SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2009-05-31 2010-05-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 OnePlatform Asset Management Limited 11 972 983 13 781 794 2 -191 -189 98.88 98.36
2 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 329 332 2 299 301 -1 -30 -31 99.10 99.34 2012-11-27
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 300 308 7 292 299 -1 -8 -9 97.40 97.66
4 ZURICH ADVISORY (HK) LIMITED 2 340 342 0 276 276 -2 -64 -66 99.42 100.00 2010-07-06
5 Credit Suisse (Hong Kong) Limited 19 181 200 22 241 263 3 60 63 90.50 91.63 2025-01-13
6 WM (HK) Limited 0 1099 1099 0 241 241 0 -858 -858 100.00 100.00 2014-10-24
7 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 187 194 7 216 223 0 29 29 96.39 96.86
8 Merrill Lynch (Asia Pacific) Limited 6 129 135 7 211 218 1 82 83 95.56 96.79
9 UBS SECURITIES ASIA LIMITED 3 114 117 3 171 174 0 57 57 97.44 98.28
10 Merrill Lynch Far East Limited 5 129 134 5 148 153 0 19 19 96.27 96.73 2025-01-16
11 FTL Wealth Management (HK) Limited 2 202 204 2 140 142 0 -62 -62 99.02 98.59 2005-06-28 2011-05-20
12 CLSA RESEARCH LIMITED 3 113 116 3 129 132 0 16 16 97.41 97.73 2014-06-18
13 PHILLIP SECURITIES (HONG KONG) LIMITED 4 108 112 4 128 132 0 20 20 96.43 96.97
14 GOLDMAN SACHS (ASIA) L.L.C. 14 101 115 12 118 130 -2 17 15 87.83 90.77
15 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 130 135 4 117 121 -1 -13 -14 96.30 96.69
16 Morgan Stanley Asia Limited 3 105 108 6 105 111 3 0 3 97.22 94.59
17 YF Life Investors Limited 3 117 120 3 107 110 0 -10 -10 97.50 97.27 2004-08-30 2013-03-22
18 MACQUARIE CAPITAL LIMITED 3 98 101 2 102 104 -1 4 3 97.03 98.08
19 HSBC LIFE (INTERNATIONAL) LIMITED 1 108 109 1 96 97 0 -12 -12 99.08 98.97 2012-05-07
20 Citigroup Global Markets Asia Limited 2 90 92 3 90 93 1 0 1 97.83 96.77
21 FWD Life Insurance Company (Bermuda) Limited 2 105 107 1 92 93 -1 -13 -14 98.13 98.92 2012-11-21
22 BOCI SECURITIES LIMITED 7 66 73 9 80 89 2 14 16 90.41 89.89 2004-03-01
23 JPMorgan Asset Management (Asia Pacific) Limited 4 81 85 4 85 89 0 4 4 95.29 95.51
24 iBest Consultants Limited 2 70 72 2 82 84 0 12 12 97.22 97.62 2019-08-15
25 Julius Baer (Hong Kong) Limited 2 67 69 3 81 84 1 14 15 97.10 96.43 2006-09-14 2012-05-10
26 FIL Investment Management (Hong Kong) Limited 8 83 91 5 78 83 -3 -5 -8 91.21 93.98
27 HSBC Global Asset Management (Hong Kong) Limited 10 72 82 9 71 80 -1 -1 -2 87.80 88.75
28 Lion Global Financial Limited 5 104 109 4 74 78 -1 -30 -31 95.41 94.87
29 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 2 83 85 3 70 73 1 -13 -12 97.65 95.89 2012-04-02
30 T G HOLBORN (HK) LIMITED 3 75 78 3 68 71 0 -7 -7 96.15 95.77 2014-04-29
31 Daiwa Capital Markets Hong Kong Limited 2 27 29 6 63 69 4 36 40 93.10 91.30
32 KGI ASIA LIMITED 9 55 64 8 57 65 -1 2 1 85.94 87.69 2017-10-02
33 oOo Securities (HK) Group Limited 2 46 48 2 62 64 0 16 16 95.83 96.88 2004-12-03
34 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 52 58 7 54 61 1 2 3 89.66 88.52
35 ALTRUIST FINANCIAL GROUP LIMITED 3 57 60 2 53 55 -1 -4 -5 95.00 96.36 2004-01-20
36 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 6 9 5 50 55 2 44 46 66.67 90.91 2008-08-20
37 ASSET MANAGEMENT GROUP LIMITED 2 48 50 2 51 53 0 3 3 96.00 96.23 2006-01-17
38 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 35 39 5 48 53 1 13 14 89.74 90.57 2018-12-31
39 FWD Financial Planning Limited (HK) 4 62 66 5 46 51 1 -16 -15 93.94 90.20
40 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 65 67 2 48 50 0 -17 -17 97.01 96.00 2010-12-17
41 CASH Wealth Management Limited 2 37 39 3 46 49 1 9 10 94.87 93.88
42 CENTALINE WEALTH MANAGEMENT LIMITED 2 95 97 4 44 48 2 -51 -49 97.94 91.67 2004-04-02
43 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 44 49 5 43 48 0 -1 -1 89.80 89.58
44 MIZUHO SECURITIES ASIA LIMITED 4 23 27 5 42 47 1 19 20 85.19 89.36
45 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 33 35 2 44 46 0 11 11 94.29 95.65
46 BOCI RESEARCH LIMITED 4 38 42 3 43 46 -1 5 4 90.48 93.48
47 Goldman Sachs Investment Management Hong Kong Limited 2 41 43 4 42 46 2 1 3 95.35 91.30 2013-11-27
48 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 2 42 44 0 9 9 94.29 95.45
49 Everbright Securities Investment Services (HK) Limited 2 36 38 2 41 43 0 5 5 94.74 95.35
50 RHB SECURITIES HONG KONG LIMITED 4 27 31 4 39 43 0 12 12 87.10 90.70 2006-11-17 2022-10-06
51 IAM LEGACY LIMITED 4 28 32 3 39 42 -1 11 10 87.50 92.86 2007-08-21
52 MIDLAND WEALTH MANAGEMENT LIMITED 5 45 50 6 36 42 1 -9 -8 90.00 85.71 2008-02-18
53 AllianceBernstein Hong Kong Limited 7 29 36 7 34 41 0 5 5 80.56 82.93
54 CCB INTERNATIONAL SECURITIES LIMITED 5 15 20 7 32 39 2 17 19 75.00 82.05 2005-10-10
55 GET NICE SECURITIES LIMITED 5 39 44 5 34 39 0 -5 -5 88.64 87.18
56 CITIC Securities Brokerage (HK) Limited 5 20 25 6 32 38 1 12 13 80.00 84.21
57 FIL Investment Advisors 5 36 41 3 35 38 -2 -1 -3 87.80 92.11
58 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 24 28 4 34 38 0 10 10 85.71 89.47 2005-07-05
59 Halbis Capital Management (Hong Kong) Limited 8 29 37 8 29 37 0 0 0 78.38 78.38 2005-06-23 2012-05-11
60 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 33 38 5 32 37 0 -1 -1 86.84 86.49
61 VALUE PARTNERS LIMITED 5 28 33 3 34 37 -2 6 4 84.85 91.89
62 Rothschild & Co Hong Kong Limited 4 38 42 4 32 36 0 -6 -6 90.48 88.89 2005-04-27
63 BLACKSTONE GROUP (HK) LIMITED (THE) 2 14 16 2 33 35 0 19 19 87.50 94.29 2008-10-14
64 Standard Chartered Securities (Hong Kong) Limited 7 25 32 11 24 35 4 -1 3 78.13 68.57
65 VALUE PARTNERS HONG KONG LIMITED 5 26 31 3 32 35 -2 6 4 83.87 91.43 2007-11-19
66 UBS Asset Management (Hong Kong) Limited 7 29 36 5 29 34 -2 0 -2 80.56 85.29
67 UOB KAY HIAN (HONG KONG) LIMITED 3 28 31 3 31 34 0 3 3 90.32 91.18
68 Amundi Hong Kong Limited 6 30 36 5 28 33 -1 -2 -3 83.33 84.85
69 BANK CONSORTIUM TRUST COMPANY LIMITED 3 43 46 3 30 33 0 -13 -13 93.48 90.91 2011-11-22
70 BlackRock Asset Management North Asia Limited 3 24 27 3 30 33 0 6 6 88.89 90.91
71 CSI Corporate Finance (HK) Limited 7 14 21 8 25 33 1 11 12 66.67 75.76 2007-08-01 2019-03-29
72 HANG SENG SECURITIES LIMITED 4 28 32 4 29 33 0 1 1 87.50 87.88
73 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 6 39 45 4 29 33 -2 -10 -12 86.67 87.88 2003-09-24 2011-04-19
74 CLSA LIMITED 5 20 25 5 27 32 0 7 7 80.00 84.38
75 DWS Investments Hong Kong Limited 5 36 41 2 30 32 -3 -6 -9 87.80 93.75
76 Yuanta Securities (Hong Kong) Company Limited 3 32 35 4 28 32 1 -4 -3 91.43 87.50
77 Mirae Asset Securities (HK) Limited 2 17 19 2 29 31 0 12 12 89.47 93.55 2007-10-09 2017-03-01
78 Mirae Asset Securities (HK) Limited 2 17 19 2 29 31 0 12 12 89.47 93.55 2007-10-09 2017-02-28
79 Yuanta Asia Investment (Hong Kong) Limited 4 11 15 6 25 31 2 14 16 73.33 80.65 2007-01-15 2013-11-01
80 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 29 32 5 25 30 2 -4 -2 90.63 83.33 2012-06-04
81 JF INTERNATIONAL MANAGEMENT INC. 2 24 26 2 28 30 0 4 4 92.31 93.33 2020-07-13
82 JPMorgan Funds (Asia) Limited 7 20 27 7 23 30 0 3 3 74.07 76.67
83 BlackRock (Hong Kong) Limited (d2017-01-20) 6 26 32 6 23 29 0 -3 -3 81.25 79.31 2015-05-15
84 CAIIS Limited 2 34 36 4 25 29 2 -9 -7 94.44 86.21 2018-09-04
85 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 16 19 4 25 29 1 9 10 84.21 86.21 2012-12-13
86 Credit Agricole Securities (Asia) Limited 3 12 15 2 27 29 -1 15 14 80.00 93.10
87 Quam Securities Limited 4 14 18 3 26 29 -1 12 11 77.78 89.66
88 Rich Union Securities (H.K.) Limited 2 39 41 3 26 29 1 -13 -12 95.12 89.66 2025-05-19
89 AXA Financial Planning (Hong Kong) Limited 2 28 30 2 26 28 0 -2 -2 93.33 92.86 2012-05-25
90 PEGASUS FUND MANAGERS LIMITED 2 31 33 2 26 28 0 -5 -5 93.94 92.86
91 Ge Shang Investment (Hong Kong) Limited 2 24 26 2 25 27 0 1 1 92.31 92.59
92 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 17 20 3 24 27 0 7 7 85.00 88.89
93 INSTINET PACIFIC LIMITED 5 25 30 5 22 27 0 -3 -3 83.33 81.48
94 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 19 23 4 23 27 0 4 4 82.61 85.19
95 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 3 24 27 0 5 5 86.36 88.89
