SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2009-06-30 2010-06-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 AXA CHINA REGION INVESTMENT SERVICES LIMITED 3 329 332 2 298 300 -1 -31 -32 99.10 99.33 2012-11-27
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 301 309 8 282 290 0 -19 -19 97.41 97.24
3 Credit Suisse (Hong Kong) Limited 19 182 201 21 248 269 2 66 68 90.55 92.19 2025-01-13
4 WM (HK) Limited 0 888 888 0 241 241 0 -647 -647 100.00 100.00 2014-10-24
5 Merrill Lynch (Asia Pacific) Limited 5 129 134 7 225 232 2 96 98 96.27 96.98
6 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 190 197 7 215 222 0 25 25 96.45 96.85
7 UBS SECURITIES ASIA LIMITED 3 135 138 3 178 181 0 43 43 97.83 98.34
8 Merrill Lynch Far East Limited 4 129 133 5 157 162 1 28 29 96.99 96.91 2025-01-16
9 FTL Wealth Management (HK) Limited 2 197 199 2 133 135 0 -64 -64 98.99 98.52 2005-06-28 2011-05-20
10 CLSA RESEARCH LIMITED 2 114 116 3 125 128 1 11 12 98.28 97.66 2014-06-18
11 GOLDMAN SACHS (ASIA) L.L.C. 14 101 115 12 110 122 -2 9 7 87.83 90.16
12 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 123 128 4 118 122 -1 -5 -6 96.09 96.72
13 PHILLIP SECURITIES (HONG KONG) LIMITED 4 112 116 4 118 122 0 6 6 96.55 96.72
14 Morgan Stanley Asia Limited 3 101 104 6 105 111 3 4 7 97.12 94.59
15 YF Life Investors Limited 3 117 120 3 107 110 0 -10 -10 97.50 97.27 2004-08-30 2013-03-22
16 MACQUARIE CAPITAL LIMITED 3 95 98 2 101 103 -1 6 5 96.94 98.06
17 Citigroup Global Markets Asia Limited 2 89 91 3 94 97 1 5 6 97.80 96.91
18 HSBC LIFE (INTERNATIONAL) LIMITED 1 106 107 1 94 95 0 -12 -12 99.07 98.95 2012-05-07
19 BOCI SECURITIES LIMITED 7 69 76 10 83 93 3 14 17 90.79 89.25 2004-03-01
20 FWD Life Insurance Company (Bermuda) Limited 1 105 106 1 92 93 0 -13 -13 99.06 98.92 2012-11-21
21 HSBC Global Asset Management (Hong Kong) Limited 10 71 81 10 81 91 0 10 10 87.65 89.01
22 JPMorgan Asset Management (Asia Pacific) Limited 4 81 85 4 87 91 0 6 6 95.29 95.60
23 Julius Baer (Hong Kong) Limited 2 68 70 3 83 86 1 15 16 97.14 96.51 2006-09-14 2012-05-10
24 iBest Consultants Limited 2 72 74 2 82 84 0 10 10 97.30 97.62 2019-08-15
25 FIL Investment Management (Hong Kong) Limited 7 86 93 5 77 82 -2 -9 -11 92.47 93.90
26 Lion Global Financial Limited 4 103 107 4 72 76 0 -31 -31 96.26 94.74
27 Daiwa Capital Markets Hong Kong Limited 3 27 30 7 67 74 4 40 44 90.00 90.54
28 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 80 83 3 69 72 0 -11 -11 96.39 95.83 2012-04-02
29 T G HOLBORN (HK) LIMITED 3 71 74 3 67 70 0 -4 -4 95.95 95.71 2014-04-29
30 KGI ASIA LIMITED 9 55 64 8 58 66 -1 3 2 85.94 87.88 2017-10-02
31 oOo Securities (HK) Group Limited 2 47 49 2 60 62 0 13 13 95.92 96.77 2004-12-03
32 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 52 59 7 53 60 0 1 1 88.14 88.33
33 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 6 9 5 51 56 2 45 47 66.67 91.07 2008-08-20
34 ALTRUIST FINANCIAL GROUP LIMITED 3 58 61 2 52 54 -1 -6 -7 95.08 96.30 2004-01-20
35 ASSET MANAGEMENT GROUP LIMITED 2 49 51 2 51 53 0 2 2 96.08 96.23 2006-01-17
36 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 34 38 5 47 52 1 13 14 89.47 90.38 2018-12-31
37 FWD Financial Planning Limited (HK) 3 63 66 5 46 51 2 -17 -15 95.45 90.20
38 Goldman Sachs Investment Management Hong Kong Limited 2 41 43 4 46 50 2 5 7 95.35 92.00 2013-11-27
39 MIZUHO SECURITIES ASIA LIMITED 4 23 27 7 43 50 3 20 23 85.19 86.00
40 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 44 49 5 45 50 0 1 1 89.80 90.00
41 CCB INTERNATIONAL SECURITIES LIMITED 5 15 20 7 42 49 2 27 29 75.00 85.71 2005-10-10
42 CENTALINE WEALTH MANAGEMENT LIMITED 2 93 95 4 45 49 2 -48 -46 97.89 91.84 2004-04-02
43 CASH Wealth Management Limited 2 46 48 3 45 48 1 -1 0 95.83 93.75
44 Everbright Securities Investment Services (HK) Limited 2 40 42 2 46 48 0 6 6 95.24 95.83
45 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 35 37 2 43 45 0 8 8 94.59 95.56
46 BOCI RESEARCH LIMITED 4 38 42 2 43 45 -2 5 3 90.48 95.56
47 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 35 37 2 41 43 0 6 6 94.59 95.35
48 AllianceBernstein Hong Kong Limited 7 30 37 7 35 42 0 5 5 81.08 83.33
49 IAM LEGACY LIMITED 4 32 36 3 39 42 -1 7 6 88.89 92.86 2007-08-21
50 RHB SECURITIES HONG KONG LIMITED 4 29 33 4 38 42 0 9 9 87.88 90.48 2006-11-17 2022-10-06
51 MIDLAND WEALTH MANAGEMENT LIMITED 5 55 60 5 36 41 0 -19 -19 91.67 87.80 2008-02-18
52 CITIC Securities Brokerage (HK) Limited 5 35 40 6 33 39 1 -2 -1 87.50 84.62
53 FIL Investment Advisors 5 39 44 3 35 38 -2 -4 -6 88.64 92.11
54 GET NICE SECURITIES LIMITED 5 39 44 5 33 38 0 -6 -6 88.64 86.84
55 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 23 27 4 34 38 0 11 11 85.19 89.47 2005-07-05
56 Rothschild & Co Hong Kong Limited 4 39 43 4 34 38 0 -5 -5 90.70 89.47 2005-04-27
57 VALUE PARTNERS LIMITED 5 29 34 3 35 38 -2 6 4 85.29 92.11
58 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 33 38 5 32 37 0 -1 -1 86.84 86.49
59 Halbis Capital Management (Hong Kong) Limited 8 29 37 7 29 36 -1 0 -1 78.38 80.56 2005-06-23 2012-05-11
60 VALUE PARTNERS HONG KONG LIMITED 5 27 32 3 33 36 -2 6 4 84.38 91.67 2007-11-19
61 Standard Chartered Securities (Hong Kong) Limited 6 29 35 10 25 35 4 -4 0 82.86 71.43
62 UBS Asset Management (Hong Kong) Limited 7 29 36 5 30 35 -2 1 -1 80.56 85.71
63 Yuanta Securities (Hong Kong) Company Limited 4 30 34 4 31 35 0 1 1 88.24 88.57
64 BlackRock Asset Management North Asia Limited 3 27 30 3 31 34 0 4 4 90.00 91.18
65 CLSA LIMITED 5 20 25 5 29 34 0 9 9 80.00 85.29
66 HANG SENG SECURITIES LIMITED 4 28 32 5 29 34 1 1 2 87.50 85.29
67 UOB KAY HIAN (HONG KONG) LIMITED 3 28 31 3 31 34 0 3 3 90.32 91.18
68 Amundi Hong Kong Limited 6 30 36 5 28 33 -1 -2 -3 83.33 84.85
69 BLACKSTONE GROUP (HK) LIMITED (THE) 2 14 16 3 30 33 1 16 17 87.50 90.91 2008-10-14
70 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 5 40 45 4 29 33 -1 -11 -12 88.89 87.88 2003-09-24 2011-04-19
71 BANK CONSORTIUM TRUST COMPANY LIMITED 3 41 44 3 29 32 0 -12 -12 93.18 90.63 2011-11-22
72 OnePlatform Asset Management Limited 12 974 986 4 28 32 -8 -946 -954 98.78 87.50
73 Quam Securities Limited 4 14 18 3 29 32 -1 15 14 77.78 90.63
74 CSI Corporate Finance (HK) Limited 8 14 22 7 24 31 -1 10 9 63.64 77.42 2007-08-01 2019-03-29
75 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 3 29 32 5 26 31 2 -3 -1 90.63 83.87 2012-06-04
76 JPMorgan Funds (Asia) Limited 7 20 27 7 24 31 0 4 4 74.07 77.42
77 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 15 18 4 26 30 1 11 12 83.33 86.67 2012-12-13
78 Credit Agricole Securities (Asia) Limited 3 12 15 2 28 30 -1 16 15 80.00 93.33
79 JF INTERNATIONAL MANAGEMENT INC. 2 24 26 2 28 30 0 4 4 92.31 93.33 2020-07-13
80 Yuanta Asia Investment (Hong Kong) Limited 4 12 16 6 24 30 2 12 14 75.00 80.00 2007-01-15 2013-11-01
81 AXA Financial Planning (Hong Kong) Limited 2 29 31 2 27 29 0 -2 -2 93.55 93.10 2012-05-25
82 BlackRock (Hong Kong) Limited (d2017-01-20) 6 26 32 6 23 29 0 -3 -3 81.25 79.31 2015-05-15
83 CAIIS Limited 2 34 36 4 24 28 2 -10 -8 94.44 85.71 2018-09-04
84 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 16 19 3 25 28 0 9 9 84.21 89.29
85 Mirae Asset Securities (HK) Limited 2 18 20 2 26 28 0 8 8 90.00 92.86 2007-10-09 2017-03-01
86 Mirae Asset Securities (HK) Limited 2 18 20 2 26 28 0 8 8 90.00 92.86 2007-10-09 2017-02-28
87 PEGASUS FUND MANAGERS LIMITED 2 29 31 2 26 28 0 -3 -3 93.55 92.86
88 Rich Union Securities (H.K.) Limited 2 39 41 3 25 28 1 -14 -13 95.12 89.29 2025-05-19
89 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 21 26 4 23 27 -1 2 1 80.77 85.19 2007-01-12 2015-05-31
90 Ge Shang Investment (Hong Kong) Limited 2 24 26 2 25 27 0 1 1 92.31 92.59
91 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 3 24 27 0 6 6 85.71 88.89
92 ATHENA WEALTH MANAGEMENT LIMITED 2 17 19 2 24 26 0 7 7 89.47 92.31 2008-04-25
93 BOCOM International Securities Limited 3 15 18 4 21 25 1 6 7 83.33 84.00 2007-09-10
94 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 19 23 3 22 25 -1 3 2 82.61 88.00
