SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2007-02-28 2008-02-29 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 1347 1349 2 1270 1272 0 -77 -77 99.85 99.84 2014-10-24
2 OnePlatform Asset Management Limited 2 552 554 7 890 897 5 338 343 99.64 99.22
3 Sun Life Hong Kong Limited 2 407 409 2 433 435 0 26 26 99.51 99.54 2009-06-17
4 ZURICH ADVISORY (HK) LIMITED 1 295 296 2 322 324 1 27 28 99.66 99.38 2010-07-06
5 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 291 294 2 297 299 -1 6 5 98.98 99.33 2012-11-27
6 LEHMAN BROTHERS ASIA LIMITED 4 159 163 7 258 265 3 99 102 97.55 97.36 2024-11-13
7 Credit Suisse (Hong Kong) Limited 16 153 169 14 196 210 -2 43 41 90.53 93.33 2025-01-13
8 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 179 187 7 175 182 -1 -4 -5 95.72 96.15
9 Merrill Lynch (Asia Pacific) Limited 6 104 110 8 158 166 2 54 56 94.55 95.18
10 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 100 104 4 161 165 0 61 61 96.15 97.58
11 Merrill Lynch Far East Limited 5 103 108 7 156 163 2 53 55 95.37 95.71 2025-01-16
12 FTL Wealth Management (HK) Limited 2 77 79 2 135 137 0 58 58 97.47 98.54 2005-06-28 2011-05-20
13 UBS SECURITIES ASIA LIMITED 2 109 111 4 123 127 2 14 16 98.20 96.85
14 NOMURA INTERNATIONAL (HONG KONG) LIMITED 7 81 88 6 120 126 -1 39 38 92.05 95.24
15 CLSA RESEARCH LIMITED 2 38 40 3 108 111 1 70 71 95.00 97.30 2014-06-18
16 Lion Global Financial Limited 4 89 93 6 105 111 2 16 18 95.70 94.59
17 CENTALINE WEALTH MANAGEMENT LIMITED 2 112 114 3 107 110 1 -5 -4 98.25 97.27 2004-04-02
18 FIL Investment Management (Hong Kong) Limited 6 87 93 8 97 105 2 10 12 93.55 92.38
19 Morgan Stanley Asia Limited 3 86 89 1 104 105 -2 18 16 96.63 99.05
20 MACQUARIE CAPITAL LIMITED 2 86 88 3 100 103 1 14 15 97.73 97.09
21 YF Life Investors Limited 3 74 77 3 96 99 0 22 22 96.10 96.97 2004-08-30 2013-03-22
22 GOLDMAN SACHS (ASIA) L.L.C. 10 57 67 10 84 94 0 27 27 85.07 89.36
23 Citigroup Global Markets Asia Limited 3 82 85 2 90 92 -1 8 7 96.47 97.83
24 HSBC Global Asset Management (Hong Kong) Limited 10 66 76 9 78 87 -1 12 11 86.84 89.66
25 JPMorgan Asset Management (Asia Pacific) Limited 3 59 62 4 83 87 1 24 25 95.16 95.40
26 FWD Financial Planning Limited (HK) 3 38 41 3 70 73 0 32 32 92.68 95.89
27 HSBC LIFE (INTERNATIONAL) LIMITED 3 63 66 2 69 71 -1 6 5 95.45 97.18 2012-05-07
28 FWD Life Insurance Company (Bermuda) Limited 2 48 50 2 67 69 0 19 19 96.00 97.10 2012-11-21
29 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 3 65 68 0 -1 -1 95.65 95.59 2010-12-17
30 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 43 45 4 62 66 2 19 21 95.56 93.94 2012-04-02
31 T G HOLBORN (HK) LIMITED 3 50 53 3 62 65 0 12 12 94.34 95.38 2014-04-29
32 iBest Consultants Limited 2 41 43 2 62 64 0 21 21 95.35 96.88 2019-08-15
33 BOCI SECURITIES LIMITED 6 10 16 6 56 62 0 46 46 62.50 90.32 2004-03-01
34 CASH Wealth Management Limited 3 29 32 3 56 59 0 27 27 90.63 94.92
35 BEAR STEARNS ASIA LIMITED 6 32 38 9 47 56 3 15 18 84.21 83.93 2010-04-28
36 FIL Investment Advisors 5 45 50 5 51 56 0 6 6 90.00 91.07
37 PHILLIP SECURITIES (HONG KONG) LIMITED 4 42 46 5 51 56 1 9 10 91.30 91.07
38 Goldman Sachs Investment Management Hong Kong Limited 4 25 29 2 50 52 -2 25 23 86.21 96.15 2013-11-27
39 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 44 47 3 47 50 0 3 3 93.62 94.00 2018-12-31
40 Julius Baer (Hong Kong) Limited 3 19 22 3 46 49 0 27 27 86.36 93.88 2006-09-14 2012-05-10
41 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 39 43 5 44 49 1 5 6 90.70 89.80
42 Rich Union Securities (H.K.) Limited 3 7 10 2 45 47 -1 38 37 70.00 95.74 2025-05-19
43 GET NICE SECURITIES LIMITED 4 41 45 5 40 45 1 -1 0 91.11 88.89
44 ALTRUIST FINANCIAL GROUP LIMITED 2 31 33 2 41 43 0 10 10 93.94 95.35 2004-01-20
45 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 48 50 3 40 43 1 -8 -7 96.00 93.02
46 Rothschild & Co Hong Kong Limited 5 38 43 4 39 43 -1 1 0 88.37 90.70 2005-04-27
47 DWS Investments Hong Kong Limited 5 26 31 5 37 42 0 11 11 83.87 88.10
48 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 28 33 6 36 42 1 8 9 84.85 85.71
49 BlackRock (Hong Kong) Limited (d2017-01-20) 10 28 38 7 34 41 -3 6 3 73.68 82.93 2015-05-15
50 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 3 49 52 4 37 41 1 -12 -11 94.23 90.24 2003-09-24 2011-04-19
51 AllianceBernstein Hong Kong Limited 6 28 34 9 31 40 3 3 6 82.35 77.50
52 PEGASUS FUND MANAGERS LIMITED 2 36 38 2 38 40 0 2 2 94.74 95.00
53 BOCI RESEARCH LIMITED 2 26 28 3 35 38 1 9 10 92.86 92.11
54 BNP PARIBAS SECURITIES (ASIA) LIMITED 4 24 28 2 35 37 -2 11 9 85.71 94.59
55 Halbis Capital Management (Hong Kong) Limited 5 29 34 9 28 37 4 -1 3 85.29 75.68 2005-06-23 2012-05-11
56 UBS Asset Management (Hong Kong) Limited 7 22 29 7 28 35 0 6 6 75.86 80.00
57 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 29 35 6 28 34 0 -1 -1 82.86 82.35
58 oOo Securities (HK) Group Limited 2 20 22 2 31 33 0 11 11 90.91 93.94 2004-12-03
59 Standard Chartered Securities (Hong Kong) Limited 7 20 27 8 25 33 1 5 6 74.07 75.76
60 Amundi Hong Kong Limited 6 21 27 6 26 32 0 5 5 77.78 81.25
61 BANK CONSORTIUM TRUST COMPANY LIMITED 2 25 27 3 29 32 1 4 5 92.59 90.63 2011-11-22
62 Allianz Global Investors Hong Kong Limited 5 19 24 5 26 31 0 7 7 79.17 83.87 2015-05-31
63 AXA Financial Planning (Hong Kong) Limited 2 28 30 2 29 31 0 1 1 93.33 93.55 2012-05-25
64 INSTINET PACIFIC LIMITED 5 20 25 5 26 31 0 6 6 80.00 83.87
65 NATIXIS ASIA LIMITED 2 14 16 3 28 31 1 14 15 87.50 90.32 2004-10-19
66 UOB KAY HIAN (HONG KONG) LIMITED 3 23 26 3 28 31 0 5 5 88.46 90.32
67 ASSET MANAGEMENT GROUP LIMITED 2 16 18 2 28 30 0 12 12 88.89 93.33 2006-01-17
68 HANG SENG SECURITIES LIMITED 4 19 23 4 26 30 0 7 7 82.61 86.67
69 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 17 22 5 25 30 0 8 8 77.27 83.33 2005-07-05
70 PineBridge Investments Asia Limited 3 16 19 3 27 30 0 11 11 84.21 90.00
71 KGI ASIA LIMITED 5 12 17 5 24 29 0 12 12 70.59 82.76 2017-10-02
72 DBS ASIA CAPITAL LIMITED 5 24 29 7 21 28 2 -3 -1 82.76 75.00
73 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 16 21 4 24 28 -1 8 7 76.19 85.71
74 SPARX Asia Investment Advisors Limited 4 20 24 6 22 28 2 2 4 83.33 78.57 2004-04-20
75 VALUE PARTNERS LIMITED 5 16 21 5 23 28 0 7 7 76.19 82.14
76 ANGUS MOORE LIMITED 3 8 11 2 25 27 -1 17 16 72.73 92.59 2011-07-05
77 Ge Shang Investment (Hong Kong) Limited 2 20 22 2 25 27 0 5 5 90.91 92.59
78 JF INTERNATIONAL MANAGEMENT INC. 2 22 24 2 25 27 0 3 3 91.67 92.59 2020-07-13
79 VALUE PARTNERS HONG KONG LIMITED 0 0 0 6 21 27 6 21 27 - 77.78 2007-11-19
80 CAIIS Limited 2 17 19 2 23 25 0 6 6 89.47 92.00 2018-09-04
81 Eastspring Investments (Hong Kong) Limited 3 22 25 4 21 25 1 -1 0 88.00 84.00
82 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 12 15 3 22 25 0 10 10 80.00 88.00
83 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 22 24 2 23 25 0 1 1 91.67 92.00
84 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 5 8 4 20 24 1 15 16 62.50 83.33 2024-03-28
85 GAYANG SECURITIES LIMITED 2 20 22 2 22 24 0 2 2 90.91 91.67
