SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2009-04-30 2010-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 OnePlatform Asset Management Limited 11 996 1007 14 879 893 3 -117 -114 98.91 98.43
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 6 305 311 7 320 327 1 15 16 98.07 97.86
3 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 331 334 2 302 304 -1 -29 -30 99.10 99.34 2012-11-27
4 ZURICH ADVISORY (HK) LIMITED 2 343 345 0 286 286 -2 -57 -59 99.42 100.00 2010-07-06
5 Credit Suisse (Hong Kong) Limited 19 190 209 24 229 253 5 39 44 90.91 90.51 2025-01-13
6 WM (HK) Limited 2 1106 1108 0 243 243 -2 -863 -865 99.82 100.00 2014-10-24
7 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 185 192 7 211 218 0 26 26 96.35 96.79
8 Merrill Lynch (Asia Pacific) Limited 7 134 141 6 205 211 -1 71 70 95.04 97.16
9 UBS SECURITIES ASIA LIMITED 3 113 116 3 172 175 0 59 59 97.41 98.29
10 FTL Wealth Management (HK) Limited 2 204 206 2 152 154 0 -52 -52 99.03 98.70 2005-06-28 2011-05-20
11 Merrill Lynch Far East Limited 6 134 140 5 147 152 -1 13 12 95.71 96.71 2025-01-16
12 PHILLIP SECURITIES (HONG KONG) LIMITED 4 106 110 4 131 135 0 25 25 96.36 97.04
13 CLSA RESEARCH LIMITED 2 115 117 3 127 130 1 12 13 98.29 97.69 2014-06-18
14 GOLDMAN SACHS (ASIA) L.L.C. 13 102 115 12 113 125 -1 11 10 88.70 90.40
15 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 134 139 5 120 125 0 -14 -14 96.40 96.00
16 Morgan Stanley Asia Limited 3 104 107 6 106 112 3 2 5 97.20 94.64
17 YF Life Investors Limited 3 120 123 3 107 110 0 -13 -13 97.56 97.27 2004-08-30 2013-03-22
18 MACQUARIE CAPITAL LIMITED 3 99 102 2 103 105 -1 4 3 97.06 98.10
19 HSBC LIFE (INTERNATIONAL) LIMITED 1 109 110 1 98 99 0 -11 -11 99.09 98.99 2012-05-07
20 FWD Life Insurance Company (Bermuda) Limited 2 105 107 1 93 94 -1 -12 -13 98.13 98.94 2012-11-21
21 Citigroup Global Markets Asia Limited 2 91 93 3 89 92 1 -2 -1 97.85 96.74
22 BOCI SECURITIES LIMITED 7 64 71 9 80 89 2 16 18 90.14 89.89 2004-03-01
23 JPMorgan Asset Management (Asia Pacific) Limited 4 80 84 4 84 88 0 4 4 95.24 95.45
24 FIL Investment Management (Hong Kong) Limited 8 84 92 5 80 85 -3 -4 -7 91.30 94.12
25 Julius Baer (Hong Kong) Limited 2 64 66 3 81 84 1 17 18 96.97 96.43 2006-09-14 2012-05-10
26 iBest Consultants Limited 2 69 71 2 80 82 0 11 11 97.18 97.56 2019-08-15
27 HSBC Global Asset Management (Hong Kong) Limited 10 72 82 9 71 80 -1 -1 -2 87.80 88.75
28 Lion Global Financial Limited 5 103 108 4 76 80 -1 -27 -28 95.37 95.00
29 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 80 82 3 71 74 1 -9 -8 97.56 95.95 2012-04-02
30 T G HOLBORN (HK) LIMITED 3 72 75 3 70 73 0 -2 -2 96.00 95.89 2014-04-29
31 Daiwa Capital Markets Hong Kong Limited 2 27 29 6 58 64 4 31 35 93.10 90.63
32 KGI ASIA LIMITED 9 54 63 8 56 64 -1 2 1 85.71 87.50 2017-10-02
33 oOo Securities (HK) Group Limited 2 46 48 2 61 63 0 15 15 95.83 96.83 2004-12-03
34 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 53 59 7 54 61 1 1 2 89.83 88.52
35 ALTRUIST FINANCIAL GROUP LIMITED 3 55 58 2 53 55 -1 -2 -3 94.83 96.36 2004-01-20
36 ASSET MANAGEMENT GROUP LIMITED 2 48 50 2 51 53 0 3 3 96.00 96.23 2006-01-17
37 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 6 9 5 48 53 2 42 44 66.67 90.57 2008-08-20
38 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 73 75 2 51 53 0 -22 -22 97.33 96.23 2010-12-17
39 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 35 39 5 47 52 1 12 13 89.74 90.38 2018-12-31
40 CASH Wealth Management Limited 2 36 38 3 48 51 1 12 13 94.74 94.12
41 FWD Financial Planning Limited (HK) 2 70 72 4 46 50 2 -24 -22 97.22 92.00
42 BOCI RESEARCH LIMITED 4 38 42 4 45 49 0 7 7 90.48 91.84
43 CENTALINE WEALTH MANAGEMENT LIMITED 3 102 105 4 45 49 1 -57 -56 97.14 91.84 2004-04-02
44 Goldman Sachs Investment Management Hong Kong Limited 2 41 43 4 43 47 2 2 4 95.35 91.49 2013-11-27
45 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 44 49 5 42 47 0 -2 -2 89.80 89.36
46 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 35 37 2 44 46 0 9 9 94.59 95.65
47 MIDLAND WEALTH MANAGEMENT LIMITED 5 37 42 6 37 43 1 0 1 88.10 86.05 2008-02-18
48 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 35 37 2 41 43 0 6 6 94.59 95.35
49 IAM LEGACY LIMITED 4 24 28 3 39 42 -1 15 14 85.71 92.86 2007-08-21
50 MIZUHO SECURITIES ASIA LIMITED 5 23 28 5 37 42 0 14 14 82.14 88.10
51 Everbright Securities Investment Services (HK) Limited 2 36 38 2 37 39 0 1 1 94.74 94.87
52 FIL Investment Advisors 5 37 42 3 36 39 -2 -1 -3 88.10 92.31
53 GET NICE SECURITIES LIMITED 5 39 44 5 34 39 0 -5 -5 88.64 87.18
54 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 24 27 4 35 39 1 11 12 88.89 89.74 2005-07-05
55 RHB SECURITIES HONG KONG LIMITED 4 25 29 4 35 39 0 10 10 86.21 89.74 2006-11-17 2022-10-06
56 Halbis Capital Management (Hong Kong) Limited 8 29 37 8 30 38 0 1 1 78.38 78.95 2005-06-23 2012-05-11
57 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 33 38 5 33 38 0 0 0 86.84 86.84
58 VALUE PARTNERS LIMITED 5 28 33 3 35 38 -2 7 5 84.85 92.11
59 AllianceBernstein Hong Kong Limited 7 27 34 7 30 37 0 3 3 79.41 81.08
60 CCB INTERNATIONAL SECURITIES LIMITED 5 15 20 6 31 37 1 16 17 75.00 83.78 2005-10-10
61 Rothschild & Co Hong Kong Limited 4 38 42 4 33 37 0 -5 -5 90.48 89.19 2005-04-27
62 CITIC Securities Brokerage (HK) Limited 5 21 26 6 30 36 1 9 10 80.77 83.33
63 VALUE PARTNERS HONG KONG LIMITED 5 26 31 3 33 36 -2 7 5 83.87 91.67 2007-11-19
64 Yuanta Securities (Hong Kong) Company Limited 3 34 37 5 31 36 2 -3 -1 91.89 86.11
65 BlackRock Asset Management North Asia Limited 3 25 28 3 32 35 0 7 7 89.29 91.43
66 CSI Corporate Finance (HK) Limited 7 12 19 9 26 35 2 14 16 63.16 74.29 2007-08-01 2019-03-29
67 Standard Chartered Securities (Hong Kong) Limited 7 25 32 11 24 35 4 -1 3 78.13 68.57
68 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 6 40 46 4 31 35 -2 -9 -11 86.96 88.57 2003-09-24 2011-04-19
69 Amundi Hong Kong Limited 6 30 36 5 29 34 -1 -1 -2 83.33 85.29
70 BANK CONSORTIUM TRUST COMPANY LIMITED 3 41 44 3 31 34 0 -10 -10 93.18 91.18 2011-11-22
71 UBS Asset Management (Hong Kong) Limited 7 30 37 5 29 34 -2 -1 -3 81.08 85.29
72 UOB KAY HIAN (HONG KONG) LIMITED 3 28 31 3 31 34 0 3 3 90.32 91.18
73 BLACKSTONE GROUP (HK) LIMITED (THE) 2 14 16 2 31 33 0 17 17 87.50 93.94 2008-10-14
74 DWS Investments Hong Kong Limited 4 38 42 3 30 33 -1 -8 -9 90.48 90.91
75 HANG SENG SECURITIES LIMITED 4 28 32 4 29 33 0 1 1 87.50 87.88
76 CLSA LIMITED 5 18 23 5 27 32 0 9 9 78.26 84.38
77 Mirae Asset Securities (HK) Limited 3 16 19 2 30 32 -1 14 13 84.21 93.75 2007-10-09 2017-03-01
78 Mirae Asset Securities (HK) Limited 3 16 19 2 30 32 -1 14 13 84.21 93.75 2007-10-09 2017-02-28
79 JPMorgan Funds (Asia) Limited 7 18 25 7 24 31 0 6 6 72.00 77.42
80 Rich Union Securities (H.K.) Limited 2 40 42 2 29 31 0 -11 -11 95.24 93.55 2025-05-19
81 CAIIS Limited 2 31 33 4 25 29 2 -6 -4 93.94 86.21 2018-09-04
82 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 16 19 4 25 29 1 9 10 84.21 86.21 2012-12-13
83 JF INTERNATIONAL MANAGEMENT INC. 2 24 26 2 27 29 0 3 3 92.31 93.10 2020-07-13
84 Quam Securities Limited 4 14 18 3 26 29 -1 12 11 77.78 89.66
85 BlackRock (Hong Kong) Limited (d2017-01-20) 6 26 32 6 22 28 0 -4 -4 81.25 78.57 2015-05-15
86 Ge Shang Investment (Hong Kong) Limited 2 25 27 2 26 28 0 1 1 92.59 92.86
87 PEGASUS FUND MANAGERS LIMITED 2 32 34 2 26 28 0 -6 -6 94.12 92.86
88 SAMSUNG SECURITIES (ASIA) LIMITED 3 3 6 2 26 28 -1 23 22 50.00 92.86
89 AXA Financial Planning (Hong Kong) Limited 2 30 32 2 25 27 0 -5 -5 93.75 92.59 2012-05-25
90 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 16 19 3 24 27 0 8 8 84.21 88.89
91 INSTINET PACIFIC LIMITED 5 24 29 5 22 27 0 -2 -2 82.76 81.48
92 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 20 24 4 23 27 0 3 3 83.33 85.19
93 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 3 24 27 0 5 5 86.36 88.89
94 ATHENA WEALTH MANAGEMENT LIMITED 2 15 17 2 24 26 0 9 9 88.24 92.31 2008-04-25
95 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 29 32 5 21 26 2 -8 -6 90.63 80.77 2012-06-04