96 ATHENA WEALTH MANAGEMENT LIMITED 2 17 19 2 24 26 0 7 7 89.47 92.31 2008-04-25
97 SAMSUNG SECURITIES (ASIA) LIMITED 3 4 7 2 24 26 -1 20 19 57.14 92.31
98 VENHOUSE WEALTH MANAGEMENT LIMITED 3 23 26 3 22 25 0 -1 -1 88.46 88.00 2004-05-19
99 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 21 26 4 20 24 -1 -1 -2 80.77 83.33 2007-01-12 2015-05-31
100 Legg Mason Asset Management Hong Kong Limited 5 17 22 6 18 24 1 1 2 77.27 75.00 2022-06-30
101 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 20 25 4 20 24 -1 0 -1 80.00 83.33
102 BOCOM International Securities Limited 3 15 18 3 20 23 0 5 5 83.33 86.96 2007-09-10
103 CITIC Securities (Hong Kong) Limited 6 13 19 5 18 23 -1 5 4 68.42 78.26
104 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 2 21 23 0 2 2 90.48 91.30 2013-03-19
105 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 5 20 25 4 19 23 -1 -1 -2 80.00 82.61
106 PineBridge Investments Asia Limited 4 27 31 5 18 23 1 -9 -8 87.10 78.26
107 SPARX Asia Investment Advisors Limited 6 18 24 7 16 23 1 -2 -1 75.00 69.57 2004-04-20
108 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 21 24 2 20 22 -1 -1 -2 87.50 90.91 2010-11-03
109 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 19 24 5 17 22 0 -2 -2 79.17 77.27
110 DBS VICKERS (HONG KONG) LIMITED 5 18 23 4 18 22 -1 0 -1 78.26 81.82
111 HPEF Capital Partners Limited 6 16 22 6 16 22 0 0 0 72.73 72.73 2022-06-01
112 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 6 15 21 -1 3 2 63.16 71.43
113 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 19 22 4 17 21 1 -2 -1 86.36 80.95 2024-03-28
114 CITIC CLSA Capital Partners HK Limited 3 16 19 3 18 21 0 2 2 84.21 85.71
115 EMPEROR SECURITIES LIMITED (HK) 6 20 26 6 15 21 0 -5 -5 76.92 71.43
116 GAYANG SECURITIES LIMITED 2 19 21 3 18 21 1 -1 0 90.48 85.71
117 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 8 14 8 13 21 2 5 7 57.14 61.90
118 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 10 19 9 12 21 0 2 2 52.63 57.14
119 St. James's Place (Hong Kong) Limited 2 18 20 2 19 21 0 1 1 90.00 90.48
120 CBH Asia Limited 3 19 22 3 17 20 0 -2 -2 86.36 85.00
121 CC Finance Limited 3 17 20 3 17 20 0 0 0 85.00 85.00 2006-04-20 2025-06-19
122 DBS ASIA CAPITAL LIMITED 7 16 23 6 14 20 -1 -2 -3 69.57 70.00
123 DEUTSCHE SECURITIES ASIA LIMITED 3 16 19 7 13 20 4 -3 1 84.21 65.00 2019-12-03
124 First Sentier Investors (Hong Kong) Limited 4 12 16 3 17 20 -1 5 4 75.00 85.00
125 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 7 11 5 15 20 1 8 9 63.64 75.00
126 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 16 21 4 16 20 -1 0 -1 76.19 80.00
127 NATIXIS ASIA LIMITED 2 15 17 2 18 20 0 3 3 88.24 90.00 2004-10-19
128 Shang International Finance Limited 5 15 20 5 15 20 0 0 0 75.00 75.00 2024-01-26
129 Ark Securities (Hong Kong) Limited 2 11 13 4 15 19 2 4 6 84.62 78.95
130 BEA Union Investment Management Limited 4 17 21 5 14 19 1 -3 -2 80.95 73.68
131 Channel 8 Wealth Management Limited 0 0 0 3 16 19 3 16 19 - 84.21 2010-01-27
132 ETRADE SECURITIES (HONG KONG) LIMITED 4 15 19 4 15 19 0 0 0 78.95 78.95 2019-05-10
133 GLOBAL INVESTMENT ADVISORS LIMITED 2 25 27 2 17 19 0 -8 -8 92.59 89.47
134 HAITONG INTERNATIONAL RESEARCH LIMITED 2 18 20 3 16 19 1 -2 -1 90.00 84.21
135 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 19 21 2 17 19 0 -2 -2 90.48 89.47
136 BMI FUNDS MANAGEMENT LIMITED 3 18 21 3 15 18 0 -3 -3 85.71 83.33
137 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 9 12 2 16 18 -1 7 6 75.00 88.89 2016-06-30
138 GENERALI INVESTMENTS ASIA LIMITED 6 9 15 4 14 18 -2 5 3 60.00 77.78 2006-02-08 2018-09-26
139 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 3 15 18 0 6 6 75.00 83.33
140 HARVEST GLOBAL INVESTMENTS LIMITED 3 0 3 3 15 18 0 15 15 0.00 83.33 2009-02-16
141 MUSHK Limited 6 15 21 6 12 18 0 -3 -3 71.43 66.67 2011-06-01
142 Penjing Asset Management (HK) Limited 4 12 16 5 13 18 1 1 2 75.00 72.22 2005-03-24 2016-02-03
143 Pictet Asset Management (Hong Kong) Limited 3 10 13 4 14 18 1 4 5 76.92 77.78
144 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 11 14 3 14 17 0 3 3 78.57 82.35 2008-08-08
145 INVESCO HONG KONG LIMITED 5 12 17 5 12 17 0 0 0 70.59 70.59
146 IPP Financial Advisers Limited 2 11 13 2 15 17 0 4 4 84.62 88.24 2006-12-21
147 MAN INVESTMENTS (HONG KONG) LIMITED 3 15 18 3 14 17 0 -1 -1 83.33 82.35
148 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 18 20 2 15 17 0 -3 -3 90.00 88.24
149 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 6 10 4 13 17 0 7 7 60.00 76.47
150 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 2 15 17 0 0 0 88.24 88.24 2010-12-31
151 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2017-09-29
152 APG Investments Asia Limited 5 12 17 5 11 16 0 -1 -1 70.59 68.75 2008-11-18
153 AXA Investment Managers Asia Limited 3 13 16 3 13 16 0 0 0 81.25 81.25
154 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 5 11 16 0 -2 -2 72.22 68.75
155 Manulife Investment Management (Hong Kong) Limited 4 14 18 3 13 16 -1 -1 -2 77.78 81.25
156 MF Securities Hong Kong Limited 5 14 19 3 13 16 -2 -1 -3 73.68 81.25 2008-02-21 2010-10-15
157 Neuberger Berman Asia Limited 3 10 13 3 13 16 0 3 3 76.92 81.25 2008-03-13
158 Wellington Management Hong Kong Limited (b2003-01-02) 3 12 15 3 13 16 0 1 1 80.00 81.25 2003-09-18
159 AIF CAPITAL LIMITED 4 9 13 4 11 15 0 2 2 69.23 73.33
160 CGS International Securities Hong Kong Limited 3 11 14 2 13 15 -1 2 1 78.57 86.67
161 CHARLES SCHWAB, HONG KONG, LIMITED 4 10 14 4 11 15 0 1 1 71.43 73.33
162 CITIC Securities Asset Management (HK) Limited 3 6 9 4 11 15 1 5 6 66.67 73.33 2008-08-01
163 MANULIFE (INTERNATIONAL) LIMITED 4 17 21 3 12 15 -1 -5 -6 80.95 80.00 2011-06-17
164 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 8 11 4 11 15 1 3 4 72.73 73.33 2013-04-17
165 PRUDENTIAL BROKERAGE LIMITED 2 7 9 2 13 15 0 6 6 77.78 86.67
166 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 9 12 3 12 15 0 3 3 75.00 80.00
167 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 17 19 2 13 15 0 -4 -4 89.47 86.67 2003-05-23 2022-07-19
168 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
169 Belvest Investment Services Limited 2 13 15 2 12 14 0 -1 -1 86.67 85.71
170 CHEONG LEE SECURITIES LIMITED 4 8 12 4 10 14 0 2 2 66.67 71.43 2005-11-24
171 Income Partners Asset Management (HK) Limited 3 11 14 3 11 14 0 0 0 78.57 78.57
172 Robeco Hong Kong Limited 5 8 13 4 10 14 -1 2 1 61.54 71.43 2007-12-18
173 SINOPAC SECURITIES (ASIA) LIMITED 4 7 11 4 10 14 0 3 3 63.64 71.43 2017-02-12
174 Tiger Securities Asset Management Company Limited 5 2 7 5 9 14 0 7 7 28.57 64.29 2006-12-29
175 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2019-07-05
176 China Tonghai (IA) Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2017-11-29
177 CVC Asia Pacific Limited 4 10 14 4 9 13 0 -1 -1 71.43 69.23
178 Fidelity Management & Research (Hong Kong) Limited 5 5 10 4 9 13 -1 4 3 50.00 69.23 2008-09-04
179 ICBC INTERNATIONAL RESEARCH LIMITED 0 0 0 3 10 13 3 10 13 - 76.92 2009-07-10 2024-10-15
180 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
181 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 12 15 3 10 13 0 -2 -2 80.00 76.92
182 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 5 8 13 2 -3 -1 78.57 61.54 2019-09-30
183 TAI SHING STOCK INVESTMENT CO. LIMITED 3 12 15 3 10 13 0 -2 -2 80.00 76.92
184 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 5 8 3 10 13 0 5 5 62.50 76.92 2007-04-26
185 Vision Capital Investment Management Limited 2 6 8 2 11 13 0 5 5 75.00 84.62 2008-01-12
186 Wells Fargo Securities Asia Limited 3 7 10 4 9 13 1 2 3 70.00 69.23 2008-04-25
187 ABCI Securities Company Limited 4 3 7 5 7 12 1 4 5 42.86 58.33 2005-11-15
188 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 8 10 2 10 12 0 2 2 80.00 83.33 2007-05-08
189 AMPLE CAPITAL LIMITED 2 7 9 3 9 12 1 2 3 77.78 75.00 2007-01-02 2022-07-27
190 BARCLAYS CAPITAL ASIA LIMITED 1 1 2 2 10 12 1 9 10 50.00 83.33
191 BOCI ASSET MANAGEMENT LIMITED 2 0 2 4 8 12 2 8 10 0.00 66.67 2014-12-24
192 CTBC Asia Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2004-10-04
