited 5 19 24 4 25 29 -1 6 5 79.17 86.21
59 Standard Chartered Securities (Hong Kong) Limited 7 24 31 7 22 29 0 -2 -2 77.42 75.86
60 DBS ASIA CAPITAL LIMITED 6 15 21 8 20 28 2 5 7 71.43 71.43
61 INSTINET PACIFIC LIMITED 4 17 21 4 24 28 0 7 7 80.95 85.71
62 Amundi Hong Kong Limited 6 22 28 5 22 27 -1 0 -1 78.57 81.48
63 UOB KAY HIAN (HONG KONG) LIMITED 3 21 24 2 25 27 -1 4 3 87.50 92.59
64 Allianz Global Investors Hong Kong Limited 4 18 22 7 19 26 3 1 4 81.82 73.08 2015-05-31
65 AMUNDI ASSET MANAGEMENT 7 19 26 6 20 26 -1 1 0 73.08 76.92 2004-07-01 2008-01-01
66 JF INTERNATIONAL MANAGEMENT INC. 2 22 24 2 24 26 0 2 2 91.67 92.31 2020-07-13
67 SPARX Asia Investment Advisors Limited 3 13 16 5 21 26 2 8 10 81.25 80.77 2004-04-20
68 VALUE PARTNERS LIMITED 5 8 13 5 21 26 0 13 13 61.54 80.77
69 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 26 28 3 22 25 1 -4 -3 92.86 88.00
70 Eastspring Investments (Hong Kong) Limited 2 19 21 4 21 25 2 2 4 90.48 84.00
71 HANG SENG SECURITIES LIMITED 2 14 16 4 21 25 2 7 9 87.50 84.00
72 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 7 10 6 19 25 3 12 15 70.00 76.00 2005-07-05
73 PineBridge Investments Asia Limited 3 20 23 3 22 25 0 2 2 86.96 88.00
74 ASSET MANAGEMENT GROUP LIMITED 3 11 14 2 22 24 -1 11 10 78.57 91.67 2006-01-17
75 BANK CONSORTIUM TRUST COMPANY LIMITED 2 19 21 2 22 24 0 3 3 90.48 91.67 2011-11-22
76 DEUTSCHE SECURITIES ASIA LIMITED 2 26 28 2 22 24 0 -4 -4 92.86 91.67 2019-12-03
77 GAYANG SECURITIES LIMITED 2 19 21 2 22 24 0 3 3 90.48 91.67
78 CLSA LIMITED 6 25 31 5 18 23 -1 -7 -8 80.65 78.26
79 Ge Shang Investment (Hong Kong) Limited 2 14 16 2 21 23 0 7 7 87.50 91.30
80 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 3 18 21 3 20 23 0 2 2 85.71 86.96
81 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 4 6 2 21 23 0 17 17 66.67 91.30
82 CITIC Securities Brokerage (HK) Limited 3 5 8 3 19 22 0 14 14 62.50 86.36
83 oOo Securities (HK) Group Limited 2 28 30 2 20 22 0 -8 -8 93.33 90.91 2004-12-03
84 CAIIS Limited 2 17 19 3 18 21 1 1 2 89.47 85.71 2018-09-04
85 HPEF Capital Partners Limited 4 17 21 5 16 21 1 -1 0 80.95 76.19 2022-06-01
86 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 11 14 6 15 21 3 4 7 78.57 71.43 2017-10-02
87 Legg Mason Asset Management Hong Kong Limited 3 15 18 4 17 21 1 2 3 83.33 80.95 2022-06-30
88 PATTERSON FINANCIAL SERVICES LIMITED 2 17 19 2 19 21 0 2 2 89.47 90.48 2009-05-13
89 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 14 18 4 16 20 0 2 2 77.78 80.00 2012-06-04
90 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 12 15 3 17 20 0 5 5 80.00 85.00 2023-10-25
91 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 18 22 3 17 20 -1 -1 -2 81.82 85.00
92 AP Asset Management (HK) Limited 2 11 13 5 14 19 3 3 6 84.62 73.68 2004-07-07 2013-12-04
93 CBH Asia Limited 2 12 14 3 16 19 1 4 5 85.71 84.21
94 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 16 23 4 15 19 -3 -1 -4 69.57 78.95
95 KGI ASIA LIMITED 5 7 12 5 14 19 0 7 7 58.33 73.68 2017-10-02
96 DBS VICKERS (HONG KONG) LIMITED 5 10 15 5 13 18 0 3 3 66.67 72.22
97 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 13 15 2 16 18 0 3 3 86.67 88.89 2013-03-19
98 NATIXIS ASIA LIMITED 2 13 15 3 15 18 1 2 3 86.67 83.33 2004-10-19
99 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 9 12 3 15 18 0 6 6 75.00 83.33
100 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 0 0 0 3 14 17 3 14 17 - 82.35 2007-01-12 2015-05-31
101 Belvest Investment Services Limited 3 12 15 3 14 17 0 2 2 80.00 82.35
102 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 1 5 3 14 17 -1 13 12 20.00 82.35 2012-12-13
103 Credit Agricole Securities (Asia) Limited 2 20 22 3 14 17 1 -6 -5 90.91 82.35
104 Everbright Securities Investment Services (HK) Limited 3 12 15 3 14 17 0 2 2 80.00 82.35
105 Legg Mason International Equities (Hong Kong) Limited 3 15 18 4 13 17 1 -2 -1 83.33 76.47 2015-08-28
106 MANULIFE (INTERNATIONAL) LIMITED 2 20 22 2 15 17 0 -5 -5 90.91 88.24 2011-06-17
107 MIZUHO SECURITIES ASIA LIMITED 3 10 13 4 13 17 1 3 4 76.92 76.47
108 MUSHK Limited 4 4 8 7 10 17 3 6 9 50.00 58.82 2011-06-01
109 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 16 19 2 15 17 -1 -1 -2 84.21 88.24
110 VENHOUSE WEALTH MANAGEMENT LIMITED 3 11 14 3 14 17 0 3 3 78.57 82.35 2004-05-19
111 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 4 11 7 9 16 0 5 5 36.36 56.25
112 BEA Union Investment Management Limited 2 9 11 5 11 16 3 2 5 81.82 68.75
113 BOCI SECURITIES LIMITED 5 5 10 6 10 16 1 5 6 50.00 62.50 2004-03-01
114 CC Finance Limited 5 10 15 4 12 16 -1 2 1 66.67 75.00 2006-04-20 2025-06-19
115 First Sentier Investors (Hong Kong) Limited 5 5 10 5 11 16 0 6 6 50.00 68.75
116 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 9 20 8 8 16 -3 -1 -4 45.00 50.00
117 AXA Investment Managers Asia Limited 3 9 12 3 12 15 0 3 3 75.00 80.00
118 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 8 10 2 13 15 0 5 5 80.00 86.67 2010-11-03
119 Bright Fund Management Limited 3 8 11 4 11 15 1 3 4 72.73 73.33 2023-12-19
120 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 4 7 4 11 15 1 7 8 57.14 73.33 2024-03-28
121 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 2 4 6 2 13 15 0 9 9 66.67 86.67
122 CITIC CLSA Capital Partners HK Limited 5 8 13 5 10 15 0 2 2 61.54 66.67
123 Citigroup Venture Capital International Asia Limited 3 10 13 4 11 15 1 1 2 76.92 73.33 2005-05-24 2014-04-15
124 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 8 11 3 12 15 0 4 4 72.73 80.00 2004-07-28 2013-02-27
125 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 11 13 2 13 15 0 2 2 84.62 86.67
126 HANG SENG INVESTMENT SERVICES LIMITED 4 11 15 5 10 15 1 -1 0 73.33 66.67
127 MCP Asset Management Company Limited 2 5 7 4 11 15 2 6 8 71.43 73.33 2005-08-23
128 Oasis Management (Hong Kong) 2 8 10 2 13 15 0 5 5 80.00 86.67 2004-09-14
129 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 15 19 3 12 15 -1 -3 -4 78.95 80.00 2017-06-28
130 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 3 12 15 1 10 11 50.00 80.00 2011-02-18
