SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2009-08-31 2010-08-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 323 325 2 294 296 0 -29 -29 99.38 99.32 2012-11-27
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 9 281 290 7 274 281 -2 -7 -9 96.90 97.51
3 Credit Suisse (Hong Kong) Limited 21 184 205 21 259 280 0 75 75 89.76 92.50 2025-01-13
4 Merrill Lynch (Asia Pacific) Limited 4 139 143 7 254 261 3 115 118 97.20 97.32
5 WM (HK) Limited 0 265 265 0 228 228 0 -37 -37 100.00 100.00 2014-10-24
6 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 191 198 7 217 224 0 26 26 96.46 96.88
7 UBS SECURITIES ASIA LIMITED 3 154 157 3 193 196 0 39 39 98.09 98.47
8 Merrill Lynch Far East Limited 3 139 142 5 178 183 2 39 41 97.89 97.27 2025-01-16
9 FTL Wealth Management (HK) Limited 2 192 194 2 131 133 0 -61 -61 98.97 98.50 2005-06-28 2011-05-20
10 GOLDMAN SACHS (ASIA) L.L.C. 14 97 111 12 112 124 -2 15 13 87.39 90.32
11 CLSA RESEARCH LIMITED 2 115 117 3 120 123 1 5 6 98.29 97.56 2014-06-18
12 PHILLIP SECURITIES (HONG KONG) LIMITED 4 119 123 4 112 116 0 -7 -7 96.75 96.55
13 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 117 122 5 110 115 0 -7 -7 95.90 95.65
14 Morgan Stanley Asia Limited 4 100 104 5 106 111 1 6 7 96.15 95.50
15 YF Life Investors Limited 3 117 120 3 104 107 0 -13 -13 97.50 97.20 2004-08-30 2013-03-22
16 MACQUARIE CAPITAL LIMITED 3 89 92 4 101 105 1 12 13 96.74 96.19
17 HSBC Global Asset Management (Hong Kong) Limited 10 70 80 12 90 102 2 20 22 87.50 88.24
18 Citigroup Global Markets Asia Limited 2 91 93 3 94 97 1 3 4 97.85 96.91
19 HSBC LIFE (INTERNATIONAL) LIMITED 1 103 104 1 94 95 0 -9 -9 99.04 98.95 2012-05-07
20 JPMorgan Asset Management (Asia Pacific) Limited 4 82 86 4 91 95 0 9 9 95.35 95.79
21 BOCI SECURITIES LIMITED 8 69 77 10 82 92 2 13 15 89.61 89.13 2004-03-01
22 FWD Life Insurance Company (Bermuda) Limited 1 104 105 1 88 89 0 -16 -16 99.05 98.88 2012-11-21
23 iBest Consultants Limited 2 75 77 2 86 88 0 11 11 97.40 97.73 2019-08-15
24 FIL Investment Management (Hong Kong) Limited 7 82 89 5 82 87 -2 0 -2 92.13 94.25
25 Julius Baer (Hong Kong) Limited 3 73 76 3 82 85 0 9 9 96.05 96.47 2006-09-14 2012-05-10
26 Daiwa Capital Markets Hong Kong Limited 3 55 58 7 71 78 4 16 20 94.83 91.03
27 Lion Global Financial Limited 4 102 106 6 65 71 2 -37 -35 96.23 91.55
28 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 76 79 3 65 68 0 -11 -11 96.20 95.59 2012-04-02
29 T G HOLBORN (HK) LIMITED 3 72 75 3 63 66 0 -9 -9 96.00 95.45 2014-04-29
30 CCB INTERNATIONAL SECURITIES LIMITED 7 20 27 7 54 61 0 34 34 74.07 88.52 2005-10-10
31 KGI ASIA LIMITED 10 59 69 7 53 60 -3 -6 -9 85.51 88.33 2017-10-02
32 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 7 52 59 0 -5 -5 89.06 88.14
33 MIZUHO SECURITIES ASIA LIMITED 7 23 30 9 49 58 2 26 28 76.67 84.48
34 oOo Securities (HK) Group Limited 2 48 50 2 56 58 0 8 8 96.00 96.55 2004-12-03
35 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 6 9 4 51 55 1 45 46 66.67 92.73 2008-08-20
36 ALTRUIST FINANCIAL GROUP LIMITED 3 58 61 2 52 54 -1 -6 -7 95.08 96.30 2004-01-20
37 CENTALINE WEALTH MANAGEMENT LIMITED 2 87 89 4 50 54 2 -37 -35 97.75 92.59 2004-04-02
38 ASSET MANAGEMENT GROUP LIMITED 2 52 54 2 49 51 0 -3 -3 96.30 96.08 2006-01-17
