SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2007-04-30 2008-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 1335 1337 2 1261 1263 0 -74 -74 99.85 99.84 2014-10-24
2 OnePlatform Asset Management Limited 2 602 604 9 952 961 7 350 357 99.67 99.06
3 Sun Life Hong Kong Limited 2 406 408 3 433 436 1 27 28 99.51 99.31 2009-06-17
4 ZURICH ADVISORY (HK) LIMITED 1 296 297 2 337 339 1 41 42 99.66 99.41 2010-07-06
5 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 279 282 3 314 317 0 35 35 98.94 99.05 2012-11-27
6 LEHMAN BROTHERS ASIA LIMITED 5 170 175 7 244 251 2 74 76 97.14 97.21 2024-11-13
7 Credit Suisse (Hong Kong) Limited 17 133 150 14 195 209 -3 62 59 88.67 93.30 2025-01-13
8 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 169 177 7 173 180 -1 4 3 95.48 96.11
9 Merrill Lynch (Asia Pacific) Limited 6 112 118 8 158 166 2 46 48 94.92 95.18
10 J.P. MORGAN BROKING (HONG KONG) LIMITED 3 110 113 4 159 163 1 49 50 97.35 97.55
11 Merrill Lynch Far East Limited 5 111 116 7 156 163 2 45 47 95.69 95.71 2025-01-16
12 FTL Wealth Management (HK) Limited 2 80 82 2 147 149 0 67 67 97.56 98.66 2005-06-28 2011-05-20
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED 7 82 89 5 126 131 -2 44 42 92.13 96.18
14 UBS SECURITIES ASIA LIMITED 2 125 127 4 119 123 2 -6 -4 98.43 96.75
15 CLSA RESEARCH LIMITED 3 43 46 3 111 114 0 68 68 93.48 97.37 2014-06-18
16 CENTALINE WEALTH MANAGEMENT LIMITED 2 115 117 3 108 111 1 -7 -6 98.29 97.30 2004-04-02
17 Lion Global Financial Limited 5 90 95 5 104 109 0 14 14 94.74 95.41
18 MACQUARIE CAPITAL LIMITED 2 87 89 3 103 106 1 16 17 97.75 97.17
19 YF Life Investors Limited 3 80 83 3 102 105 0 22 22 96.39 97.14 2004-08-30 2013-03-22
20 Morgan Stanley Asia Limited 2 87 89 2 101 103 0 14 14 97.75 98.06
21 FIL Investment Management (Hong Kong) Limited 7 88 95 9 93 102 2 5 7 92.63 91.18
22 GOLDMAN SACHS (ASIA) L.L.C. 10 59 69 10 91 101 0 32 32 85.51 90.10
23 Citigroup Global Markets Asia Limited 3 79 82 2 88 90 -1 9 8 96.34 97.78
24 HSBC Global Asset Management (Hong Kong) Limited 9 63 72 10 80 90 1 17 18 87.50 88.89
25 JPMorgan Asset Management (Asia Pacific) Limited 3 60 63 4 80 84 1 20 21 95.24 95.24
26 FWD Financial Planning Limited (HK) 3 44 47 3 72 75 0 28 28 93.62 96.00
27 FWD Life Insurance Company (Bermuda) Limited 2 49 51 2 70 72 0 21 21 96.08 97.22 2012-11-21
28 HSBC LIFE (INTERNATIONAL) LIMITED 4 63 67 2 70 72 -2 7 5 94.03 97.22 2012-05-07
29 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 5 51 56 2 70 72 -3 19 16 91.07 97.22 2012-04-02
30 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 3 66 69 0 0 0 95.65 95.65 2010-12-17
31 BOCI SECURITIES LIMITED 6 10 16 6 60 66 0 50 50 62.50 90.91 2004-03-01
32 T G HOLBORN (HK) LIMITED 3 52 55 3 63 66 0 11 11 94.55 95.45 2014-04-29
33 iBest Consultants Limited 2 39 41 2 63 65 0 24 24 95.12 96.92 2019-08-15
34 PHILLIP SECURITIES (HONG KONG) LIMITED 4 40 44 4 60 64 0 20 20 90.91 93.75
35 CASH Wealth Management Limited 3 34 37 3 59 62 0 25 25 91.89 95.16
36 BEAR STEARNS ASIA LIMITED 6 32 38 8 48 56 2 16 18 84.21 85.71 2010-04-28
37 FIL Investment Advisors 5 45 50 6 49 55 1 4 5 90.00 89.09
38 Rich Union Securities (H.K.) Limited 3 6 9 2 50 52 -1 44 43 66.67 96.15 2025-05-19
39 Goldman Sachs Investment Management Hong Kong Limited 4 26 30 3 48 51 -1 22 21 86.67 94.12 2013-11-27
40 Julius Baer (Hong Kong) Limited 4 19 23 3 47 50 -1 28 27 82.61 94.00 2006-09-14 2012-05-10
41 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 41 45 5 44 49 1 3 4 91.11 89.80
42 DWS Investments Hong Kong Limited 5 23 28 5 43 48 0 20 20 82.14 89.58
43 GET NICE SECURITIES LIMITED 5 40 45 5 40 45 0 0 0 88.89 88.89
44 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 29 34 6 38 44 1 9 10 85.29 86.36
45 MIDLAND WEALTH MANAGEMENT LIMITED 0 0 0 4 39 43 4 39 43 - 90.70 2008-02-18
46 Rothschild & Co Hong Kong Limited 4 35 39 4 39 43 0 4 4 89.74 90.70 2005-04-27
47 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 54 58 4 39 43 0 -15 -15 93.10 90.70 2003-09-24 2011-04-19
48 ALTRUIST FINANCIAL GROUP LIMITED 3 31 34 2 40 42 -1 9 8 91.18 95.24 2004-01-20
49 BlackRock (Hong Kong) Limited (d2017-01-20) 10 32 42 7 35 42 -3 3 0 76.19 83.33 2015-05-15
50 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 46 48 3 39 42 1 -7 -6 95.83 92.86
51 AllianceBernstein Hong Kong Limited 6 32 38 9 32 41 3 0 3 84.21 78.05
52 KGI ASIA LIMITED 5 14 19 5 36 41 0 22 22 73.68 87.80 2017-10-02
53 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 42 45 2 38 40 -1 -4 -5 93.33 95.00 2018-12-31
54 BNP PARIBAS SECURITIES (ASIA) LIMITED 5 18 23 2 36 38 -3 18 15 78.26 94.74
55 BOCI RESEARCH LIMITED 3 25 28 4 34 38 1 9 10 89.29 89.47
56 UBS Asset Management (Hong Kong) Limited 7 24 31 7 31 38 0 7 7 77.42 81.58
57 Halbis Capital Management (Hong Kong) Limited 7 24 31 9 28 37 2 4 6 77.42 75.68 2005-06-23 2012-05-11
58 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 31 37 6 31 37 0 0 0 83.78 83.78
59 oOo Securities (HK) Group Limited 2 19 21 2 32 34 0 13 13 90.48 94.12 2004-12-03
60 BANK CONSORTIUM TRUST COMPANY LIMITED 2 23 25 3 30 33 1 7 8 92.00 90.91 2011-11-22
61 NATIXIS ASIA LIMITED 2 14 16 3 30 33 1 16 17 87.50 90.91 2004-10-19
62 Amundi Hong Kong Limited 5 21 26 6 26 32 1 5 6 80.77 81.25
63 AXA Financial Planning (Hong Kong) Limited 2 30 32 3 29 32 1 -1 0 93.75 90.63 2012-05-25
64 Standard Chartered Securities (Hong Kong) Limited 7 20 27 8 24 32 1 4 5 74.07 75.00
65 UOB KAY HIAN (HONG KONG) LIMITED 2 23 25 3 29 32 1 6 7 92.00 90.63
66 HANG SENG SECURITIES LIMITED 4 20 24 4 27 31 0 7 7 83.33 87.10
67 INSTINET PACIFIC LIMITED 4 19 23 6 25 31 2 6 8 82.61 80.65
68 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 17 24 5 26 31 -2 9 7 70.83 83.87 2005-07-05
69 VALUE PARTNERS HONG KONG LIMITED 0 0 0 6 25 31 6 25 31 - 80.65 2007-11-19
70 VALUE PARTNERS LIMITED 5 19 24 5 26 31 0 7 7 79.17 83.87
71 Allianz Global Investors Hong Kong Limited 6 20 26 4 26 30 -2 6 4 76.92 86.67 2015-05-31
72 ASSET MANAGEMENT GROUP LIMITED 2 17 19 2 28 30 0 11 11 89.47 93.33 2006-01-17
73 PEGASUS FUND MANAGERS LIMITED 2 39 41 2 28 30 0 -11 -11 95.12 93.33
74 PineBridge Investments Asia Limited 3 18 21 3 27 30 0 9 9 85.71 90.00
75 CAIIS Limited 3 16 19 2 27 29 -1 11 10 84.21 93.10 2018-09-04
76 ANGUS MOORE LIMITED 3 11 14 2 26 28 -1 15 14 78.57 92.86 2011-07-05
77 JF INTERNATIONAL MANAGEMENT INC. 2 23 25 2 26 28 0 3 3 92.00 92.86 2020-07-13
78 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 18 22 3 24 27 -1 6 5 81.82 88.89 2012-06-04
79 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 14 18 4 23 27 0 9 9 77.78 85.19
80 SPARX Asia Investment Advisors Limited 7 17 24 6 21 27 -1 4 3 70.83 77.78 2004-04-20
81 DBS ASIA CAPITAL LIMITED 5 23 28 6 20 26 1 -3 -2 82.14 76.92
82 Ge Shang Investment (Hong Kong) Limited 2 19 21 2 24 26 0 5 5 90.48 92.31
83 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 2 24 26 0 3 3 91.30 92.31
84 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 5 9 4 21 25 0 16 16 55.56 84.00 2024-03-28
85 Eastspring Investments (Hong Kong) Limited 4 23 27 4 21 25 0 -2 -2 85.19 84.00