96 Yuanta Asia Investment (Hong Kong) Limited 4 11 15 6 20 26 2 9 11 73.33 76.92 2007-01-15 2013-11-01
97 VENHOUSE WEALTH MANAGEMENT LIMITED 3 23 26 3 22 25 0 -1 -1 88.46 88.00 2004-05-19
98 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 21 26 4 20 24 -1 -1 -2 80.77 83.33 2007-01-12 2015-05-31
99 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 21 24 2 22 24 -1 1 0 87.50 91.67 2010-11-03
100 Legg Mason Asset Management Hong Kong Limited 5 17 22 6 18 24 1 1 2 77.27 75.00 2022-06-30
101 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 19 24 4 20 24 -1 1 0 79.17 83.33
102 CITIC Securities (Hong Kong) Limited 6 13 19 5 18 23 -1 5 4 68.42 78.26
103 DBS ASIA CAPITAL LIMITED 7 16 23 7 16 23 0 0 0 69.57 69.57
104 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 6 20 26 4 19 23 -2 -1 -3 76.92 82.61
105 SPARX Asia Investment Advisors Limited 6 19 25 7 16 23 1 -3 -2 76.00 69.57 2004-04-20
106 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 19 24 5 17 22 0 -2 -2 79.17 77.27
107 CITIC CLSA Capital Partners HK Limited 3 22 25 2 20 22 -1 -2 -3 88.00 90.91
108 EMPEROR SECURITIES LIMITED (HK) 7 17 24 6 16 22 -1 -1 -2 70.83 72.73
109 HPEF Capital Partners Limited 6 16 22 6 16 22 0 0 0 72.73 72.73 2022-06-01
110 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 2 20 22 0 1 1 90.48 90.91 2013-03-19
111 PineBridge Investments Asia Limited 4 27 31 5 17 22 1 -10 -9 87.10 77.27
112 Shang International Finance Limited 5 15 20 6 16 22 1 1 2 75.00 72.73 2024-01-26
113 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 13 20 6 15 21 -1 2 1 65.00 71.43
114 BOCOM International Securities Limited 3 15 18 3 18 21 0 3 3 83.33 85.71 2007-09-10
115 CC Finance Limited 3 18 21 3 18 21 0 0 0 85.71 85.71 2006-04-20 2025-06-19
116 DBS VICKERS (HONG KONG) LIMITED 5 18 23 4 17 21 -1 -1 -2 78.26 80.95
117 GAYANG SECURITIES LIMITED 2 18 20 3 18 21 1 0 1 90.00 85.71
118 St. James's Place (Hong Kong) Limited 2 17 19 2 19 21 0 2 2 89.47 90.48
119 CBH Asia Limited 3 18 21 3 17 20 0 -1 -1 85.71 85.00
120 Credit Agricole Securities (Asia) Limited 3 12 15 2 18 20 -1 6 5 80.00 90.00
121 First Sentier Investors (Hong Kong) Limited 4 12 16 3 17 20 -1 5 4 75.00 85.00
122 GLOBAL INVESTMENT ADVISORS LIMITED 2 25 27 2 18 20 0 -7 -7 92.59 90.00
123 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 10 19 9 11 20 0 1 1 52.63 55.00
124 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 18 23 5 15 20 0 -3 -3 78.26 75.00
125 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 23 25 2 18 20 0 -5 -5 92.00 90.00
126 BMI FUNDS MANAGEMENT LIMITED 3 11 14 3 16 19 0 5 5 78.57 84.21
127 Channel 8 Wealth Management Limited 0 0 0 3 16 19 3 16 19 - 84.21 2010-01-27
128 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 19 22 4 15 19 1 -4 -3 86.36 78.95 2024-03-28
129 DEUTSCHE SECURITIES ASIA LIMITED 2 15 17 7 12 19 5 -3 2 88.24 63.16 2019-12-03
130 ETRADE SECURITIES (HONG KONG) LIMITED 4 15 19 4 15 19 0 0 0 78.95 78.95 2019-05-10
131 GENERALI INVESTMENTS ASIA LIMITED 6 10 16 4 15 19 -2 5 3 62.50 78.95 2006-02-08 2018-09-26
132 HAITONG INTERNATIONAL RESEARCH LIMITED 2 18 20 3 16 19 1 -2 -1 90.00 84.21
133 MUSHK Limited 6 15 21 6 13 19 0 -2 -2 71.43 68.42 2011-06-01
134 NATIXIS ASIA LIMITED 2 16 18 2 17 19 0 1 1 88.89 89.47 2004-10-19
135 Ark Securities (Hong Kong) Limited 2 11 13 4 14 18 2 3 5 84.62 77.78
136 BEA Union Investment Management Limited 4 17 21 5 13 18 1 -4 -3 80.95 72.22
137 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 10 13 2 16 18 -1 6 5 76.92 88.89 2016-06-30
138 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 8 14 6 12 18 0 4 4 57.14 66.67
139 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 3 15 18 0 6 6 75.00 83.33
140 Penjing Asset Management (HK) Limited 4 12 16 5 13 18 1 1 2 75.00 72.22 2005-03-24 2016-02-03
141 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 2 16 18 0 -2 -2 90.00 88.89
142 Pictet Asset Management (Hong Kong) Limited 3 10 13 4 14 18 1 4 5 76.92 77.78
143 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 5 12 17 0 -1 -1 72.22 70.59
144 INVESCO HONG KONG LIMITED 5 11 16 5 12 17 0 1 1 68.75 70.59
145 MAN INVESTMENTS (HONG KONG) LIMITED 3 15 18 3 14 17 0 -1 -1 83.33 82.35
146 Manulife Investment Management (Hong Kong) Limited 4 14 18 4 13 17 0 -1 -1 77.78 76.47
147 MF Securities Hong Kong Limited 5 14 19 3 14 17 -2 0 -2 73.68 82.35 2008-02-21 2010-10-15
148 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 6 10 4 13 17 0 7 7 60.00 76.47
149 T. ROWE PRICE INTERNATIONAL, INC. 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2010-12-31
150 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2017-09-29
151 Wellington Management Hong Kong Limited (b2003-01-02) 3 14 17 4 13 17 1 -1 0 82.35 76.47 2003-09-18
152 APG Investments Asia Limited 5 12 17 5 11 16 0 -1 -1 70.59 68.75 2008-11-18
153 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 3 13 16 0 3 3 76.92 81.25 2008-08-08
154 AXA Investment Managers Asia Limited 3 13 16 3 13 16 0 0 0 81.25 81.25
155 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 7 11 3 13 16 -1 6 5 63.64 81.25
156 HARVEST GLOBAL INVESTMENTS LIMITED 3 0 3 3 13 16 0 13 13 0.00 81.25 2009-02-16
157 IPP Financial Advisers Limited 2 9 11 2 14 16 0 5 5 81.82 87.50 2006-12-21
158 Neuberger Berman Asia Limited 2 12 14 3 13 16 1 1 2 85.71 81.25 2008-03-13
159 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 8 11 3 13 16 0 5 5 72.73 81.25
160 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 18 20 2 14 16 0 -4 -4 90.00 87.50 2003-05-23 2022-07-19
161 AIF CAPITAL LIMITED 4 9 13 4 11 15 0 2 2 69.23 73.33
162 CGS International Securities Hong Kong Limited 3 11 14 3 12 15 0 1 1 78.57 80.00
163 CITIC Securities Asset Management (HK) Limited 3 6 9 3 12 15 0 6 6 66.67 80.00 2008-08-01
164 Eastspring Investments (Hong Kong) Limited 3 17 20 3 12 15 0 -5 -5 85.00 80.00
165 MANULIFE (INTERNATIONAL) LIMITED 4 17 21 3 12 15 -1 -5 -6 80.95 80.00 2011-06-17
166 PRUDENTIAL BROKERAGE LIMITED 2 7 9 2 13 15 0 6 6 77.78 86.67
167 Robeco Hong Kong Limited 5 8 13 5 10 15 0 2 2 61.54 66.67 2007-12-18
168 Tiger Securities Asset Management Company Limited 5 1 6 5 10 15 0 9 9 16.67 66.67 2006-12-29
169 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
170 Belvest Investment Services Limited 2 13 15 2 12 14 0 -1 -1 86.67 85.71
171 CHARLES SCHWAB, HONG KONG, LIMITED 4 10 14 4 10 14 0 0 0 71.43 71.43
172 CHEONG LEE SECURITIES LIMITED 4 8 12 4 10 14 0 2 2 66.67 71.43 2005-11-24
173 Income Partners Asset Management (HK) Limited 3 10 13 3 11 14 0 1 1 76.92 78.57
174 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 9 12 4 10 14 1 1 2 75.00 71.43 2013-04-17
175 SINOPAC SECURITIES (ASIA) LIMITED 4 7 11 4 10 14 0 3 3 63.64 71.43 2017-02-12
176 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 5 9 14 2 -2 0 78.57 64.29 2019-09-30
177 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 4 7 3 11 14 0 7 7 57.14 78.57 2007-04-26
178 Amova Asset Management Hong Kong Limited 3 12 15 4 9 13 1 -3 -2 80.00 69.23
179 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2019-07-05
180 China Tonghai (IA) Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2017-11-29
181 CVC Asia Pacific Limited 4 10 14 4 9 13 0 -1 -1 71.43 69.23
182 Fidelity Management & Research (Hong Kong) Limited 5 4 9 4 9 13 -1 5 4 44.44 69.23 2008-09-04
183 ICBC INTERNATIONAL RESEARCH LIMITED 0 0 0 3 10 13 3 10 13 - 76.92 2009-07-10 2024-10-15
184 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
185 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 12 15 3 10 13 0 -2 -2 80.00 76.92
186 Wells Fargo Securities Asia Limited 3 7 10 4 9 13 1 2 3 70.00 69.23 2008-04-25
187 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 8 10 2 10 12 0 2 2 80.00 83.33 2007-05-08
188 BOCI ASSET MANAGEMENT LIMITED 2 0 2 4 8 12 2 8 10 0.00 66.67 2014-12-24
189 CSC SECURITIES (HK) LIMITED 2 5 7 2 10 12 0 5 5 71.43 83.33 2007-06-01
190 CTBC Asia Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2004-10-04
191 GAM HONG KONG LIMITED 4 7 11 3 9 12 -1 2 1 63.64 75.00