39 FWD Financial Planning Limited (HK) 3 59 62 5 46 51 2 -13 -11 95.16 90.20
40 RHB SECURITIES HONG KONG LIMITED 4 30 34 5 46 51 1 16 17 88.24 90.20 2006-11-17 2022-10-06
41 AllianceBernstein Hong Kong Limited 7 29 36 7 43 50 0 14 14 80.56 86.00
42 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 32 36 5 44 49 1 12 13 88.89 89.80 2018-12-31
43 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 39 41 2 47 49 0 8 8 95.12 95.92
44 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 44 49 5 44 49 0 0 0 89.80 89.80
45 BOCI RESEARCH LIMITED 4 40 44 5 43 48 1 3 4 90.91 89.58
46 Everbright Securities Investment Services (HK) Limited 2 40 42 2 46 48 0 6 6 95.24 95.83
47 Goldman Sachs Investment Management Hong Kong Limited 2 40 42 4 41 45 2 1 3 95.24 91.11 2013-11-27
48 CASH Wealth Management Limited 2 54 56 2 42 44 0 -12 -12 96.43 95.45
49 VALUE PARTNERS LIMITED 5 30 35 3 41 44 -2 11 9 85.71 93.18
50 VALUE PARTNERS HONG KONG LIMITED 5 28 33 3 40 43 -2 12 10 84.85 93.02 2007-11-19
51 IAM LEGACY LIMITED 4 38 42 4 38 42 0 0 0 90.48 90.48 2007-08-21
52 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 37 39 2 40 42 0 3 3 94.87 95.24
53 Standard Chartered Securities (Hong Kong) Limited 8 31 39 12 29 41 4 -2 2 79.49 70.73
54 CITIC Securities Brokerage (HK) Limited 5 35 40 5 35 40 0 0 0 87.50 87.50
55 FIL Investment Advisors 4 35 39 3 37 40 -1 2 1 89.74 92.50
56 MIDLAND WEALTH MANAGEMENT LIMITED 5 54 59 4 36 40 -1 -18 -19 91.53 90.00 2008-02-18
57 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 29 33 4 36 40 0 7 7 87.88 90.00 2005-07-05
58 Rothschild & Co Hong Kong Limited 4 41 45 4 36 40 0 -5 -5 91.11 90.00 2005-04-27
59 Yuanta Securities (Hong Kong) Company Limited 6 32 38 7 33 40 1 1 2 84.21 82.50
60 GET NICE SECURITIES LIMITED 5 38 43 5 34 39 0 -4 -4 88.37 87.18
61 BlackRock Asset Management North Asia Limited 4 26 30 3 35 38 -1 9 8 86.67 92.11
62 Halbis Capital Management (Hong Kong) Limited 8 29 37 7 30 37 -1 1 0 78.38 81.08 2005-06-23 2012-05-11
63 UBS Asset Management (Hong Kong) Limited 7 26 33 7 30 37 0 4 4 78.79 81.08
64 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 32 37 5 31 36 0 -1 -1 86.49 86.11
65 BLACKSTONE GROUP (HK) LIMITED (THE) 2 15 17 3 32 35 1 17 18 88.24 91.43 2008-10-14
66 Amundi Hong Kong Limited 6 29 35 5 29 34 -1 0 -1 82.86 85.29
67 CLSA LIMITED 5 20 25 5 29 34 0 9 9 80.00 85.29
68 HANG SENG SECURITIES LIMITED 4 29 33 5 29 34 1 0 1 87.88 85.29
69 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 14 17 4 29 33 1 15 16 82.35 87.88 2012-12-13
70 Quam Securities Limited 3 14 17 3 30 33 0 16 16 82.35 90.91
71 UOB KAY HIAN (HONG KONG) LIMITED 3 29 32 3 30 33 0 1 1 90.63 90.91
72 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 27 32 5 27 32 0 0 0 84.38 84.38 2012-06-04
73 JPMorgan Funds (Asia) Limited 7 20 27 7 25 32 0 5 5 74.07 78.13
74 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 36 40 4 28 32 0 -8 -8 90.00 87.50 2003-09-24 2011-04-19
75 AXA Financial Planning (Hong Kong) Limited 2 28 30 3 28 31 1 0 1 93.33 90.32 2012-05-25
76 BANK CONSORTIUM TRUST COMPANY LIMITED 3 38 41 3 28 31 0 -10 -10 92.68 90.32 2011-11-22
77 BlackRock (Hong Kong) Limited (d2017-01-20) 6 23 29 6 25 31 0 2 2 79.31 80.65 2015-05-15
