SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2009-07-31 2010-07-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 325 327 2 297 299 0 -28 -28 99.39 99.33 2012-11-27
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 9 284 293 8 271 279 -1 -13 -14 96.93 97.13
3 Credit Suisse (Hong Kong) Limited 19 186 205 21 247 268 2 61 63 90.73 92.16 2025-01-13
4 Merrill Lynch (Asia Pacific) Limited 5 132 137 7 248 255 2 116 118 96.35 97.25
5 WM (HK) Limited 0 489 489 0 233 233 0 -256 -256 100.00 100.00 2014-10-24
6 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 191 198 7 217 224 0 26 26 96.46 96.88
7 Merrill Lynch Far East Limited 4 132 136 5 179 184 1 47 48 97.06 97.28 2025-01-16
8 UBS SECURITIES ASIA LIMITED 3 144 147 3 181 184 0 37 37 97.96 98.37
9 FTL Wealth Management (HK) Limited 2 193 195 2 132 134 0 -61 -61 98.97 98.51 2005-06-28 2011-05-20
10 CLSA RESEARCH LIMITED 2 115 117 3 121 124 1 6 7 98.29 97.58 2014-06-18
11 GOLDMAN SACHS (ASIA) L.L.C. 14 99 113 12 112 124 -2 13 11 87.61 90.32
12 PHILLIP SECURITIES (HONG KONG) LIMITED 4 118 122 4 119 123 0 1 1 96.72 96.75
13 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 119 124 4 116 120 -1 -3 -4 95.97 96.67
14 Morgan Stanley Asia Limited 4 97 101 5 107 112 1 10 11 96.04 95.54
15 YF Life Investors Limited 3 117 120 3 106 109 0 -11 -11 97.50 97.25 2004-08-30 2013-03-22
16 MACQUARIE CAPITAL LIMITED 3 89 92 3 101 104 0 12 12 96.74 97.12
17 HSBC Global Asset Management (Hong Kong) Limited 10 71 81 12 90 102 2 19 21 87.65 88.24
18 Citigroup Global Markets Asia Limited 2 90 92 3 97 100 1 7 8 97.83 97.00
19 HSBC LIFE (INTERNATIONAL) LIMITED 1 104 105 1 94 95 0 -10 -10 99.05 98.95 2012-05-07
20 JPMorgan Asset Management (Asia Pacific) Limited 4 81 85 4 91 95 0 10 10 95.29 95.79
21 BOCI SECURITIES LIMITED 7 70 77 10 79 89 3 9 12 90.91 88.76 2004-03-01
22 FWD Life Insurance Company (Bermuda) Limited 1 104 105 1 88 89 0 -16 -16 99.05 98.88 2012-11-21
23 Julius Baer (Hong Kong) Limited 3 68 71 3 83 86 0 15 15 95.77 96.51 2006-09-14 2012-05-10
24 FIL Investment Management (Hong Kong) Limited 7 85 92 5 79 84 -2 -6 -8 92.39 94.05
25 iBest Consultants Limited 2 73 75 2 82 84 0 9 9 97.33 97.62 2019-08-15
26 Daiwa Capital Markets Hong Kong Limited 3 27 30 7 68 75 4 41 45 90.00 90.67
27 Lion Global Financial Limited 4 103 107 6 68 74 2 -35 -33 96.26 91.89
28 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 79 82 3 68 71 0 -11 -11 96.34 95.77 2012-04-02
29 T G HOLBORN (HK) LIMITED 3 73 76 3 65 68 0 -8 -8 96.05 95.59 2014-04-29
30 oOo Securities (HK) Group Limited 2 48 50 2 59 61 0 11 11 96.00 96.72 2004-12-03
31 KGI ASIA LIMITED 9 56 65 8 51 59 -1 -5 -6 86.15 86.44 2017-10-02
32 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 54 61 7 52 59 0 -2 -2 88.52 88.14
33 CCB INTERNATIONAL SECURITIES LIMITED 6 18 24 7 50 57 1 32 33 75.00 87.72 2005-10-10
34 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 6 9 4 53 57 1 47 48 66.67 92.98 2008-08-20
35 ALTRUIST FINANCIAL GROUP LIMITED 3 58 61 2 52 54 -1 -6 -7 95.08 96.30 2004-01-20
36 MIZUHO SECURITIES ASIA LIMITED 7 22 29 8 45 53 1 23 24 75.86 84.91
37 ASSET MANAGEMENT GROUP LIMITED 2 51 53 2 50 52 0 -1 -1 96.23 96.15 2006-01-17
38 FWD Financial Planning Limited (HK) 3 62 65 4 46 50 1 -16 -15 95.38 92.00
39 AllianceBernstein Hong Kong Limited 7 29 36 6 43 49 -1 14 13 80.56 87.76
40 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 37 39 2 47 49 0 10 10 94.87 95.92
41 BOCI RESEARCH LIMITED 4 38 42 4 45 49 0 7 7 90.48 91.84
42 CENTALINE WEALTH MANAGEMENT LIMITED 2 88 90 4 45 49 2 -43 -41 97.78 91.84 2004-04-02
43 RHB SECURITIES HONG KONG LIMITED 4 29 33 5 43 48 1 14 15 87.88 89.58 2006-11-17 2022-10-06
44 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 44 49 5 43 48 0 -1 -1 89.80 89.58
45 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 32 36 5 42 47 1 10 11 88.89 89.36 2018-12-31
46 Everbright Securities Investment Services (HK) Limited 2 40 42 2 45 47 0 5 5 95.24 95.74
47 Goldman Sachs Investment Management Hong Kong Limited 2 41 43 4 43 47 2 2 4 95.35 91.49 2013-11-27
48 CASH Wealth Management Limited 2 54 56 2 43 45 0 -11 -11 96.43 95.56
49 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 36 38 2 41 43 0 5 5 94.74 95.35
50 IAM LEGACY LIMITED 4 34 38 4 38 42 0 4 4 89.47 90.48 2007-08-21
51 MIDLAND WEALTH MANAGEMENT LIMITED 5 56 61 5 36 41 0 -20 -20 91.80 87.80 2008-02-18
52 VALUE PARTNERS LIMITED 5 29 34 3 38 41 -2 9 7 85.29 92.68
53 CITIC Securities Brokerage (HK) Limited 5 35 40 6 34 40 1 -1 0 87.50 85.00
54 Rothschild & Co Hong Kong Limited 4 39 43 4 36 40 0 -3 -3 90.70 90.00 2005-04-27
55 VALUE PARTNERS HONG KONG LIMITED 5 27 32 3 37 40 -2 10 8 84.38 92.50 2007-11-19
56 Yuanta Securities (Hong Kong) Company Limited 4 30 34 5 35 40 1 5 6 88.24 87.50
57 FIL Investment Advisors 5 38 43 3 36 39 -2 -2 -4 88.37 92.31
58 GET NICE SECURITIES LIMITED 5 38 43 5 34 39 0 -4 -4 88.37 87.18
59 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 25 29 4 35 39 0 10 10 86.21 89.74 2005-07-05
60 Standard Chartered Securities (Hong Kong) Limited 7 30 37 12 27 39 5 -3 2 81.08 69.23
61 Halbis Capital Management (Hong Kong) Limited 8 29 37 7 30 37 -1 1 0 78.38 81.08 2005-06-23 2012-05-11
62 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 32 37 5 32 37 0 0 0 86.49 86.49
63 BlackRock Asset Management North Asia Limited 4 26 30 3 32 35 -1 6 5 86.67 91.43
64 BLACKSTONE GROUP (HK) LIMITED (THE) 2 15 17 3 32 35 1 17 18 88.24 91.43 2008-10-14
65 CLSA LIMITED 5 20 25 5 30 35 0 10 10 80.00 85.71
66 Quam Securities Limited 3 14 17 3 32 35 0 18 18 82.35 91.43
67 UBS Asset Management (Hong Kong) Limited 7 27 34 6 29 35 -1 2 1 79.41 82.86
68 Amundi Hong Kong Limited 6 30 36 5 29 34 -1 -1 -2 83.33 85.29
69 HANG SENG SECURITIES LIMITED 4 28 32 5 29 34 1 1 2 87.50 85.29
70 UOB KAY HIAN (HONG KONG) LIMITED 3 28 31 3 31 34 0 3 3 90.32 91.18
71 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 15 18 4 29 33 1 14 15 83.33 87.88 2012-12-13
72 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 37 41 4 29 33 0 -8 -8 90.24 87.88 2003-09-24 2011-04-19
73 BANK CONSORTIUM TRUST COMPANY LIMITED 3 40 43 3 29 32 0 -11 -11 93.02 90.63 2011-11-22
74 CSI Corporate Finance (HK) Limited 7 14 21 7 25 32 0 11 11 66.67 78.13 2007-08-01 2019-03-29
75 JPMorgan Funds (Asia) Limited 7 20 27 7 25 32 0 5 5 74.07 78.13
76 BlackRock (Hong Kong) Limited (d2017-01-20) 6 24 30 6 25 31 0 1 1 80.00 80.65 2015-05-15
77 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 26 31 5 26 31 0 0 0 83.87 83.87 2012-06-04
78 AXA Financial Planning (Hong Kong) Limited 2 28 30 3 27 30 1 -1 0 93.33 90.00 2012-05-25
79 Credit Agricole Securities (Asia) Limited 3 12 15 2 28 30 -1 16 15 80.00 93.33
80 HAITONG INTERNATIONAL RESEARCH LIMITED 2 14 16 3 27 30 1 13 14 87.50 90.00
81 JF INTERNATIONAL MANAGEMENT INC. 2 24 26 2 28 30 0 4 4 92.31 93.33 2020-07-13
82 OnePlatform Asset Management Limited 12 956 968 3 26 29 -9 -930 -939 98.76 89.66
83 CAIIS Limited 3 35 38 3 25 28 0 -10 -10 92.11 89.29 2018-09-04
84 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 16 19 3 25 28 0 9 9 84.21 89.29
85 PEGASUS FUND MANAGERS LIMITED 2 31 33 2 26 28 0 -5 -5 93.94 92.86
86 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 19 22 4 23 27 1 4 5 86.36 85.19 2024-03-28
87 Rich Union Securities (H.K.) Limited 2 36 38 3 24 27 1 -12 -11 94.74 88.89 2025-05-19
88 SAMSUNG SECURITIES (ASIA) LIMITED 3 5 8 2 25 27 -1 20 19 62.50 92.59
89 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 3 24 27 0 6 6 85.71 88.89
90 Yuanta Asia Investment (Hong Kong) Limited 4 12 16 5 22 27 1 10 11 75.00 81.48 2007-01-15 2013-11-01
91 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 21 26 4 22 26 -1 1 0 80.77 84.62 2007-01-12 2015-05-31
92 ATHENA WEALTH MANAGEMENT LIMITED 2 19 21 2 24 26 0 5 5 90.48 92.31 2008-04-25
93 Ge Shang Investment (Hong Kong) Limited 2 23 25 2 24 26 0 1 1 92.00 92.31
94 INSTINET PACIFIC LIMITED 5 26 31 4 22 26 -1 -4 -5 83.87 84.62
95 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 19 23 3 23 26 -1 4 3 82.61 88.46
96 BOCOM International Securities Limited 3 15 18 4 21 25 1 6 7 83.33 84.00 2007-09-10
97 DBS VICKERS (HONG KONG) LIMITED 4 20 24 4 21 25 0 1 1 83.33 84.00