86 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 15 19 8 17 25 4 2 6 78.95 68.00 2017-10-02
87 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 3 20 23 3 22 25 0 2 2 86.96 88.00
88 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 14 17 2 23 25 -1 9 8 82.35 92.00
89 GAYANG SECURITIES LIMITED 2 19 21 2 22 24 0 3 3 90.48 91.67
90 GLOBAL INVESTMENT ADVISORS LIMITED 2 30 32 2 22 24 0 -8 -8 93.75 91.67
91 Legg Mason Asset Management Hong Kong Limited 4 19 23 4 20 24 0 1 1 82.61 83.33 2022-06-30
92 Oasis Management (Hong Kong) 2 12 14 2 22 24 0 10 10 85.71 91.67 2004-09-14
93 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 7 10 3 21 24 0 14 14 70.00 87.50 2011-10-20
94 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 2 9 11 5 17 22 3 8 11 81.82 77.27
95 CITIC Securities Brokerage (HK) Limited 2 18 20 4 18 22 2 0 2 90.00 81.82
96 DBS VICKERS (HONG KONG) LIMITED 5 13 18 5 17 22 0 4 4 72.22 77.27
97 Amova Asset Management Hong Kong Limited 3 10 13 3 18 21 0 8 8 76.92 85.71
98 BEA Union Investment Management Limited 5 11 16 4 17 21 -1 6 5 68.75 80.95
99 CBH Asia Limited 3 15 18 4 17 21 1 2 3 83.33 80.95
100 CLSA LIMITED 5 19 24 5 16 21 0 -3 -3 79.17 76.19
101 CSI Corporate Finance (HK) Limited 0 0 0 7 14 21 7 14 21 - 66.67 2007-08-01 2019-03-29
102 HPEF Capital Partners Limited 6 16 22 5 16 21 -1 0 -1 72.73 76.19 2022-06-01
103 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 13 15 2 19 21 0 6 6 86.67 90.48 2013-03-19
104 MANULIFE (INTERNATIONAL) LIMITED 1 19 20 5 16 21 4 -3 1 95.00 76.19 2011-06-17
105 MIZUHO SECURITIES ASIA LIMITED 4 16 20 3 18 21 -1 2 1 80.00 85.71
106 Aberdeen International Investment Management Limited 3 5 8 2 18 20 -1 13 12 62.50 90.00 2005-07-27 2009-11-27
107 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 3 13 16 3 17 20 0 4 4 81.25 85.00 2007-01-12 2015-05-31
108 Everbright Securities Investment Services (HK) Limited 3 13 16 3 17 20 0 4 4 81.25 85.00
109 HANG SENG INVESTMENT SERVICES LIMITED 5 12 17 5 15 20 0 3 3 70.59 75.00
110 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 8 17 9 11 20 0 3 3 47.06 55.00
111 MUSHK Limited 6 13 19 6 14 20 0 1 1 68.42 70.00 2011-06-01
112 RHB SECURITIES HONG KONG LIMITED 2 8 10 4 16 20 2 8 10 80.00 80.00 2006-11-17 2022-10-06
113 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 12 15 3 17 20 0 5 5 80.00 85.00 2011-02-18
114 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 17 20 4 16 20 1 -1 0 85.00 80.00
115 AP Asset Management (HK) Limited 3 15 18 5 14 19 2 -1 1 83.33 73.68 2004-07-07 2013-12-04
116 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 8 14 7 12 19 1 4 5 57.14 63.16
117 CITIC CLSA Capital Partners HK Limited 5 10 15 5 14 19 0 4 4 66.67 73.68
118 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 9 12 3 16 19 0 7 7 75.00 84.21 2004-07-28 2013-02-27
119 DEUTSCHE SECURITIES ASIA LIMITED 2 22 24 2 17 19 0 -5 -5 91.67 89.47 2019-12-03
120 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 10 12 3 16 19 1 6 7 83.33 84.21
121 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 2 17 19 -1 11 10 66.67 89.47
122 VENHOUSE WEALTH MANAGEMENT LIMITED 3 13 16 3 16 19 0 3 3 81.25 84.21 2004-05-19
123 CC Finance Limited 4 12 16 3 15 18 -1 3 2 75.00 83.33 2006-04-20 2025-06-19
124 First Sentier Investors (Hong Kong) Limited 5 10 15 5 13 18 0 3 3 66.67 72.22
125 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 5 8 3 15 18 0 10 10 62.50 83.33
126 Shang International Finance Limited 5 13 18 4 14 18 -1 1 0 72.22 77.78 2024-01-26
127 BlackRock Asset Management North Asia Limited 2 6 8 2 15 17 0 9 9 75.00 88.24
128 INVESCO HONG KONG LIMITED 5 7 12 6 11 17 1 4 5 58.33 64.71
129 PATTERSON FINANCIAL SERVICES LIMITED 2 18 20 2 15 17 0 -3 -3 90.00 88.24 2009-05-13
130 St. James's Place (Hong Kong) Limited 3 9 12 3 14 17 0 5 5 75.00 82.35
131 AIF CAPITAL LIMITED 6 7 13 5 11 16 -1 4 3 53.85 68.75
132 CHARLES SCHWAB, HONG KONG, LIMITED 5 12 17 5 11 16 0 -1 -1 70.59 68.75
133 CITIC Securities (Hong Kong) Limited 5 3 8 5 11 16 0 8 8 37.50 68.75
134 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 3 13 16 0 -1 -1 82.35 81.25 2012-12-13
135 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 5 7 3 13 16 1 8 9 71.43 81.25 2005-06-24 2009-10-19
136 EMPEROR SECURITIES LIMITED (HK) 5 9 14 6 10 16 1 1 2 64.29 62.50
137 ETRADE SECURITIES (HONG KONG) LIMITED 4 26 30 4 12 16 0 -14 -14 86.67 75.00 2019-05-10
138 MAN INVESTMENTS (HONG KONG) LIMITED 2 9 11 3 13 16 1 4 5 81.82 81.25
139 AXA Investment Managers Asia Limited 3 12 15 3 12 15 0 0 0 80.00 80.00
140 Belvest Investment Services Limited 3 14 17 3 12 15 0 -2 -2 82.35 80.00
141 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 15 17 3 12 15 1 -3 -2 88.24 80.00 2010-11-03
142 China Tonghai (IA) Limited 3 11 14 3 12 15 0 1 1 78.57 80.00 2017-11-29
143 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00 2016-06-30
144 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 2 13 15 0 5 5 80.00 86.67
145 MANGO FINANCIAL LIMITED 2 11 13 2 13 15 0 2 2 84.62 86.67
146 Neuberger Berman Asia Limited 0 0 0 2 13 15 2 13 15 - 86.67 2008-03-13
147 Bright Fund Management Limited 4 14 18 3 11 14 -1 -3 -4 77.78 78.57 2023-12-19
148 Citigroup Venture Capital International Asia Limited 5 11 16 4 10 14 -1 -1 -2 68.75 71.43 2005-05-24 2014-04-15
149 D. B. ZWIRN ASIA PARTNERS LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71 2005-09-27 2009-05-06
150 Legg Mason International Equities (Hong Kong) Limited 4 13 17 3 11 14 -1 -2 -3 76.47 78.57 2015-08-28
151 Nomura Asset Management Hong Kong Limited 3 3 6 4 10 14 1 7 8 50.00 71.43
152 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 14 16 2 12 14 0 -2 -2 87.50 85.71
153 T. ROWE PRICE INTERNATIONAL, INC. 2 9 11 2 12 14 0 3 3 81.82 85.71 2010-12-31
154 Ark Securities (Hong Kong) Limited 2 4 6 2 11 13 0 7 7 66.67 84.62
155 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2019-07-05
156 CGS International Securities Hong Kong Limited 2 7 9 3 10 13 1 3 4 77.78 76.92
157 Citi Insurance Brokers (Hong Kong) Limited 3 10 13 3 10 13 0 0 0 76.92 76.92 2006-10-04 2011-04-06
158 FOX-PITT, KELTON (ASIA) LIMITED 6 9 15 6 7 13 0 -2 -2 60.00 53.85 2010-05-18
159 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 4 7 11 6 7 13 2 0 2 63.64 53.85
160 Income Partners Asset Management (HK) Limited 3 9 12 3 10 13 0 1 1 75.00 76.92
161 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
162 Quam Securities Limited 5 5 10 4 9 13 -1 4 3 50.00 69.23
163 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 3 10 13 -1 -1 -2 73.33 76.92
164 WFM Asia (HK) Limited 3 8 11 3 10 13 0 2 2 72.73 76.92
165 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 2 10 12 0 3 3 77.78 83.33 2004-07-07
166 BOCOM International Securities Limited 0 0 0 4 8 12 4 8 12 - 66.67 2007-09-10
167 Credit Agricole Securities (Asia) Limited 3 12 15 3 9 12 0 -3 -3 80.00 75.00
168 CTBC Asia Limited 4 3 7 3 9 12 -1 6 5 42.86 75.00 2004-10-04
169 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 3 4 7 3 9 12 0 5 5 57.14 75.00 2007-01-19 2008-09-11
