SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2007-06-30 2008-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 WM (HK) Limited 2 1321 1323 2 1236 1238 0 -85 -85 99.85 99.84 2014-10-24
2 OnePlatform Asset Management Limited 6 680 686 9 996 1005 3 316 319 99.13 99.10
3 Sun Life Hong Kong Limited 2 411 413 3 440 443 1 29 30 99.52 99.32 2009-06-17
4 ZURICH ADVISORY (HK) LIMITED 1 297 298 2 347 349 1 50 51 99.66 99.43 2010-07-06
5 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 280 283 2 338 340 -1 58 57 98.94 99.41 2012-11-27
6 LEHMAN BROTHERS ASIA LIMITED 5 183 188 7 243 250 2 60 62 97.34 97.20 2024-11-13
7 Credit Suisse (Hong Kong) Limited 16 157 173 16 197 213 0 40 40 90.75 92.49 2025-01-13
8 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 165 173 7 174 181 -1 9 8 95.38 96.13
9 J.P. MORGAN BROKING (HONG KONG) LIMITED 3 116 119 4 169 173 1 53 54 97.48 97.69
10 Merrill Lynch (Asia Pacific) Limited 7 126 133 8 161 169 1 35 36 94.74 95.27
11 Merrill Lynch Far East Limited 6 125 131 7 158 165 1 33 34 95.42 95.76 2025-01-16
12 FTL Wealth Management (HK) Limited 2 82 84 2 160 162 0 78 78 97.62 98.77 2005-06-28 2011-05-20
13 NOMURA INTERNATIONAL (HONG KONG) LIMITED 7 88 95 5 122 127 -2 34 32 92.63 96.06
14 UBS SECURITIES ASIA LIMITED 2 118 120 4 119 123 2 1 3 98.33 96.75
15 Lion Global Financial Limited 5 93 98 6 111 117 1 18 19 94.90 94.87
16 CENTALINE WEALTH MANAGEMENT LIMITED 2 115 117 3 112 115 1 -3 -2 98.29 97.39 2004-04-02
17 CLSA RESEARCH LIMITED 3 74 77 3 110 113 0 36 36 96.10 97.35 2014-06-18
18 YF Life Investors Limited 3 82 85 3 108 111 0 26 26 96.47 97.30 2004-08-30 2013-03-22
19 Morgan Stanley Asia Limited 2 90 92 2 104 106 0 14 14 97.83 98.11
20 MACQUARIE CAPITAL LIMITED 3 88 91 3 101 104 0 13 13 96.70 97.12
21 GOLDMAN SACHS (ASIA) L.L.C. 10 61 71 10 92 102 0 31 31 85.92 90.20
22 FIL Investment Management (Hong Kong) Limited 7 89 96 8 89 97 1 0 1 92.71 91.75
23 Citigroup Global Markets Asia Limited 3 85 88 2 89 91 -1 4 3 96.59 97.80
24 HSBC Global Asset Management (Hong Kong) Limited 8 58 66 10 81 91 2 23 25 87.88 89.01
25 JPMorgan Asset Management (Asia Pacific) Limited 3 64 67 4 80 84 1 16 17 95.52 95.24
26 FWD Life Insurance Company (Bermuda) Limited 2 49 51 2 79 81 0 30 30 96.08 97.53 2012-11-21
27 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 4 58 62 3 75 78 -1 17 16 93.55 96.15 2012-04-02
28 FWD Financial Planning Limited (HK) 3 48 51 3 73 76 0 25 25 94.12 96.05
29 HSBC LIFE (INTERNATIONAL) LIMITED 3 64 67 2 73 75 -1 9 8 95.52 97.33 2012-05-07
30 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 63 66 3 68 71 0 5 5 95.45 95.77 2010-12-17
31 BOCI SECURITIES LIMITED 6 10 16 6 64 70 0 54 54 62.50 91.43 2004-03-01
32 T G HOLBORN (HK) LIMITED 3 52 55 3 67 70 0 15 15 94.55 95.71 2014-04-29
33 iBest Consultants Limited 2 43 45 2 64 66 0 21 21 95.56 96.97 2019-08-15
34 CASH Wealth Management Limited 3 37 40 3 56 59 0 19 19 92.50 94.92
35 PHILLIP SECURITIES (HONG KONG) LIMITED 4 40 44 4 54 58 0 14 14 90.91 93.10
36 Julius Baer (Hong Kong) Limited 3 30 33 3 54 57 0 24 24 90.91 94.74 2006-09-14 2012-05-10
37 RBC INVESTMENT SERVICES (ASIA) LIMITED 4 39 43 5 48 53 1 9 10 90.70 90.57
38 DWS Investments Hong Kong Limited 4 25 29 5 47 52 1 22 23 86.21 90.38
39 FIL Investment Advisors 5 48 53 6 46 52 1 -2 -1 90.57 88.46
40 Rich Union Securities (H.K.) Limited 3 10 13 3 48 51 0 38 38 76.92 94.12 2025-05-19
41 Goldman Sachs Investment Management Hong Kong Limited 4 34 38 3 47 50 -1 13 12 89.47 94.00 2013-11-27
42 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 43 46 6 43 49 3 0 3 93.48 87.76 2018-12-31
43 KGI ASIA LIMITED 5 14 19 8 40 48 3 26 29 73.68 83.33 2017-10-02
44 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 31 35 6 41 47 2 10 12 88.57 87.23
45 ALTRUIST FINANCIAL GROUP LIMITED 3 33 36 2 43 45 -1 10 9 91.67 95.56 2004-01-20
46 GET NICE SECURITIES LIMITED 5 40 45 5 40 45 0 0 0 88.89 88.89
47 MIDLAND WEALTH MANAGEMENT LIMITED 0 0 0 4 40 44 4 40 44 - 90.91 2008-02-18
48 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 49 53 4 40 44 0 -9 -9 92.45 90.91 2003-09-24 2011-04-19
49 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 44 46 3 40 43 1 -4 -3 95.65 93.02
50 AllianceBernstein Hong Kong Limited 6 31 37 8 34 42 2 3 5 83.78 80.95
51 BlackRock (Hong Kong) Limited (d2017-01-20) 11 30 41 7 34 41 -4 4 0 73.17 82.93 2015-05-15
52 oOo Securities (HK) Group Limited 2 20 22 2 39 41 0 19 19 90.91 95.12 2004-12-03
53 Rothschild & Co Hong Kong Limited 4 34 38 4 36 40 0 2 2 89.47 90.00 2005-04-27
54 BOCI RESEARCH LIMITED 3 26 29 4 35 39 1 9 10 89.66 89.74
55 UBS Asset Management (Hong Kong) Limited 7 25 32 8 31 39 1 6 7 78.13 79.49
56 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 35 42 6 32 38 -1 -3 -4 83.33 84.21
57 BNP PARIBAS SECURITIES (ASIA) LIMITED 3 22 25 2 34 36 -1 12 11 88.00 94.44
58 Halbis Capital Management (Hong Kong) Limited 7 26 33 9 27 36 2 1 3 78.79 75.00 2005-06-23 2012-05-11
59 VALUE PARTNERS HONG KONG LIMITED 0 0 0 6 29 35 6 29 35 - 82.86 2007-11-19
60 VALUE PARTNERS LIMITED 5 21 26 5 30 35 0 9 9 80.77 85.71
61 AXA Financial Planning (Hong Kong) Limited 2 29 31 2 32 34 0 3 3 93.55 94.12 2012-05-25
62 NATIXIS ASIA LIMITED 3 15 18 3 31 34 0 16 16 83.33 91.18 2004-10-19
63 BANK CONSORTIUM TRUST COMPANY LIMITED 2 22 24 3 30 33 1 8 9 91.67 90.91 2011-11-22
64 HANG SENG SECURITIES LIMITED 4 21 25 4 29 33 0 8 8 84.00 87.88
65 INSTINET PACIFIC LIMITED 4 24 28 6 27 33 2 3 5 85.71 81.82
66 Standard Chartered Securities (Hong Kong) Limited 7 22 29 8 25 33 1 3 4 75.86 75.76
67 UOB KAY HIAN (HONG KONG) LIMITED 2 25 27 3 30 33 1 5 6 92.59 90.91
68 Amundi Hong Kong Limited 5 22 27 6 26 32 1 4 5 81.48 81.25
69 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 16 20 3 29 32 -1 13 12 80.00 90.63 2012-06-04
70 PEGASUS FUND MANAGERS LIMITED 2 42 44 2 30 32 0 -12 -12 95.45 93.75
71 Allianz Global Investors Hong Kong Limited 7 19 26 4 27 31 -3 8 5 73.08 87.10 2015-05-31
72 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 19 25 4 27 31 -2 8 6 76.00 87.10 2005-07-05
73 ASSET MANAGEMENT GROUP LIMITED 2 22 24 2 28 30 0 6 6 91.67 93.33 2006-01-17
74 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 11 15 4 26 30 0 15 15 73.33 86.67 2024-03-28
75 PineBridge Investments Asia Limited 3 22 25 3 27 30 0 5 5 88.00 90.00
76 CAIIS Limited 3 18 21 2 27 29 -1 9 8 85.71 93.10 2018-09-04
77 JF INTERNATIONAL MANAGEMENT INC. 2 24 26 2 27 29 0 3 3 92.31 93.10 2020-07-13
78 DBS ASIA CAPITAL LIMITED 8 20 28 6 22 28 -2 2 0 71.43 78.57
79 Ge Shang Investment (Hong Kong) Limited 2 21 23 2 26 28 0 5 5 91.30 92.86
80 SPARX Asia Investment Advisors Limited 5 21 26 6 21 27 1 0 1 80.77 77.78 2004-04-20
81 GLOBAL INVESTMENT ADVISORS LIMITED 2 28 30 2 24 26 0 -4 -4 93.33 92.31
82 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 6 15 21 8 18 26 2 3 5 71.43 69.23 2017-10-02
83 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 21 23 3 23 26 1 2 3 91.30 88.46
84 Everbright Securities Investment Services (HK) Limited 3 14 17 3 22 25 0 8 8 82.35 88.00
85 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 15 19 4 21 25 0 6 6 78.95 84.00
