SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2006-09-30 2007-09-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 1375 1377 2 1312 1314 0 -63 -63 99.85 99.85 2014-10-24
2 OnePlatform Asset Management Limited 3 457 460 6 777 783 3 320 323 99.35 99.23
3 Sun Life Hong Kong Limited 2 410 412 2 417 419 0 7 7 99.51 99.52 2009-06-17
4 ZURICH ADVISORY (HK) LIMITED 2 287 289 1 322 323 -1 35 34 99.31 99.69 2010-07-06
5 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 293 296 3 286 289 0 -7 -7 98.99 98.96 2012-11-27
6 LEHMAN BROTHERS ASIA LIMITED 4 139 143 5 240 245 1 101 102 97.20 97.96 2024-11-13
7 Credit Suisse (Hong Kong) Limited 18 149 167 14 174 188 -4 25 21 89.22 92.55 2025-01-13
8 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 6 173 179 7 170 177 1 -3 -2 96.65 96.05
9 Merrill Lynch (Asia Pacific) Limited 6 99 105 7 148 155 1 49 50 94.29 95.48
10 Merrill Lynch Far East Limited 5 98 103 6 146 152 1 48 49 95.15 96.05 2025-01-16
11 J.P. MORGAN BROKING (HONG KONG) LIMITED 6 102 108 4 145 149 -2 43 41 94.44 97.32
12 UBS SECURITIES ASIA LIMITED 3 79 82 4 125 129 1 46 47 96.34 96.90
13 CENTALINE WEALTH MANAGEMENT LIMITED 2 96 98 3 113 116 1 17 18 97.96 97.41 2004-04-02
14 Morgan Stanley Asia Limited 3 68 71 2 104 106 -1 36 35 95.77 98.11
15 Lion Global Financial Limited 3 74 77 5 100 105 2 26 28 96.10 95.24
16 NOMURA INTERNATIONAL (HONG KONG) LIMITED 7 75 82 7 94 101 0 19 19 91.46 93.07
17 CLSA RESEARCH LIMITED 2 39 41 2 98 100 0 59 59 95.12 98.00 2014-06-18
18 FIL Investment Management (Hong Kong) Limited 6 88 94 7 90 97 1 2 3 93.62 92.78
19 MACQUARIE CAPITAL LIMITED 2 78 80 3 93 96 1 15 16 97.50 96.88
20 FTL Wealth Management (HK) Limited 2 70 72 2 92 94 0 22 22 97.22 97.87 2005-06-28 2011-05-20
21 YF Life Investors Limited 3 62 65 3 90 93 0 28 28 95.38 96.77 2004-08-30 2013-03-22
22 Citigroup Global Markets Asia Limited 3 85 88 3 86 89 0 1 1 96.59 96.63
23 GOLDMAN SACHS (ASIA) L.L.C. 9 57 66 9 79 88 0 22 22 86.36 89.77
24 HSBC Global Asset Management (Hong Kong) Limited 11 61 72 9 71 80 -2 10 8 84.72 88.75
25 JPMorgan Asset Management (Asia Pacific) Limited 3 58 61 3 74 77 0 16 16 95.08 96.10
26 HSBC LIFE (INTERNATIONAL) LIMITED 2 64 66 3 66 69 1 2 3 96.97 95.65 2012-05-07
27 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 69 71 3 63 66 1 -6 -5 97.18 95.45 2010-12-17
28 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 34 37 5 59 64 2 25 27 91.89 92.19 2012-04-02
29 FWD Financial Planning Limited (HK) 3 34 37 3 58 61 0 24 24 91.89 95.08
30 T G HOLBORN (HK) LIMITED 3 59 62 3 53 56 0 -6 -6 95.16 94.64 2014-04-29
31 CASH Wealth Management Limited 3 30 33 3 50 53 0 20 20 90.91 94.34
32 FIL Investment Advisors 5 44 49 5 48 53 0 4 4 89.80 90.57
33 FWD Life Insurance Company (Bermuda) Limited 2 46 48 2 50 52 0 4 4 95.83 96.15 2012-11-21
34 PHILLIP SECURITIES (HONG KONG) LIMITED 4 32 36 4 48 52 0 16 16 88.89 92.31
35 iBest Consultants Limited 2 35 37 2 49 51 0 14 14 94.59 96.08 2019-08-15
36 BEAR STEARNS ASIA LIMITED 6 29 35 7 42 49 1 13 14 82.86 85.71 2010-04-28
37 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 42 45 3 46 49 0 4 4 93.33 93.88 2018-12-31
38 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 38 42 5 43 48 1 5 6 90.48 89.58
39 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 45 47 2 43 45 0 -2 -2 95.74 95.56
40 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 48 51 4 41 45 1 -7 -6 94.12 91.11 2003-09-24 2011-04-19
41 GET NICE SECURITIES LIMITED 4 41 45 5 39 44 1 -2 -1 91.11 88.64
42 PEGASUS FUND MANAGERS LIMITED 2 30 32 2 41 43 0 11 11 93.75 95.35
43 Rothschild & Co Hong Kong Limited 3 35 38 4 39 43 1 4 5 92.11 90.70 2005-04-27
44 Goldman Sachs Investment Management Hong Kong Limited 4 24 28 3 39 42 -1 15 14 85.71 92.86 2013-11-27
45 Julius Baer (Hong Kong) Limited 3 17 20 3 39 42 0 22 22 85.00 92.86 2006-09-14 2012-05-10
46 BlackRock (Hong Kong) Limited (d2017-01-20) 5 27 32 11 30 41 6 3 9 84.38 73.17 2015-05-15
47 Rich Union Securities (H.K.) Limited 3 7 10 2 38 40 -1 31 30 70.00 95.00 2025-05-19
48 AllianceBernstein Hong Kong Limited 4 25 29 7 32 39 3 7 10 86.21 82.05
49 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 29 34 4 35 39 -1 6 5 85.29 89.74
50 ALTRUIST FINANCIAL GROUP LIMITED 2 35 37 2 36 38 0 1 1 94.59 94.74 2004-01-20
51 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 28 34 6 32 38 0 4 4 82.35 84.21
52 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 36 37 0 36 36 0.00 97.30 2013-05-13
53 DWS Investments Hong Kong Limited 5 21 26 4 33 37 -1 12 11 80.77 89.19
54 Halbis Capital Management (Hong Kong) Limited 5 28 33 8 28 36 3 0 3 84.85 77.78 2005-06-23 2012-05-11
55 BNP PARIBAS SECURITIES (ASIA) LIMITED 3 21 24 3 31 34 0 10 10 87.50 91.18
56 Standard Chartered Securities (Hong Kong) Limited 7 22 29 8 24 32 1 2 3 75.86 75.00
57 UBS Asset Management (Hong Kong) Limited 7 25 32 7 25 32 0 0 0 78.13 78.13
58 ETRADE SECURITIES (HONG KONG) LIMITED 4 23 27 4 26 30 0 3 3 85.19 86.67 2019-05-10
59 GLOBAL INVESTMENT ADVISORS LIMITED 3 27 30 2 28 30 -1 1 0 90.00 93.33
60 BANK CONSORTIUM TRUST COMPANY LIMITED 2 23 25 2 27 29 0 4 4 92.00 93.10 2011-11-22
61 BOCI RESEARCH LIMITED 2 23 25 3 26 29 1 3 4 92.00 89.66
62 SPARX Asia Investment Advisors Limited 3 17 20 5 24 29 2 7 9 85.00 82.76 2004-04-20
63 Amundi Hong Kong Limited 6 22 28 5 23 28 -1 1 0 78.57 82.14
64 ASSET MANAGEMENT GROUP LIMITED 2 14 16 2 26 28 0 12 12 87.50 92.86 2006-01-17
65 AXA Financial Planning (Hong Kong) Limited 3 29 32 2 26 28 -1 -3 -4 90.63 92.86 2012-05-25
66 DBS ASIA CAPITAL LIMITED 5 20 25 6 22 28 1 2 3 80.00 78.57
67 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 7 15 22 5 23 28 -2 8 6 68.18 82.14
68 INSTINET PACIFIC LIMITED 4 18 22 5 22 27 1 4 5 81.82 81.48
69 PineBridge Investments Asia Limited 3 19 22 3 24 27 0 5 5 86.36 88.89
70 VALUE PARTNERS LIMITED 5 10 15 5 22 27 0 12 12 66.67 81.48
71 AMUNDI ASSET MANAGEMENT 7 19 26 6 20 26 -1 1 0 73.08 76.92 2004-07-01 2008-01-01
72 Eastspring Investments (Hong Kong) Limited 3 19 22 4 22 26 1 3 4 86.36 84.62
73 Ge Shang Investment (Hong Kong) Limited 2 17 19 2 24 26 0 7 7 89.47 92.31
74 JF INTERNATIONAL MANAGEMENT INC. 2 22 24 2 24 26 0 2 2 91.67 92.31 2020-07-13
75 NATIXIS ASIA LIMITED 2 15 17 3 23 26 1 8 9 88.24 88.46 2004-10-19
76 oOo Securities (HK) Group Limited 2 23 25 2 24 26 0 1 1 92.00 92.31 2004-12-03
77 UOB KAY HIAN (HONG KONG) LIMITED 2 22 24 2 24 26 0 2 2 91.67 92.31
78 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 13 16 7 18 25 4 5 9 81.25 72.00 2017-10-02
79 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 15 18 5 20 25 2 5 7 83.33 80.00 2005-07-05
80 Allianz Global Investors Hong Kong Limited 4 18 22 6 18 24 2 0 2 81.82 75.00 2015-05-31
81 GAYANG SECURITIES LIMITED 2 18 20 2 22 24 0 4 4 90.00 91.67
82 HANG SENG SECURITIES LIMITED 3 17 20 4 20 24 1 3 4 85.00 83.33