192 HAMON ASSET MANAGEMENT LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
193 Huajin Corporate Finance (International) Limited 4 8 12 4 8 12 0 0 0 66.67 66.67
194 ICBC (ASIA) SECURITIES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
195 INTEGRITY FINANCIAL SERVICES LIMITED 2 7 9 2 10 12 0 3 3 77.78 83.33 2005-05-09
196 MANGO FINANCIAL LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33
197 MIB SECURITIES (HONG KONG) LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
198 Nomura Asset Management Hong Kong Limited 3 11 14 3 9 12 0 -2 -2 78.57 75.00
199 ONSHINE SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
200 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 3 9 12 0 4 4 62.50 75.00 2008-07-29
201 PFP Capital Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
202 TAI SHING STOCK INVESTMENT CO. LIMITED 3 12 15 3 9 12 0 -3 -3 80.00 75.00
203 Vision Capital Investment Management Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2008-01-12
204 XinKong International Securities Limited 2 3 5 2 10 12 0 7 7 60.00 83.33
205 ABCI Securities Company Limited 3 3 6 5 6 11 2 3 5 50.00 54.55 2005-11-15
206 AMPLE CAPITAL LIMITED 2 7 9 3 8 11 1 1 2 77.78 72.73 2007-01-02 2022-07-27
207 BARCLAYS CAPITAL ASIA LIMITED 1 0 1 2 9 11 1 9 10 0.00 81.82
208 Citigroup Venture Capital International Asia Limited 3 11 14 3 8 11 0 -3 -3 78.57 72.73 2005-05-24 2014-04-15
209 FLAG Squadron Asia Limited 6 5 11 6 5 11 0 0 0 45.45 45.45 2007-07-04 2016-06-02
210 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 5 7 2 9 11 0 4 4 71.43 81.82 2005-02-16
211 ICBC Asset Management (Global) Company Limited 5 5 10 4 7 11 -1 2 1 50.00 63.64
212 iFAST Financial (HK) Limited 2 11 13 4 7 11 2 -4 -2 84.62 63.64 2007-03-30
213 MF Global Hong Kong Limited 3 8 11 3 8 11 0 0 0 72.73 72.73 2007-04-30
214 OCP Asia (Hong Kong) Limited 2 7 9 3 8 11 1 1 2 77.78 72.73 2004-09-03 2022-06-13
215 ORIENTAL PATRON SECURITIES LIMITED 2 5 7 4 7 11 2 2 4 71.43 63.64
216 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82 2012-01-12
217 WFM Asia (HK) Limited 3 6 9 3 8 11 0 2 2 66.67 72.73
218 AD Capital Management (Hong Kong) Limited 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2004-09-08
219 Allianz Global Investors Hong Kong Limited 4 28 32 3 7 10 -1 -21 -22 87.50 70.00 2015-05-31
220 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2007-11-27
221 China Asset Management (Hong Kong) Limited 2 0 2 4 6 10 2 6 8 0.00 60.00 2009-04-03
222 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 13 16 3 7 10 0 -6 -6 81.25 70.00 2004-07-28 2013-02-27
223 FIRST SHANGHAI SECURITIES LIMITED 3 10 13 3 7 10 0 -3 -3 76.92 70.00
224 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 4 9 5 5 10 0 1 1 44.44 50.00 2020-12-09
225 GT Asset & Portfolio Management Limited 2 7 9 2 8 10 0 1 1 77.78 80.00 2004-11-04
226 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 2 5 4 6 10 1 4 5 40.00 60.00 2007-12-18 2011-02-23
227 HPEF Venture Partners Limited 4 5 9 4 6 10 0 1 1 55.56 60.00 2018-06-08
228 Janus Henderson Investors Hong Kong Limited 3 10 13 2 8 10 -1 -2 -3 76.92 80.00
229 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 20 28 3 7 10 -5 -13 -18 71.43 70.00 2017-10-02
230 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 3 8 5 5 10 0 2 2 37.50 50.00
231 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 2 8 10 -1 1 0 70.00 80.00
232 MIRABAUD (ASIA) LIMITED 2 3 5 3 7 10 1 4 5 60.00 70.00 2003-05-13 2018-10-16
233 ORION INVESTMENT MANAGEMENT LIMITED 0 0 0 2 8 10 2 8 10 - 80.00 2009-11-06 2016-12-14
234 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2011-01-24
235 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 12 15 2 8 10 -1 -4 -5 80.00 80.00 2011-10-20
236 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 4 7 4 6 10 1 2 3 57.14 60.00 2008-05-29
237 SAIL ADVISORS LIMITED 4 6 10 5 5 10 1 -1 0 60.00 50.00 2004-05-17
238 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 15 18 2 8 10 -1 -7 -8 83.33 80.00 2011-02-18
239 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 4 9 6 4 10 1 0 1 44.44 40.00
240 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
241 StormHarbour Securities (Hong Kong) Limited 0 0 0 2 8 10 2 8 10 - 80.00 2010-03-18
242 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2004-07-07
243 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 2 7 9 -1 1 0 66.67 77.78
244 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 3 6 9 0 4 4 40.00 66.67 2008-03-12 2018-05-11
245 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 6 9 3 6 9 - 66.67 2009-09-15
246 China Integrity Investment Limited 3 1 4 3 6 9 0 5 5 25.00 66.67 2014-03-19
247 CHINA INTERNATIONAL CAPITAL LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78
248 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 9 12 2 7 9 -1 -2 -3 75.00 77.78 2008-04-30
249 CSOP Asset Management Limited 3 0 3 2 7 9 -1 7 6 0.00 77.78 2009-04-02
250 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67 2023-02-02
251 Deltroit (Hong Kong) Limited 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2005-04-11 2024-12-12
252 EQT Partners Asia Limited 3 6 9 4 5 9 1 -1 0 66.67 55.56 2023-09-06
253 FB SECURITIES (HONG KONG) LIMITED 4 6 10 3 6 9 -1 0 -1 60.00 66.67
254 First Fidelity Capital (International) Limited 3 8 11 3 6 9 0 -2 -2 72.73 66.67 2006-04-19
255 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2004-02-10 2015-07-22
256 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2003-06-06
257 Mason Securities Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78
258 MCP Holdings Limited (HK) 2 7 9 2 7 9 0 0 0 77.78 77.78 2011-06-29
259 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 19 21 2 7 9 0 -12 -12 90.48 77.78
260 SOUTH CHINA RESEARCH LIMITED 3 7 10 4 5 9 1 -2 -1 70.00 55.56
261 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2007-05-08 2019-09-30
262 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 4 5 9 2 3 5 50.00 55.56 2006-03-24
263 ALPS CAPITAL MANAGEMENT LIMITED 2 6 8 3 5 8 1 -1 0 75.00 62.50
264 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2025-03-25
265 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2013-04-02
266 Broadway Wealth Management Limited 3 8 11 2 6 8 -1 -2 -3 72.73 75.00 2013-01-03
267 CAPE ASSET MANAGEMENT LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2024-03-13
268 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
269 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
270 Chuo Mitsui Investments Hong Kong Limited 2 0 2 2 6 8 0 6 6 0.00 75.00 2009-04-30 2011-12-29
271 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 3 5 8 1 2 3 60.00 62.50 2009-02-27
272 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00
273 GETTA SECURITIES LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50 2007-06-26
274 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 1 5 5 3 8 1 2 3 20.00 37.50 2008-07-03
275 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 1 5 3 5 8 -1 4 3 20.00 62.50 2005-11-15
276 HAMON ASIAN ADVISORS LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
277 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
278 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
279 HSBC Family Office Services Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2006-01-03 2012-07-13
280 ICAP Equities Asia Limited 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2008-12-22 2011-06-02
281 ICG Asia Pacific Limited 6 2 8 5 3 8 -1 1 0 25.00 37.50
282 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
283 Keefe, Bruyette & Woods Asia Limited 0 0 0 4 4 8 4 4 8 - 50.00 2010-03-03 2013-04-24
284 Kirin Asset Management Limited 3 2 5 2 6 8 -1 4 3 40.00 75.00 2007-06-12 2016-09-14
285 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 2 7 4 4 8 -1 2 1 28.57 50.00
286 Legg Mason International Equities (Hong Kong) Limited 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2015-08-28
287 LIS Investment Services Limited 2 12 14 4 4 8 2 -8 -6 85.71 50.00 2008-01-09
288 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2025-04-23