95 SAMSUNG SECURITIES (ASIA) LIMITED 3 4 7 2 23 25 -1 19 18 57.14 92.00
96 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 20 25 4 21 25 -1 1 0 80.00 84.00
97 VENHOUSE WEALTH MANAGEMENT LIMITED 3 23 26 3 22 25 0 -1 -1 88.46 88.00 2004-05-19
98 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 18 21 4 20 24 1 2 3 85.71 83.33 2024-03-28
99 DWS Investments Hong Kong Limited 5 36 41 2 21 23 -3 -15 -18 87.80 91.30
100 INSTINET PACIFIC LIMITED 5 26 31 4 19 23 -1 -7 -8 83.87 82.61
101 Legg Mason Asset Management Hong Kong Limited 5 17 22 5 18 23 0 1 1 77.27 78.26 2022-06-30
102 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 2 21 23 0 2 2 90.48 91.30 2013-03-19
103 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 5 20 25 4 19 23 -1 -1 -2 80.00 82.61
104 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 25 28 2 20 22 -1 -5 -6 89.29 90.91 2010-11-03
105 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 19 24 5 17 22 0 -2 -2 79.17 77.27
106 CITIC Securities (Hong Kong) Limited 6 13 19 5 17 22 -1 4 3 68.42 77.27
107 DBS VICKERS (HONG KONG) LIMITED 4 19 23 4 18 22 0 -1 -1 82.61 81.82
108 HPEF Capital Partners Limited 6 16 22 6 16 22 0 0 0 72.73 72.73 2022-06-01
109 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 10 19 8 14 22 -1 4 3 52.63 63.64
110 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 4 18 22 -1 3 2 75.00 81.82
111 SPARX Asia Investment Advisors Limited 8 16 24 6 16 22 -2 0 -2 66.67 72.73 2004-04-20
112 CITIC CLSA Capital Partners HK Limited 3 16 19 3 18 21 0 2 2 84.21 85.71
113 DEUTSCHE SECURITIES ASIA LIMITED 2 14 16 7 14 21 5 0 5 87.50 66.67 2019-12-03
114 GAYANG SECURITIES LIMITED 2 19 21 3 18 21 1 -1 0 90.48 85.71
115 HAITONG INTERNATIONAL RESEARCH LIMITED 2 18 20 3 18 21 1 0 1 90.00 85.71
116 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 7 13 8 13 21 2 6 8 53.85 61.90
117 St. James's Place (Hong Kong) Limited 2 17 19 2 19 21 0 2 2 89.47 90.48
118 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 6 14 20 -1 2 1 63.16 70.00
119 CC Finance Limited 3 17 20 3 17 20 0 0 0 85.00 85.00 2006-04-20 2025-06-19
120 DBS ASIA CAPITAL LIMITED 8 16 24 6 14 20 -2 -2 -4 66.67 70.00
121 First Sentier Investors (Hong Kong) Limited 4 13 17 3 17 20 -1 4 3 76.47 85.00
122 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 8 12 6 14 20 2 6 8 66.67 70.00
123 NATIXIS ASIA LIMITED 3 16 19 2 18 20 -1 2 1 84.21 90.00 2004-10-19
124 PineBridge Investments Asia Limited 4 21 25 5 15 20 1 -6 -5 84.00 75.00
125 Ark Securities (Hong Kong) Limited 3 11 14 4 15 19 1 4 5 78.57 78.95
126 BEA Union Investment Management Limited 6 15 21 5 14 19 -1 -1 -2 71.43 73.68
127 CBH Asia Limited 3 18 21 3 16 19 0 -2 -2 85.71 84.21
128 Channel 8 Wealth Management Limited 0 0 0 3 16 19 3 16 19 - 84.21 2010-01-27
129 EMPEROR SECURITIES LIMITED (HK) 6 20 26 5 14 19 -1 -6 -7 76.92 73.68
130 ETRADE SECURITIES (HONG KONG) LIMITED 4 15 19 4 15 19 0 0 0 78.95 78.95 2019-05-10
131 GLOBAL INVESTMENT ADVISORS LIMITED 2 22 24 2 17 19 0 -5 -5 91.67 89.47
132 Shang International Finance Limited 5 15 20 5 14 19 0 -1 -1 75.00 73.68 2024-01-26
133 BMI FUNDS MANAGEMENT LIMITED 3 19 22 3 15 18 0 -4 -4 86.36 83.33
134 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 12 15 2 16 18 -1 4 3 80.00 88.89 2016-06-30
135 HARVEST GLOBAL INVESTMENTS LIMITED 3 3 6 4 14 18 1 11 12 50.00 77.78 2009-02-16
136 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 2 16 18 0 -2 -2 90.00 88.89
137 Pictet Asset Management (Hong Kong) Limited 3 10 13 4 14 18 1 4 5 76.92 77.78
138 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 6 10 4 14 18 0 8 8 60.00 77.78
139 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 2 16 18 0 1 1 88.24 88.89 2010-12-31
140 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 11 14 3 14 17 0 3 3 78.57 82.35 2008-08-08
141 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 3 14 17 0 5 5 75.00 82.35
142 INVESCO HONG KONG LIMITED 5 12 17 5 12 17 0 0 0 70.59 70.59
143 IPP Financial Advisers Limited 2 11 13 2 15 17 0 4 4 84.62 88.24 2006-12-21
144 MAN INVESTMENTS (HONG KONG) LIMITED 3 15 18 3 14 17 0 -1 -1 83.33 82.35
145 Manulife Investment Management (Hong Kong) Limited 4 19 23 3 14 17 -1 -5 -6 82.61 82.35
146 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 2 15 17 0 -2 -2 89.47 88.24
147 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2017-09-29
148 BARCLAYS CAPITAL ASIA LIMITED 1 1 2 2 14 16 1 13 14 50.00 87.50
149 GENERALI INVESTMENTS ASIA LIMITED 6 15 21 2 14 16 -4 -1 -5 71.43 87.50 2006-02-08 2018-09-26
150 HANG SENG INVESTMENT SERVICES LIMITED 5 12 17 5 11 16 0 -1 -1 70.59 68.75
151 Neuberger Berman Asia Limited 3 9 12 3 13 16 0 4 4 75.00 81.25 2008-03-13
152 Penjing Asset Management (HK) Limited 4 12 16 5 11 16 1 -1 0 75.00 68.75 2005-03-24 2016-02-03
153 PRUDENTIAL BROKERAGE LIMITED 2 8 10 2 14 16 0 6 6 80.00 87.50
154 Wellington Management Hong Kong Limited (b2003-01-02) 3 12 15 3 13 16 0 1 1 80.00 81.25 2003-09-18
155 AIF CAPITAL LIMITED 4 9 13 4 11 15 0 2 2 69.23 73.33
156 APG Investments Asia Limited 5 12 17 5 10 15 0 -2 -2 70.59 66.67 2008-11-18
157 AXA Investment Managers Asia Limited 3 13 16 3 12 15 0 -1 -1 81.25 80.00
158 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
159 CITIC Securities Asset Management (HK) Limited 3 6 9 4 11 15 1 5 6 66.67 73.33 2008-08-01
160 ICBC INTERNATIONAL RESEARCH LIMITED 0 0 0 3 12 15 3 12 15 - 80.00 2009-07-10 2024-10-15
161 MF Securities Hong Kong Limited 5 14 19 3 12 15 -2 -2 -4 73.68 80.00 2008-02-21 2010-10-15
162 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 16 18 2 13 15 0 -3 -3 88.89 86.67 2003-05-23 2022-07-19
163 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
164 Belvest Investment Services Limited 2 14 16 2 12 14 0 -2 -2 87.50 85.71
165 CGS International Securities Hong Kong Limited 3 11 14 2 12 14 -1 1 0 78.57 85.71
166 CHEONG LEE SECURITIES LIMITED 4 8 12 4 10 14 0 2 2 66.67 71.43 2005-11-24
167 Income Partners Asset Management (HK) Limited 3 11 14 3 11 14 0 0 0 78.57 78.57
168 MUSHK Limited 6 14 20 5 9 14 -1 -5 -6 70.00 64.29 2011-06-01
169 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 9 12 4 10 14 1 1 2 75.00 71.43 2013-04-17
170 SINOPAC SECURITIES (ASIA) LIMITED 4 7 11 4 10 14 0 3 3 63.64 71.43 2017-02-12
171 Tiger Securities Asset Management Company Limited 5 4 9 5 9 14 0 5 5 44.44 64.29 2006-12-29
172 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2019-07-05
173 BOCI ASSET MANAGEMENT LIMITED 2 0 2 4 9 13 2 9 11 0.00 69.23 2014-12-24
174 China Tonghai (IA) Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2017-11-29
175 Fidelity Management & Research (Hong Kong) Limited 5 5 10 4 9 13 -1 4 3 50.00 69.23 2008-09-04
176 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
177 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 12 15 3 10 13 0 -2 -2 80.00 76.92
178 Robeco Hong Kong Limited 5 8 13 4 9 13 -1 1 0 61.54 69.23 2007-12-18
179 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 3 10 13 1 1 2 81.82 76.92
180 TAI SHING STOCK INVESTMENT CO. LIMITED 3 14 17 3 10 13 0 -4 -4 82.35 76.92
181 Vision Capital Investment Management Limited 2 6 8 2 11 13 0 5 5 75.00 84.62 2008-01-12
182 Wells Fargo Securities Asia Limited 3 7 10 4 9 13 1 2 3 70.00 69.23 2008-04-25
183 ABCI Securities Company Limited 5 3 8 5 7 12 0 4 4 37.50 58.33 2005-11-15
184 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 7 9 2 10 12 0 3 3 77.78 83.33 2007-05-08
185 AMPLE CAPITAL LIMITED 3 7 10 3 9 12 0 2 2 70.00 75.00 2007-01-02 2022-07-27
186 CTBC Asia Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2004-10-04
187 CVC Asia Pacific Limited 4 10 14 4 8 12 0 -2 -2 71.43 66.67
188 Eastspring Investments (Hong Kong) Limited 3 17 20 3 9 12 0 -8 -8 85.00 75.00
189 FLAG Squadron Asia Limited 6 5 11 6 6 12 0 1 1 45.45 50.00 2007-07-04 2016-06-02
190 HAMON ASSET MANAGEMENT LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
191 Huajin Corporate Finance (International) Limited 4 8 12 4 8 12 0 0 0 66.67 66.67
192 ICBC (ASIA) SECURITIES LIMITED 3 8 11 4 8 12 1 0 1 72.73 66.67
193 iFAST Financial (HK) Limited 2 10 12 4 8 12 2 -2 0 83.33 66.67 2007-03-30