83 KGI ASIA LIMITED 5 11 16 5 19 24 0 8 8 68.75 79.17 2017-10-02
84 Legg Mason Asset Management Hong Kong Limited 5 14 19 3 21 24 -2 7 5 73.68 87.50 2022-06-30
85 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 3 18 21 3 21 24 0 3 3 85.71 87.50
86 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 5 7 2 22 24 0 17 17 71.43 91.67
87 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 18 22 3 20 23 -1 2 1 81.82 86.96 2012-06-04
88 DEUTSCHE SECURITIES ASIA LIMITED 2 22 24 2 21 23 0 -1 -1 91.67 91.30 2019-12-03
89 CLSA LIMITED 6 25 31 5 17 22 -1 -8 -9 80.65 77.27
90 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 19 23 5 17 22 1 -2 -1 82.61 77.27
91 CITIC Securities Brokerage (HK) Limited 2 6 8 3 18 21 1 12 13 75.00 85.71
92 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 14 16 2 19 21 0 5 5 87.50 90.48 2013-03-19
93 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 15 18 3 18 21 0 3 3 83.33 85.71 2023-10-25
94 CAIIS Limited 2 16 18 3 17 20 1 1 2 88.89 85.00 2018-09-04
95 HPEF Capital Partners Limited 4 17 21 5 15 20 1 -2 -1 80.95 75.00 2022-06-01
96 MIZUHO SECURITIES ASIA LIMITED 3 13 16 3 17 20 0 4 4 81.25 85.00
97 CBH Asia Limited 2 14 16 4 15 19 2 1 3 87.50 78.95
98 IPP Financial Advisers Limited 0 0 0 3 16 19 3 16 19 - 84.21 2006-12-21
99 PATTERSON FINANCIAL SERVICES LIMITED 2 18 20 2 17 19 0 -1 -1 90.00 89.47 2009-05-13
100 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 11 14 3 16 19 0 5 5 78.57 84.21
101 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 4 15 19 1 11 12 57.14 78.95 2011-02-18
102 AP Asset Management (HK) Limited 2 12 14 5 13 18 3 1 4 85.71 72.22 2004-07-07 2013-12-04
103 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 4 7 4 14 18 1 10 11 57.14 77.78 2024-03-28
104 Credit Agricole Securities (Asia) Limited 3 17 20 4 14 18 1 -3 -2 85.00 77.78
105 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 11 8 19 9 9 18 -2 1 -1 42.11 50.00
106 MUSHK Limited 4 7 11 7 11 18 3 4 7 63.64 61.11 2011-06-01
107 Oasis Management (Hong Kong) 2 9 11 2 16 18 0 7 7 81.82 88.89 2004-09-14
108 VENHOUSE WEALTH MANAGEMENT LIMITED 3 11 14 3 15 18 0 4 4 78.57 83.33 2004-05-19
109 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 0 0 0 3 14 17 3 14 17 - 82.35 2007-01-12 2015-05-31
110 BOCI SECURITIES LIMITED 6 9 15 6 11 17 0 2 2 60.00 64.71 2004-03-01
111 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 4 7 11 3 14 17 -1 7 6 63.64 82.35 2004-07-28 2013-02-27
112 DBS VICKERS (HONG KONG) LIMITED 5 10 15 5 12 17 0 2 2 66.67 70.59
113 First Sentier Investors (Hong Kong) Limited 6 8 14 5 12 17 -1 4 3 57.14 70.59
114 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 5 12 17 0 1 1 68.75 70.59
115 MANULIFE (INTERNATIONAL) LIMITED 2 20 22 2 15 17 0 -5 -5 90.91 88.24 2011-06-17
116 RHB SECURITIES HONG KONG LIMITED 0 0 0 2 15 17 2 15 17 - 88.24 2006-11-17 2022-10-06
117 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 11 13 2 15 17 0 4 4 84.62 88.24
118 Amova Asset Management Hong Kong Limited 1 6 7 3 13 16 2 7 9 85.71 81.25
119 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 5 12 7 9 16 0 4 4 41.67 56.25
120 Belvest Investment Services Limited 3 13 16 3 13 16 0 0 0 81.25 81.25
121 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 2 7 9 2 14 16 0 7 7 77.78 87.50
122 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 2 6 3 13 16 -1 11 10 33.33 81.25 2012-12-13
123 Everbright Securities Investment Services (HK) Limited 3 13 16 3 13 16 0 0 0 81.25 81.25
124 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 11 13 2 14 16 0 3 3 84.62 87.50
125 ANGUS MOORE LIMITED 2 9 11 2 13 15 0 4 4 81.82 86.67 2011-07-05
126 AXA Investment Managers Asia Limited 3 9 12 3 12 15 0 3 3 75.00 80.00
127 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 8 10 1 14 15 -1 6 5 80.00 93.33 2010-11-03
128 Bright Fund Management Limited 3 8 11 3 12 15 0 4 4 72.73 80.00 2023-12-19
129 CC Finance Limited 4 14 18 3 12 15 -1 -2 -3 77.78 80.00 2006-04-20 2025-06-19
130 CHARLES SCHWAB, HONG KONG, LIMITED 5 11 16 5 10 15 0 -1 -1 68.75 66.67
131 China Tonghai (IA) Limited 4 13 17 3 12 15 -1 -1 -2 76.47 80.00 2017-11-29
132 CITIC CLSA Capital Partners HK Limited 5 12 17 5 10 15 0 -2 -2 70.59 66.67
133 Citigroup Venture Capital International Asia Limited 4 11 15 4 11 15 0 0 0 73.33 73.33 2005-05-24 2014-04-15
134 CSI Corporate Finance (HK) Limited 0 0 0 5 10 15 5 10 15 - 66.67 2007-08-01 2019-03-29
135 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 2 13 15 0 -4 -4 89.47 86.67
136 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57 2016-06-30
137 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 2 4 3 11 14 1 9 10 50.00 78.57 2005-06-24 2009-10-19
138 EMPEROR SECURITIES LIMITED (HK) 6 5 11 5 9 14 -1 4 3 45.45 64.29
139 Legg Mason International Equities (Hong Kong) Limited 4 16 20 3 11 14 -1 -5 -6 80.00 78.57 2015-08-28
140 Manulife Investment Management (Hong Kong) Limited 4 10 14 4 10 14 0 0 0 71.43 71.43
141 MCP Asset Management Company Limited 2 5 7 5 9 14 3 4 7 71.43 64.29 2005-08-23
142 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 13 17 3 11 14 -1 -2 -3 76.47 78.57
143 UOB ASIA (HONG KONG) LIMITED 4 8 12 5 9 14 1 1 2 66.67 64.29 2011-07-27
144 AIF CAPITAL LIMITED 4 7 11 6 7 13 2 0 2 63.64 53.85
145 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2019-07-05
146 BEA Union Investment Management Limited 5 10 15 4 9 13 -1 -1 -2 66.67 69.23
147 CITIC Securities (Hong Kong) Limited 5 2 7 4 9 13 -1 7 6 28.57 69.23
148 FOX-PITT, KELTON (ASIA) LIMITED 5 7 12 6 7 13 1 0 1 58.33 53.85 2010-05-18
149 Income Partners Asset Management (HK) Limited 3 6 9 3 10 13 0 4 4 66.67 76.92
150 INVESCO HONG KONG LIMITED 3 7 10 6 7 13 3 0 3 70.00 53.85
151 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
152 MAN INVESTMENTS (HONG KONG) LIMITED 2 7 9 3 10 13 1 3 4 77.78 76.92
153 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 3 10 13 0 1 1 75.00 76.92 2011-10-20
154 Shang International Finance Limited 5 13 18 3 10 13 -2 -3 -5 72.22 76.92 2024-01-26
155 CGS International Securities Hong Kong Limited 2 7 9 2 10 12 0 3 3 77.78 83.33
156 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 2 10 12 0 3 3 77.78 83.33
157 Citi Insurance Brokers (Hong Kong) Limited 0 0 0 3 9 12 3 9 12 - 75.00 2006-10-04 2011-04-06
158 D. B. ZWIRN ASIA PARTNERS LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2005-09-27 2009-05-06
159 Daiwa Capital Markets Hong Kong Limited 4 1 5 3 9 12 -1 8 7 20.00 75.00
160 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 3 6 9 2 10 12 -1 4 3 66.67 83.33 2013-03-19
161 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 4 6 10 4 8 12 0 2 2 60.00 66.67
162 Huajin Corporate Finance (International) Limited 4 5 9 4 8 12 0 3 3 55.56 66.67
163 LOMBARD ODIER (HONG KONG) LIMITED 2 9 11 3 9 12 1 0 1 81.82 75.00
164 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 8 10 3 9 12 1 1 2 80.00 75.00
