SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2008-06-30 2009-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 OnePlatform Asset Management Limited 9 996 1005 12 974 986 3 -22 -19 99.10 98.78
2 WM (HK) Limited 2 1236 1238 0 888 888 -2 -348 -350 99.84 100.00 2014-10-24
3 ZURICH ADVISORY (HK) LIMITED 2 347 349 1 338 339 -1 -9 -10 99.43 99.71 2010-07-06
4 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 338 340 3 329 332 1 -9 -8 99.41 99.10 2012-11-27
5 NOMURA INTERNATIONAL (HONG KONG) LIMITED 5 122 127 8 301 309 3 179 182 96.06 97.41
6 Credit Suisse (Hong Kong) Limited 16 197 213 19 182 201 3 -15 -12 92.49 90.55 2025-01-13
7 FTL Wealth Management (HK) Limited 2 160 162 2 197 199 0 37 37 98.77 98.99 2005-06-28 2011-05-20
8 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 174 181 7 190 197 0 16 16 96.13 96.45
9 UBS SECURITIES ASIA LIMITED 4 119 123 3 135 138 -1 16 15 96.75 97.83
10 Merrill Lynch (Asia Pacific) Limited 8 161 169 5 129 134 -3 -32 -35 95.27 96.27
11 Merrill Lynch Far East Limited 7 158 165 4 129 133 -3 -29 -32 95.76 96.99 2025-01-16
12 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 169 173 5 123 128 1 -46 -45 97.69 96.09
13 YF Life Investors Limited 3 108 111 3 117 120 0 9 9 97.30 97.50 2004-08-30 2013-03-22
14 CLSA RESEARCH LIMITED 3 110 113 2 114 116 -1 4 3 97.35 98.28 2014-06-18
15 PHILLIP SECURITIES (HONG KONG) LIMITED 4 54 58 4 112 116 0 58 58 93.10 96.55
16 GOLDMAN SACHS (ASIA) L.L.C. 10 92 102 14 101 115 4 9 13 90.20 87.83
17 HSBC LIFE (INTERNATIONAL) LIMITED 2 73 75 1 106 107 -1 33 32 97.33 99.07 2012-05-07
18 Lion Global Financial Limited 6 111 117 4 103 107 -2 -8 -10 94.87 96.26
19 FWD Life Insurance Company (Bermuda) Limited 2 79 81 1 105 106 -1 26 25 97.53 99.06 2012-11-21
20 Morgan Stanley Asia Limited 2 104 106 3 101 104 1 -3 -2 98.11 97.12
21 MACQUARIE CAPITAL LIMITED 3 101 104 3 95 98 0 -6 -6 97.12 96.94
22 CENTALINE WEALTH MANAGEMENT LIMITED 3 112 115 2 93 95 -1 -19 -20 97.39 97.89 2004-04-02
23 FIL Investment Management (Hong Kong) Limited 8 89 97 7 86 93 -1 -3 -4 91.75 92.47
24 Citigroup Global Markets Asia Limited 2 89 91 2 89 91 0 0 0 97.80 97.80
25 JPMorgan Asset Management (Asia Pacific) Limited 4 80 84 4 81 85 0 1 1 95.24 95.29
26 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 75 78 3 80 83 0 5 5 96.15 96.39 2012-04-02
27 HSBC Global Asset Management (Hong Kong) Limited 10 81 91 10 71 81 0 -10 -10 89.01 87.65
28 BOCI SECURITIES LIMITED 6 64 70 7 69 76 1 5 6 91.43 90.79 2004-03-01
29 iBest Consultants Limited 2 64 66 2 72 74 0 8 8 96.97 97.30 2019-08-15
30 T G HOLBORN (HK) LIMITED 3 67 70 3 71 74 0 4 4 95.71 95.95 2014-04-29
31 Julius Baer (Hong Kong) Limited 3 54 57 2 68 70 -1 14 13 94.74 97.14 2006-09-14 2012-05-10
32 FWD Financial Planning Limited (HK) 3 73 76 3 63 66 0 -10 -10 96.05 95.45
33 KGI ASIA LIMITED 8 40 48 9 55 64 1 15 16 83.33 85.94 2017-10-02
34 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 3 68 71 2 60 62 -1 -8 -9 95.77 96.77 2010-12-17
35 ALTRUIST FINANCIAL GROUP LIMITED 2 43 45 3 58 61 1 15 16 95.56 95.08 2004-01-20
36 MIDLAND WEALTH MANAGEMENT LIMITED 4 40 44 5 55 60 1 15 16 90.91 91.67 2008-02-18
37 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 48 53 7 52 59 2 4 6 90.57 88.14
38 ASSET MANAGEMENT GROUP LIMITED 2 28 30 2 49 51 0 21 21 93.33 96.08 2006-01-17
39 oOo Securities (HK) Group Limited 2 39 41 2 47 49 0 8 8 95.12 95.92 2004-12-03
40 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 41 47 5 44 49 -1 3 2 87.23 89.80
41 CASH Wealth Management Limited 3 56 59 2 46 48 -1 -10 -11 94.92 95.83
42 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 40 44 5 40 45 1 0 1 90.91 88.89 2003-09-24 2011-04-19
43 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 3 41 44 0 11 11 90.91 93.18 2011-11-22
44 FIL Investment Advisors 6 46 52 5 39 44 -1 -7 -8 88.46 88.64
45 GET NICE SECURITIES LIMITED 5 40 45 5 39 44 0 -1 -1 88.89 88.64
46 Goldman Sachs Investment Management Hong Kong Limited 3 47 50 2 41 43 -1 -6 -7 94.00 95.35 2013-11-27
47 Rothschild & Co Hong Kong Limited 4 36 40 4 39 43 0 3 3 90.00 90.70 2005-04-27
48 BOCI RESEARCH LIMITED 4 35 39 4 38 42 0 3 3 89.74 90.48
49 Everbright Securities Investment Services (HK) Limited 3 22 25 2 40 42 -1 18 17 88.00 95.24
50 DWS Investments Hong Kong Limited 5 47 52 5 36 41 0 -11 -11 90.38 87.80
51 Rich Union Securities (H.K.) Limited 3 48 51 2 39 41 -1 -9 -10 94.12 95.12 2025-05-19
52 CITIC Securities Brokerage (HK) Limited 4 18 22 5 35 40 1 17 18 81.82 87.50
53 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 43 49 4 34 38 -2 -9 -11 87.76 89.47 2018-12-31
54 HANG SENG INVESTMENT MANAGEMENT LIMITED 6 32 38 5 33 38 -1 1 0 84.21 86.84
55 AllianceBernstein Hong Kong Limited 8 34 42 7 30 37 -1 -4 -5 80.95 81.08
56 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 34 36 2 35 37 0 1 1 94.44 94.59
57 Halbis Capital Management (Hong Kong) Limited 9 27 36 8 29 37 -1 2 1 75.00 78.38 2005-06-23 2012-05-11
58 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 23 26 2 35 37 -1 12 11 88.46 94.59
59 Amundi Hong Kong Limited 6 26 32 6 30 36 0 4 4 81.25 83.33
60 CAIIS Limited 2 27 29 2 34 36 0 7 7 93.10 94.44 2018-09-04
61 IAM LEGACY LIMITED 3 1 4 4 32 36 1 31 32 25.00 88.89 2007-08-21
62 UBS Asset Management (Hong Kong) Limited 8 31 39 7 29 36 -1 -2 -3 79.49 80.56
63 Standard Chartered Securities (Hong Kong) Limited 8 25 33 6 29 35 -2 4 2 75.76 82.86
64 VALUE PARTNERS LIMITED 5 30 35 5 29 34 0 -1 -1 85.71 85.29
65 Yuanta Securities (Hong Kong) Company Limited 2 7 9 4 30 34 2 23 25 77.78 88.24
66 RHB SECURITIES HONG KONG LIMITED 4 18 22 4 29 33 0 11 11 81.82 87.88 2006-11-17 2022-10-06
67 Allianz Global Investors Hong Kong Limited 4 27 31 3 29 32 -1 2 1 87.10 90.63 2015-05-31
68 BlackRock (Hong Kong) Limited (d2017-01-20) 7 34 41 6 26 32 -1 -8 -9 82.93 81.25 2015-05-15
69 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 29 32 3 29 32 0 0 0 90.63 90.63 2012-06-04
70 HANG SENG SECURITIES LIMITED 4 29 33 4 28 32 0 -1 -1 87.88 87.50
71 VALUE PARTNERS HONG KONG LIMITED 6 29 35 5 27 32 -1 -2 -3 82.86 84.38 2007-11-19
72 AXA Financial Planning (Hong Kong) Limited 2 32 34 2 29 31 0 -3 -3 94.12 93.55 2012-05-25
73 INSTINET PACIFIC LIMITED 6 27 33 5 26 31 -1 -1 -2 81.82 83.87
74 PEGASUS FUND MANAGERS LIMITED 2 30 32 2 29 31 0 -1 -1 93.75 93.55
75 UOB KAY HIAN (HONG KONG) LIMITED 3 30 33 3 28 31 0 -2 -2 90.91 90.32
76 BlackRock Asset Management North Asia Limited 3 15 18 3 27 30 0 12 12 83.33 90.00
77 Daiwa Capital Markets Hong Kong Limited 3 11 14 3 27 30 0 16 16 78.57 90.00
78 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 13 15 3 25 28 1 12 13 86.67 89.29 2010-11-03
79 JPMorgan Funds (Asia) Limited 7 0 7 7 20 27 0 20 20 0.00 74.07
80 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 27 31 4 23 27 0 -4 -4 87.10 85.19 2005-07-05
81 MIZUHO SECURITIES ASIA LIMITED 3 19 22 4 23 27 1 4 5 86.36 85.19
82 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 3 19 22 5 21 26 2 2 4 86.36 80.77 2007-01-12 2015-05-31
83 EMPEROR SECURITIES LIMITED (HK) 7 10 17 6 20 26 -1 10 9 58.82 76.92
84 Ge Shang Investment (Hong Kong) Limited 2 26 28 2 24 26 0 -2 -2 92.86 92.31
85 JF INTERNATIONAL MANAGEMENT INC. 2 27 29 2 24 26 0 -3 -3 93.10 92.31 2020-07-13
86 VENHOUSE WEALTH MANAGEMENT LIMITED 3 18 21 3 23 26 0 5 5 85.71 88.46 2004-05-19
87 CLSA LIMITED 5 14 19 5 20 25 0 6 6 73.68 80.00
88 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 18 26 8 17 25 0 -1 -1 69.23 68.00 2017-10-02
89 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 17 20 5 20 25 2 3 5 85.00 80.00
90 PineBridge Investments Asia Limited 3 27 30 4 21 25 1 -6 -5 90.00 84.00
91 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 20 22 2 23 25 0 3 3 90.91 92.00