194 INTEGRITY FINANCIAL SERVICES LIMITED 2 7 9 2 10 12 0 3 3 77.78 83.33 2005-05-09
195 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 3 8 5 7 12 0 4 4 37.50 58.33
196 MF Global Hong Kong Limited 3 7 10 3 9 12 0 2 2 70.00 75.00 2007-04-30
197 Nomura Asset Management Hong Kong Limited 3 11 14 3 9 12 0 -2 -2 78.57 75.00
198 ONSHINE SECURITIES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
199 PFP Capital Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
200 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 4 8 12 1 -3 -2 78.57 66.67 2019-09-30
201 WFM Asia (HK) Limited 3 7 10 3 9 12 0 2 2 70.00 75.00
202 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 8 11 3 8 11 - 72.73 2009-09-15
203 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 8 11 2 9 11 -1 1 0 72.73 81.82 2008-04-30
204 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 6 8 2 9 11 0 3 3 75.00 81.82 2005-02-16
205 GAM HONG KONG LIMITED 4 7 11 3 8 11 -1 1 0 63.64 72.73
206 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 2 6 4 7 11 0 5 5 33.33 63.64 2005-11-15
207 ICBC Asset Management (Global) Company Limited 5 5 10 4 7 11 -1 2 1 50.00 63.64
208 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 17 25 3 8 11 -5 -9 -14 68.00 72.73 2017-10-02
209 LAZARD ASIA (HONG KONG) LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82
210 MCP Holdings Limited (HK) 2 7 9 2 9 11 0 2 2 77.78 81.82 2011-06-29
211 MIB SECURITIES (HONG KONG) LIMITED 3 11 14 4 7 11 1 -4 -3 78.57 63.64
212 OCP Asia (Hong Kong) Limited 2 7 9 3 8 11 1 1 2 77.78 72.73 2004-09-03 2022-06-13
213 ORIENTAL PATRON SECURITIES LIMITED 3 4 7 4 7 11 1 3 4 57.14 63.64
214 ORION INVESTMENT MANAGEMENT LIMITED 0 0 0 2 9 11 2 9 11 - 81.82 2009-11-06 2016-12-14
215 PFC INTERNATIONAL COMPANY LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73 2008-07-29
216 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 5 8 4 7 11 1 2 3 62.50 63.64 2007-04-26
217 WILSON SECURITIES LIMITED 0 0 0 2 9 11 2 9 11 - 81.82 2010-02-25
218 XinKong International Securities Limited 2 3 5 3 8 11 1 5 6 60.00 72.73
219 Allianz Global Investors Hong Kong Limited 3 29 32 3 7 10 0 -22 -22 90.63 70.00 2015-05-31
220 Amova Asset Management Hong Kong Limited 3 12 15 3 7 10 0 -5 -5 80.00 70.00
221 China Asset Management (Hong Kong) Limited 2 1 3 4 6 10 2 5 7 33.33 60.00 2009-04-03
222 Citigroup Venture Capital International Asia Limited 2 10 12 3 7 10 1 -3 -2 83.33 70.00 2005-05-24 2014-04-15
223 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 3 7 10 0 -5 -5 80.00 70.00 2004-07-28 2013-02-27
224 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 4 7 3 7 10 0 3 3 57.14 70.00 2023-02-02
225 FB SECURITIES (HONG KONG) LIMITED 4 5 9 3 7 10 -1 2 1 55.56 70.00
226 FIRST SHANGHAI SECURITIES LIMITED 3 10 13 2 8 10 -1 -2 -3 76.92 80.00
227 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 4 9 5 5 10 0 1 1 44.44 50.00 2020-12-09
228 GT Asset & Portfolio Management Limited 2 7 9 2 8 10 0 1 1 77.78 80.00 2004-11-04
229 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 2 5 4 6 10 1 4 5 40.00 60.00 2007-12-18 2011-02-23
230 HPEF Venture Partners Limited 4 5 9 4 6 10 0 1 1 55.56 60.00 2018-06-08
231 Keefe, Bruyette & Woods Asia Limited 0 0 0 5 5 10 5 5 10 - 50.00 2010-03-03 2013-04-24
232 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 10 13 2 8 10 -1 -2 -3 76.92 80.00 2011-10-20
233 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00 2008-05-29
234 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 23 25 2 8 10 0 -15 -15 92.00 80.00
235 Redford Asset Management Limited 0 0 0 2 8 10 2 8 10 - 80.00 2010-03-09
236 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 3 8 6 4 10 1 1 2 37.50 40.00
237 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
238 StormHarbour Securities (Hong Kong) Limited 0 0 0 2 8 10 2 8 10 - 80.00 2010-03-18
239 VC BROKERAGE LIMITED 4 4 8 4 6 10 0 2 2 50.00 60.00
240 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00
241 AD Capital Management (Hong Kong) Limited 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2004-09-08
242 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 6 9 2 7 9 -1 1 0 66.67 77.78
243 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 4 5 9 1 3 4 40.00 55.56 2008-03-12 2018-05-11
244 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67 2007-11-27
245 China Integrity Investment Limited 3 1 4 4 5 9 1 4 5 25.00 55.56 2014-03-19
246 CHINA INTERNATIONAL CAPITAL LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78
247 CSC SECURITIES (HK) LIMITED 1 6 7 2 7 9 1 1 2 85.71 77.78 2007-06-01
248 CSOP Asset Management Limited 3 0 3 2 7 9 -1 7 6 0.00 77.78 2009-04-02
249 Deltroit (Hong Kong) Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2005-04-11 2024-12-12
250 ENHANCED INVESTMENT PRODUCTS LIMITED 2 3 5 3 6 9 1 3 4 60.00 66.67
251 EQT Partners Asia Limited 3 6 9 4 5 9 1 -1 0 66.67 55.56 2023-09-06
252 HAMON ASIAN ADVISORS LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
253 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2004-02-10 2015-07-22
254 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
255 Janus Henderson Investors Hong Kong Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78
256 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2003-06-06
257 MANULIFE (INTERNATIONAL) LIMITED 4 17 21 3 6 9 -1 -11 -12 80.95 66.67 2011-06-17
258 MIRABAUD (ASIA) LIMITED 2 4 6 3 6 9 1 2 3 66.67 66.67 2003-05-13 2018-10-16
259 Pyramis Global Advisors (Hong Kong) Limited 3 4 7 4 5 9 1 1 2 57.14 55.56 2008-07-29 2014-11-21
260 SAIL ADVISORS LIMITED 3 6 9 5 4 9 2 -2 0 66.67 44.44 2004-05-17
261 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 16 19 3 6 9 0 -10 -10 84.21 66.67 2011-02-18
262 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2012-01-12
263 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 5 7 4 5 9 2 0 2 71.43 55.56 2006-03-24
264 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2004-07-07
265 ALPS CAPITAL MANAGEMENT LIMITED 2 6 8 3 5 8 1 -1 0 75.00 62.50
266 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00
267 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2025-03-25
268 BALLINGAL INVESTMENT ADVISORS LIMITED 2 2 4 2 6 8 0 4 4 50.00 75.00 2004-08-13
269 CAPE ASSET MANAGEMENT LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2024-03-13
270 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
271 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
272 Chuo Mitsui Investments Hong Kong Limited 2 2 4 3 5 8 1 3 4 50.00 62.50 2009-04-30 2011-12-29
273 COHEN & STEERS ASIA LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2005-07-29
274 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2009-02-27
275 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00
276 GETTA SECURITIES LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2007-06-26
277 GF Asset Management (Hong Kong) Limited 3 4 7 2 6 8 -1 2 1 57.14 75.00 2007-11-08
278 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
279 Kirin Asset Management Limited 3 2 5 2 6 8 -1 4 3 40.00 75.00 2007-06-12 2016-09-14
280 La Roche & Co Asia Limited 2 2 4 3 5 8 1 3 4 50.00 62.50 2008-03-05 2011-12-08
281 Legg Mason International Equities (Hong Kong) Limited 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2015-08-28
282 LIS Investment Services Limited 2 12 14 3 5 8 1 -7 -6 85.71 62.50 2008-01-09
283 Mason Securities Limited 2 10 12 2 6 8 0 -4 -4 83.33 75.00
284 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 6 10 3 5 8 -1 -1 -2 60.00 62.50 2025-04-23
285 MFG Limited (HK) 4 4 8 3 5 8 -1 1 0 50.00 62.50 2008-07-15
286 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 3 5 8 0 1 1 57.14 62.50
287 OLD PEAK LIMITED (HK) 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2005-08-26 2023-06-20
288 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2007-07-05
289 PERRY CAPITAL (ASIA) LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2006-09-12 2012-01-27
290 PIMCO Asia Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-05-17
291 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2024-03-27