165 MANGO FINANCIAL LIMITED 3 13 16 2 10 12 -1 -3 -4 81.25 83.33
166 MIB SECURITIES (HONG KONG) LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00
167 SINOPAC SECURITIES (ASIA) LIMITED 4 9 13 4 8 12 0 -1 -1 69.23 66.67 2017-02-12
168 SMBC Nikko Securities (Hong Kong) Limited 3 6 9 4 8 12 1 2 3 66.67 66.67
169 St. James's Place (Hong Kong) Limited 2 9 11 3 9 12 1 0 1 81.82 75.00
170 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 4 6 3 9 12 1 5 6 66.67 75.00 2006-02-08 2009-05-20
171 WFM Asia (HK) Limited 3 8 11 3 9 12 0 1 1 72.73 75.00
172 ASSET DYNAMIC MANAGEMENT LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82 2025-03-25
173 ONSHINE SECURITIES LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
174 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 13 17 3 8 11 -1 -5 -6 76.47 72.73 2017-06-28
175 Quam Securities Limited 5 43 48 4 7 11 -1 -36 -37 89.58 63.64
176 SOUTH CHINA RESEARCH LIMITED 2 12 14 1 10 11 -1 -2 -3 85.71 90.91
177 T. ROWE PRICE INTERNATIONAL, INC. 3 8 11 2 9 11 -1 1 0 72.73 81.82 2010-12-31
178 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 6 8 2 9 11 0 3 3 75.00 81.82 2017-09-29
179 Wellington Management Hong Kong Limited (b2003-01-02) 4 9 13 4 7 11 0 -2 -2 69.23 63.64 2003-09-18
180 CTBC Asia Limited 4 2 6 3 7 10 -1 5 4 33.33 70.00 2004-10-04
181 GAM HONG KONG LIMITED 4 3 7 4 6 10 0 3 3 42.86 60.00
182 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00
183 HAITONG INTERNATIONAL RESEARCH LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00
184 HAMON ASSET MANAGEMENT LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00
185 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 3 5 4 6 10 2 3 5 60.00 60.00
186 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 4 8 4 6 10 0 2 2 50.00 60.00 2003-06-06
187 MCP Holdings Limited (HK) 3 5 8 3 7 10 0 2 2 62.50 70.00 2011-06-29
188 Nomura Asset Management Hong Kong Limited 3 5 8 3 7 10 0 2 2 62.50 70.00
189 OCP Asia (Hong Kong) Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2004-09-03 2022-06-13
190 Penjing Asset Management (HK) Limited 2 5 7 2 8 10 0 3 3 71.43 80.00 2005-03-24 2016-02-03
191 PFP Capital Limited 2 5 7 2 8 10 0 3 3 71.43 80.00
192 SAIL ADVISORS LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2004-05-17
193 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
194 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2003-05-23 2022-07-19
195 AD Capital Management (Hong Kong) Limited 2 4 6 2 7 9 0 3 3 66.67 77.78 2004-09-08
196 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 3 6 9 -1 1 0 55.56 66.67
197 BlackRock Asset Management North Asia Limited 2 4 6 2 7 9 0 3 3 66.67 77.78
198 CCB INTERNATIONAL SECURITIES LIMITED 2 2 4 3 6 9 1 4 5 50.00 66.67 2005-10-10
199 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
200 China International Capital Corporation (International) Limited 3 0 3 3 6 9 0 6 6 0.00 66.67 2009-05-06
201 CVC Asia Pacific Limited 3 4 7 4 5 9 1 1 2 57.14 55.56
202 FB SECURITIES (HONG KONG) LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
203 FIRST SHANGHAI SECURITIES LIMITED 4 8 12 3 6 9 -1 -2 -3 66.67 66.67
204 Fubon Fund Management (Hong Kong) Limited 2 1 3 4 5 9 2 4 6 33.33 55.56
205 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 3 9 5 4 9 -1 1 0 33.33 44.44 2020-12-09
206 GIGA (HONG KONG) LIMITED 2 3 5 2 7 9 0 4 4 60.00 77.78
207 Henyep Capital Management Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2005-12-20 2011-03-14
208 HING WONG SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
209 HPEF Venture Partners Limited 4 7 11 4 5 9 0 -2 -2 63.64 55.56 2018-06-08
210 ICBC (ASIA) SECURITIES LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
211 ICEA SECURITIES ASIA LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2009-09-29
212 LAZARD ASIA (HONG KONG) LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67
213 OLD PEAK LIMITED (HK) 3 3 6 4 5 9 1 2 3 50.00 55.56 2005-08-26 2023-06-20
214 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2010-07-07
215 SBI China Capital Securities Limited 1 6 7 4 5 9 3 -1 2 85.71 55.56 2012-10-08
216 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 3 6 3 6 9 0 3 3 50.00 66.67 2013-05-29
217 STANHILL (HONG KONG) LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2013-05-23
218 Tyche Group Limited 3 9 12 2 7 9 -1 -2 -3 75.00 77.78 2014-12-05
219 ABCI Securities Company Limited 3 1 4 3 5 8 0 4 4 25.00 62.50 2005-11-15
220 Aberdeen International Investment Management Limited 3 2 5 3 5 8 0 3 3 40.00 62.50 2005-07-27 2009-11-27
221 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-07-07
222 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 7 10 3 5 8 0 -2 -2 70.00 62.50 2013-04-02
223 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 4 7 2 6 8 -1 2 1 57.14 75.00
224 CHOW SANG SANG SECURITIES LIMITED 2 6 8 3 5 8 1 -1 0 75.00 62.50
225 Deltroit (Hong Kong) Limited 2 2 4 2 6 8 0 4 4 50.00 75.00 2005-04-11 2024-12-12
226 ETRADE SECURITIES LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2007-11-21
227 Goldyard Capital Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2019-11-21
228 HFS ASSET MANAGEMENT LIMITED 2 4 6 3 5 8 1 1 2 66.67 62.50
229 HSBC Family Office Services Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2006-01-03 2012-07-13
230 ICG Asia Pacific Limited 2 4 6 3 5 8 1 1 2 66.67 62.50
231 Janus Henderson Investors Hong Kong Limited 2 7 9 3 5 8 1 -2 -1 77.78 62.50
232 JPMorgan Funds (Asia) Limited 3 1 4 6 2 8 3 1 4 25.00 25.00
233 KB Securities Hong Kong Limited 2 2 4 3 5 8 1 3 4 50.00 62.50
234 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2013-04-17
235 SEI INVESTMENTS (ASIA) LIMITED 3 2 5 3 5 8 0 3 3 40.00 62.50 2005-03-02 2023-02-20
236 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 5 7 1 7 8 -1 2 1 71.43 87.50
237 Tyric Capital Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50
238 VICTORY SECURITIES COMPANY LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50
239 WINNINGTON CAPITAL LIMITED 3 2 5 3 5 8 0 3 3 40.00 62.50
240 YUE XIU SECURITIES COMPANY LIMITED 4 5 9 4 4 8 0 -1 -1 55.56 50.00
241 ALPS CAPITAL MANAGEMENT LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
242 Ark Securities (Hong Kong) Limited 2 2 4 2 5 7 0 3 3 50.00 71.43
243 BOCOM International Holdings Company Limited 4 2 6 4 3 7 0 1 1 33.33 42.86 2010-03-09
244 BOCOM International Securities Limited 0 0 0 4 3 7 4 3 7 - 42.86 2007-09-10
245 CAPE ASSET MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2024-03-13
246 ELLIOTT ADVISORS (HK) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-03-08 2022-03-16
247 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 0 0 0 2 5 7 2 5 7 - 71.43 2007-01-19 2008-09-11
248 FT Securities Limited 3 4 7 4 3 7 1 -1 0 57.14 42.86 2024-12-06
249 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 4 3 7 2 1 3 50.00 42.86