193 Eastspring Investments (Hong Kong) Limited 2 17 19 3 9 12 1 -8 -7 89.47 75.00
194 FLAG Squadron Asia Limited 6 5 11 6 6 12 0 1 1 45.45 50.00 2007-07-04 2016-06-02
195 HAMON ASSET MANAGEMENT LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
196 Huajin Corporate Finance (International) Limited 4 8 12 4 8 12 0 0 0 66.67 66.67
197 ICBC (ASIA) SECURITIES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
198 iFAST Financial (HK) Limited 2 10 12 4 8 12 2 -2 0 83.33 66.67 2007-03-30
199 INTEGRITY FINANCIAL SERVICES LIMITED 2 7 9 2 10 12 0 3 3 77.78 83.33 2005-05-09
200 Nomura Asset Management Hong Kong Limited 3 11 14 3 9 12 0 -2 -2 78.57 75.00
201 ONSHINE SECURITIES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
202 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 3 9 12 0 4 4 62.50 75.00 2008-07-29
203 PFP Capital Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
204 WFM Asia (HK) Limited 3 6 9 3 9 12 0 3 3 66.67 75.00
205 XinKong International Securities Limited 2 3 5 2 10 12 0 7 7 60.00 83.33
206 FIRST SHANGHAI SECURITIES LIMITED 3 10 13 3 8 11 0 -2 -2 76.92 72.73
207 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 5 7 2 9 11 0 4 4 71.43 81.82 2005-02-16
208 GAM HONG KONG LIMITED 4 7 11 3 8 11 -1 1 0 63.64 72.73
209 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 1 5 4 7 11 0 6 6 20.00 63.64 2005-11-15
210 ICBC Asset Management (Global) Company Limited 5 5 10 4 7 11 -1 2 1 50.00 63.64
211 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 3 8 5 6 11 0 3 3 37.50 54.55
212 MF Global Hong Kong Limited 3 8 11 3 8 11 0 0 0 72.73 72.73 2007-04-30
213 OCP Asia (Hong Kong) Limited 2 7 9 3 8 11 1 1 2 77.78 72.73 2004-09-03 2022-06-13
214 ORIENTAL PATRON SECURITIES LIMITED 3 4 7 4 7 11 1 3 4 57.14 63.64
215 AD Capital Management (Hong Kong) Limited 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2004-09-08
216 Allianz Global Investors Hong Kong Limited 4 28 32 3 7 10 -1 -21 -22 87.50 70.00 2015-05-31
217 Amova Asset Management Hong Kong Limited 3 12 15 3 7 10 0 -5 -5 80.00 70.00
218 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 7 10 3 7 10 - 70.00 2009-09-15
219 China Asset Management (Hong Kong) Limited 2 1 3 4 6 10 2 5 7 33.33 60.00 2009-04-03
220 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 9 12 2 8 10 -1 -1 -2 75.00 80.00 2008-04-30
221 Citigroup Venture Capital International Asia Limited 3 11 14 3 7 10 0 -4 -4 78.57 70.00 2005-05-24 2014-04-15
222 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 3 7 10 0 -5 -5 80.00 70.00 2004-07-28 2013-02-27
223 EQT Partners Asia Limited 3 6 9 4 6 10 1 0 1 66.67 60.00 2023-09-06
224 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 4 9 5 5 10 0 1 1 44.44 50.00 2020-12-09
225 GT Asset & Portfolio Management Limited 2 7 9 2 8 10 0 1 1 77.78 80.00 2004-11-04
226 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 2 5 4 6 10 1 4 5 40.00 60.00 2007-12-18 2011-02-23
227 HPEF Venture Partners Limited 4 5 9 4 6 10 0 1 1 55.56 60.00 2018-06-08
228 Janus Henderson Investors Hong Kong Limited 3 10 13 2 8 10 -1 -2 -3 76.92 80.00
229 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 19 27 3 7 10 -5 -12 -17 70.37 70.00 2017-10-02
230 LAZARD ASIA (HONG KONG) LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
231 MCP Holdings Limited (HK) 2 7 9 2 8 10 0 1 1 77.78 80.00 2011-06-29
232 MIB SECURITIES (HONG KONG) LIMITED 3 11 14 3 7 10 0 -4 -4 78.57 70.00
233 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2011-01-24
234 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 12 15 2 8 10 -1 -4 -5 80.00 80.00 2011-10-20
235 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 4 7 4 6 10 1 2 3 57.14 60.00 2008-05-29
236 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 19 21 2 8 10 0 -11 -11 90.48 80.00
237 SAIL ADVISORS LIMITED 4 6 10 5 5 10 1 -1 0 60.00 50.00 2004-05-17
238 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2012-01-12
239 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
240 StormHarbour Securities (Hong Kong) Limited 0 0 0 2 8 10 2 8 10 - 80.00 2010-03-18
241 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2004-07-07
242 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 2 7 9 -1 1 0 66.67 77.78
243 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 4 5 9 1 3 4 40.00 55.56 2008-03-12 2018-05-11
244 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67 2007-11-27
245 China Integrity Investment Limited 3 1 4 4 5 9 1 4 5 25.00 55.56 2014-03-19
246 CHINA INTERNATIONAL CAPITAL LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78
247 CSC SECURITIES (HK) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-06-01
248 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67 2023-02-02
249 Deltroit (Hong Kong) Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-04-11 2024-12-12
250 FB SECURITIES (HONG KONG) LIMITED 4 5 9 3 6 9 -1 1 0 55.56 66.67
251 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2004-02-10 2015-07-22
252 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
253 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2003-06-06
254 Mason Securities Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78
255 MIRABAUD (ASIA) LIMITED 2 3 5 3 6 9 1 3 4 60.00 66.67 2003-05-13 2018-10-16
256 ORION INVESTMENT MANAGEMENT LIMITED 0 0 0 2 7 9 2 7 9 - 77.78 2009-11-06 2016-12-14
257 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 16 19 2 7 9 -1 -9 -10 84.21 77.78 2011-02-18
258 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 3 8 6 3 9 1 0 1 37.50 33.33
259 SOUTH CHINA RESEARCH LIMITED 3 7 10 4 5 9 1 -2 -1 70.00 55.56
260 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 2 4 4 5 9 2 3 5 50.00 55.56 2006-03-24
261 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
262 ALPS CAPITAL MANAGEMENT LIMITED 2 6 8 3 5 8 1 -1 0 75.00 62.50
263 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00
264 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2025-03-25
265 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 5 8 4 4 8 1 -1 0 62.50 50.00 2013-04-02
266 Broadway Wealth Management Limited 3 8 11 2 6 8 -1 -2 -3 72.73 75.00 2013-01-03
267 CAPE ASSET MANAGEMENT LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2024-03-13
268 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
269 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
270 Chuo Mitsui Investments Hong Kong Limited 2 0 2 2 6 8 0 6 6 0.00 75.00 2009-04-30 2011-12-29
271 CSOP Asset Management Limited 3 0 3 2 6 8 -1 6 5 0.00 75.00 2009-04-02
272 ENHANCED INVESTMENT PRODUCTS LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00
273 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 3 5 8 1 2 3 60.00 62.50 2009-02-27
274 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00
275 GETTA SECURITIES LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2007-06-26
276 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 1 5 4 4 8 0 3 3 20.00 50.00 2008-07-03
277 HAMON ASIAN ADVISORS LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
278 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
279 ICG Asia Pacific Limited 5 2 7 5 3 8 0 1 1 28.57 37.50
280 Keefe, Bruyette & Woods Asia Limited 0 0 0 4 4 8 4 4 8 - 50.00 2010-03-03 2013-04-24
281 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 2 7 4 4 8 -1 2 1 28.57 50.00
282 Legg Mason International Equities (Hong Kong) Limited 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2015-08-28
283 LIS Investment Services Limited 2 12 14 3 5 8 1 -7 -6 85.71 62.50 2008-01-09
284 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2025-04-23
285 MFG Limited (HK) 2 5 7 3 5 8 1 0 1 71.43 62.50 2008-07-15
286 OLD PEAK LIMITED (HK) 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2005-08-26 2023-06-20
287 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2007-07-05
288 PERRY CAPITAL (ASIA) LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-09-12 2012-01-27
289 PIMCO Asia Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-05-17
290 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 3 6 4 4 8 1 1 2 50.00 50.00 2024-03-27
291 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2017-06-28