86 GLOBAL INVESTMENT ADVISORS LIMITED 2 31 33 2 22 24 0 -9 -9 93.94 91.67
87 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 15 19 8 16 24 4 1 5 78.95 66.67 2017-10-02
88 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 3 20 23 3 21 24 0 1 1 86.96 87.50
89 Amova Asset Management Hong Kong Limited 3 12 15 3 20 23 0 8 8 80.00 86.96
90 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 16 20 3 20 23 -1 4 3 80.00 86.96 2012-06-04
91 IPP Financial Advisers Limited 2 0 2 3 20 23 1 20 21 0.00 86.96 2006-12-21
92 Legg Mason Asset Management Hong Kong Limited 4 14 18 4 19 23 0 5 5 77.78 82.61 2022-06-30
93 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 3 13 16 3 19 22 0 6 6 81.25 86.36 2007-01-12 2015-05-31
94 CITIC Securities Brokerage (HK) Limited 2 17 19 4 18 22 2 1 3 89.47 81.82
95 CLSA LIMITED 5 23 28 5 17 22 0 -6 -6 82.14 77.27
96 DBS VICKERS (HONG KONG) LIMITED 5 13 18 5 17 22 0 4 4 72.22 77.27
97 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 14 16 2 20 22 0 6 6 87.50 90.91 2013-03-19
98 MIZUHO SECURITIES ASIA LIMITED 3 16 19 3 19 22 0 3 3 84.21 86.36
99 MUSHK Limited 5 10 15 7 15 22 2 5 7 66.67 68.18 2011-06-01
100 Oasis Management (Hong Kong) 2 13 15 2 20 22 0 7 7 86.67 90.91 2004-09-14
101 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 19 22 5 17 22 2 -2 0 86.36 77.27
102 CBH Asia Limited 3 14 17 4 17 21 1 3 4 82.35 80.95
103 Aberdeen International Investment Management Limited 4 5 9 3 17 20 -1 12 11 55.56 85.00 2005-07-27 2009-11-27
104 CSI Corporate Finance (HK) Limited 0 0 0 7 13 20 7 13 20 - 65.00 2007-08-01 2019-03-29
105 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 5 15 20 0 2 2 72.22 75.00
106 HPEF Capital Partners Limited 6 15 21 5 15 20 -1 0 -1 71.43 75.00 2022-06-01
107 MANULIFE (INTERNATIONAL) LIMITED 2 19 21 5 15 20 3 -4 -1 90.48 75.00 2011-06-17
108 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 7 10 3 17 20 0 10 10 70.00 85.00 2011-10-20
109 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 8 11 3 17 20 0 9 9 72.73 85.00 2011-02-18
110 AP Asset Management (HK) Limited 2 16 18 5 14 19 3 -2 1 88.89 73.68 2004-07-07 2013-12-04
111 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 7 13 7 12 19 1 5 6 53.85 63.16
112 BEA Union Investment Management Limited 5 11 16 4 15 19 -1 4 3 68.75 78.95
113 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 2 8 10 4 15 19 2 7 9 80.00 78.95
114 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 8 11 3 16 19 0 8 8 72.73 84.21 2004-07-28 2013-02-27
115 DEUTSCHE SECURITIES ASIA LIMITED 2 22 24 2 17 19 0 -5 -5 91.67 89.47 2019-12-03
116 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 8 18 9 10 19 -1 2 1 44.44 52.63
117 PATTERSON FINANCIAL SERVICES LIMITED 2 18 20 2 17 19 0 -1 -1 90.00 89.47 2009-05-13
118 VENHOUSE WEALTH MANAGEMENT LIMITED 3 10 13 3 16 19 0 6 6 76.92 84.21 2004-05-19
119 ETRADE SECURITIES (HONG KONG) LIMITED 4 28 32 3 15 18 -1 -13 -14 87.50 83.33 2019-05-10
120 Everbright Securities Investment Services (HK) Limited 3 14 17 3 15 18 0 1 1 82.35 83.33
121 First Sentier Investors (Hong Kong) Limited 5 9 14 5 13 18 0 4 4 64.29 72.22
122 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 12 14 2 16 18 0 4 4 85.71 88.89
123 RHB SECURITIES HONG KONG LIMITED 2 2 4 3 15 18 1 13 14 50.00 83.33 2006-11-17 2022-10-06
124 Shang International Finance Limited 5 12 17 4 14 18 -1 2 1 70.59 77.78 2024-01-26
125 St. James's Place (Hong Kong) Limited 3 9 12 3 15 18 0 6 6 75.00 83.33
126 Belvest Investment Services Limited 3 13 16 3 14 17 0 1 1 81.25 82.35
127 CC Finance Limited 4 14 18 3 14 17 -1 0 -1 77.78 82.35 2006-04-20 2025-06-19
128 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 5 12 17 0 0 0 70.59 70.59
129 CITIC Securities (Hong Kong) Limited 5 2 7 6 11 17 1 9 10 28.57 64.71
130 Credit Agricole Securities (Asia) Limited 2 19 21 3 14 17 1 -5 -4 90.48 82.35
131 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 7 10 3 14 17 0 7 7 70.00 82.35
132 AIF CAPITAL LIMITED 6 7 13 5 11 16 -1 4 3 53.85 68.75
133 BlackRock Asset Management North Asia Limited 2 4 6 2 14 16 0 10 10 66.67 87.50
134 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 3 13 16 0 8 8 62.50 81.25 2012-12-13
135 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 3 5 3 13 16 1 10 11 60.00 81.25 2005-06-24 2009-10-19
136 INVESCO HONG KONG LIMITED 4 8 12 6 10 16 2 2 4 66.67 62.50
137 AXA Investment Managers Asia Limited 3 12 15 3 12 15 0 0 0 80.00 80.00
138 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 14 16 2 13 15 0 -1 -1 87.50 86.67 2010-11-03
139 CITIC CLSA Capital Partners HK Limited 5 12 17 5 10 15 0 -2 -2 70.59 66.67
140 Citigroup Venture Capital International Asia Limited 4 12 16 4 11 15 0 -1 -1 75.00 73.33 2005-05-24 2014-04-15
141 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 2 13 15 0 5 5 80.00 86.67
142 MAN INVESTMENTS (HONG KONG) LIMITED 2 9 11 3 12 15 1 3 4 81.82 80.00
143 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 15 17 2 13 15 0 -2 -2 88.24 86.67
144 Bright Fund Management Limited 4 13 17 3 11 14 -1 -2 -3 76.47 78.57 2023-12-19
145 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 3 11 14 0 2 2 75.00 78.57 2006-10-04 2011-04-06
146 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 10 13 3 11 14 0 1 1 76.92 78.57 2016-06-30
147 D. B. ZWIRN ASIA PARTNERS LIMITED 2 15 17 1 13 14 -1 -2 -3 88.24 92.86 2005-09-27 2009-05-06
148 Legg Mason International Equities (Hong Kong) Limited 4 16 20 3 11 14 -1 -5 -6 80.00 78.57 2015-08-28
149 MCP Asset Management Company Limited 4 9 13 5 9 14 1 0 1 69.23 64.29 2005-08-23
150 T. ROWE PRICE INTERNATIONAL, INC. 3 9 12 2 12 14 -1 3 2 75.00 85.71 2010-12-31
151 Vision Capital Investment Management Limited 0 0 0 3 11 14 3 11 14 - 78.57 2008-01-12
152 Ark Securities (Hong Kong) Limited 2 4 6 2 11 13 0 7 7 66.67 84.62
153 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 12 15 3 10 13 0 -2 -2 80.00 76.92 2019-07-05
154 China Tonghai (IA) Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2017-11-29
155 FOX-PITT, KELTON (ASIA) LIMITED 6 10 16 6 7 13 0 -3 -3 62.50 53.85 2010-05-18
156 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 4 7 11 5 8 13 1 1 2 63.64 61.54
157 Huajin Corporate Finance (International) Limited 4 6 10 4 9 13 0 3 3 60.00 69.23
158 Income Partners Asset Management (HK) Limited 3 8 11 3 10 13 0 2 2 72.73 76.92
159 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
160 MANGO FINANCIAL LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
161 Manulife Investment Management (Hong Kong) Limited 3 10 13 4 9 13 1 -1 0 76.92 69.23
162 Nomura Asset Management Hong Kong Limited 3 5 8 4 9 13 1 4 5 62.50 69.23
163 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 16 18 2 11 13 0 -5 -5 88.89 84.62
164 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 5 7 3 10 13 1 5 6 71.43 76.92 2006-02-08 2009-05-20
165 WFM Asia (HK) Limited 3 8 11 3 10 13 0 2 2 72.73 76.92
166 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 2 10 12 0 3 3 77.78 83.33 2004-07-07