92 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 20 24 5 20 25 1 0 1 83.33 80.00
93 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 15 19 5 19 24 1 4 5 78.95 79.17
94 DBS ASIA CAPITAL LIMITED 6 22 28 8 16 24 2 -6 -4 78.57 66.67
95 GLOBAL INVESTMENT ADVISORS LIMITED 2 24 26 2 22 24 0 -2 -2 92.31 91.67
96 SPARX Asia Investment Advisors Limited 6 21 27 8 16 24 2 -5 -3 77.78 66.67 2004-04-20
97 DBS VICKERS (HONG KONG) LIMITED 5 16 21 4 19 23 -1 3 2 76.19 82.61
98 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 20 24 4 19 23 0 -1 -1 83.33 82.61
99 Manulife Investment Management (Hong Kong) Limited 3 10 13 4 19 23 1 9 10 76.92 82.61
100 BMI FUNDS MANAGEMENT LIMITED 3 7 10 3 19 22 0 12 12 70.00 86.36
101 CSI Corporate Finance (HK) Limited 6 13 19 8 14 22 2 1 3 68.42 63.64 2007-08-01 2019-03-29
102 HPEF Capital Partners Limited 5 16 21 6 16 22 1 0 1 76.19 72.73 2022-06-01
103 Legg Mason Asset Management Hong Kong Limited 4 20 24 5 17 22 1 -3 -2 83.33 77.27 2022-06-30
104 BEA Union Investment Management Limited 4 17 21 6 15 21 2 -2 0 80.95 71.43
105 CBH Asia Limited 4 18 22 3 18 21 -1 0 -1 81.82 85.71
106 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 26 30 3 18 21 -1 -8 -9 86.67 85.71 2024-03-28
107 GAYANG SECURITIES LIMITED 2 22 24 2 19 21 0 -3 -3 91.67 90.48
108 GENERALI INVESTMENTS ASIA LIMITED 6 7 13 6 15 21 0 8 8 53.85 71.43 2006-02-08 2018-09-26
109 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 18 20 2 19 21 0 1 1 90.00 90.48 2013-03-19
110 MANULIFE (INTERNATIONAL) LIMITED 5 16 21 4 17 21 -1 1 0 76.19 80.95 2011-06-17
111 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 2 17 19 3 18 21 1 1 2 89.47 85.71
112 CC Finance Limited 3 16 19 3 17 20 0 1 1 84.21 85.00 2006-04-20 2025-06-19
113 CCB INTERNATIONAL SECURITIES LIMITED 3 6 9 5 15 20 2 9 11 66.67 75.00 2005-10-10
114 Eastspring Investments (Hong Kong) Limited 4 19 23 3 17 20 -1 -2 -3 82.61 85.00
115 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 2 18 20 0 4 4 87.50 90.00
116 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 21 25 5 15 20 1 -6 -5 84.00 75.00
117 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 40 43 2 18 20 -1 -22 -23 93.02 90.00
118 Mirae Asset Securities (HK) Limited 2 5 7 2 18 20 0 13 13 71.43 90.00 2007-10-09 2017-03-01
119 Mirae Asset Securities (HK) Limited 2 5 7 2 18 20 0 13 13 71.43 90.00 2007-10-09 2017-02-28
120 MUSHK Limited 7 12 19 6 14 20 -1 2 1 63.16 70.00 2011-06-01
121 Shang International Finance Limited 4 15 19 5 15 20 1 0 1 78.95 75.00 2024-01-26
122 Arta Asset Management Limited 0 0 0 2 17 19 2 17 19 - 89.47 2008-07-10
123 ATHENA WEALTH MANAGEMENT LIMITED 2 1 3 2 17 19 0 16 16 33.33 89.47 2008-04-25
124 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 14 21 7 12 19 0 -2 -2 66.67 63.16
125 CITIC CLSA Capital Partners HK Limited 3 18 21 3 16 19 0 -2 -2 85.71 84.21
126 CITIC Securities (Hong Kong) Limited 3 11 14 6 13 19 3 2 5 78.57 68.42
127 ETRADE SECURITIES (HONG KONG) LIMITED 4 12 16 4 15 19 0 3 3 75.00 78.95 2019-05-10
128 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 16 19 3 16 19 0 0 0 84.21 84.21
129 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 11 20 9 10 19 0 -1 -1 55.00 52.63
130 MF Securities Hong Kong Limited 4 13 17 5 14 19 1 1 2 76.47 73.68 2008-02-21 2010-10-15
131 NATIXIS ASIA LIMITED 3 31 34 3 16 19 0 -15 -15 91.18 84.21 2004-10-19
132 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 10 12 2 17 19 0 7 7 83.33 89.47
133 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 15 18 3 16 19 0 1 1 83.33 84.21 2011-02-18
134 St. James's Place (Hong Kong) Limited 3 16 19 2 17 19 -1 1 0 84.21 89.47
135 BOCOM International Securities Limited 3 11 14 3 15 18 0 4 4 78.57 83.33 2007-09-10
136 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 13 16 3 15 18 0 2 2 81.25 83.33 2012-12-13
137 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 3 15 18 0 1 1 82.35 83.33
138 Quam Securities Limited 4 11 15 4 14 18 0 3 3 73.33 77.78
139 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 2 16 18 0 11 11 71.43 88.89 2003-05-23 2022-07-19
140 APG Investments Asia Limited 0 0 0 5 12 17 5 12 17 - 70.59 2008-11-18
141 First Sentier Investors (Hong Kong) Limited 5 13 18 4 13 17 -1 0 -1 72.22 76.47
142 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 5 12 17 0 -1 -1 72.22 70.59
143 INVESCO HONG KONG LIMITED 6 11 17 5 12 17 -1 1 0 64.71 70.59
144 T. ROWE PRICE INTERNATIONAL, INC. 2 13 15 2 15 17 0 2 2 86.67 88.24 2010-12-31
145 TAI SHING STOCK INVESTMENT CO. LIMITED 3 4 7 3 14 17 0 10 10 57.14 82.35
146 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 11 13 2 15 17 0 4 4 84.62 88.24 2017-09-29
147 AXA Investment Managers Asia Limited 3 15 18 3 13 16 0 -2 -2 83.33 81.25
148 Belvest Investment Services Limited 2 12 14 2 14 16 0 2 2 85.71 87.50
149 BLACKSTONE GROUP (HK) LIMITED (THE) 0 0 0 2 14 16 2 14 16 - 87.50 2008-10-14
150 DEUTSCHE SECURITIES ASIA LIMITED 2 17 19 2 14 16 0 -3 -3 89.47 87.50 2019-12-03
151 Penjing Asset Management (HK) Limited 4 6 10 4 12 16 0 6 6 60.00 75.00 2005-03-24 2016-02-03
152 Yuanta Asia Investment (Hong Kong) Limited 4 3 7 4 12 16 0 9 9 42.86 75.00 2007-01-15 2013-11-01
153 Amova Asset Management Hong Kong Limited 3 15 18 3 12 15 0 -3 -3 83.33 80.00
154 BEAR STEARNS ASIA LIMITED 6 10 16 2 13 15 -4 3 -1 62.50 86.67 2010-04-28
155 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 4 11 15 -1 1 0 66.67 73.33
156 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00 2016-06-30
157 Credit Agricole Securities (Asia) Limited 3 10 13 3 12 15 0 2 2 76.92 80.00
158 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 13 16 3 12 15 0 -1 -1 81.25 80.00 2004-07-28 2013-02-27
159 Oasis Management (Hong Kong) 2 22 24 3 12 15 1 -10 -9 91.67 80.00 2004-09-14
160 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 3 12 15 0 1 1 78.57 80.00
161 Wellington Management Hong Kong Limited (b2003-01-02) 3 8 11 3 12 15 0 4 4 72.73 80.00 2003-09-18
162 ARGYLE STREET MANAGEMENT LIMITED 3 7 10 3 11 14 0 4 4 70.00 78.57
163 Ark Securities (Hong Kong) Limited 2 12 14 3 11 14 1 -1 0 85.71 78.57
164 ASPEN HILL PARTNERS (HONG KONG) LIMITED 0 0 0 3 11 14 3 11 14 - 78.57 2008-08-08
165 CGS International Securities Hong Kong Limited 3 13 16 3 11 14 0 -2 -2 81.25 78.57
166 China Tonghai (IA) Limited 3 12 15 3 11 14 0 -1 -1 80.00 78.57 2017-11-29
167 CVC Asia Pacific Limited 4 8 12 4 10 14 0 2 2 66.67 71.43
168 Income Partners Asset Management (HK) Limited 3 10 13 3 11 14 0 1 1 76.92 78.57
169 LIS Investment Services Limited 3 3 6 2 12 14 -1 9 8 50.00 85.71 2008-01-09
170 MIB SECURITIES (HONG KONG) LIMITED 3 8 11 3 11 14 0 3 3 72.73 78.57
171 Nomura Asset Management Hong Kong Limited 4 10 14 3 11 14 -1 1 0 71.43 78.57
172 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 3 11 14 1 6 7 71.43 78.57 2019-09-30
173 AIF CAPITAL LIMITED 5 11 16 4 9 13 -1 -2 -3 68.75 69.23
174 ANGUS MOORE LIMITED 2 20 22 2 11 13 0 -9 -9 90.91 84.62 2011-07-05
175 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2019-07-05
176 FIRST SHANGHAI SECURITIES LIMITED 3 9 12 3 10 13 0 1 1 75.00 76.92
177 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 7 13 6 7 13 0 0 0 53.85 53.85
178 IPP Financial Advisers Limited 2 13 15 2 11 13 0 -2 -2 86.67 84.62 2006-12-21
179 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
180 ONSHINE SECURITIES LIMITED 3 8 11 3 10 13 0 2 2 72.73 76.92
181 Optima Capital Limited 2 8 10 3 10 13 1 2 3 80.00 76.92 2007-10-25
182 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 21 24 3 10 13 0 -11 -11 87.50 76.92 2011-10-20
183 Pictet Asset Management (Hong Kong) Limited 2 4 6 3 10 13 1 6 7 66.67 76.92
184 Robeco Hong Kong Limited 4 5 9 5 8 13 1 3 4 55.56 61.54 2007-12-18