131 SINOPAC SECURITIES (ASIA) LIMITED 3 8 11 5 10 15 2 2 4 72.73 66.67 2017-02-12
132 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 4 11 15 1 5 6 66.67 73.33
133 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 12 14 2 13 15 0 1 1 85.71 86.67
134 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 12 15 3 11 14 0 -1 -1 80.00 78.57 2019-07-05
135 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 5 9 14 0 -1 -1 66.67 64.29
136 China Tonghai (IA) Limited 4 13 17 3 11 14 -1 -2 -3 76.47 78.57 2017-11-29
137 EMPEROR SECURITIES LIMITED (HK) 6 5 11 5 9 14 -1 4 3 45.45 64.29
138 FIRST STATE (HONG KONG) LLC 5 5 10 5 9 14 0 4 4 50.00 64.29 2007-07-27
139 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 13 17 3 11 14 -1 -2 -3 76.47 78.57
140 RHB SECURITIES HONG KONG LIMITED 0 0 0 2 12 14 2 12 14 - 85.71 2006-11-17 2022-10-06
141 SOUTH CHINA RESEARCH LIMITED 2 12 14 1 13 14 -1 1 0 85.71 92.86
142 AIF CAPITAL LIMITED 4 6 10 6 7 13 2 1 3 60.00 53.85
143 Amova Asset Management Hong Kong Limited 3 3 6 3 10 13 0 7 7 50.00 76.92
144 ANGUS MOORE LIMITED 2 7 9 2 11 13 0 4 4 77.78 84.62 2011-07-05
145 Citi Insurance Brokers (Hong Kong) Limited 0 0 0 3 10 13 3 10 13 - 76.92 2006-10-04 2011-04-06
146 D. B. ZWIRN ASIA PARTNERS LIMITED 2 3 5 2 11 13 0 8 8 60.00 84.62 2005-09-27 2009-05-06
147 FOX-PITT, KELTON (ASIA) LIMITED 5 5 10 6 7 13 1 2 3 50.00 53.85 2010-05-18
148 LOMBARD ODIER (HONG KONG) LIMITED 2 8 10 3 10 13 1 2 3 80.00 76.92
149 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
150 MANGO FINANCIAL LIMITED 3 11 14 2 11 13 -1 0 -1 78.57 84.62
151 Manulife Investment Management (Hong Kong) Limited 4 9 13 4 9 13 0 0 0 69.23 69.23
152 Rich Union Securities (H.K.) Limited 2 7 9 3 10 13 1 3 4 77.78 76.92 2025-05-19
153 Shang International Finance Limited 5 10 15 3 10 13 -2 0 -2 66.67 76.92 2024-01-26
154 St. James's Place (Hong Kong) Limited 2 9 11 3 10 13 1 1 2 81.82 76.92
155 Wellington Management Hong Kong Limited (b2003-01-02) 4 7 11 4 9 13 0 2 2 63.64 69.23 2003-09-18
156 ASSET DYNAMIC MANAGEMENT LIMITED 2 5 7 2 10 12 0 5 5 71.43 83.33 2025-03-25
157 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 13 16 3 9 12 0 -4 -4 81.25 75.00 2016-06-30
158 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 6 9 2 10 12 -1 4 3 66.67 83.33 2013-03-19
159 Income Partners Asset Management (HK) Limited 3 5 8 3 9 12 0 4 4 62.50 75.00
160 INVESCO HONG KONG LIMITED 6 4 10 5 7 12 -1 3 2 40.00 58.33
161 MAN INVESTMENTS (HONG KONG) LIMITED 2 6 8 2 10 12 0 4 4 75.00 83.33
162 ONSHINE SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
163 CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 2 9 11 0 5 5 66.67 81.82
164 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 2 4 3 8 11 1 6 7 50.00 72.73 2005-06-24 2009-10-19
165 FIRST SHANGHAI SECURITIES LIMITED 4 8 12 3 8 11 -1 0 -1 66.67 72.73
166 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 4 4 8 4 7 11 0 3 3 50.00 63.64
167 HAMON ASSET MANAGEMENT LIMITED 2 3 5 3 8 11 1 5 6 60.00 72.73
168 Huajin Corporate Finance (International) Limited 3 6 9 4 7 11 1 1 2 66.67 63.64
169 Janus Henderson Investors Hong Kong Limited 2 7 9 4 7 11 2 0 2 77.78 63.64
170 MIB SECURITIES (HONG KONG) LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
171 PFP Capital Limited 2 3 5 3 8 11 1 5 6 60.00 72.73
172 UOB ASIA (HONG KONG) LIMITED 4 8 12 5 6 11 1 -2 -1 66.67 54.55 2011-07-27
173 WFM Asia (HK) Limited 3 8 11 3 8 11 0 0 0 72.73 72.73
174 Aberdeen International Investment Management Limited 3 1 4 3 7 10 0 6 6 25.00 70.00 2005-07-27 2009-11-27
175 ARGYLE STREET MANAGEMENT LIMITED 4 6 10 3 7 10 -1 1 0 60.00 70.00
176 CGS International Securities Hong Kong Limited 2 7 9 2 8 10 0 1 1 77.78 80.00
177 Daiwa Capital Markets Hong Kong Limited 3 1 4 4 6 10 1 5 6 25.00 60.00
178 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 3 9 5 5 10 -1 2 1 33.33 50.00 2020-12-09
179 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00
180 HPEF Venture Partners Limited 4 7 11 4 6 10 0 -1 -1 63.64 60.00 2018-06-08
181 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 3 5 3 7 10 1 4 5 60.00 70.00
182 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 6 8 3 7 10 1 1 2 75.00 70.00
183 OCP Asia (Hong Kong) Limited 2 1 3 2 8 10 0 7 7 33.33 80.00 2004-09-03 2022-06-13
184 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2011-10-20
185 Quam Securities Limited 5 42 47 5 5 10 0 -37 -37 89.36 50.00
186 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 5 7 3 7 10 1 2 3 71.43 70.00
187 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
188 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 3 5 3 7 10 1 4 5 60.00 70.00 2006-02-08 2009-05-20
189 T. ROWE PRICE INTERNATIONAL, INC. 3 9 12 2 8 10 -1 -1 -2 75.00 80.00 2010-12-31
190 Tyche Group Limited 3 10 13 2 8 10 -1 -2 -3 76.92 80.00 2014-12-05
191 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2003-05-23 2022-07-19
192 AD Capital Management (Hong Kong) Limited 2 3 5 2 7 9 0 4 4 60.00 77.78 2004-09-08
193 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2004-07-07
194 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 6 10 3 6 9 -1 0 -1 60.00 66.67 2013-04-02
195 China International Capital Corporation (International) Limited 3 0 3 3 6 9 0 6 6 0.00 66.67 2009-05-06
196 CITIC Securities (Hong Kong) Limited 5 2 7 5 4 9 0 2 2 28.57 44.44
197 CTBC Asia Limited 3 3 6 4 5 9 1 2 3 50.00 55.56 2004-10-04
198 GAM HONG KONG LIMITED 4 3 7 4 5 9 0 2 2 42.86 55.56
199 HAITONG INTERNATIONAL RESEARCH LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
200 Henyep Capital Management Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2005-12-20 2011-03-14
201 HING WONG SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
202 ICBC (ASIA) SECURITIES LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
203 ICEA SECURITIES ASIA LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2009-09-29
204 LAZARD ASIA (HONG KONG) LIMITED 3 3 6 3 6 9 0 3 3 50.00 66.67
205 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56 2003-06-06