250 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 4 3 7 0 2 2 20.00 42.86 2004-11-18 2009-04-28
251 HARRIS FRASER (INTERNATIONAL) LIMITED 2 7 9 3 4 7 1 -3 -2 77.78 57.14
252 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2018-08-15
253 HSBC GUYERZELLER FAR EAST LIMITED 4 2 6 4 3 7 0 1 1 33.33 42.86 2009-08-31
254 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2004-02-10 2015-07-22
255 iFAST Financial (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2007-03-30
256 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2014-10-13
257 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 2 5 7 5 2 7 3 -3 0 71.43 28.57
258 Mason Securities Limited 2 2 4 2 5 7 0 3 3 50.00 71.43
259 Network Financial Services Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2007-11-27
260 PIMCO Asia Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-05-17
261 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2013-11-25
262 Sensible Asset Management Limited 4 1 5 4 3 7 0 2 2 20.00 42.86 2005-06-18 2025-06-19
263 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 2 1 3 5 2 7 3 1 4 33.33 28.57
264 Standard Advisory Asia Limited 0 0 0 2 5 7 2 5 7 - 71.43 2007-03-09 2013-04-12
265 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 5 2 7 1 1 2 20.00 28.57 2005-06-20
266 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2019-09-30
267 TAI SHING STOCK INVESTMENT CO. LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
268 UPBEST SECURITIES COMPANY LIMITED 4 2 6 5 2 7 1 0 1 33.33 28.57
269 VC BROKERAGE LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14
270 AlTi Wealth Management (Hong Kong) Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2004-05-11
271 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2016-06-30
272 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
273 ATLANTIS INVESTMENT MANAGEMENT LIMITED 1 2 3 2 4 6 1 2 3 66.67 66.67
274 Beevest Securities Limited 2 1 3 2 4 6 0 3 3 33.33 66.67
275 Broadway Wealth Management Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2013-01-03
276 CAPITAL GLOBAL MANAGEMENT LIMITED 4 1 5 3 3 6 -1 2 1 20.00 50.00 2005-12-20
277 CC SIF Advisory Limited 2 0 2 3 3 6 1 3 4 0.00 50.00 2006-07-25
278 CHIEF SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-20
279 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 4 2 6 1 1 2 25.00 33.33
280 COHEN & STEERS ASIA LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2005-07-29
281 CSC SECURITIES (HK) LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2007-06-01
282 DEEPHAVEN ASIA LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-04-13 2009-09-04
283 FCL ADVISORY LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2005-03-01
284 First Fidelity Capital (International) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2006-04-19
285 GT Asset & Portfolio Management Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2004-11-04
286 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2004-11-29
287 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 4 2 6 2 2 4 0.00 33.33
288 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-09-22
289 ICBC Asset Management (Global) Company Limited 4 2 6 4 2 6 0 0 0 33.33 33.33
290 Instinet Alpha Trading Limited 5 8 13 4 2 6 -1 -6 -7 61.54 33.33 2010-11-19
291 Mackenzie Investments Asia Limited 2 2 4 3 3 6 1 1 2 50.00 50.00
292 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 2 4 6 0 4 4 0.00 66.67 2004-09-21
293 Oaktree Capital (Hong Kong) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2006-07-12
294 Open Securities Limited 2 3 5 3 3 6 1 0 1 60.00 50.00
295 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 3 3 6 -1 1 0 33.33 50.00 2011-01-24
296 PERRY CAPITAL (ASIA) LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2006-09-12 2012-01-27
297 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2024-03-27
298 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2016-11-01
299 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-10-03 2010-05-13
300 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-05-08 2019-09-30
301 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
302 Templewater Hong Kong Limited 2 0 2 3 3 6 1 3 4 0.00 50.00
303 Tokio Marine Investment Services, Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2014-03-28
304 TUNG TAI SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
305 UBP ASSET MANAGEMENT ASIA LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2007-01-11
306 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
307 WHARTON INVESTMENT ADVISORS LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2015-02-09
308 WING ON CHEONG SECURITIES COMPANY LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2020-12-21
309 Yuanta Asia Investment (Hong Kong) Limited 0 0 0 3 3 6 3 3 6 - 50.00 2007-01-15 2013-11-01
310 Yuanta Securities (Hong Kong) Company Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
311 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00 2004-09-07
312 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 2 4 2 3 5 0 1 1 50.00 60.00
313 Anuenue Capital International Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2005-08-30
314 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-08-04
315 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 4 1 5 1 1 2 0.00 20.00
316 BEAR BRIGHT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
317 BLUE POOL CAPITAL LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2004-11-10 2015-12-01
318 BMI FUNDS MANAGEMENT LIMITED 5 7 12 3 2 5 -2 -5 -7 58.33 40.00
319 China Integrity Investment Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2014-03-19
320 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
321 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
322 Credit Suisse Solution Partners (Hong Kong) Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00 2005-03-08 2011-04-14
323 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00 2023-02-02
324 EQT Partners Asia Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2023-09-06
325 FORE ASIA, LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2004-08-18 2008-05-30
326 Fosun International Securities Limited 5 0 5 5 0 5 0 0 0 0.00 0.00
327 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
328 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 5 0 5 -1 0 -1 0.00 0.00 2020-06-02
329 HSZ (HONG KONG) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
330 IBTS ASIA (HK) LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2005-11-17 2024-09-20
331 Jupiter Asset Management (Asia Pacific) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2022-10-13
332 KGI CAPITAL ASIA LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00
333 Kirin Asset Management Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-06-12 2016-09-14