170 GIGA (HONG KONG) LIMITED 2 4 6 3 9 12 1 5 6 66.67 75.00
171 HAMON ASSET MANAGEMENT LIMITED 3 7 10 2 10 12 -1 3 2 70.00 83.33
172 Huajin Corporate Finance (International) Limited 4 7 11 4 8 12 0 1 1 63.64 66.67
173 LOMBARD ODIER (HONG KONG) LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
174 MCP Asset Management Company Limited 4 10 14 5 7 12 1 -3 -2 71.43 58.33 2005-08-23
175 PFP Capital Limited 3 7 10 2 10 12 -1 3 2 70.00 83.33
176 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 16 18 2 10 12 0 -6 -6 88.89 83.33
177 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 11 14 2 10 12 -1 -1 -2 78.57 83.33 2017-06-28
178 RAB CAPITAL (ASIA) LIMITED 0 0 0 5 7 12 5 7 12 - 58.33 2007-09-28 2011-10-10
179 SOUTH CHINA RESEARCH LIMITED 1 14 15 1 11 12 0 -3 -3 93.33 91.67
180 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 8 10 2 10 12 0 2 2 80.00 83.33 2017-09-29
181 Tyche Group Limited 2 8 10 2 10 12 0 2 2 80.00 83.33 2014-12-05
182 AD Capital Management (Hong Kong) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2004-09-08
183 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 3 8 11 1 1 2 77.78 72.73
184 Daiwa Capital Markets Hong Kong Limited 4 5 9 2 9 11 -2 4 2 55.56 81.82
185 GAM HONG KONG LIMITED 4 5 9 4 7 11 0 2 2 55.56 63.64
186 ICBC (ASIA) SECURITIES LIMITED 3 6 9 4 7 11 1 1 2 66.67 63.64
187 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 4 7 11 1 0 1 70.00 63.64
188 IPP Financial Advisers Limited 3 1 4 2 9 11 -1 8 7 25.00 81.82 2006-12-21
189 Manulife Investment Management (Hong Kong) Limited 4 10 14 4 7 11 0 -3 -3 71.43 63.64
190 Mason Securities Limited 2 5 7 2 9 11 0 4 4 71.43 81.82
191 MF Securities Hong Kong Limited 0 0 0 3 8 11 3 8 11 - 72.73 2008-02-21 2010-10-15
192 MIB SECURITIES (HONG KONG) LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
193 OCP Asia (Hong Kong) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2004-09-03 2022-06-13
194 ONSHINE SECURITIES LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
195 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 6 10 5 6 11 1 0 1 60.00 54.55 2013-04-17
196 SINOPAC SECURITIES (ASIA) LIMITED 5 9 14 4 7 11 -1 -2 -3 64.29 63.64 2017-02-12
197 SMBC Nikko Securities (Hong Kong) Limited 4 8 12 5 6 11 1 -2 -1 66.67 54.55
198 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 6 9 2 9 11 -1 3 2 66.67 81.82 2006-02-08 2009-05-20
199 Tyric Capital Limited 3 4 7 4 7 11 1 3 4 57.14 63.64
200 Wellington Management Hong Kong Limited (b2003-01-02) 4 9 13 3 8 11 -1 -1 -2 69.23 72.73 2003-09-18
201 BMI FUNDS MANAGEMENT LIMITED 4 2 6 3 7 10 -1 5 4 33.33 70.00
202 CHINA EVERBRIGHT RESEARCH LIMITED 3 3 6 3 7 10 0 4 4 50.00 70.00
203 CVC Asia Pacific Limited 3 5 8 4 6 10 1 1 2 62.50 60.00
204 Deltroit (Hong Kong) Limited 2 3 5 2 8 10 0 5 5 60.00 80.00 2005-04-11 2024-12-12
205 FIRST SHANGHAI SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
206 Henyep Capital Management Limited 2 8 10 2 8 10 0 0 0 80.00 80.00 2005-12-20 2011-03-14
207 ICEA SECURITIES ASIA LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00 2009-09-29
208 Janus Henderson Investors Hong Kong Limited 3 9 12 3 7 10 0 -2 -2 75.00 70.00
209 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00
210 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 5 9 4 6 10 0 1 1 55.56 60.00 2003-06-06
211 MCP Holdings Limited (HK) 3 5 8 3 7 10 0 2 2 62.50 70.00 2011-06-29
212 OLD PEAK LIMITED (HK) 2 5 7 4 6 10 2 1 3 71.43 60.00 2005-08-26 2023-06-20
213 Open Securities Limited 4 2 6 4 6 10 0 4 4 33.33 60.00
214 SBI China Capital Securities Limited 4 5 9 3 7 10 -1 2 1 55.56 70.00 2012-10-08
215 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
216 Vision Capital Investment Management Limited 0 0 0 3 7 10 3 7 10 - 70.00 2008-01-12
217 ARGYLE STREET MANAGEMENT LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67
218 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78
219 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2013-04-02
220 CCB INTERNATIONAL SECURITIES LIMITED 3 3 6 3 6 9 0 3 3 50.00 66.67 2005-10-10
221 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78
222 China International Capital Corporation (International) Limited 3 1 4 3 6 9 0 5 5 25.00 66.67 2009-05-06
223 EVOLUTION ASIA INVESTMENTS LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2007-08-24 2020-01-24
224 FB SECURITIES (HONG KONG) LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
225 Fubon Fund Management (Hong Kong) Limited 4 3 7 4 5 9 0 2 2 42.86 55.56
226 HING WONG SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
227 HKFAEx Group Limited 2 0 2 3 6 9 1 6 7 0.00 66.67 2007-02-15
228 iFAST Financial (HK) Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2007-03-30
229 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 3 5 8 5 4 9 2 -1 1 62.50 44.44
230 Optima Capital Limited 0 0 0 2 7 9 2 7 9 - 77.78 2007-10-25
231 Penjing Asset Management (HK) Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2005-03-24 2016-02-03
232 SEI INVESTMENTS (ASIA) LIMITED 2 2 4 3 6 9 1 4 5 50.00 66.67 2005-03-02 2023-02-20
233 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2013-05-29
234 Standard Advisory Asia Limited 1 2 3 2 7 9 1 5 6 66.67 77.78 2007-03-09 2013-04-12
235 WINNINGTON CAPITAL LIMITED 3 3 6 3 6 9 0 3 3 50.00 66.67
236 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56
237 CHOW SANG SANG SECURITIES LIMITED 3 5 8 4 4 8 1 -1 0 62.50 50.00
238 EnTrustPermal (Hong Kong) Limited 0 0 0 4 4 8 4 4 8 - 50.00 2007-08-27 2021-03-26
239 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 3 5 8 -2 0 -2 50.00 62.50 2020-12-09
240 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 4 4 8 0 3 3 20.00 50.00 2004-11-18 2009-04-28
241 GT Asset & Portfolio Management Limited 1 4 5 2 6 8 1 2 3 80.00 75.00 2004-11-04
242 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
243 HPEF Venture Partners Limited 5 6 11 4 4 8 -1 -2 -3 54.55 50.00 2018-06-08
244 HSBC Family Office Services Limited 2 6 8 3 5 8 1 -1 0 75.00 62.50 2006-01-03 2012-07-13
245 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2009-08-31
246 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2004-02-10 2015-07-22
247 ICG Asia Pacific Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
248 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50 2014-10-13
249 Mirae Asset Securities (HK) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2007-10-09 2017-03-01
250 Mirae Asset Securities (HK) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2007-10-09 2017-02-28
251 PIMCO Asia Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-05-17
252 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 4 4 8 1 3 4 25.00 50.00 2024-03-27
253 SAIL ADVISORS LIMITED 3 7 10 2 6 8 -1 -1 -2 70.00 75.00 2004-05-17
254 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 2 6 5 3 8 1 1 2 33.33 37.50
255 STANHILL (HONG KONG) LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00 2013-05-23
256 UOB ASIA (HONG KONG) LIMITED 5 6 11 4 4 8 -1 -2 -3 54.55 50.00 2011-07-27
