SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2007-05-31 2008-05-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 1332 1334 2 1247 1249 0 -85 -85 99.85 99.84 2014-10-24
2 OnePlatform Asset Management Limited 2 646 648 9 968 977 7 322 329 99.69 99.08
3 Sun Life Hong Kong Limited 2 408 410 3 434 437 1 26 27 99.51 99.31 2009-06-17
4 ZURICH ADVISORY (HK) LIMITED 1 296 297 2 343 345 1 47 48 99.66 99.42 2010-07-06
5 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 278 281 3 321 324 0 43 43 98.93 99.07 2012-11-27
6 LEHMAN BROTHERS ASIA LIMITED 5 176 181 7 246 253 2 70 72 97.24 97.23 2024-11-13
7 Credit Suisse (Hong Kong) Limited 16 149 165 16 192 208 0 43 43 90.30 92.31 2025-01-13
8 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 167 175 7 174 181 -1 7 6 95.43 96.13
9 Merrill Lynch (Asia Pacific) Limited 6 120 126 8 163 171 2 43 45 95.24 95.32
10 Merrill Lynch Far East Limited 5 119 124 7 161 168 2 42 44 95.97 95.83 2025-01-16
11 J.P. MORGAN BROKING (HONG KONG) LIMITED 3 115 118 4 160 164 1 45 46 97.46 97.56
12 FTL Wealth Management (HK) Limited 2 80 82 2 155 157 0 75 75 97.56 98.73 2005-06-28 2011-05-20
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED 7 87 94 5 126 131 -2 39 37 92.55 96.18
14 UBS SECURITIES ASIA LIMITED 2 125 127 4 118 122 2 -7 -5 98.43 96.72
15 CLSA RESEARCH LIMITED 3 60 63 3 108 111 0 48 48 95.24 97.30 2014-06-18
16 Lion Global Financial Limited 5 90 95 6 105 111 1 15 16 94.74 94.59
17 CENTALINE WEALTH MANAGEMENT LIMITED 2 113 115 3 107 110 1 -6 -5 98.26 97.27 2004-04-02
18 MACQUARIE CAPITAL LIMITED 3 89 92 3 104 107 0 15 15 96.74 97.20
19 Morgan Stanley Asia Limited 2 87 89 2 105 107 0 18 18 97.75 98.13
20 YF Life Investors Limited 3 80 83 3 104 107 0 24 24 96.39 97.20 2004-08-30 2013-03-22
21 FIL Investment Management (Hong Kong) Limited 7 89 96 8 91 99 1 2 3 92.71 91.92
22 GOLDMAN SACHS (ASIA) L.L.C. 10 60 70 10 89 99 0 29 29 85.71 89.90
23 HSBC Global Asset Management (Hong Kong) Limited 8 59 67 10 81 91 2 22 24 88.06 89.01
24 Citigroup Global Markets Asia Limited 3 81 84 2 88 90 -1 7 6 96.43 97.78
25 JPMorgan Asset Management (Asia Pacific) Limited 3 65 68 4 79 83 1 14 15 95.59 95.18
26 FWD Life Insurance Company (Bermuda) Limited 2 49 51 2 75 77 0 26 26 96.08 97.40 2012-11-21
27 FWD Financial Planning Limited (HK) 3 48 51 3 72 75 0 24 24 94.12 96.00
28 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 56 60 2 73 75 -2 17 15 93.33 97.33 2012-04-02
29 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 66 69 3 68 71 0 2 2 95.65 95.77 2010-12-17
30 HSBC LIFE (INTERNATIONAL) LIMITED 3 64 67 2 69 71 -1 5 4 95.52 97.18 2012-05-07
31 BOCI SECURITIES LIMITED 6 10 16 6 63 69 0 53 53 62.50 91.30 2004-03-01
32 T G HOLBORN (HK) LIMITED 3 54 57 3 65 68 0 11 11 94.74 95.59 2014-04-29
33 iBest Consultants Limited 2 40 42 2 64 66 0 24 24 95.24 96.97 2019-08-15
34 PHILLIP SECURITIES (HONG KONG) LIMITED 4 43 47 4 62 66 0 19 19 91.49 93.94
35 CASH Wealth Management Limited 3 38 41 3 59 62 0 21 21 92.68 95.16
36 Julius Baer (Hong Kong) Limited 4 25 29 3 51 54 -1 26 25 86.21 94.44 2006-09-14 2012-05-10
37 FIL Investment Advisors 5 47 52 6 47 53 1 0 1 90.38 88.68
38 DWS Investments Hong Kong Limited 4 26 30 5 47 52 1 21 22 86.67 90.38
39 Goldman Sachs Investment Management Hong Kong Limited 4 30 34 3 48 51 -1 18 17 88.24 94.12 2013-11-27
40 Rich Union Securities (H.K.) Limited 3 9 12 2 49 51 -1 40 39 75.00 96.08 2025-05-19
41 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 41 45 5 45 50 1 4 5 91.11 90.00
42 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 29 33 6 41 47 2 12 14 87.88 87.23
43 MIDLAND WEALTH MANAGEMENT LIMITED 0 0 0 4 42 46 4 42 46 - 91.30 2008-02-18
44 GET NICE SECURITIES LIMITED 5 40 45 5 40 45 0 0 0 88.89 88.89
45 ALTRUIST FINANCIAL GROUP LIMITED 2 31 33 2 42 44 0 11 11 93.94 95.45 2004-01-20
46 Rothschild & Co Hong Kong Limited 4 35 39 4 40 44 0 5 5 89.74 90.91 2005-04-27
47 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 50 54 4 40 44 0 -10 -10 92.59 90.91 2003-09-24 2011-04-19
48 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 47 49 3 40 43 1 -7 -6 95.92 93.02
49 AllianceBernstein Hong Kong Limited 6 31 37 8 34 42 2 3 5 83.78 80.95
50 KGI ASIA LIMITED 5 14 19 5 37 42 0 23 23 73.68 88.10 2017-10-02
51 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 43 46 2 39 41 -1 -4 -5 93.48 95.12 2018-12-31
52 BlackRock (Hong Kong) Limited (d2017-01-20) 11 29 40 7 33 40 -4 4 0 72.50 82.50 2015-05-15
53 UBS Asset Management (Hong Kong) Limited 7 25 32 7 32 39 0 7 7 78.13 82.05
54 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 32 39 6 32 38 -1 0 -1 82.05 84.21
55 BNP PARIBAS SECURITIES (ASIA) LIMITED 3 22 25 2 35 37 -1 13 12 88.00 94.59
56 BOCI RESEARCH LIMITED 3 25 28 4 33 37 1 8 9 89.29 89.19
57 Halbis Capital Management (Hong Kong) Limited 7 24 31 9 28 37 2 4 6 77.42 75.68 2005-06-23 2012-05-11
58 oOo Securities (HK) Group Limited 2 20 22 2 35 37 0 15 15 90.91 94.59 2004-12-03
59 NATIXIS ASIA LIMITED 3 13 16 3 32 35 0 19 19 81.25 91.43 2004-10-19
60 VALUE PARTNERS HONG KONG LIMITED 0 0 0 6 29 35 6 29 35 - 82.86 2007-11-19
61 VALUE PARTNERS LIMITED 5 20 25 5 30 35 0 10 10 80.00 85.71
62 AXA Financial Planning (Hong Kong) Limited 2 28 30 3 31 34 1 3 4 93.33 91.18 2012-05-25
63 Amundi Hong Kong Limited 5 21 26 6 27 33 1 6 7 80.77 81.82
64 BANK CONSORTIUM TRUST COMPANY LIMITED 2 23 25 3 30 33 1 7 8 92.00 90.91 2011-11-22
65 Standard Chartered Securities (Hong Kong) Limited 7 21 28 8 25 33 1 4 5 75.00 75.76
66 INSTINET PACIFIC LIMITED 4 19 23 6 26 32 2 7 9 82.61 81.25
67 PEGASUS FUND MANAGERS LIMITED 2 41 43 2 30 32 0 -11 -11 95.35 93.75
68 UOB KAY HIAN (HONG KONG) LIMITED 2 24 26 3 29 32 1 5 6 92.31 90.63
69 HANG SENG SECURITIES LIMITED 4 20 24 4 27 31 0 7 7 83.33 87.10
70 Allianz Global Investors Hong Kong Limited 6 20 26 4 26 30 -2 6 4 76.92 86.67 2015-05-31
71 ASSET MANAGEMENT GROUP LIMITED 2 18 20 2 28 30 0 10 10 90.00 93.33 2006-01-17
72 PineBridge Investments Asia Limited 3 20 23 3 27 30 0 7 7 86.96 90.00
73 JF INTERNATIONAL MANAGEMENT INC. 2 24 26 2 27 29 0 3 3 92.31 93.10 2020-07-13
74 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 19 26 4 25 29 -3 6 3 73.08 86.21 2005-07-05
75 CAIIS Limited 3 16 19 2 26 28 -1 10 9 84.21 92.86 2018-09-04
76 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 8 12 4 24 28 0 16 16 66.67 85.71 2024-03-28
77 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 17 21 3 25 28 -1 8 7 80.95 89.29 2012-06-04
78 DBS ASIA CAPITAL LIMITED 5 22 27 6 22 28 1 0 1 81.48 78.57
79 Ge Shang Investment (Hong Kong) Limited 2 21 23 2 26 28 0 5 5 91.30 92.86
80 SPARX Asia Investment Advisors Limited 5 19 24 6 21 27 1 2 3 79.17 77.78 2004-04-20
81 ANGUS MOORE LIMITED 3 12 15 2 24 26 -1 12 11 80.00 92.31 2011-07-05
82 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 16 20 4 22 26 0 6 6 80.00 84.62
83 Eastspring Investments (Hong Kong) Limited 4 23 27 4 21 25 0 -2 -2 85.19 84.00
84 GLOBAL INVESTMENT ADVISORS LIMITED 2 28 30 2 23 25 0 -5 -5 93.33 92.00
85 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 15 20 8 17 25 3 2 5 75.00 68.00 2017-10-02