98 Mirae Asset Securities (HK) Limited 2 18 20 3 22 25 1 4 5 90.00 88.00 2007-10-09 2017-03-01
99 Mirae Asset Securities (HK) Limited 2 18 20 3 22 25 1 4 5 90.00 88.00 2007-10-09 2017-02-28
100 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 19 24 4 21 25 -1 2 1 79.17 84.00
101 Legg Mason Asset Management Hong Kong Limited 5 17 22 5 18 23 0 1 1 77.27 78.26 2022-06-30
102 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 2 21 23 0 2 2 90.48 91.30 2013-03-19
103 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 5 20 25 4 19 23 -1 -1 -2 80.00 82.61
104 CITIC Securities (Hong Kong) Limited 6 12 18 5 17 22 -1 5 4 66.67 77.27
105 DWS Investments Hong Kong Limited 5 36 41 3 19 22 -2 -17 -19 87.80 86.36
106 HPEF Capital Partners Limited 6 16 22 6 16 22 0 0 0 72.73 72.73 2022-06-01
107 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 10 19 8 14 22 -1 4 3 52.63 63.64
108 VENHOUSE WEALTH MANAGEMENT LIMITED 3 23 26 3 19 22 0 -4 -4 88.46 86.36 2004-05-19
109 CITIC CLSA Capital Partners HK Limited 3 16 19 3 18 21 0 2 2 84.21 85.71
110 DEUTSCHE SECURITIES ASIA LIMITED 2 14 16 7 14 21 5 0 5 87.50 66.67 2019-12-03
111 First Sentier Investors (Hong Kong) Limited 4 13 17 3 18 21 -1 5 4 76.47 85.71
112 GAYANG SECURITIES LIMITED 3 18 21 3 18 21 0 0 0 85.71 85.71
113 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 7 13 8 13 21 2 6 8 53.85 61.90
114 St. James's Place (Hong Kong) Limited 2 18 20 2 19 21 0 1 1 90.00 90.48
115 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 5 15 20 -2 3 1 63.16 75.00
116 CC Finance Limited 3 17 20 3 17 20 0 0 0 85.00 85.00 2006-04-20 2025-06-19
117 DBS ASIA CAPITAL LIMITED 8 16 24 6 14 20 -2 -2 -4 66.67 70.00
118 NATIXIS ASIA LIMITED 3 15 18 2 18 20 -1 3 2 83.33 90.00 2004-10-19
119 Shang International Finance Limited 5 15 20 5 15 20 0 0 0 75.00 75.00 2024-01-26
120 SPARX Asia Investment Advisors Limited 8 17 25 6 14 20 -2 -3 -5 68.00 70.00 2004-04-20
121 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 2 18 20 0 3 3 88.24 90.00 2010-12-31
122 Ark Securities (Hong Kong) Limited 4 11 15 4 15 19 0 4 4 73.33 78.95
123 BARCLAYS CAPITAL ASIA LIMITED 1 1 2 2 17 19 1 16 17 50.00 89.47
124 BEA Union Investment Management Limited 5 14 19 5 14 19 0 0 0 73.68 73.68
125 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 18 23 4 15 19 -1 -3 -4 78.26 78.95
126 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 8 12 6 13 19 2 5 7 66.67 68.42
127 IPP Financial Advisers Limited 2 11 13 2 17 19 0 6 6 84.62 89.47 2006-12-21
128 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 4 15 19 -1 0 -1 75.00 78.95
129 BMI FUNDS MANAGEMENT LIMITED 4 18 22 3 15 18 -1 -3 -4 81.82 83.33
130 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 12 15 2 16 18 -1 4 3 80.00 88.89 2016-06-30
131 ETRADE SECURITIES (HONG KONG) LIMITED 4 15 19 4 14 18 0 -1 -1 78.95 77.78 2019-05-10
132 GLOBAL INVESTMENT ADVISORS LIMITED 2 23 25 2 16 18 0 -7 -7 92.00 88.89
133 HARVEST GLOBAL INVESTMENTS LIMITED 3 2 5 4 14 18 1 12 13 40.00 77.78 2009-02-16
134 Manulife Investment Management (Hong Kong) Limited 4 19 23 3 15 18 -1 -4 -5 82.61 83.33
135 Pictet Asset Management (Hong Kong) Limited 3 10 13 4 14 18 1 4 5 76.92 77.78
136 PineBridge Investments Asia Limited 4 21 25 5 13 18 1 -8 -7 84.00 72.22
137 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 10 15 4 14 18 -1 4 3 66.67 77.78
138 CBH Asia Limited 3 17 20 3 14 17 0 -3 -3 85.00 82.35
139 Channel 8 Wealth Management Limited 0 0 0 3 14 17 3 14 17 - 82.35 2010-01-27
140 CITIC Securities Asset Management (HK) Limited 3 6 9 4 13 17 1 7 8 66.67 76.47 2008-08-01
141 EMPEROR SECURITIES LIMITED (HK) 6 21 27 5 12 17 -1 -9 -10 77.78 70.59
142 HARRIS FRASER (INTERNATIONAL) LIMITED 3 9 12 3 14 17 0 5 5 75.00 82.35
143 INVESCO HONG KONG LIMITED 5 12 17 5 12 17 0 0 0 70.59 70.59
144 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 3 14 17 0 0 0 82.35 82.35
145 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 2 15 17 0 -2 -2 89.47 88.24
146 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2017-09-29
147 Wellington Management Hong Kong Limited (b2003-01-02) 3 13 16 4 13 17 1 0 1 81.25 76.47 2003-09-18
148 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 12 15 3 13 16 0 1 1 80.00 81.25 2008-08-08
149 AXA Investment Managers Asia Limited 3 13 16 3 13 16 0 0 0 81.25 81.25
150 HANG SENG INVESTMENT SERVICES LIMITED 5 12 17 5 11 16 0 -1 -1 70.59 68.75
151 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 19 21 2 14 16 0 -5 -5 90.48 87.50
152 Neuberger Berman Asia Limited 3 10 13 3 13 16 0 3 3 76.92 81.25 2008-03-13
153 Penjing Asset Management (HK) Limited 4 12 16 5 11 16 1 -1 0 75.00 68.75 2005-03-24 2016-02-03
154 SINOPAC SECURITIES (ASIA) LIMITED 4 7 11 4 12 16 0 5 5 63.64 75.00 2017-02-12
155 AIF CAPITAL LIMITED 4 8 12 4 11 15 0 3 3 66.67 73.33
156 APG Investments Asia Limited 5 12 17 5 10 15 0 -2 -2 70.59 66.67 2008-11-18
157 GENERALI INVESTMENTS ASIA LIMITED 6 19 25 2 13 15 -4 -6 -10 76.00 86.67 2006-02-08 2018-09-26
158 ICBC INTERNATIONAL RESEARCH LIMITED 2 2 4 3 12 15 1 10 11 50.00 80.00 2009-07-10 2024-10-15
159 Income Partners Asset Management (HK) Limited 3 11 14 3 12 15 0 1 1 78.57 80.00
160 PRUDENTIAL BROKERAGE LIMITED 2 8 10 2 13 15 0 5 5 80.00 86.67
161 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 11 14 0 1 1 76.92 78.57 2019-07-05
162 Belvest Investment Services Limited 2 14 16 2 12 14 0 -2 -2 87.50 85.71
163 BOCI ASSET MANAGEMENT LIMITED 2 0 2 4 10 14 2 10 12 0.00 71.43 2014-12-24
164 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 10 14 0 -1 -1 73.33 71.43
165 China Tonghai (IA) Limited 3 11 14 3 11 14 0 0 0 78.57 78.57 2017-11-29
166 MUSHK Limited 6 14 20 5 9 14 -1 -5 -6 70.00 64.29 2011-06-01
167 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 8 11 4 10 14 1 2 3 72.73 71.43 2013-04-17
168 Tiger Securities Asset Management Company Limited 5 6 11 5 9 14 0 3 3 54.55 64.29 2006-12-29
169 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
170 CGS International Securities Hong Kong Limited 3 11 14 2 11 13 -1 0 -1 78.57 84.62
171 CHEONG LEE SECURITIES LIMITED 5 9 14 3 10 13 -2 1 -1 64.29 76.92 2005-11-24
172 CVC Asia Pacific Limited 4 10 14 4 9 13 0 -1 -1 71.43 69.23
173 Fidelity Management & Research (Hong Kong) Limited 5 7 12 4 9 13 -1 2 1 58.33 69.23 2008-09-04
174 ICBC Asset Management (Global) Company Limited 5 5 10 4 9 13 -1 4 3 50.00 69.23
175 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
176 MIB SECURITIES (HONG KONG) LIMITED 3 11 14 4 9 13 1 -2 -1 78.57 69.23
177 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
178 Robeco Hong Kong Limited 5 9 14 5 8 13 0 -1 -1 64.29 61.54 2007-12-18
179 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 4 9 13 1 -2 -1 78.57 69.23 2019-09-30
180 TAI SHING STOCK INVESTMENT CO. LIMITED 3 14 17 3 10 13 0 -4 -4 82.35 76.92
181 Vision Capital Investment Management Limited 2 6 8 2 11 13 0 5 5 75.00 84.62 2008-01-12
182 Wells Fargo Securities Asia Limited 3 8 11 4 9 13 1 1 2 72.73 69.23 2008-04-25
183 WILSON SECURITIES LIMITED 0 0 0 2 11 13 2 11 13 - 84.62 2010-02-25
184 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 18 20 2 11 13 0 -7 -7 90.00 84.62 2003-05-23 2022-07-19
185 ABCI Securities Company Limited 5 3 8 5 7 12 0 4 4 37.50 58.33 2005-11-15
186 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 7 9 2 10 12 0 3 3 77.78 83.33 2007-05-08
187 China Asset Management (Hong Kong) Limited 2 1 3 4 8 12 2 7 9 33.33 66.67 2009-04-03
188 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 8 11 2 10 12 -1 2 1 72.73 83.33 2008-04-30
189 CTBC Asia Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2004-10-04
190 FLAG Squadron Asia Limited 6 5 11 6 6 12 0 1 1 45.45 50.00 2007-07-04 2016-06-02
191 ICBC (ASIA) SECURITIES LIMITED 3 8 11 4 8 12 1 0 1 72.73 66.67
192 iFAST Financial (HK) Limited 2 10 12 4 8 12 2 -2 0 83.33 66.67 2007-03-30
193 INTEGRITY FINANCIAL SERVICES LIMITED 2 7 9 2 10 12 0 3 3 77.78 83.33 2005-05-09
194 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 5 10 5 7 12 0 2 2 50.00 58.33
195 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2003-06-06
196 MF Global Hong Kong Limited 3 6 9 3 9 12 0 3 3 66.67 75.00 2007-04-30
197 Nomura Asset Management Hong Kong Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00