289 OLD PEAK LIMITED (HK) 4 6 10 4 4 8 0 -2 -2 60.00 50.00 2005-08-26 2023-06-20
290 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2007-07-05
291 PIMCO Asia Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-05-17
292 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 3 6 4 4 8 1 1 2 50.00 50.00 2024-03-27
293 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2017-06-28
294 Providence Equity Asia Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2007-08-23 2019-01-10
295 PUREHEART CAPITAL ASIA LIMITED 3 2 5 3 5 8 0 3 3 40.00 62.50 2007-03-08
296 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 4 4 8 1 0 1 57.14 50.00 2008-07-29 2014-11-21
297 RAB CAPITAL (ASIA) LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2007-09-28 2011-10-10
298 Samsung Asset Management (Hong Kong) Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-04-23
299 STANDARD & POOR'S, LLC 2 2 4 2 6 8 0 4 4 50.00 75.00 2010-12-21
300 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 5 3 8 5 3 8 - 37.50 2009-07-10
301 Tyche Group Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2014-12-05
302 VC BROKERAGE LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
303 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
304 VISION FINANCE ASSET MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-12-17
305 WINNINGTON CAPITAL LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00
306 abrdn Hong Kong Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
307 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2004-09-07
308 Ares Management Asia (Hong Kong) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2009-05-25 2014-08-18
309 Arta Asset Management Limited 2 10 12 2 5 7 0 -5 -5 83.33 71.43 2008-07-10
310 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
311 BALLINGAL INVESTMENT ADVISORS LIMITED 2 1 3 2 5 7 0 4 4 33.33 71.43 2004-08-13
312 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
313 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 3 4 7 -1 -1 -2 55.56 57.14
314 Citi Insurance Brokers (Hong Kong) Limited 3 7 10 2 5 7 -1 -2 -3 70.00 71.43 2006-10-04 2011-04-06
315 COHEN & STEERS ASIA LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2005-07-29
316 ENHANCED INVESTMENT PRODUCTS LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
317 EnTrustPermal (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-08-27 2021-03-26
318 Fortune Origin Securities Limited 0 0 0 3 4 7 3 4 7 - 57.14 2009-07-09
319 Fosun International Securities Limited 5 0 5 5 2 7 0 2 2 0.00 28.57
320 GF Asset Management (Hong Kong) Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2007-11-08
321 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2004-11-29
322 HFS ASSET MANAGEMENT LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
323 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2011-09-22
324 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2014-10-13
325 KB Securities Hong Kong Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
326 KGI CAPITAL ASIA LIMITED 2 3 5 3 4 7 1 1 2 60.00 57.14
327 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 6 1 7 0 0 0 14.29 14.29 2017-10-02
328 LaSalle Investment Management Hong Kong Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-06-14 2020-02-20
329 Mackenzie Investments Asia Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
330 MFG Limited (HK) 2 4 6 3 4 7 1 0 1 66.67 57.14 2008-07-15
331 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2007-12-21 2021-04-21
332 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14
333 Oasis Management (Hong Kong) 3 12 15 3 4 7 0 -8 -8 80.00 57.14 2004-09-14
334 Open Securities Limited 3 5 8 2 5 7 -1 0 -1 62.50 71.43
335 Oreana Financial Services Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
336 PERRY CAPITAL (ASIA) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-09-12 2012-01-27
337 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 1 4 3 4 7 0 3 3 25.00 57.14 2023-10-25
338 Quam Asset Management Limited (b1983-06-28) 3 6 9 3 4 7 0 -2 -2 66.67 57.14
339 Religare Capital Markets (Hong Kong) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2009-09-22 2018-04-09
340 SEI INVESTMENTS (ASIA) LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2005-03-02 2023-02-20
341 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
342 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2013-05-29
343 TOKAI TOKYO SECURITIES (ASIA) LIMITED 4 1 5 3 4 7 -1 3 2 20.00 57.14
344 TOYO SECURITIES ASIA LIMITED 5 3 8 5 2 7 0 -1 -1 37.50 28.57
345 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-01-11
346 WMG Asia Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2007-02-28 2014-01-06
347 Xeram and Company (Asia) Limited 3 1 4 3 4 7 0 3 3 25.00 57.14 2015-11-27
348 Aletheia Analyst Network Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2008-06-03
349 AlTi Wealth Management (Hong Kong) Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67 2004-05-11
350 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
351 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 4 2 6 0 2 2 0.00 33.33 2021-10-08
352 BNY Mellon Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-06-06
353 Bright Fund Management Limited 2 8 10 2 4 6 0 -4 -4 80.00 66.67 2023-12-19
354 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-10-05
355 BTG Pactual Asia Limited 0 0 0 2 4 6 2 4 6 - 66.67 2009-08-13 2016-12-13
356 CC SIF Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-07-25
357 CHAMPUS ASSET MANAGEMENT LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2019-07-29
358 CHIEF SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-20
359 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
360 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2008-12-24
361 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 3 1 4 4 2 6 1 1 2 25.00 33.33 2007-02-16
362 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-08 2011-04-14
363 Fubon Fund Management (Hong Kong) Limited 4 6 10 2 4 6 -2 -2 -4 60.00 66.67
364 Grand Loyal Asset Management Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2008-11-07
365 Guosen Securities (HK) Brokerage Company, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-02-26
366 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-10-23
367 Houlihan Lokey (China) Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2008-10-09
368 IBTS ASIA (HK) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-11-17 2024-09-20
369 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2009-11-16
370 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 4 6 0 0 0 66.67 66.67
371 JW CAPITAL SECURITIES LIMITED 2 3 5 1 5 6 -1 2 1 60.00 83.33
372 KCG SECURITIES ASIA LIMITED 4 0 4 5 1 6 1 1 2 0.00 16.67
373 Korea Investment Management Asia Limited 0 0 0 3 3 6 3 3 6 - 50.00 2009-08-21 2014-12-09
374 La Roche & Co Asia Limited 4 2 6 2 4 6 -2 2 0 33.33 66.67 2008-03-05 2011-12-08
375 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33
376 MCP Asset Management Company Limited 5 6 11 3 3 6 -2 -3 -5 54.55 50.00 2005-08-23
377 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
378 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-09-21
379 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
380 Oaktree Capital (Hong Kong) Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2006-07-12
381 OKASAN INTERNATIONAL (ASIA) LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-05-17
382 orientiert International Markets Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-01-11
383 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2013-11-25
384 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-05-25 2016-05-24
385 Samena Capital Hong Kong Limited 0 0 0 3 3 6 3 3 6 - 50.00 2009-09-01 2021-09-27
386 Sensible Asset Management Limited 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-06-18 2025-06-19
387 SIIC Capital (Hong Kong) Investment Management Company Limited 5 0 5 5 1 6 0 1 1 0.00 16.67
388 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2015-03-27