292 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2017-06-28
293 PUREHEART CAPITAL ASIA LIMITED 3 2 5 3 5 8 0 3 3 40.00 62.50 2007-03-08
294 Samsung Asset Management (Hong Kong) Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-04-23
295 SOUTH CHINA RESEARCH LIMITED 3 8 11 4 4 8 1 -4 -3 72.73 50.00
296 STANDARD & POOR'S, LLC 2 2 4 2 6 8 0 4 4 50.00 75.00 2010-12-21
297 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2007-05-08 2019-09-30
298 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 5 3 8 5 3 8 - 37.50 2009-07-10
299 Tyche Group Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2014-12-05
300 VISION FINANCE ASSET MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-12-17
301 Xeram and Company (Asia) Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2015-11-27
302 ZEAL ASSET MANAGEMENT LIMITED 0 0 0 4 4 8 4 4 8 - 50.00 2009-10-09 2025-08-20
303 abrdn Hong Kong Limited 2 4 6 3 4 7 1 0 1 66.67 57.14
304 ALBOURNE PARTNERS (ASIA) LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2004-09-07
305 Aletheia Analyst Network Limited 3 2 5 3 4 7 0 2 2 40.00 57.14 2008-06-03
306 Ares Management Asia (Hong Kong) Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2009-05-25 2014-08-18
307 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 5 8 4 3 7 1 -2 -1 62.50 42.86 2013-04-02
308 CHIEF SECURITIES LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2006-04-20
309 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
310 Citi Insurance Brokers (Hong Kong) Limited 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2006-10-04 2011-04-06
311 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2007-02-16
312 COMGEST FAR EAST LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
313 EnTrustPermal (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-08-27 2021-03-26
314 First Fidelity Capital (International) Limited 3 8 11 3 4 7 0 -4 -4 72.73 57.14 2006-04-19
315 Fortune Origin Securities Limited 0 0 0 3 4 7 3 4 7 - 57.14 2009-07-09
316 Fosun International Securities Limited 5 0 5 5 2 7 0 2 2 0.00 28.57
317 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2004-11-29
318 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 1 5 4 3 7 0 2 2 20.00 42.86 2008-07-03
319 HSBC Family Office Services Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2006-01-03 2012-07-13
320 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2011-09-22
321 IBTS ASIA (HK) LIMITED 2 1 3 3 4 7 1 3 4 33.33 57.14 2005-11-17 2024-09-20
322 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14 2014-10-13
323 KB Securities Hong Kong Limited 2 4 6 2 5 7 0 1 1 66.67 71.43
324 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 6 1 7 0 0 0 14.29 14.29 2017-10-02
325 KOREA INVESTMENT & SECURITIES ASIA LIMITED 5 3 8 4 3 7 -1 0 -1 37.50 42.86
326 Mackenzie Investments Asia Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
327 Mitsubishi UFJ Investment Services (HK) Limited 3 4 7 2 5 7 -1 1 0 57.14 71.43 2007-12-21 2021-04-21
328 Oaktree Capital (Hong Kong) Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2006-07-12
329 Oreana Financial Services Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43
330 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 1 4 3 4 7 0 3 3 25.00 57.14 2023-10-25
331 RAB CAPITAL (ASIA) LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-09-28 2011-10-10
332 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2007-05-25 2016-05-24
333 SEI INVESTMENTS (ASIA) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-03-02 2023-02-20
334 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
335 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2010-02-23
336 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2013-05-29
337 TOKAI TOKYO SECURITIES (ASIA) LIMITED 4 1 5 3 4 7 -1 3 2 20.00 57.14
338 TOYO SECURITIES ASIA LIMITED 5 3 8 5 2 7 0 -1 -1 37.50 28.57
339 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-01-11
340 WINNINGTON CAPITAL LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
341 AlTi Wealth Management (Hong Kong) Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2004-05-11
342 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
343 BNY Mellon Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-06-06
344 Bright Fund Management Limited 2 8 10 2 4 6 0 -4 -4 80.00 66.67 2023-12-19
345 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-10-05
346 BTG Pactual Asia Limited 0 0 0 2 4 6 2 4 6 - 66.67 2009-08-13 2016-12-13
347 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 3 3 6 2 3 5 0.00 50.00 2020-06-18
348 CC SIF Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-07-25
349 CHAMPUS ASSET MANAGEMENT LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2019-07-29
350 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
351 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
352 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 4 6 3 3 6 1 -1 0 66.67 50.00 2008-12-24
353 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-08 2011-04-14
354 Cynosure Asset Management Hong Kong Limited 2 0 2 5 1 6 3 1 4 0.00 16.67 2023-09-27
355 Guosen Securities (HK) Brokerage Company, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-02-26
356 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-11-16
357 ICG Asia Pacific Limited 5 2 7 4 2 6 -1 0 -1 28.57 33.33
358 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 4 6 0 0 0 66.67 66.67
359 KCG SECURITIES ASIA LIMITED 5 0 5 5 1 6 0 1 1 0.00 16.67
360 KGI CAPITAL ASIA LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00
361 LaSalle Investment Management Hong Kong Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-06-14 2020-02-20
362 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33
363 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
364 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-09-21
365 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
366 Oasis Management (Hong Kong) 3 12 15 3 3 6 0 -9 -9 80.00 50.00 2004-09-14
367 OKASAN INTERNATIONAL (ASIA) LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2007-05-17
368 Open Securities Limited 3 6 9 2 4 6 -1 -2 -3 66.67 66.67
369 orientiert International Markets Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-01-11
370 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 3 3 6 1 1 2 50.00 50.00 2004-10-28
371 Providence Equity Asia Limited 3 6 9 2 4 6 -1 -2 -3 66.67 66.67 2007-08-23 2019-01-10
372 Quam Asset Management Limited (b1983-06-28) 3 5 8 3 3 6 0 -2 -2 62.50 50.00
373 Religare Capital Markets (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2009-09-22 2018-04-09
374 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2013-11-25
375 Sensible Asset Management Limited 5 1 6 5 1 6 0 0 0 16.67 16.67 2005-06-18 2025-06-19
376 SIIC Capital (Hong Kong) Investment Management Company Limited 5 0 5 5 1 6 0 1 1 0.00 16.67
377 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2015-03-27
378 Standard Advisory Asia Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-03-09 2013-04-12
379 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
380 Tokio Marine Investment Services, Limited 4 2 6 4 2 6 0 0 0 33.33 33.33 2014-03-28
381 Towers Watson Investment Services Hong Kong Limited 2 3 5 3 3 6 1 0 1 60.00 50.00 2007-05-14
382 UOB ASIA (HONG KONG) LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2011-07-27
383 Vontobel (Hong Kong) Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2008-11-27
384 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
385 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
386 Yorkville Advisors HK Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2009-03-18 2012-03-02
387 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2003-11-29
388 ALTUS CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
389 Arta Asset Management Limited 2 17 19 1 4 5 -1 -13 -14 89.47 80.00 2008-07-10
390 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2021-10-08
391 Asset Management One Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-03-10 2015-04-15