198 ONSHINE SECURITIES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
199 ORION INVESTMENT MANAGEMENT LIMITED 0 0 0 2 10 12 2 10 12 - 83.33 2009-11-06 2016-12-14
200 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 3 9 12 1 0 1 81.82 75.00
201 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 6 9 4 8 12 1 2 3 66.67 66.67 2007-04-26
202 WFM Asia (HK) Limited 3 8 11 3 9 12 0 1 1 72.73 75.00
203 AMPLE CAPITAL LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2007-01-02 2022-07-27
204 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 8 11 3 8 11 - 72.73 2009-09-15
205 Eastspring Investments (Hong Kong) Limited 3 14 17 3 8 11 0 -6 -6 82.35 72.73
206 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82 2005-02-16
207 GAM HONG KONG LIMITED 4 7 11 3 8 11 -1 1 0 63.64 72.73
208 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 4 6 2 9 11 0 5 5 66.67 81.82 2004-02-10 2015-07-22
209 Huajin Corporate Finance (International) Limited 4 8 12 4 7 11 0 -1 -1 66.67 63.64
210 MCP Holdings Limited (HK) 2 7 9 2 9 11 0 2 2 77.78 81.82 2011-06-29
211 OCP Asia (Hong Kong) Limited 2 7 9 3 8 11 1 1 2 77.78 72.73 2004-09-03 2022-06-13
212 ORIENTAL PATRON SECURITIES LIMITED 3 6 9 4 7 11 1 1 2 66.67 63.64
213 Redford Asset Management Limited 0 0 0 2 9 11 2 9 11 - 81.82 2010-03-09
214 StormHarbour Securities (Hong Kong) Limited 0 0 0 3 8 11 3 8 11 - 72.73 2010-03-18
215 Allianz Global Investors Hong Kong Limited 3 29 32 3 7 10 0 -22 -22 90.63 70.00 2015-05-31
216 Amova Asset Management Hong Kong Limited 3 12 15 3 7 10 0 -5 -5 80.00 70.00
217 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2023-02-02
218 ENHANCED INVESTMENT PRODUCTS LIMITED 2 3 5 3 7 10 1 4 5 60.00 70.00
219 FIRST SHANGHAI SECURITIES LIMITED 3 10 13 2 8 10 -1 -2 -3 76.92 80.00
220 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 4 9 5 5 10 0 1 1 44.44 50.00 2020-12-09
221 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 2 5 4 6 10 1 4 5 40.00 60.00 2007-12-18 2011-02-23
222 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 2 6 4 6 10 0 4 4 33.33 60.00 2005-11-15
223 HAMON ASSET MANAGEMENT LIMITED 3 9 12 2 8 10 -1 -1 -2 75.00 80.00
224 HPEF Venture Partners Limited 4 6 10 4 6 10 0 0 0 60.00 60.00 2018-06-08
225 Keefe, Bruyette & Woods Asia Limited 0 0 0 5 5 10 5 5 10 - 50.00 2010-03-03 2013-04-24
226 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 17 25 3 7 10 -5 -10 -15 68.00 70.00 2017-10-02
227 PANTHEON VENTURES (HK) LLP 0 0 0 4 6 10 4 6 10 - 60.00 2010-06-30 2024-05-14
228 PFC INTERNATIONAL COMPANY LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2008-07-29
229 PFP Capital Limited 3 9 12 2 8 10 -1 -1 -2 75.00 80.00
230 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 4 9 6 4 10 1 0 1 44.44 40.00
231 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2012-01-12
232 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
233 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00
234 XinKong International Securities Limited 2 3 5 3 7 10 1 4 5 60.00 70.00
235 AD Capital Management (Hong Kong) Limited 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2004-09-08
236 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
237 BALLINGAL INVESTMENT ADVISORS LIMITED 2 3 5 2 7 9 0 4 4 60.00 77.78 2004-08-13
238 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 4 5 9 1 3 4 40.00 55.56 2008-03-12 2018-05-11
239 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67 2007-11-27
240 Citigroup Venture Capital International Asia Limited 4 9 13 3 6 9 -1 -3 -4 69.23 66.67 2005-05-24 2014-04-15
241 COHEN & STEERS ASIA LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2005-07-29
242 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 12 15 3 6 9 0 -6 -6 80.00 66.67 2004-07-28 2013-02-27
243 Deltroit (Hong Kong) Limited 3 6 9 2 7 9 -1 1 0 66.67 77.78 2005-04-11 2024-12-12
244 EQT Partners Asia Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2023-09-06
245 FB SECURITIES (HONG KONG) LIMITED 4 5 9 3 6 9 -1 1 0 55.56 66.67
246 Fortune Origin Securities Limited 3 1 4 3 6 9 0 5 5 25.00 66.67 2009-07-09
247 GT Asset & Portfolio Management Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2004-11-04
248 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67
249 Janus Henderson Investors Hong Kong Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78
250 MIRABAUD (ASIA) LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2003-05-13 2018-10-16
251 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2007-07-05
252 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 10 13 2 7 9 -1 -3 -4 76.92 77.78 2011-10-20
253 PERRY CAPITAL (ASIA) LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2006-09-12 2012-01-27
254 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 6 9 4 5 9 1 -1 0 66.67 55.56 2008-05-29
255 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 21 23 3 6 9 1 -15 -14 91.30 66.67
256 Pyramis Global Advisors (Hong Kong) Limited 4 3 7 4 5 9 0 2 2 42.86 55.56 2008-07-29 2014-11-21
257 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2007-05-25 2016-05-24
258 SAIL ADVISORS LIMITED 3 7 10 5 4 9 2 -3 -1 70.00 44.44 2004-05-17
259 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 12 15 3 6 9 0 -6 -6 80.00 66.67 2011-02-18
260 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 5 7 4 5 9 2 0 2 71.43 55.56 2006-03-24
261 VC BROKERAGE LIMITED 4 4 8 3 6 9 -1 2 1 50.00 66.67
262 Aletheia Analyst Network Limited 3 2 5 3 5 8 0 3 3 40.00 62.50 2008-06-03
263 ALPS CAPITAL MANAGEMENT LIMITED 2 6 8 3 5 8 1 -1 0 75.00 62.50
264 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00
265 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2025-03-25
266 CHIEF SECURITIES LIMITED 2 4 6 3 5 8 1 1 2 66.67 62.50 2006-04-20
267 China Integrity Investment Limited 3 1 4 4 4 8 1 3 4 25.00 50.00 2014-03-19
268 CHINA INTERNATIONAL CAPITAL LIMITED 2 8 10 2 6 8 0 -2 -2 80.00 75.00
269 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
270 Chuo Mitsui Investments Hong Kong Limited 2 2 4 3 5 8 1 3 4 50.00 62.50 2009-04-30 2011-12-29
271 CSC SECURITIES (HK) LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00 2007-06-01
272 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2009-02-27
273 La Roche & Co Asia Limited 2 2 4 3 5 8 1 3 4 50.00 62.50 2008-03-05 2011-12-08
274 Legg Mason International Equities (Hong Kong) Limited 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2015-08-28
275 Mason Securities Limited 2 9 11 2 6 8 0 -3 -3 81.82 75.00
276 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 5 5 10 3 5 8 -2 0 -2 50.00 62.50 2025-04-23
277 MFG Limited (HK) 4 3 7 3 5 8 -1 2 1 42.86 62.50 2008-07-15
278 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 3 5 8 0 1 1 57.14 62.50
279 OLD PEAK LIMITED (HK) 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2005-08-26 2023-06-20
280 Oreana Financial Services Limited 2 8 10 2 6 8 0 -2 -2 80.00 75.00
281 PIMCO Asia Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-05-17
282 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2024-03-27
283 Samsung Asset Management (Hong Kong) Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2008-04-23
284 SOUTH CHINA RESEARCH LIMITED 3 9 12 4 4 8 1 -5 -4 75.00 50.00
285 STANDARD & POOR'S, LLC 2 2 4 2 6 8 0 4 4 50.00 75.00 2010-12-21
286 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2007-05-08 2019-09-30
287 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 5 3 8 0 3 3 0.00 37.50 2009-07-10
288 Tyche Group Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2014-12-05
289 VISION FINANCE ASSET MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-12-17
290 Xeram and Company (Asia) Limited 3 4 7 4 4 8 1 0 1 57.14 50.00 2015-11-27
291 ZEAL ASSET MANAGEMENT LIMITED 0 0 0 4 4 8 4 4 8 - 50.00 2009-10-09 2025-08-20
292 abrdn Hong Kong Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
293 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 2 5 7 0 -4 -4 81.82 71.43 2004-07-07
294 ALBOURNE PARTNERS (ASIA) LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2004-09-07
295 Ares Management Asia (Hong Kong) Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2009-05-25 2014-08-18