86 Aberdeen International Investment Management Limited 3 7 10 2 22 24 -1 15 14 70.00 91.67 2005-07-27 2009-11-27
87 GAYANG SECURITIES LIMITED 2 22 24 2 22 24 0 0 0 91.67 91.67
88 Legg Mason Asset Management Hong Kong Limited 4 17 21 4 20 24 0 3 3 80.95 83.33 2022-06-30
89 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 3 20 23 4 20 24 1 0 1 86.96 83.33
90 Oasis Management (Hong Kong) 2 13 15 2 22 24 0 9 9 86.67 91.67 2004-09-14
91 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 7 10 3 21 24 0 14 14 70.00 87.50 2011-10-20
92 STATE STREET GLOBAL ADVISORS ASIA LIMITED 3 17 20 4 20 24 1 3 4 85.00 83.33
93 Eastspring Investments (Hong Kong) Limited 4 21 25 4 19 23 0 -2 -2 84.00 82.61
94 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 3 14 17 3 19 22 0 5 5 82.35 86.36 2007-01-12 2015-05-31
95 ANGUS MOORE LIMITED 2 11 13 2 20 22 0 9 9 84.62 90.91 2011-07-05
96 CBH Asia Limited 3 16 19 4 18 22 1 2 3 84.21 81.82
97 CITIC Securities Brokerage (HK) Limited 3 19 22 4 18 22 1 -1 0 86.36 81.82
98 MIZUHO SECURITIES ASIA LIMITED 4 13 17 3 19 22 -1 6 5 76.47 86.36
99 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 15 18 2 20 22 -1 5 4 83.33 90.91
100 RHB SECURITIES HONG KONG LIMITED 2 12 14 4 18 22 2 6 8 85.71 81.82 2006-11-17 2022-10-06
101 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 9 16 7 14 21 0 5 5 56.25 66.67
102 BEA Union Investment Management Limited 5 11 16 4 17 21 -1 6 5 68.75 80.95
103 CITIC CLSA Capital Partners HK Limited 5 10 15 3 18 21 -2 8 6 66.67 85.71
104 DBS VICKERS (HONG KONG) LIMITED 5 13 18 5 16 21 0 3 3 72.22 76.19
105 HPEF Capital Partners Limited 5 16 21 5 16 21 0 0 0 76.19 76.19 2022-06-01
106 MANULIFE (INTERNATIONAL) LIMITED 2 15 17 5 16 21 3 1 4 88.24 76.19 2011-06-17
107 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 3 18 21 0 4 4 82.35 85.71 2004-05-19
108 BREVAN HOWARD (HONG KONG) LIMITED 0 0 0 3 17 20 3 17 20 - 85.00 2008-03-12 2018-05-11
109 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 8 8 16 9 11 20 1 3 4 50.00 55.00
110 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 16 18 2 18 20 0 2 2 88.89 90.00 2013-03-19
111 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 7 10 3 17 20 0 10 10 70.00 85.00
112 CC Finance Limited 4 12 16 3 16 19 -1 4 3 75.00 84.21 2006-04-20 2025-06-19
113 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 2 13 15 4 15 19 2 2 4 86.67 78.95
114 CLSA LIMITED 5 18 23 5 14 19 0 -4 -4 78.26 73.68
115 CSI Corporate Finance (HK) Limited 0 0 0 6 13 19 6 13 19 - 68.42 2007-08-01 2019-03-29
116 DEUTSCHE SECURITIES ASIA LIMITED 2 22 24 2 17 19 0 -5 -5 91.67 89.47 2019-12-03
117 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 13 15 3 16 19 1 3 4 86.67 84.21
118 MUSHK Limited 7 10 17 7 12 19 0 2 2 58.82 63.16 2011-06-01
119 Shang International Finance Limited 3 10 13 4 15 19 1 5 6 76.92 78.95 2024-01-26
120 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 7 10 2 17 19 -1 10 9 70.00 89.47
121 St. James's Place (Hong Kong) Limited 3 10 13 3 16 19 0 6 6 76.92 84.21
122 Amova Asset Management Hong Kong Limited 3 10 13 3 15 18 0 5 5 76.92 83.33
123 AXA Investment Managers Asia Limited 3 12 15 3 15 18 0 3 3 80.00 83.33
124 BlackRock Asset Management North Asia Limited 1 7 8 3 15 18 2 8 10 87.50 83.33
125 First Sentier Investors (Hong Kong) Limited 5 11 16 5 13 18 0 2 2 68.75 72.22
126 HANG SENG INVESTMENT SERVICES LIMITED 5 10 15 5 13 18 0 3 3 66.67 72.22
127 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 12 15 3 15 18 0 3 3 80.00 83.33 2011-02-18
128 AP Asset Management (HK) Limited 5 14 19 4 13 17 -1 -1 -2 73.68 76.47 2004-07-07 2013-12-04
129 EMPEROR SECURITIES LIMITED (HK) 5 9 14 7 10 17 2 1 3 64.29 58.82
130 INVESCO HONG KONG LIMITED 5 7 12 6 11 17 1 4 5 58.33 64.71
131 MAN INVESTMENTS (HONG KONG) LIMITED 2 10 12 3 14 17 1 4 5 83.33 82.35
132 MF Securities Hong Kong Limited 0 0 0 4 13 17 4 13 17 - 76.47 2008-02-21 2010-10-15
133 AIF CAPITAL LIMITED 6 7 13 5 11 16 -1 4 3 53.85 68.75
134 BEAR STEARNS ASIA LIMITED 7 37 44 6 10 16 -1 -27 -28 84.09 62.50 2010-04-28
135 CGS International Securities Hong Kong Limited 2 8 10 3 13 16 1 5 6 80.00 81.25
136 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 3 13 16 0 -1 -1 82.35 81.25 2012-12-13
137 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 3 13 16 0 1 1 80.00 81.25 2004-07-28 2013-02-27
138 ETRADE SECURITIES (HONG KONG) LIMITED 4 27 31 4 12 16 0 -15 -15 87.10 75.00 2019-05-10
139 HAITONG INTERNATIONAL RESEARCH LIMITED 2 7 9 2 14 16 0 7 7 77.78 87.50
140 MANGO FINANCIAL LIMITED 2 11 13 3 13 16 1 2 3 84.62 81.25
141 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 13 15 2 13 15 0 0 0 86.67 86.67 2010-11-03
142 CHARLES SCHWAB, HONG KONG, LIMITED 5 9 14 5 10 15 0 1 1 64.29 66.67
143 China Tonghai (IA) Limited 3 11 14 3 12 15 0 1 1 78.57 80.00 2017-11-29
144 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 9 12 3 12 15 0 3 3 75.00 80.00 2016-06-30
145 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 3 8 11 3 12 15 0 4 4 72.73 80.00 2005-06-24 2009-10-19
146 IPP Financial Advisers Limited 3 2 5 2 13 15 -1 11 10 40.00 86.67 2006-12-21
147 Legg Mason International Equities (Hong Kong) Limited 4 13 17 3 12 15 -1 -1 -2 76.47 80.00 2015-08-28
148 PATTERSON FINANCIAL SERVICES LIMITED 2 19 21 2 13 15 0 -6 -6 90.48 86.67 2009-05-13
149 Quam Securities Limited 5 5 10 4 11 15 -1 6 5 50.00 73.33
150 T. ROWE PRICE INTERNATIONAL, INC. 2 8 10 2 13 15 0 5 5 80.00 86.67 2010-12-31
151 Ark Securities (Hong Kong) Limited 2 4 6 2 12 14 0 8 8 66.67 85.71
152 Belvest Investment Services Limited 3 14 17 2 12 14 -1 -2 -3 82.35 85.71
153 BOCOM International Securities Limited 0 0 0 3 11 14 3 11 14 - 78.57 2007-09-10
154 CITIC Securities (Hong Kong) Limited 5 4 9 3 11 14 -2 7 5 44.44 78.57
155 Citigroup Venture Capital International Asia Limited 4 11 15 4 10 14 0 -1 -1 73.33 71.43 2005-05-24 2014-04-15
156 Daiwa Capital Markets Hong Kong Limited 4 6 10 3 11 14 -1 5 4 60.00 78.57
157 FOX-PITT, KELTON (ASIA) LIMITED 6 7 13 6 8 14 0 1 1 53.85 57.14 2010-05-18
158 MCP Asset Management Company Limited 4 11 15 5 9 14 1 -2 -1 73.33 64.29 2005-08-23
159 Neuberger Berman Asia Limited 0 0 0 2 12 14 2 12 14 - 85.71 2008-03-13
160 Nomura Asset Management Hong Kong Limited 3 3 6 4 10 14 1 7 8 50.00 71.43
161 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
162 AD Capital Management (Hong Kong) Limited 2 7 9 2 11 13 0 4 4 77.78 84.62 2004-09-08
163 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2019-07-05
164 Bright Fund Management Limited 4 11 15 3 10 13 -1 -1 -2 73.33 76.92 2023-12-19
165 Credit Agricole Securities (Asia) Limited 3 14 17 3 10 13 0 -4 -4 82.35 76.92
166 GENERALI INVESTMENTS ASIA LIMITED 3 0 3 6 7 13 3 7 10 0.00 53.85 2006-02-08 2018-09-26
167 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 4 7 11 6 7 13 2 0 2 63.64 53.85
168 Income Partners Asset Management (HK) Limited 3 9 12 3 10 13 0 1 1 75.00 76.92
169 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
170 Manulife Investment Management (Hong Kong) Limited 4 9 13 3 10 13 -1 1 0 69.23 76.92
171 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 5 9 5 8 13 1 3 4 55.56 61.54 2013-04-17
172 SOUTH CHINA RESEARCH LIMITED 1 13 14 1 12 13 0 -1 -1 92.86 92.31