292 PUREHEART CAPITAL ASIA LIMITED 3 2 5 3 5 8 0 3 3 40.00 62.50 2007-03-08
293 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 4 4 8 1 0 1 57.14 50.00 2008-07-29 2014-11-21
294 RAB CAPITAL (ASIA) LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2007-09-28 2011-10-10
295 Samsung Asset Management (Hong Kong) Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-04-23
296 STANDARD & POOR'S, LLC 2 2 4 2 6 8 0 4 4 50.00 75.00 2010-12-21
297 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2007-05-08 2019-09-30
298 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 5 3 8 5 3 8 - 37.50 2009-07-10
299 Tyche Group Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2014-12-05
300 VC BROKERAGE LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
301 VISION FINANCE ASSET MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-12-17
302 Xeram and Company (Asia) Limited 3 1 4 3 5 8 0 4 4 25.00 62.50 2015-11-27
303 ZEAL ASSET MANAGEMENT LIMITED 0 0 0 4 4 8 4 4 8 - 50.00 2009-10-09 2025-08-20
304 abrdn Hong Kong Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
305 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2004-09-07
306 Ares Management Asia (Hong Kong) Limited 2 1 3 2 5 7 0 4 4 33.33 71.43 2009-05-25 2014-08-18
307 BALLINGAL INVESTMENT ADVISORS LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2004-08-13
308 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 3 4 7 -1 -1 -2 55.56 57.14
309 Citi Insurance Brokers (Hong Kong) Limited 3 7 10 2 5 7 -1 -2 -3 70.00 71.43 2006-10-04 2011-04-06
310 EnTrustPermal (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-08-27 2021-03-26
311 First Fidelity Capital (International) Limited 3 7 10 3 4 7 0 -3 -3 70.00 57.14 2006-04-19
312 Fortune Origin Securities Limited 0 0 0 3 4 7 3 4 7 - 57.14 2009-07-09
313 Fosun International Securities Limited 5 0 5 5 2 7 0 2 2 0.00 28.57
314 Houlihan Lokey (China) Limited 2 1 3 3 4 7 1 3 4 33.33 57.14 2008-10-09
315 HSBC Family Office Services Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2006-01-03 2012-07-13
316 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2011-09-22
317 IBTS ASIA (HK) LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14 2005-11-17 2024-09-20
318 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2014-10-13
319 KB Securities Hong Kong Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
320 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 6 1 7 0 0 0 14.29 14.29 2017-10-02
321 Kirin Asset Management Limited 3 2 5 1 6 7 -2 4 2 40.00 85.71 2007-06-12 2016-09-14
322 LaSalle Investment Management Hong Kong Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-06-14 2020-02-20
323 Mackenzie Investments Asia Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
324 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2007-12-21 2021-04-21
325 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14
326 Oaktree Capital (Hong Kong) Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2006-07-12
327 Oasis Management (Hong Kong) 3 12 15 3 4 7 0 -8 -8 80.00 57.14 2004-09-14
328 Open Securities Limited 3 6 9 2 5 7 -1 -1 -2 66.67 71.43
329 Oreana Financial Services Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
330 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 1 4 3 4 7 0 3 3 25.00 57.14 2023-10-25
331 SEI INVESTMENTS (ASIA) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-03-02 2023-02-20
332 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
333 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2013-05-29
334 TOKAI TOKYO SECURITIES (ASIA) LIMITED 4 1 5 3 4 7 -1 3 2 20.00 57.14
335 TOYO SECURITIES ASIA LIMITED 5 3 8 5 2 7 0 -1 -1 37.50 28.57
336 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-01-11
337 WINNINGTON CAPITAL LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
338 Aletheia Analyst Network Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2008-06-03
339 AlTi Wealth Management (Hong Kong) Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2004-05-11
340 Arta Asset Management Limited 2 15 17 2 4 6 0 -11 -11 88.24 66.67 2008-07-10
341 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
342 BNY Mellon Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-06-06
343 Bright Fund Management Limited 2 8 10 2 4 6 0 -4 -4 80.00 66.67 2023-12-19
344 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-10-05
345 BTG Pactual Asia Limited 0 0 0 2 4 6 2 4 6 - 66.67 2009-08-13 2016-12-13
346 CC SIF Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-07-25
347 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2019-07-29
348 CHIEF SECURITIES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-04-20
349 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
350 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
351 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2008-12-24
352 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2007-02-16
353 COHEN & STEERS ASIA LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-07-29
354 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-08 2011-04-14
355 Cynosure Asset Management Hong Kong Limited 2 0 2 5 1 6 3 1 4 0.00 16.67 2023-09-27
356 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-10-14
357 GF Asset Management (Hong Kong) Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2007-11-08
358 Guosen Securities (HK) Brokerage Company, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-02-26
359 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2004-11-29
360 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-10-23
361 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
362 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2009-11-16
363 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 4 6 0 0 0 66.67 66.67
364 JW CAPITAL SECURITIES LIMITED 2 3 5 1 5 6 -1 2 1 60.00 83.33
365 KCG SECURITIES ASIA LIMITED 5 0 5 5 1 6 0 1 1 0.00 16.67
366 KGI CAPITAL ASIA LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00
367 La Roche & Co Asia Limited 3 2 5 2 4 6 -1 2 1 40.00 66.67 2008-03-05 2011-12-08
368 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33
369 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
370 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-09-21
371 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
372 OKASAN INTERNATIONAL (ASIA) LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-05-17
373 orientiert International Markets Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-01-11
374 Providence Equity Asia Limited 3 6 9 2 4 6 -1 -2 -3 66.67 66.67 2007-08-23 2019-01-10
375 Quam Asset Management Limited (b1983-06-28) 3 6 9 3 3 6 0 -3 -3 66.67 50.00
376 Redford Asset Management Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-03-09
377 Religare Capital Markets (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2009-09-22 2018-04-09
378 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2013-11-25
379 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-05-25 2016-05-24
380 Sensible Asset Management Limited 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-06-18 2025-06-19
381 SIIC Capital (Hong Kong) Investment Management Company Limited 5 0 5 5 1 6 0 1 1 0.00 16.67
382 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2015-03-27
383 Standard Advisory Asia Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-03-09 2013-04-12
384 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
385 Tokio Marine Investment Services, Limited 4 2 6 4 2 6 0 0 0 33.33 33.33 2014-03-28
386 Towers Watson Investment Services Hong Kong Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2007-05-14
387 UOB ASIA (HONG KONG) LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2011-07-27
388 Vontobel (Hong Kong) Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2008-11-27
389 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
390 WILSON SECURITIES LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2010-02-25
391 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
392 WMG Asia Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2007-02-28 2014-01-06