185 AP Asset Management (HK) Limited 4 13 17 2 10 12 -2 -3 -5 76.47 83.33 2004-07-07 2013-12-04
186 CHEONG LEE SECURITIES LIMITED 3 2 5 4 8 12 1 6 7 40.00 66.67 2005-11-24
187 CHINA INTERNATIONAL CAPITAL LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33
188 Citigroup Venture Capital International Asia Limited 4 10 14 2 10 12 -2 0 -2 71.43 83.33 2005-05-24 2014-04-15
189 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 3 12 15 2 10 12 -1 -2 -3 80.00 83.33 2005-06-24 2009-10-19
190 FOX-PITT, KELTON (ASIA) LIMITED 6 8 14 6 6 12 0 -2 -2 57.14 50.00 2010-05-18
191 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 8 10 4 8 12 2 0 2 80.00 66.67
192 HAMON ASSET MANAGEMENT LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
193 HARRIS FRASER (INTERNATIONAL) LIMITED 3 4 7 3 9 12 0 5 5 57.14 75.00
194 Huajin Corporate Finance (International) Limited 4 8 12 4 8 12 0 0 0 66.67 66.67
195 iFAST Financial (HK) Limited 2 7 9 2 10 12 0 3 3 77.78 83.33 2007-03-30
196 Janus Henderson Investors Hong Kong Limited 3 9 12 2 10 12 -1 1 0 75.00 83.33
197 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 5 9 2 10 12 -2 5 3 55.56 83.33 2003-06-06
198 MANGO FINANCIAL LIMITED 3 13 16 2 10 12 -1 -3 -4 81.25 83.33
199 Mason Securities Limited 2 8 10 2 10 12 0 2 2 80.00 83.33
200 Neuberger Berman Asia Limited 2 12 14 3 9 12 1 -3 -2 85.71 75.00 2008-03-13
201 PFP Capital Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
202 PIPER JAFFRAY ASIA SECURITIES LIMITED 5 8 13 3 9 12 -2 1 -1 61.54 75.00 2013-04-17
203 Superfund Financial (Hong Kong) Limited 2 4 6 2 10 12 0 6 6 66.67 83.33
204 AD Capital Management (Hong Kong) Limited 2 11 13 2 9 11 0 -2 -2 84.62 81.82 2004-09-08
205 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2004-07-07
206 CATHAY SECURITIES (HONG KONG) LIMITED 3 2 5 3 8 11 0 6 6 40.00 72.73 2007-11-27
207 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 1 4 3 8 11 0 7 7 25.00 72.73 2008-04-30
208 First Fidelity Capital (International) Limited 3 4 7 3 8 11 0 4 4 57.14 72.73 2006-04-19
209 FLAG Squadron Asia Limited 4 3 7 6 5 11 2 2 4 42.86 45.45 2007-07-04 2016-06-02
210 GAM HONG KONG LIMITED 4 7 11 4 7 11 0 0 0 63.64 63.64
211 ICAP Equities Asia Limited 0 0 0 2 9 11 2 9 11 - 81.82 2008-12-22 2011-06-02
212 ICBC (ASIA) SECURITIES LIMITED 4 7 11 3 8 11 -1 1 0 63.64 72.73
213 SINOPAC SECURITIES (ASIA) LIMITED 4 7 11 4 7 11 0 0 0 63.64 63.64 2017-02-12
214 SOUTH CHINA RESEARCH LIMITED 1 12 13 3 8 11 2 -4 -2 92.31 72.73
215 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 11 13 2 9 11 0 -2 -2 84.62 81.82
216 AMPLE CAPITAL LIMITED 2 1 3 3 7 10 1 6 7 33.33 70.00 2007-01-02 2022-07-27
217 Bright Fund Management Limited 3 10 13 2 8 10 -1 -2 -3 76.92 80.00 2023-12-19
218 Broadway Wealth Management Limited 3 4 7 3 7 10 0 3 3 57.14 70.00 2013-01-03
219 Fidelity Management & Research (Hong Kong) Limited 0 0 0 5 5 10 5 5 10 - 50.00 2008-09-04
220 ICBC Asset Management (Global) Company Limited 5 2 7 5 5 10 0 3 3 28.57 50.00
221 LAZARD ASIA (HONG KONG) LIMITED 3 8 11 2 8 10 -1 0 -1 72.73 80.00
222 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 4 7 4 6 10 1 2 3 57.14 60.00 2025-04-23
223 MCP Asset Management Company Limited 5 9 14 4 6 10 -1 -3 -4 64.29 60.00 2005-08-23
224 MF Global Hong Kong Limited 2 3 5 3 7 10 1 4 5 60.00 70.00 2007-04-30
225 PRUDENTIAL BROKERAGE LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00
226 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 2 4 6 4 6 10 2 2 4 66.67 60.00
227 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
228 Wells Fargo Securities Asia Limited 2 9 11 3 7 10 1 -2 -1 81.82 70.00 2008-04-25
229 WFM Asia (HK) Limited 3 10 13 3 7 10 0 -3 -3 76.92 70.00
230 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 3 5 2 7 9 0 4 4 60.00 77.78 2007-05-08
231 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67
232 CAPE ASSET MANAGEMENT LIMITED 4 3 7 4 5 9 0 2 2 42.86 55.56 2024-03-13
233 CHINA EVERBRIGHT RESEARCH LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67
234 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 0 0 0 3 6 9 3 6 9 - 66.67 2008-08-20
235 Citi Insurance Brokers (Hong Kong) Limited 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2006-10-04 2011-04-06
236 CITIC Securities Asset Management (HK) Limited 0 0 0 3 6 9 3 6 9 - 66.67 2008-08-01
237 Deltroit (Hong Kong) Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2005-04-11 2024-12-12
238 EQT Partners Asia Limited 2 7 9 3 6 9 1 -1 0 77.78 66.67 2023-09-06
239 FB SECURITIES (HONG KONG) LIMITED 4 6 10 4 5 9 0 -1 -1 60.00 55.56
240 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 5 9 5 4 9 1 -1 0 55.56 44.44 2020-12-09
241 GIGA (HONG KONG) LIMITED 3 8 11 2 7 9 -1 -1 -2 72.73 77.78
242 GT Asset & Portfolio Management Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2004-11-04
243 HPEF Venture Partners Limited 4 4 8 4 5 9 0 1 1 50.00 55.56 2018-06-08
244 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2005-05-09
245 Legg Mason International Equities (Hong Kong) Limited 3 12 15 4 5 9 1 -7 -6 80.00 55.56 2015-08-28
246 MCP Holdings Limited (HK) 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2011-06-29
247 OCP Asia (Hong Kong) Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2004-09-03 2022-06-13
248 OLD PEAK LIMITED (HK) 4 6 10 4 5 9 0 -1 -1 60.00 55.56 2005-08-26 2023-06-20
249 Open Securities Limited 4 5 9 3 6 9 -1 1 0 55.56 66.67
250 PANTHEON CAPITAL (ASIA) LIMITED 3 3 6 3 6 9 0 3 3 50.00 66.67 2011-01-24
251 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2017-06-28
252 Providence Equity Asia Limited 2 4 6 3 6 9 1 2 3 66.67 66.67 2007-08-23 2019-01-10
253 SAIL ADVISORS LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2004-05-17
254 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2012-01-12
255 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 4 4 8 3 6 9 -1 2 1 50.00 66.67 2007-05-08 2019-09-30
256 Tiger Securities Asset Management Company Limited 4 2 6 5 4 9 1 2 3 33.33 44.44 2006-12-29
257 ABCI Securities Company Limited 4 2 6 5 3 8 1 1 2 33.33 37.50 2005-11-15
258 ALPS CAPITAL MANAGEMENT LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
259 Ares Management Asia (Hong Kong) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2009-05-25 2014-08-18
260 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2013-04-02
261 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
262 CTBC Asia Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2004-10-04
263 Fubon Fund Management (Hong Kong) Limited 4 6 10 3 5 8 -1 -1 -2 60.00 62.50
264 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00 2005-02-16
265 GUOTAI JUNAN ASSETS (ASIA) LIMITED 3 4 7 2 6 8 -1 2 1 57.14 75.00 2004-11-29
266 HAMON ASIAN ADVISORS LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
267 HFS ASSET MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
268 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
269 HSBC Family Office Services Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2006-01-03 2012-07-13
270 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2011-09-22
271 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 7 11 2 6 8 -2 -1 -3 63.64 75.00
272 IVORY CAPITAL PRIVATE LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00 2007-03-21
273 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 3 8 5 3 8 0 0 0 37.50 37.50
274 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 3 8 5 3 8 0 0 0 37.50 37.50
275 MFG Limited (HK) 0 0 0 4 4 8 4 4 8 - 50.00 2008-07-15
276 Oaktree Capital (Hong Kong) Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-07-12
277 Oreana Financial Services Limited 2 5 7 2 6 8 0 1 1 71.43 75.00
278 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2007-07-05
279 PFC INTERNATIONAL COMPANY LIMITED 0 0 0 3 5 8 3 5 8 - 62.50 2008-07-29
