SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2009-02-28 2010-02-28 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 OnePlatform Asset Management Limited 11 1047 1058 14 916 930 3 -131 -128 98.96 98.49
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 327 335 8 310 318 0 -17 -17 97.61 97.48
3 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 340 343 2 311 313 -1 -29 -30 99.13 99.36 2012-11-27
4 ZURICH ADVISORY (HK) LIMITED 2 354 356 0 293 293 -2 -61 -63 99.44 100.00 2010-07-06
5 WM (HK) Limited 2 1126 1128 0 251 251 -2 -875 -877 99.82 100.00 2014-10-24
6 Credit Suisse (Hong Kong) Limited 17 174 191 24 207 231 7 33 40 91.10 89.61 2025-01-13
7 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 182 189 7 192 199 0 10 10 96.30 96.48
8 UBS SECURITIES ASIA LIMITED 3 117 120 3 168 171 0 51 51 97.50 98.25
9 FTL Wealth Management (HK) Limited 2 216 218 2 157 159 0 -59 -59 99.08 98.74 2005-06-28 2011-05-20
10 Merrill Lynch (Asia Pacific) Limited 7 148 155 6 142 148 -1 -6 -7 95.48 95.95
11 Merrill Lynch Far East Limited 6 147 153 5 140 145 -1 -7 -8 96.08 96.55 2025-01-16
12 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 138 143 5 126 131 0 -12 -12 96.50 96.18
13 PHILLIP SECURITIES (HONG KONG) LIMITED 4 93 97 4 126 130 0 33 33 95.88 96.92
14 CLSA RESEARCH LIMITED 2 123 125 3 123 126 1 0 1 98.40 97.62 2014-06-18
15 GOLDMAN SACHS (ASIA) L.L.C. 13 101 114 12 112 124 -1 11 10 88.60 90.32
16 YF Life Investors Limited 3 121 124 3 111 114 0 -10 -10 97.58 97.37 2004-08-30 2013-03-22
17 Morgan Stanley Asia Limited 3 105 108 5 106 111 2 1 3 97.22 95.50
18 HSBC LIFE (INTERNATIONAL) LIMITED 1 109 110 1 100 101 0 -9 -9 99.09 99.01 2012-05-07
19 MACQUARIE CAPITAL LIMITED 3 99 102 2 97 99 -1 -2 -3 97.06 97.98
20 Citigroup Global Markets Asia Limited 2 90 92 3 91 94 1 1 2 97.83 96.81
21 FWD Life Insurance Company (Bermuda) Limited 2 109 111 1 93 94 -1 -16 -17 98.20 98.94 2012-11-21
22 BOCI SECURITIES LIMITED 7 59 66 8 80 88 1 21 22 89.39 90.91 2004-03-01
23 JPMorgan Asset Management (Asia Pacific) Limited 4 81 85 4 83 87 0 2 2 95.29 95.40
24 Lion Global Financial Limited 5 104 109 4 81 85 -1 -23 -24 95.41 95.29
25 FIL Investment Management (Hong Kong) Limited 9 88 97 5 77 82 -4 -11 -15 90.72 93.90
26 Julius Baer (Hong Kong) Limited 3 63 66 3 79 82 0 16 16 95.45 96.34 2006-09-14 2012-05-10
27 HSBC Global Asset Management (Hong Kong) Limited 10 70 80 10 71 81 0 1 1 87.50 87.65
28 iBest Consultants Limited 2 68 70 2 79 81 0 11 11 97.14 97.53 2019-08-15
29 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 85 87 3 73 76 1 -12 -11 97.70 96.05 2012-04-02
30 T G HOLBORN (HK) LIMITED 3 73 76 3 70 73 0 -3 -3 96.05 95.89 2014-04-29
31 KGI ASIA LIMITED 9 48 57 9 56 65 0 8 8 84.21 86.15 2017-10-02
32 RBC INVESTMENT SERVICES (ASIA) LIMITED 5 52 57 7 56 63 2 4 6 91.23 88.89
33 Daiwa Capital Markets Hong Kong Limited 3 23 26 5 54 59 2 31 33 88.46 91.53
34 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 73 75 2 56 58 0 -17 -17 97.33 96.55 2010-12-17
35 oOo Securities (HK) Group Limited 2 46 48 2 56 58 0 10 10 95.83 96.55 2004-12-03
36 ALTRUIST FINANCIAL GROUP LIMITED 2 54 56 2 54 56 0 0 0 96.43 96.43 2004-01-20
37 ASSET MANAGEMENT GROUP LIMITED 2 39 41 2 53 55 0 14 14 95.12 96.36 2006-01-17
38 CASH Wealth Management Limited 2 39 41 2 52 54 0 13 13 95.12 96.30
39 FWD Financial Planning Limited (HK) 2 77 79 4 49 53 2 -28 -26 97.47 92.45
40 Standard Chartered Securities (Hong Kong) Limited 7 27 34 10 43 53 3 16 19 79.41 81.13
41 BOCI RESEARCH LIMITED 4 38 42 4 46 50 0 8 8 90.48 92.00
42 CENTALINE WEALTH MANAGEMENT LIMITED 3 104 107 2 46 48 -1 -58 -59 97.20 95.83 2004-04-02
43 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 43 49 5 43 48 -1 0 -1 87.76 89.58
44 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 37 39 2 42 44 0 5 5 94.87 95.45
45 MIZUHO SECURITIES ASIA LIMITED 4 23 27 6 38 44 2 15 17 85.19 86.36
46 IAM LEGACY LIMITED 3 0 3 3 40 43 0 40 40 0.00 93.02 2007-08-21
47 Goldman Sachs Investment Management Hong Kong Limited 2 42 44 2 40 42 0 -2 -2 95.45 95.24 2013-11-27
48 MIDLAND WEALTH MANAGEMENT LIMITED 5 36 41 5 37 42 0 1 1 87.80 88.10 2008-02-18
49 Everbright Securities Investment Services (HK) Limited 2 36 38 2 38 40 0 2 2 94.74 95.00
50 Rothschild & Co Hong Kong Limited 4 38 42 4 36 40 0 -2 -2 90.48 90.00 2005-04-27
51 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 2 38 40 0 5 5 94.29 95.00
52 FIL Investment Advisors 6 39 45 3 36 39 -3 -3 -6 86.67 92.31
53 GET NICE SECURITIES LIMITED 5 40 45 5 34 39 0 -6 -6 88.89 87.18
54 Halbis Capital Management (Hong Kong) Limited 8 26 34 8 31 39 0 5 5 76.47 79.49 2005-06-23 2012-05-11
55 VALUE PARTNERS LIMITED 5 27 32 4 35 39 -1 8 7 84.38 89.74
56 Yuanta Securities (Hong Kong) Company Limited 3 31 34 5 34 39 2 3 5 91.18 87.18
57 CITIC Securities Brokerage (HK) Limited 5 20 25 6 32 38 1 12 13 80.00 84.21
58 VALUE PARTNERS HONG KONG LIMITED 5 25 30 4 33 37 -1 8 7 83.33 89.19 2007-11-19
59 BANK CONSORTIUM TRUST COMPANY LIMITED 3 41 44 3 33 36 0 -8 -8 93.18 91.67 2011-11-22
60 DWS Investments Hong Kong Limited 5 46 51 4 32 36 -1 -14 -15 90.20 88.89
61 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 35 40 5 31 36 0 -4 -4 87.50 86.11
62 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 27 30 4 32 36 1 5 6 90.00 88.89 2005-07-05
63 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 6 43 49 4 32 36 -2 -11 -13 87.76 88.89 2003-09-24 2011-04-19
64 AllianceBernstein Hong Kong Limited 8 25 33 6 29 35 -2 4 2 75.76 82.86
65 BlackRock Asset Management North Asia Limited 3 23 26 4 31 35 1 8 9 88.46 88.57
66 SAMSUNG SECURITIES (ASIA) LIMITED 3 1 4 2 33 35 -1 32 31 25.00 94.29
67 UOB KAY HIAN (HONG KONG) LIMITED 3 28 31 3 32 35 0 4 4 90.32 91.43
68 CAIIS Limited 2 26 28 4 30 34 2 4 6 92.86 88.24 2018-09-04
69 BLACKSTONE GROUP (HK) LIMITED (THE) 4 24 28 2 31 33 -2 7 5 85.71 93.94 2008-10-14
70 CCB INTERNATIONAL SECURITIES LIMITED 5 16 21 6 27 33 1 11 12 76.19 81.82 2005-10-10
71 HANG SENG SECURITIES LIMITED 4 29 33 4 29 33 0 0 0 87.88 87.88
72 RHB SECURITIES HONG KONG LIMITED 4 22 26 4 29 33 0 7 7 84.62 87.88 2006-11-17 2022-10-06
73 Rich Union Securities (H.K.) Limited 2 42 44 2 31 33 0 -11 -11 95.45 93.94 2025-05-19
74 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 37 41 4 28 32 0 -9 -9 90.24 87.50 2018-12-31
75 Mirae Asset Securities (HK) Limited 4 16 20 2 30 32 -2 14 12 80.00 93.75 2007-10-09 2017-03-01
76 Mirae Asset Securities (HK) Limited 4 16 20 2 30 32 -2 14 12 80.00 93.75 2007-10-09 2017-02-28
77 UBS Asset Management (Hong Kong) Limited 7 30 37 6 26 32 -1 -4 -5 81.08 81.25
78 JPMorgan Funds (Asia) Limited 7 1 8 7 24 31 0 23 23 12.50 77.42
79 PEGASUS FUND MANAGERS LIMITED 2 34 36 2 29 31 0 -5 -5 94.44 93.55
80 Quam Securities Limited 4 14 18 3 28 31 -1 14 13 77.78 90.32
81 Amundi Hong Kong Limited 6 30 36 4 26 30 -2 -4 -6 83.33 86.67
82 INSTINET PACIFIC LIMITED 5 22 27 5 25 30 0 3 3 81.48 83.33
83 AXA Financial Planning (Hong Kong) Limited 2 35 37 2 27 29 0 -8 -8 94.59 93.10 2012-05-25
84 BlackRock (Hong Kong) Limited (d2017-01-20) 7 38 45 6 22 28 -1 -16 -17 84.44 78.57 2015-05-15
85 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 28 31 6 22 28 3 -6 -3 90.32 78.57 2012-06-04
86 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 16 19 4 23 27 1 7 8 84.21 85.19 2012-12-13
87 CSI Corporate Finance (HK) Limited 7 14 21 9 18 27 2 4 6 66.67 66.67 2007-08-01 2019-03-29
88 Ge Shang Investment (Hong Kong) Limited 2 26 28 2 25 27 0 -1 -1 92.86 92.59
89 JF INTERNATIONAL MANAGEMENT INC. 2 24 26 2 25 27 0 1 1 92.31 92.59 2020-07-13
90 Yuanta Asia Investment (Hong Kong) Limited 4 10 14 5 22 27 1 12 13 71.43 81.48 2007-01-15 2013-11-01
91 ATHENA WEALTH MANAGEMENT LIMITED 2 11 13 2 24 26 0 13 13 84.62 92.31 2008-04-25
92 CLSA LIMITED 5 16 21 5 21 26 0 5 5 76.19 80.77
93 EMPEROR SECURITIES LIMITED (HK) 7 16 23 6 20 26 -1 4 3 69.57 76.92
94 GENERALI INVESTMENTS ASIA LIMITED 6 10 16 6 20 26 0 10 10 62.50 76.92 2006-02-08 2018-09-26
95 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 3 23 26 0 4 4 86.36 88.46