392 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
393 BEAR BRIGHT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
394 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
395 Bradbury Securities Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
396 Broadway Wealth Management Limited 3 7 10 2 3 5 -1 -4 -5 70.00 60.00 2013-01-03
397 CBRE Clarion Securities HKG Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-01-04 2019-08-28
398 CES Capital International (Hong Kong) Co., Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2009-05-29 2023-02-23
399 ChapmanCraig Limited 2 1 3 2 3 5 0 2 2 33.33 60.00
400 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
401 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-10-22
402 China Universal Asset Management (Hong Kong) Company Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-19
403 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00
404 CMB International Asset Management Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-05-26
405 CWB Hong Kong Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
406 DELTA ASIA SECURITIES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
407 Emperor Wealth Management Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2009-06-09
408 EVENSTAR ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-19
409 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
410 Everbright Capital Management Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2007-09-24 2021-09-17
411 FCL ADVISORY LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2005-03-01
412 Fubon Fund Management (Hong Kong) Limited 3 5 8 3 2 5 0 -3 -3 62.50 40.00
413 Goldyard Capital Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2019-11-21
414 Grace Financial Limited (HK) 2 0 2 2 3 5 0 3 3 0.00 60.00 2008-02-13 2021-04-23
415 Grand Loyal Asset Management Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2008-11-07
416 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00 2007-10-23
417 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
418 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2018-08-15
419 HKFAEx Group Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-02-15
420 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
421 Houlihan Lokey (China) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2008-10-09
422 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
423 IVORY CAPITAL PRIVATE LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2007-03-21
424 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-10-26 2020-12-11
425 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2022-10-13
426 JW CAPITAL SECURITIES LIMITED 1 3 4 1 4 5 0 1 1 75.00 80.00
427 Korea Investment Management Asia Limited 0 0 0 2 3 5 2 3 5 - 60.00 2009-08-21 2014-12-09
428 MANGO FINANCIAL LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00
429 MCP Asset Management Company Limited 4 6 10 2 3 5 -2 -3 -5 60.00 60.00 2005-08-23
430 MEAG Hong Kong Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
431 Permira Advisers Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-08-19
432 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-05-02 2015-06-25
433 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 3 2 5 2 2 4 0.00 40.00 2024-03-25
434 RICHLAND WORLDWIDE LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2004-04-15
435 Samena Capital Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2009-09-01 2021-09-27
436 SDHG International Asset Management Limited 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2008-12-02
437 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 2 3 5 -3 2 -1 16.67 60.00 2008-11-07
438 SJS Markets Limited 2 2 4 1 4 5 -1 2 1 50.00 80.00 2005-11-23 2015-01-13
439 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 4 1 5 -1 0 -1 16.67 20.00 2005-06-20
440 Templewater Hong Kong Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
441 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-11 2013-10-23
442 TUFTON OCEANIC FAR EAST LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2009-11-19 2012-10-08
443 Tyric Capital Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
444 UPBEST SECURITIES COMPANY LIMITED 6 1 7 4 1 5 -2 0 -2 14.29 20.00
445 VBG Capital Limited 3 0 3 3 2 5 0 2 2 0.00 40.00 2008-11-11 2013-09-19
446 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
447 Waterland Securities (HK) Company Limited 3 0 3 2 3 5 -1 3 2 0.00 60.00 2009-02-20 2013-01-15
448 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2015-02-09
449 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-16
450 WMG Asia Limited 2 5 7 3 2 5 1 -3 -2 71.43 40.00 2007-02-28 2014-01-06
451 Yuanta Financial (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-03 2014-03-28
452 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
453 A ONE INVESTMENT COMPANY LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2013-12-05
454 Absolute Investment Management (HK) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
455 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
456 American Century Investment Management (Asia Pacific) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-03-26
457 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
458 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
459 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
460 ARF Investment Management (HK) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-10-13 2011-05-20
461 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
462 Axis Capital Management Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
463 Beevest Securities Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
464 Beijing Securities Limited 3 3 6 3 1 4 0 -2 -2 50.00 25.00
465 Bentley Capital Limited (HK) 3 0 3 4 0 4 1 0 1 0.00 0.00
466 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
467 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2009-09-28
468 BROOKE CAPITAL LIMITED 2 3 5 3 1 4 1 -2 -1 60.00 25.00 2012-06-13
469 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
470 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-03-13
471 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-12-20
472 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
473 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
474 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
475 China Enterprise Securities Company Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
476 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
477 China Jianxin Financial Services Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-05-10 2022-03-15
478 Credit Suisse Securities (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2024-09-27
479 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
480 CUBE CAPITAL HK LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-17 2015-02-13
481 D. YAU AND COMPANY LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-08-13
482 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2009-10-14
483 DAEWOO SECURITIES (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2017-02-28
484 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-01-02
485 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
486 ENZARD LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-05-21 2013-02-18
487 EVOLUTION ASIA INVESTMENTS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-08-24 2020-01-24
488 EXS Capital Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-06-12
489 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
490 First Prosperous Asset Management Company Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-09-06 2023-06-23
491 Frontier Asia Capital Hong Kong Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-08-11 2019-07-24
492 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-09-12
493 Fubon Capital (HK) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2012-01-13
494 Funderstone Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
495 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
496 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2013-03-19