167 BOCOM International Securities Limited 0 0 0 4 8 12 4 8 12 - 66.67 2007-09-10
168 EMPEROR SECURITIES LIMITED (HK) 6 9 15 5 7 12 -1 -2 -3 60.00 58.33
169 Janus Henderson Investors Hong Kong Limited 2 8 10 3 9 12 1 1 2 80.00 75.00
170 LOMBARD ODIER (HONG KONG) LIMITED 3 11 14 3 9 12 0 -2 -2 78.57 75.00
171 MIB SECURITIES (HONG KONG) LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
172 Quam Securities Limited 5 5 10 4 8 12 -1 3 2 50.00 66.67
173 RAB CAPITAL (ASIA) LIMITED 0 0 0 4 8 12 4 8 12 - 66.67 2007-09-28 2011-10-10
174 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 12 16 3 9 12 -1 -3 -4 75.00 75.00
175 SINOPAC SECURITIES (ASIA) LIMITED 5 8 13 4 8 12 -1 0 -1 61.54 66.67 2017-02-12
176 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 7 9 2 10 12 0 3 3 77.78 83.33 2017-09-29
177 UOB ASIA (HONG KONG) LIMITED 5 7 12 6 6 12 1 -1 0 58.33 50.00 2011-07-27
178 AD Capital Management (Hong Kong) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2004-09-08
179 BOCOM International Holdings Company Limited 4 3 7 4 7 11 0 4 4 42.86 63.64 2010-03-09
180 CCB INTERNATIONAL SECURITIES LIMITED 3 1 4 3 8 11 0 7 7 25.00 72.73 2005-10-10
181 CGS International Securities Hong Kong Limited 2 8 10 2 9 11 0 1 1 80.00 81.82
182 CHINA INTERNATIONAL CAPITAL LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73
183 CTBC Asia Limited 4 3 7 3 8 11 -1 5 4 42.86 72.73 2004-10-04
184 Daiwa Capital Markets Hong Kong Limited 4 2 6 2 9 11 -2 7 5 33.33 81.82
185 FIRST SHANGHAI SECURITIES LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73
186 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 2 5 7 3 8 11 1 3 4 71.43 72.73 2007-01-19 2008-09-11
187 GAM HONG KONG LIMITED 4 4 8 4 7 11 0 3 3 50.00 63.64
188 GIGA (HONG KONG) LIMITED 2 4 6 3 8 11 1 4 5 66.67 72.73
189 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 5 8 4 7 11 1 2 3 62.50 63.64
190 Mason Securities Limited 2 3 5 2 9 11 0 6 6 60.00 81.82
191 OCP Asia (Hong Kong) Limited 2 5 7 2 9 11 0 4 4 71.43 81.82 2004-09-03 2022-06-13
192 ONSHINE SECURITIES LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
193 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 4 11 15 3 8 11 -1 -3 -4 73.33 72.73 2017-06-28
194 SBI China Capital Securities Limited 2 5 7 4 7 11 2 2 4 71.43 63.64 2012-10-08
195 SMBC Nikko Securities (Hong Kong) Limited 4 7 11 4 7 11 0 0 0 63.64 63.64
196 Tyric Capital Limited 3 4 7 4 7 11 1 3 4 57.14 63.64
197 Wellington Management Hong Kong Limited (b2003-01-02) 4 8 12 3 8 11 -1 0 -1 66.67 72.73 2003-09-18
198 CVC Asia Pacific Limited 3 5 8 4 6 10 1 1 2 62.50 60.00
199 Deltroit (Hong Kong) Limited 2 1 3 2 8 10 0 7 7 33.33 80.00 2005-04-11 2024-12-12
200 HAMON ASSET MANAGEMENT LIMITED 3 5 8 2 8 10 -1 3 2 62.50 80.00
201 ICBC (ASIA) SECURITIES LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00
202 ICEA SECURITIES ASIA LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00 2009-09-29
203 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00
204 MCP Holdings Limited (HK) 3 5 8 3 7 10 0 2 2 62.50 70.00 2011-06-29
205 OLD PEAK LIMITED (HK) 3 5 8 4 6 10 1 1 2 62.50 60.00 2005-08-26 2023-06-20
206 Penjing Asset Management (HK) Limited 2 5 7 2 8 10 0 3 3 71.43 80.00 2005-03-24 2016-02-03
207 PFP Capital Limited 3 5 8 2 8 10 -1 3 2 62.50 80.00
208 SAIL ADVISORS LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2004-05-17
209 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 2 8 10 -1 2 1 66.67 80.00
210 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
211 SOUTH CHINA RESEARCH LIMITED 1 13 14 0 10 10 -1 -3 -4 92.86 100.00
212 Tyche Group Limited 3 7 10 2 8 10 -1 1 0 70.00 80.00 2014-12-05
213 WINNINGTON CAPITAL LIMITED 3 2 5 3 7 10 0 5 5 40.00 70.00
214 ARGYLE STREET MANAGEMENT LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67
215 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 9 12 3 6 9 0 -3 -3 75.00 66.67 2013-04-02
216 BMI FUNDS MANAGEMENT LIMITED 5 1 6 3 6 9 -2 5 3 16.67 66.67
217 CAPE ASSET MANAGEMENT LIMITED 4 3 7 5 4 9 1 1 2 42.86 44.44 2024-03-13
218 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78
219 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67
220 China International Capital Corporation (International) Limited 3 0 3 3 6 9 0 6 6 0.00 66.67 2009-05-06
221 EVOLUTION ASIA INVESTMENTS LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2007-08-24 2020-01-24
222 FB SECURITIES (HONG KONG) LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
223 Henyep Capital Management Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-12-20 2011-03-14
224 HING WONG SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
225 HPEF Venture Partners Limited 5 6 11 4 5 9 -1 -1 -2 54.55 55.56 2018-06-08
226 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 2 5 7 5 4 9 3 -1 2 71.43 44.44
227 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 5 9 4 5 9 0 0 0 55.56 55.56 2003-06-06
228 Optima Capital Limited 0 0 0 2 7 9 2 7 9 - 77.78 2007-10-25
229 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 5 8 5 4 9 2 -1 1 62.50 44.44 2013-04-17
230 SEI INVESTMENTS (ASIA) LIMITED 3 2 5 3 6 9 0 4 4 40.00 66.67 2005-03-02 2023-02-20
231 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67 2013-05-29
232 STANHILL (HONG KONG) LIMITED 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2013-05-23
233 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 2 6 8 0 -4 -4 83.33 75.00 2025-03-25
234 ATLANTIS INVESTMENT MANAGEMENT LIMITED 1 4 5 2 6 8 1 2 3 80.00 75.00
235 CHOW SANG SANG SECURITIES LIMITED 3 6 9 4 4 8 1 -2 -1 66.67 50.00
236 Credit Suisse Solution Partners (Hong Kong) Limited 3 3 6 2 6 8 -1 3 2 50.00 75.00 2005-03-08 2011-04-14
237 Fubon Fund Management (Hong Kong) Limited 4 2 6 4 4 8 0 2 2 33.33 50.00
238 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 4 4 8 0 3 3 20.00 50.00 2004-11-18 2009-04-28
239 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
240 HSBC Family Office Services Limited 2 5 7 3 5 8 1 0 1 71.43 62.50 2006-01-03 2012-07-13
241 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2009-08-31
242 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2004-02-10 2015-07-22
243 ICG Asia Pacific Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
244 iFAST Financial (HK) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2007-03-30
245 JPMorgan Funds (Asia) Limited 4 1 5 7 1 8 3 0 3 20.00 12.50
246 PIMCO Asia Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2006-05-17
247 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 2 5 4 4 8 1 2 3 40.00 50.00 2024-03-27
248 Quam Asset Management Limited (b1983-06-28) 3 2 5 3 5 8 0 3 3 40.00 62.50
249 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 2 6 5 3 8 1 1 2 33.33 37.50
250 Standard Advisory Asia Limited 0 0 0 2 6 8 2 6 8 - 75.00 2007-03-09 2013-04-12
251 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
252 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 3 5 8 -1 1 0 50.00 62.50
253 ABCI Securities Company Limited 3 2 5 4 3 7 1 1 2 40.00 42.86 2005-11-15
254 ALPS CAPITAL MANAGEMENT LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