206 MCP Holdings Limited (HK) 3 4 7 3 6 9 0 2 2 57.14 66.67 2011-06-29
207 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2010-07-07
208 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 5 8 4 5 9 1 0 1 62.50 55.56 2013-04-17
209 SAIL ADVISORS LIMITED 3 10 13 3 6 9 0 -4 -4 76.92 66.67 2004-05-17
210 SBI China Capital Securities Limited 3 4 7 4 5 9 1 1 2 57.14 55.56 2012-10-08
211 STANHILL (HONG KONG) LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2013-05-23
212 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2017-09-29
213 BlackRock Asset Management North Asia Limited 2 4 6 1 7 8 -1 3 2 66.67 87.50
214 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
215 CHOW SANG SANG SECURITIES LIMITED 2 5 7 3 5 8 1 0 1 71.43 62.50
216 CVC Asia Pacific Limited 4 7 11 2 6 8 -2 -1 -3 63.64 75.00
217 ETRADE SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2007-11-21
218 FB SECURITIES (HONG KONG) LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50
219 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 0 0 0 3 5 8 3 5 8 - 62.50 2007-01-19 2008-09-11
220 HFS ASSET MANAGEMENT LIMITED 2 4 6 3 5 8 1 1 2 66.67 62.50
221 HSBC Family Office Services Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2006-01-03 2012-07-13
222 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 0 2 2 6 8 0 6 6 0.00 75.00 2004-02-10 2015-07-22
223 ICG Asia Pacific Limited 2 4 6 3 5 8 1 1 2 66.67 62.50
224 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 2 5 7 5 3 8 3 -2 1 71.43 37.50
225 Mason Securities Limited 2 4 6 2 6 8 0 2 2 66.67 75.00
226 OLD PEAK LIMITED (HK) 2 4 6 2 6 8 0 2 2 66.67 75.00 2005-08-26 2023-06-20
227 Penjing Asset Management (HK) Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2005-03-24 2016-02-03
228 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50 2013-05-29
229 VICTORY SECURITIES COMPANY LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50
230 YUE XIU SECURITIES COMPANY LIMITED 4 6 10 4 4 8 0 -2 -2 60.00 50.00
231 ALPS CAPITAL MANAGEMENT LIMITED 3 3 6 2 5 7 -1 2 1 50.00 71.43
232 BOCOM International Holdings Company Limited 4 2 6 4 3 7 0 1 1 33.33 42.86 2010-03-09
233 Broadway Wealth Management Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2013-01-03
234 CAPE ASSET MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2024-03-13
235 CCB INTERNATIONAL SECURITIES LIMITED 2 0 2 3 4 7 1 4 5 0.00 57.14 2005-10-10
236 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43
237 Deltroit (Hong Kong) Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2005-04-11 2024-12-12
238 ELLIOTT ADVISORS (HK) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-03-08 2022-03-16
239 Fubon Fund Management (Hong Kong) Limited 3 0 3 4 3 7 1 3 4 0.00 42.86
240 GIGA (HONG KONG) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
241 Goldyard Capital Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2019-11-21
242 HARRIS FRASER (INTERNATIONAL) LIMITED 2 7 9 3 4 7 1 -3 -2 77.78 57.14
243 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2018-08-15
244 HSBC GUYERZELLER FAR EAST LIMITED 4 2 6 4 3 7 0 1 1 33.33 42.86 2009-08-31
245 iFAST Financial (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2007-03-30
246 JPMorgan Funds (Asia) Limited 5 1 6 6 1 7 1 0 1 16.67 14.29
247 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 3 4 7 1 4 5 0.00 57.14 2004-09-21
248 Network Financial Services Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2007-11-27
249 Open Securities Limited 2 3 5 4 3 7 2 0 2 60.00 42.86
250 PIMCO Asia Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2006-05-17
251 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2013-11-25
252 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 6 7 3 4 7 2 -2 0 85.71 57.14 2016-11-01
253 TAI SHING STOCK INVESTMENT CO. LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
254 Tyric Capital Limited 3 7 10 3 4 7 0 -3 -3 70.00 57.14
255 UPBEST SECURITIES COMPANY LIMITED 4 2 6 5 2 7 1 0 1 33.33 28.57
256 ABCI Securities Company Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2005-11-15
257 AlTi Wealth Management (Hong Kong) Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2004-05-11
258 Ark Securities (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
259 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
260 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
261 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2008-08-04
262 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 4 6 0 3 3 33.33 66.67
263 Beevest Securities Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
264 BMI FUNDS MANAGEMENT LIMITED 5 6 11 4 2 6 -1 -4 -5 54.55 33.33
265 CC SIF Advisory Limited 0 0 0 3 3 6 3 3 6 - 50.00 2006-07-25
266 CHIEF SECURITIES LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2006-04-20
267 DEEPHAVEN ASIA LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-04-13 2009-09-04
268 FCL ADVISORY LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2005-03-01
269 First Fidelity Capital (International) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2006-04-19
270 FT Securities Limited 4 2 6 3 3 6 -1 1 0 33.33 50.00 2024-12-06
271 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 2 4 6 0 3 3 33.33 66.67
272 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2004-11-29
273 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-09-22
274 ICBC Asset Management (Global) Company Limited 4 2 6 4 2 6 0 0 0 33.33 33.33
275 Instinet Alpha Trading Limited 5 7 12 4 2 6 -1 -5 -6 58.33 33.33 2010-11-19
276 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2014-10-13
277 KB Securities Hong Kong Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
278 KGI CAPITAL ASIA LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
279 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2012-09-18
280 Nomura Asset Management Hong Kong Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00
281 Oaktree Capital (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2006-07-12