86 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 22 24 2 23 25 0 1 1 91.67 92.00
87 GAYANG SECURITIES LIMITED 2 21 23 2 22 24 0 1 1 91.30 91.67
88 Legg Mason Asset Management Hong Kong Limited 4 17 21 4 20 24 0 3 3 80.95 83.33 2022-06-30
89 Oasis Management (Hong Kong) 2 12 14 2 22 24 0 10 10 85.71 91.67 2004-09-14
90 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 7 10 3 21 24 0 14 14 70.00 87.50 2011-10-20
91 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 2 9 11 5 18 23 3 9 12 81.82 78.26
92 Everbright Securities Investment Services (HK) Limited 3 13 16 3 20 23 0 7 7 81.25 86.96
93 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 3 20 23 4 19 23 1 -1 0 86.96 82.61
94 CBH Asia Limited 3 16 19 4 18 22 1 2 3 84.21 81.82
95 CITIC Securities Brokerage (HK) Limited 2 17 19 4 18 22 2 1 3 89.47 81.82
96 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 15 18 2 20 22 -1 5 4 83.33 90.91
97 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 17 20 4 18 22 1 1 2 85.00 81.82
98 Aberdeen International Investment Management Limited 3 6 9 2 19 21 -1 13 12 66.67 90.48 2005-07-27 2009-11-27
99 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 3 14 17 3 18 21 0 4 4 82.35 85.71 2007-01-12 2015-05-31
100 Amova Asset Management Hong Kong Limited 3 11 14 3 18 21 0 7 7 78.57 85.71
101 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 7 14 21 0 6 6 53.33 66.67
102 BEAR STEARNS ASIA LIMITED 6 35 41 7 14 21 1 -21 -20 85.37 66.67 2010-04-28
103 CC Finance Limited 4 11 15 3 18 21 -1 7 6 73.33 85.71 2006-04-20 2025-06-19
104 CITIC CLSA Capital Partners HK Limited 5 10 15 5 16 21 0 6 6 66.67 76.19
105 DBS VICKERS (HONG KONG) LIMITED 5 14 19 5 16 21 0 2 2 73.68 76.19
106 HPEF Capital Partners Limited 5 16 21 5 16 21 0 0 0 76.19 76.19 2022-06-01
107 MANULIFE (INTERNATIONAL) LIMITED 1 15 16 5 16 21 4 1 5 93.75 76.19 2011-06-17
108 MIZUHO SECURITIES ASIA LIMITED 4 16 20 3 18 21 -1 2 1 80.00 85.71
109 RHB SECURITIES HONG KONG LIMITED 3 10 13 4 17 21 1 7 8 76.92 80.95 2006-11-17 2022-10-06
110 BEA Union Investment Management Limited 5 11 16 4 16 20 -1 5 4 68.75 80.00
111 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 8 8 16 9 11 20 1 3 4 50.00 55.00
112 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 15 17 2 18 20 0 3 3 88.24 90.00 2013-03-19
113 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 6 9 3 17 20 0 11 11 66.67 85.00
114 MUSHK Limited 7 12 19 7 13 20 0 1 1 63.16 65.00 2011-06-01
115 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 3 17 20 0 3 3 82.35 85.00 2004-05-19
116 AP Asset Management (HK) Limited 5 14 19 5 14 19 0 0 0 73.68 73.68 2004-07-07 2013-12-04
117 CLSA LIMITED 5 18 23 5 14 19 0 -4 -4 78.26 73.68
118 DEUTSCHE SECURITIES ASIA LIMITED 2 22 24 2 17 19 0 -5 -5 91.67 89.47 2019-12-03
119 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 10 12 3 16 19 1 6 7 83.33 84.21
120 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 12 15 3 16 19 0 4 4 80.00 84.21 2011-02-18
121 Shang International Finance Limited 4 10 14 4 15 19 0 5 5 71.43 78.95 2024-01-26
122 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 2 17 19 -1 11 10 66.67 89.47
123 AXA Investment Managers Asia Limited 3 12 15 3 15 18 0 3 3 80.00 83.33
124 BlackRock Asset Management North Asia Limited 2 7 9 3 15 18 1 8 9 77.78 83.33
125 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 11 14 3 15 18 0 4 4 78.57 83.33 2004-07-28 2013-02-27
126 CSI Corporate Finance (HK) Limited 0 0 0 6 12 18 6 12 18 - 66.67 2007-08-01 2019-03-29
127 EMPEROR SECURITIES LIMITED (HK) 5 9 14 7 11 18 2 2 4 64.29 61.11
128 First Sentier Investors (Hong Kong) Limited 5 10 15 5 13 18 0 3 3 66.67 72.22
129 HANG SENG INVESTMENT SERVICES LIMITED 5 12 17 5 13 18 0 1 1 70.59 72.22
130 St. James's Place (Hong Kong) Limited 3 10 13 3 15 18 0 5 5 76.92 83.33
131 INVESCO HONG KONG LIMITED 5 7 12 6 11 17 1 4 5 58.33 64.71
132 MAN INVESTMENTS (HONG KONG) LIMITED 2 10 12 3 14 17 1 4 5 83.33 82.35
133 PATTERSON FINANCIAL SERVICES LIMITED 2 18 20 2 15 17 0 -3 -3 90.00 88.24 2009-05-13
134 AIF CAPITAL LIMITED 6 7 13 5 11 16 -1 4 3 53.85 68.75
135 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 14 16 3 13 16 1 -1 0 87.50 81.25 2010-11-03
136 Bright Fund Management Limited 4 13 17 3 13 16 -1 0 -1 76.47 81.25 2023-12-19
137 CHARLES SCHWAB, HONG KONG, LIMITED 5 11 16 5 11 16 0 0 0 68.75 68.75
138 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 3 13 16 0 -1 -1 82.35 81.25 2012-12-13
139 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 3 6 9 3 13 16 0 7 7 66.67 81.25 2005-06-24 2009-10-19
140 ETRADE SECURITIES (HONG KONG) LIMITED 4 25 29 4 12 16 0 -13 -13 86.21 75.00 2019-05-10
141 MANGO FINANCIAL LIMITED 2 11 13 3 13 16 1 2 3 84.62 81.25
142 China Tonghai (IA) Limited 3 11 14 3 12 15 0 1 1 78.57 80.00 2017-11-29
143 CITIC Securities (Hong Kong) Limited 5 3 8 4 11 15 -1 8 7 37.50 73.33
144 HAITONG INTERNATIONAL RESEARCH LIMITED 2 8 10 2 13 15 0 5 5 80.00 86.67
145 Neuberger Berman Asia Limited 0 0 0 2 13 15 2 13 15 - 86.67 2008-03-13
146 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 2 13 15 0 5 5 80.00 86.67 2010-12-31
147 Belvest Investment Services Limited 3 14 17 2 12 14 -1 -2 -3 82.35 85.71
148 CGS International Securities Hong Kong Limited 2 8 10 3 11 14 1 3 4 80.00 78.57
149 Citigroup Venture Capital International Asia Limited 5 11 16 4 10 14 -1 -1 -2 68.75 71.43 2005-05-24 2014-04-15
150 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 10 13 3 11 14 0 1 1 76.92 78.57 2016-06-30
151 IPP Financial Advisers Limited 3 2 5 2 12 14 -1 10 9 40.00 85.71 2006-12-21
152 Legg Mason International Equities (Hong Kong) Limited 4 13 17 3 11 14 -1 -2 -3 76.47 78.57 2015-08-28
153 Manulife Investment Management (Hong Kong) Limited 4 10 14 4 10 14 0 0 0 71.43 71.43
154 MCP Asset Management Company Limited 4 11 15 5 9 14 1 -2 -1 73.33 64.29 2005-08-23
155 Nomura Asset Management Hong Kong Limited 3 3 6 4 10 14 1 7 8 50.00 71.43
156 Quam Securities Limited 5 3 8 4 10 14 -1 7 6 37.50 71.43
157 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 3 11 14 -1 0 -1 73.33 78.57
158 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 13 15 2 12 14 0 -1 -1 86.67 85.71
159 Ark Securities (Hong Kong) Limited 2 4 6 2 11 13 0 7 7 66.67 84.62
160 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2019-07-05
161 BOCOM International Securities Limited 0 0 0 4 9 13 4 9 13 - 69.23 2007-09-10
162 Credit Agricole Securities (Asia) Limited 3 14 17 3 10 13 0 -4 -4 82.35 76.92
163 D. B. ZWIRN ASIA PARTNERS LIMITED 2 10 12 2 11 13 0 1 1 83.33 84.62 2005-09-27 2009-05-06
164 FOX-PITT, KELTON (ASIA) LIMITED 6 7 13 6 7 13 0 0 0 53.85 53.85 2010-05-18
165 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 4 7 11 6 7 13 2 0 2 63.64 53.85
166 Income Partners Asset Management (HK) Limited 3 9 12 3 10 13 0 1 1 75.00 76.92
167 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
168 SOUTH CHINA RESEARCH LIMITED 1 13 14 1 12 13 0 -1 -1 92.86 92.31
169 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 8 10 2 11 13 0 3 3 80.00 84.62 2017-09-29
