SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2009-01-31 2010-01-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 OnePlatform Asset Management Limited 11 1057 1068 14 923 937 3 -134 -131 98.97 98.51
2 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 346 349 2 313 315 -1 -33 -34 99.14 99.37 2012-11-27
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 308 316 8 306 314 0 -2 -2 97.47 97.45
4 ZURICH ADVISORY (HK) LIMITED 2 355 357 0 296 296 -2 -59 -61 99.44 100.00 2010-07-06
5 WM (HK) Limited 2 1136 1138 0 262 262 -2 -874 -876 99.82 100.00 2014-10-24
6 Credit Suisse (Hong Kong) Limited 17 171 188 24 201 225 7 30 37 90.96 89.33 2025-01-13
7 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 184 191 7 193 200 0 9 9 96.34 96.50
8 UBS SECURITIES ASIA LIMITED 3 118 121 3 166 169 0 48 48 97.52 98.22
9 FTL Wealth Management (HK) Limited 3 209 212 2 158 160 -1 -51 -52 98.58 98.75 2005-06-28 2011-05-20
10 Merrill Lynch (Asia Pacific) Limited 7 151 158 6 134 140 -1 -17 -18 95.57 95.71
11 Merrill Lynch Far East Limited 6 150 156 5 134 139 -1 -16 -17 96.15 96.40 2025-01-16
12 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 143 148 5 126 131 0 -17 -17 96.62 96.18
13 PHILLIP SECURITIES (HONG KONG) LIMITED 4 87 91 4 125 129 0 38 38 95.60 96.90
14 CLSA RESEARCH LIMITED 2 117 119 3 122 125 1 5 6 98.32 97.60 2014-06-18
15 GOLDMAN SACHS (ASIA) L.L.C. 13 106 119 13 108 121 0 2 2 89.08 89.26
16 YF Life Investors Limited 3 126 129 3 111 114 0 -15 -15 97.67 97.37 2004-08-30 2013-03-22
17 Morgan Stanley Asia Limited 3 109 112 4 105 109 1 -4 -3 97.32 96.33
18 HSBC LIFE (INTERNATIONAL) LIMITED 2 110 112 1 102 103 -1 -8 -9 98.21 99.03 2012-05-07
19 MACQUARIE CAPITAL LIMITED 3 101 104 2 95 97 -1 -6 -7 97.12 97.94
20 Citigroup Global Markets Asia Limited 2 91 93 3 93 96 1 2 3 97.85 96.88
21 FWD Life Insurance Company (Bermuda) Limited 2 110 112 1 94 95 -1 -16 -17 98.21 98.95 2012-11-21
22 Lion Global Financial Limited 5 103 108 4 86 90 -1 -17 -18 95.37 95.56
23 BOCI SECURITIES LIMITED 7 59 66 8 79 87 1 20 21 89.39 90.80 2004-03-01
24 JPMorgan Asset Management (Asia Pacific) Limited 4 83 87 4 80 84 0 -3 -3 95.40 95.24
25 FIL Investment Management (Hong Kong) Limited 8 94 102 5 78 83 -3 -16 -19 92.16 93.98
26 Julius Baer (Hong Kong) Limited 3 62 65 3 79 82 0 17 17 95.38 96.34 2006-09-14 2012-05-10
27 iBest Consultants Limited 2 67 69 2 79 81 0 12 12 97.10 97.53 2019-08-15
28 HSBC Global Asset Management (Hong Kong) Limited 10 70 80 10 69 79 0 -1 -1 87.50 87.34
29 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 86 88 3 74 77 1 -12 -11 97.73 96.10 2012-04-02
30 T G HOLBORN (HK) LIMITED 3 73 76 3 70 73 0 -3 -3 96.05 95.89 2014-04-29
31 KGI ASIA LIMITED 9 48 57 9 57 66 0 9 9 84.21 86.36 2017-10-02
32 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 53 58 7 56 63 2 3 5 91.38 88.89
33 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 71 73 2 58 60 0 -13 -13 97.26 96.67 2010-12-17
34 CASH Wealth Management Limited 2 50 52 2 56 58 0 6 6 96.15 96.55
35 Daiwa Capital Markets Hong Kong Limited 3 23 26 5 53 58 2 30 32 88.46 91.38
36 ALTRUIST FINANCIAL GROUP LIMITED 2 53 55 2 55 57 0 2 2 96.36 96.49 2004-01-20
37 oOo Securities (HK) Group Limited 2 43 45 2 55 57 0 12 12 95.56 96.49 2004-12-03
38 CENTALINE WEALTH MANAGEMENT LIMITED 3 114 117 2 54 56 -1 -60 -61 97.44 96.43 2004-04-02
39 ASSET MANAGEMENT GROUP LIMITED 2 38 40 2 53 55 0 15 15 95.00 96.36 2006-01-17
40 FWD Financial Planning Limited (HK) 2 75 77 4 50 54 2 -25 -23 97.40 92.59
41 Standard Chartered Securities (Hong Kong) Limited 7 27 34 9 43 52 2 16 18 79.41 82.69
42 BOCI RESEARCH LIMITED 4 38 42 4 45 49 0 7 7 90.48 91.84
43 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 38 40 2 44 46 0 6 6 95.00 95.65
44 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 44 50 5 41 46 -1 -3 -4 88.00 89.13
45 Goldman Sachs Investment Management Hong Kong Limited 2 41 43 2 41 43 0 0 0 95.35 95.35 2013-11-27
46 IAM LEGACY LIMITED 3 0 3 3 40 43 0 40 40 0.00 93.02 2007-08-21
47 MIZUHO SECURITIES ASIA LIMITED 4 24 28 6 37 43 2 13 15 85.71 86.05
48 Everbright Securities Investment Services (HK) Limited 3 37 40 2 39 41 -1 2 1 92.50 95.12
49 MIDLAND WEALTH MANAGEMENT LIMITED 5 35 40 5 36 41 0 1 1 87.50 87.80 2008-02-18
50 Rothschild & Co Hong Kong Limited 4 38 42 4 36 40 0 -2 -2 90.48 90.00 2005-04-27
51 FIL Investment Advisors 6 40 46 3 36 39 -3 -4 -7 86.96 92.31
52 GET NICE SECURITIES LIMITED 5 40 45 5 34 39 0 -6 -6 88.89 87.18
53 Halbis Capital Management (Hong Kong) Limited 8 26 34 8 31 39 0 5 5 76.47 79.49 2005-06-23 2012-05-11
54 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 32 34 2 37 39 0 5 5 94.12 94.87
55 VALUE PARTNERS LIMITED 4 26 30 4 35 39 0 9 9 86.67 89.74
56 Yuanta Securities (Hong Kong) Company Limited 3 23 26 6 33 39 3 10 13 88.46 84.62
57 BANK CONSORTIUM TRUST COMPANY LIMITED 3 40 43 3 35 38 0 -5 -5 93.02 92.11 2011-11-22
58 CITIC Securities Brokerage (HK) Limited 5 18 23 6 32 38 1 14 15 78.26 84.21
59 VALUE PARTNERS HONG KONG LIMITED 5 25 30 4 33 37 -1 8 7 83.33 89.19 2007-11-19
60 DWS Investments Hong Kong Limited 5 47 52 4 32 36 -1 -15 -16 90.38 88.89
61 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 35 40 5 31 36 0 -4 -4 87.50 86.11
62 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 28 31 4 32 36 1 4 5 90.32 88.89 2005-07-05
63 SAMSUNG SECURITIES (ASIA) LIMITED 2 1 3 2 34 36 0 33 33 33.33 94.44
64 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 5 44 49 4 32 36 -1 -12 -13 89.80 88.89 2003-09-24 2011-04-19
65 BlackRock Asset Management North Asia Limited 3 23 26 4 31 35 1 8 9 88.46 88.57
66 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 37 42 4 31 35 -1 -6 -7 88.10 88.57 2018-12-31
67 CAIIS Limited 2 25 27 4 31 35 2 6 8 92.59 88.57 2018-09-04
68 Rich Union Securities (H.K.) Limited 2 43 45 2 33 35 0 -10 -10 95.56 94.29 2025-05-19
69 AllianceBernstein Hong Kong Limited 8 24 32 6 28 34 -2 4 2 75.00 82.35
70 CCB INTERNATIONAL SECURITIES LIMITED 5 17 22 6 28 34 1 11 12 77.27 82.35 2005-10-10
71 UOB KAY HIAN (HONG KONG) LIMITED 3 29 32 3 31 34 0 2 2 90.63 91.18
72 BLACKSTONE GROUP (HK) LIMITED (THE) 4 25 29 2 31 33 -2 6 4 86.21 93.94 2008-10-14
73 HANG SENG SECURITIES LIMITED 4 29 33 4 29 33 0 0 0 87.88 87.88
74 INSTINET PACIFIC LIMITED 5 24 29 5 27 32 0 3 3 82.76 84.38
75 PEGASUS FUND MANAGERS LIMITED 2 34 36 2 29 31 0 -5 -5 94.44 93.55
76 RHB SECURITIES HONG KONG LIMITED 5 21 26 4 27 31 -1 6 5 80.77 87.10 2006-11-17 2022-10-06
77 UBS Asset Management (Hong Kong) Limited 7 30 37 6 25 31 -1 -5 -6 81.08 80.65
78 Allianz Global Investors Hong Kong Limited 3 28 31 3 27 30 0 -1 -1 90.32 90.00 2015-05-31
79 Amundi Hong Kong Limited 6 30 36 4 26 30 -2 -4 -6 83.33 86.67
80 Mirae Asset Securities (HK) Limited 4 16 20 2 28 30 -2 12 10 80.00 93.33 2007-10-09 2017-03-01
81 Mirae Asset Securities (HK) Limited 4 16 20 2 28 30 -2 12 10 80.00 93.33 2007-10-09 2017-02-28
82 AXA Financial Planning (Hong Kong) Limited 2 36 38 2 27 29 0 -9 -9 94.74 93.10 2012-05-25
83 BlackRock (Hong Kong) Limited (d2017-01-20) 7 37 44 6 23 29 -1 -14 -15 84.09 79.31 2015-05-15
84 Quam Securities Limited 4 14 18 3 26 29 -1 12 11 77.78 89.66
85 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 30 33 6 22 28 3 -8 -5 90.91 78.57 2012-06-04
86 JPMorgan Funds (Asia) Limited 7 1 8 7 21 28 0 20 20 12.50 75.00
87 CSI Corporate Finance (HK) Limited 7 13 20 9 18 27 2 5 7 65.00 66.67 2007-08-01 2019-03-29
88 EMPEROR SECURITIES LIMITED (HK) 7 14 21 6 21 27 -1 7 6 66.67 77.78
89 Ge Shang Investment (Hong Kong) Limited 2 26 28 2 25 27 0 -1 -1 92.86 92.59
90 JF INTERNATIONAL MANAGEMENT INC. 2 26 28 2 25 27 0 -1 -1 92.86 92.59 2020-07-13
91 VENHOUSE WEALTH MANAGEMENT LIMITED 3 22 25 3 24 27 0 2 2 88.00 88.89 2004-05-19
92 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 20 24 4 22 26 0 2 2 83.33 84.62 2007-01-12 2015-05-31