282 ORIENTAL PATRON SECURITIES LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
283 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 3 3 6 -1 1 0 33.33 50.00 2011-01-24
284 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-09-28
285 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 4 2 6 1 1 2 25.00 33.33 2024-03-27
286 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 2 0 2 5 1 6 3 1 4 0.00 16.67
287 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2012-01-12
288 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
289 Templewater Hong Kong Limited 2 1 3 3 3 6 1 2 3 33.33 50.00
290 Tokio Marine Investment Services, Limited 2 0 2 3 3 6 1 3 4 0.00 50.00 2014-03-28
291 TUNG TAI SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
292 VC BROKERAGE LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
293 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
294 WING ON CHEONG SECURITIES COMPANY LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2020-12-21
295 WINNINGTON CAPITAL LIMITED 4 2 6 3 3 6 -1 1 0 33.33 50.00
296 YU MING INVESTMENT MANAGEMENT LIMITED 3 5 8 3 3 6 0 -2 -2 62.50 50.00
297 Yuanta Securities (Hong Kong) Company Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
298 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00 2004-09-07
299 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 2 3 5 0 1 1 50.00 60.00
300 Anuenue Capital International Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2005-08-30
301 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 4 1 5 2 1 3 0.00 20.00
302 Axis Capital Management Limited 2 1 3 2 3 5 0 2 2 33.33 60.00
303 BEAR BRIGHT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
304 BLUE POOL CAPITAL LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2004-11-10 2015-12-01
305 CBRE Investment Management (Asia) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2023-07-21
306 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
307 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
308 COHEN & STEERS ASIA LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2005-07-29
309 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-03-08 2011-04-14
310 ENHANCED INVESTMENT PRODUCTS LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00
311 EQT Partners Asia Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2023-09-06
312 FORE ASIA, LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00 2004-08-18 2008-05-30
313 Fosun International Securities Limited 5 0 5 5 0 5 0 0 0 0.00 0.00
314 GINGER CAPITAL MANAGEMENT LIMITED 2 2 4 4 1 5 2 -1 1 50.00 20.00 2004-11-18 2009-04-28
315 GT Asset & Portfolio Management Limited 2 2 4 1 4 5 -1 2 1 50.00 80.00 2004-11-04
316 HAMON ASIAN ADVISORS LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00
317 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
318 HSZ (HONG KONG) LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00
319 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2006-02-16 2008-06-04
320 INTERNATIONAL COMMERCE CORPORATION 2 2 4 2 3 5 0 1 1 50.00 60.00
321 IPP Financial Advisers Limited 0 0 0 3 2 5 3 2 5 - 40.00 2006-12-21
322 IVORY CAPITAL PRIVATE LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2007-03-21
323 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 0 2 5 0 5 3 0 3 0.00 0.00
324 MEGA CAPITAL (ASIA) COMPANY LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2007-05-11 2014-08-05
325 Neutral Financial Holding Company Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
326 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 1 3 2 3 5 0 2 2 33.33 60.00
327 Oreana Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
328 PERRY CAPITAL (ASIA) LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2006-09-12 2012-01-27
329 PRUDENTIAL BROKERAGE LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
330 Quam Asset Management Limited (b1983-06-28) 3 2 5 4 1 5 1 -1 0 40.00 20.00
331 Sensible Asset Management Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2005-06-18 2025-06-19
332 SJS Markets Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-11-23 2015-01-13
333 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2019-08-15
334 STANDARD & POOR'S, LLC 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2010-12-21
335 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2005-06-20
336 Superfund Financial (Hong Kong) Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
337 Tiger Securities Asset Management Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2006-12-29
338 Value Partners Private Equity Limited 3 0 3 4 1 5 1 1 2 0.00 20.00
339 WHARTON INVESTMENT ADVISORS LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2015-02-09
340 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
341 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
342 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 0 0 0 2 2 4 2 2 4 - 50.00 2006-11-22 2010-04-30
343 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2012-06-25
344 Allard Partners Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
345 ALTUS CAPITAL LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00
346 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 0 5 4 0 4 -1 0 -1 0.00 0.00
347 ARISAIG PARTNERS (HK) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2006-01-20 2020-08-05
348 ASIA INVESTMENT MANAGEMENT LIMITED 4 3 7 4 0 4 0 -3 -3 42.86 0.00 2021-10-08
349 Asia Pacific Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
350 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
351 BARCLAYS CAPITAL ASIA LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00
352 BENTLEY REID & COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
353 BOWEN ASIA LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00 2014-10-20
354 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
355 CAPITAL GLOBAL MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2005-12-20
356 CHAMPUS ASSET MANAGEMENT LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2019-07-29