96 VENHOUSE WEALTH MANAGEMENT LIMITED 3 22 25 3 23 26 0 1 1 88.00 88.46 2004-05-19
97 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 20 24 4 21 25 0 1 1 83.33 84.00 2007-01-12 2015-05-31
98 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 15 18 3 22 25 0 7 7 83.33 88.00
99 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 19 24 5 20 25 0 1 1 79.17 80.00
100 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 20 24 4 20 24 0 0 0 83.33 83.33
101 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 22 25 3 20 23 0 -2 -2 88.00 86.96 2010-11-03
102 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 18 23 5 18 23 0 0 0 78.26 78.26
103 CITIC Securities (Hong Kong) Limited 6 14 20 5 18 23 -1 4 3 70.00 78.26
104 DBS ASIA CAPITAL LIMITED 5 19 24 7 16 23 2 -3 -1 79.17 69.57
105 Legg Mason Asset Management Hong Kong Limited 5 19 24 4 19 23 -1 0 -1 79.17 82.61 2022-06-30
106 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 24 28 4 19 23 0 -5 -5 85.71 82.61
107 SPARX Asia Investment Advisors Limited 6 22 28 7 16 23 1 -6 -5 78.57 69.57 2004-04-20
108 HPEF Capital Partners Limited 6 16 22 6 16 22 0 0 0 72.73 72.73 2022-06-01
109 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 2 20 22 0 1 1 90.48 90.91 2013-03-19
110 PineBridge Investments Asia Limited 3 28 31 4 18 22 1 -10 -9 90.32 81.82
111 Shang International Finance Limited 5 15 20 6 16 22 1 1 2 75.00 72.73 2024-01-26
112 BOCOM International Securities Limited 3 15 18 3 18 21 0 3 3 83.33 85.71 2007-09-10
113 CC Finance Limited 3 18 21 3 18 21 0 0 0 85.71 85.71 2006-04-20 2025-06-19
114 DBS VICKERS (HONG KONG) LIMITED 5 18 23 4 17 21 -1 -1 -2 78.26 80.95
115 GAYANG SECURITIES LIMITED 2 16 18 3 18 21 1 2 3 88.89 85.71
116 MUSHK Limited 8 13 21 6 15 21 -2 2 0 61.90 71.43 2011-06-01
117 St. James's Place (Hong Kong) Limited 3 17 20 2 19 21 -1 2 1 85.00 90.48
118 BMI FUNDS MANAGEMENT LIMITED 3 10 13 3 17 20 0 7 7 76.92 85.00
119 CBH Asia Limited 4 18 22 3 17 20 -1 -1 -2 81.82 85.00
120 CITIC CLSA Capital Partners HK Limited 3 17 20 2 18 20 -1 1 0 85.00 90.00
121 GLOBAL INVESTMENT ADVISORS LIMITED 2 26 28 2 18 20 0 -8 -8 92.86 90.00
122 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 9 18 9 11 20 0 2 2 50.00 55.00
123 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 26 29 2 18 20 -1 -8 -9 89.66 90.00
124 Manulife Investment Management (Hong Kong) Limited 4 14 18 4 16 20 0 2 2 77.78 80.00
125 DEUTSCHE SECURITIES ASIA LIMITED 2 14 16 4 15 19 2 1 3 87.50 78.95 2019-12-03
126 ETRADE SECURITIES (HONG KONG) LIMITED 4 15 19 4 15 19 0 0 0 78.95 78.95 2019-05-10
127 First Sentier Investors (Hong Kong) Limited 4 13 17 3 16 19 -1 3 2 76.47 84.21
128 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 20 25 5 14 19 0 -6 -6 80.00 73.68
129 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 13 20 6 12 18 -1 -1 -2 65.00 66.67
130 BEA Union Investment Management Limited 4 17 21 5 13 18 1 -4 -3 80.95 72.22
131 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 20 24 4 14 18 0 -6 -6 83.33 77.78 2024-03-28
132 MAN INVESTMENTS (HONG KONG) LIMITED 3 15 18 3 15 18 0 0 0 83.33 83.33
133 MF Securities Hong Kong Limited 5 13 18 4 14 18 -1 1 0 72.22 77.78 2008-02-21 2010-10-15
134 NATIXIS ASIA LIMITED 2 18 20 2 16 18 0 -2 -2 90.00 88.89 2004-10-19
135 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 2 16 18 0 -2 -2 90.00 88.89
136 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 2 16 18 0 2 2 87.50 88.89 2017-09-29
137 APG Investments Asia Limited 5 11 16 5 12 17 0 1 1 68.75 70.59 2008-11-18
138 HAITONG INTERNATIONAL RESEARCH LIMITED 2 17 19 3 14 17 1 -3 -2 89.47 82.35
139 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 5 12 17 0 -1 -1 72.22 70.59
140 INVESCO HONG KONG LIMITED 5 13 18 5 12 17 0 -1 -1 72.22 70.59
141 Penjing Asset Management (HK) Limited 4 10 14 4 13 17 0 3 3 71.43 76.47 2005-03-24 2016-02-03
142 Pictet Asset Management (Hong Kong) Limited 3 9 12 4 13 17 1 4 5 75.00 76.47
143 T. ROWE PRICE INTERNATIONAL, INC. 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2010-12-31
144 Wellington Management Hong Kong Limited (b2003-01-02) 3 12 15 4 13 17 1 1 2 80.00 76.47 2003-09-18
145 AIF CAPITAL LIMITED 4 10 14 4 12 16 0 2 2 71.43 75.00
146 Ark Securities (Hong Kong) Limited 2 12 14 4 12 16 2 0 2 85.71 75.00
147 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 9 12 4 12 16 1 3 4 75.00 75.00 2008-08-08
148 AXA Investment Managers Asia Limited 4 13 17 3 13 16 -1 0 -1 76.47 81.25
149 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 11 14 3 13 16 0 2 2 78.57 81.25 2016-06-30
150 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 8 14 6 10 16 0 2 2 57.14 62.50
151 IPP Financial Advisers Limited 2 15 17 2 14 16 0 -1 -1 88.24 87.50 2006-12-21
152 MANULIFE (INTERNATIONAL) LIMITED 4 17 21 3 13 16 -1 -4 -5 80.95 81.25 2011-06-17
153 Neuberger Berman Asia Limited 2 15 17 3 13 16 1 -2 -1 88.24 81.25 2008-03-13
154 PRUDENTIAL BROKERAGE LIMITED 2 6 8 2 14 16 0 8 8 75.00 87.50
155 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 3 6 9 4 12 16 1 6 7 66.67 75.00
156 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 1 18 19 2 14 16 1 -4 -3 94.74 87.50 2003-05-23 2022-07-19
157 CGS International Securities Hong Kong Limited 3 11 14 2 13 15 -1 2 1 78.57 86.67
158 Eastspring Investments (Hong Kong) Limited 4 19 23 2 13 15 -2 -6 -8 82.61 86.67
159 HARVEST GLOBAL INVESTMENTS LIMITED 3 0 3 4 11 15 1 11 12 0.00 73.33 2009-02-16
160 ICAP Equities Asia Limited 2 7 9 2 13 15 0 6 6 77.78 86.67 2008-12-22 2011-06-02
161 SINOPAC SECURITIES (ASIA) LIMITED 4 7 11 4 11 15 0 4 4 63.64 73.33 2017-02-12
162 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 1 8 9 3 12 15 2 4 6 88.89 80.00
163 Amova Asset Management Hong Kong Limited 3 12 15 4 10 14 1 -2 -1 80.00 71.43
164 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
165 Belvest Investment Services Limited 2 12 14 2 12 14 0 0 0 85.71 85.71
166 CHARLES SCHWAB, HONG KONG, LIMITED 5 10 15 4 10 14 -1 0 -1 66.67 71.43
167 China Tonghai (IA) Limited 3 11 14 3 11 14 0 0 0 78.57 78.57 2017-11-29
168 Credit Agricole Securities (Asia) Limited 3 11 14 2 12 14 -1 1 0 78.57 85.71
169 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 2 9 11 3 11 14 1 2 3 81.82 78.57
170 Robeco Hong Kong Limited 5 7 12 5 9 14 0 2 2 58.33 64.29 2007-12-18
171 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 5 9 14 2 -2 0 78.57 64.29 2019-09-30
172 TAI SHING STOCK INVESTMENT CO. LIMITED 3 5 8 3 11 14 0 6 6 62.50 78.57
173 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 5 8 3 11 14 0 6 6 62.50 78.57 2007-04-26
174 Tiger Securities Asset Management Company Limited 5 1 6 5 9 14 0 8 8 16.67 64.29 2006-12-29
175 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 10 14 3 10 13 -1 0 -1 71.43 76.92 2019-07-05
176 CHEONG LEE SECURITIES LIMITED 4 7 11 4 9 13 0 2 2 63.64 69.23 2005-11-24
177 CVC Asia Pacific Limited 4 10 14 4 9 13 0 -1 -1 71.43 69.23
178 Fidelity Management & Research (Hong Kong) Limited 5 4 9 5 8 13 0 4 4 44.44 61.54 2008-09-04
179 Income Partners Asset Management (HK) Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
180 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
181 PIPER JAFFRAY ASIA SECURITIES LIMITED 5 8 13 4 9 13 -1 1 0 61.54 69.23 2013-04-17
182 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 15 18 3 10 13 0 -5 -5 83.33 76.92
183 Wells Fargo Securities Asia Limited 3 14 17 4 9 13 1 -5 -4 82.35 69.23 2008-04-25
184 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 5 7 2 10 12 0 5 5 71.43 83.33 2007-05-08
185 AMPLE CAPITAL LIMITED 2 6 8 4 8 12 2 2 4 75.00 66.67 2007-01-02 2022-07-27
186 Citigroup Venture Capital International Asia Limited 3 11 14 3 9 12 0 -2 -2 78.57 75.00 2005-05-24 2014-04-15
187 CTBC Asia Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2004-10-04
188 GAM HONG KONG LIMITED 4 7 11 3 9 12 -1 2 1 63.64 75.00
189 HAMON ASSET MANAGEMENT LIMITED 3 9 12 2 10 12 -1 1 0 75.00 83.33
190 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