280 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 2 0 2 3 5 8 1 5 6 0.00 62.50 2008-05-29
281 Quam Asset Management Limited (b1983-06-28) 2 7 9 3 5 8 1 -2 -1 77.78 62.50
282 SEI INVESTMENTS (ASIA) LIMITED 3 7 10 2 6 8 -1 -1 -2 70.00 75.00 2005-03-02 2023-02-20
283 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 4 9 5 3 8 0 -1 -1 44.44 37.50
284 SPLENDOR GLOBAL INVESTMENTS LIMITED 3 4 7 2 6 8 -1 2 1 57.14 75.00 2013-05-29
285 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 4 7 3 5 8 0 1 1 57.14 62.50 2007-04-26
286 TOYO SECURITIES ASIA LIMITED 4 4 8 5 3 8 1 -1 0 50.00 37.50
287 Tyche Group Limited 2 11 13 2 6 8 0 -5 -5 84.62 75.00 2014-12-05
288 UBP ASSET MANAGEMENT ASIA LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50 2007-01-11
289 VC BROKERAGE LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00
290 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
291 Vision Capital Investment Management Limited 3 7 10 2 6 8 -1 -1 -2 70.00 75.00 2008-01-12
292 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2004-09-07
293 AlTi Wealth Management (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2004-05-11
294 ASSET DYNAMIC MANAGEMENT LIMITED 2 3 5 3 4 7 1 1 2 60.00 57.14 2025-03-25
295 BNY Mellon Investment Management Hong Kong Limited 2 0 2 3 4 7 1 4 5 0.00 57.14 2008-06-06
296 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
297 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 4 3 7 2 3 5 0.00 42.86 2007-02-16
298 Credit Suisse Solution Partners (Hong Kong) Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-03-08 2011-04-14
299 CSC SECURITIES (HK) LIMITED 2 7 9 1 6 7 -1 -1 -2 77.78 85.71 2007-06-01
300 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2023-02-02
301 EnTrustPermal (Hong Kong) Limited 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2007-08-27 2021-03-26
302 GETTA SECURITIES LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2007-06-26
303 GF Asset Management (Hong Kong) Limited 3 1 4 3 4 7 0 3 3 25.00 57.14 2007-11-08
304 Goldyard Capital Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2019-11-21
305 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 2 6 3 4 7 -1 2 1 33.33 57.14
306 ICG Asia Pacific Limited 3 7 10 5 2 7 2 -5 -3 70.00 28.57
307 INVESTEC ASSET MANAGEMENT ASIA LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2014-10-13
308 KGI SECURITIES (HONG KONG) LIMITED 5 1 6 6 1 7 1 0 1 16.67 14.29 2017-10-02
309 LaSalle Investment Management Hong Kong Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-06-14 2020-02-20
310 Mackenzie Investments Asia Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
311 Mitsubishi UFJ Investment Services (HK) Limited 2 2 4 3 4 7 1 2 3 50.00 57.14 2007-12-21 2021-04-21
312 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14
313 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
314 ORIENTAL PATRON SECURITIES LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14
315 PIMCO Asia Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2006-05-17
316 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2024-03-27
317 Pyramis Global Advisors (Hong Kong) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2008-07-29 2014-11-21
318 RAB CAPITAL (ASIA) LIMITED 5 5 10 3 4 7 -2 -1 -3 50.00 57.14 2007-09-28 2011-10-10
319 RG ASSET MANAGEMENT COMPANY LIMITED 5 2 7 4 3 7 -1 1 0 28.57 42.86 2013-11-25
320 Samsung Asset Management (Hong Kong) Limited 3 1 4 3 4 7 0 3 3 25.00 57.14 2008-04-23
321 SAMSUNG SECURITIES (ASIA) LIMITED 1 0 1 3 4 7 2 4 6 0.00 57.14
322 SMBC Nikko Securities (Hong Kong) Limited 5 6 11 5 2 7 0 -4 -4 54.55 28.57
323 STANHILL (HONG KONG) LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2013-05-23
324 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2006-03-24
325 UOB ASIA (HONG KONG) LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2011-07-27
326 UPBEST SECURITIES COMPANY LIMITED 6 1 7 6 1 7 0 0 0 14.29 14.29
327 VISION FINANCE ASSET MANAGEMENT LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2008-12-17
328 WINNINGTON CAPITAL LIMITED 3 8 11 3 4 7 0 -4 -4 72.73 57.14
329 WMG Asia Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2007-02-28 2014-01-06
330 Xeram and Company (Asia) Limited 3 0 3 3 4 7 0 4 4 0.00 57.14 2015-11-27
331 abrdn Hong Kong Limited 2 1 3 2 4 6 0 3 3 33.33 66.67
332 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
333 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
334 Beijing Securities Limited 2 0 2 3 3 6 1 3 4 0.00 50.00
335 Bradbury Securities Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
336 CC SIF Advisory Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2006-07-25
337 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 1 3 2 4 6 0 3 3 33.33 66.67
338 CHIEF SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-20
339 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00
340 Chinese Strategic Asset Management Limited 3 2 5 3 3 6 0 1 1 40.00 50.00 2007-12-20 2020-07-16
341 CIS SECURITIES ASSET MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2008-12-24
342 COHEN & STEERS ASIA LIMITED 3 3 6 2 4 6 -1 1 0 50.00 66.67 2005-07-29
343 FCL ADVISORY LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2005-03-01
344 Fuh Hwa SITE Asset Management (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2009-02-27
345 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 0 3 4 2 6 1 2 3 0.00 33.33 2005-11-15
346 HARVEST GLOBAL INVESTMENTS LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-02-16
347 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2018-08-15
348 HKFAEx Group Limited 3 6 9 2 4 6 -1 -2 -3 66.67 66.67 2007-02-15
349 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2004-02-10 2015-07-22
350 INTERNATIONAL COMMERCE CORPORATION 2 2 4 2 4 6 0 2 2 50.00 66.67
351 iTTa Capital Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2003-05-29 2013-06-11
352 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-10-26 2020-12-11
353 KB Securities Hong Kong Limited 3 5 8 2 4 6 -1 -1 -2 62.50 66.67
354 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
355 MIRABAUD (ASIA) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2003-05-13 2018-10-16
356 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-09-21
357 PERRY CAPITAL (ASIA) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-09-12 2012-01-27
358 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-05-25 2016-05-24
359 RICHLAND WORLDWIDE LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-04-15
360 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 3 5 2 4 6 0 1 1 60.00 66.67 2016-11-01
361 SDHG International Asset Management Limited 0 0 0 4 2 6 4 2 6 - 33.33 2008-12-02
362 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 0 0 0 5 1 6 5 1 6 - 16.67 2008-11-07
363 Sensible Asset Management Limited 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-06-18 2025-06-19
364 Standard Advisory Asia Limited 2 7 9 3 3 6 1 -4 -3 77.78 50.00 2007-03-09 2013-04-12
365 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 5 1 6 1 0 1 20.00 16.67 2005-06-20
366 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
367 Templewater Hong Kong Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
368 Tokio Marine Investment Services, Limited 4 1 5 4 2 6 0 1 1 20.00 33.33 2014-03-28
369 Tyric Capital Limited 4 8 12 3 3 6 -1 -5 -6 66.67 50.00
370 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
371 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
372 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
373 YUE XIU SECURITIES COMPANY LIMITED 4 5 9 2 4 6 -2 -1 -3 55.56 66.67
374 Aletheia Analyst Network Limited 2 0 2 3 2 5 1 2 3 0.00 40.00 2008-06-03
375 AMS CAPITAL LIMITED (d2012-07-13) 3 2 5 3 2 5 0 0 0 40.00 40.00 2011-06-10