357 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
358 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00
359 China Integrity Investment Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2014-03-19
360 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
361 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
362 CUPOLA CAPITAL LIMITED 1 2 3 3 1 4 2 -1 1 66.67 25.00 2022-05-06
363 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2023-02-02
364 Delta Asia Wealth Management Limited 1 4 5 2 2 4 1 -2 -1 80.00 50.00 2025-08-26
365 Ethk Funds Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2005-01-13 2008-08-27
366 Everbright-Efund Fund Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2006-11-06 2009-11-10
367 FIRST WORLDSEC SECURITIES LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2024-12-18
368 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 1 3 4 -1 3 2 0.00 75.00 2012-09-12
369 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2018-11-09
370 GCAM Limited 0 0 0 3 1 4 3 1 4 - 25.00 2007-05-17 2022-03-09
371 GET NICE ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-12-16
372 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 0 2 4 0 4 2 0 2 0.00 0.00 2016-10-10
373 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-11-15
374 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2011-06-03
375 HONG KONG ASSET MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-11-21
376 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
377 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00
378 HSBC Global Asset Management Holdings (Bahamas) Limited 7 0 7 4 0 4 -3 0 -3 0.00 0.00 2020-06-02
379 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
380 INTEGRITY FINANCIAL SERVICES LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-05-09
381 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
382 iTTa Capital Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2003-05-29 2013-06-11
383 JAFCO Investment (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2009-10-15
384 JK Capital Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
385 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-10-13
386 LUEN FAT SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
387 Mackenzie Investments Asia Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
388 MASON LAROCHE (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-03-19
389 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-04-23
390 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2009-10-19
391 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2004-09-22
392 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-08-18
393 MERCER INVESTMENTS (HK) LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2005-08-04
394 Metaverse Securities Limited (HK) 4 0 4 3 1 4 -1 1 0 0.00 25.00
395 MIRABAUD (ASIA) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2003-05-13 2018-10-16
396 MLI LIMITED (d2018-03-29) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-05-29
397 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
398 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
399 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-10-28
400 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 2 4 0 1 1 33.33 50.00
401 PHOENIX CAPITAL ASIA LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2022-12-21
402 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-05-24
403 RICHLAND CAPITAL MANAGEMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-25 2016-05-24
404 RICHLAND WORLDWIDE LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-04-15
405 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-10-03 2010-05-13
406 SEI INVESTMENTS (ASIA) LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2005-03-02 2023-02-20
407 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-12-17
408 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00
409 SIIC Capital (Hong Kong) Investment Management Company Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
410 Silk Road International Capital Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
411 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 4 6 3 1 4 1 -3 -2 66.67 25.00
412 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-03-27
413 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2019-09-30
414 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-08 2019-09-30
415 TC Investment Management (Asia) Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-02-14
416 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-03-24
417 Towers Watson Investment Services Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-14
418 TVG CAPITAL PARTNERS LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2015-11-16
419 UBP ASSET MANAGEMENT ASIA LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2007-01-11
420 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-04-29 2013-04-22
421 WELLCHAMP CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
422 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
423 XinKong International Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
424 Yuanta Asia Investment (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2007-01-15 2013-11-01
425 ZHONGRONG PT SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
426 3V Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-07-18 2013-08-27
427 abrdn Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
428 ACM ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
429 ACP Asset Management Limited (d2010-11-05) 0 0 0 2 1 3 2 1 3 - 33.33 2007-03-26 2010-03-26
430 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2003-11-29
431 Alpha Nova Capital Management Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33
432 ALPHA WEALTH MANAGEMENT LIMITED (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2007-05-08
433 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
434 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 1 2 3 -1 1 0 33.33 66.67
435 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