93 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 2 18 20 4 22 26 2 4 6 90.00 84.62 2012-12-13
94 CLSA LIMITED 5 13 18 5 21 26 0 8 8 72.22 80.77
95 GENERALI INVESTMENTS ASIA LIMITED 6 8 14 6 20 26 0 12 12 57.14 76.92 2006-02-08 2018-09-26
96 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 3 23 26 0 4 4 86.36 88.46
97 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 21 26 5 20 25 0 -1 -1 80.77 80.00
98 Yuanta Asia Investment (Hong Kong) Limited 4 9 13 5 20 25 1 11 12 69.23 80.00 2007-01-15 2013-11-01
99 ATHENA WEALTH MANAGEMENT LIMITED 2 11 13 2 22 24 0 11 11 84.62 91.67 2008-04-25
100 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 15 18 3 21 24 0 6 6 83.33 87.50
101 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 19 22 3 20 23 0 1 1 86.36 86.96 2010-11-03
102 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 4 19 23 5 18 23 1 -1 0 82.61 78.26
103 CITIC Securities (Hong Kong) Limited 6 14 20 5 18 23 -1 4 3 70.00 78.26
104 DBS ASIA CAPITAL LIMITED 5 20 25 7 16 23 2 -4 -2 80.00 69.57
105 Legg Mason Asset Management Hong Kong Limited 5 20 25 4 19 23 -1 -1 -2 80.00 82.61 2022-06-30
106 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 21 25 4 19 23 0 -2 -2 84.00 82.61
107 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 24 27 4 19 23 1 -5 -4 88.89 82.61
108 SPARX Asia Investment Advisors Limited 6 22 28 7 16 23 1 -6 -5 78.57 69.57 2004-04-20
109 GAYANG SECURITIES LIMITED 2 16 18 3 19 22 1 3 4 88.89 86.36
110 HPEF Capital Partners Limited 5 17 22 6 16 22 1 -1 0 77.27 72.73 2022-06-01
111 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 18 20 2 20 22 0 2 2 90.00 90.91 2013-03-19
112 Shang International Finance Limited 5 15 20 6 16 22 1 1 2 75.00 72.73 2024-01-26
113 BMI FUNDS MANAGEMENT LIMITED 3 7 10 4 17 21 1 10 11 70.00 80.95
114 BOCOM International Securities Limited 3 15 18 3 18 21 0 3 3 83.33 85.71 2007-09-10
115 DBS VICKERS (HONG KONG) LIMITED 5 17 22 4 17 21 -1 0 -1 77.27 80.95
116 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 2 19 21 0 -4 -4 92.00 90.48
117 MUSHK Limited 8 13 21 6 15 21 -2 2 0 61.90 71.43 2011-06-01
118 PineBridge Investments Asia Limited 3 28 31 4 17 21 1 -11 -10 90.32 80.95
119 St. James's Place (Hong Kong) Limited 3 18 21 2 19 21 -1 1 0 85.71 90.48
120 Arta Asset Management Limited 2 0 2 2 18 20 0 18 18 0.00 90.00 2008-07-10
121 CBH Asia Limited 4 18 22 3 17 20 -1 -1 -2 81.82 85.00
122 CITIC CLSA Capital Partners HK Limited 3 16 19 2 18 20 -1 2 1 84.21 90.00
123 DEUTSCHE SECURITIES ASIA LIMITED 3 14 17 4 16 20 1 2 3 82.35 80.00 2019-12-03
124 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 9 18 9 11 20 0 2 2 50.00 55.00
125 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 28 31 2 18 20 -1 -10 -11 90.32 90.00
126 Manulife Investment Management (Hong Kong) Limited 3 13 16 4 16 20 1 3 4 81.25 80.00
127 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 13 20 6 13 19 -1 0 -1 65.00 68.42
128 CC Finance Limited 3 18 21 3 16 19 0 -2 -2 85.71 84.21 2006-04-20 2025-06-19
129 ETRADE SECURITIES (HONG KONG) LIMITED 4 16 20 4 15 19 0 -1 -1 80.00 78.95 2019-05-10
130 First Sentier Investors (Hong Kong) Limited 4 13 17 3 16 19 -1 3 2 76.47 84.21
131 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 21 26 5 14 19 0 -7 -7 80.77 73.68
132 MF Securities Hong Kong Limited 5 12 17 4 15 19 -1 3 2 70.59 78.95 2008-02-21 2010-10-15
133 BEA Union Investment Management Limited 4 17 21 5 13 18 1 -4 -3 80.95 72.22
134 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 20 24 4 14 18 0 -6 -6 83.33 77.78 2024-03-28
135 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 3 15 18 0 1 1 82.35 83.33
136 MANULIFE (INTERNATIONAL) LIMITED 4 17 21 3 15 18 -1 -2 -3 80.95 83.33 2011-06-17
137 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 2 16 18 0 -2 -2 90.00 88.89
138 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 2 16 18 0 2 2 87.50 88.89 2017-09-29
139 APG Investments Asia Limited 5 10 15 5 12 17 0 2 2 66.67 70.59 2008-11-18
140 HAITONG INTERNATIONAL RESEARCH LIMITED 2 17 19 3 14 17 1 -3 -2 89.47 82.35
141 INVESCO HONG KONG LIMITED 5 13 18 5 12 17 0 -1 -1 72.22 70.59
142 NATIXIS ASIA LIMITED 3 22 25 2 15 17 -1 -7 -8 88.00 88.24 2004-10-19
143 Pictet Asset Management (Hong Kong) Limited 3 7 10 4 13 17 1 6 7 70.00 76.47
144 T. ROWE PRICE INTERNATIONAL, INC. 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2010-12-31
145 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 4 7 3 14 17 0 10 10 57.14 82.35 2007-04-26
146 AIF CAPITAL LIMITED 4 10 14 4 12 16 0 2 2 71.43 75.00
147 Ark Securities (Hong Kong) Limited 2 11 13 4 12 16 2 1 3 84.62 75.00
148 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 4 12 16 1 2 3 76.92 75.00 2008-08-08
149 AXA Investment Managers Asia Limited 3 14 17 3 13 16 0 -1 -1 82.35 81.25
150 Belvest Investment Services Limited 2 12 14 2 14 16 0 2 2 85.71 87.50
151 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 11 14 3 13 16 0 2 2 78.57 81.25 2016-06-30
152 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 8 14 6 10 16 0 2 2 57.14 62.50
153 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 5 11 16 0 -2 -2 72.22 68.75
154 Penjing Asset Management (HK) Limited 4 9 13 4 12 16 0 3 3 69.23 75.00 2005-03-24 2016-02-03
155 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 4 12 16 1 6 7 66.67 75.00
156 TAI SHING STOCK INVESTMENT CO. LIMITED 3 5 8 3 13 16 0 8 8 62.50 81.25
157 Wellington Management Hong Kong Limited (b2003-01-02) 3 12 15 3 13 16 0 1 1 80.00 81.25 2003-09-18
158 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 1 12 13 2 14 16 1 2 3 92.31 87.50 2003-05-23 2022-07-19
159 Amova Asset Management Hong Kong Limited 3 11 14 4 11 15 1 0 1 78.57 73.33
160 CGS International Securities Hong Kong Limited 3 11 14 2 13 15 -1 2 1 78.57 86.67
161 Eastspring Investments (Hong Kong) Limited 4 19 23 2 13 15 -2 -6 -8 82.61 86.67
162 ICAP Equities Asia Limited 2 7 9 2 13 15 0 6 6 77.78 86.67 2008-12-22 2011-06-02
163 IPP Financial Advisers Limited 2 15 17 2 13 15 0 -2 -2 88.24 86.67 2006-12-21
164 Neuberger Berman Asia Limited 2 16 18 3 12 15 1 -4 -3 88.89 80.00 2008-03-13
165 PRUDENTIAL BROKERAGE LIMITED 2 6 8 2 13 15 0 7 7 75.00 86.67
166 SINOPAC SECURITIES (ASIA) LIMITED 4 7 11 4 11 15 0 4 4 63.64 73.33 2017-02-12
167 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 9 10 3 12 15 2 3 5 90.00 80.00
168 Tiger Securities Asset Management Company Limited 4 2 6 5 10 15 1 8 9 33.33 66.67 2006-12-29
169 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
170 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 4 10 14 -1 0 -1 66.67 71.43
171 China Tonghai (IA) Limited 3 12 15 3 11 14 0 -1 -1 80.00 78.57 2017-11-29
172 Credit Agricole Securities (Asia) Limited 3 10 13 2 12 14 -1 2 1 76.92 85.71
173 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 9 11 3 11 14 1 2 3 81.82 78.57
174 Robeco Hong Kong Limited 5 7 12 5 9 14 0 2 2 58.33 64.29 2007-12-18
175 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 5 9 14 2 -2 0 78.57 64.29 2019-09-30
176 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2019-07-05
177 CHEONG LEE SECURITIES LIMITED 4 6 10 4 9 13 0 3 3 60.00 69.23 2005-11-24
178 CTBC Asia Limited 2 6 8 2 11 13 0 5 5 75.00 84.62 2004-10-04
179 CVC Asia Pacific Limited 4 10 14 4 9 13 0 -1 -1 71.43 69.23
180 Fidelity Management & Research (Hong Kong) Limited 5 3 8 5 8 13 0 5 5 37.50 61.54 2008-09-04
181 Income Partners Asset Management (HK) Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
182 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
183 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 14 17 3 10 13 0 -4 -4 82.35 76.92
184 Wells Fargo Securities Asia Limited 4 14 18 4 9 13 0 -5 -5 77.78 69.23 2008-04-25
185 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 5 7 2 10 12 0 5 5 71.43 83.33 2007-05-08
186 Citigroup Venture Capital International Asia Limited 3 11 14 3 9 12 0 -2 -2 78.57 75.00 2005-05-24 2014-04-15