78 CSI Corporate Finance (HK) Limited 7 14 21 7 24 31 0 10 10 66.67 77.42 2007-08-01 2019-03-29
79 HAITONG INTERNATIONAL RESEARCH LIMITED 3 13 16 3 28 31 0 15 15 81.25 90.32
80 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 23 27 4 25 29 0 2 2 85.19 86.21 2007-01-12 2015-05-31
81 BARCLAYS CAPITAL ASIA LIMITED 1 1 2 1 28 29 0 27 27 50.00 96.55
82 Credit Agricole Securities (Asia) Limited 2 12 14 2 27 29 0 15 15 85.71 93.10
83 JF INTERNATIONAL MANAGEMENT INC. 2 25 27 2 27 29 0 2 2 92.59 93.10 2020-07-13
84 SAMSUNG SECURITIES (ASIA) LIMITED 3 10 13 2 27 29 -1 17 16 76.92 93.10
85 Yuanta Asia Investment (Hong Kong) Limited 4 12 16 5 24 29 1 12 13 75.00 82.76 2007-01-15 2013-11-01
86 CAIIS Limited 3 35 38 3 25 28 0 -10 -10 92.11 89.29 2018-09-04
87 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 17 20 3 25 28 0 8 8 85.00 89.29
88 BOCOM International Securities Limited 3 15 18 4 23 27 1 8 9 83.33 85.19 2007-09-10
89 PEGASUS FUND MANAGERS LIMITED 2 31 33 2 25 27 0 -6 -6 93.94 92.59
90 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 3 24 27 0 6 6 85.71 88.89
91 ATHENA WEALTH MANAGEMENT LIMITED 2 21 23 2 24 26 0 3 3 91.30 92.31 2008-04-25
92 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 18 21 4 22 26 1 4 5 85.71 84.62 2024-03-28
93 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 19 23 3 23 26 -1 4 3 82.61 88.46
94 Rich Union Securities (H.K.) Limited 2 36 38 3 23 26 1 -13 -12 94.74 88.46 2025-05-19
95 Ge Shang Investment (Hong Kong) Limited 2 18 20 2 23 25 0 5 5 90.00 92.00
96 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 5 19 24 4 20 24 -1 1 0 79.17 83.33
97 Mirae Asset Securities (HK) Limited 2 19 21 3 21 24 1 2 3 90.48 87.50 2007-10-09 2017-03-01
98 Mirae Asset Securities (HK) Limited 2 19 21 3 21 24 1 2 3 90.48 87.50 2007-10-09 2017-02-28
99 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 19 24 4 20 24 -1 1 0 79.17 83.33
100 DBS VICKERS (HONG KONG) LIMITED 4 19 23 4 19 23 0 0 0 82.61 82.61
101 DWS Investments Hong Kong Limited 3 35 38 3 20 23 0 -15 -15 92.11 86.96
102 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 2 21 23 0 2 2 90.48 91.30 2013-03-19
103 OnePlatform Asset Management Limited 12 942 954 3 20 23 -9 -922 -931 98.74 86.96
104 HPEF Capital Partners Limited 6 16 22 6 16 22 0 0 0 72.73 72.73 2022-06-01
105 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 10 19 8 14 22 -1 4 3 52.63 63.64
106 INSTINET PACIFIC LIMITED 5 25 30 4 18 22 -1 -7 -8 83.33 81.82
107 Legg Mason Asset Management Hong Kong Limited 5 19 24 5 17 22 0 -2 -2 79.17 77.27 2022-06-30
108 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 2 20 22 0 5 5 88.24 90.91 2010-12-31
109 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 3 19 22 0 -5 -5 88.89 86.36 2004-05-19
110 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 5 16 21 -2 4 2 63.16 76.19
111 CITIC CLSA Capital Partners HK Limited 3 16 19 3 18 21 0 2 2 84.21 85.71
112 CITIC Securities (Hong Kong) Limited 5 13 18 5 16 21 0 3 3 72.22 76.19
113 DEUTSCHE SECURITIES ASIA LIMITED 4 14 18 7 14 21 3 0 3 77.78 66.67 2019-12-03
114 First Sentier Investors (Hong Kong) Limited 4 13 17 3 18 21 -1 5 4 76.47 85.71
115 GAYANG SECURITIES LIMITED 3 18 21 3 18 21 0 0 0 85.71 85.71
116 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 4 17 21 -1 2 1 75.00 80.95