436 Bentley Capital Limited (HK) 4 0 4 3 0 3 -1 0 -1 0.00 0.00
437 Bradbury Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
438 BROOKE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-06-13
439 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 2 1 3 1 -1 0 66.67 33.33 2020-06-18
440 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
441 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
442 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-12-22 2008-05-22
443 ChapmanCraig Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
444 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00
445 Children's Investment Fund Management (Asia) Limited (The) 0 0 0 2 1 3 2 1 3 - 33.33 2007-01-15 2010-03-10
446 China Enterprise Securities Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
447 China Reserve Securities Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00
448 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
449 CMS CAPITAL (HK) CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-05-06
450 Credit Suisse Securities (Hong Kong) Limited 2 27 29 2 1 3 0 -26 -26 93.10 33.33 2024-09-27
451 CSC SECURITIES (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-06-01
452 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
453 DAEWOO SECURITIES (HONG KONG) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2017-02-28
454 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-06-20
455 DELTA ASIA SECURITIES LIMITED 2 6 8 3 0 3 1 -6 -5 75.00 0.00
456 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
457 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-10-16
458 EVENSTAR ADVISORS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-04-19
459 EVER-LONG SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
460 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
461 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
462 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-06-21
463 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
464 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-09-07
465 Fubon Capital (HK) Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2012-01-13
466 Funderstone Asset Management (HK) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-11-14
467 Funderstone Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
468 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-02-08 2018-09-26
469 GEOMATRIX (H.K.) LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2012-01-31
470 GETTA SECURITIES LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-06-26
471 GO-TO-ASIA INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-02-12
472 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
473 Greentech Technology Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-18
474 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
475 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-12-02 2011-11-25
476 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
477 JOINCAP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
478 JOLMO CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-03-31 2021-08-31
479 JW CAPITAL SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
480 KGI SECURITIES (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2017-10-02
481 Kirin Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-06-12 2016-09-14
482 Lombard Investments (HK) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2009-11-19
483 Longitude Asia Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33
484 LONGREACH GROUP LIMITED (THE) 0 0 0 2 1 3 2 1 3 - 33.33 2006-08-01
485 MEAG Hong Kong Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
486 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
487 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2009-03-31
488 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-07-19
489 Open Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
490 orientiert International Markets Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-01-11
491 OVERLOOK INVESTMENTS LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2010-01-05
492 Pacific Sun Advisors Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-11-02
493 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-02-22
494 Partners Asset Management (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-04-03
495 Pictet Asset Management (Hong Kong) Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33
496 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-03-09 2008-10-08
497 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
498 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
499 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33 2008-01-08
500 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
501 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
502 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
503 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2003-10-30 2015-04-22
504 Sheng Yuan Sino Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-09-09 2023-05-11
505 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2016-05-24
506 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
507 Standard Advisory Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-03-09 2013-04-12
508 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
509 TOYO SECURITIES ASIA LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
510 TRANSPAC CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
511 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
512 VANHEEL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
513 VMS Securities Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2020-09-01
514 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
515 WMG Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-02-28 2014-01-06
516 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
517 Xeram and Company (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-27
518 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2007-11-01