257 VC BROKERAGE LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00
258 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
259 ABCI Securities Company Limited 3 3 6 4 3 7 1 0 1 50.00 42.86 2005-11-15
260 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 4 3 7 1 1 2 40.00 42.86 2004-09-07
261 ALPS CAPITAL MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
262 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
263 CAPE ASSET MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2024-03-13
264 Credit Suisse Solution Partners (Hong Kong) Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2005-03-08 2011-04-14
265 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2023-02-02
266 DEEPHAVEN ASIA LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2005-04-13 2009-09-04
267 FLAG Squadron Asia Limited 0 0 0 4 3 7 4 3 7 - 42.86 2007-07-04 2016-06-02
268 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 4 3 7 2 0 2 60.00 42.86
269 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 4 3 7 1 3 4 0.00 42.86 2006-02-08 2018-09-26
270 Goldyard Capital Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2019-11-21
271 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2004-11-29
272 HARRIS FRASER (INTERNATIONAL) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
273 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 3 4 7 1 1 2 60.00 57.14 2018-08-15
274 HFS ASSET MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
275 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2005-05-09
276 JPMorgan Funds (Asia) Limited 6 1 7 7 0 7 1 -1 0 14.29 0.00
277 KB Securities Hong Kong Limited 2 2 4 3 4 7 1 2 3 50.00 57.14
278 KGI CAPITAL ASIA LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
279 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 0 4 5 2 7 1 2 3 0.00 28.57
280 Mackenzie Investments Asia Limited 3 1 4 3 4 7 0 3 3 25.00 57.14
281 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 1 3 3 4 7 1 3 4 33.33 57.14
282 PERRY CAPITAL (ASIA) LIMITED 3 0 3 2 5 7 -1 5 4 0.00 71.43 2006-09-12 2012-01-27
283 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2010-07-07
284 Providence Equity Asia Limited 0 0 0 3 4 7 3 4 7 - 57.14 2007-08-23 2019-01-10
285 PRUDENTIAL BROKERAGE LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
286 Quam Asset Management Limited (b1983-06-28) 4 1 5 2 5 7 -2 4 2 20.00 71.43
287 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2013-11-25
288 Robeco Hong Kong Limited 0 0 0 4 3 7 4 3 7 - 42.86 2007-12-18
289 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43
290 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2012-01-12
291 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 1 2 3 2 5 7 1 3 4 66.67 71.43 2019-09-30
292 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2007-05-08 2019-09-30
293 TAI SHING STOCK INVESTMENT CO. LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
294 TARGET CAPITAL MANAGEMENT LIMITED (HK) 2 0 2 3 4 7 1 4 5 0.00 57.14 2007-04-26
295 TOYO SECURITIES ASIA LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14
296 UPBEST SECURITIES COMPANY LIMITED 4 2 6 6 1 7 2 -1 1 33.33 14.29
297 WMG Asia Limited 2 1 3 2 5 7 0 4 4 33.33 71.43 2007-02-28 2014-01-06
298 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2003-05-23 2022-07-19
299 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 2 5 7 -1 3 2 40.00 71.43
300 Yuanta Securities (Hong Kong) Company Limited 2 4 6 2 5 7 0 1 1 66.67 71.43
301 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2016-06-30
302 Broadway Wealth Management Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2013-01-03
303 CAPITAL GLOBAL MANAGEMENT LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2005-12-20
304 CHIEF SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-20
305 China Integrity Investment Limited 3 2 5 2 4 6 -1 2 1 40.00 66.67 2014-03-19
306 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 2 6 2 4 6 -2 2 0 33.33 66.67
307 COHEN & STEERS ASIA LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2005-07-29
308 CSC SECURITIES (HK) LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2007-06-01
309 EQT Partners Asia Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2023-09-06
310 Everbright Capital Management Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-09-24 2021-09-17
311 Everbright-Efund Fund Management Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2006-11-06 2009-11-10
312 FCL ADVISORY LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2005-03-01
313 First Fidelity Capital (International) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-19
314 Fubon Capital (HK) Limited 2 0 2 2 4 6 0 4 4 0.00 66.67 2012-01-13
315 HAMON ASIAN ADVISORS LIMITED 3 2 5 2 4 6 -1 2 1 40.00 66.67
316 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00
317 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-09-22
318 IBTS ASIA (HK) LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2005-11-17 2024-09-20
319 ICBC Asset Management (Global) Company Limited 4 2 6 4 2 6 0 0 0 33.33 33.33
320 Instinet Alpha Trading Limited 4 2 6 4 2 6 0 0 0 33.33 33.33 2010-11-19
321 IVORY CAPITAL PRIVATE LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2007-03-21
322 KGI SECURITIES (HONG KONG) LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2017-10-02
323 LaSalle Investment Management Hong Kong Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-06-14 2020-02-20
324 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2025-04-23
325 MERCER INVESTMENTS (HK) LIMITED 2 0 2 2 4 6 0 4 4 0.00 66.67 2005-08-04
326 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
327 Oaktree Capital (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2006-07-12
328 Oreana Financial Services Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
329 PANTHEON CAPITAL (ASIA) LIMITED 4 2 6 3 3 6 -1 1 0 33.33 50.00 2011-01-24
330 Pictet Asset Management (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
331 RICHLAND CAPITAL MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2007-05-25 2016-05-24
332 Sensible Asset Management Limited 4 1 5 5 1 6 1 0 1 20.00 16.67 2005-06-18 2025-06-19
333 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
334 Superfund Financial (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
335 Templewater Hong Kong Limited 2 0 2 3 3 6 1 3 4 0.00 50.00
336 Tiger Securities Asset Management Company Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2006-12-29
337 TUNG TAI SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
338 UBP ASSET MANAGEMENT ASIA LIMITED 4 0 4 3 3 6 -1 3 2 0.00 50.00 2007-01-11
339 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
340 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2015-02-09
341 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
342 Yuanta Asia Investment (Hong Kong) Limited 3 1 4 4 2 6 1 1 2 25.00 33.33 2007-01-15 2013-11-01
343 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00
344 Allard Partners Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
345 ALPHA WEALTH MANAGEMENT LIMITED (HK) 0 0 0 2 3 5 2 3 5 - 60.00 2007-05-08