393 Yorkville Advisors HK Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2009-03-18 2012-03-02
394 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2003-11-29
395 ALTUS CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
396 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2021-10-08
397 Asset Management One Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-03-10 2015-04-15
398 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
399 BEAR BRIGHT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
400 Beevest Securities Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
401 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 0 0 0 4 1 5 4 1 5 - 20.00 2009-09-28
402 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
403 Bradbury Securities Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
404 BROOKE CAPITAL LIMITED 2 2 4 4 1 5 2 -1 1 50.00 20.00 2012-06-13
405 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 3 2 5 2 2 4 0.00 40.00 2020-06-18
406 CBRE Clarion Securities HKG Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-01-04 2019-08-28
407 CES Capital International (Hong Kong) Co., Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2009-05-29 2023-02-23
408 ChapmanCraig Limited 2 1 3 2 3 5 0 2 2 33.33 60.00
409 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
410 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-10-22
411 China Universal Asset Management (Hong Kong) Company Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-19
412 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00
413 COMGEST FAR EAST LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
414 DELTA ASIA SECURITIES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
415 EFG Asset Management (HK) Limited 3 0 3 2 3 5 -1 3 2 0.00 60.00 2008-06-06
416 Emperor Wealth Management Limited 0 0 0 2 3 5 2 3 5 - 60.00 2009-06-09
417 EVENSTAR ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-19
418 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
419 FCL ADVISORY LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2005-03-01
420 Fubon Capital (HK) Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2012-01-13
421 Fubon Fund Management (Hong Kong) Limited 4 6 10 3 2 5 -1 -4 -5 60.00 40.00
422 Goldyard Capital Limited 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2019-11-21
423 Grace Financial Limited (HK) 2 0 2 2 3 5 0 3 3 0.00 60.00 2008-02-13 2021-04-23
424 Grand Loyal Asset Management Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2008-11-07
425 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
426 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2018-08-15
427 HKFAEx Group Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-02-15
428 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 5 0 5 0 0 0 0.00 0.00 2020-06-02
429 ICAP Equities Asia Limited 2 9 11 2 3 5 0 -6 -6 81.82 60.00 2008-12-22 2011-06-02
430 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
431 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-10-26 2020-12-11
432 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2022-10-13
433 Korea Investment Management Asia Limited 0 0 0 2 3 5 2 3 5 - 60.00 2009-08-21 2014-12-09
434 MANGO FINANCIAL LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00
435 MCP Asset Management Company Limited 5 6 11 2 3 5 -3 -3 -6 54.55 60.00 2005-08-23
436 MEAG Hong Kong Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
437 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 3 2 5 1 0 1 50.00 40.00 2004-10-28
438 Permira Advisers Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-08-19
439 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-05-02 2015-06-25
440 RICHLAND WORLDWIDE LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2004-04-15
441 Samena Capital Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2009-09-01 2021-09-27
442 SBI China Capital Financial Services Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2008-09-19
443 SBI China Capital Securities Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2012-10-08
444 SDHG International Asset Management Limited 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2008-12-02
445 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 2 3 5 -3 2 -1 16.67 60.00 2008-11-07
446 SJS Markets Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-11-23 2015-01-13
447 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-23
448 STANHILL (HONG KONG) LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2013-05-23
449 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 4 1 5 -1 0 -1 16.67 20.00 2005-06-20
450 Superfund Financial (Hong Kong) Limited 2 10 12 2 3 5 0 -7 -7 83.33 60.00
451 Templewater Hong Kong Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
452 TRISKELE CAPITAL MANAGEMENT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-04-11 2013-10-23
453 TUFTON OCEANIC FAR EAST LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2009-11-19 2012-10-08
454 Tyric Capital Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
455 UPBEST SECURITIES COMPANY LIMITED 6 1 7 4 1 5 -2 0 -2 14.29 20.00
456 VBG Capital Limited 3 0 3 3 2 5 0 2 2 0.00 40.00 2008-11-11 2013-09-19
457 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
458 Waterland Securities (HK) Company Limited 3 0 3 2 3 5 -1 3 2 0.00 60.00 2009-02-20 2013-01-15
459 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2015-02-09
460 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
461 Yuanta Financial (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-03 2014-03-28
462 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
463 Absolute Investment Management (HK) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
464 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
465 American Century Investment Management (Asia Pacific) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-03-26
466 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
467 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
468 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
469 AP Asset Management (HK) Limited 2 10 12 3 1 4 1 -9 -8 83.33 25.00 2004-07-07 2013-12-04
470 ARF Investment Management (HK) Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-10-13 2011-05-20
471 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
472 Axis Capital Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
473 Beijing Securities Limited 3 3 6 3 1 4 0 -2 -2 50.00 25.00
474 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
475 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
476 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-03-13
477 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-12-20
478 CBRE Investment Management (Asia) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2023-07-21
479 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
480 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
481 China Enterprise Securities Company Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
482 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
483 China Jianxin Financial Services Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-05-10 2022-03-15
484 Credit Suisse Securities (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2024-09-27
485 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
486 CUBE CAPITAL HK LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-17 2015-02-13
487 CWB Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
488 D. YAU AND COMPANY LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-08-13
489 DAEWOO SECURITIES (HONG KONG) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2017-02-28
490 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-01-02
491 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
492 ENZARD LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-05-21 2013-02-18
493 Everbright Capital Management Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2007-09-24 2021-09-17
494 EVOLUTION ASIA INVESTMENTS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-08-24 2020-01-24