519 YARDLEY SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2016-09-06
520 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
521 A ONE INVESTMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
522 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
523 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
524 ABRIDGE ENTERPRISES COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-10
525 Absolute Investment Management (HK) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
526 Alphatraxx (H.K.) Limited 1 0 1 1 1 2 0 1 1 0.00 50.00 2005-12-23 2012-02-14
527 AMPLE CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-01-02 2022-07-27
528 Anuenue Advisors Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
529 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
530 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
531 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
532 ASIA PACIFIC CAPITAL (HK) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-01-02
533 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
534 AuVantage Consultancy Limited 2 10 12 2 0 2 0 -10 -10 83.33 0.00 2016-10-03
535 BALLINGAL INVESTMENT ADVISORS LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2004-08-13
536 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16
537 BOCI ASSET MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2014-12-24
538 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
539 CARDINALASIA CONSULTING LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-06-27 2024-02-22
540 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
541 CHEETAH ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-08-01
542 CHI CAPITAL SECURITIES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-09-07 2016-05-05
543 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
544 China Access Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-21 2009-12-09
545 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
546 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
547 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-16
548 CLAY FINLAY (H.K.) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-03-29 2010-01-18
549 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
550 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
551 CWB Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
552 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
553 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
554 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
555 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-06 2010-04-21
556 EAA SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
557 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
558 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
559 ENZARD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-21 2013-02-18
560 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
561 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
562 FAYE CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-01-16 2010-05-12
563 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
564 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
565 Fleming Family & Partners (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2006-11-13 2009-09-14
566 Fortress Investment Group (Hong Kong) LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-06-07 2008-08-07
567 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2005-02-16
568 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2005-02-28 2011-03-08
569 GNAB Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-14
570 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
571 GREAT BAY SECURITIES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
572 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
573 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
574 GT CAPITAL LIMITED 4 6 10 2 0 2 -2 -6 -8 60.00 0.00
575 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
576 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
577 HKFAEx Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-15
578 Horizon21 (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-02-01 2010-01-28
579 HOULIHAN LOKEY (EUROPE) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-15 2009-08-18
580 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
581 IBTS ASIA (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-17 2024-09-20
582 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-22 2009-09-07
583 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
584 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-01-03
585 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
586 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2010-05-10
587 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
588 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
589 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
590 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
591 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
592 KCG FUND MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-04
593 KCG SECURITIES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
594 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
595 LaSalle Investment Management Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-06-14 2020-02-20
596 LIM ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-09-15
597 LINK CAPITAL ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-05 2009-06-26
598 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
599 MARC FABER LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2019-12-19
600 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
601 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
602 MEIJI YASUDA ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-10-17
603 MF Global Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-30
604 NewSmith Capital Partners (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-10 2009-03-03