255 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
256 CC SIF Advisory Limited 3 0 3 3 4 7 0 4 4 0.00 57.14 2006-07-25
257 CHIEF SECURITIES LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2006-04-20
258 DEEPHAVEN ASIA LIMITED 3 3 6 2 5 7 -1 2 1 50.00 71.43 2005-04-13 2009-09-04
259 EnTrustPermal (Hong Kong) Limited 0 0 0 4 3 7 4 3 7 - 42.86 2007-08-27 2021-03-26
260 FLAG Squadron Asia Limited 0 0 0 4 3 7 4 3 7 - 42.86 2007-07-04 2016-06-02
261 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 4 3 7 2 1 3 50.00 42.86
262 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 6 5 11 3 4 7 -3 -1 -4 45.45 57.14 2020-12-09
263 Goldyard Capital Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2019-11-21
264 HARRIS FRASER (INTERNATIONAL) LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14
265 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 3 4 7 1 1 2 60.00 57.14 2018-08-15
266 HFS ASSET MANAGEMENT LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14
267 HKFAEx Group Limited 2 0 2 3 4 7 1 4 5 0.00 57.14 2007-02-15
268 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2014-10-13
269 KB Securities Hong Kong Limited 2 2 4 3 4 7 1 2 3 50.00 57.14
270 KGI CAPITAL ASIA LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
271 Mirae Asset Securities (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2007-10-09 2017-03-01
272 Mirae Asset Securities (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2007-10-09 2017-02-28
273 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 1 3 3 4 7 1 3 4 33.33 57.14
274 Open Securities Limited 4 2 6 3 4 7 -1 2 1 33.33 57.14
275 PERRY CAPITAL (ASIA) LIMITED 2 1 3 2 5 7 0 4 4 33.33 71.43 2006-09-12 2012-01-27
276 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2010-07-07
277 Providence Equity Asia Limited 0 0 0 3 4 7 3 4 7 - 57.14 2007-08-23 2019-01-10
278 PRUDENTIAL BROKERAGE LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
279 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2013-11-25
280 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2012-01-12
281 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 1 4 5 2 7 2 1 3 25.00 28.57 2005-06-20
282 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2019-09-30
283 Superfund Financial (Hong Kong) Limited 2 3 5 2 5 7 0 2 2 60.00 71.43
284 TAI SHING STOCK INVESTMENT CO. LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
285 UPBEST SECURITIES COMPANY LIMITED 4 2 6 6 1 7 2 -1 1 33.33 14.29
286 VC BROKERAGE LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14
287 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2003-05-23 2022-07-19
288 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 2 5 7 -1 3 2 40.00 71.43
289 Yuanta Securities (Hong Kong) Company Limited 2 4 6 2 5 7 0 1 1 66.67 71.43
290 ALBOURNE PARTNERS (ASIA) LIMITED 3 1 4 4 2 6 1 1 2 25.00 33.33 2004-09-07
291 ALPHA WEALTH MANAGEMENT LIMITED (HK) 0 0 0 2 4 6 2 4 6 - 66.67 2007-05-08
292 AlTi Wealth Management (Hong Kong) Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2004-05-11
293 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2016-06-30
294 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00
295 Beevest Securities Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67
296 Broadway Wealth Management Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2013-01-03
297 China Integrity Investment Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2014-03-19
298 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33
299 COHEN & STEERS ASIA LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2005-07-29
300 CSC SECURITIES (HK) LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2007-06-01
301 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 2 4 6 -1 2 1 40.00 66.67 2023-02-02
302 Everbright Capital Management Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-09-24 2021-09-17
303 Everbright-Efund Fund Management Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2006-11-06 2009-11-10
304 FCL ADVISORY LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2005-03-01
305 First Fidelity Capital (International) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-19
306 FT Securities Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-12-06
307 Fubon Capital (HK) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2012-01-13
308 GT Asset & Portfolio Management Limited 1 2 3 2 4 6 1 2 3 66.67 66.67 2004-11-04
309 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2004-11-29
310 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 4 2 6 2 1 3 33.33 33.33
311 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-09-22
312 IBTS ASIA (HK) LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2005-11-17 2024-09-20
313 ICBC Asset Management (Global) Company Limited 4 2 6 4 2 6 0 0 0 33.33 33.33
314 Instinet Alpha Trading Limited 6 5 11 4 2 6 -2 -3 -5 45.45 33.33 2010-11-19
315 IVORY CAPITAL PRIVATE LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2007-03-21
316 KGI SECURITIES (HONG KONG) LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2017-10-02
317 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 0 2 5 1 6 3 1 4 0.00 16.67
318 Mackenzie Investments Asia Limited 3 2 5 3 3 6 0 1 1 40.00 50.00
319 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2025-04-23
320 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2004-09-21
321 Neutral Financial Holding Company Limited 3 2 5 3 3 6 0 1 1 40.00 50.00
322 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
323 Oaktree Capital (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2006-07-12
324 Oreana Financial Services Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
325 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 3 3 6 -1 1 0 33.33 50.00 2011-01-24
326 RICHLAND CAPITAL MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2007-05-25 2016-05-24
327 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2016-11-01
328 Sensible Asset Management Limited 4 1 5 4 2 6 0 1 1 20.00 33.33 2005-06-18 2025-06-19
329 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 0 0 0 3 3 6 3 3 6 - 50.00 2007-05-08 2019-09-30
330 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
331 SYMPHONY AMP LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2007-05-21 2008-10-31
332 TARGET CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 3 3 6 3 3 6 - 50.00 2007-04-26
333 Templewater Hong Kong Limited 2 0 2 3 3 6 1 3 4 0.00 50.00
334 Tiger Securities Asset Management Company Limited 2 1 3 3 3 6 1 2 3 33.33 50.00 2006-12-29
335 TOYO SECURITIES ASIA LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
336 TUNG TAI SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
337 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
338 WHARTON INVESTMENT ADVISORS LIMITED 2 2 4 4 2 6 2 0 2 50.00 33.33 2015-02-09
339 WING ON CHEONG SECURITIES COMPANY LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2020-12-21
340 Yuanta Asia Investment (Hong Kong) Limited 3 0 3 4 2 6 1 2 3 0.00 33.33 2007-01-15 2013-11-01