173 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 13 15 2 11 13 0 -2 -2 86.67 84.62
174 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 7 9 2 11 13 0 4 4 77.78 84.62 2017-09-29
175 Tyche Group Limited 2 8 10 2 11 13 0 3 3 80.00 84.62 2014-12-05
176 WFM Asia (HK) Limited 3 8 11 3 10 13 0 2 2 72.73 76.92
177 CVC Asia Pacific Limited 2 6 8 4 8 12 2 2 4 75.00 66.67
178 Deltroit (Hong Kong) Limited 2 5 7 2 10 12 0 5 5 71.43 83.33 2005-04-11 2024-12-12
179 FIRST SHANGHAI SECURITIES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00
180 HAMON ASSET MANAGEMENT LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00
181 Huajin Corporate Finance (International) Limited 4 7 11 4 8 12 0 1 1 63.64 66.67
182 Janus Henderson Investors Hong Kong Limited 4 7 11 3 9 12 -1 2 1 63.64 75.00
183 LOMBARD ODIER (HONG KONG) LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
184 OCP Asia (Hong Kong) Limited 2 8 10 2 10 12 0 2 2 80.00 83.33 2004-09-03 2022-06-13
185 PFP Capital Limited 3 8 11 3 9 12 0 1 1 72.73 75.00
186 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 15 17 2 10 12 0 -5 -5 88.24 83.33
187 Tyric Capital Limited 3 4 7 4 8 12 1 4 5 57.14 66.67
188 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82 2004-07-07
189 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 2 9 11 0 4 4 71.43 81.82
190 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73
191 CHINA INTERNATIONAL CAPITAL LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82
192 D. B. ZWIRN ASIA PARTNERS LIMITED 2 11 13 2 9 11 0 -2 -2 84.62 81.82 2005-09-27 2009-05-06
193 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73 2007-01-19 2008-09-11
194 GAM HONG KONG LIMITED 4 5 9 4 7 11 0 2 2 55.56 63.64
195 GIGA (HONG KONG) LIMITED 2 5 7 3 8 11 1 3 4 71.43 72.73
196 ICBC (ASIA) SECURITIES LIMITED 2 7 9 4 7 11 2 0 2 77.78 63.64
197 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 4 7 11 1 0 1 70.00 63.64
198 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73
199 MIB SECURITIES (HONG KONG) LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
200 ONSHINE SECURITIES LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
201 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 3 12 15 2 9 11 -1 -3 -4 80.00 81.82 2017-06-28
202 SINOPAC SECURITIES (ASIA) LIMITED 5 10 15 4 7 11 -1 -3 -4 66.67 63.64 2017-02-12
203 SMBC Nikko Securities (Hong Kong) Limited 4 11 15 5 6 11 1 -5 -4 73.33 54.55
204 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 3 7 10 2 9 11 -1 2 1 70.00 81.82 2006-02-08 2009-05-20
205 Wellington Management Hong Kong Limited (b2003-01-02) 4 9 13 3 8 11 -1 -1 -2 69.23 72.73 2003-09-18
206 Wells Fargo Securities Asia Limited 0 0 0 2 9 11 2 9 11 - 81.82 2008-04-25
207 WINNINGTON CAPITAL LIMITED 3 3 6 3 8 11 0 5 5 50.00 72.73
208 ARGYLE STREET MANAGEMENT LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
209 BMI FUNDS MANAGEMENT LIMITED 4 2 6 3 7 10 -1 5 4 33.33 70.00
210 Citi Insurance Brokers (Hong Kong) Limited 3 10 13 3 7 10 0 -3 -3 76.92 70.00 2006-10-04 2011-04-06
211 FB SECURITIES (HONG KONG) LIMITED 3 5 8 4 6 10 1 1 2 62.50 60.00
212 Fubon Fund Management (Hong Kong) Limited 4 3 7 4 6 10 0 3 3 42.86 60.00
213 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
214 ICG Asia Pacific Limited 3 5 8 3 7 10 0 2 2 62.50 70.00
215 Mason Securities Limited 2 6 8 2 8 10 0 2 2 75.00 80.00
216 MCP Holdings Limited (HK) 3 6 9 3 7 10 0 1 1 66.67 70.00 2011-06-29
217 OLD PEAK LIMITED (HK) 2 6 8 4 6 10 2 0 2 75.00 60.00 2005-08-26 2023-06-20
218 Optima Capital Limited 0 0 0 2 8 10 2 8 10 - 80.00 2007-10-25
219 Penjing Asset Management (HK) Limited 2 6 8 4 6 10 2 0 2 75.00 60.00 2005-03-24 2016-02-03
220 RAB CAPITAL (ASIA) LIMITED 0 0 0 5 5 10 5 5 10 - 50.00 2007-09-28 2011-10-10
221 SEI INVESTMENTS (ASIA) LIMITED 2 2 4 3 7 10 1 5 6 50.00 70.00 2005-03-02 2023-02-20
222 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
223 Vision Capital Investment Management Limited 0 0 0 3 7 10 3 7 10 - 70.00 2008-01-12
224 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78
225 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2013-04-02
226 CCB INTERNATIONAL SECURITIES LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67 2005-10-10
227 China International Capital Corporation (International) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2009-05-06
228 CSC SECURITIES (HK) LIMITED 3 0 3 2 7 9 -1 7 6 0.00 77.78 2007-06-01
229 CTBC Asia Limited 4 5 9 2 7 9 -2 2 0 55.56 77.78 2004-10-04
230 EQT Partners Asia Limited 2 3 5 2 7 9 0 4 4 60.00 77.78 2023-09-06
231 EVOLUTION ASIA INVESTMENTS LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2007-08-24 2020-01-24
232 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 4 5 9 -1 0 -1 50.00 55.56 2020-12-09
233 GT Asset & Portfolio Management Limited 1 4 5 2 7 9 1 3 4 80.00 77.78 2004-11-04
234 Henyep Capital Management Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2005-12-20 2011-03-14
235 HKFAEx Group Limited 2 0 2 3 6 9 1 6 7 0.00 66.67 2007-02-15
236 ICEA SECURITIES ASIA LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2009-09-29
237 iFAST Financial (HK) Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2007-03-30
238 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 5 9 4 5 9 0 0 0 55.56 55.56 2003-06-06
239 Open Securities Limited 4 3 7 4 5 9 0 2 2 42.86 55.56
240 Quam Asset Management Limited (b1983-06-28) 4 1 5 2 7 9 -2 6 4 20.00 77.78
241 Robeco Hong Kong Limited 0 0 0 4 5 9 4 5 9 - 55.56 2007-12-18
242 SBI China Capital Securities Limited 4 5 9 3 6 9 -1 1 0 55.56 66.67 2012-10-08
243 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 1 6 5 4 9 0 3 3 16.67 44.44
244 Standard Advisory Asia Limited 2 1 3 2 7 9 0 6 6 33.33 77.78 2007-03-09 2013-04-12
245 Yuanta Securities (Hong Kong) Company Limited 2 4 6 2 7 9 0 3 3 66.67 77.78
246 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56
247 CHOW SANG SANG SECURITIES LIMITED 3 5 8 4 4 8 1 -1 0 62.50 50.00
248 Credit Suisse Solution Partners (Hong Kong) Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2005-03-08 2011-04-14
249 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 4 4 8 2 2 4 50.00 50.00 2023-02-02
250 EnTrustPermal (Hong Kong) Limited 0 0 0 4 4 8 4 4 8 - 50.00 2007-08-27 2021-03-26
251 HING WONG SECURITIES LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
252 HPEF Venture Partners Limited 4 6 10 4 4 8 0 -2 -2 60.00 50.00 2018-06-08
253 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-02-10 2015-07-22
254 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2011-09-22
255 INTEGRITY FINANCIAL SERVICES LIMITED 2 2 4 2 6 8 0 4 4 50.00 75.00 2005-05-09
256 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50 2014-10-13
257 KB Securities Hong Kong Limited 2 4 6 3 5 8 1 1 2 66.67 62.50
258 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 3 8 5 3 8 0 0 0 37.50 37.50
259 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 0 5 5 3 8 0 3 3 0.00 37.50
260 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 0 0 0 3 5 8 3 5 8 - 62.50 2007-07-05
261 PIMCO Asia Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-05-17
262 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 2 6 4 4 8 0 2 2 33.33 50.00 2024-03-27