346 AlTi Wealth Management (Hong Kong) Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2004-05-11
347 AMS CAPITAL LIMITED (d2012-07-13) 1 0 1 3 2 5 2 2 4 0.00 40.00 2011-06-10
348 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 3 2 5 1 -1 0 60.00 40.00
349 Asia Pacific Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
350 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 1 4 5 -1 -6 -7 83.33 80.00 2025-03-25
351 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
352 Axis Capital Management Limited 2 0 2 3 2 5 1 2 3 0.00 40.00
353 Beevest Securities Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
354 BLUE POOL CAPITAL LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2004-11-10 2015-12-01
355 BOWEN ASIA LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2014-10-20
356 BREVAN HOWARD (HONG KONG) LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2008-03-12 2018-05-11
357 CATHAY SECURITIES (HONG KONG) LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2007-11-27
358 CHINA EVERBRIGHT CAPITAL LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00
359 Chinese Strategic Asset Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2007-12-20 2020-07-16
360 CMS CAPITAL (HK) CO., LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2004-05-06
361 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
362 ELLIOTT ADVISORS (HK) LIMITED 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2005-03-08 2022-03-16
363 EMP-DAIWA CAPITAL ASIA LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2008-03-06 2011-01-10
364 Fosun International Securities Limited 5 0 5 5 0 5 0 0 0 0.00 0.00
365 FT Securities Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2024-12-06
366 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00 2013-03-19
367 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
368 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 5 0 5 0 0 0 0.00 0.00 2020-06-02
369 J.W. Childs Asia Equities (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-10-26 2020-12-11
370 Kirin Asset Management Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-06-12 2016-09-14
371 LIS Investment Services Limited 0 0 0 3 2 5 3 2 5 - 40.00 2008-01-09
372 LUEN FAT SECURITIES COMPANY LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00
373 MASON LAROCHE (HK) LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2012-03-19
374 MEGA CAPITAL (ASIA) COMPANY LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2007-05-11 2014-08-05
375 MEIJI YASUDA ASIA LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2019-10-17
376 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2012-09-18
377 MORRIS ZENDER FUND MANAGEMENT LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2004-09-21
378 Myo Capital Advisers Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-11-16 2021-02-04
379 Neutral Financial Holding Company Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00
380 OVERLOOK INVESTMENTS LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2010-01-05
381 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 3 2 5 1 1 2 33.33 40.00 2004-10-28
382 PHOENIX CAPITAL ASIA LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2022-12-21
383 RICHLAND WORLDWIDE LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-04-15
384 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2016-11-01
385 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2005-10-03 2010-05-13
386 SJS Markets Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-11-23 2015-01-13
387 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2019-08-15
388 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00 2005-06-20
389 SYMPHONY AMP LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2007-05-21 2008-10-31
390 Tokio Marine Investment Services, Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2014-03-28
391 VP Wealth Management (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-09-11 2025-07-24
392 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2010-12-16
393 3V Capital Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-07-18 2013-08-27
394 ALTUS CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
395 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
396 Anuenue Capital International Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2005-08-30
397 ASIA INVESTMENT MANAGEMENT LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00 2021-10-08
398 ASIA INVESTMENT RESEARCH LIMITED 1 1 2 2 2 4 1 1 2 50.00 50.00
399 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2008-08-04
400 BEAR BRIGHT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
401 BENTLEY REID & COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
402 Bradbury Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
403 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
404 CC SIF Advisory Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00 2006-07-25
405 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2019-07-29
406 CHELSEA SECURITIES LIMITED (HK) 3 0 3 3 1 4 0 1 1 0.00 25.00
407 CHEONG LEE SECURITIES LIMITED 1 0 1 3 1 4 2 1 3 0.00 25.00 2005-11-24
408 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
409 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
410 CUPOLA CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2022-05-06
411 CWB Hong Kong Limited 2 0 2 2 2 4 0 2 2 0.00 50.00
412 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-06-20
413 DELTA ASIA SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
414 Ellerston Capital (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2008-01-04 2010-08-05
415 ENHANCED INVESTMENT PRODUCTS LIMITED 1 1 2 2 2 4 1 1 2 50.00 50.00
416 EVENSTAR ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-04-19
417 FU HENG INVESTMENT MANAGEMENT LIMITED 1 1 2 2 2 4 1 1 2 50.00 50.00 2012-09-12
418 Funderstone Securities Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
419 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00 2005-02-16
420 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
421 GCAM Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-17 2022-03-09
422 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-12-16
423 GETTA SECURITIES LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2007-06-26
424 GF Asset Management (Hong Kong) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2007-11-08
425 GNAB Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2025-03-14
426 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00 2016-10-10
427 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-11-15
428 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-03
429 IAM LEGACY LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-08-21
430 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
431 INTERNATIONAL COMMERCE CORPORATION 2 3 5 2 2 4 0 -1 -1 60.00 50.00
432 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
433 iTTa Capital Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2003-05-29 2013-06-11