341 Allard Partners Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
342 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 2 3 5 0 0 0 60.00 60.00
343 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2008-08-04
344 BLUE POOL CAPITAL LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2004-11-10 2015-12-01
345 CAPITAL GLOBAL MANAGEMENT LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2005-12-20
346 CHEONG LEE SECURITIES LIMITED 1 0 1 4 1 5 3 1 4 0.00 20.00 2005-11-24
347 CHINA EVERBRIGHT CAPITAL LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00
348 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00
349 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
350 ELLIOTT ADVISORS (HK) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2005-03-08 2022-03-16
351 EQT Partners Asia Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2023-09-06
352 Fosun International Securities Limited 5 0 5 5 0 5 0 0 0 0.00 0.00
353 GETTA SECURITIES LIMITED 0 0 0 5 0 5 5 0 5 - 0.00 2007-06-26
354 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 9 11 2 3 5 0 -6 -6 81.82 60.00 2013-03-19
355 HAMON ASIAN ADVISORS LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00
356 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
357 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 5 0 5 -1 0 -1 0.00 0.00 2020-06-02
358 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-05-09
359 J.W. Childs Asia Equities (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-10-26 2020-12-11
360 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2022-10-13
361 Kirin Asset Management Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-06-12 2016-09-14
362 LUEN FAT SECURITIES COMPANY LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00
363 MASON LAROCHE (HK) LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2012-03-19
364 MEGA CAPITAL (ASIA) COMPANY LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2007-05-11 2014-08-05
365 MERCER INVESTMENTS (HK) LIMITED 3 0 3 2 3 5 -1 3 2 0.00 60.00 2005-08-04
366 MIRABAUD (ASIA) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2003-05-13 2018-10-16
367 OVERLOOK INVESTMENTS LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-01-05
368 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 3 2 5 1 1 2 33.33 40.00 2004-10-28
369 PHOENIX CAPITAL ASIA LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2022-12-21
370 Pictet Asset Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
371 RICHLAND WORLDWIDE LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-04-15
372 Robeco Hong Kong Limited 0 0 0 4 1 5 4 1 5 - 20.00 2007-12-18
373 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2005-10-03 2010-05-13
374 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
375 SJS Markets Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2005-11-23 2015-01-13
376 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2019-08-15
377 Tokio Marine Investment Services, Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2014-03-28
378 UBP ASSET MANAGEMENT ASIA LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2007-01-11
379 Value Partners Private Equity Limited 3 1 4 4 1 5 1 0 1 25.00 20.00
380 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2010-12-16
381 WMG Asia Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2007-02-28 2014-01-06
382 3V Capital Limited 1 2 3 2 2 4 1 0 1 66.67 50.00 2005-07-18 2013-08-27
383 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
384 ALLCO FINANCE (ASIA) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-09-21 2008-03-19
385 Alphatraxx (H.K.) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-12-23 2012-02-14
386 AMS CAPITAL LIMITED (d2012-07-13) 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2011-06-10
387 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
388 Anuenue Capital International Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2005-08-30
389 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 0 4 0 -2 -2 33.33 0.00 2021-10-08
390 Axis Capital Management Limited 2 0 2 2 2 4 0 2 2 0.00 50.00
391 BEAR BRIGHT LIMITED 2 2 4 1 3 4 -1 1 0 50.00 75.00
392 BENTLEY REID & COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
393 BOWEN ASIA LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2014-10-20
394 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
395 CATHAY SECURITIES (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-11-27
396 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2019-07-29
397 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
398 CUPOLA CAPITAL LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2022-05-06
399 CWB Hong Kong Limited 2 0 2 2 2 4 0 2 2 0.00 50.00
400 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-06-20
401 DELTA ASIA SECURITIES LIMITED 2 4 6 3 1 4 1 -3 -2 66.67 25.00
402 Ellerston Capital (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2008-01-04 2010-08-05
403 ENHANCED INVESTMENT PRODUCTS LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00
404 FU HENG INVESTMENT MANAGEMENT LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00 2012-09-12
405 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
406 GCAM Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-17 2022-03-09
407 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2006-02-08 2018-09-26
408 GET NICE ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-12-16
409 GF Asset Management (Hong Kong) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2007-11-08
410 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00 2016-10-10
411 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 1 6 3 1 4 -2 0 -2 16.67 25.00 2005-11-15
412 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-03
413 HSZ (HONG KONG) LIMITED 4 2 6 3 1 4 -1 -1 -2 33.33 25.00
414 IAM LEGACY LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-08-21
415 INFINITY STRATEGIC ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-02-16 2008-06-04
416 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
417 INTERNATIONAL COMMERCE CORPORATION 2 3 5 2 2 4 0 -1 -1 60.00 50.00
418 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
419 iTTa Capital Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2003-05-29 2013-06-11
420 JAFCO Investment (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2009-10-15
421 LaSalle Investment Management Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-06-14 2020-02-20
422 LIS Investment Services Limited 0 0 0 3 1 4 3 1 4 - 25.00 2008-01-09
423 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2009-10-19
424 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00 2004-09-22
425 MEAG Hong Kong Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
426 MEIJI YASUDA ASIA LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2019-10-17
427 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-08-18
428 Metaverse Securities Limited (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
429 MIDLAND WEALTH MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2008-02-18