495 EXS Capital Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-06-12
496 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
497 First Prosperous Asset Management Company Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-09-06 2023-06-23
498 Frontier Asia Capital Hong Kong Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-08-11 2019-07-24
499 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-09-12
500 Funderstone Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
501 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
502 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2013-03-19
503 HFS ASSET MANAGEMENT LIMITED 3 5 8 2 2 4 -1 -3 -4 62.50 50.00
504 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
505 IVORY CAPITAL PRIVATE LIMITED 2 6 8 2 2 4 0 -4 -4 75.00 50.00 2007-03-21
506 Jefferies Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-01-04
507 JK Capital Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
508 JPMorgan Asset Management Real Assets (Asia) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2009-06-26
509 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-05-13 2021-12-04
510 Kerogen Capital (Asia) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-02-01
511 KKR CAPITAL MARKETS ASIA LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2009-10-22
512 LOMBARD ODIER (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
513 LONGREACH GROUP LIMITED (THE) 1 3 4 2 2 4 1 -1 0 75.00 50.00 2006-08-01
514 LUNAR CAPITAL MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2010-02-17
515 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-04-01
516 MASON LAROCHE (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2012-03-19
517 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-09-22
518 MEIJI YASUDA ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2019-10-17
519 Metaverse Securities Limited (HK) 4 1 5 4 0 4 0 -1 -1 20.00 0.00
520 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2012-09-18
521 Myo Capital Advisers Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-11-16 2021-02-04
522 Optima Capital Limited 3 11 14 3 1 4 0 -10 -10 78.57 25.00 2007-10-25
523 PACIFIC HAWK (HK) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
524 PGIM (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
525 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 2 4 0 0 0 50.00 50.00
526 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2022-12-21
527 QMIS Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2009-08-13
528 RHB ASSET MANAGEMENT LIMITED 4 0 4 3 1 4 -1 1 0 0.00 25.00 2008-05-08 2020-11-17
529 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2016-11-01
530 Sheng Yuan Sino Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-09-09 2023-05-11
531 Shinhan Investment Asia Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2007-10-15
532 STI Asset Management Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-10-22 2023-09-19
533 Success Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
534 TARZAN STOCK & SHARES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
535 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
536 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2015-11-16
537 Voras Capital Management (HK) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2008-07-31 2012-09-04
538 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
539 YU MING INVESTMENT MANAGEMENT LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00
540 YUE XIU SECURITIES COMPANY LIMITED 4 5 9 2 2 4 -2 -3 -5 55.56 50.00
541 Yunfeng Financial Markets Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
542 ZBI Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-22 2014-06-09
543 313 Capital Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-04-19
544 A ONE INVESTMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-12-05
545 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-03-22 2022-02-22
546 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
547 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
548 Amherst Pierpont International Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-06-17 2023-06-09
549 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
550 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-01-20 2020-08-05
551 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
552 Asia Pacific Securities Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00
553 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
554 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
555 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
556 Bentley Capital Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00
557 BOWEN ASIA LIMITED 4 1 5 3 0 3 -1 -1 -2 20.00 0.00 2014-10-20
558 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-19 2012-12-03
559 Capstone Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-03-12 2025-03-27
560 CARDINALASIA CONSULTING LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-06-27 2024-02-22
561 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
562 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-10-31 2013-12-17
563 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
564 Chepstow Capital Advisors Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-20 2018-04-27
565 China Alpha Fund Management (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-05-31
566 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
567 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
568 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
569 CMS CAPITAL (HK) CO., LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-05-06
570 Daishin Securities Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-11-24 2018-08-09
571 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
572 Emperor Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-11-03
573 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
574 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
575 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
576 FT Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-12-06
577 GCAM Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-17 2022-03-09
578 GEOMATRIX (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-01-31
579 GIGA (HONG KONG) LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33
580 GNAB Limited 2 4 6 1 2 3 -1 -2 -3 66.67 66.67 2025-03-14
581 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-12-02
582 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2016-10-10
583 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
584 Guo Tong Capital Management Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-05-24 2019-05-22
585 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-07-28
586 Henyep Capital Management Limited 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2005-12-20 2011-03-14
587 HSZ (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
588 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
589 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-11
590 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-12-14 2024-10-15
591 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
592 Imperium International Asset Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-12-02
593 IREALITY INVESTMENTS LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
594 iTTa Capital Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2003-05-29 2013-06-11
595 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
596 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
597 JVSakk Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-28
598 KCG FUND MANAGEMENT LIMITED 4 1 5 2 1 3 -2 0 -2 20.00 33.33 2007-05-04
599 Knight Capital Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-07-22 2011-08-22
600 Landmark Asset Management Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-01-10 2018-01-22
601 MD Healthcare International Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-11-05 2011-07-28
602 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
603 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2023-05-15