187 GAM HONG KONG LIMITED 4 7 11 3 9 12 -1 2 1 63.64 75.00
188 HAMON ASSET MANAGEMENT LIMITED 3 9 12 2 10 12 -1 1 0 75.00 83.33
189 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
190 HARVEST GLOBAL INVESTMENTS LIMITED 0 0 0 3 9 12 3 9 12 - 75.00 2009-02-16
191 Huajin Corporate Finance (International) Limited 4 7 11 4 8 12 0 1 1 63.64 66.67
192 ICBC (ASIA) SECURITIES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
193 INTEGRITY FINANCIAL SERVICES LIMITED 2 5 7 2 10 12 0 5 5 71.43 83.33 2005-05-09
194 Janus Henderson Investors Hong Kong Limited 3 10 13 2 10 12 -1 0 -1 76.92 83.33
195 MANGO FINANCIAL LIMITED 2 11 13 2 10 12 0 -1 -1 84.62 83.33
196 MIB SECURITIES (HONG KONG) LIMITED 3 10 13 2 10 12 -1 0 -1 76.92 83.33
197 Nomura Asset Management Hong Kong Limited 3 13 16 3 9 12 0 -4 -4 81.25 75.00
198 Oasis Management (Hong Kong) 4 14 18 2 10 12 -2 -4 -6 77.78 83.33 2004-09-14
199 ONSHINE SECURITIES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00
200 Optima Capital Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2007-10-25
201 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 19 22 3 9 12 0 -10 -10 86.36 75.00 2011-10-20
202 PFP Capital Limited 3 9 12 2 10 12 -1 1 0 75.00 83.33
203 PIPER JAFFRAY ASIA SECURITIES LIMITED 5 7 12 3 9 12 -2 2 0 58.33 75.00 2013-04-17
204 SAIL ADVISORS LIMITED 6 6 12 6 6 12 0 0 0 50.00 50.00 2004-05-17
205 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 15 18 2 10 12 -1 -5 -6 83.33 83.33 2011-02-18
206 Superfund Financial (Hong Kong) Limited 2 4 6 2 10 12 0 6 6 66.67 83.33
207 WFM Asia (HK) Limited 3 6 9 3 9 12 0 3 3 66.67 75.00
208 ABCI Securities Company Limited 4 3 7 5 6 11 1 3 4 42.86 54.55 2005-11-15
209 AMPLE CAPITAL LIMITED 2 8 10 3 8 11 1 0 1 80.00 72.73 2007-01-02 2022-07-27
210 CSC SECURITIES (HK) LIMITED 2 5 7 2 9 11 0 4 4 71.43 81.82 2007-06-01
211 FIRST SHANGHAI SECURITIES LIMITED 3 10 13 3 8 11 0 -2 -2 76.92 72.73
212 FLAG Squadron Asia Limited 6 4 10 6 5 11 0 1 1 40.00 45.45 2007-07-04 2016-06-02
213 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 5 7 2 9 11 0 4 4 71.43 81.82 2005-02-16
214 iFAST Financial (HK) Limited 2 9 11 3 8 11 1 -1 0 81.82 72.73 2007-03-30
215 MF Global Hong Kong Limited 3 5 8 3 8 11 0 3 3 62.50 72.73 2007-04-30
216 MIRABAUD (ASIA) LIMITED 2 3 5 3 8 11 1 5 6 60.00 72.73 2003-05-13 2018-10-16
217 OCP Asia (Hong Kong) Limited 2 8 10 3 8 11 1 0 1 80.00 72.73 2004-09-03 2022-06-13
218 ORIENTAL PATRON SECURITIES LIMITED 2 3 5 4 7 11 2 4 6 60.00 63.64
219 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73 2008-07-29
220 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82 2012-01-12
221 AD Capital Management (Hong Kong) Limited 2 12 14 2 8 10 0 -4 -4 85.71 80.00 2004-09-08
222 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 3 7 10 0 3 3 57.14 70.00 2025-03-25
223 BOCI ASSET MANAGEMENT LIMITED 2 0 2 3 7 10 1 7 8 0.00 70.00 2014-12-24
224 CATHAY SECURITIES (HONG KONG) LIMITED 2 7 9 3 7 10 1 0 1 77.78 70.00 2007-11-27
225 China Asset Management (Hong Kong) Limited 0 0 0 4 6 10 4 6 10 - 60.00 2009-04-03
226 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2008-04-30
227 CITIC Securities Asset Management (HK) Limited 3 6 9 3 7 10 0 1 1 66.67 70.00 2008-08-01
228 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 3 7 10 0 -5 -5 80.00 70.00 2004-07-28 2013-02-27
229 First Fidelity Capital (International) Limited 3 5 8 3 7 10 0 2 2 62.50 70.00 2006-04-19
230 HPEF Venture Partners Limited 4 5 9 4 6 10 0 1 1 55.56 60.00 2018-06-08
231 ICBC Asset Management (Global) Company Limited 5 5 10 5 5 10 0 0 0 50.00 50.00
232 ICBC INTERNATIONAL RESEARCH LIMITED 0 0 0 2 8 10 2 8 10 - 80.00 2009-07-10 2024-10-15
233 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 20 28 3 7 10 -5 -13 -18 71.43 70.00 2017-10-02
234 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 3 8 5 5 10 0 2 2 37.50 50.00
235 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00
236 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00 2003-06-06
237 ORION INVESTMENT MANAGEMENT LIMITED 0 0 0 2 8 10 2 8 10 - 80.00 2009-11-06 2016-12-14
238 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 2 5 4 6 10 1 4 5 40.00 60.00 2008-05-29
239 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 20 22 2 8 10 0 -12 -12 90.91 80.00
240 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 11 13 2 8 10 0 -3 -3 84.62 80.00 2017-06-28
241 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
242 Tyche Group Limited 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2014-12-05
243 Vision Capital Investment Management Limited 2 7 9 2 8 10 0 1 1 77.78 80.00 2008-01-12
244 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2004-07-07
245 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 2 7 9 -1 1 0 66.67 77.78
246 BARCLAYS CAPITAL ASIA LIMITED 1 0 1 1 8 9 0 8 8 0.00 88.89
247 Broadway Wealth Management Limited 3 10 13 2 7 9 -1 -3 -4 76.92 77.78 2013-01-03
248 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 6 9 3 6 9 - 66.67 2009-09-15
249 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
250 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2008-08-20
251 CHINA INTERNATIONAL CAPITAL LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78
252 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67 2023-02-02
253 EQT Partners Asia Limited 3 5 8 4 5 9 1 0 1 62.50 55.56 2023-09-06
254 FB SECURITIES (HONG KONG) LIMITED 4 6 10 3 6 9 -1 0 -1 60.00 66.67
255 GT Asset & Portfolio Management Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2004-11-04
256 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2004-11-29
257 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 2 2 4 4 5 9 2 3 5 50.00 55.56 2007-12-18 2011-02-23
258 Kirin Asset Management Limited 2 2 4 2 7 9 0 5 5 50.00 77.78 2007-06-12 2016-09-14
259 Mason Securities Limited 2 9 11 2 7 9 0 -2 -2 81.82 77.78
260 MCP Holdings Limited (HK) 2 7 9 2 7 9 0 0 0 77.78 77.78 2011-06-29
261 PUREHEART CAPITAL ASIA LIMITED 2 2 4 3 6 9 1 4 5 50.00 66.67 2007-03-08
262 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 4 9 6 3 9 1 -1 0 44.44 33.33
263 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2007-05-08 2019-09-30
264 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 4 5 9 2 3 5 50.00 55.56 2006-03-24
265 XinKong International Securities Limited 2 4 6 2 7 9 0 3 3 66.67 77.78
266 AlTi Wealth Management (Hong Kong) Limited 2 3 5 3 5 8 1 2 3 60.00 62.50 2004-05-11
267 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2013-04-02
268 Bright Fund Management Limited 3 9 12 2 6 8 -1 -3 -4 75.00 75.00 2023-12-19
269 CAPE ASSET MANAGEMENT LIMITED 4 4 8 3 5 8 -1 1 0 50.00 62.50 2024-03-13
270 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
271 Citi Insurance Brokers (Hong Kong) Limited 3 9 12 2 6 8 -1 -3 -4 75.00 75.00 2006-10-04 2011-04-06
272 CSOP Asset Management Limited 0 0 0 3 5 8 3 5 8 - 62.50 2009-04-02
273 Fuh Hwa SITE Asset Management (Hong Kong) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2009-02-27
274 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2020-12-09
275 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50 2005-11-15
276 HAMON ASIAN ADVISORS LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00
277 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
278 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 4 8 3 5 8 -1 1 0 50.00 62.50
279 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2011-09-22
280 ICG Asia Pacific Limited 3 5 8 5 3 8 2 -2 0 62.50 37.50
281 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
282 IVORY CAPITAL PRIVATE LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00 2007-03-21
283 KOREA INVESTMENT & SECURITIES ASIA LIMITED 7 2 9 4 4 8 -3 2 -1 22.22 50.00
284 Legg Mason International Equities (Hong Kong) Limited 4 6 10 3 5 8 -1 -1 -2 60.00 62.50 2015-08-28
285 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2025-04-23