430 MLI LIMITED (d2018-03-29) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-05-29
431 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2012-09-18
432 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
433 ORIENTAL PATRON SECURITIES LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
434 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-02 2015-06-25
435 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-05-24
436 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-12-17
437 Silk Road International Capital Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
438 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 3 5 3 1 4 1 -2 -1 60.00 25.00
439 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-03-27
440 STANDARD & POOR'S, LLC 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2010-12-21
441 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2006-03-24
442 TIAN YUAN FINANCE LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2025-06-30
443 UBS INTERNATIONAL HONG KONG LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2005-04-29 2013-04-22
444 VP Wealth Management (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-09-11 2025-07-24
445 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
446 XinKong International Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
447 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
448 ZHONGRONG PT SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
449 A ONE INVESTMENT COMPANY LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2013-12-05
450 A. H. INTERNATIONAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-03-22 2022-02-22
451 abrdn Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
452 ACM ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
453 ACP Asset Management Limited (d2010-11-05) 0 0 0 3 0 3 3 0 3 - 0.00 2007-03-26 2010-03-26
454 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-06-25
455 AIR GEO SERVICES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-08-21 2012-12-14
456 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-11-29
457 Alpha Nova Capital Management Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33
458 ALTUS CAPITAL LIMITED 2 2 4 3 0 3 1 -2 -1 50.00 0.00
459 AMPLE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-01-02 2022-07-27
460 APAX PARTNERS HONG KONG LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-21 2012-03-12
461 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
462 ASIA INVESTMENT RESEARCH LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
463 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-01-02
464 Asia Pacific Securities Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33
465 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33
466 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
467 AXIOM INVESTMENT MANAGEMENT LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33
468 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
469 Bentley Capital Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
470 Bradbury Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
471 BROOKE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-06-13
472 Cambridge Strategy (Asset Management) Asia Limited (The) 1 1 2 2 1 3 1 0 1 50.00 33.33 2020-06-18
473 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
474 CBRE Clarion Securities HKG Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-01-04 2019-08-28
475 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
476 ChapmanCraig Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
477 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
478 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00
479 Children's Investment Fund Management (Asia) Limited (The) 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-01-15 2010-03-10
480 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
481 China Enterprise Securities Company Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
482 China Everbright Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-07-03
483 China Reserve Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
484 Chinese Strategic Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-12-20 2020-07-16
485 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
486 CLAY FINLAY (H.K.) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-03-29 2010-01-18
487 CMS CAPITAL (HK) CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-05-06
488 Credit Suisse Securities (Hong Kong) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-09-27
489 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
490 Delta Asia Wealth Management Limited 1 3 4 2 1 3 1 -2 -1 75.00 33.33 2025-08-26
491 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
492 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-28
493 EVENSTAR ADVISORS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-04-19
494 EVER-LONG SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
495 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
496 FAYE CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2007-01-16 2010-05-12
497 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
498 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
499 First Prosperous Asset Management Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-09-06 2023-06-23
500 FIRST WORLDSEC SECURITIES LIMITED 4 2 6 3 0 3 -1 -2 -3 33.33 0.00 2024-12-18
501 FORE ASIA, LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2004-08-18 2008-05-30
502 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-09-07
503 Funderstone Asset Management (HK) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-11-14
504 Funderstone Securities Limited 1 1 2 2 1 3 1 0 1 50.00 33.33
505 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 1 2 3 0 1 1 50.00 66.67 2005-02-16
506 GEOMATRIX (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-31
507 GNAB Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-14
508 GO-TO-ASIA INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-02-12
509 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
510 Greentech Technology Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-18
511 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2006-04-27 2013-03-28
512 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-12-18 2011-02-23
513 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
514 Horizon21 (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-02-01 2010-01-28
515 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
516 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
517 IVY ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-02-06 2010-08-26
518 JK Capital Management Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
519 JW CAPITAL SECURITIES LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
520 KCG SECURITIES ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
521 Landmark Asset Management Limited (HK) 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-10 2018-01-22
522 Longitude Asia Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