117 St. James's Place (Hong Kong) Limited 2 19 21 2 19 21 0 0 0 90.48 90.48
118 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 10 14 6 14 20 2 4 6 71.43 70.00
119 IPP Financial Advisers Limited 2 11 13 2 18 20 0 7 7 84.62 90.00 2006-12-21
120 NATIXIS ASIA LIMITED 3 14 17 2 18 20 -1 4 3 82.35 90.00 2004-10-19
121 Shang International Finance Limited 5 15 20 5 15 20 0 0 0 75.00 75.00 2024-01-26
122 SPARX Asia Investment Advisors Limited 7 18 25 6 14 20 -1 -4 -5 72.00 70.00 2004-04-20
123 Ark Securities (Hong Kong) Limited 4 12 16 4 15 19 0 3 3 75.00 78.95
124 Channel 8 Wealth Management Limited 0 0 0 3 16 19 3 16 19 - 84.21 2010-01-27
125 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 18 23 4 15 19 -1 -3 -4 78.26 78.95
126 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 8 14 7 12 19 1 4 5 57.14 63.16
127 BEA Union Investment Management Limited 5 15 20 5 13 18 0 -2 -2 75.00 72.22
128 CC Finance Limited 3 17 20 3 15 18 0 -2 -2 85.00 83.33 2006-04-20 2025-06-19
129 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 13 16 2 16 18 -1 3 2 81.25 88.89 2016-06-30
130 DBS ASIA CAPITAL LIMITED 8 16 24 6 12 18 -2 -4 -6 66.67 66.67
131 EMPEROR SECURITIES LIMITED (HK) 6 20 26 6 12 18 0 -8 -8 76.92 66.67
132 ETRADE SECURITIES (HONG KONG) LIMITED 4 15 19 4 14 18 0 -1 -1 78.95 77.78 2019-05-10
133 GLOBAL INVESTMENT ADVISORS LIMITED 2 24 26 2 16 18 0 -8 -8 92.31 88.89
134 Manulife Investment Management (Hong Kong) Limited 4 19 23 3 15 18 -1 -4 -5 82.61 83.33
135 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 2 16 18 0 -1 -1 89.47 88.89
136 Pictet Asset Management (Hong Kong) Limited 3 11 14 4 14 18 1 3 4 78.57 77.78
137 SINOPAC SECURITIES (ASIA) LIMITED 4 7 11 4 14 18 0 7 7 63.64 77.78 2017-02-12
138 WILSON SECURITIES LIMITED 0 0 0 3 15 18 3 15 18 - 83.33 2010-02-25
139 BMI FUNDS MANAGEMENT LIMITED 4 18 22 3 14 17 -1 -4 -5 81.82 82.35
140 CBH Asia Limited 3 18 21 3 14 17 0 -4 -4 85.71 82.35
141 HANG SENG INVESTMENT SERVICES LIMITED 5 12 17 5 12 17 0 0 0 70.59 70.59
142 HARRIS FRASER (INTERNATIONAL) LIMITED 3 7 10 3 14 17 0 7 7 70.00 82.35
143 HARVEST GLOBAL INVESTMENTS LIMITED 2 2 4 4 13 17 2 11 13 50.00 76.47 2009-02-16
144 INVESCO HONG KONG LIMITED 5 12 17 5 12 17 0 0 0 70.59 70.59
145 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 2 15 17 0 -3 -3 90.00 88.24
146 PineBridge Investments Asia Limited 4 21 25 4 13 17 0 -8 -8 84.00 76.47
147 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 2 15 17 0 -1 -1 88.89 88.24 2017-09-29
148 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 12 15 3 13 16 0 1 1 80.00 81.25 2008-08-08
149 AXA Investment Managers Asia Limited 3 13 16 3 13 16 0 0 0 81.25 81.25
150 CITIC Securities Asset Management (HK) Limited 3 6 9 4 12 16 1 6 7 66.67 75.00 2008-08-01
151 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 3 13 16 0 -1 -1 82.35 81.25
152 Penjing Asset Management (HK) Limited 4 12 16 5 11 16 1 -1 0 75.00 68.75 2005-03-24 2016-02-03
153 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 10 15 4 12 16 -1 2 1 66.67 75.00
154 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 7 10 4 12 16 1 5 6 70.00 75.00 2007-04-26
155 Wellington Management Hong Kong Limited (b2003-01-02) 3 13 16 4 12 16 1 -1 0 81.25 75.00 2003-09-18