191 Huajin Corporate Finance (International) Limited 4 7 11 4 8 12 0 1 1 63.64 66.67
192 ICBC (ASIA) SECURITIES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
193 ICBC INTERNATIONAL RESEARCH LIMITED 0 0 0 2 10 12 2 10 12 - 83.33 2009-07-10 2024-10-15
194 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 2 10 12 0 4 4 75.00 83.33 2005-05-09
195 Janus Henderson Investors Hong Kong Limited 3 10 13 2 10 12 -1 0 -1 76.92 83.33
196 MANGO FINANCIAL LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33
197 MIB SECURITIES (HONG KONG) LIMITED 3 10 13 2 10 12 -1 0 -1 76.92 83.33
198 Nomura Asset Management Hong Kong Limited 3 11 14 3 9 12 0 -2 -2 78.57 75.00
199 Oasis Management (Hong Kong) 4 11 15 2 10 12 -2 -1 -3 73.33 83.33 2004-09-14
200 ONSHINE SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
201 ORIENTAL PATRON SECURITIES LIMITED 2 3 5 4 8 12 2 5 7 60.00 66.67
202 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 13 16 3 9 12 0 -4 -4 81.25 75.00 2011-10-20
203 PFP Capital Limited 3 9 12 2 10 12 -1 1 0 75.00 83.33
204 SAIL ADVISORS LIMITED 6 6 12 6 6 12 0 0 0 50.00 50.00 2004-05-17
205 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 15 18 2 10 12 -1 -5 -6 83.33 83.33 2011-02-18
206 WFM Asia (HK) Limited 3 6 9 3 9 12 0 3 3 66.67 75.00
207 ABCI Securities Company Limited 3 3 6 5 6 11 2 3 5 50.00 54.55 2005-11-15
208 BOCI ASSET MANAGEMENT LIMITED 2 0 2 3 8 11 1 8 9 0.00 72.73 2014-12-24
209 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 6 9 5 6 11 2 0 2 66.67 54.55 2008-08-20
210 CSC SECURITIES (HK) LIMITED 2 5 7 2 9 11 0 4 4 71.43 81.82 2007-06-01
211 FIRST SHANGHAI SECURITIES LIMITED 3 10 13 3 8 11 0 -2 -2 76.92 72.73
212 FLAG Squadron Asia Limited 6 5 11 6 5 11 0 0 0 45.45 45.45 2007-07-04 2016-06-02
213 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 5 7 2 9 11 0 4 4 71.43 81.82 2005-02-16
214 iFAST Financial (HK) Limited 2 10 12 3 8 11 1 -2 -1 83.33 72.73 2007-03-30
215 MF Global Hong Kong Limited 3 7 10 3 8 11 0 1 1 70.00 72.73 2007-04-30
216 OCP Asia (Hong Kong) Limited 2 8 10 3 8 11 1 0 1 80.00 72.73 2004-09-03 2022-06-13
217 Optima Capital Limited 3 11 14 3 8 11 0 -3 -3 78.57 72.73 2007-10-25
218 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73 2008-07-29
219 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 3 6 4 7 11 1 4 5 50.00 63.64 2008-05-29
220 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82 2012-01-12
221 Superfund Financial (Hong Kong) Limited 2 7 9 2 9 11 0 2 2 77.78 81.82
222 Vision Capital Investment Management Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2008-01-12
223 AD Capital Management (Hong Kong) Limited 2 12 14 2 8 10 0 -4 -4 85.71 80.00 2004-09-08
224 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2004-07-07
225 Allianz Global Investors Hong Kong Limited 3 28 31 2 8 10 -1 -20 -21 90.32 80.00 2015-05-31
226 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 3 7 10 0 3 3 57.14 70.00 2025-03-25
227 BARCLAYS CAPITAL ASIA LIMITED 1 0 1 1 9 10 0 9 9 0.00 90.00
228 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2007-11-27
229 China Asset Management (Hong Kong) Limited 0 0 0 4 6 10 4 6 10 - 60.00 2009-04-03
230 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2008-04-30
231 CITIC Securities Asset Management (HK) Limited 3 6 9 3 7 10 0 1 1 66.67 70.00 2008-08-01
232 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 3 7 10 0 -5 -5 80.00 70.00 2004-07-28 2013-02-27
233 First Fidelity Capital (International) Limited 3 5 8 3 7 10 0 2 2 62.50 70.00 2006-04-19
234 HPEF Venture Partners Limited 4 5 9 4 6 10 0 1 1 55.56 60.00 2018-06-08
235 ICBC Asset Management (Global) Company Limited 5 5 10 4 6 10 -1 1 0 50.00 60.00
236 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 21 29 3 7 10 -5 -14 -19 72.41 70.00 2017-10-02
237 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 3 8 5 5 10 0 2 2 37.50 50.00
238 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2003-06-06
239 MIRABAUD (ASIA) LIMITED 2 3 5 3 7 10 1 4 5 60.00 70.00 2003-05-13 2018-10-16
240 ORION INVESTMENT MANAGEMENT LIMITED 0 0 0 2 8 10 2 8 10 - 80.00 2009-11-06 2016-12-14
241 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 20 22 2 8 10 0 -12 -12 90.91 80.00
242 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 4 9 6 4 10 1 0 1 44.44 40.00
243 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
244 Tyche Group Limited 2 8 10 2 8 10 0 0 0 80.00 80.00 2014-12-05
245 AlTi Wealth Management (Hong Kong) Limited 2 3 5 3 6 9 1 3 4 60.00 66.67 2004-05-11
246 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 2 7 9 -1 1 0 66.67 77.78
247 Broadway Wealth Management Limited 3 11 14 2 7 9 -1 -4 -5 78.57 77.78 2013-01-03
248 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 6 9 3 6 9 - 66.67 2009-09-15
249 CHINA INTERNATIONAL CAPITAL LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78
250 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67 2023-02-02
251 EQT Partners Asia Limited 3 6 9 4 5 9 1 -1 0 66.67 55.56 2023-09-06
252 FB SECURITIES (HONG KONG) LIMITED 4 6 10 3 6 9 -1 0 -1 60.00 66.67
253 GT Asset & Portfolio Management Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2004-11-04
254 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2004-11-29
255 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 2 2 4 4 5 9 2 3 5 50.00 55.56 2007-12-18 2011-02-23
256 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2004-02-10 2015-07-22
257 Kirin Asset Management Limited 2 2 4 3 6 9 1 4 5 50.00 66.67 2007-06-12 2016-09-14
258 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 2 7 9 -1 0 -1 70.00 77.78
259 Mason Securities Limited 2 9 11 2 7 9 0 -2 -2 81.82 77.78
260 MCP Holdings Limited (HK) 2 7 9 2 7 9 0 0 0 77.78 77.78 2011-06-29
261 PUREHEART CAPITAL ASIA LIMITED 2 2 4 3 6 9 1 4 5 50.00 66.67 2007-03-08
262 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2007-05-08 2019-09-30
263 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 4 5 9 2 3 5 50.00 55.56 2006-03-24
264 XinKong International Securities Limited 2 4 6 2 7 9 0 3 3 66.67 77.78
265 ALPS CAPITAL MANAGEMENT LIMITED 2 6 8 3 5 8 1 -1 0 75.00 62.50
266 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2013-04-02
267 Bright Fund Management Limited 2 10 12 2 6 8 0 -4 -4 83.33 75.00 2023-12-19
268 CAPE ASSET MANAGEMENT LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2024-03-13
269 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
270 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
271 Citi Insurance Brokers (Hong Kong) Limited 3 8 11 2 6 8 -1 -2 -3 72.73 75.00 2006-10-04 2011-04-06
272 CSOP Asset Management Limited 0 0 0 3 5 8 3 5 8 - 62.50 2009-04-02
273 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 0 2 2 6 8 0 6 6 0.00 75.00 2009-02-27
274 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 3 2 5 2 6 8 -1 4 3 40.00 75.00
275 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2020-12-09
276 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50 2005-11-15
277 HAMON ASIAN ADVISORS LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00
278 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
279 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
280 HSBC Family Office Services Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2006-01-03 2012-07-13
281 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2011-09-22
282 IBTS ASIA (HK) LIMITED 2 2 4 5 3 8 3 1 4 50.00 37.50 2005-11-17 2024-09-20
283 ICG Asia Pacific Limited 6 2 8 5 3 8 -1 1 0 25.00 37.50
284 KOREA INVESTMENT & SECURITIES ASIA LIMITED 7 2 9 4 4 8 -3 2 -1 22.22 50.00
285 Legg Mason International Equities (Hong Kong) Limited 4 6 10 3 5 8 -1 -1 -2 60.00 62.50 2015-08-28
286 LIS Investment Services Limited 2 10 12 4 4 8 2 -6 -4 83.33 50.00 2008-01-09
287 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2025-04-23
288 MFG Limited (HK) 2 5 7 3 5 8 1 0 1 71.43 62.50 2008-07-15
289 OLD PEAK LIMITED (HK) 4 6 10 4 4 8 0 -2 -2 60.00 50.00 2005-08-26 2023-06-20
290 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2007-07-05