286 MFG Limited (HK) 2 5 7 3 5 8 1 0 1 71.43 62.50 2008-07-15
287 OLD PEAK LIMITED (HK) 4 6 10 4 4 8 0 -2 -2 60.00 50.00 2005-08-26 2023-06-20
288 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2007-07-05
289 PANTHEON CAPITAL (ASIA) LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2011-01-24
290 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 3 5 8 -1 1 0 50.00 62.50 2024-03-27
291 Providence Equity Asia Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2007-08-23 2019-01-10
292 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 4 4 8 1 0 1 57.14 50.00 2008-07-29 2014-11-21
293 RAB CAPITAL (ASIA) LIMITED 5 6 11 4 4 8 -1 -2 -3 54.55 50.00 2007-09-28 2011-10-10
294 Samsung Asset Management (Hong Kong) Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-04-23
295 SEI INVESTMENTS (ASIA) LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00 2005-03-02 2023-02-20
296 STANDARD & POOR'S, LLC 2 2 4 2 6 8 0 4 4 50.00 75.00 2010-12-21
297 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2007-01-11
298 UPBEST SECURITIES COMPANY LIMITED 6 1 7 6 2 8 0 1 1 14.29 25.00
299 VC BROKERAGE LIMITED 4 4 8 3 5 8 -1 1 0 50.00 62.50
300 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
301 VISION FINANCE ASSET MANAGEMENT LIMITED 4 2 6 3 5 8 -1 3 2 33.33 62.50 2008-12-17
302 abrdn Hong Kong Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
303 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2004-09-07
304 ALPS CAPITAL MANAGEMENT LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14
305 Ares Management Asia (Hong Kong) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2009-05-25 2014-08-18
306 BALLINGAL INVESTMENT ADVISORS LIMITED 3 1 4 2 5 7 -1 4 3 25.00 71.43 2004-08-13
307 BNY Mellon Investment Management Hong Kong Limited 2 4 6 3 4 7 1 0 1 66.67 57.14 2008-06-06
308 China Integrity Investment Limited 2 1 3 3 4 7 1 3 4 33.33 57.14 2014-03-19
309 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 3 4 7 -1 -1 -2 55.56 57.14
310 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 0 2 5 2 7 3 2 5 0.00 28.57 2007-02-16
311 Deltroit (Hong Kong) Limited 2 10 12 2 5 7 0 -5 -5 83.33 71.43 2005-04-11 2024-12-12
312 EnTrustPermal (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-08-27 2021-03-26
313 Fosun International Securities Limited 5 0 5 5 2 7 0 2 2 0.00 28.57
314 GETTA SECURITIES LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2007-06-26
315 GF Asset Management (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2007-11-08
316 HFS ASSET MANAGEMENT LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
317 HSBC Family Office Services Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2006-01-03 2012-07-13
318 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-02-10 2015-07-22
319 IBTS ASIA (HK) LIMITED 3 1 4 4 3 7 1 2 3 25.00 42.86 2005-11-17 2024-09-20
320 KB Securities Hong Kong Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43
321 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 6 1 7 0 0 0 14.29 14.29 2017-10-02
322 LaSalle Investment Management Hong Kong Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-06-14 2020-02-20
323 LIS Investment Services Limited 2 10 12 3 4 7 1 -6 -5 83.33 57.14 2008-01-09
324 Mackenzie Investments Asia Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
325 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2007-12-21 2021-04-21
326 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14
327 Oaktree Capital (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-07-12
328 Open Securities Limited 3 5 8 2 5 7 -1 0 -1 62.50 71.43
329 Oreana Financial Services Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
330 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2023-10-25
331 Religare Capital Markets (Hong Kong) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2009-09-22 2018-04-09
332 SMBC Nikko Securities (Hong Kong) Limited 5 4 9 5 2 7 0 -2 -2 44.44 28.57
333 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2013-05-29
334 TOYO SECURITIES ASIA LIMITED 4 4 8 5 2 7 1 -2 -1 50.00 28.57
335 WINNINGTON CAPITAL LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
336 WMG Asia Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2007-02-28 2014-01-06
337 Xeram and Company (Asia) Limited 3 0 3 3 4 7 0 4 4 0.00 57.14 2015-11-27
338 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
339 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
340 ASIA INVESTMENT MANAGEMENT LIMITED 3 1 4 4 2 6 1 1 2 25.00 33.33 2021-10-08
341 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 2 4 6 -1 0 -1 57.14 66.67
342 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-10-05
343 BROOKE CAPITAL LIMITED 2 1 3 5 1 6 3 0 3 33.33 16.67 2012-06-13
344 CC SIF Advisory Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2006-07-25
345 CHIEF SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-20
346 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67
347 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
348 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2008-12-24
349 COHEN & STEERS ASIA LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-07-29
350 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-08 2011-04-14
351 ENHANCED INVESTMENT PRODUCTS LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
352 Fortune Origin Securities Limited 0 0 0 3 3 6 3 3 6 - 50.00 2009-07-09
353 Fubon Fund Management (Hong Kong) Limited 4 6 10 2 4 6 -2 -2 -4 60.00 66.67
354 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 3 6 2 4 6 -1 1 0 50.00 66.67
355 GIGA (HONG KONG) LIMITED 3 8 11 2 4 6 -1 -4 -5 72.73 66.67
356 Goldyard Capital Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2019-11-21
357 Grand Loyal Asset Management Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2008-11-07
358 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-10-23
359 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 1 4 4 2 6 1 1 2 25.00 33.33 2008-07-03
360 INTERNATIONAL COMMERCE CORPORATION 2 2 4 2 4 6 0 2 2 50.00 66.67
361 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2014-10-13
362 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-10-26 2020-12-11
363 KGI CAPITAL ASIA LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
364 La Roche & Co Asia Limited 4 2 6 2 4 6 -2 2 0 33.33 66.67 2008-03-05 2011-12-08
365 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
366 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-09-21
367 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
368 OKASAN INTERNATIONAL (ASIA) LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-05-17
369 orientiert International Markets Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-01-11
370 PERRY CAPITAL (ASIA) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2006-09-12 2012-01-27
371 Quam Asset Management Limited (b1983-06-28) 3 6 9 2 4 6 -1 -2 -3 66.67 66.67
372 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2013-11-25
373 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-05-25 2016-05-24
374 Samena Capital Hong Kong Limited 0 0 0 2 4 6 2 4 6 - 66.67 2009-09-01 2021-09-27
375 Sensible Asset Management Limited 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-06-18 2025-06-19
376 SIIC Capital (Hong Kong) Investment Management Company Limited 5 0 5 5 1 6 0 1 1 0.00 16.67
377 SOUTH CHINA RESEARCH LIMITED 2 5 7 4 2 6 2 -3 -1 71.43 33.33
378 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-06-20
379 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
380 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 5 1 6 5 1 6 - 16.67 2009-07-10
381 Tokio Marine Investment Services, Limited 4 2 6 4 2 6 0 0 0 33.33 33.33 2014-03-28
382 Towers Watson Investment Services Hong Kong Limited 2 1 3 3 3 6 1 2 3 33.33 50.00 2007-05-14
383 UOB ASIA (HONG KONG) LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2011-07-27