389 Standard Advisory Asia Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-03-09 2013-04-12
390 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
391 Superfund Financial (Hong Kong) Limited 2 10 12 2 4 6 0 -6 -6 83.33 66.67
392 Tokio Marine Investment Services, Limited 4 2 6 4 2 6 0 0 0 33.33 33.33 2014-03-28
393 Towers Watson Investment Services Hong Kong Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2007-05-14
394 UOB ASIA (HONG KONG) LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2011-07-27
395 Vontobel (Hong Kong) Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2008-11-27
396 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
397 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
398 ZEAL ASSET MANAGEMENT LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2009-10-09 2025-08-20
399 Absolute Investment Management (HK) Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
400 ALTUS CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
401 Asset Management One Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-03-10 2015-04-15
402 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
403 BEAR BRIGHT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
404 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
405 Bradbury Securities Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
406 BROOKE CAPITAL LIMITED 2 1 3 4 1 5 2 0 2 33.33 20.00 2012-06-13
407 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 3 2 5 2 2 4 0.00 40.00 2020-06-18
408 CES Capital International (Hong Kong) Co., Limited 0 0 0 3 2 5 3 2 5 - 40.00 2009-05-29 2023-02-23
409 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00
410 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-10-22
411 China Universal Asset Management (Hong Kong) Company Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-19
412 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00
413 COMGEST FAR EAST LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
414 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2009-10-14
415 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2017-02-28
416 DELTA ASIA SECURITIES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
417 EFG Asset Management (HK) Limited 3 0 3 2 3 5 -1 3 2 0.00 60.00 2008-06-06
418 EVENSTAR ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-19
419 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
420 FCL ADVISORY LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2005-03-01
421 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2013-03-19
422 Goldyard Capital Limited 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2019-11-21
423 Grace Financial Limited (HK) 2 0 2 2 3 5 0 3 3 0.00 60.00 2008-02-13 2021-04-23
424 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
425 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2018-08-15
426 HKFAEx Group Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-02-15
427 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 5 0 5 0 0 0 0.00 0.00 2020-06-02
428 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
429 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-10-26 2020-12-11
430 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2022-10-13
431 KCG FUND MANAGEMENT LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2007-05-04
432 MEAG Hong Kong Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
433 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 3 2 5 1 0 1 50.00 40.00 2004-10-28
434 Permira Advisers Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-08-19
435 PGIM (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
436 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 3 5 0 1 1 50.00 60.00
437 RHB ASSET MANAGEMENT LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2008-05-08 2020-11-17
438 RICHLAND WORLDWIDE LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2004-04-15
439 SBI China Capital Financial Services Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2008-09-19
440 SBI China Capital Securities Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2012-10-08
441 SDHG International Asset Management Limited 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2008-12-02
442 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 2 3 5 -3 2 -1 16.67 60.00 2008-11-07
443 SJS Markets Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-11-23 2015-01-13
444 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2019-08-15
445 STANHILL (HONG KONG) LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2013-05-23
446 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 4 1 5 -1 0 -1 16.67 20.00 2005-06-20
447 Templewater Hong Kong Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
448 TRISKELE CAPITAL MANAGEMENT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-04-11 2013-10-23
449 TUFTON OCEANIC FAR EAST LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2009-11-19 2012-10-08
450 Tyric Capital Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
451 UPBEST SECURITIES COMPANY LIMITED 6 1 7 4 1 5 -2 0 -2 14.29 20.00
452 VBG Capital Limited 3 0 3 3 2 5 0 2 2 0.00 40.00 2008-11-11 2013-09-19
453 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
454 Waterland Securities (HK) Company Limited 3 0 3 3 2 5 0 2 2 0.00 40.00 2009-02-20 2013-01-15
455 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2015-02-09
456 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
457 Yorkville Advisors HK Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-03-18 2012-03-02
458 YU MING INVESTMENT MANAGEMENT LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00
459 Yuanta Financial (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-02-03 2014-03-28
460 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
461 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 3 1 4 1 -2 -1 60.00 25.00
462 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2003-11-29
463 American Century Investment Management (Asia Pacific) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-03-26
464 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
465 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
466 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
467 AP Asset Management (HK) Limited 2 11 13 3 1 4 1 -10 -9 84.62 25.00 2004-07-07 2013-12-04
468 ARF Investment Management (HK) Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-10-13 2011-05-20
469 Asia Frontier Investments Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2009-04-28
470 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
471 Asia Pacific Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
472 Axis Capital Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
473 Beevest Securities Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
474 Beijing Securities Limited 3 3 6 3 1 4 0 -2 -2 50.00 25.00
475 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
476 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2009-09-28
477 BOWEN ASIA LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00 2014-10-20
478 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
479 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-03-13
480 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-12-20
481 CARDINALASIA CONSULTING LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2003-06-27 2024-02-22
482 CBRE Clarion Securities HKG Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-01-04 2019-08-28
483 CBRE Investment Management (Asia) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2023-07-21
484 ChapmanCraig Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
485 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
486 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
487 China Enterprise Securities Company Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
488 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
489 Credit Suisse Securities (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2024-09-27
490 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