434 JAFCO Investment (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-10-15
435 JK Capital Management Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00
436 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2022-10-13
437 La Roche & Co Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2008-03-05 2011-12-08
438 LONGREACH GROUP LIMITED (THE) 2 1 3 1 3 4 -1 2 1 33.33 75.00 2006-08-01
439 MATLINPATTERSON ADVISERS (ASIA) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2009-10-19
440 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2004-09-22
441 MEAG Hong Kong Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
442 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-08-18
443 Metaverse Securities Limited (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
444 MIRABAUD (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-05-13 2018-10-16
445 Mitsubishi UFJ Investment Services (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-12-21 2021-04-21
446 MLI LIMITED (d2018-03-29) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-05-29
447 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
448 ORIENTAL PATRON SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
449 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-07-05
450 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-05-02 2015-06-25
451 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-05-24
452 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-12-17
453 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 4 0 4 1 -1 0 25.00 0.00
454 Silk Road International Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
455 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
456 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-03-27
457 STANDARD & POOR'S, LLC 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2010-12-21
458 Success Securities Limited 2 0 2 2 2 4 0 2 2 0.00 50.00
459 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2006-03-24
460 TIAN YUAN FINANCE LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2025-06-30
461 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
462 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-04-29 2013-04-22
463 Value Partners Private Equity Limited 3 2 5 4 0 4 1 -2 -1 40.00 0.00
464 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
465 XinKong International Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
466 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
467 ZHONGRONG PT SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
468 A ONE INVESTMENT COMPANY LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2013-12-05
469 A. H. INTERNATIONAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-03-22 2022-02-22
470 abrdn Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
471 Absolute Investment Management (HK) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
472 ACM ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
473 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-11-22 2010-04-30
474 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-06-25
475 AIR GEO SERVICES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-08-21 2012-12-14
476 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-11-29
477 Alpha Nova Capital Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
478 Alphatraxx (H.K.) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-12-23 2012-02-14
479 AMPLE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-01-02 2022-07-27
480 Anuenue Advisors Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
481 APAX PARTNERS HONG KONG LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-21 2012-03-12
482 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
483 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-01-02
484 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
485 AXIOM INVESTMENT MANAGEMENT LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33
486 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
487 Bentley Capital Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
488 BROOKE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-06-13
489 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
490 CBRE Clarion Securities HKG Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-01-04 2019-08-28
491 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
492 ChapmanCraig Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
493 CHEETAH ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-08-01
494 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
495 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-01-15 2010-03-10
496 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
497 China Enterprise Securities Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
498 China Everbright Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-07-03
499 CHINA HANYA ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-04-22 2020-06-08
500 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-04-30
501 China Reserve Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
502 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
503 CLAY FINLAY (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-03-29 2010-01-18
504 Credit Suisse Securities (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-09-27
505 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
506 Delta Asia Wealth Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2025-08-26
507 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
508 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-28
509 EVER-LONG SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
510 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
511 FAYE CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2007-01-16 2010-05-12
512 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
513 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
514 First Prosperous Asset Management Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-09-06 2023-06-23
515 FIRST WORLDSEC SECURITIES LIMITED 4 2 6 3 0 3 -1 -2 -3 33.33 0.00 2024-12-18
516 Fleming Family & Partners (Asia) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-11-13 2009-09-14
517 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-09-07
518 Funderstone Asset Management (HK) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-11-14
519 GEOMATRIX (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-31
520 GO-TO-ASIA INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-02-12
521 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
522 Greentech Technology Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-18
523 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2006-04-27 2013-03-28
524 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-12-18 2011-02-23
525 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
526 HSZ (HONG KONG) LIMITED 4 1 5 2 1 3 -2 0 -2 20.00 33.33
527 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
528 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
529 IVY ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-02-06 2010-08-26