376 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2021-10-08
377 AVANTA INVESTMENT MANAGEMENT LIMITED 3 2 5 4 1 5 1 -1 0 40.00 20.00
378 Axis Capital Management Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
379 BEAR BRIGHT LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00
380 Beevest Securities Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
381 BLUE POOL CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2004-11-10 2015-12-01
382 BOWEN ASIA LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2014-10-20
383 BREVAN HOWARD (HONG KONG) LIMITED 3 17 20 3 2 5 0 -15 -15 85.00 40.00 2008-03-12 2018-05-11
384 BROOKE CAPITAL LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2012-06-13
385 China Enterprise Securities Company Limited 2 1 3 3 2 5 1 1 2 33.33 40.00
386 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 9 11 2 3 5 0 -6 -6 81.82 60.00
387 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 4 1 5 4 1 5 - 20.00 2008-10-22
388 COMGEST FAR EAST LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00
389 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
390 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
391 EVENSTAR ADVISORS LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-04-19
392 EVER-LONG SECURITIES COMPANY LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00
393 First Prosperous Asset Management Company Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-09-06 2023-06-23
394 Fosun International Securities Limited 5 0 5 5 0 5 0 0 0 0.00 0.00
395 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 4 3 7 2 3 5 -2 0 -2 42.86 60.00
396 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-12-16
397 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2013-03-19
398 GNAB Limited 2 2 4 1 4 5 -1 2 1 50.00 80.00 2025-03-14
399 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2007-12-18 2011-02-23
400 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 0 0 0 4 1 5 4 1 5 - 20.00 2008-07-03
401 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
402 Henyep Capital Management Limited 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2005-12-20 2011-03-14
403 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 5 0 5 0 0 0 0.00 0.00 2020-06-02
404 ICEA SECURITIES ASIA LIMITED 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2009-09-29
405 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
406 JAFCO Investment (Hong Kong) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-10-15
407 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2022-10-13
408 KCG FUND MANAGEMENT LIMITED 2 0 2 4 1 5 2 1 3 0.00 20.00 2007-05-04
409 KCG SECURITIES ASIA LIMITED 2 1 3 5 0 5 3 -1 2 33.33 0.00
410 KGI CAPITAL ASIA LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
411 Kirin Asset Management Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2007-06-12 2016-09-14
412 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
413 MARCO POLO PURE ASSET MANAGEMENT LIMITED 2 1 3 4 1 5 2 0 2 33.33 20.00 2008-04-01
414 MEAG Hong Kong Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
415 Metaverse Securities Limited (HK) 3 1 4 4 1 5 1 0 1 25.00 20.00
416 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2012-09-18
417 Myo Capital Advisers Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-11-16 2021-02-04
418 OKASAN INTERNATIONAL (ASIA) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-05-17
419 OVERLOOK INVESTMENTS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-01-05
420 PGIM (Hong Kong) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00
421 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 3 5 0 1 1 50.00 60.00
422 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-12-21
423 PUREHEART CAPITAL ASIA LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2007-03-08
424 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-10-03 2010-05-13
425 SIIC Capital (Hong Kong) Investment Management Company Limited 4 0 4 5 0 5 1 0 1 0.00 0.00
426 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2019-08-15
427 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2015-03-27
428 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00
429 Towers Watson Investment Services Hong Kong Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2007-05-14
430 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2007-04-11 2013-10-23
431 VisionGain Capital Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2007-11-14
432 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
433 WHARTON INVESTMENT ADVISORS LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2015-02-09
434 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
435 XinKong International Securities Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
436 Yorkville Advisors HK Limited 0 0 0 2 3 5 2 3 5 - 60.00 2009-03-18 2012-03-02
437 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
438 Absolute Investment Management (HK) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
439 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
440 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2003-11-29
441 Alpha Nova Capital Management Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
442 ALTUS CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
443 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
444 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
445 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
446 ASIA INVESTMENT RESEARCH LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00
447 Asia Pacific Securities Limited 2 3 5 3 1 4 1 -2 -1 60.00 25.00
448 BALLINGAL INVESTMENT ADVISORS LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2004-08-13
449 BENTLEY REID & COMPANY LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00
450 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
451 CAIDAO CAPITAL LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2008-07-15 2022-08-22
452 CAPITAL GLOBAL MANAGEMENT LIMITED 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2005-12-20
453 CBRE Clarion Securities HKG Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-01-04 2019-08-28
454 CBRE Investment Management (Asia) Limited 0 1 1 2 2 4 2 1 3 100.00 50.00 2023-07-21
455 CES Capital International (Hong Kong) Co., Limited 0 0 0 3 1 4 3 1 4 - 25.00 2009-05-29 2023-02-23
456 CHAMPUS ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2019-07-29
457 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
458 Children's Investment Fund Management (Asia) Limited (The) 2 2 4 3 1 4 1 -1 0 50.00 25.00 2007-01-15 2010-03-10
459 China Everbright Investment Management Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2007-07-03
460 China Integrity Investment Limited 2 5 7 3 1 4 1 -4 -3 71.43 25.00 2014-03-19
461 Chuo Mitsui Investments Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-04-30 2011-12-29
462 CMS CAPITAL (HK) CO., LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-06
463 CUBE CAPITAL HK LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2007-10-17 2015-02-13
464 CWB Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
465 DELTA ASIA SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
466 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2009-01-02
467 EFG Asset Management (HK) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-06-06
468 Ellerston Capital (Hong Kong) Limited 2 2 4 1 3 4 -1 1 0 50.00 75.00 2008-01-04 2010-08-05
469 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
470 EVOLUTION ASIA INVESTMENTS LIMITED 2 7 9 2 2 4 0 -5 -5 77.78 50.00 2007-08-24 2020-01-24
471 FIRST EASTERN INVESTMENTS LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