605 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
606 OKASAN INTERNATIONAL (ASIA) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-17
607 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
608 OppenheimerFunds International Distributor Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2003-12-15 2009-11-09
609 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
610 OSCAR BENSON LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-23
611 PACIFIC HAWK (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
612 PBST (HK) Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-05-12 2007-09-27
613 PGIM (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
614 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-02 2015-06-25
615 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-04-27 2009-07-06
616 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
617 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
618 PUREHEART CAPITAL ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-03-08
619 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2024-03-25
620 Quellos (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-11 2007-11-01
621 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
622 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2009-07-21
623 ROCTEC INVESTMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2021-10-07
624 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
625 SCM CHINA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-25
626 SDIC Securities International Financial Holdings Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-08-17
627 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2003-07-23 2014-10-14
628 Shacom Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
629 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
630 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
631 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
632 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
633 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
634 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-28
635 Success Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
636 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-04
637 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
638 SYMPHONY AMP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-21 2008-10-31
639 SYZ Asset Management (Asia) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-07-27 2016-12-22
640 TARGET CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-26
641 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2020-07-22
642 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
643 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
644 TIS SECURITIES (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2012-06-28
645 TISCO SECURITIES HONG KONG LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2008-07-10
646 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
647 TRISKELE CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-11 2013-10-23
648 TSE'S SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
649 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
650 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-08-07
651 United Securities Limited (HK) 1 1 2 2 0 2 1 -1 0 50.00 0.00 2025-06-13
652 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
653 VISION FINANCE (SECURITIES) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-08
654 W.S. LAU & ASSOCIATES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-09-28
655 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
656 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
657 Yunfeng Financial Markets Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
658 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 1 0 1 -2 -3 -5 50.00 0.00 2011-06-10
659 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-11
660 SAMSUNG SECURITIES (ASIA) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
661 ASIA ABSOLUTE ADVISORS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2004-08-19 2007-01-25
662 Beijing Securities Limited 1 0 1 0 0 0 -1 0 -1 0.00 -
663 BKHK Limited 5 4 9 0 0 0 -5 -4 -9 44.44 - 2006-10-16
664 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-07-24
665 CHEONG LEE SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-11-24
666 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-12-27
667 EMPEROR CORPORATE FINANCE LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2007-04-20
668 EQT Partners Hong Kong Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-13
669 EQUITY PARTNERS ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-06-18
670 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-01-18 2007-04-30
671 FUZE SECURITIES (INTERNATIONAL) LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2006-10-23
672 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-25
673 K K CAPITAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-08
674 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-03-02
675 MF Global Securities HK Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2005-08-26 2007-04-30
676 QI CAPITAL (HK) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-04-28 2007-08-20
677 SA Capital Limited (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-03-19
678 SAGE ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-10-13
679 Sun Life Financial Asia Services Limited 2 13 15 0 0 0 -2 -13 -15 86.67 - 2007-04-02
680 TIFFIT SECURITIES (HONG KONG) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 -
681 Towers Watson Hong Kong Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-08-08
682 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-30
683 WAG FINANCIAL SERVICES GROUP LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-12-19
684 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-19
685 YICKO SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-05-08
Average 2.66 11.68 14.35 2.79 13.28 16.07 81.44 82.66

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