291 PANTHEON CAPITAL (ASIA) LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2011-01-24
292 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 3 5 8 -1 1 0 50.00 62.50 2024-03-27
293 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2017-06-28
294 Providence Equity Asia Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2007-08-23 2019-01-10
295 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 4 4 8 1 0 1 57.14 50.00 2008-07-29 2014-11-21
296 RAB CAPITAL (ASIA) LIMITED 5 6 11 3 5 8 -2 -1 -3 54.55 62.50 2007-09-28 2011-10-10
297 Samsung Asset Management (Hong Kong) Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-04-23
298 SEI INVESTMENTS (ASIA) LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00 2005-03-02 2023-02-20
299 STANDARD & POOR'S, LLC 2 2 4 2 6 8 0 4 4 50.00 75.00 2010-12-21
300 UPBEST SECURITIES COMPANY LIMITED 6 1 7 6 2 8 0 1 1 14.29 25.00
301 VC BROKERAGE LIMITED 4 4 8 3 5 8 -1 1 0 50.00 62.50
302 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
303 VISION FINANCE ASSET MANAGEMENT LIMITED 4 2 6 3 5 8 -1 3 2 33.33 62.50 2008-12-17
304 abrdn Hong Kong Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
305 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2004-09-07
306 Ares Management Asia (Hong Kong) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2009-05-25 2014-08-18
307 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43
308 BALLINGAL INVESTMENT ADVISORS LIMITED 3 1 4 2 5 7 -1 4 3 25.00 71.43 2004-08-13
309 BNY Mellon Investment Management Hong Kong Limited 2 4 6 3 4 7 1 0 1 66.67 57.14 2008-06-06
310 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
311 China Integrity Investment Limited 2 1 3 3 4 7 1 3 4 33.33 57.14 2014-03-19
312 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 3 4 7 -1 -1 -2 55.56 57.14
313 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 3 0 3 5 2 7 2 2 4 0.00 28.57 2007-02-16
314 Deltroit (Hong Kong) Limited 2 10 12 2 5 7 0 -5 -5 83.33 71.43 2005-04-11 2024-12-12
315 EnTrustPermal (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-08-27 2021-03-26
316 Fosun International Securities Limited 5 0 5 5 2 7 0 2 2 0.00 28.57
317 GETTA SECURITIES LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2007-06-26
318 GF Asset Management (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2007-11-08
319 HFS ASSET MANAGEMENT LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
320 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 7 9 1 6 7 -1 -1 -2 77.78 85.71
321 KB Securities Hong Kong Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
322 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 6 1 7 0 0 0 14.29 14.29 2017-10-02
323 LaSalle Investment Management Hong Kong Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-06-14 2020-02-20
324 Mackenzie Investments Asia Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
325 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2007-12-21 2021-04-21
326 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14
327 Oaktree Capital (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-07-12
328 Open Securities Limited 3 5 8 2 5 7 -1 0 -1 62.50 71.43
329 Oreana Financial Services Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
330 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2023-10-25
331 Religare Capital Markets (Hong Kong) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2009-09-22 2018-04-09
332 Samena Capital Hong Kong Limited 0 0 0 3 4 7 3 4 7 - 57.14 2009-09-01 2021-09-27
333 SMBC Nikko Securities (Hong Kong) Limited 5 4 9 5 2 7 0 -2 -2 44.44 28.57
334 SOUTH CHINA RESEARCH LIMITED 3 5 8 4 3 7 1 -2 -1 62.50 42.86
335 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2013-05-29
336 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 5 2 7 5 2 7 - 28.57 2009-07-10
337 TOYO SECURITIES ASIA LIMITED 4 4 8 5 2 7 1 -2 -1 50.00 28.57
338 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2007-01-11
339 WINNINGTON CAPITAL LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
340 WMG Asia Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2007-02-28 2014-01-06
341 Xeram and Company (Asia) Limited 3 1 4 3 4 7 0 3 3 25.00 57.14 2015-11-27
342 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
343 ASIA INVESTMENT MANAGEMENT LIMITED 3 1 4 4 2 6 1 1 2 25.00 33.33 2021-10-08
344 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-10-05
345 BROOKE CAPITAL LIMITED 2 1 3 5 1 6 3 0 3 33.33 16.67 2012-06-13
346 CC SIF Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-07-25
347 CHAMPUS ASSET MANAGEMENT LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2019-07-29
348 CHIEF SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-20
349 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
350 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2008-12-24
351 COHEN & STEERS ASIA LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-07-29
352 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-08 2011-04-14
353 ENHANCED INVESTMENT PRODUCTS LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
354 Fortune Origin Securities Limited 0 0 0 3 3 6 3 3 6 - 50.00 2009-07-09
355 Fubon Fund Management (Hong Kong) Limited 4 6 10 2 4 6 -2 -2 -4 60.00 66.67
356 GIGA (HONG KONG) LIMITED 3 7 10 2 4 6 -1 -3 -4 70.00 66.67
357 Grand Loyal Asset Management Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2008-11-07
358 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-10-23
359 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 1 4 4 2 6 1 1 2 25.00 33.33 2008-07-03
360 Houlihan Lokey (China) Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2008-10-09
361 INTERNATIONAL COMMERCE CORPORATION 2 2 4 2 4 6 0 2 2 50.00 66.67
362 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2014-10-13
363 IVORY CAPITAL PRIVATE LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2007-03-21
364 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-10-26 2020-12-11
365 KGI CAPITAL ASIA LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
366 La Roche & Co Asia Limited 4 2 6 2 4 6 -2 2 0 33.33 66.67 2008-03-05 2011-12-08
367 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
368 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-09-21
369 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
370 OKASAN INTERNATIONAL (ASIA) LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-05-17
371 orientiert International Markets Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-01-11
372 PERRY CAPITAL (ASIA) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2006-09-12 2012-01-27
373 PIMCO Asia Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2006-05-17
374 Quam Asset Management Limited (b1983-06-28) 3 6 9 3 3 6 0 -3 -3 66.67 50.00
375 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2013-11-25
376 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-05-25 2016-05-24
377 Sensible Asset Management Limited 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-06-18 2025-06-19
378 SIIC Capital (Hong Kong) Investment Management Company Limited 5 0 5 5 1 6 0 1 1 0.00 16.67
379 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2015-03-27
380 STANHILL (HONG KONG) LIMITED 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2013-05-23
381 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-06-20
382 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
383 Tokio Marine Investment Services, Limited 4 2 6 4 2 6 0 0 0 33.33 33.33 2014-03-28
384 Towers Watson Investment Services Hong Kong Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2007-05-14
385 UOB ASIA (HONG KONG) LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2011-07-27
386 Vontobel (Hong Kong) Limited 2 1 3 3 3 6 1 2 3 33.33 50.00 2008-11-27
387 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
388 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
389 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
390 Absolute Investment Management (HK) Limited 2 1 3 3 2 5 1 1 2 33.33 40.00