384 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
385 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
386 Absolute Investment Management (HK) Limited 2 1 3 3 2 5 1 1 2 33.33 40.00
387 Aletheia Analyst Network Limited 2 0 2 3 2 5 1 2 3 0.00 40.00 2008-06-03
388 ALTUS CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
389 Asia Pacific Securities Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
390 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00
391 Axis Capital Management Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
392 BEAR BRIGHT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
393 Beevest Securities Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
394 BLUE POOL CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2004-11-10 2015-12-01
395 Bradbury Securities Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
396 BREVAN HOWARD (HONG KONG) LIMITED 3 15 18 3 2 5 0 -13 -13 83.33 40.00 2008-03-12 2018-05-11
397 Cambridge Strategy (Asset Management) Asia Limited (The) 1 1 2 3 2 5 2 1 3 50.00 40.00 2020-06-18
398 CBRE Investment Management (Asia) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2023-07-21
399 CES Capital International (Hong Kong) Co., Limited 0 0 0 3 2 5 3 2 5 - 40.00 2009-05-29 2023-02-23
400 CHAMPUS ASSET MANAGEMENT LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2019-07-29
401 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
402 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00 2008-10-22
403 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00
404 Chuo Mitsui Investments Hong Kong Limited 0 0 0 2 3 5 2 3 5 - 60.00 2009-04-30 2011-12-29
405 COMGEST FAR EAST LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
406 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
407 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2017-02-28
408 DELTA ASIA SECURITIES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
409 EFG Asset Management (HK) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-06-06
410 EVENSTAR ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-19
411 EVER-LONG SECURITIES COMPANY LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00
412 FCL ADVISORY LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2005-03-01
413 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2013-03-19
414 Grace Financial Limited (HK) 2 0 2 2 3 5 0 3 3 0.00 60.00 2008-02-13 2021-04-23
415 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
416 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2018-08-15
417 HKFAEx Group Limited 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2007-02-15
418 Houlihan Lokey (China) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2008-10-09
419 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 5 0 5 0 0 0 0.00 0.00 2020-06-02
420 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
421 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2022-10-13
422 KCG FUND MANAGEMENT LIMITED 3 0 3 4 1 5 1 1 2 0.00 20.00 2007-05-04
423 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
424 MCP Asset Management Company Limited 5 6 11 2 3 5 -3 -3 -6 54.55 60.00 2005-08-23
425 Permira Advisers Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-08-19
426 PGIM (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
427 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 3 5 0 1 1 50.00 60.00
428 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-12-21
429 PIMCO Asia Limited 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2006-05-17
430 SDHG International Asset Management Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-12-02
431 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 2 3 5 -3 2 -1 16.67 60.00 2008-11-07
432 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2019-08-15
433 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2015-03-27
434 Standard Advisory Asia Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2007-03-09 2013-04-12
435 STANHILL (HONG KONG) LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2013-05-23
436 Templewater Hong Kong Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
437 TOKAI TOKYO SECURITIES (ASIA) LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00
438 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2007-04-11 2013-10-23
439 TUFTON OCEANIC FAR EAST LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2009-11-19 2012-10-08
440 Tyric Capital Limited 2 5 7 3 2 5 1 -3 -2 71.43 40.00
441 VBG Capital Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2008-11-11 2013-09-19
442 Vontobel (Hong Kong) Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2008-11-27
443 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
444 Waterland Securities (HK) Company Limited 0 0 0 3 2 5 3 2 5 - 40.00 2009-02-20 2013-01-15
445 WHARTON INVESTMENT ADVISORS LIMITED 4 3 7 3 2 5 -1 -1 -2 42.86 40.00 2015-02-09
446 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
447 Yorkville Advisors HK Limited 0 0 0 2 3 5 2 3 5 - 60.00 2009-03-18 2012-03-02
448 YUE XIU SECURITIES COMPANY LIMITED 4 5 9 2 3 5 -2 -2 -4 55.56 60.00
449 ZEAL ASSET MANAGEMENT LIMITED 0 0 0 4 1 5 4 1 5 - 20.00 2009-10-09 2025-08-20
450 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
451 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2003-11-29
452 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
453 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
454 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
455 ARF Investment Management (HK) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-10-13 2011-05-20
456 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-01-20 2020-08-05
457 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
458 BENTLEY REID & COMPANY LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00
459 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
460 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2009-03-13
461 CAPITAL GLOBAL MANAGEMENT LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2005-12-20
462 CBRE Clarion Securities HKG Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-01-04 2019-08-28
463 ChapmanCraig Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
464 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
465 China Enterprise Securities Company Limited 2 3 5 3 1 4 1 -2 -1 60.00 25.00
466 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
467 Credit Suisse Securities (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2024-09-27
468 CUBE CAPITAL HK LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2007-10-17 2015-02-13
469 CWB Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
470 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2009-10-14
471 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-01-02
472 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
473 Emperor Asset Management Limited 0 0 0 4 0 4 4 0 4 - 0.00 2009-11-03
474 Emperor Wealth Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-06-09
475 EVOLUTION ASIA INVESTMENTS LIMITED 1 3 4 2 2 4 1 -1 0 75.00 50.00 2007-08-24 2020-01-24
476 EXS Capital Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-06-12
477 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
478 First Prosperous Asset Management Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-09-06 2023-06-23
479 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-09-12
480 Funderstone Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
481 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
482 GF Securities (Hong Kong) Brokerage Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-10-30
483 GNAB Limited 1 4 5 1 3 4 0 -1 -1 80.00 75.00 2025-03-14
484 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-03
485 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
486 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2009-11-16