170 WFM Asia (HK) Limited 3 8 11 3 10 13 0 2 2 72.73 76.92
171 AD Capital Management (Hong Kong) Limited 2 7 9 2 10 12 0 3 3 77.78 83.33 2004-09-08
172 Citi Insurance Brokers (Hong Kong) Limited 3 10 13 2 10 12 -1 0 -1 76.92 83.33 2006-10-04 2011-04-06
173 Daiwa Capital Markets Hong Kong Limited 4 5 9 2 10 12 -2 5 3 55.56 83.33
174 Deltroit (Hong Kong) Limited 2 4 6 2 10 12 0 6 6 66.67 83.33 2005-04-11 2024-12-12
175 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 3 5 8 3 9 12 0 4 4 62.50 75.00 2007-01-19 2008-09-11
176 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 5 7 12 2 7 9 0.00 58.33 2006-02-08 2018-09-26
177 GIGA (HONG KONG) LIMITED 2 5 7 3 9 12 1 4 5 71.43 75.00
178 HAMON ASSET MANAGEMENT LIMITED 3 7 10 2 10 12 -1 3 2 70.00 83.33
179 Huajin Corporate Finance (International) Limited 4 9 13 4 8 12 0 -1 -1 69.23 66.67
180 Janus Henderson Investors Hong Kong Limited 3 7 10 3 9 12 0 2 2 70.00 75.00
181 LOMBARD ODIER (HONG KONG) LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
182 MF Securities Hong Kong Limited 0 0 0 4 8 12 4 8 12 - 66.67 2008-02-21 2010-10-15
183 PFP Capital Limited 3 7 10 2 10 12 -1 3 2 70.00 83.33
184 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 15 17 2 10 12 0 -5 -5 88.24 83.33
185 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 5 9 5 7 12 1 2 3 55.56 58.33 2013-04-17
186 Tyche Group Limited 2 8 10 2 10 12 0 2 2 80.00 83.33 2014-12-05
187 Tyric Capital Limited 3 5 8 4 8 12 1 3 4 62.50 66.67
188 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82 2004-07-07
189 ARGYLE STREET MANAGEMENT LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73
190 BMI FUNDS MANAGEMENT LIMITED 4 2 6 3 8 11 -1 6 5 33.33 72.73
191 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 2 9 11 0 4 4 71.43 81.82
192 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73
193 CVC Asia Pacific Limited 2 6 8 4 7 11 2 1 3 75.00 63.64
194 GAM HONG KONG LIMITED 4 5 9 4 7 11 0 2 2 55.56 63.64
195 ICBC (ASIA) SECURITIES LIMITED 3 6 9 4 7 11 1 1 2 66.67 63.64
196 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 4 7 11 1 0 1 70.00 63.64
197 LAZARD ASIA (HONG KONG) LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73
198 Mason Securities Limited 2 5 7 2 9 11 0 4 4 71.43 81.82
199 MIB SECURITIES (HONG KONG) LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
200 OCP Asia (Hong Kong) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2004-09-03 2022-06-13
201 ONSHINE SECURITIES LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
202 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 12 15 2 9 11 -1 -3 -4 80.00 81.82 2017-06-28
203 SINOPAC SECURITIES (ASIA) LIMITED 5 10 15 4 7 11 -1 -3 -4 66.67 63.64 2017-02-12
204 SMBC Nikko Securities (Hong Kong) Limited 4 9 13 5 6 11 1 -3 -2 69.23 54.55
205 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 7 10 2 9 11 -1 2 1 70.00 81.82 2006-02-08 2009-05-20
206 Wellington Management Hong Kong Limited (b2003-01-02) 4 9 13 3 8 11 -1 -1 -2 69.23 72.73 2003-09-18
207 Wells Fargo Securities Asia Limited 0 0 0 2 9 11 2 9 11 - 81.82 2008-04-25
208 CHINA INTERNATIONAL CAPITAL LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
209 CSC SECURITIES (HK) LIMITED 0 0 0 2 8 10 2 8 10 - 80.00 2007-06-01
210 CTBC Asia Limited 4 5 9 2 8 10 -2 3 1 55.56 80.00 2004-10-04
211 FIRST SHANGHAI SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
212 HKFAEx Group Limited 2 0 2 3 7 10 1 7 8 0.00 70.00 2007-02-15
213 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 5 9 4 6 10 0 1 1 55.56 60.00 2003-06-06
214 MCP Holdings Limited (HK) 3 6 9 3 7 10 0 1 1 66.67 70.00 2011-06-29
215 OLD PEAK LIMITED (HK) 2 5 7 4 6 10 2 1 3 71.43 60.00 2005-08-26 2023-06-20
216 RAB CAPITAL (ASIA) LIMITED 0 0 0 5 5 10 5 5 10 - 50.00 2007-09-28 2011-10-10
217 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
218 Vision Capital Investment Management Limited 0 0 0 3 7 10 3 7 10 - 70.00 2008-01-12
219 WINNINGTON CAPITAL LIMITED 3 3 6 3 7 10 0 4 4 50.00 70.00
220 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78
221 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2013-04-02
222 CCB INTERNATIONAL SECURITIES LIMITED 3 3 6 3 6 9 0 3 3 50.00 66.67 2005-10-10
223 China International Capital Corporation (International) Limited 3 5 8 3 6 9 0 1 1 62.50 66.67 2009-05-06
224 EVOLUTION ASIA INVESTMENTS LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2007-08-24 2020-01-24
225 FB SECURITIES (HONG KONG) LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
226 Fubon Fund Management (Hong Kong) Limited 4 3 7 4 5 9 0 2 2 42.86 55.56
227 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 4 5 9 -1 0 -1 50.00 55.56 2020-12-09
228 Henyep Capital Management Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-12-20 2011-03-14
229 ICEA SECURITIES ASIA LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2009-09-29
230 iFAST Financial (HK) Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2007-03-30
231 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 3 8 5 4 9 0 1 1 37.50 44.44
232 Optima Capital Limited 0 0 0 2 7 9 2 7 9 - 77.78 2007-10-25
233 Penjing Asset Management (HK) Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2005-03-24 2016-02-03
234 SBI China Capital Securities Limited 4 6 10 3 6 9 -1 0 -1 60.00 66.67 2012-10-08
235 SEI INVESTMENTS (ASIA) LIMITED 2 2 4 3 6 9 1 4 5 50.00 66.67 2005-03-02 2023-02-20
236 Standard Advisory Asia Limited 1 1 2 2 7 9 1 6 7 50.00 77.78 2007-03-09 2013-04-12
237 Yuanta Securities (Hong Kong) Company Limited 2 4 6 2 7 9 0 3 3 66.67 77.78
238 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56
239 CHOW SANG SANG SECURITIES LIMITED 3 5 8 4 4 8 1 -1 0 62.50 50.00
240 EnTrustPermal (Hong Kong) Limited 0 0 0 4 4 8 4 4 8 - 50.00 2007-08-27 2021-03-26
241 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 4 4 8 0 3 3 20.00 50.00 2004-11-18 2009-04-28
242 GT Asset & Portfolio Management Limited 1 4 5 2 6 8 1 2 3 80.00 75.00 2004-11-04
243 HING WONG SECURITIES LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
244 HPEF Venture Partners Limited 4 6 10 4 4 8 0 -2 -2 60.00 50.00 2018-06-08
245 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2009-08-31
246 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2004-02-10 2015-07-22
247 ICG Asia Pacific Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
248 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 2 6 8 0 4 4 50.00 75.00 2005-05-09
249 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50 2014-10-13
250 KB Securities Hong Kong Limited 2 2 4 3 5 8 1 3 4 50.00 62.50
251 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 0 5 5 3 8 0 3 3 0.00 37.50
252 Mirae Asset Securities (HK) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2007-10-09 2017-03-01
253 Mirae Asset Securities (HK) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2007-10-09 2017-02-28
254 Open Securities Limited 4 2 6 4 4 8 0 2 2 33.33 50.00
255 PIMCO Asia Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-05-17
256 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 1 4 4 4 8 1 3 4 25.00 50.00 2024-03-27