296 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 5 9 4 3 7 0 -2 -2 55.56 42.86 2013-04-02
297 Bright Fund Management Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2023-12-19
298 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2009-10-05
299 CAPE ASSET MANAGEMENT LIMITED 4 5 9 3 4 7 -1 -1 -2 55.56 57.14 2024-03-13
300 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 4 3 7 1 -3 -2 66.67 42.86
301 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
302 Citi Insurance Brokers (Hong Kong) Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2006-10-04 2011-04-06
303 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 4 3 7 5 2 7 1 -1 0 42.86 28.57 2007-02-16
304 COMGEST FAR EAST LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
305 CSOP Asset Management Limited 3 2 5 2 5 7 -1 3 2 40.00 71.43 2009-04-02
306 EnTrustPermal (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-08-27 2021-03-26
307 First Fidelity Capital (International) Limited 3 8 11 3 4 7 0 -4 -4 72.73 57.14 2006-04-19
308 Fosun International Securities Limited 5 0 5 5 2 7 0 2 2 0.00 28.57
309 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
310 GETTA SECURITIES LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-06-26
311 GF Asset Management (Hong Kong) Limited 3 4 7 2 5 7 -1 1 0 57.14 71.43 2007-11-08
312 Guo Tong Capital Management Company Limited 0 0 0 3 4 7 3 4 7 - 57.14 2010-05-24 2019-05-22
313 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2004-11-29
314 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 1 5 4 3 7 0 2 2 20.00 42.86 2008-07-03
315 HAMON ASIAN ADVISORS LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
316 HING WONG SECURITIES LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
317 HSBC Family Office Services Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2006-01-03 2012-07-13
318 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2011-09-22
319 IBTS ASIA (HK) LIMITED 2 0 2 3 4 7 1 4 5 0.00 57.14 2005-11-17 2024-09-20
320 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14 2014-10-13
321 IVORY CAPITAL PRIVATE LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2007-03-21
322 Kirin Asset Management Limited 3 2 5 2 5 7 -1 3 2 40.00 71.43 2007-06-12 2016-09-14
323 Knight Capital Asia Limited 2 0 2 2 5 7 0 5 5 0.00 71.43 2009-07-22 2011-08-22
324 LIS Investment Services Limited 2 12 14 2 5 7 0 -7 -7 85.71 71.43 2008-01-09
325 Mackenzie Investments Asia Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
326 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-12-21 2021-04-21
327 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 3 4 7 1 2 3 50.00 57.14 2004-10-28
328 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 1 4 3 4 7 0 3 3 25.00 57.14 2023-10-25
329 Providence Equity Asia Limited 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2007-08-23 2019-01-10
330 PUREHEART CAPITAL ASIA LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2007-03-08
331 RAB CAPITAL (ASIA) LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-09-28 2011-10-10
332 SEI INVESTMENTS (ASIA) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2005-03-02 2023-02-20
333 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
334 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2010-02-23
335 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2013-05-29
336 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2010-04-27
337 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
338 TOYO SECURITIES ASIA LIMITED 5 3 8 5 2 7 0 -1 -1 37.50 28.57
339 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-01-11
340 WINNINGTON CAPITAL LIMITED 3 4 7 4 3 7 1 -1 0 57.14 42.86
341 AlTi Wealth Management (Hong Kong) Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2004-05-11
342 Arta Asset Management Limited 2 17 19 2 4 6 0 -13 -13 89.47 66.67 2008-07-10
343 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
344 BNY Mellon Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-06-06
345 BTG Pactual Asia Limited 0 0 0 2 4 6 2 4 6 - 66.67 2009-08-13 2016-12-13
346 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 3 3 6 2 3 5 0.00 50.00 2020-06-18
347 CC SIF Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-07-25
348 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2019-07-29
349 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
350 CINDA INTERNATIONAL RESEARCH LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2010-07-26
351 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-08 2011-04-14
352 Guosen Securities (HK) Brokerage Company, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-02-26
353 HKFAEx Group Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-02-15
354 Houlihan Lokey (China) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-10-09
355 ICG Asia Pacific Limited 5 3 8 4 2 6 -1 -1 -2 37.50 33.33
356 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 4 6 0 0 0 66.67 66.67
357 KB Securities Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
358 KCG SECURITIES ASIA LIMITED 5 0 5 5 1 6 0 1 1 0.00 16.67
359 KGI CAPITAL ASIA LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00
360 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 5 1 6 -1 0 -1 14.29 16.67 2017-10-02
361 LaSalle Investment Management Hong Kong Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-06-14 2020-02-20
362 LAZARD ASIA (HONG KONG) LIMITED 2 8 10 1 5 6 -1 -3 -4 80.00 83.33
363 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33
364 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
365 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-09-21
366 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
367 Oaktree Capital (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2006-07-12
368 Oasis Management (Hong Kong) 3 11 14 3 3 6 0 -8 -8 78.57 50.00 2004-09-14
369 OKASAN INTERNATIONAL (ASIA) LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2007-05-17
370 Open Securities Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67
371 orientiert International Markets Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-01-11
372 Quam Asset Management Limited (b1983-06-28) 3 4 7 3 3 6 0 -1 -1 57.14 50.00
373 Religare Capital Markets (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2009-09-22 2018-04-09
374 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2013-11-25
375 SIIC Capital (Hong Kong) Investment Management Company Limited 5 0 5 5 1 6 0 1 1 0.00 16.67
376 Standard Advisory Asia Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-03-09 2013-04-12
377 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
378 Towers Watson Investment Services Hong Kong Limited 2 3 5 3 3 6 1 0 1 60.00 50.00 2007-05-14
379 TUFTON OCEANIC FAR EAST LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-11-19 2012-10-08
380 UOB ASIA (HONG KONG) LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2011-07-27
381 UPBEST SECURITIES COMPANY LIMITED 6 1 7 4 2 6 -2 1 -1 14.29 33.33
382 Vontobel (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-11-27
383 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
384 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
385 Yorkville Advisors HK Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2009-03-18 2012-03-02
386 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2003-11-29
387 ALTUS CAPITAL LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
388 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2021-10-08
389 Asset Management One Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-03-10 2015-04-15
390 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
391 Beevest Securities Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
392 Beijing Securities Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00
393 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
394 Bradbury Securities Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
395 Broadway Wealth Management Limited 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2013-01-03
396 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2005-12-20
397 CBRE Clarion Securities HKG Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-01-04 2019-08-28
398 ChapmanCraig Limited 2 1 3 2 3 5 0 2 2 33.33 60.00