487 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
488 Jefferies Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-01-04
489 JK Capital Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
490 JPMorgan Asset Management Real Assets (Asia) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2009-06-26
491 JW CAPITAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
492 KCG SECURITIES ASIA LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00
493 LOMBARD ODIER (HONG KONG) LIMITED 3 6 9 3 1 4 0 -5 -5 66.67 25.00
494 LONGREACH GROUP LIMITED (THE) 1 3 4 2 2 4 1 -1 0 75.00 50.00 2006-08-01
495 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-04-01
496 MEAG Hong Kong Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
497 MEIJI YASUDA ASIA LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2019-10-17
498 Metaverse Securities Limited (HK) 4 1 5 4 0 4 0 -1 -1 20.00 0.00
499 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2012-09-18
500 Myo Capital Advisers Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2007-11-16 2021-02-04
501 Neutral Financial Holding Company Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
502 OSCAR BENSON LIMITED (HK) 2 1 3 3 1 4 1 0 1 33.33 25.00 2012-08-23
503 PACIFIC HAWK (HK) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
504 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 3 1 4 1 -1 0 50.00 25.00 2004-10-28
505 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-05-02 2015-06-25
506 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-07-07
507 QMIS Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2009-08-13
508 RHB ASSET MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2008-05-08 2020-11-17
509 RICHLAND WORLDWIDE LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2004-04-15
510 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2016-11-01
511 SBI China Capital Financial Services Limited 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2008-09-19
512 SBI China Capital Securities Limited 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2012-10-08
513 Shinhan Investment Asia Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2007-10-15
514 SJS Markets Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-11-23 2015-01-13
515 STI Asset Management Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-10-22 2023-09-19
516 TARZAN STOCK & SHARES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
517 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2009-10-27 2012-08-01
518 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
519 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2015-11-16
520 Value Partners Private Equity Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
521 VisionGain Capital Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2007-11-14
522 Voras Capital Management (HK) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2008-07-31 2012-09-04
523 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
524 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
525 Yunfeng Financial Markets Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
526 A ONE INVESTMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-12-05
527 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-03-22 2022-02-22
528 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 3 0 3 1 -2 -1 50.00 0.00
529 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
530 Allard Partners Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
531 Amherst Pierpont International Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-06-17 2023-06-09
532 Andante Capital Partners Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-11-11 2012-12-03
533 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
534 Anuenue Securities Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
535 AP Asset Management (HK) Limited 2 11 13 2 1 3 0 -10 -10 84.62 33.33 2004-07-07 2013-12-04
536 Asia Frontier Investments Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-04-28
537 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
538 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
539 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
540 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
541 Beijing Securities Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00
542 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
543 Bentley Capital Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
544 BOWEN ASIA LIMITED 4 1 5 3 0 3 -1 -1 -2 20.00 0.00 2014-10-20
545 BTG Pactual Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-08-13 2016-12-13
546 CAIDAO CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-07-15 2022-08-22
547 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-19 2012-12-03
548 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
549 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-10-31 2013-12-17
550 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
551 Channel 8 Wealth Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-01-27
552 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
553 CHINA EVERBRIGHT CAPITAL LIMITED 4 1 5 2 1 3 -2 0 -2 20.00 33.33
554 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
555 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
556 CMS CAPITAL (HK) CO., LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2004-05-06
557 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
558 Daishin Securities Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-11-24 2018-08-09
559 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
560 Ellerston Capital (Hong Kong) Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2008-01-04 2010-08-05
561 ENZARD LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-05-21 2013-02-18
562 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
563 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
564 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
565 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-09-07
566 Frontier Asia Capital Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-11 2019-07-24
567 FT Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-12-06
568 Fubon Capital (HK) Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2012-01-13
569 GCAM Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-05-17 2022-03-09
570 GEOMATRIX (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-01-31
571 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-02-28 2011-03-08
572 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-12-02
573 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2016-10-10
574 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
575 Henyep Capital Management Limited 2 5 7 2 1 3 0 -4 -4 71.43 33.33 2005-12-20 2011-03-14
576 HSZ (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
577 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-12-14 2024-10-15
578 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
579 Imperium International Asset Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-12-02
580 iTTa Capital Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2003-05-29 2013-06-11
581 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
582 IVY ASSET MANAGEMENT (HK) LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-02-06 2010-08-26
583 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
584 KAI WO ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-05-13 2021-12-04
585 Knight Capital Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-07-22 2011-08-22
586 Korea Investment Management Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-08-21 2014-12-09
587 Landmark Asset Management Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-01-10 2018-01-22
588 Macquarie Capital Funds (Asia) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-07-21 2010-07-22
589 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