263 SAIL ADVISORS LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2004-05-17
264 STANHILL (HONG KONG) LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00 2013-05-23
265 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 2 4 4 4 8 2 2 4 50.00 50.00 2007-05-08 2019-09-30
266 TOYO SECURITIES ASIA LIMITED 2 1 3 4 4 8 2 3 5 33.33 50.00
267 UOB ASIA (HONG KONG) LIMITED 5 6 11 4 4 8 -1 -2 -3 54.55 50.00 2011-07-27
268 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
269 ALBOURNE PARTNERS (ASIA) LIMITED 4 1 5 4 3 7 0 2 2 20.00 42.86 2004-09-07
270 ALPS CAPITAL MANAGEMENT LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
271 Broadway Wealth Management Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2013-01-03
272 CAPE ASSET MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2024-03-13
273 China Integrity Investment Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2014-03-19
274 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 2 5 2 5 7 -1 3 2 40.00 71.43
275 DEEPHAVEN ASIA LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2005-04-13 2009-09-04
276 FCL ADVISORY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2005-03-01
277 First Fidelity Capital (International) Limited 2 4 6 3 4 7 1 0 1 66.67 57.14 2006-04-19
278 FLAG Squadron Asia Limited 0 0 0 4 3 7 4 3 7 - 42.86 2007-07-04 2016-06-02
279 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 4 6 4 3 7 2 -1 1 66.67 42.86
280 GETTA SECURITIES LIMITED 3 0 3 4 3 7 1 3 4 0.00 42.86 2007-06-26
281 Goldyard Capital Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2019-11-21
282 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2004-11-29
283 HAMON ASIAN ADVISORS LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
284 HARRIS FRASER (INTERNATIONAL) LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
285 HFS ASSET MANAGEMENT LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
286 HSBC Family Office Services Limited 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2006-01-03 2012-07-13
287 HSBC GUYERZELLER FAR EAST LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2009-08-31
288 IBTS ASIA (HK) LIMITED 2 0 2 3 4 7 1 4 5 0.00 57.14 2005-11-17 2024-09-20
289 ICBC Asset Management (Global) Company Limited 4 2 6 5 2 7 1 0 1 33.33 28.57
290 IVORY CAPITAL PRIVATE LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2007-03-21
291 JPMorgan Funds (Asia) Limited 6 1 7 7 0 7 1 -1 0 14.29 0.00
292 Mackenzie Investments Asia Limited 3 1 4 3 4 7 0 3 3 25.00 57.14
293 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14 2025-04-23
294 Mirae Asset Securities (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2007-10-09 2017-03-01
295 Mirae Asset Securities (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2007-10-09 2017-02-28
296 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 3 5 3 4 7 1 1 2 60.00 57.14
297 Oaktree Capital (Hong Kong) Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2006-07-12
298 Oreana Financial Services Limited 2 3 5 2 5 7 0 2 2 60.00 71.43
299 PRUDENTIAL BROKERAGE LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
300 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 5 2 7 1 -1 0 42.86 28.57 2013-11-25
301 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2013-05-29
302 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2019-09-30
303 TAI SHING STOCK INVESTMENT CO. LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
304 TARGET CAPITAL MANAGEMENT LIMITED (HK) 2 0 2 3 4 7 1 4 5 0.00 57.14 2007-04-26
305 UPBEST SECURITIES COMPANY LIMITED 5 2 7 6 1 7 1 -1 0 28.57 14.29
306 VC BROKERAGE LIMITED 3 3 6 4 3 7 1 0 1 50.00 42.86
307 WMG Asia Limited 2 1 3 2 5 7 0 4 4 33.33 71.43 2007-02-28 2014-01-06
308 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2003-05-23 2022-07-19
309 Yuanta Asia Investment (Hong Kong) Limited 3 1 4 4 3 7 1 2 3 25.00 42.86 2007-01-15 2013-11-01
310 ABCI Securities Company Limited 3 3 6 4 2 6 1 -1 0 50.00 33.33 2005-11-15
311 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
312 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
313 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2005-12-20
314 CHIEF SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-20
315 COHEN & STEERS ASIA LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2005-07-29
316 Everbright Capital Management Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-09-24 2021-09-17
317 Everbright-Efund Fund Management Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2006-11-06 2009-11-10
318 Fubon Capital (HK) Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2012-01-13
319 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2018-08-15
320 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 2 4 4 2 6 2 0 2 50.00 33.33
321 Instinet Alpha Trading Limited 4 2 6 4 2 6 0 0 0 33.33 33.33 2010-11-19
322 J.W. Childs Asia Equities (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-10-26 2020-12-11
323 KGI CAPITAL ASIA LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
324 KGI SECURITIES (HONG KONG) LIMITED 3 0 3 5 1 6 2 1 3 0.00 16.67 2017-10-02
325 LaSalle Investment Management Hong Kong Limited 2 0 2 3 3 6 1 3 4 0.00 50.00 2007-06-14 2020-02-20
326 LIS Investment Services Limited 0 0 0 3 3 6 3 3 6 - 50.00 2008-01-09
327 MERCER INVESTMENTS (HK) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-08-04
328 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-01-24
329 PERRY CAPITAL (ASIA) LIMITED 3 2 5 2 4 6 -1 2 1 40.00 66.67 2006-09-12 2012-01-27
330 Pictet Asset Management (Hong Kong) Limited 2 1 3 2 4 6 0 3 3 33.33 66.67
331 Providence Equity Asia Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-08-23 2019-01-10
332 RICHLAND CAPITAL MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2007-05-25 2016-05-24
333 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-10-03 2010-05-13
334 Sensible Asset Management Limited 4 1 5 5 1 6 1 0 1 20.00 16.67 2005-06-18 2025-06-19
335 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
336 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-01-12
337 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
338 Superfund Financial (Hong Kong) Limited 3 2 5 2 4 6 -1 2 1 40.00 66.67
339 Templewater Hong Kong Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
340 Tiger Securities Asset Management Company Limited 2 3 5 4 2 6 2 -1 1 60.00 33.33 2006-12-29
341 TUNG TAI SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
342 UBP ASSET MANAGEMENT ASIA LIMITED 4 0 4 3 3 6 -1 3 2 0.00 50.00 2007-01-11
343 Wachovia Advisors International Limited 0 0 0 2 4 6 2 4 6 - 66.67 2007-12-17 2010-06-30
344 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
345 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
346 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
347 Allard Partners Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
348 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 1 3 2 3 5 0 2 2 33.33 60.00 2007-05-08
349 AlTi Wealth Management (Hong Kong) Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2004-05-11
350 AMS CAPITAL LIMITED (d2012-07-13) 1 0 1 3 2 5 2 2 4 0.00 40.00 2011-06-10