497 HFS ASSET MANAGEMENT LIMITED 3 5 8 2 2 4 -1 -3 -4 62.50 50.00
498 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
499 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00 2020-06-02
500 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-11
501 ICAP Equities Asia Limited 2 9 11 3 1 4 1 -8 -7 81.82 25.00 2008-12-22 2011-06-02
502 Imperium International Asset Management Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-12-02
503 Jefferies Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-01-04
504 JK Capital Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
505 JPMorgan Asset Management Real Assets (Asia) Limited 3 1 4 4 0 4 1 -1 0 25.00 0.00 2009-06-26
506 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-05-13 2021-12-04
507 Kerogen Capital (Asia) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-01
508 KKR CAPITAL MARKETS ASIA LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2009-10-22
509 Knight Capital Asia Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-07-22 2011-08-22
510 LOMBARD ODIER (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
511 LONGREACH GROUP LIMITED (THE) 1 3 4 2 2 4 1 -1 0 75.00 50.00 2006-08-01
512 LUNAR CAPITAL MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2010-02-17
513 MARCO POLO PURE ASSET MANAGEMENT LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00 2008-04-01
514 MASON LAROCHE (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2012-03-19
515 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-09-22
516 MEIJI YASUDA ASIA LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2019-10-17
517 Metaverse Securities Limited (HK) 4 1 5 4 0 4 0 -1 -1 20.00 0.00
518 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2012-09-18
519 Optima Capital Limited 3 10 13 3 1 4 0 -9 -9 76.92 25.00 2007-10-25
520 PACIFIC HAWK (HK) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
521 PANTHEON VENTURES (HK) LLP 0 0 0 4 0 4 4 0 4 - 0.00 2010-06-30 2024-05-14
522 Paul Capital Advisors Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-06-17 2014-09-03
523 PGIM (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
524 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 3 5 2 2 4 0 -1 -1 60.00 50.00
525 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2022-12-21
526 QMIS Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2009-08-13
527 RHB ASSET MANAGEMENT LIMITED 4 0 4 3 1 4 -1 1 0 0.00 25.00 2008-05-08 2020-11-17
528 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2016-11-01
529 Sheng Yuan Sino Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-09-09 2023-05-11
530 Shinhan Investment Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-10-15
531 STANHILL (HONG KONG) LIMITED 3 4 7 2 2 4 -1 -2 -3 57.14 50.00 2013-05-23
532 STI Asset Management Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-10-22 2023-09-19
533 Success Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
534 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-04-27
535 TARZAN STOCK & SHARES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
536 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
537 UIC FINANCIAL ADVISORS LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-04-13 2019-06-17
538 Voras Capital Management (HK) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2008-07-31 2012-09-04
539 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
540 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00
541 YUE XIU SECURITIES COMPANY LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00
542 Yunfeng Financial Markets Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
543 ZBI Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-22 2014-06-09
544 313 Capital Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-04-19
545 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-03-22 2022-02-22
546 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
547 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
548 Amherst Pierpont International Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-17 2023-06-09
549 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
550 AP Asset Management (HK) Limited 2 10 12 2 1 3 0 -9 -9 83.33 33.33 2004-07-07 2013-12-04
551 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-01-20 2020-08-05
552 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
553 Asia Pacific Securities Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00
554 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
555 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
556 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
557 BOWEN ASIA LIMITED 4 1 5 3 0 3 -1 -1 -2 20.00 0.00 2014-10-20
558 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-19 2012-12-03
559 Capstone Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-03-12 2025-03-27
560 CARDINALASIA CONSULTING LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-06-27 2024-02-22
561 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
562 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-10-31 2013-12-17
563 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
564 Chepstow Capital Advisors Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-20 2018-04-27
565 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-12-27
566 China Alpha Fund Management (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-05-31
567 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
568 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
569 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
570 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 60 62 1 2 3 -1 -58 -59 96.77 66.67 2010-12-17
571 CMS CAPITAL (HK) CO., LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-05-06
572 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
573 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
574 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
575 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
576 FT Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-12-06
577 GCAM Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-17 2022-03-09
578 GEOMATRIX (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-01-31
579 GIGA (HONG KONG) LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33
580 GNAB Limited 1 4 5 1 2 3 0 -2 -2 80.00 66.67 2025-03-14
581 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-12-02
582 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2016-10-10
583 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
584 Guo Tong Capital Management Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-05-24 2019-05-22
585 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-07-28
586 Henyep Capital Management Limited 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2005-12-20 2011-03-14
587 HSZ (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
588 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
589 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-12-14 2024-10-15
590 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
591 IREALITY INVESTMENTS LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
592 iTTa Capital Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2003-05-29 2013-06-11
593 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
594 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
595 JVSakk Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-28
596 KCG FUND MANAGEMENT LIMITED 4 1 5 2 1 3 -2 0 -2 20.00 33.33 2007-05-04
597 Landmark Asset Management Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-01-10 2018-01-22
598 MD Healthcare International Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-11-05 2011-07-28
599 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
600 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2023-05-15
601 Myo Capital Advisers Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2007-11-16 2021-02-04
602 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
603 Neutral Financial Holding Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