334 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 0 2 4 1 5 2 1 3 0.00 20.00
335 MASON LAROCHE (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2012-03-19
336 MEGA CAPITAL (ASIA) COMPANY LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2007-05-11 2014-08-05
337 MERCER INVESTMENTS (HK) LIMITED 3 0 3 2 3 5 -1 3 2 0.00 60.00 2005-08-04
338 MIRABAUD (ASIA) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2003-05-13 2018-10-16
339 MONEY CONCEPTS (ASIA) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2012-09-18
340 Neutral Financial Holding Company Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
341 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 0 2 2 3 5 0 3 3 0.00 60.00
342 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
343 Oreana Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
344 ORIENTAL PATRON SECURITIES LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00
345 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 2 3 5 0 2 2 33.33 60.00 2004-10-28
346 PRUDENTIAL BROKERAGE LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
347 Quam Asset Management Limited (b1983-06-28) 3 2 5 3 2 5 0 0 0 40.00 40.00
348 RICHLAND CAPITAL MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2007-05-25 2016-05-24
349 RICHLAND WORLDWIDE LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2004-04-15
350 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2012-01-12
351 SJS Markets Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-11-23 2015-01-13
352 SOFAER GLOBAL RESEARCH (HK) LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00 2019-08-15
353 STANDARD & POOR'S, LLC 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2010-12-21
354 Superfund Financial (Hong Kong) Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
355 Tiger Securities Asset Management Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2006-12-29
356 TOYO SECURITIES ASIA LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
357 Value Partners Private Equity Limited 3 0 3 4 1 5 1 1 2 0.00 20.00
358 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2010-12-16
359 YU MING INVESTMENT MANAGEMENT LIMITED 4 4 8 2 3 5 -2 -1 -3 50.00 60.00
360 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
361 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 0 0 0 2 2 4 2 2 4 - 50.00 2006-11-22 2010-04-30
362 Allard Partners Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
363 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 0 5 4 0 4 -1 0 -1 0.00 0.00
364 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 0 4 0 -2 -2 33.33 0.00 2021-10-08
365 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
366 BENTLEY REID & COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
367 BOWEN ASIA LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2014-10-20
368 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
369 CBRE Investment Management (Asia) Limited 2 1 3 1 3 4 -1 2 1 33.33 75.00 2023-07-21
370 CHAMPUS ASSET MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2019-07-29
371 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
372 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
373 CUPOLA CAPITAL LIMITED 1 2 3 3 1 4 2 -1 1 66.67 25.00 2022-05-06
374 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
375 EnTrustPermal (Hong Kong) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2007-08-27 2021-03-26
376 Ethk Funds Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2005-01-13 2008-08-27
377 Everbright-Efund Fund Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2006-11-06 2009-11-10
378 FIRST WORLDSEC SECURITIES LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2024-12-18
379 GAINWELL SECURITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2018-11-09
380 GCAM Limited 0 0 0 3 1 4 3 1 4 - 25.00 2007-05-17 2022-03-09
381 GET NICE ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-12-16
382 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00 2016-10-10
383 HAMON ASIAN ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
384 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-03
385 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00
386 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-02-16 2008-06-04
387 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-05-09
388 INTERNATIONAL COMMERCE CORPORATION 2 3 5 2 2 4 0 -1 -1 60.00 50.00
389 IREALITY INVESTMENTS LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00
390 iTTa Capital Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2003-05-29 2013-06-11
391 IVORY CAPITAL PRIVATE LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-03-21
392 JAFCO Investment (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2009-10-15
393 KGI SECURITIES (HONG KONG) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2017-10-02
394 LaSalle Investment Management Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-06-14 2020-02-20
395 LUEN FAT SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
396 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2025-04-23
397 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2009-10-19
398 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 2 4 4 0 4 2 -2 0 50.00 0.00 2004-09-22
399 MEAG Hong Kong Limited 3 0 3 1 3 4 -2 3 1 0.00 75.00
400 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-08-18
401 Metaverse Securities Limited (HK) 4 0 4 3 1 4 -1 1 0 0.00 25.00
402 MLI LIMITED (d2018-03-29) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-05-29
403 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
404 OVERLOOK INVESTMENTS LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00 2010-01-05
405 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 2 4 0 0 0 50.00 50.00
406 PHOENIX CAPITAL ASIA LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2022-12-21
407 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-02 2015-06-25
408 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-12-17
409 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
410 Silk Road International Capital Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
411 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-03-27
412 TARGET CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 2 2 4 2 2 4 - 50.00 2007-04-26
413 TC Investment Management (Asia) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2008-02-14
414 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-03-24
415 Towers Watson Investment Services Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2007-05-14
416 UBS INTERNATIONAL HONG KONG LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2005-04-29 2013-04-22
417 WELLCHAMP CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
418 WMG Asia Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-02-28 2014-01-06
419 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