590 MASON LAROCHE (HK) LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-03-19
591 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-11 2014-08-05
592 MLI LIMITED (d2018-03-29) 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2013-05-29
593 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2023-05-15
594 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
595 PAOCHU INVESTMENT ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-09
596 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
597 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-12
598 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-24
599 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
600 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
601 Redwood Investment Management (Asia) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-12-05 2015-06-23
602 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
603 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
604 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
605 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2012-12-17
606 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
607 Silk Road International Capital Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
608 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
609 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
610 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
611 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-04-28
612 STARLING GROUP SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-11-06 2013-05-20
613 Success Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
614 SYZ Asset Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-07-27 2016-12-22
615 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-04-29 2013-04-22
616 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-08-07
617 UPBEST ASSETS MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
618 Vicis Capital (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-11-26 2010-06-15
619 VISION FINANCE (SECURITIES) LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2007-05-08
620 VMS Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-09-01
621 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
622 Wolver Hill Asset Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-03-10
623 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
624 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
625 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
626 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
627 AIR GEO SERVICES LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-08-21 2012-12-14
628 Alpha Nova Capital Management Limited 4 1 5 2 0 2 -2 -1 -3 20.00 0.00
629 Alphatraxx (H.K.) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-12-23 2012-02-14
630 AMS CAPITAL LIMITED (d2012-07-13) 3 2 5 1 1 2 -2 -1 -3 40.00 50.00 2011-06-10
631 ANGUS MOORE LIMITED 2 12 14 0 2 2 -2 -10 -12 85.71 100.00 2011-07-05
632 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
633 APAX PARTNERS HONG KONG LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-21 2012-03-12
634 APICES ADVISORY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11 2014-10-16
635 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
636 Arete Research Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11
637 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-09-21
638 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
639 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
640 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
641 Barings Investment Advisers (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-05-08 2018-01-23
642 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-09-28
643 BOND TRUST LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-01
644 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
645 CARDINALASIA CONSULTING LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2003-06-27 2024-02-22
646 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
647 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
648 CHEETAH ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-08-01
649 Chepstow Capital Advisors Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-10-20 2018-04-27
650 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
651 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
652 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
653 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00
654 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
655 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
656 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
657 CUPOLA CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-05-06
658 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
659 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
660 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
661 Delta Asia Wealth Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-08-26
662 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-04-29 2012-08-09
663 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-28
664 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
665 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
666 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
667 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
668 EMP-DAIWA CAPITAL ASIA LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2008-03-06 2011-01-10
669 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
670 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
671 Everbright Capital Management Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2007-09-24 2021-09-17
672 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
673 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
674 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
675 Fortune Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2009-12-16
676 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
677 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-12-16
678 Global CTA Services Investment (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-26 2012-09-03
679 GO-TO-ASIA INVESTMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-02-12
680 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
681 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
682 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
683 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
684 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
685 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
686 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
687 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
688 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-21
689 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
690 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
691 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
692 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
693 INDEPENDENT INVESTMENT PARTNERS LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-12-15 2011-02-14
694 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2010-05-10
695 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
696 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
697 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
698 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
699 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
700 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
701 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
702 JVSakk Asset Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-28
703 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
704 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
705 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