257 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 2 6 5 3 8 1 1 2 33.33 37.50
258 STANHILL (HONG KONG) LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00 2013-05-23
259 UOB ASIA (HONG KONG) LIMITED 5 6 11 4 4 8 -1 -2 -3 54.55 50.00 2011-07-27
260 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
261 ALBOURNE PARTNERS (ASIA) LIMITED 3 2 5 4 3 7 1 1 2 40.00 42.86 2004-09-07
262 ALPS CAPITAL MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
263 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
264 Broadway Wealth Management Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2013-01-03
265 CAPE ASSET MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2024-03-13
266 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 2 6 2 5 7 -2 3 1 33.33 71.43
267 Credit Suisse Solution Partners (Hong Kong) Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2005-03-08 2011-04-14
268 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2023-02-02
269 DEEPHAVEN ASIA LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2005-04-13 2009-09-04
270 FCL ADVISORY LIMITED 2 3 5 3 4 7 1 1 2 60.00 57.14 2005-03-01
271 FLAG Squadron Asia Limited 0 0 0 4 3 7 4 3 7 - 42.86 2007-07-04 2016-06-02
272 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 4 6 4 3 7 2 -1 1 66.67 42.86
273 Goldyard Capital Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2019-11-21
274 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2004-11-29
275 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43
276 HARRIS FRASER (INTERNATIONAL) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
277 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2018-08-15
278 HFS ASSET MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
279 HSBC Family Office Services Limited 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2006-01-03 2012-07-13
280 IBTS ASIA (HK) LIMITED 2 0 2 3 4 7 1 4 5 0.00 57.14 2005-11-17 2024-09-20
281 ICBC Asset Management (Global) Company Limited 4 2 6 5 2 7 1 0 1 33.33 28.57
282 IVORY CAPITAL PRIVATE LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2007-03-21
283 JPMorgan Funds (Asia) Limited 6 1 7 7 0 7 1 -1 0 14.29 0.00
284 Mackenzie Investments Asia Limited 3 1 4 3 4 7 0 3 3 25.00 57.14
285 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 1 3 3 4 7 1 3 4 33.33 57.14
286 Oreana Financial Services Limited 2 4 6 2 5 7 0 1 1 66.67 71.43
287 PERRY CAPITAL (ASIA) LIMITED 3 0 3 2 5 7 -1 5 4 0.00 71.43 2006-09-12 2012-01-27
288 PRUDENTIAL BROKERAGE LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
289 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 5 2 7 1 -1 0 42.86 28.57 2013-11-25
290 SAIL ADVISORS LIMITED 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2004-05-17
291 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2013-05-29
292 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2019-09-30
293 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2007-05-08 2019-09-30
294 TAI SHING STOCK INVESTMENT CO. LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
295 TARGET CAPITAL MANAGEMENT LIMITED (HK) 2 0 2 3 4 7 1 4 5 0.00 57.14 2007-04-26
296 TOYO SECURITIES ASIA LIMITED 2 1 3 3 4 7 1 3 4 33.33 57.14
297 UPBEST SECURITIES COMPANY LIMITED 5 2 7 6 1 7 1 -1 0 28.57 14.29
298 WMG Asia Limited 2 1 3 2 5 7 0 4 4 33.33 71.43 2007-02-28 2014-01-06
299 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2003-05-23 2022-07-19
300 ABCI Securities Company Limited 3 3 6 4 2 6 1 -1 0 50.00 33.33 2005-11-15
301 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2016-06-30
302 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2005-12-20
303 CHIEF SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-20
304 China Integrity Investment Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2014-03-19
305 COHEN & STEERS ASIA LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2005-07-29
306 EQT Partners Asia Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2023-09-06
307 Everbright Capital Management Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-09-24 2021-09-17
308 Everbright-Efund Fund Management Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2006-11-06 2009-11-10
309 First Fidelity Capital (International) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-19
310 Fubon Capital (HK) Limited 2 0 2 2 4 6 0 4 4 0.00 66.67 2012-01-13
311 GETTA SECURITIES LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2007-06-26
312 HAMON ASIAN ADVISORS LIMITED 3 2 5 2 4 6 -1 2 1 40.00 66.67
313 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 2 4 4 2 6 2 0 2 50.00 33.33
314 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-09-22
315 Instinet Alpha Trading Limited 4 2 6 4 2 6 0 0 0 33.33 33.33 2010-11-19
316 KGI CAPITAL ASIA LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
317 KGI SECURITIES (HONG KONG) LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2017-10-02
318 LaSalle Investment Management Hong Kong Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-06-14 2020-02-20
319 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 2 5 2 4 6 -1 2 1 40.00 66.67 2025-04-23
320 MERCER INVESTMENTS (HK) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-08-04
321 Oaktree Capital (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-07-12
322 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2007-07-05
323 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-01-24
324 Pictet Asset Management (Hong Kong) Limited 2 1 3 2 4 6 0 3 3 33.33 66.67
325 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2010-07-07
326 Providence Equity Asia Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-08-23 2019-01-10
327 Quam Asset Management Limited (b1983-06-28) 4 1 5 2 4 6 -2 3 1 20.00 66.67
328 RICHLAND CAPITAL MANAGEMENT LIMITED 2 0 2 2 4 6 0 4 4 0.00 66.67 2007-05-25 2016-05-24
329 Robeco Hong Kong Limited 0 0 0 4 2 6 4 2 6 - 33.33 2007-12-18
330 Sensible Asset Management Limited 4 1 5 5 1 6 1 0 1 20.00 16.67 2005-06-18 2025-06-19
331 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 1 3 2 4 6 0 3 3 33.33 66.67
332 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-01-12
333 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
334 Superfund Financial (Hong Kong) Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67
335 Templewater Hong Kong Limited 2 2 4 3 3 6 1 1 2 50.00 50.00
336 Tiger Securities Asset Management Company Limited 2 3 5 4 2 6 2 -1 1 60.00 33.33 2006-12-29
337 TUNG TAI SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
338 UBP ASSET MANAGEMENT ASIA LIMITED 4 0 4 3 3 6 -1 3 2 0.00 50.00 2007-01-11
339 VC BROKERAGE LIMITED 3 4 7 4 2 6 1 -2 -1 57.14 33.33
340 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
341 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
342 Yuanta Asia Investment (Hong Kong) Limited 3 1 4 4 2 6 1 1 2 25.00 33.33 2007-01-15 2013-11-01
343 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00
344 Allard Partners Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
345 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 0 2 2 3 5 0 3 3 0.00 60.00 2007-05-08