391 Aletheia Analyst Network Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2008-06-03
392 ALTUS CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
393 Asia Pacific Securities Limited 3 1 4 3 2 5 0 1 1 25.00 40.00
394 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00
395 Axis Capital Management Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
396 BEAR BRIGHT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
397 Beevest Securities Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
398 BLUE POOL CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2004-11-10 2015-12-01
399 Bradbury Securities Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
400 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-03-12 2018-05-11
401 Cambridge Strategy (Asset Management) Asia Limited (The) 1 1 2 3 2 5 2 1 3 50.00 40.00 2020-06-18
402 CBRE Investment Management (Asia) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2023-07-21
403 CES Capital International (Hong Kong) Co., Limited 0 0 0 3 2 5 3 2 5 - 40.00 2009-05-29 2023-02-23
404 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
405 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00 2008-10-22
406 China Universal Asset Management (Hong Kong) Company Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-19
407 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00
408 Chuo Mitsui Investments Hong Kong Limited 0 0 0 2 3 5 2 3 5 - 60.00 2009-04-30 2011-12-29
409 COMGEST FAR EAST LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
410 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2017-02-28
411 DELTA ASIA SECURITIES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
412 EFG Asset Management (HK) Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2008-06-06
413 EVENSTAR ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-19
414 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
415 FCL ADVISORY LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2005-03-01
416 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2013-03-19
417 Goldyard Capital Limited 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2019-11-21
418 Grace Financial Limited (HK) 2 0 2 2 3 5 0 3 3 0.00 60.00 2008-02-13 2021-04-23
419 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
420 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2018-08-15
421 HKFAEx Group Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-02-15
422 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 5 0 5 0 0 0 0.00 0.00 2020-06-02
423 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2009-11-16
424 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
425 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2022-10-13
426 KCG FUND MANAGEMENT LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00 2007-05-04
427 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
428 MCP Asset Management Company Limited 5 6 11 2 3 5 -3 -3 -6 54.55 60.00 2005-08-23
429 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 3 2 5 1 0 1 50.00 40.00 2004-10-28
430 Permira Advisers Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-08-19
431 PGIM (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
432 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 3 5 0 1 1 50.00 60.00
433 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-12-21
434 RICHLAND WORLDWIDE LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2004-04-15
435 SDHG International Asset Management Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-12-02
436 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 2 3 5 -3 2 -1 16.67 60.00 2008-11-07
437 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2019-08-15
438 Standard Advisory Asia Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-03-09 2013-04-12
439 Templewater Hong Kong Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
440 TOKAI TOKYO SECURITIES (ASIA) LIMITED 5 1 6 3 2 5 -2 1 -1 16.67 40.00
441 TRISKELE CAPITAL MANAGEMENT LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2007-04-11 2013-10-23
442 TUFTON OCEANIC FAR EAST LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2009-11-19 2012-10-08
443 Tyric Capital Limited 2 4 6 3 2 5 1 -2 -1 66.67 40.00
444 VBG Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-11-11 2013-09-19
445 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
446 Waterland Securities (HK) Company Limited 3 0 3 3 2 5 0 2 2 0.00 40.00 2009-02-20 2013-01-15
447 WHARTON INVESTMENT ADVISORS LIMITED 4 3 7 3 2 5 -1 -1 -2 42.86 40.00 2015-02-09
448 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
449 Yorkville Advisors HK Limited 0 0 0 2 3 5 2 3 5 - 60.00 2009-03-18 2012-03-02
450 Yuanta Financial (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-02-03 2014-03-28
451 YUE XIU SECURITIES COMPANY LIMITED 4 5 9 2 3 5 -2 -2 -4 55.56 60.00
452 ZEAL ASSET MANAGEMENT LIMITED 0 0 0 4 1 5 4 1 5 - 20.00 2009-10-09 2025-08-20
453 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
454 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00
455 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2003-11-29
456 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
457 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
458 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
459 ARF Investment Management (HK) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-10-13 2011-05-20
460 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-01-20 2020-08-05
461 Arta Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-07-10
462 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
463 BENTLEY REID & COMPANY LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00
464 BTG Pactual Asia Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-08-13 2016-12-13
465 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2009-03-13
466 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-12-20
467 CBRE Clarion Securities HKG Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-01-04 2019-08-28
468 ChapmanCraig Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
469 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
470 China Enterprise Securities Company Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
471 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
472 Credit Suisse Securities (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2024-09-27
473 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
474 CUBE CAPITAL HK LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2007-10-17 2015-02-13
475 CWB Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
476 D. YAU AND COMPANY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-08-13
477 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2009-10-14
478 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-01-02
479 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
480 Emperor Asset Management Limited 0 0 0 4 0 4 4 0 4 - 0.00 2009-11-03
481 Emperor Wealth Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-06-09
482 EVOLUTION ASIA INVESTMENTS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-08-24 2020-01-24
483 EXS Capital Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-06-12
484 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
485 First Prosperous Asset Management Company Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-09-06 2023-06-23
486 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-09-12
487 Funderstone Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
488 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
489 GF Securities (Hong Kong) Brokerage Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-10-30
490 GNAB Limited 1 5 6 1 3 4 0 -2 -2 83.33 75.00 2025-03-14
491 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-03
492 Henyep Capital Management Limited 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2005-12-20 2011-03-14
493 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
494 IREALITY INVESTMENTS LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
495 Jefferies Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-01-04