399 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
400 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
401 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-10-22
402 China Universal Asset Management (Hong Kong) Company Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-19
403 CIS SECURITIES ASSET MANAGEMENT LIMITED 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2008-12-24
404 CMB International Asset Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-05-26
405 CWB Hong Kong Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
406 Cynosure Asset Management Hong Kong Limited 2 0 2 5 0 5 3 0 3 0.00 0.00 2023-09-27
407 DELTA ASIA SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
408 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-01-02
409 EVENSTAR ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-19
410 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
411 FCL ADVISORY LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2005-03-01
412 Fubon Fund Management (Hong Kong) Limited 3 5 8 3 2 5 0 -3 -3 62.50 40.00
413 Goldyard Capital Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2019-11-21
414 Grand Loyal Asset Management Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2008-11-07
415 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00 2007-10-23
416 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
417 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2018-08-15
418 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
419 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2009-11-16
420 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
421 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-10-26 2020-12-11
422 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 3 7 3 2 5 -1 -1 -2 42.86 40.00
423 Korea Investment Management Asia Limited 0 0 0 2 3 5 2 3 5 - 60.00 2009-08-21 2014-12-09
424 MANGO FINANCIAL LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00
425 MCP Asset Management Company Limited 4 6 10 3 2 5 -1 -4 -5 60.00 40.00 2005-08-23
426 MEAG Hong Kong Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
427 Metaverse Securities Limited (HK) 4 1 5 4 1 5 0 0 0 20.00 20.00
428 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-05-02 2015-06-25
429 RICHLAND WORLDWIDE LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2004-04-15
430 Samena Capital Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2009-09-01 2021-09-27
431 SDHG International Asset Management Limited 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2008-12-02
432 SJS Markets Limited 2 2 4 1 4 5 -1 2 1 50.00 80.00 2005-11-23 2015-01-13
433 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 3 5 1 4 5 -1 1 0 60.00 80.00 2015-03-27
434 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 4 1 5 -1 0 -1 16.67 20.00 2005-06-20
435 Templewater Hong Kong Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
436 Tokio Marine Investment Services, Limited 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2014-03-28
437 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-11 2013-10-23
438 Tyric Capital Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
439 UIC FINANCIAL ADVISORS LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2010-04-13 2019-06-17
440 VBG Capital Limited 3 0 3 3 2 5 0 2 2 0.00 40.00 2008-11-11 2013-09-19
441 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
442 Waterland Securities (HK) Company Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2009-02-20 2013-01-15
443 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2015-02-09
444 Yuanta Financial (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-03 2014-03-28
445 ZBI Asia Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-22 2014-06-09
446 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
447 A ONE INVESTMENT COMPANY LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2013-12-05
448 Absolute Investment Management (HK) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
449 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
450 American Century Investment Management (Asia Pacific) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-03-26
451 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
452 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
453 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
454 ARF Investment Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-10-13 2011-05-20
455 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
456 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
457 BEAR BRIGHT LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
458 Bentley Capital Limited (HK) 3 0 3 4 0 4 1 0 1 0.00 0.00
459 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
460 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
461 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-03-13
462 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
463 CES Capital International (Hong Kong) Co., Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00 2009-05-29 2023-02-23
464 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
465 China Alpha Fund Management (HK) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-05-31
466 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
467 China Enterprise Securities Company Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
468 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
469 China Jianxin Financial Services Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-05-10 2022-03-15
470 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 3 3 6 2 2 4 -1 -1 -2 50.00 50.00
471 Creat Capital Company Limited 0 0 0 4 0 4 4 0 4 - 0.00 2010-07-26 2013-10-02
472 Credit Suisse Securities (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2024-09-27
473 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
474 CUBE CAPITAL HK LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-17 2015-02-13
475 D. YAU AND COMPANY LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-08-13
476 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2009-10-14
477 DAEWOO SECURITIES (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2017-02-28
478 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
479 ENZARD LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-05-21 2013-02-18
480 Everbright Capital Management Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2007-09-24 2021-09-17
481 EVOLUTION ASIA INVESTMENTS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-08-24 2020-01-24
482 EXS Capital Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-06-12
483 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
484 First Prosperous Asset Management Company Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-09-06 2023-06-23
485 Frontier Asia Capital Hong Kong Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-08-11 2019-07-24
486 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-09-12
487 Fubon Capital (HK) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2012-01-13
488 Funderstone Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
489 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
490 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2013-03-19
491 Grace Financial Limited (HK) 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-02-13 2021-04-23
492 HFS ASSET MANAGEMENT LIMITED 3 5 8 2 2 4 -1 -3 -4 62.50 50.00
493 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
494 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00 2020-06-02
495 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-11
496 ICAP Equities Asia Limited 2 10 12 3 1 4 1 -9 -8 83.33 25.00 2008-12-22 2011-06-02
497 Imperium International Asset Management Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-12-02
498 iTTa Capital Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2003-05-29 2013-06-11
499 Jefferies Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-01-04
500 JK Capital Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
501 JPMorgan Asset Management Real Assets (Asia) Limited 3 1 4 4 0 4 1 -1 0 25.00 0.00 2009-06-26
502 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2022-10-13