346 AlTi Wealth Management (Hong Kong) Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2004-05-11
347 AMS CAPITAL LIMITED (d2012-07-13) 1 0 1 3 2 5 2 2 4 0.00 40.00 2011-06-10
348 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 3 2 5 1 -1 0 60.00 40.00
349 Asia Pacific Securities Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
350 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 1 4 5 -1 -6 -7 83.33 80.00 2025-03-25
351 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
352 Beevest Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
353 BLUE POOL CAPITAL LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2004-11-10 2015-12-01
354 BOWEN ASIA LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2014-10-20
355 BREVAN HOWARD (HONG KONG) LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2008-03-12 2018-05-11
356 CATHAY SECURITIES (HONG KONG) LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2007-11-27
357 CHEONG LEE SECURITIES LIMITED 1 0 1 3 2 5 2 2 4 0.00 40.00 2005-11-24
358 Chinese Strategic Asset Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2007-12-20 2020-07-16
359 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
360 ELLIOTT ADVISORS (HK) LIMITED 2 5 7 3 2 5 1 -3 -2 71.43 40.00 2005-03-08 2022-03-16
361 EMP-DAIWA CAPITAL ASIA LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2008-03-06 2011-01-10
362 Fosun International Securities Limited 5 0 5 5 0 5 0 0 0 0.00 0.00
363 GCAM Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2007-05-17 2022-03-09
364 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00 2013-03-19
365 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
366 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 5 0 5 1 0 1 0.00 0.00 2020-06-02
367 J.W. Childs Asia Equities (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-10-26 2020-12-11
368 Kirin Asset Management Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-06-12 2016-09-14
369 LIS Investment Services Limited 0 0 0 3 2 5 3 2 5 - 40.00 2008-01-09
370 LUEN FAT SECURITIES COMPANY LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00
371 MASON LAROCHE (HK) LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2012-03-19
372 MEIJI YASUDA ASIA LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2019-10-17
373 MF Global Hong Kong Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2007-04-30
374 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2012-09-18
375 MORRIS ZENDER FUND MANAGEMENT LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2004-09-21
376 Myo Capital Advisers Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-11-16 2021-02-04
377 Neutral Financial Holding Company Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00
378 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
379 OVERLOOK INVESTMENTS LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2010-01-05
380 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 3 2 5 1 0 1 50.00 40.00 2004-10-28
381 PHOENIX CAPITAL ASIA LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2022-12-21
382 RICHLAND WORLDWIDE LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-04-15
383 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2016-11-01
384 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-10-03 2010-05-13
385 SJS Markets Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-11-23 2015-01-13
386 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2019-08-15
387 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 4 1 5 1 -1 0 40.00 20.00 2005-06-20
388 SYMPHONY AMP LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2007-05-21 2008-10-31
389 Tokio Marine Investment Services, Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2014-03-28
390 VP Wealth Management (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-09-11 2025-07-24
391 Wachovia Advisors International Limited 0 0 0 1 4 5 1 4 5 - 80.00 2007-12-17 2010-06-30
392 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 4 1 5 1 -1 0 40.00 20.00 2015-02-09
393 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
394 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00
395 3V Capital Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-07-18 2013-08-27
396 ALTUS CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
397 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
398 Anuenue Capital International Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-08-30
399 ASIA INVESTMENT MANAGEMENT LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00 2021-10-08
400 ASIA INVESTMENT RESEARCH LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
401 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2008-08-04
402 Axis Capital Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
403 BEAR BRIGHT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
404 BENTLEY REID & COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
405 Bradbury Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
406 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
407 CC SIF Advisory Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2006-07-25
408 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2019-07-29
409 CHELSEA SECURITIES LIMITED (HK) 3 0 3 3 1 4 0 1 1 0.00 25.00
410 CHINA EVERBRIGHT CAPITAL LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
411 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
412 CMS CAPITAL (HK) CO., LIMITED 2 1 3 1 3 4 -1 2 1 33.33 75.00 2004-05-06
413 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
414 CUPOLA CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2022-05-06
415 CWB Hong Kong Limited 2 0 2 2 2 4 0 2 2 0.00 50.00
416 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-06-20
417 DELTA ASIA SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
418 Ellerston Capital (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2008-01-04 2010-08-05
419 ENHANCED INVESTMENT PRODUCTS LIMITED 1 2 3 2 2 4 1 0 1 66.67 50.00
420 EVENSTAR ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-04-19
421 First Prosperous Asset Management Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-09-06 2023-06-23
422 FT Securities Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2024-12-06
423 FU HENG INVESTMENT MANAGEMENT LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00 2012-09-12
424 Funderstone Securities Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
425 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 1 3 4 0 2 2 50.00 75.00 2005-02-16
426 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
427 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-12-16
428 GF Asset Management (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2007-11-08
429 GNAB Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2025-03-14
430 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2016-10-10
431 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-03
432 IAM LEGACY LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-08-21
433 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