472 FT Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2024-12-06
473 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-09-12
474 Funderstone Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
475 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
476 Global CTA Services Investment (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2008-11-26 2012-09-03
477 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2008-12-02
478 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2016-10-10
479 Grand Loyal Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2008-11-07
480 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-23
481 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-03
482 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2005-11-21
483 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
484 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
485 JK Capital Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
486 JPMorgan Asset Management Real Assets (Asia) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2009-06-26
487 JW CAPITAL SECURITIES LIMITED 2 2 4 1 3 4 -1 1 0 50.00 75.00
488 La Roche & Co Asia Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00 2008-03-05 2011-12-08
489 LOMBARD ODIER (HONG KONG) LIMITED 3 9 12 3 1 4 0 -8 -8 75.00 25.00
490 LONGREACH GROUP LIMITED (THE) 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-08-01
491 MASON LAROCHE (HK) LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2012-03-19
492 MEIJI YASUDA ASIA LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2019-10-17
493 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00 2023-05-15
494 Neutral Financial Holding Company Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
495 orientiert International Markets Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2005-01-11
496 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2004-10-28
497 Permira Advisers Limited 0 0 0 2 2 4 2 2 4 - 50.00 2008-08-19
498 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-05-02 2015-06-25
499 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2010-07-07
500 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2023-10-25
501 RHB ASSET MANAGEMENT LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2008-05-08 2020-11-17
502 SBI China Capital Financial Services Limited 0 0 0 2 2 4 2 2 4 - 50.00 2008-09-19
503 SBI China Capital Securities Limited 3 6 9 2 2 4 -1 -4 -5 66.67 50.00 2012-10-08
504 Shinhan Investment Asia Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2007-10-15
505 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
506 SJS Markets Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-11-23 2015-01-13
507 STANDARD & POOR'S, LLC 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-12-21
508 TUNG TAI SECURITIES COMPANY LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00
509 Value Partners Private Equity Limited 4 0 4 2 2 4 -2 2 0 0.00 50.00
510 Vontobel (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2008-11-27
511 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
512 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
513 A ONE INVESTMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-12-05
514 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-03-22 2022-02-22
515 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-11-22 2010-04-30
516 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
517 AIR GEO SERVICES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-08-21 2012-12-14
518 Allard Partners Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33
519 Andante Capital Partners Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-11-11 2012-12-03
520 Anglo Chinese Research, Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-01-19
521 Anuenue Advisors Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
522 APAX PARTNERS HONG KONG LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-01-21 2012-03-12
523 ARF Investment Management (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-10-13 2011-05-20
524 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-01-20 2020-08-05
525 Asia Frontier Investments Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-04-28
526 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
527 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
528 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
529 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
530 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
531 Bentley Capital Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
532 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-03-13
533 CARDINALASIA CONSULTING LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2003-06-27 2024-02-22
534 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
535 CENTAURUS CAPITAL (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2008-10-31 2013-12-17
536 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
537 ChapmanCraig Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
538 CHEETAH ADVISORS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2022-08-01
539 China Asset Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-04-03
540 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
541 CHINA EVERBRIGHT CAPITAL LIMITED 4 0 4 2 1 3 -2 1 -1 0.00 33.33
542 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
543 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
544 CLAY FINLAY (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-03-29 2010-01-18
545 Credit Suisse Securities (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-09-27
546 CSOP Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-04-02
547 CUPOLA CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2022-05-06
548 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
549 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 3 0 3 1 0 1 0.00 0.00
550 ENZARD LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-05-21 2013-02-18
551 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
552 EXS Capital Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-06-12
553 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
554 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
555 Frontier Asia Capital Hong Kong Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-08-11 2019-07-24
556 Fubon Capital (HK) Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2012-01-13
557 GCAM Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2007-05-17 2022-03-09
558 GCIS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-11-22 2010-09-06
559 GIP Partners Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-01-16 2010-06-02
560 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-02-28 2011-03-08
561 GO-TO-ASIA INVESTMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2015-02-12
562 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
563 Houlihan Lokey (China) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-10-09
564 HSZ (HONG KONG) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
565 IBTS ASIA (HK) LIMITED 3 4 7 2 1 3 -1 -3 -4 57.14 33.33 2005-11-17 2024-09-20
566 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2017-01-03
567 Imperium International Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2008-12-02
568 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
569 JQ Fund Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-08-05
570 JVSakk Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-08-28
571 KAI WO ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-05-13 2021-12-04
572 Knight Libertas (Asia) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-01-23 2010-05-14
573 Landmark Asset Management Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-01-10 2018-01-22