496 JK Capital Management Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
497 JPMorgan Asset Management Real Assets (Asia) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2009-06-26
498 JW CAPITAL SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
499 KCG SECURITIES ASIA LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00
500 Kerogen Capital (Asia) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-02-01
501 Korea Investment Management Asia Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-08-21 2014-12-09
502 LOMBARD ODIER (HONG KONG) LIMITED 3 4 7 3 1 4 0 -3 -3 57.14 25.00
503 LONGREACH GROUP LIMITED (THE) 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2006-08-01
504 LUNAR CAPITAL MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2010-02-17
505 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-04-01
506 MEAG Hong Kong Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
507 MEIJI YASUDA ASIA LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2019-10-17
508 Metaverse Securities Limited (HK) 4 1 5 4 0 4 0 -1 -1 20.00 0.00
509 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2012-09-18
510 Myo Capital Advisers Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2007-11-16 2021-02-04
511 OSCAR BENSON LIMITED (HK) 2 1 3 3 1 4 1 0 1 33.33 25.00 2012-08-23
512 PACIFIC HAWK (HK) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
513 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-05-02 2015-06-25
514 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-07-07
515 QMIS Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2009-08-13
516 RHB ASSET MANAGEMENT LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2008-05-08 2020-11-17
517 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2016-11-01
518 SBI China Capital Financial Services Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2008-09-19
519 SBI China Capital Securities Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-10-08
520 Shinhan Investment Asia Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2007-10-15
521 STI Asset Management Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-10-22 2023-09-19
522 Success Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
523 TARZAN STOCK & SHARES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
524 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2009-10-27 2012-08-01
525 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
526 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2015-11-16
527 Value Partners Private Equity Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
528 VisionGain Capital Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2007-11-14
529 Voras Capital Management (HK) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2008-07-31 2012-09-04
530 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
531 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
532 Yunfeng Financial Markets Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
533 A ONE INVESTMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-12-05
534 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-03-22 2022-02-22
535 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
536 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
537 Amherst Pierpont International Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-06-17 2023-06-09
538 Andante Capital Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-11-11 2012-12-03
539 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
540 Anuenue Securities Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
541 AP Asset Management (HK) Limited 2 11 13 2 1 3 0 -10 -10 84.62 33.33 2004-07-07 2013-12-04
542 Asia Frontier Investments Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-04-28
543 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
544 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
545 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
546 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
547 Beijing Securities Limited 3 2 5 3 0 3 0 -2 -2 40.00 0.00
548 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
549 Bentley Capital Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
550 BOWEN ASIA LIMITED 4 1 5 3 0 3 -1 -1 -2 20.00 0.00 2014-10-20
551 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2014-07-03
552 CAIDAO CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-07-15 2022-08-22
553 CARDINALASIA CONSULTING LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-06-27 2024-02-22
554 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
555 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-10-31 2013-12-17
556 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
557 Channel 8 Wealth Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-01-27
558 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
559 CHINA EVERBRIGHT CAPITAL LIMITED 4 1 5 2 1 3 -2 0 -2 20.00 33.33
560 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
561 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
562 CMS CAPITAL (HK) CO., LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2004-05-06
563 Daishin Securities Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-11-24 2018-08-09
564 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
565 ENZARD LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-05-21 2013-02-18
566 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
567 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
568 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
569 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-09-07
570 Frontier Asia Capital Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-11 2019-07-24
571 FT Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-12-06
572 Fubon Capital (HK) Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2012-01-13
573 GCAM Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-05-17 2022-03-09
574 GEOMATRIX (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-01-31
575 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-02-28 2011-03-08
576 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-12-02
577 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2016-10-10
578 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
579 HSZ (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
580 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-12-14 2024-10-15
581 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
582 Imperium International Asset Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-12-02
583 iTTa Capital Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2003-05-29 2013-06-11
584 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
585 IVY ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-02-06 2010-08-26
586 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
587 JVSakk Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-28
588 KAI WO ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-05-13 2021-12-04
589 Knight Capital Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-07-22 2011-08-22
590 Macquarie Capital Funds (Asia) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-07-21 2010-07-22
591 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
592 MASON LAROCHE (HK) LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-03-19
593 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-09-22
594 MD Healthcare International Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-11-05 2011-07-28
595 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-11 2014-08-05
596 MLI LIMITED (d2018-03-29) 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2013-05-29
597 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2023-05-15
598 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
599 Neutral Financial Holding Company Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33
600 OnePlatform Wealth Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-07-25 2014-05-28