503 JW CAPITAL SECURITIES LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00
504 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-05-13 2021-12-04
505 Kerogen Capital (Asia) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-01
506 KKR CAPITAL MARKETS ASIA LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2009-10-22
507 LOMBARD ODIER (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
508 LONGREACH GROUP LIMITED (THE) 1 3 4 2 2 4 1 -1 0 75.00 50.00 2006-08-01
509 LUNAR CAPITAL MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2010-02-17
510 MANULIFE (INTERNATIONAL) LIMITED 4 16 20 3 1 4 -1 -15 -16 80.00 25.00 2011-06-17
511 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-04-01
512 MASON LAROCHE (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2012-03-19
513 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-09-22
514 MD Healthcare International Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2008-11-05 2011-07-28
515 Optima Capital Limited 3 10 13 3 1 4 0 -9 -9 76.92 25.00 2007-10-25
516 PACIFIC HAWK (HK) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
517 Paul Capital Advisors Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-06-17 2014-09-03
518 Permira Advisers Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2008-08-19
519 PGIM (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
520 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 3 5 2 2 4 0 -1 -1 60.00 50.00
521 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2022-12-21
522 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 7 9 2 2 4 0 -5 -5 77.78 50.00 2017-06-28
523 Progeny (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-09
524 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00 2024-03-25
525 QMIS Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2009-08-13
526 RHB ASSET MANAGEMENT LIMITED 4 0 4 3 1 4 -1 1 0 0.00 25.00 2008-05-08 2020-11-17
527 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2016-11-01
528 Sensible Asset Management Limited 5 2 7 3 1 4 -2 -1 -3 28.57 25.00 2005-06-18 2025-06-19
529 Sheng Yuan Sino Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-09-09 2023-05-11
530 Shinhan Investment Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-10-15
531 STANHILL (HONG KONG) LIMITED 3 4 7 2 2 4 -1 -2 -3 57.14 50.00 2013-05-23
532 STI Asset Management Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-10-22 2023-09-19
533 Success Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
534 Sumo Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-07 2022-08-23
535 SYZ Asset Management (Asia) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2004-07-27 2016-12-22
536 TARZAN STOCK & SHARES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
537 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
538 Voras Capital Management (HK) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2008-07-31 2012-09-04
539 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
540 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00
541 YUE XIU SECURITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
542 Yunfeng Financial Markets Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
543 313 Capital Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-04-19
544 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-03-22 2022-02-22
545 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
546 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
547 Amherst Pierpont International Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-17 2023-06-09
548 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
549 AP Asset Management (HK) Limited 2 10 12 2 1 3 0 -9 -9 83.33 33.33 2004-07-07 2013-12-04
550 Arete Research Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-01-11
551 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-01-20 2020-08-05
552 Asia Frontier Investments Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-04-28
553 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
554 Asia Pacific Securities Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00
555 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
556 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
557 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-09-28
558 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 21 24 0 3 3 -3 -18 -21 87.50 100.00 2010-11-03
559 BOWEN ASIA LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2014-10-20
560 BROOKE CAPITAL LIMITED 1 3 4 2 1 3 1 -2 -1 75.00 33.33 2012-06-13
561 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-19 2012-12-03
562 Capstone Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-03-12 2025-03-27
563 CARDINALASIA CONSULTING LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-06-27 2024-02-22
564 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
565 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-10-31 2013-12-17
566 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
567 Chepstow Capital Advisors Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-20 2018-04-27
568 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-12-27
569 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
570 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
571 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
572 DigitalBridge Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-07-20
573 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
574 Emperor Wealth Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-09
575 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
576 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
577 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
578 FT Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-12-06
579 GCAM Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-17 2022-03-09
580 GEOMATRIX (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-01-31
581 GIGA (HONG KONG) LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33
582 GNAB Limited 1 4 5 1 2 3 0 -2 -2 80.00 66.67 2025-03-14
583 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-12-02
584 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2016-10-10
585 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
586 GUODU SECURITIES (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2010-07-07
587 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2010-06-29
588 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-07-28
589 Henyep Capital Management Limited 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2005-12-20 2011-03-14
590 HSZ (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
591 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
592 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-12-14 2024-10-15
593 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
594 IREALITY INVESTMENTS LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
595 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
596 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
597 JVSakk Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-28
598 KCG FUND MANAGEMENT LIMITED 4 1 5 2 1 3 -2 0 -2 20.00 33.33 2007-05-04
599 Landmark Asset Management Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-01-10 2018-01-22
600 MEIJI YASUDA ASIA LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2019-10-17
601 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
602 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2012-09-18
603 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2023-05-15
604 Myo Capital Advisers Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2007-11-16 2021-02-04
605 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
606 Neutral Financial Holding Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
607 OnePlatform Wealth Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-07-25 2014-05-28
608 Oracle Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-22 2018-06-20
609 OSCAR BENSON LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-08-23
610 PAOCHU INVESTMENT ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-09
611 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
612 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-12