351 Asia Pacific Securities Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
352 ASSET DYNAMIC MANAGEMENT LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00 2025-03-25
353 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00
354 BOWEN ASIA LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2014-10-20
355 CATHAY SECURITIES (HONG KONG) LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2007-11-27
356 CHEONG LEE SECURITIES LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2005-11-24
357 Chinese Strategic Asset Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2007-12-20 2020-07-16
358 Fosun International Securities Limited 5 0 5 5 0 5 0 0 0 0.00 0.00
359 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 1 1 2 2 3 5 1 2 3 50.00 60.00 2005-02-16
360 GCAM Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2007-05-17 2022-03-09
361 GINGER CAPITAL MANAGEMENT LIMITED 4 1 5 2 3 5 -2 2 0 20.00 60.00 2004-11-18 2009-04-28
362 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00 2013-03-19
363 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
364 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 5 0 5 1 0 1 0.00 0.00 2020-06-02
365 Kirin Asset Management Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2007-06-12 2016-09-14
366 LUEN FAT SECURITIES COMPANY LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00
367 MASON LAROCHE (HK) LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2012-03-19
368 MEIJI YASUDA ASIA LIMITED 2 0 2 3 2 5 1 2 3 0.00 40.00 2019-10-17
369 MF Global Hong Kong Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2007-04-30
370 MONEY CONCEPTS (ASIA) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2012-09-18
371 MORRIS ZENDER FUND MANAGEMENT LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2004-09-21
372 Myo Capital Advisers Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-11-16 2021-02-04
373 Neutral Financial Holding Company Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00
374 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
375 OVERLOOK INVESTMENTS LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2010-01-05
376 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 3 2 5 1 0 1 50.00 40.00 2004-10-28
377 PHOENIX CAPITAL ASIA LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2022-12-21
378 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 7 9 3 2 5 1 -5 -4 77.78 40.00 2010-07-07
379 RICHLAND WORLDWIDE LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-04-15
380 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2016-11-01
381 SJS Markets Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-11-23 2015-01-13
382 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2019-08-15
383 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 4 1 5 1 -1 0 40.00 20.00 2005-06-20
384 SYMPHONY AMP LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2007-05-21 2008-10-31
385 Tokio Marine Investment Services, Limited 3 3 6 4 1 5 1 -2 -1 50.00 20.00 2014-03-28
386 VP Wealth Management (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2007-09-11 2025-07-24
387 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 4 1 5 1 -1 0 40.00 20.00 2015-02-09
388 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
389 YU MING INVESTMENT MANAGEMENT LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00
390 3V Capital Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-07-18 2013-08-27
391 AIR GEO SERVICES LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2007-08-21 2012-12-14
392 AKTIS CAPITAL ADVISORY LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2003-11-29
393 ALTUS CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
394 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
395 ANGLO CHINESE SECURITIES, LIMITED (HK) 2 3 5 3 1 4 1 -2 -1 60.00 25.00
396 Anuenue Capital International Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-08-30
397 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2021-10-08
398 ASIA INVESTMENT RESEARCH LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
399 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2008-08-04
400 Axis Capital Management Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
401 BEAR BRIGHT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
402 Beevest Securities Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00
403 BENTLEY REID & COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
404 BLUE POOL CAPITAL LIMITED 2 3 5 3 1 4 1 -2 -1 60.00 25.00 2004-11-10 2015-12-01
405 Bradbury Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
406 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
407 CC SIF Advisory Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2006-07-25
408 CHELSEA SECURITIES LIMITED (HK) 3 0 3 3 1 4 0 1 1 0.00 25.00
409 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-01-15 2010-03-10
410 CHINA EVERBRIGHT CAPITAL LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
411 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2008-04-30
412 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
413 CMS CAPITAL (HK) CO., LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-05-06
414 COMGEST FAR EAST LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
415 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
416 CWB Hong Kong Limited 2 0 2 2 2 4 0 2 2 0.00 50.00
417 DELTA ASIA SECURITIES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
418 Ellerston Capital (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2008-01-04 2010-08-05
419 ELLIOTT ADVISORS (HK) LIMITED 2 5 7 3 1 4 1 -4 -3 71.43 25.00 2005-03-08 2022-03-16
420 EMP-DAIWA CAPITAL ASIA LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2008-03-06 2011-01-10
421 ENHANCED INVESTMENT PRODUCTS LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
422 EVENSTAR ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-04-19
423 First Prosperous Asset Management Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-09-06 2023-06-23
424 FT Securities Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2024-12-06
425 FU HENG INVESTMENT MANAGEMENT LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00 2012-09-12
426 Funderstone Securities Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
427 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
428 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-12-16
429 GF Asset Management (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2007-11-08
430 GNAB Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2025-03-14
431 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 4 0 4 3 1 4 -1 1 0 0.00 25.00 2016-10-10
432 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-10-23
433 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-03
434 IAM LEGACY LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2007-08-21
435 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
436 INTERNATIONAL COMMERCE CORPORATION 2 3 5 2 2 4 0 -1 -1 60.00 50.00
437 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
438 iTTa Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-05-29 2013-06-11
439 JAFCO Investment (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-10-15