491 CUBE CAPITAL HK LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-17 2015-02-13
492 CWB Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
493 Cynosure Asset Management Hong Kong Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2023-09-27
494 D. YAU AND COMPANY LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2004-08-13
495 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-01-02
496 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
497 ENZARD LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-05-21 2013-02-18
498 EVOLUTION ASIA INVESTMENTS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-08-24 2020-01-24
499 EXS Capital Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-06-12
500 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
501 First Prosperous Asset Management Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-09-06 2023-06-23
502 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-09-12
503 Funderstone Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
504 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
505 GF Securities (Hong Kong) Brokerage Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-10-30
506 GNAB Limited 2 4 6 1 3 4 -1 -1 -2 66.67 75.00 2025-03-14
507 Henyep Capital Management Limited 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2005-12-20 2011-03-14
508 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
509 IVORY CAPITAL PRIVATE LIMITED 2 6 8 2 2 4 0 -4 -4 75.00 50.00 2007-03-21
510 JK Capital Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
511 JPMorgan Asset Management Real Assets (Asia) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2009-06-26
512 KAI WO ASSET MANAGEMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2009-05-13 2021-12-04
513 Kerogen Capital (Asia) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-02-01
514 LOMBARD ODIER (HONG KONG) LIMITED 3 4 7 3 1 4 0 -3 -3 57.14 25.00
515 LONGREACH GROUP LIMITED (THE) 1 3 4 2 2 4 1 -1 0 75.00 50.00 2006-08-01
516 LUNAR CAPITAL MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2010-02-17
517 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-04-01
518 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-09-22
519 MEIJI YASUDA ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2019-10-17
520 Metaverse Securities Limited (HK) 4 1 5 4 0 4 0 -1 -1 20.00 0.00
521 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2012-09-18
522 Myo Capital Advisers Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-11-16 2021-02-04
523 Optima Capital Limited 3 11 14 3 1 4 0 -10 -10 78.57 25.00 2007-10-25
524 PACIFIC HAWK (HK) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
525 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2022-12-21
526 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-05-02 2015-06-25
527 QMIS Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2009-08-13
528 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2016-11-01
529 Shinhan Investment Asia Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2007-10-15
530 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-23
531 STI Asset Management Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-10-22 2023-09-19
532 Success Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
533 TARZAN STOCK & SHARES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
534 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
535 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2015-11-16
536 Value Partners Private Equity Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
537 Voras Capital Management (HK) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2008-07-31 2012-09-04
538 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
539 YUE XIU SECURITIES COMPANY LIMITED 4 5 9 2 2 4 -2 -3 -5 55.56 50.00
540 Yunfeng Financial Markets Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
541 ZBI Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-22 2014-06-09
542 313 Capital Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-04-19
543 A ONE INVESTMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-12-05
544 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-03-22 2022-02-22
545 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
546 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
547 Amherst Pierpont International Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-06-17 2023-06-09
548 Andante Capital Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-11-11 2012-12-03
549 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
550 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-01-20 2020-08-05
551 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
552 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-09-20
553 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
554 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
555 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
556 Bentley Capital Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
557 CAIDAO CAPITAL LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2008-07-15 2022-08-22
558 Capstone Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-03-12 2025-03-27
559 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
560 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-10-31 2013-12-17
561 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
562 Chepstow Capital Advisors Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-20 2018-04-27
563 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
564 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
565 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
566 CMS CAPITAL (HK) CO., LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-05-06
567 Daishin Securities Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-11-24 2018-08-09
568 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
569 Emperor Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-11-03
570 Emperor Wealth Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-06-09
571 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
572 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
573 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
574 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-09-07
575 Frontier Asia Capital Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-11 2019-07-24
576 FT Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-12-06
577 Fubon Capital (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-13
578 GCAM Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-05-17 2022-03-09
579 GEOMATRIX (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-01-31
580 GIGA (HONG KONG) LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33
581 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2005-02-28 2011-03-08
582 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-12-02
583 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2016-10-10
584 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
585 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-07-28
586 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2011-06-03
587 HSZ (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
588 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
589 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-11
590 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-12-14 2024-10-15
591 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
592 Imperium International Asset Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-12-02
593 IREALITY INVESTMENTS LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
594 iTTa Capital Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2003-05-29 2013-06-11
595 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
596 Jefferies Hong Kong Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-01-04
597 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
598 JVSakk Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-28
599 KKR CAPITAL MARKETS ASIA LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-22