156 AIF CAPITAL LIMITED 4 8 12 4 11 15 0 3 3 66.67 73.33
157 APG Investments Asia Limited 5 12 17 5 10 15 0 -2 -2 70.59 66.67 2008-11-18
158 BOCI ASSET MANAGEMENT LIMITED 2 0 2 4 11 15 2 11 13 0.00 73.33 2014-12-24
159 ICBC INTERNATIONAL RESEARCH LIMITED 2 2 4 3 12 15 1 10 11 50.00 80.00 2009-07-10 2024-10-15
160 Neuberger Berman Asia Limited 3 10 13 3 12 15 0 2 2 76.92 80.00 2008-03-13
161 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 8 11 4 11 15 1 3 4 72.73 73.33 2013-04-17
162 PRUDENTIAL BROKERAGE LIMITED 2 8 10 2 13 15 0 5 5 80.00 86.67
163 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 11 14 0 1 1 76.92 78.57 2019-07-05
164 Belvest Investment Services Limited 2 15 17 2 12 14 0 -3 -3 88.24 85.71
165 CGS International Securities Hong Kong Limited 2 11 13 2 12 14 0 1 1 84.62 85.71
166 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 10 14 0 -1 -1 73.33 71.43
167 China Tonghai (IA) Limited 3 11 14 3 11 14 0 0 0 78.57 78.57 2017-11-29
168 GENERALI INVESTMENTS ASIA LIMITED 6 19 25 2 12 14 -4 -7 -11 76.00 85.71 2006-02-08 2018-09-26
169 Income Partners Asset Management (HK) Limited 3 10 13 3 11 14 0 1 1 76.92 78.57
170 MUSHK Limited 7 15 22 6 8 14 -1 -7 -8 68.18 57.14 2011-06-01
171 ORION INVESTMENT MANAGEMENT LIMITED 0 0 0 2 12 14 2 12 14 - 85.71 2009-11-06 2016-12-14
172 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 3 11 14 0 0 0 78.57 78.57
173 Robeco Hong Kong Limited 5 9 14 5 9 14 0 0 0 64.29 64.29 2007-12-18
174 Tiger Securities Asset Management Company Limited 5 7 12 5 9 14 0 2 2 58.33 64.29 2006-12-29
175 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
176 CTBC Asia Limited 2 9 11 2 11 13 0 2 2 81.82 84.62 2004-10-04
177 CVC Asia Pacific Limited 4 9 13 4 9 13 0 0 0 69.23 69.23
178 Fidelity Management & Research (Hong Kong) Limited 5 7 12 4 9 13 -1 2 1 58.33 69.23 2008-09-04
179 ICBC Asset Management (Global) Company Limited 5 5 10 4 9 13 -1 4 3 50.00 69.23
180 iFAST Financial (HK) Limited 2 10 12 4 9 13 2 -1 1 83.33 69.23 2007-03-30
181 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
182 MIB SECURITIES (HONG KONG) LIMITED 3 11 14 4 9 13 1 -2 -1 78.57 69.23
183 Redford Asset Management Limited 0 0 0 2 11 13 2 11 13 - 84.62 2010-03-09
184 StormHarbour Securities (Hong Kong) Limited 0 0 0 4 9 13 4 9 13 - 69.23 2010-03-18
185 Vision Capital Investment Management Limited 2 7 9 2 11 13 0 4 4 77.78 84.62 2008-01-12
186 Wells Fargo Securities Asia Limited 4 9 13 4 9 13 0 0 0 69.23 69.23 2008-04-25
187 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 19 21 2 11 13 0 -8 -8 90.48 84.62 2003-05-23 2022-07-19
188 ABCI Securities Company Limited 5 6 11 5 7 12 0 1 1 54.55 58.33 2005-11-15
189 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 7 9 2 10 12 0 3 3 77.78 83.33 2007-05-08
190 CHEONG LEE SECURITIES LIMITED 6 9 15 3 9 12 -3 0 -3 60.00 75.00 2005-11-24
191 China Asset Management (Hong Kong) Limited 2 3 5 4 8 12 2 5 7 60.00 66.67 2009-04-03
192 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 9 12 2 10 12 -1 1 0 75.00 83.33 2008-04-30
193 FLAG Squadron Asia Limited 6 5 11 6 6 12 0 1 1 45.45 50.00 2007-07-04 2016-06-02
194 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 4 8 4 8 12 0 4 4 50.00 66.67 2005-11-15