604 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
605 Neutral Financial Holding Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
606 OnePlatform Wealth Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-07-25 2014-05-28
607 Oracle Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-22 2018-06-20
608 OSCAR BENSON LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-08-23
609 PAOCHU INVESTMENT ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-09
610 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
611 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-12
612 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-24
613 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
614 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2024-03-25
615 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
616 Redwood Investment Management (Asia) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-12-05 2015-06-23
617 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
618 Safari Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-04-30 2015-07-02
619 SCM Strategic Capital Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-11 2015-01-21
620 SDIC Securities International Financial Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-17
621 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
622 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
623 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2012-12-17
624 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
625 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
626 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
627 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2019-08-15
628 SPDB International Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-12-30
629 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-04-28
630 STARLING GROUP SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-11-06 2013-05-20
631 SYZ Asset Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-07-27 2016-12-22
632 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-27 2012-08-01
633 TFI Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2009-06-18
634 TSE'S SECURITIES LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33
635 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
636 UIC FINANCIAL ADVISORS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2010-04-13 2019-06-17
637 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-08-07
638 Value Partners Private Equity Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
639 Vegasoul Capital Management (Asia) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-01-29 2011-03-24
640 VisionGain Capital Limited 3 2 5 3 0 3 0 -2 -2 40.00 0.00 2007-11-14
641 VMS Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-09-01
642 Wealth Legend Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
643 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
644 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
645 Wolver Hill Asset Management Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2009-03-10
646 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
647 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
648 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
649 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
650 Alpha Nova Capital Management Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
651 Alphatraxx (H.K.) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-23 2012-02-14
652 AMS CAPITAL LIMITED (d2012-07-13) 3 2 5 1 1 2 -2 -1 -3 40.00 50.00 2011-06-10
653 Andante Capital Partners Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-11 2012-12-03
654 ANGUS MOORE LIMITED 2 12 14 0 2 2 -2 -10 -12 85.71 100.00 2011-07-05
655 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
656 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
657 APAX PARTNERS HONG KONG LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-21 2012-03-12
658 APICES ADVISORY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11 2014-10-16
659 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
660 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-09-21
661 Asia Frontier Investments Limited 2 0 2 1 1 2 -1 1 0 0.00 50.00 2009-04-28
662 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
663 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
664 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
665 Barings Investment Advisers (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-05-08 2018-01-23
666 BMF Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-22
667 CAIDAO CAPITAL LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2008-07-15 2022-08-22
668 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
669 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
670 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
671 CHEETAH ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-08-01
672 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-12-27
673 China Earthcare Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-24 2011-04-20
674 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
675 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
676 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
677 CMB International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-26
678 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
679 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
680 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
681 CUPOLA CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-05-06
682 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
683 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
684 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
685 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-29 2012-08-09
686 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-28
687 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
688 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
689 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
690 ELITE FINANCIAL SERVICES LIMITED (HK) 3 0 3 2 0 2 -1 0 -1 0.00 0.00
691 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2008-03-06 2011-01-10
692 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
693 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
694 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
695 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
696 FIRST ASIA FINANCE GROUP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-29
697 Fortune Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2009-12-16
698 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-09-07
699 FULBRIGHT SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
700 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
701 Future Growth Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-11
702 GET NICE ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-12-16
703 GF Securities (Hong Kong) Brokerage Limited 0 0 0 1 1 2 1 1 2 - 50.00 2009-10-30
704 Global CTA Services Investment (HK) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-26 2012-09-03
705 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-02-28 2011-03-08
706 GO-TO-ASIA INVESTMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-02-12
707 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
708 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
709 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
710 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
711 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
712 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
713 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
714 Hana Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-25 2015-06-17
715 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-11-21
716 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
717 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
718 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
719 INDEPENDENT INVESTMENT PARTNERS LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-12-15 2011-02-14