523 MF Securities Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2008-02-21 2010-10-15
524 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
525 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-03-31
526 OKASAN INTERNATIONAL (ASIA) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-05-17
527 orientiert International Markets Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-01-11
528 OSCAR BENSON LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-23
529 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-07-05
530 Pacific Sun Advisors Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-11-02
531 Partners Asset Management (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-04-03
532 PGIM (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
533 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 1 3 0 -1 -1 50.00 33.33
534 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-03-09 2008-10-08
535 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
536 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
537 PUREHEART CAPITAL ASIA LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-03-08
538 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
539 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
540 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
541 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-10-30 2015-04-22
542 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2003-07-23 2014-10-14
543 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
544 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00
545 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
546 Success Securities Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
547 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
548 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
549 Towers Watson Investment Services Hong Kong Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-05-14
550 TRANSPAC CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
551 TRISKELE CAPITAL MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-04-11 2013-10-23
552 TVG CAPITAL PARTNERS LIMITED 2 5 7 2 1 3 0 -4 -4 71.43 33.33 2015-11-16
553 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-08-07
554 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
555 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
556 VMS Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2020-09-01
557 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
558 WELLCHAMP CAPITAL LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
559 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
560 Xeram and Company (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-27
561 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
562 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
563 ABRIDGE ENTERPRISES COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-10
564 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-11-22 2010-04-30
565 Anuenue Advisors Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
566 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
567 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
568 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
569 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
570 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2004-08-13
571 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
572 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
573 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
574 CHEETAH ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-08-01
575 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
576 China Access Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-21 2009-12-09
577 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
578 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2013-05-13
579 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-02-16
580 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
581 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
582 CUBE CAPITAL HK LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-17 2015-02-13
583 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
584 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
585 DAEWOO SECURITIES (HONG KONG) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2017-02-28
586 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
587 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-06 2010-04-21
588 EAA SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
589 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2013-10-16
590 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
591 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
592 ENZARD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-21 2013-02-18
593 Ethk Funds Limited 3 0 3 1 1 2 -2 1 -1 0.00 50.00 2005-01-13 2008-08-27
594 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
595 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
596 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
597 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-06-21
598 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
599 Fleming Family & Partners (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-11-13 2009-09-14
600 Fortress Investment Group (Hong Kong) LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-06-07 2008-08-07
601 GCIS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-11-22 2010-09-06
602 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-28 2011-03-08
603 Grace Financial Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2008-02-13 2021-04-23
604 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
605 GREAT BAY SECURITIES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
606 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
607 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
608 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
609 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-23
610 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
611 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-11-21
612 HOULIHAN LOKEY (EUROPE) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-15 2009-08-18
613 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
614 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-22 2009-09-07
615 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
616 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-01-03
617 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
618 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2010-05-10
619 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-12-02 2011-11-25
620 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
621 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
622 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
623 JOINCAP CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
624 JOLMO CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-03-31 2021-08-31