613 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
614 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
615 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
616 Safari Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-04-30 2015-07-02
617 SBI China Capital Financial Services Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-09-19
618 SBI China Capital Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-10-08
619 SCM Strategic Capital Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-11 2015-01-21
620 SDIC Securities International Financial Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-17
621 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
622 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 1 2 3 -4 1 -3 16.67 66.67 2008-11-07
623 Shacom Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
624 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
625 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
626 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
627 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
628 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2019-08-15
629 SPDB International Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-12-30
630 Springboard Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-02
631 STARLING GROUP SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-11-06 2013-05-20
632 Superfund Financial (Hong Kong) Limited 2 11 13 2 1 3 0 -10 -10 84.62 33.33
633 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-27 2012-08-01
634 TFI Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2009-06-18
635 TRANSPAC CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
636 TSE'S SECURITIES LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33
637 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
638 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
639 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-08-07
640 Value Partners Private Equity Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
641 Vegasoul Capital Management (Asia) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-01-29 2011-03-24
642 VisionGain Capital Limited 3 2 5 3 0 3 0 -2 -2 40.00 0.00 2007-11-14
643 VMS Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-09-01
644 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
645 WMG Asia Limited 2 5 7 2 1 3 0 -4 -4 71.43 33.33 2007-02-28 2014-01-06
646 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
647 Wolver Hill Asset Management Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2009-03-10
648 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
649 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
650 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
651 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
652 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
653 ALETHEIA TECHNOLOGIES LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-30 2022-07-22
654 Alpha Nova Capital Management Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
655 Alphatraxx (H.K.) Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2005-12-23 2012-02-14
656 Andante Capital Partners Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-11 2012-12-03
657 Anuenue Advisors Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
658 Anuenue Securities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
659 APICES ADVISORY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11 2014-10-16
660 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
661 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-09-21
662 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
663 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
664 Austen Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-30
665 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
666 Axis Capital Management Limited 3 2 5 2 0 2 -1 -2 -3 40.00 0.00
667 Barings Investment Advisers (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-05-08 2018-01-23
668 BMF Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-22
669 CAIDAO CAPITAL LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2008-07-15 2022-08-22
670 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
671 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-12 2012-04-03
672 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
673 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
674 CHEETAH ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-08-01
675 China Earthcare Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-24 2011-04-20
676 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
677 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
678 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
679 CMS CAPITAL (HK) CO., LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-05-06
680 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
681 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
682 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
683 CUPOLA CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-05-06
684 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
685 Daishin Securities Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-24 2018-08-09
686 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
687 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
688 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-29 2012-08-09
689 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
690 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
691 EFG Asset Management (HK) Limited 3 1 4 1 1 2 -2 0 -2 25.00 50.00 2008-06-06
692 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
693 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
694 ELITE FINANCIAL SERVICES LIMITED (HK) 3 0 3 2 0 2 -1 0 -1 0.00 0.00
695 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2008-03-06 2011-01-10
696 Emperor Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-11-03
697 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
698 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
699 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
700 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
701 FIRST ASIA FINANCE GROUP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-29
702 Fortune Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2009-12-16
703 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-09-07
704 FULBRIGHT SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
705 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
706 Future Growth Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-11
707 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2005-12-16
708 GF Securities (Hong Kong) Brokerage Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-10-30
709 Global CTA Services Investment (HK) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2008-11-26 2012-09-03
710 GO-TO-ASIA INVESTMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-02-12
711 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
712 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
713 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
714 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
715 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
716 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
717 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
718 Hamilton Lane (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-05
719 Hana Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-25 2015-06-17
720 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-21
721 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
722 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
723 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
724 INDEPENDENT INVESTMENT PARTNERS LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-12-15 2011-02-14
725 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
726 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
727 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
728 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
729 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
730 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