420 XinKong International Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
421 ZHONGRONG PT SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
422 abrdn Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
423 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
424 ACM ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
425 ACP Asset Management Limited (d2010-11-05) 0 0 0 2 1 3 2 1 3 - 33.33 2007-03-26 2010-03-26
426 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-06-25
427 AIR GEO SERVICES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-08-21 2012-12-14
428 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2003-11-29
429 ALLCO FINANCE (ASIA) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-09-21 2008-03-19
430 Alpha Nova Capital Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
431 ALPHA WEALTH MANAGEMENT LIMITED (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2007-05-08
432 ALTUS CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
433 AMPLE CAPITAL LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-01-02 2022-07-27
434 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
435 Asia Pacific Securities Limited 2 5 7 2 1 3 0 -4 -4 71.43 33.33
436 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
437 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
438 BARCLAYS CAPITAL ASIA LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33
439 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
440 Bentley Capital Limited (HK) 4 0 4 3 0 3 -1 0 -1 0.00 0.00
441 Bradbury Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
442 BROOKE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-06-13
443 Cambridge Strategy (Asset Management) Asia Limited (The) 1 2 3 2 1 3 1 -1 0 66.67 33.33 2020-06-18
444 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
445 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
446 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-12-22 2008-05-22
447 ChapmanCraig Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
448 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
449 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00
450 CHEONG LEE SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-11-24
451 Children's Investment Fund Management (Asia) Limited (The) 0 0 0 2 1 3 2 1 3 - 33.33 2007-01-15 2010-03-10
452 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
453 China Enterprise Securities Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
454 China Everbright Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-07-03
455 China Reserve Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
456 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
457 CMS CAPITAL (HK) CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-05-06
458 Credit Suisse Securities (Hong Kong) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-09-27
459 CWB Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
460 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
461 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-06-20
462 DELTA ASIA SECURITIES LIMITED 2 4 6 3 0 3 1 -4 -3 66.67 0.00
463 Delta Asia Wealth Management Limited 1 4 5 2 1 3 1 -3 -2 80.00 33.33 2025-08-26
464 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
465 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-10-16
466 EVENSTAR ADVISORS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-04-19
467 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
468 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
469 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-06-21
470 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
471 FLAG Squadron Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-07-04 2016-06-02
472 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-09-07
473 FU HENG INVESTMENT MANAGEMENT LIMITED 2 0 2 1 2 3 -1 2 1 0.00 66.67 2012-09-12
474 Funderstone Asset Management (HK) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-11-14
475 Funderstone Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
476 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-02-08 2018-09-26
477 GEOMATRIX (H.K.) LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2012-01-31
478 GETTA SECURITIES LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-06-26
479 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-02-28 2011-03-08
480 GO-TO-ASIA INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-02-12
481 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
482 Greentech Technology Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-18
483 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2006-04-27 2013-03-28
484 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 2 5 3 0 3 0 -2 -2 40.00 0.00 2005-11-15
485 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
486 IAM LEGACY LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-08-21
487 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
488 JK Capital Management Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
489 JOINCAP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
490 JOLMO CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-03-31 2021-08-31
491 KCG SECURITIES ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
492 Longitude Asia Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
493 LONGREACH GROUP LIMITED (THE) 3 0 3 2 1 3 -1 1 0 0.00 33.33 2006-08-01
494 MEIJI YASUDA ASIA LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2019-10-17
495 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
496 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-03-31
497 OKASAN INTERNATIONAL (ASIA) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-05-17
498 orientiert International Markets Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-01-11
499 OSCAR BENSON LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-23
500 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-07-05
501 Pacific Sun Advisors Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-11-02
502 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-02-22
503 Pictet Asset Management (Hong Kong) Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33
504 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-03-09 2008-10-08
505 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
506 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-24
507 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
508 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33 2008-01-08
509 Providence Equity Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-08-23 2019-01-10
510 PUREHEART CAPITAL ASIA LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-03-08
511 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
512 RAB CAPITAL (ASIA) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-09-28 2011-10-10