625 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
626 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
627 KBR Fund Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-08
628 KCG FUND MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-04
629 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
630 Knight Libertas (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-23 2010-05-14
631 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
632 LINK CAPITAL ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-05 2009-06-26
633 Lombard Investments (HK) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2009-11-19
634 LONGREACH GROUP LIMITED (THE) 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2006-08-01
635 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
636 MAP CAPITAL LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-16 2016-01-22
637 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
638 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
639 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
640 MF Global Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-04-30
641 Mitsubishi UFJ Investment Services (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-12-21 2021-04-21
642 Myo Capital Advisers Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-11-16 2021-02-04
643 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-19
644 NewSmith Capital Partners (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-10 2009-03-03
645 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
646 Open Asset Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
647 OppenheimerFunds International Distributor Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-15 2009-11-09
648 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
649 PACIFIC HAWK (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
650 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2017-02-22
651 PARADIGM WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-17 2010-08-17
652 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-04-27 2009-07-06
653 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
654 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
655 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 15 18 2 0 2 -1 -15 -16 83.33 0.00 2023-10-25
656 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
657 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-21
658 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
659 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
660 SCM CHINA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-25
661 SDIC Securities International Financial Holdings Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-08-17
662 Shacom Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
663 Shinhan Investment Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-15
664 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
665 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-10
666 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
667 SPDB International Holdings Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-12-30
668 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
669 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
670 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-28
671 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
672 SYZ Asset Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-07-27 2016-12-22
673 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
674 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
675 TIS SECURITIES (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-28
676 TISCO GLOBAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-07-24 2008-07-10
677 TISCO SECURITIES HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-10
678 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
679 United Securities Limited (HK) 1 1 2 2 0 2 1 -1 0 50.00 0.00 2025-06-13
680 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
681 VISION FINANCE (SECURITIES) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-08
682 VisionGain Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-11-14
683 Wachovia Advisors International Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-12-17 2010-06-30
684 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
685 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
686 Yunfeng Financial Markets Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
687 Absolute Investment Management (HK) Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00
688 BARCLAYS CAPITAL ASIA LIMITED 2 4 6 1 0 1 -1 -4 -5 66.67 0.00
689 CARDINALASIA CONSULTING LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-06-27 2024-02-22
690 CBRE Investment Management (Asia) Limited 2 2 4 0 1 1 -2 -1 -3 50.00 100.00 2023-07-21
691 CHI CAPITAL SECURITIES LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2004-09-07 2016-05-05
692 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
693 OnePlatform Wealth Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-07-25 2014-05-28
694 SAMSUNG SECURITIES (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
695 TSE'S SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
696 AMUNDI ASSET MANAGEMENT 7 19 26 0 0 0 -7 -19 -26 73.08 - 2004-07-01 2008-01-01
697 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-11-16
698 Beijing Securities Limited 1 0 1 0 0 0 -1 0 -1 0.00 -
699 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-12-22 2008-05-22
700 EMPEROR CORPORATE FINANCE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-04-20
701 ETRADE SECURITIES LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2007-11-21
702 FIRST STATE (HONG KONG) LLC 5 9 14 0 0 0 -5 -9 -14 64.29 - 2007-07-27
703 MF Global Securities HK Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-08-26 2007-04-30
704 Network Financial Services Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-11-27
705 PBST (HK) Holdings Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-05-12 2007-09-27
706 PI INVESTMENT MANAGEMENT LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2007-09-28
707 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-01-08
708 QI CAPITAL (HK) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-04-28 2007-08-20
709 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2024-03-25
710 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-01-04
711 Sun Life Financial Asia Services Limited 2 17 19 0 0 0 -2 -17 -19 89.47 - 2007-04-02
712 TC Investment Management (Asia) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-02-14
713 Towers Watson Hong Kong Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-08-08
714 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-09-28
715 XINHUA INVESTMENT GROUP HONG KONG LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2007-11-01
716 YICKO SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-05-08
Average 2.74 12.95 15.69 2.85 14.67 17.52 82.56 83.73

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