440 JK Capital Management Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00
441 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-10-13
442 JW CAPITAL SECURITIES LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
443 La Roche & Co Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2008-03-05 2011-12-08
444 LONGREACH GROUP LIMITED (THE) 2 1 3 1 3 4 -1 2 1 33.33 75.00 2006-08-01
445 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2004-09-22
446 MEAG Hong Kong Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
447 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-05-11 2014-08-05
448 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-08-18
449 Metaverse Securities Limited (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
450 MIRABAUD (ASIA) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-05-13 2018-10-16
451 Mitsubishi UFJ Investment Services (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2007-12-21 2021-04-21
452 MLI LIMITED (d2018-03-29) 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-05-29
453 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
454 OKASAN INTERNATIONAL (ASIA) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2007-05-17
455 ORIENTAL PATRON SECURITIES LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00
456 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 2 4 0 0 0 50.00 50.00
457 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2007-05-02 2015-06-25
458 Samsung Asset Management (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2008-04-23
459 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-12-17
460 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 4 0 4 1 -1 0 25.00 0.00
461 Silk Road International Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
462 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
463 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-03-27
464 STANDARD & POOR'S, LLC 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2010-12-21
465 Success Securities Limited 2 0 2 2 2 4 0 2 2 0.00 50.00
466 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2006-03-24
467 TIAN YUAN FINANCE LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2025-06-30
468 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00
469 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-04-29 2013-04-22
470 Value Partners Private Equity Limited 4 1 5 4 0 4 0 -1 -1 20.00 0.00
471 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
472 XinKong International Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
473 YARDLEY SECURITIES LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2016-09-06
474 ZHONGRONG PT SECURITIES LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
475 A ONE INVESTMENT COMPANY LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2013-12-05
476 A. H. INTERNATIONAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-03-22 2022-02-22
477 abrdn Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
478 Absolute Investment Management (HK) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
479 ACM ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
480 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-06-25
481 Alpha Nova Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
482 Alphatraxx (H.K.) Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2005-12-23 2012-02-14
483 AMPLE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-01-02 2022-07-27
484 Anuenue Advisors Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
485 APAX PARTNERS HONG KONG LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-21 2012-03-12
486 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
487 ASIA PACIFIC CAPITAL (HK) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-01-02
488 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
489 Aspect Capital Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-06-10 2022-06-16
490 ATHENA WEALTH MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-04-25
491 AXIOM INVESTMENT MANAGEMENT LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33
492 BALLINGAL INVESTMENT ADVISORS LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-08-13
493 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
494 Bentley Capital Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
495 BROOKE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-06-13
496 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
497 CBRE Clarion Securities HKG Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-01-04 2019-08-28
498 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
499 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2019-07-29
500 ChapmanCraig Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
501 CHEETAH ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-08-01
502 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
503 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
504 China Enterprise Securities Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
505 China Everbright Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2007-07-03
506 CHINA HANYA ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-04-22 2020-06-08
507 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
508 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
509 CLAY FINLAY (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-03-29 2010-01-18
510 Credit Suisse Securities (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-09-27
511 CUPOLA CAPITAL LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2022-05-06
512 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
513 DAEWOO SECURITIES (HONG KONG) LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2017-02-28
514 Delta Asia Wealth Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2025-08-26
515 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
516 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-28
517 EFG Asset Management (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-06-06
518 EVER-LONG SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
519 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
520 FAYE CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2007-01-16 2010-05-12
521 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
522 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
523 FIRST WORLDSEC SECURITIES LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2024-12-18
524 Fleming Family & Partners (Asia) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-11-13 2009-09-14
525 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-09-07
526 Funderstone Asset Management (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-11-14
527 GEOMATRIX (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-31
528 GO-TO-ASIA INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-02-12
529 Grace Financial Limited (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2008-02-13 2021-04-23
530 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
531 Greentech Technology Asset Management Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-03-18