720 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
721 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
722 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
723 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
724 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
725 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
726 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
727 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
728 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
729 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
730 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-07-02
731 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
732 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
733 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
734 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
735 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
736 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
737 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
738 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-05-11 2014-08-05
739 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-07-19
740 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
741 Open Asset Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
742 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
743 Pacific Sun Advisors Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2023-11-02
744 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-02-22
745 PARADIGM WEALTH MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-08-17 2010-08-17
746 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
747 PHOENIX CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-02 2013-01-14
748 Ping An Securities (Hong Kong) Holdings Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-07-30 2021-05-27
749 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2010-07-07
750 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
751 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
752 PROBITAS HONG KONG LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-06-05
753 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
754 QH CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-07-22 2021-08-24
755 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
756 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
757 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
758 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-10-30 2015-04-22
759 SDICS International Securities (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
760 Silk Road International Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
761 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
762 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
763 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
764 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
765 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
766 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
767 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
768 Synergy Fund Management Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-26
769 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-04-27
770 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
771 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
772 TIAN YUAN FINANCE LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-06-30
773 TRANSPAC CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
774 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
775 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
776 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
777 VANHEEL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
778 Vestmore Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-12
779 Wachovia Advisors International Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2007-12-17 2010-06-30
780 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
781 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
782 ZHONGRONG PT SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
783 AIR GEO SERVICES LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-08-21 2012-12-14
784 Arete Research Asia Limited 0 0 0 1 0 1 1 0 1 - 0.00 2010-01-11
785 BOND TRUST LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2009-06-01
786 CHI CAPITAL SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-07 2016-05-05
787 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
788 GCIS LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-11-22 2010-09-06
789 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2011-06-03
790 HEAD & SHOULDERS SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-03-27
791 Instinet Alpha Trading Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2010-11-19
792 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
793 UPBEST ASSETS MANAGEMENT LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00
794 VISION FINANCE (SECURITIES) LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2007-05-08
795 ZHONGRONG PT FINANCE LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-03
796 Aberdeen International Investment Management Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-07-27 2009-11-27
797 ACP Asset Management Limited (d2010-11-05) 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-03-26 2010-03-26
798 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-22 2010-04-30
799 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2010-09-20
800 BEAR STEARNS ASIA LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2010-04-28
801 Children's Investment Fund Management (Asia) Limited (The) 3 1 4 0 0 0 -3 -1 -4 25.00 - 2007-01-15 2010-03-10
802 China Access Advisors Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-10-21 2009-12-09
803 CLAY FINLAY (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-29 2010-01-18
804 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-01-06 2010-04-21
805 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 11 13 0 0 0 -2 -11 -13 84.62 - 2005-06-24 2009-10-19
806 Ellerston Capital (Hong Kong) Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2008-01-04 2010-08-05
807 FAYE CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-16 2010-05-12
808 FOX-PITT, KELTON (ASIA) LIMITED 6 7 13 0 0 0 -6 -7 -13 53.85 - 2010-05-18
809 GIP Partners Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2009-01-16 2010-06-02
810 Horizon21 (Hong Kong) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-02-01 2010-01-28
811 ICEA SECURITIES ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2009-09-29
812 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-22 2009-09-07
813 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-07 2010-05-10
814 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-05-18
815 IVY ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-02-06 2010-08-26
816 JAFCO Investment (Hong Kong) Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2009-10-15
817 Knight Libertas (Asia) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-01-23 2010-05-14
818 LEHMAN BROTHERS ASIA LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2024-11-13
819 Lombard Investments (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-11-19
820 MATLINPATTERSON ADVISERS (ASIA) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-10-19
821 OppenheimerFunds International Distributor Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2003-12-15 2009-11-09
822 OVERLOOK INVESTMENTS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-01-05
823 PITT CAPITAL PARTNERS ASIA LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2008-07-28 2011-09-26
824 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-10-03 2010-05-13
825 TIS SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-28
826 Vicis Capital (Hong Kong) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-11-26 2010-06-15
Average 2.87 13.86 16.73 2.85 12.29 15.14 82.87 81.16

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