530 JW CAPITAL SECURITIES LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
531 KCG SECURITIES ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
532 Landmark Asset Management Limited (HK) 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-10 2018-01-22
533 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
534 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2009-03-31
535 Open Asset Management Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00
536 OSCAR BENSON LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-23
537 Pacific Sun Advisors Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-11-02
538 Partners Asset Management (HK) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2007-04-03
539 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 1 3 0 -1 -1 50.00 33.33
540 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-04-27 2009-07-06
541 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
542 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-03-12
543 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
544 PUREHEART CAPITAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-03-08
545 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
546 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
547 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
548 SATTVA INVESTMENT ADVISORS LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2003-10-30 2015-04-22
549 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2003-07-23 2014-10-14
550 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
551 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
552 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
553 Towers Watson Investment Services Hong Kong Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-05-14
554 TRANSPAC CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
555 TRISKELE CAPITAL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-04-11 2013-10-23
556 TVG CAPITAL PARTNERS LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2015-11-16
557 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-08-07
558 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
559 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
560 VMS Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2020-09-01
561 Wachovia Advisors International Limited 0 0 0 1 2 3 1 2 3 - 66.67 2007-12-17 2010-06-30
562 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
563 WELLCHAMP CAPITAL LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
564 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
565 Xeram and Company (Asia) Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2015-11-27
566 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
567 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
568 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
569 ACP Asset Management Limited (d2010-11-05) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-03-26 2010-03-26
570 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
571 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
572 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00
573 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
574 ATHENA WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2008-04-25
575 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
576 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2004-08-13
577 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
578 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2020-06-18
579 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
580 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
581 CHI CAPITAL SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-07 2016-05-05
582 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
583 China Access Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-21 2009-12-09
584 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
585 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 32 33 2 0 2 1 -32 -31 96.97 0.00 2013-05-13
586 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-02-16
587 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
588 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
589 CUBE CAPITAL HK LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-17 2015-02-13
590 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
591 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
592 DAEWOO SECURITIES (HONG KONG) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2017-02-28
593 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
594 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-06 2010-04-21
595 EAA SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
596 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2013-10-16
597 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
598 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
599 ENZARD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-21 2013-02-18
600 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
601 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
602 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
603 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-06-21
604 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
605 Fortress Investment Group (Hong Kong) LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-06-07 2008-08-07
606 GCIS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-11-22 2010-09-06
607 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-28 2011-03-08
608 Grace Financial Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2008-02-13 2021-04-23
609 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
610 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
611 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
612 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
613 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
614 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-23
615 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
616 HEAD & SHOULDERS SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2008-03-27
617 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-11-21
618 Horizon21 (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-01 2010-01-28
619 HOULIHAN LOKEY (EUROPE) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-15 2009-08-18
620 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
621 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-22 2009-09-07
622 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
623 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-01-03
624 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
625 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2010-05-10
626 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-12-02 2011-11-25
627 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
628 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
629 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
630 JOINCAP CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