600 Knight Capital Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-07-22 2011-08-22
601 Landmark Asset Management Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-01-10 2018-01-22
602 MASON LAROCHE (HK) LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2012-03-19
603 MD Healthcare International Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-11-05 2011-07-28
604 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-11 2014-08-05
605 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
606 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2023-05-15
607 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
608 Neutral Financial Holding Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
609 OnePlatform Wealth Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-07-25 2014-05-28
610 OSCAR BENSON LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-08-23
611 PAOCHU INVESTMENT ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-09
612 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
613 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-12
614 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-24
615 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
616 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2024-03-25
617 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
618 Redwood Investment Management (Asia) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-12-05 2015-06-23
619 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
620 SCM Strategic Capital Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-11 2015-01-21
621 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
622 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
623 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2012-12-17
624 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
625 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
626 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
627 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
628 SPDB International Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-12-30
629 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-04-28
630 STARLING GROUP SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-11-06 2013-05-20
631 SYZ Asset Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-07-27 2016-12-22
632 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-27 2012-08-01
633 TFI Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-06-18
634 TSE'S SECURITIES LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33
635 UBS INTERNATIONAL HONG KONG LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-04-29 2013-04-22
636 UIC FINANCIAL ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2010-04-13 2019-06-17
637 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-08-07
638 Vegasoul Capital Management (Asia) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-01-29 2011-03-24
639 VisionGain Capital Limited 2 3 5 3 0 3 1 -3 -2 60.00 0.00 2007-11-14
640 VMS Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-09-01
641 Wealth Legend Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
642 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
643 WILSON SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2010-02-25
644 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
645 Wolver Hill Asset Management Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2009-03-10
646 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
647 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
648 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
649 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
650 Alpha Nova Capital Management Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
651 Alphatraxx (H.K.) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-23 2012-02-14
652 AMS CAPITAL LIMITED (d2012-07-13) 3 2 5 1 1 2 -2 -1 -3 40.00 50.00 2011-06-10
653 ANGUS MOORE LIMITED 2 12 14 0 2 2 -2 -10 -12 85.71 100.00 2011-07-05
654 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
655 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
656 APAX PARTNERS HONG KONG LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-21 2012-03-12
657 APICES ADVISORY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11 2014-10-16
658 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
659 Arete Research Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11
660 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-09-21
661 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
662 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
663 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
664 Barings Investment Advisers (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-05-08 2018-01-23
665 BMF Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-22
666 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
667 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-19 2012-12-03
668 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
669 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
670 CHEETAH ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-08-01
671 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
672 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
673 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
674 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
675 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
676 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
677 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
678 CUPOLA CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-05-06
679 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
680 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
681 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
682 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-29 2012-08-09
683 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-28
684 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
685 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
686 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
687 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
688 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2008-03-06 2011-01-10
689 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
690 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
691 Everbright Capital Management Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2007-09-24 2021-09-17
692 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
693 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
694 FIRST ASIA FINANCE GROUP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-29
695 Fortune Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2009-12-16
696 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
697 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-12-16
698 Global CTA Services Investment (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-26 2012-09-03
699 GO-TO-ASIA INVESTMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-02-12
700 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
701 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
702 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
703 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
704 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
705 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
706 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
707 Hana Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-25 2015-06-17
708 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-21
709 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
710 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
711 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
712 INDEPENDENT INVESTMENT PARTNERS LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-12-15 2011-02-14
713 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
714 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
715 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