532 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 3 0 3 1 0 1 0.00 0.00 2006-04-27 2013-03-28
533 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2007-12-18 2011-02-23
534 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2005-11-15
535 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
536 Horizon21 (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-02-01 2010-01-28
537 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
538 IVY ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-02-06 2010-08-26
539 KCG SECURITIES ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
540 Landmark Asset Management Limited (HK) 0 0 0 3 0 3 3 0 3 - 0.00 2008-01-10 2018-01-22
541 Longitude Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
542 MARCO POLO PURE ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-04-01
543 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2009-10-19
544 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
545 Open Asset Management Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00
546 OSCAR BENSON LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-23
547 Pacific Sun Advisors Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-11-02
548 PGIM (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
549 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
550 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-03-12
551 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-05-24
552 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
553 PUREHEART CAPITAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-03-08
554 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
555 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
556 RHB ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-05-08 2020-11-17
557 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
558 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-10-30 2015-04-22
559 SEABRIGHT ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2003-07-23 2014-10-14
560 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
561 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
562 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
563 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
564 TIS SECURITIES (HK) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-06-28
565 Towers Watson Investment Services Hong Kong Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-05-14
566 TRANSPAC CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
567 TRISKELE CAPITAL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-04-11 2013-10-23
568 TVG CAPITAL PARTNERS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-11-16
569 UNITED GAIN INVESTMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-08-07
570 UPBEST ASSETS MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
571 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
572 VisionGain Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2007-11-14
573 VMS Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2020-09-01
574 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
575 WELLCHAMP CAPITAL LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
576 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
577 Xeram and Company (Asia) Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2015-11-27
578 Yunfeng Financial Markets Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
579 ZHONGRONG PT FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-03
580 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
581 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
582 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2006-11-22 2010-04-30
583 Aletheia Analyst Network Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-06-03
584 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
585 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
586 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00
587 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
588 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
589 Beijing Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00
590 BNY Mellon Investment Management Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-06-06
591 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
592 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2020-06-18
593 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
594 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
595 CHI CAPITAL SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-07 2016-05-05
596 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
597 China Access Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-21 2009-12-09
598 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
599 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 36 37 2 0 2 1 -36 -35 97.30 0.00 2013-05-13
600 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-16
601 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
602 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
603 CUBE CAPITAL HK LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-17 2015-02-13
604 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
605 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
606 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
607 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-06 2010-04-21
608 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
609 EK INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2013-10-16
610 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
611 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
612 ENZARD LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-21 2013-02-18
613 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
614 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
615 EXS Capital Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-06-12
616 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
617 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-06-21
618 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
619 Fortress Investment Group (Hong Kong) LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-06-07 2008-08-07
620 GCIS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-11-22 2010-09-06
621 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-28 2011-03-08
622 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
623 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
624 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
625 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
626 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
627 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
628 HEAD & SHOULDERS SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2008-03-27
629 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-11-21
630 HOULIHAN LOKEY (EUROPE) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-15 2009-08-18
631 HSZ (HONG KONG) LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00
632 HUA YU INVESTMENT MANAGEMENT LIMITED 4 0 4 2 0 2 -2 0 -2 0.00 0.00
633 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
634 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-22 2009-09-07