574 LEHMAN BROTHERS ASIA LIMITED 7 243 250 0 3 3 -7 -240 -247 97.20 100.00 2024-11-13
575 MD Healthcare International Limited 0 0 0 3 0 3 3 0 3 - 0.00 2008-11-05 2011-07-28
576 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-05-11 2014-08-05
577 MLI LIMITED (d2018-03-29) 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2013-05-29
578 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
579 Open Asset Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
580 OSCAR BENSON LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-08-23
581 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-08-17 2010-08-17
582 PITT CAPITAL PARTNERS ASIA LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2008-07-28 2011-09-26
583 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
584 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-12
585 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-24
586 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
587 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
588 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
589 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-10-30 2015-04-22
590 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
591 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
592 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2012-12-17
593 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
594 Silk Road International Capital Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00
595 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
596 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
597 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-04-28
598 STI Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-10-22 2023-09-19
599 Success Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
600 SYZ Asset Management (Asia) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-07-27 2016-12-22
601 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
602 TIAN YUAN FINANCE LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2025-06-30
603 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
604 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-04-29 2013-04-22
605 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-08-07
606 UPBEST ASSETS MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
607 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
608 VBG Capital Limited 0 0 0 3 0 3 3 0 3 - 0.00 2008-11-11 2013-09-19
609 Vicis Capital (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2008-11-26 2010-06-15
610 VISION FINANCE (SECURITIES) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-08
611 VMS Securities Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2020-09-01
612 Waterland Securities (HK) Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-02-20 2013-01-15
613 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
614 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
615 Yunfeng Financial Markets Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00
616 ZHONGRONG PT SECURITIES LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
617 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
618 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
619 ACM ASIA LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
620 Alphatraxx (H.K.) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-12-23 2012-02-14
621 Amherst Pierpont International Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-17 2023-06-09
622 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
623 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
624 ASIAN CAPITAL PARTNERS (HK) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
625 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
626 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
627 BARCLAYS CAPITAL ASIA LIMITED 0 0 0 1 1 2 1 1 2 - 50.00
628 Barings Investment Advisers (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-05-08 2018-01-23
629 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
630 BOND TRUST LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-01
631 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
632 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2008-08-19 2012-12-03
633 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
634 CHARTWELL CAPITAL LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2008-11-21
635 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
636 China Access Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-10-21 2009-12-09
637 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
638 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
639 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
640 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
641 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
642 CREATIVE ASSET MANAGEMENT LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2008-07-09
643 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
644 D. YAU AND COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-08-13
645 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
646 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2017-02-28
647 Daishin Securities Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-11-24 2018-08-09
648 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
649 Delta Asia Wealth Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-08-26
650 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-01-06 2010-04-21
651 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-04-29 2012-08-09
652 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-28
653 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
654 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
655 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
656 EMP-DAIWA CAPITAL ASIA LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2008-03-06 2011-01-10
657 Emperor Wealth Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-09
658 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
659 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
660 Everbright Capital Management Limited 2 4 6 2 0 2 0 -4 -4 66.67 0.00 2007-09-24 2021-09-17
661 FAYE CAPITAL LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2007-01-16 2010-05-12
662 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
663 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
664 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2015-09-07
665 Funderstone Asset Management (HK) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2013-11-14
666 GEOMATRIX (H.K.) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-01-31
667 Grace Financial Limited (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-02-13 2021-04-23
668 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
669 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
670 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
671 Greentech Technology Asset Management Company Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-03-18
672 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2006-04-27 2013-03-28
673 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
674 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
675 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
676 Horizon21 (Hong Kong) Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-02-01 2010-01-28
677 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
678 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
679 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
680 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
681 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2010-05-10
682 Instinet Alpha Trading Limited 4 2 6 2 0 2 -2 -2 -4 33.33 0.00 2010-11-19