604 OnePlatform Wealth Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-07-25 2014-05-28
605 Oracle Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-22 2018-06-20
606 OSCAR BENSON LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-08-23
607 PAOCHU INVESTMENT ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-09
608 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
609 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-12
610 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
611 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
612 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
613 Safari Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-04-30 2015-07-02
614 SBI China Capital Financial Services Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-09-19
615 SBI China Capital Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-10-08
616 SCM Strategic Capital Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-11 2015-01-21
617 SDIC Securities International Financial Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-17
618 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
619 Shacom Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
620 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
621 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
622 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
623 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
624 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2019-08-15
625 SPDB International Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-12-30
626 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-04-28
627 STARLING GROUP SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-11-06 2013-05-20
628 Superfund Financial (Hong Kong) Limited 2 10 12 2 1 3 0 -9 -9 83.33 33.33
629 SYZ Asset Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-07-27 2016-12-22
630 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-27 2012-08-01
631 TFI Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2009-06-18
632 TSE'S SECURITIES LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33
633 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
634 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
635 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-08-07
636 Value Partners Private Equity Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
637 Vegasoul Capital Management (Asia) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-01-29 2011-03-24
638 VisionGain Capital Limited 3 2 5 3 0 3 0 -2 -2 40.00 0.00 2007-11-14
639 VMS Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-09-01
640 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
641 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
642 Wolver Hill Asset Management Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2009-03-10
643 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
644 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
645 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
646 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
647 Alpha Nova Capital Management Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
648 Alphatraxx (H.K.) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-23 2012-02-14
649 AMS CAPITAL LIMITED (d2012-07-13) 3 2 5 1 1 2 -2 -1 -3 40.00 50.00 2011-06-10
650 Andante Capital Partners Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-11 2012-12-03
651 Anuenue Advisors Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
652 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
653 APAX PARTNERS HONG KONG LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-21 2012-03-12
654 APICES ADVISORY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11 2014-10-16
655 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
656 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-09-21
657 Asia Frontier Investments Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2009-04-28
658 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
659 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
660 Austen Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-30
661 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
662 Barings Investment Advisers (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-05-08 2018-01-23
663 BMF Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-22
664 CAIDAO CAPITAL LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2008-07-15 2022-08-22
665 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
666 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
667 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
668 CHEETAH ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-08-01
669 China Earthcare Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-24 2011-04-20
670 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
671 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
672 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
673 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
674 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
675 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
676 CUPOLA CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-05-06
677 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
678 Daishin Securities Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-24 2018-08-09
679 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
680 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
681 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-29 2012-08-09
682 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
683 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
684 EFG Asset Management (HK) Limited 3 1 4 1 1 2 -2 0 -2 25.00 50.00 2008-06-06
685 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
686 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
687 ELITE FINANCIAL SERVICES LIMITED (HK) 3 0 3 2 0 2 -1 0 -1 0.00 0.00
688 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2008-03-06 2011-01-10
689 Emperor Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-11-03
690 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
691 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
692 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
693 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
694 FIRST ASIA FINANCE GROUP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-29
695 Fortune Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2009-12-16
696 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-09-07
697 FULBRIGHT SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
698 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
699 Future Growth Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-11
700 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2005-12-16
701 GF Securities (Hong Kong) Brokerage Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-10-30
702 Global CTA Services Investment (HK) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2008-11-26 2012-09-03
703 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-02-28 2011-03-08
704 GO-TO-ASIA INVESTMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-02-12
705 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
706 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
707 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
708 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
709 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
710 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
711 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
712 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-29
713 Hana Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-25 2015-06-17
714 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-11-21
715 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
716 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
717 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
718 INDEPENDENT INVESTMENT PARTNERS LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-12-15 2011-02-14