706 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
707 KKR CAPITAL MARKETS ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-10-22
708 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-07-02
709 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
710 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
711 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
712 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
713 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
714 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
715 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
716 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-22
717 MD Healthcare International Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-11-05 2011-07-28
718 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-07-19
719 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
720 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
721 Open Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
722 Oracle Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-10-22 2018-06-20
723 Pacific Sun Advisors Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2023-11-02
724 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-02-22
725 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-08-17 2010-08-17
726 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
727 Ping An Securities (Hong Kong) Holdings Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-07-30 2021-05-27
728 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
729 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
730 PROBITAS HONG KONG LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-05
731 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
732 QH CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-07-22 2021-08-24
733 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
734 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
735 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
736 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-10-30 2015-04-22
737 SDIC Securities International Financial Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-17
738 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
739 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
740 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
741 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
742 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
743 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
744 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
745 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
746 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
747 TFI Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-18
748 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
749 TIAN YUAN FINANCE LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2025-06-30
750 TRANSPAC CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
751 TSE'S SECURITIES LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00
752 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
753 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
754 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
755 VANHEEL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
756 Vegasoul Capital Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-29 2011-03-24
757 Vestmore Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-12
758 Wachovia Advisors International Limited 3 3 6 1 1 2 -2 -2 -4 50.00 50.00 2007-12-17 2010-06-30
759 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
760 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
761 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
762 ZHONGRONG PT SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
763 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
764 GCIS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-11-22 2010-09-06
765 HEAD & SHOULDERS SECURITIES LIMITED 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2008-03-27
766 Instinet Alpha Trading Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2010-11-19
767 ORIENT SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
768 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2024-03-25
769 TIS SECURITIES (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-06-28
770 ZHONGRONG PT FINANCE LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-03
771 Aberdeen International Investment Management Limited 3 19 22 0 0 0 -3 -19 -22 86.36 - 2005-07-27 2009-11-27
772 ACP Asset Management Limited (d2010-11-05) 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-03-26 2010-03-26
773 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-22 2010-04-30
774 BEAR STEARNS ASIA LIMITED 3 13 16 0 0 0 -3 -13 -16 81.25 - 2010-04-28
775 CHI CAPITAL SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-09-07 2016-05-05
776 Children's Investment Fund Management (Asia) Limited (The) 2 3 5 0 0 0 -2 -3 -5 60.00 - 2007-01-15 2010-03-10
777 China Access Advisors Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-10-21 2009-12-09
778 CLAY FINLAY (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-29 2010-01-18
779 DEEPHAVEN ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-04-13 2009-09-04
780 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-01-06 2010-04-21
781 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 3 13 16 0 0 0 -3 -13 -16 81.25 - 2005-06-24 2009-10-19
782 Everbright-Efund Fund Management Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2006-11-06 2009-11-10
783 FAYE CAPITAL LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2007-01-16 2010-05-12
784 Fleming Family & Partners (Asia) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2006-11-13 2009-09-14
785 FOX-PITT, KELTON (ASIA) LIMITED 6 5 11 0 0 0 -6 -5 -11 45.45 - 2010-05-18
786 GINGER CAPITAL MANAGEMENT LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-11-18 2009-04-28
787 GIP Partners Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2009-01-16 2010-06-02
788 Horizon21 (Hong Kong) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-02-01 2010-01-28
789 HOULIHAN LOKEY (EUROPE) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-05-15 2009-08-18
790 HSBC GUYERZELLER FAR EAST LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2009-08-31
791 ICEA SECURITIES ASIA LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2009-09-29
792 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-22 2009-09-07
793 JAFCO Investment (Hong Kong) Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2009-10-15
794 Knight Libertas (Asia) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-01-23 2010-05-14
795 LEHMAN BROTHERS ASIA LIMITED 0 11 11 0 0 0 0 -11 -11 100.00 - 2024-11-13
796 Libertas Capital Asia Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-08-19 2015-02-13
797 Lombard Investments (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-11-19
798 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-10-19
799 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-03-31
800 OppenheimerFunds International Distributor Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-15 2009-11-09
801 OVERLOOK INVESTMENTS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-01-05
802 PATTERSON FINANCIAL SERVICES LIMITED 2 12 14 0 0 0 -2 -12 -14 85.71 - 2009-05-13
803 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-04-27 2009-07-06
804 PITT CAPITAL PARTNERS ASIA LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-07-28 2011-09-26
805 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-10-03 2010-05-13
806 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2006-02-08 2009-05-20
807 Sun Life Hong Kong Limited 3 469 472 0 0 0 -3 -469 -472 99.36 - 2009-06-17
Average 2.87 14.90 17.77 2.87 12.69 15.56 83.85 81.55

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