601 PAOCHU INVESTMENT ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-09
602 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
603 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-12
604 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-24
605 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
606 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
607 Redwood Investment Management (Asia) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-12-05 2015-06-23
608 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
609 SCM Strategic Capital Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-11 2015-01-21
610 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
611 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
612 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2012-12-17
613 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
614 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
615 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
616 SJS Markets Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-11-23 2015-01-13
617 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
618 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-23
619 SPDB International Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-12-30
620 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-04-28
621 STARLING GROUP SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-11-06 2013-05-20
622 SYZ Asset Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-07-27 2016-12-22
623 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-04-29 2013-04-22
624 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-08-07
625 UPBEST ASSETS MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
626 VISION FINANCE (SECURITIES) LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2007-05-08
627 VMS Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-09-01
628 Wealth Legend Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
629 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
630 Wolver Hill Asset Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-03-10
631 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
632 ZBI Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-22 2014-06-09
633 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
634 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
635 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
636 Alpha Nova Capital Management Limited 4 1 5 2 0 2 -2 -1 -3 20.00 0.00
637 Alphatraxx (H.K.) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-12-23 2012-02-14
638 AMS CAPITAL LIMITED (d2012-07-13) 3 2 5 1 1 2 -2 -1 -3 40.00 50.00 2011-06-10
639 ANGUS MOORE LIMITED 2 12 14 0 2 2 -2 -10 -12 85.71 100.00 2011-07-05
640 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
641 APAX PARTNERS HONG KONG LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-21 2012-03-12
642 APICES ADVISORY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11 2014-10-16
643 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
644 Arete Research Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11
645 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-09-21
646 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
647 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
648 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
649 Barings Investment Advisers (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-05-08 2018-01-23
650 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-09-28
651 BMF Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-22
652 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
653 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-19 2012-12-03
654 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
655 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
656 CHEETAH ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-08-01
657 Chepstow Capital Advisors Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-10-20 2018-04-27
658 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
659 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
660 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
661 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00
662 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
663 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
664 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
665 CUPOLA CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-05-06
666 Cynosure Asset Management Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-09-27
667 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
668 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
669 Delta Asia Wealth Management Limited 1 1 2 2 0 2 1 -1 0 50.00 0.00 2025-08-26
670 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-04-29 2012-08-09
671 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-28
672 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
673 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
674 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
675 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
676 Ellerston Capital (Hong Kong) Limited 2 4 6 1 1 2 -1 -3 -4 66.67 50.00 2008-01-04 2010-08-05
677 EMP-DAIWA CAPITAL ASIA LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2008-03-06 2011-01-10
678 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
679 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
680 Everbright Capital Management Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2007-09-24 2021-09-17
681 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
682 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
683 FIRST ASIA FINANCE GROUP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-29
684 Fortune Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2009-12-16
685 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
686 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-12-16
687 Global CTA Services Investment (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-26 2012-09-03
688 GO-TO-ASIA INVESTMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-02-12
689 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
690 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
691 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
692 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
693 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
694 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
695 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
696 Guosen Securities (HK) Brokerage Company, Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-26
697 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-07-28
698 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-21
699 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
700 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-11
701 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
702 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
703 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
704 INDEPENDENT INVESTMENT PARTNERS LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-12-15 2011-02-14
705 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-02-07 2010-05-10
706 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
707 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
708 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
709 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
710 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
711 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
712 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
713 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
714 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
715 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
716 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
717 KKR CAPITAL MARKETS ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-10-22
718 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-07-02