719 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
720 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
721 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
722 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
723 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
724 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
725 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
726 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
727 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
728 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
729 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-07-02
730 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
731 Lighthorse Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-18 2025-07-28
732 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
733 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
734 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
735 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
736 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
737 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
738 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-05-11 2014-08-05
739 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-07-19
740 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
741 Open Asset Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
742 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
743 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
744 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-02-22
745 PARADIGM WEALTH MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-08-17 2010-08-17
746 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
747 PHOENIX CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-02 2013-01-14
748 Ping An Securities (Hong Kong) Holdings Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-07-30 2021-05-27
749 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2010-07-07
750 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
751 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
752 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-05-24
753 PROBITAS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-05
754 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
755 QH CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-07-22 2021-08-24
756 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
757 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
758 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
759 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
760 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-10-30 2015-04-22
761 SDICS International Securities (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
762 Silk Road International Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
763 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
764 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
765 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
766 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
767 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
768 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
769 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
770 Swiss-Asia Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-02 2024-12-31
771 Synergy Fund Management Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-26
772 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
773 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-29
774 TIAN YUAN FINANCE LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-06-30
775 TRANSPAC CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
776 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
777 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
778 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
779 VANHEEL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
780 Vestmore Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-12
781 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
782 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
783 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
784 ZHONGRONG PT SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
785 AIR GEO SERVICES LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-08-21 2012-12-14
786 Arete Research Asia Limited 0 0 0 1 0 1 1 0 1 - 0.00 2010-01-11
787 BOND TRUST LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2009-06-01
788 CHI CAPITAL SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-07 2016-05-05
789 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
790 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2011-06-03
791 HEAD & SHOULDERS SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-03-27
792 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
793 UPBEST ASSETS MANAGEMENT LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00
794 VISION FINANCE (SECURITIES) LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-05-08
795 ZHONGRONG PT FINANCE LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-03
796 ACP Asset Management Limited (d2010-11-05) 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-03-26 2010-03-26
797 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-22 2010-04-30
798 ANGUS MOORE LIMITED 2 11 13 0 0 0 -2 -11 -13 84.62 - 2011-07-05
799 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2010-09-20
800 BEAR STEARNS ASIA LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2010-04-28
801 Children's Investment Fund Management (Asia) Limited (The) 3 1 4 0 0 0 -3 -1 -4 25.00 - 2007-01-15 2010-03-10
802 China Access Advisors Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-10-21 2009-12-09
803 CLAY FINLAY (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-29 2010-01-18
804 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-01-06 2010-04-21
805 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 10 12 0 0 0 -2 -10 -12 83.33 - 2005-06-24 2009-10-19
806 Ellerston Capital (Hong Kong) Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2008-01-04 2010-08-05
807 FAYE CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-16 2010-05-12
808 FOX-PITT, KELTON (ASIA) LIMITED 6 6 12 0 0 0 -6 -6 -12 50.00 - 2010-05-18
809 GCIS LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-11-22 2010-09-06
810 GIP Partners Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2009-01-16 2010-06-02
811 Horizon21 (Hong Kong) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-02-01 2010-01-28
812 ICEA SECURITIES ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2009-09-29
813 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-07 2010-05-10
814 Instinet Alpha Trading Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-11-19
815 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-05-18
816 IVY ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-02-06 2010-08-26
817 JAFCO Investment (Hong Kong) Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2009-10-15
818 Knight Libertas (Asia) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-01-23 2010-05-14
819 LEHMAN BROTHERS ASIA LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2024-11-13
820 OVERLOOK INVESTMENTS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-01-05
821 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 0 0 0 -3 -6 -9 66.67 - 2011-01-24
822 PITT CAPITAL PARTNERS ASIA LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-07-28 2011-09-26
823 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-10-03 2010-05-13
824 TIS SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-28
825 Vicis Capital (Hong Kong) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-11-26 2010-06-15
826 Wachovia Advisors International Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2007-12-17 2010-06-30
827 ZURICH ADVISORY (HK) LIMITED 1 338 339 0 0 0 -1 -338 -339 99.71 - 2010-07-06
Average 2.86 13.68 16.54 2.85 10.96 13.81 82.74 79.39

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