195 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2005-05-09
196 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 5 10 5 7 12 0 2 2 50.00 58.33
197 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2003-06-06
198 Nomura Asset Management Hong Kong Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00
199 ONSHINE SECURITIES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
200 ORIENTAL PATRON SECURITIES LIMITED 3 6 9 4 8 12 1 2 3 66.67 66.67
201 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 4 8 12 1 -3 -2 78.57 66.67 2019-09-30
202 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 3 9 12 0 -6 -6 83.33 75.00
203 WFM Asia (HK) Limited 3 8 11 3 9 12 0 1 1 72.73 75.00
204 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 8 11 3 8 11 - 72.73 2009-09-15
205 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-02-16
206 GAM HONG KONG LIMITED 4 7 11 3 8 11 -1 1 0 63.64 72.73
207 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 4 6 2 9 11 0 5 5 66.67 81.82 2004-02-10 2015-07-22
208 ICBC (ASIA) SECURITIES LIMITED 4 8 12 4 7 11 0 -1 -1 66.67 63.64
209 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 16 23 4 7 11 -3 -9 -12 69.57 63.64 2017-10-02
210 MCP Holdings Limited (HK) 2 7 9 2 9 11 0 2 2 77.78 81.82 2011-06-29
211 MF Global Hong Kong Limited 3 6 9 3 8 11 0 2 2 66.67 72.73 2007-04-30
212 MIRABAUD (ASIA) LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73 2003-05-13 2018-10-16
213 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82
214 AD Capital Management (Hong Kong) Limited 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2004-09-08
215 Allianz Global Investors Hong Kong Limited 3 27 30 3 7 10 0 -20 -20 90.00 70.00 2015-05-31
216 Amova Asset Management Hong Kong Limited 4 12 16 3 7 10 -1 -5 -6 75.00 70.00
217 AMPLE CAPITAL LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2007-01-02 2022-07-27
218 Citigroup Venture Capital International Asia Limited 4 9 13 3 7 10 -1 -2 -3 69.23 70.00 2005-05-24 2014-04-15
219 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2023-02-02
220 Eastspring Investments (Hong Kong) Limited 3 14 17 3 7 10 0 -7 -7 82.35 70.00
221 ENHANCED INVESTMENT PRODUCTS LIMITED 2 4 6 3 7 10 1 3 4 66.67 70.00
222 EQT Partners Asia Limited 3 5 8 3 7 10 0 2 2 62.50 70.00 2023-09-06
223 FIRST SHANGHAI SECURITIES LIMITED 3 10 13 2 8 10 -1 -2 -3 76.92 80.00
224 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 5 5 10 1 1 2 50.00 50.00 2020-12-09
225 HAMON ASSET MANAGEMENT LIMITED 3 8 11 2 8 10 -1 0 -1 72.73 80.00
226 HPEF Venture Partners Limited 4 6 10 4 6 10 0 0 0 60.00 60.00 2018-06-08
227 Huajin Corporate Finance (International) Limited 4 8 12 4 6 10 0 -2 -2 66.67 60.00
228 Keefe, Bruyette & Woods Asia Limited 0 0 0 5 5 10 5 5 10 - 50.00 2010-03-03 2013-04-24
229 OCP Asia (Hong Kong) Limited 2 7 9 3 7 10 1 0 1 77.78 70.00 2004-09-03 2022-06-13
230 PFP Capital Limited 3 8 11 2 8 10 -1 0 -1 72.73 80.00
231 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2012-01-12
232 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
233 SOUTH CHINA RESEARCH LIMITED 4 7 11 4 6 10 0 -1 -1 63.64 60.00
234 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00
235 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