716 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
717 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
718 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
719 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
720 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
721 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
722 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
723 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-07-02
724 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
725 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
726 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
727 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
728 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
729 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
730 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
731 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
732 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-07-19
733 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
734 Open Asset Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
735 Oracle Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-10-22 2018-06-20
736 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
737 Pacific Sun Advisors Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2023-11-02
738 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-02-22
739 PARADIGM WEALTH MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-08-17 2010-08-17
740 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
741 PHOENIX CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-02 2013-01-14
742 Ping An Securities (Hong Kong) Holdings Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-07-30 2021-05-27
743 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2010-07-07
744 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
745 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
746 PROBITAS HONG KONG LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-05
747 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
748 QH CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-07-22 2021-08-24
749 Redford Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-09
750 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
751 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
752 Safari Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-04-30 2015-07-02
753 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
754 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-10-30 2015-04-22
755 SDIC Securities International Financial Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-17
756 Silk Road International Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
757 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
758 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
759 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
760 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
761 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
762 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
763 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
764 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-04-27
765 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
766 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
767 TIAN YUAN FINANCE LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-06-30
768 TRANSPAC CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
769 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
770 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
771 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
772 VANHEEL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
773 Vestmore Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-12
774 VISION FINANCE (SECURITIES) LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2007-05-08
775 Wachovia Advisors International Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2007-12-17 2010-06-30
776 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
777 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
778 ZHONGRONG PT SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
779 AIR GEO SERVICES LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-08-21 2012-12-14
780 BOND TRUST LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2009-06-01
781 CHI CAPITAL SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-07 2016-05-05
782 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
783 GCIS LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-11-22 2010-09-06
784 HEAD & SHOULDERS SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-03-27
785 Instinet Alpha Trading Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2010-11-19
786 IVY ASSET MANAGEMENT (HK) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2008-02-06 2010-08-26
787 TIS SECURITIES (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-06-28
788 UPBEST ASSETS MANAGEMENT LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00
789 ZHONGRONG PT FINANCE LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-03
790 Aberdeen International Investment Management Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-07-27 2009-11-27
791 ACP Asset Management Limited (d2010-11-05) 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-03-26 2010-03-26
792 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-22 2010-04-30
793 BEAR STEARNS ASIA LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2010-04-28
794 Children's Investment Fund Management (Asia) Limited (The) 2 2 4 0 0 0 -2 -2 -4 50.00 - 2007-01-15 2010-03-10
795 China Access Advisors Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-10-21 2009-12-09
796 CLAY FINLAY (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-29 2010-01-18
797 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-01-06 2010-04-21
798 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 3 11 14 0 0 0 -3 -11 -14 78.57 - 2005-06-24 2009-10-19
799 Ellerston Capital (Hong Kong) Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2008-01-04 2010-08-05
800 Everbright-Efund Fund Management Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2006-11-06 2009-11-10
801 FAYE CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-16 2010-05-12
802 FOX-PITT, KELTON (ASIA) LIMITED 6 7 13 0 0 0 -6 -7 -13 53.85 - 2010-05-18
803 GIP Partners Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2009-01-16 2010-06-02
804 Horizon21 (Hong Kong) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-02-01 2010-01-28
805 HSBC GUYERZELLER FAR EAST LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-08-31
806 ICEA SECURITIES ASIA LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2009-09-29
807 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-22 2009-09-07
808 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-07 2010-05-10
809 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-05-18
810 JAFCO Investment (Hong Kong) Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2009-10-15
811 Knight Libertas (Asia) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-01-23 2010-05-14
812 LEHMAN BROTHERS ASIA LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2024-11-13
813 Lombard Investments (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-11-19
814 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-10-19
815 OppenheimerFunds International Distributor Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-15 2009-11-09
816 OVERLOOK INVESTMENTS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-01-05
817 PITT CAPITAL PARTNERS ASIA LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2008-07-28 2011-09-26
818 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-10-03 2010-05-13
819 Sun Life Hong Kong Limited 3 460 463 0 0 0 -3 -460 -463 99.35 - 2009-06-17
820 Vicis Capital (Hong Kong) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-11-26 2010-06-15
Average 2.86 14.58 17.44 2.88 12.55 15.42 83.58 81.35

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