434 INTERNATIONAL COMMERCE CORPORATION 2 3 5 2 2 4 0 -1 -1 60.00 50.00
435 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
436 iTTa Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-05-29 2013-06-11
437 JAFCO Investment (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-10-15
438 JK Capital Management Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00
439 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-10-13
440 JW CAPITAL SECURITIES LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
441 La Roche & Co Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2008-03-05 2011-12-08
442 LONGREACH GROUP LIMITED (THE) 2 1 3 1 3 4 -1 2 1 33.33 75.00 2006-08-01
443 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2009-10-19
444 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2004-09-22
445 MEAG Hong Kong Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
446 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2007-05-11 2014-08-05
447 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-08-18
448 Metaverse Securities Limited (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
449 MIRABAUD (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-05-13 2018-10-16
450 Mitsubishi UFJ Investment Services (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-12-21 2021-04-21
451 MLI LIMITED (d2018-03-29) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-05-29
452 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
453 ORIENTAL PATRON SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
454 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 2 4 0 0 0 50.00 50.00
455 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-05-02 2015-06-25
456 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-12-17
457 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 4 0 4 1 -1 0 25.00 0.00
458 Silk Road International Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
459 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
460 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-03-27
461 STANDARD & POOR'S, LLC 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2010-12-21
462 Success Securities Limited 2 0 2 2 2 4 0 2 2 0.00 50.00
463 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2006-03-24
464 TIAN YUAN FINANCE LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2025-06-30
465 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00
466 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-04-29 2013-04-22
467 Value Partners Private Equity Limited 4 1 5 4 0 4 0 -1 -1 20.00 0.00
468 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
469 XinKong International Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
470 YARDLEY SECURITIES LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2016-09-06
471 ZHONGRONG PT SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
472 A ONE INVESTMENT COMPANY LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2013-12-05
473 A. H. INTERNATIONAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-03-22 2022-02-22
474 abrdn Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
475 Absolute Investment Management (HK) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
476 ACM ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
477 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-06-25
478 AIR GEO SERVICES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2007-08-21 2012-12-14
479 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-11-29
480 Alpha Nova Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
481 Alphatraxx (H.K.) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-12-23 2012-02-14
482 AMPLE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-01-02 2022-07-27
483 Anuenue Advisors Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
484 APAX PARTNERS HONG KONG LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-21 2012-03-12
485 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
486 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-01-02
487 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
488 ATHENA WEALTH MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-04-25
489 AXIOM INVESTMENT MANAGEMENT LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33
490 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-08-13
491 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
492 Bentley Capital Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
493 BROOKE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-06-13
494 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
495 CBRE Clarion Securities HKG Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-01-04 2019-08-28
496 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
497 ChapmanCraig Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
498 CHEETAH ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-08-01
499 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
500 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-01-15 2010-03-10
501 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
502 China Enterprise Securities Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
503 China Everbright Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-07-03
504 CHINA HANYA ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-04-22 2020-06-08
505 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-04-30
506 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
507 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
508 CLAY FINLAY (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-03-29 2010-01-18
509 Credit Suisse Securities (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-09-27
510 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
511 Delta Asia Wealth Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2025-08-26
512 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
513 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-28
514 EVER-LONG SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
515 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
516 FAYE CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2007-01-16 2010-05-12
517 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
518 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
519 FIRST WORLDSEC SECURITIES LIMITED 4 2 6 3 0 3 -1 -2 -3 33.33 0.00 2024-12-18
520 Fleming Family & Partners (Asia) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-11-13 2009-09-14
521 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-09-07
522 Funderstone Asset Management (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-11-14
523 GEOMATRIX (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-31
524 GO-TO-ASIA INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-02-12
525 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
526 Greentech Technology Asset Management Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-03-18
527 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2006-04-27 2013-03-28
528 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-12-18 2011-02-23