635 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
636 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-01-03
637 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
638 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2010-05-10
639 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-12-02 2011-11-25
640 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
641 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
642 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
643 JOINCAP CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
644 JOLMO CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-03-31 2021-08-31
645 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
646 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
647 KBR Fund Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-08
648 KCG FUND MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-04
649 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
650 Knight Libertas (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-23 2010-05-14
651 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
652 LINK CAPITAL ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-05 2009-06-26
653 Lombard Investments (HK) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-11-19
654 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
655 MAP CAPITAL LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2008-01-16 2016-01-22
656 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
657 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
658 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
659 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-03-31
660 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-19
661 NewSmith Capital Partners (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-10 2009-03-03
662 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
663 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
664 OppenheimerFunds International Distributor Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-15 2009-11-09
665 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
666 orientiert International Markets Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-01-11
667 PACIFIC HAWK (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
668 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2017-02-22
669 PARADIGM WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2007-08-17 2010-08-17
670 Partners Asset Management (HK) Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-04-03
671 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2008-05-29
672 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-04-27 2009-07-06
673 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-03-09 2008-10-08
674 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
675 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
676 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 17 20 2 0 2 -1 -17 -18 85.00 0.00 2023-10-25
677 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
678 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-21
679 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
680 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
681 SCM CHINA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-25
682 SDIC Securities International Financial Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-17
683 Shacom Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
684 Shinhan Investment Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2007-10-15
685 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
686 SINO-CEEF Capital Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-04-17
687 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
688 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
689 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
690 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
691 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-28
692 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
693 SYZ Asset Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-07-27 2016-12-22
694 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
695 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
696 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
697 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
698 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
699 VISION FINANCE (SECURITIES) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-08
700 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
701 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
702 ACP Asset Management Limited (d2010-11-05) 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-03-26 2010-03-26
703 CARDINALASIA CONSULTING LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-06-27 2024-02-22
704 CBRE Investment Management (Asia) Limited 2 3 5 0 1 1 -2 -2 -4 60.00 100.00 2023-07-21
705 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
706 Ethk Funds Limited 3 1 4 1 0 1 -2 -1 -3 25.00 0.00 2005-01-13 2008-08-27
707 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2024-03-25
708 SAMSUNG SECURITIES (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
709 TSE'S SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
710 AMUNDI ASSET MANAGEMENT 6 20 26 0 0 0 -6 -20 -26 76.92 - 2004-07-01 2008-01-01
711 BARCLAYS CAPITAL ASIA LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 -
712 BDO FINANCIAL SERVICES LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-11-16
713 BOCOM International Holdings Company Limited 4 3 7 0 0 0 -4 -3 -7 42.86 - 2010-03-09
714 CENTURION GLOBAL CAPITAL LIMITED (d2011-12-09) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2004-12-22 2008-05-22
715 DBS VICKERS SECURITIES ONLINE (HK) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2008-06-20
716 ETRADE SECURITIES LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2007-11-21
717 FIRST STATE (HONG KONG) LLC 5 9 14 0 0 0 -5 -9 -14 64.29 - 2007-07-27
718 FORE ASIA, LIMITED 4 1 5 0 0 0 -4 -1 -5 20.00 - 2004-08-18 2008-05-30
719 INFINITY STRATEGIC ADVISORS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2006-02-16 2008-06-04
720 Network Financial Services Limited 2 5 7 0 0 0 -2 -5 -7 71.43 - 2007-11-27
721 PBST (HK) Holdings Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-05-12 2007-09-27
722 PI INVESTMENT MANAGEMENT LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2007-09-28
723 PROTECTIVE CAPITAL (INTERNATIONAL) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-01-08
724 Quellos (Asia) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-05-11 2007-11-01
725 SUEZ ASIA HOLDINGS (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-01-04
726 TC Investment Management (Asia) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2008-02-14
727 TISCO SECURITIES HONG KONG LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-07-10
728 W.S. LAU & ASSOCIATES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-09-28
729 XINHUA INVESTMENT GROUP HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-11-01
Average 2.79 13.28 16.07 2.87 15.09 17.96 82.66 84.04

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