513 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
514 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
515 SATTVA INVESTMENT ADVISORS LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2003-10-30 2015-04-22
516 Sheng Yuan Sino Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-09-09 2023-05-11
517 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
518 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
519 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 4 6 3 0 3 1 -4 -3 66.67 0.00
520 SYMPHONY AMP LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-05-21 2008-10-31
521 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
522 TRANSPAC CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
523 TRISKELE CAPITAL MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-04-11 2013-10-23
524 TVG CAPITAL PARTNERS LIMITED 2 6 8 2 1 3 0 -5 -5 75.00 33.33 2015-11-16
525 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
526 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
527 VMS Securities Limited 1 3 4 2 1 3 1 -2 -1 75.00 33.33 2020-09-01
528 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
529 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
530 Xeram and Company (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-27
531 YARDLEY SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2016-09-06
532 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
533 A ONE INVESTMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-12-05
534 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
535 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
536 ABRIDGE ENTERPRISES COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-10
537 Absolute Investment Management (HK) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
538 Alphatraxx (H.K.) Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2005-12-23 2012-02-14
539 Anuenue Advisors Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
540 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
541 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
542 ASIA INVESTMENT RESEARCH LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
543 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-01-02
544 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
545 AuVantage Consultancy Limited 2 10 12 2 0 2 0 -10 -10 83.33 0.00 2016-10-03
546 Axis Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
547 BALLINGAL INVESTMENT ADVISORS LIMITED 4 0 4 2 0 2 -2 0 -2 0.00 0.00 2004-08-13
548 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16
549 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
550 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
551 CARDINALASIA CONSULTING LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-06-27 2024-02-22
552 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
553 CHEETAH ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-08-01
554 CHI CAPITAL SECURITIES LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2004-09-07 2016-05-05
555 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
556 China Access Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-21 2009-12-09
557 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
558 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-16
559 CLAY FINLAY (H.K.) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-03-29 2010-01-18
560 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
561 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
562 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
563 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
564 DAEWOO SECURITIES (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-02-28
565 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
566 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-06 2010-04-21
567 EAA SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
568 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
569 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
570 ENZARD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-21 2013-02-18
571 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
572 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
573 EVER-LONG SECURITIES COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
574 Everbright Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-09-24 2021-09-17
575 EVOLUTION ASIA INVESTMENTS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-24 2020-01-24
576 FAYE CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-01-16 2010-05-12
577 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
578 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
579 First Prosperous Asset Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-09-06 2023-06-23
580 Fleming Family & Partners (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2006-11-13 2009-09-14
581 Fortress Investment Group (Hong Kong) LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-06-07 2008-08-07
582 Fubon Capital (HK) Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2012-01-13
583 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-16
584 GNAB Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-14
585 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
586 GREAT BAY SECURITIES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
587 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
588 GT CAPITAL LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
589 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
590 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
591 HKFAEx Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-15
592 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-11-21
593 Horizon21 (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-01 2010-01-28
594 HOULIHAN LOKEY (EUROPE) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-15 2009-08-18
595 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
596 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-22 2009-09-07
597 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
598 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-01-03
599 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
600 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2010-05-10
601 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00
602 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-12-02 2011-11-25
603 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
604 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
605 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
606 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
607 JW CAPITAL SECURITIES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
608 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
609 KCG FUND MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-04