683 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
684 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
685 IVY ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-02-06 2010-08-26
686 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
687 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
688 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
689 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
690 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
691 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
692 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
693 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
694 KINGDOM INVESTMENT MANAGERS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2008-12-02
695 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2008-11-20
696 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
697 Longitude Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
698 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
699 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
700 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
701 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
702 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
703 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-09-22
704 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-07-19
705 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
706 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
707 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
708 PACIFIC HAWK (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
709 Pacific Sun Advisors Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2023-11-02
710 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-02-22
711 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
712 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
713 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
714 PROBITAS HONG KONG LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-05
715 PYRMONT WEALTH MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
716 Redwood Investment Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-12-05 2015-06-23
717 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
718 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
719 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
720 SDIC Securities International Financial Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-17
721 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
722 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
723 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
724 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
725 Spring Capital Asia, Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-08-21 2020-01-20
726 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
727 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
728 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
729 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
730 TFI Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-18
731 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
732 TRANSPAC CAPITAL LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
733 TSE'S SECURITIES LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00
734 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
735 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
736 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
737 Voras Capital Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2008-07-31 2012-09-04
738 Wachovia Advisors International Limited 2 4 6 1 1 2 -1 -3 -4 66.67 50.00 2007-12-17 2010-06-30
739 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
740 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
741 Wolver Hill Asset Management Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-03-10
742 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
743 ZHONGRONG PT FINANCE LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2011-10-03
744 ACP Asset Management Limited (d2010-11-05) 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-03-26 2010-03-26
745 Cambridge Strategy (Asset Management) Asia Limited (The) 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2020-06-18
746 CHI CAPITAL SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-09-07 2016-05-05
747 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
748 HEAD & SHOULDERS SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2008-03-27
749 INDEPENDENT INVESTMENT PARTNERS LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2008-12-15 2011-02-14
750 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2008-07-02
751 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2024-03-25
752 TIS SECURITIES (HK) LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00 2012-06-28
753 Aberdeen International Investment Management Limited 2 22 24 0 0 0 -2 -22 -24 91.67 - 2005-07-27 2009-11-27
754 ASIA STRATEGIC INVESTMENT MANAGEMENT LIMITED 3 1 4 0 0 0 -3 -1 -4 25.00 - 2008-08-04
755 China International Capital Corporation (International) Limited 3 6 9 0 0 0 -3 -6 -9 66.67 - 2009-05-06
756 D. B. ZWIRN ASIA PARTNERS LIMITED 2 9 11 0 0 0 -2 -9 -11 81.82 - 2005-09-27 2009-05-06
757 DEEPHAVEN ASIA LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2005-04-13 2009-09-04
758 Ethk Funds Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-01-13 2008-08-27
759 Everbright-Efund Fund Management Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2006-11-06 2009-11-10
760 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2020-01-29
761 Fleming Family & Partners (Asia) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-13 2009-09-14
762 FORTIS INVESTMENT MANAGEMENT HONG KONG LIMITED 3 8 11 0 0 0 -3 -8 -11 72.73 - 2007-01-19 2008-09-11
763 Fortress Investment Group (Hong Kong) LLC 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-06-07 2008-08-07
764 GINGER CAPITAL MANAGEMENT LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-11-18 2009-04-28
765 HOULIHAN LOKEY (EUROPE) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-05-15 2009-08-18
766 HSBC GUYERZELLER FAR EAST LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2009-08-31
767 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-22 2009-09-07
768 LINK CAPITAL ADVISORS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-02-05 2009-06-26
769 Lombard Investments (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-11-19
770 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-10-19
771 MELLON GLOBAL INVESTMENTS ASIA LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2008-08-18
772 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-03-31
773 NewSmith Capital Partners (Hong Kong) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-01-10 2009-03-03
774 OppenheimerFunds International Distributor Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-15 2009-11-09
775 PATTERSON FINANCIAL SERVICES LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2009-05-13
776 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-04-27 2009-07-06
777 PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-03-09 2008-10-08
778 RIMASIA CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-07-21
779 SCM CHINA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-04-25
780 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 9 11 0 0 0 -2 -9 -11 81.82 - 2006-02-08 2009-05-20
781 Sun Life Hong Kong Limited 3 440 443 0 0 0 -3 -440 -443 99.32 - 2009-06-17
782 SYMPHONY AMP LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2007-05-21 2008-10-31
Average 2.87 15.09 17.96 2.86 13.68 16.54 84.04 82.74

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