719 Landmark Asset Management Limited (HK) 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-10 2018-01-22
720 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
721 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
722 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
723 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
724 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
725 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
726 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
727 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-07-19
728 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
729 Open Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
730 Oracle Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-10-22 2018-06-20
731 Pacific Sun Advisors Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2023-11-02
732 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-02-22
733 PARADIGM WEALTH MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-08-17 2010-08-17
734 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
735 Ping An Securities (Hong Kong) Holdings Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-07-30 2021-05-27
736 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
737 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
738 PROBITAS HONG KONG LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-05
739 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
740 QH CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-07-22 2021-08-24
741 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
742 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
743 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
744 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-10-30 2015-04-22
745 SDIC Securities International Financial Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-17
746 Silk Road International Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
747 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
748 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
749 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
750 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
751 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
752 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
753 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
754 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
755 TFI Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-18
756 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
757 TIAN YUAN FINANCE LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-06-30
758 TRANSPAC CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
759 TSE'S SECURITIES LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00
760 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
761 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
762 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
763 VANHEEL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
764 Vegasoul Capital Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-29 2011-03-24
765 Vestmore Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-12
766 Wachovia Advisors International Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2007-12-17 2010-06-30
767 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
768 WILSON SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-25
769 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
770 ZHONGRONG PT SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
771 AIR GEO SERVICES LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-08-21 2012-12-14
772 BOND TRUST LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2009-06-01
773 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
774 GCIS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-11-22 2010-09-06
775 HEAD & SHOULDERS SECURITIES LIMITED 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2008-03-27
776 Instinet Alpha Trading Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2010-11-19
777 ORIENT SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
778 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2024-03-25
779 TIS SECURITIES (HK) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2012-06-28
780 ZHONGRONG PT FINANCE LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-03
781 Aberdeen International Investment Management Limited 3 18 21 0 0 0 -3 -18 -21 85.71 - 2005-07-27 2009-11-27
782 ACP Asset Management Limited (d2010-11-05) 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-03-26 2010-03-26
783 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-22 2010-04-30
784 BEAR STEARNS ASIA LIMITED 3 13 16 0 0 0 -3 -13 -16 81.25 - 2010-04-28
785 CHI CAPITAL SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2004-09-07 2016-05-05
786 Children's Investment Fund Management (Asia) Limited (The) 2 3 5 0 0 0 -2 -3 -5 60.00 - 2007-01-15 2010-03-10
787 China Access Advisors Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-10-21 2009-12-09
788 CLAY FINLAY (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-29 2010-01-18
789 DEEPHAVEN ASIA LIMITED 3 1 4 0 0 0 -3 -1 -4 25.00 - 2005-04-13 2009-09-04
790 DEMETER ASSET MANAGEMENT LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2006-01-06 2010-04-21
791 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 3 13 16 0 0 0 -3 -13 -16 81.25 - 2005-06-24 2009-10-19
792 Everbright-Efund Fund Management Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2006-11-06 2009-11-10
793 FAYE CAPITAL LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2007-01-16 2010-05-12
794 Fleming Family & Partners (Asia) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2006-11-13 2009-09-14
795 FOX-PITT, KELTON (ASIA) LIMITED 6 6 12 0 0 0 -6 -6 -12 50.00 - 2010-05-18
796 GINGER CAPITAL MANAGEMENT LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2004-11-18 2009-04-28
797 GIP Partners Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2009-01-16 2010-06-02
798 Horizon21 (Hong Kong) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-02-01 2010-01-28
799 HOULIHAN LOKEY (EUROPE) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-05-15 2009-08-18
800 HSBC GUYERZELLER FAR EAST LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2009-08-31
801 ICEA SECURITIES ASIA LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2009-09-29
802 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-22 2009-09-07
803 JAFCO Investment (Hong Kong) Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2009-10-15
804 Knight Libertas (Asia) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-01-23 2010-05-14
805 LEHMAN BROTHERS ASIA LIMITED 0 8 8 0 0 0 0 -8 -8 100.00 - 2024-11-13
806 Lombard Investments (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-11-19
807 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-10-19
808 NEW STAR INTERNATIONAL INVESTMENT PRODUCTS (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-03-31
809 OppenheimerFunds International Distributor Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-15 2009-11-09
810 OVERLOOK INVESTMENTS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-01-05
811 PATTERSON FINANCIAL SERVICES LIMITED 2 12 14 0 0 0 -2 -12 -14 85.71 - 2009-05-13
812 PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04) 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-04-27 2009-07-06
813 PITT CAPITAL PARTNERS ASIA LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2008-07-28 2011-09-26
814 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-10-03 2010-05-13
815 STARR INTERNATIONAL COMPANY (ASIA), LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2006-02-08 2009-05-20
816 Sun Life Hong Kong Limited 3 472 475 0 0 0 -3 -472 -475 99.37 - 2009-06-17
817 Vicis Capital (Hong Kong) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-11-26 2010-06-15
Average 2.88 14.82 17.70 2.87 12.51 15.38 83.73 81.36

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