610 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
611 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
612 LINK CAPITAL ADVISORS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-02-05 2009-06-26
613 Lombard Investments (HK) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2009-11-19
614 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
615 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
616 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
617 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
618 MF Global Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-30
619 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-19
620 NewSmith Capital Partners (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-10 2009-03-03
621 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
622 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
623 OppenheimerFunds International Distributor Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2003-12-15 2009-11-09
624 ORIENT SECURITIES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
625 PACIFIC HAWK (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
626 PARADIGM WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-17 2010-08-17
627 Partners Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-03
628 PGIM (Hong Kong) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00
629 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-04-27 2009-07-06
630 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
631 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
632 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
633 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2009-07-21
634 ROCTEC INVESTMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2021-10-07
635 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
636 SCM CHINA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-25
637 SDIC Securities International Financial Holdings Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-08-17
638 SEABRIGHT ASSET MANAGEMENT LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2003-07-23 2014-10-14
639 Shacom Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
640 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
641 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-10
642 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
643 SPDB International Holdings Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2015-12-30
644 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
645 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
646 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-28
647 Success Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
648 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-04
649 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
650 SYZ Asset Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-07-27 2016-12-22
651 TELOS CAPITAL & RISK MANAGEMENT LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2020-07-22
652 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
653 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
654 TIS SECURITIES (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2012-06-28
655 TISCO GLOBAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-07-24 2008-07-10
656 TISCO SECURITIES HONG KONG LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-07-10
657 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
658 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
659 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-08-07
660 United Securities Limited (HK) 1 1 2 2 0 2 1 -1 0 50.00 0.00 2025-06-13
661 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
662 VISION FINANCE (SECURITIES) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-08
663 VP Wealth Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-09-11 2025-07-24
664 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
665 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
666 Yunfeng Financial Markets Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
667 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 1 0 1 -2 -3 -5 50.00 0.00 2011-06-10
668 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-11
669 Open Asset Management Limited 2 1 3 1 0 1 -1 -1 -2 33.33 0.00
670 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 0 1 1 -1 0 -1 50.00 100.00 2024-03-25
671 Quellos (Asia) Limited 0 0 0 1 0 1 1 0 1 - 0.00 2007-05-11 2007-11-01
672 SAMSUNG SECURITIES (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
673 TSE'S SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
674 ASIA ABSOLUTE ADVISORS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-08-19 2007-01-25
675 Beijing Securities Limited 1 0 1 0 0 0 -1 0 -1 0.00 -
676 BRIGHT & SHINE CORPORATE FINANCE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-07-24
677 CITICORP CHINA INVESTMENT MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-12-27
678 EMPEROR CORPORATE FINANCE LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2007-04-20
679 EQT Partners Hong Kong Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-03-13
680 EQUITY PARTNERS ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-06-18
681 EVERBRIGHT WISDOM FUND MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-01-18 2007-04-30
682 FIRST STATE (HONG KONG) LLC 6 8 14 0 0 0 -6 -8 -14 57.14 - 2007-07-27
683 GENESIS PARTNERS (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-25
684 K K CAPITAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-08
685 MEGAHUB FINANCE ACADEMY LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-03-02
686 MF Global Securities HK Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2005-08-26 2007-04-30
687 PBST (HK) Holdings Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-05-12 2007-09-27
688 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2007-09-28
689 QI CAPITAL (HK) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2005-04-28 2007-08-20
690 SA Capital Limited (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-03-19
691 Sun Life Financial Asia Services Limited 2 15 17 0 0 0 -2 -15 -17 88.24 - 2007-04-02
692 Towers Watson Hong Kong Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2007-08-08
693 TRIGON ADVISERS (HONG KONG) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-30
694 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-09-28
695 WAG FINANCIAL SERVICES GROUP LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-12-19
696 XINHUA INVESTMENT GROUP HONG KONG LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2007-11-01
697 YICKO INVESTMENT CONSULTANTS & MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-19
698 YICKO SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-05-08
Average 2.68 12.41 15.09 2.79 14.01 16.80 82.24 83.42

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