529 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2005-11-15
530 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
531 HSZ (HONG KONG) LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33
532 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-07-22 2009-09-07
533 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
534 IVY ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-02-06 2010-08-26
535 KCG SECURITIES ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
536 Landmark Asset Management Limited (HK) 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-10 2018-01-22
537 MARCO POLO PURE ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-04-01
538 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
539 Open Asset Management Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00
540 OSCAR BENSON LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-23
541 Pacific Sun Advisors Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-11-02
542 PAMA GROUP (HONG KONG) LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2017-02-22
543 PGIM (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
544 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-04-27 2009-07-06
545 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
546 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-03-12
547 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-05-24
548 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
549 PUREHEART CAPITAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-03-08
550 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
551 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
552 RHB ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-05-08 2020-11-17
553 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
554 Samsung Asset Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-04-23
555 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-10-30 2015-04-22
556 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2003-07-23 2014-10-14
557 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
558 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
559 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
560 TIS SECURITIES (HK) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-06-28
561 Towers Watson Investment Services Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-14
562 TRANSPAC CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
563 TRISKELE CAPITAL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-04-11 2013-10-23
564 TVG CAPITAL PARTNERS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-11-16
565 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-08-07
566 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
567 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
568 VisionGain Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-11-14
569 VMS Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2020-09-01
570 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
571 WELLCHAMP CAPITAL LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
572 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
573 Xeram and Company (Asia) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2015-11-27
574 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
575 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
576 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
577 ACP Asset Management Limited (d2010-11-05) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-03-26 2010-03-26
578 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2006-11-22 2010-04-30
579 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
580 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
581 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00
582 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
583 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
584 Beijing Securities Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
585 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
586 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2020-06-18
587 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
588 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
589 CHI CAPITAL SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-07 2016-05-05
590 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
591 China Access Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-21 2009-12-09
592 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
593 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 37 38 2 0 2 1 -37 -36 97.37 0.00 2013-05-13
594 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-02-16
595 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
596 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
597 CUBE CAPITAL HK LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-17 2015-02-13
598 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
599 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
600 DAEWOO SECURITIES (HONG KONG) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2017-02-28
601 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
602 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-06 2010-04-21
603 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
604 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2013-10-16
605 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
606 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
607 ENZARD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-21 2013-02-18
608 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
609 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
610 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
611 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-06-21
612 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
613 Fortress Investment Group (Hong Kong) LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-06-07 2008-08-07
614 GCIS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-11-22 2010-09-06
615 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-28 2011-03-08
616 Grace Financial Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2008-02-13 2021-04-23
617 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
618 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
619 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
620 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
621 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
622 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-23
623 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
624 HEAD & SHOULDERS SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2008-03-27
625 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-11-21
626 Horizon21 (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-01 2010-01-28
627 HOULIHAN LOKEY (EUROPE) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-15 2009-08-18
628 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 2 0 2 -2 0 -2 0.00 0.00
629 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