731 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
732 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
733 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
734 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
735 Kingsbridge Limited (d2014-08-15) 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-28 2014-02-12
736 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-07-02
737 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
738 LCA Solutions Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-30
739 Lighthorse Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-18 2025-07-28
740 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
741 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
742 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
743 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
744 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
745 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00
746 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
747 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-05-11 2014-08-05
748 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-07-19
749 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
750 Open Asset Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
751 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
752 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
753 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-02-22
754 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
755 PHOENIX CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-02 2013-01-14
756 Ping An Securities (Hong Kong) Holdings Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-30 2021-05-27
757 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
758 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
759 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-05-24
760 PROBITAS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-05
761 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
762 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
763 Redwood Investment Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-05 2015-06-23
764 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
765 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
766 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
767 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-10-30 2015-04-22
768 SDICS International Securities (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
769 Silk Road International Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
770 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
771 SINO-CEEF Capital Management Company Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-04-17
772 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
773 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
774 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
775 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
776 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
777 Swiss-Asia Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-02 2024-12-31
778 Synergy Fund Management Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-26
779 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
780 TIAN YUAN FINANCE LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-06-30
781 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
782 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
783 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
784 VANHEEL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
785 Vestmore Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-12
786 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
787 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
788 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
789 AIR GEO SERVICES LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-08-21 2012-12-14
790 AMS CAPITAL LIMITED (d2012-07-13) 3 2 5 1 0 1 -2 -2 -4 40.00 0.00 2011-06-10
791 APAX PARTNERS HONG KONG LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00 2008-01-21 2012-03-12
792 BOND TRUST LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2009-06-01
793 CHI CAPITAL SECURITIES LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2004-09-07 2016-05-05
794 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
795 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 58 60 1 0 1 -1 -58 -59 96.67 0.00 2010-12-17
796 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2011-06-03
797 HEAD & SHOULDERS SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-03-27
798 UPBEST ASSETS MANAGEMENT LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00
799 VISION FINANCE (SECURITIES) LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-05-08
800 ZHONGRONG PT FINANCE LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-03
801 ACP Asset Management Limited (d2010-11-05) 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-03-26 2010-03-26
802 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-22 2010-04-30
803 ANGUS MOORE LIMITED 2 11 13 0 0 0 -2 -11 -13 84.62 - 2011-07-05
804 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2010-09-20
805 BEAR STEARNS ASIA LIMITED 2 13 15 0 0 0 -2 -13 -15 86.67 - 2010-04-28
806 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-01-15 2010-03-10
807 China Access Advisors Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-10-21 2009-12-09
808 CLAY FINLAY (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-29 2010-01-18
809 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-01-06 2010-04-21
810 DRESDNER KLEINWORT SECURITIES (ASIA) LIMITED 2 6 8 0 0 0 -2 -6 -8 75.00 - 2005-06-24 2009-10-19
811 Ellerston Capital (Hong Kong) Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2008-01-04 2010-08-05
812 FAYE CAPITAL LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2007-01-16 2010-05-12
813 FOX-PITT, KELTON (ASIA) LIMITED 6 6 12 0 0 0 -6 -6 -12 50.00 - 2010-05-18
814 GCIS LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-11-22 2010-09-06
815 GIP Partners Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2009-01-16 2010-06-02
816 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-02-28 2011-03-08
817 Horizon21 (Hong Kong) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-02-01 2010-01-28
818 ICEA SECURITIES ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2009-09-29
819 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-07 2010-05-10
820 Instinet Alpha Trading Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-11-19
821 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-05-18
822 IVY ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-02-06 2010-08-26
823 Knight Libertas (Asia) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2008-01-23 2010-05-14
824 Macquarie Capital Funds (Asia) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-07-21 2010-07-22
825 MF Securities Hong Kong Limited 5 14 19 0 0 0 -5 -14 -19 73.68 - 2008-02-21 2010-10-15
826 OVERLOOK INVESTMENTS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-01-05
827 PANTHEON CAPITAL (ASIA) LIMITED 3 5 8 0 0 0 -3 -5 -8 62.50 - 2011-01-24
828 PARADIGM WEALTH MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-08-17 2010-08-17
829 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2010-07-07
830 PITT CAPITAL PARTNERS ASIA LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-07-28 2011-09-26
831 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-10-03 2010-05-13
832 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2011-04-28
833 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-12-29
834 TIS SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-28
835 Vicis Capital (Hong Kong) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-11-26 2010-06-15
836 Wachovia Advisors International Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2007-12-17 2010-06-30
837 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-12-16
838 ZURICH ADVISORY (HK) LIMITED 1 335 336 0 0 0 -1 -335 -336 99.70 - 2010-07-06
Average 2.88 13.04 15.93 2.85 10.93 13.78 81.90 79.30

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