631 JOLMO CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-03-31 2021-08-31
632 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
633 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
634 KBR Fund Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-08
635 KCG FUND MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-04
636 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
637 Knight Libertas (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-23 2010-05-14
638 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
639 LINK CAPITAL ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-05 2009-06-26
640 Lombard Investments (HK) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2009-11-19
641 Longitude Asia Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00
642 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
643 MAP CAPITAL LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-16 2016-01-22
644 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
645 MARCO POLO PURE ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2008-04-01
646 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
647 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
648 MF Global Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-30
649 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-19
650 NewSmith Capital Partners (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-10 2009-03-03
651 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
652 OKASAN INTERNATIONAL (ASIA) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-17
653 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
654 OppenheimerFunds International Distributor Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-15 2009-11-09
655 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
656 orientiert International Markets Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-01-11
657 PACIFIC HAWK (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
658 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2017-02-22
659 PARADIGM WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-17 2010-08-17
660 PGIM (Hong Kong) Limited 2 0 2 1 1 2 -1 1 0 0.00 50.00
661 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-03-09 2008-10-08
662 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
663 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
664 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 16 19 2 0 2 -1 -16 -17 84.21 0.00 2023-10-25
665 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
666 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-21
667 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
668 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
669 Samsung Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-04-23
670 SCM CHINA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-25
671 SDIC Securities International Financial Holdings Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-08-17
672 Shacom Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
673 Shinhan Investment Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-15
674 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
675 SINO-CEEF Capital Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-04-17
676 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-10
677 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
678 SPDB International Holdings Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-12-30
679 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
680 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
681 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-28
682 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
683 SYZ Asset Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-07-27 2016-12-22
684 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
685 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
686 TIS SECURITIES (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-28
687 TISCO GLOBAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-07-24 2008-07-10
688 TISCO SECURITIES HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-10
689 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
690 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
691 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
692 VISION FINANCE (SECURITIES) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-05-08
693 VisionGain Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-11-14
694 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
695 Wells Fargo Securities Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-04-25
696 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
697 Yunfeng Financial Markets Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
698 CARDINALASIA CONSULTING LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-06-27 2024-02-22
699 CBRE Investment Management (Asia) Limited 2 2 4 0 1 1 -2 -1 -3 50.00 100.00 2023-07-21
700 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
701 Ethk Funds Limited 3 1 4 1 0 1 -2 -1 -3 25.00 0.00 2005-01-13 2008-08-27
702 SAMSUNG SECURITIES (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
703 TSE'S SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
704 AMUNDI ASSET MANAGEMENT 6 19 25 0 0 0 -6 -19 -25 76.00 - 2004-07-01 2008-01-01
705 BARCLAYS CAPITAL ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 -
706 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-11-16
707 Beijing Securities Limited 1 0 1 0 0 0 -1 0 -1 0.00 -
708 BOCOM International Holdings Company Limited 4 3 7 0 0 0 -4 -3 -7 42.86 - 2010-03-09
709 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-12-22 2008-05-22
710 ETRADE SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2007-11-21
711 FIRST STATE (HONG KONG) LLC 5 9 14 0 0 0 -5 -9 -14 64.29 - 2007-07-27
712 FORE ASIA, LIMITED 4 1 5 0 0 0 -4 -1 -5 20.00 - 2004-08-18 2008-05-30
713 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-02-16 2008-06-04
714 Network Financial Services Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2007-11-27
715 PBST (HK) Holdings Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-05-12 2007-09-27
716 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2007-09-28
717 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-01-08
718 QI CAPITAL (HK) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-04-28 2007-08-20
719 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2024-03-25
720 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-01-04
721 TC Investment Management (Asia) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2008-02-14
722 Towers Watson Hong Kong Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-08-08
723 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-09-28
724 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-11-01
725 YICKO SECURITIES LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-05-08
Average 2.78 12.98 15.76 2.84 14.88 17.73 82.35 83.97

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