630 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
631 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-01-03
632 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
633 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2010-05-10
634 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-12-02 2011-11-25
635 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
636 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
637 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
638 JOINCAP CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
639 JOLMO CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-03-31 2021-08-31
640 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
641 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
642 KBR Fund Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-08
643 KCG FUND MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-04
644 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
645 Knight Libertas (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-23 2010-05-14
646 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
647 LINK CAPITAL ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-05 2009-06-26
648 Lombard Investments (HK) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2009-11-19
649 Longitude Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
650 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
651 MAP CAPITAL LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-16 2016-01-22
652 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
653 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
654 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
655 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-03-31
656 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-19
657 NewSmith Capital Partners (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-10 2009-03-03
658 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
659 OKASAN INTERNATIONAL (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-17
660 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
661 OppenheimerFunds International Distributor Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-15 2009-11-09
662 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
663 orientiert International Markets Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-01-11
664 PACIFIC HAWK (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
665 PARADIGM WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-17 2010-08-17
666 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
667 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 1 1 2 1 1 2 - 50.00 2008-05-29
668 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-03-09 2008-10-08
669 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
670 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
671 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 18 21 2 0 2 -1 -18 -19 85.71 0.00 2023-10-25
672 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
673 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-21
674 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
675 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
676 SCM CHINA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-25
677 SDIC Securities International Financial Holdings Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2012-08-17
678 Shacom Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
679 Shinhan Investment Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-15
680 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
681 SINO-CEEF Capital Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-04-17
682 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-10
683 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
684 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
685 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
686 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
687 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-28
688 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
689 SYZ Asset Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-07-27 2016-12-22
690 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
691 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
692 TISCO GLOBAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-07-24 2008-07-10
693 TISCO SECURITIES HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-10
694 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
695 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
696 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
697 VISION FINANCE (SECURITIES) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-08
698 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
699 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
700 Yunfeng Financial Markets Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
701 CARDINALASIA CONSULTING LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-06-27 2024-02-22
702 CBRE Investment Management (Asia) Limited 2 3 5 0 1 1 -2 -2 -4 60.00 100.00 2023-07-21
703 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
704 Ethk Funds Limited 3 1 4 1 0 1 -2 -1 -3 25.00 0.00 2005-01-13 2008-08-27
705 SAMSUNG SECURITIES (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
706 TSE'S SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
707 AMUNDI ASSET MANAGEMENT 6 19 25 0 0 0 -6 -19 -25 76.00 - 2004-07-01 2008-01-01
708 BARCLAYS CAPITAL ASIA LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 -
709 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-11-16
710 BOCOM International Holdings Company Limited 4 3 7 0 0 0 -4 -3 -7 42.86 - 2010-03-09
711 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-12-22 2008-05-22
712 ETRADE SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2007-11-21
713 FIRST STATE (HONG KONG) LLC 5 9 14 0 0 0 -5 -9 -14 64.29 - 2007-07-27
714 FORE ASIA, LIMITED 4 1 5 0 0 0 -4 -1 -5 20.00 - 2004-08-18 2008-05-30
715 INFINITY STRATEGIC ADVISORS LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2006-02-16 2008-06-04
716 Network Financial Services Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2007-11-27
717 PBST (HK) Holdings Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-05-12 2007-09-27
718 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2007-09-28
719 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-01-08
720 QI CAPITAL (HK) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-04-28 2007-08-20
721 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2024-03-25
722 Quellos (Asia) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-05-11 2007-11-01
723 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-01-04
724 TC Investment Management (Asia) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2008-02-14
725 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-09-28
726 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-11-01
Average 2.77 13.07 15.84 2.84 14.98 17.83 82.52 84.04

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