236 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 4 5 9 1 3 4 40.00 55.56 2008-03-12 2018-05-11
237 CATHAY SECURITIES (HONG KONG) LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2007-11-27
238 CHIEF SECURITIES LIMITED 2 4 6 3 6 9 1 2 3 66.67 66.67 2006-04-20
239 COHEN & STEERS ASIA LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2005-07-29
240 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 11 14 3 6 9 0 -5 -5 78.57 66.67 2004-07-28 2013-02-27
241 Deltroit (Hong Kong) Limited 3 6 9 2 7 9 -1 1 0 66.67 77.78 2005-04-11 2024-12-12
242 FB SECURITIES (HONG KONG) LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
243 Fortune Origin Securities Limited 3 1 4 3 6 9 0 5 5 25.00 66.67 2009-07-09
244 GT Asset & Portfolio Management Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2004-11-04
245 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 3 6 3 6 9 0 3 3 50.00 66.67 2007-12-18 2011-02-23
246 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 4 5 9 0 3 3 33.33 55.56 2008-07-03
247 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67
248 Janus Henderson Investors Hong Kong Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78
249 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2007-07-05
250 PANTHEON VENTURES (HK) LLP 0 0 0 4 5 9 4 5 9 - 55.56 2010-06-30 2024-05-14
251 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 10 13 2 7 9 -1 -3 -4 76.92 77.78 2011-10-20
252 PERRY CAPITAL (ASIA) LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2006-09-12 2012-01-27
253 PFC INTERNATIONAL COMPANY LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2008-07-29
254 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 21 23 3 6 9 1 -15 -14 91.30 66.67
255 Pyramis Global Advisors (Hong Kong) Limited 4 3 7 4 5 9 0 2 2 42.86 55.56 2008-07-29 2014-11-21
256 RAB CAPITAL (ASIA) LIMITED 3 4 7 5 4 9 2 0 2 57.14 44.44 2007-09-28 2011-10-10
257 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2007-05-25 2016-05-24
258 SAIL ADVISORS LIMITED 4 7 11 5 4 9 1 -3 -2 63.64 44.44 2004-05-17
259 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 5 4 9 6 3 9 1 -1 0 44.44 33.33
260 STANDARD & POOR'S, LLC 2 2 4 2 7 9 0 5 5 50.00 77.78 2010-12-21
261 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2007-05-08 2019-09-30
262 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 0 0 0 3 6 9 3 6 9 - 66.67 2010-04-27
263 TELLIGENT CAPITAL MANAGEMENT LIMITED 2 5 7 4 5 9 2 0 2 71.43 55.56 2006-03-24
264 VC BROKERAGE LIMITED 4 4 8 3 6 9 -1 2 1 50.00 66.67
265 XinKong International Securities Limited 2 4 6 2 7 9 0 3 3 66.67 77.78
266 abrdn Hong Kong Limited 2 3 5 3 5 8 1 2 3 60.00 62.50
267 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2004-07-07
268 Aletheia Analyst Network Limited 3 1 4 3 5 8 0 4 4 25.00 62.50 2008-06-03
269 ALPS CAPITAL MANAGEMENT LIMITED 2 5 7 3 5 8 1 0 1 71.43 62.50
270 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00
271 ASSET DYNAMIC MANAGEMENT LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2025-03-25
272 BALLINGAL INVESTMENT ADVISORS LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00 2004-08-13
273 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 0 0 0 3 5 8 3 5 8 - 62.50 2009-10-05
274 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 4 4 8 1 -2 -1 66.67 50.00
275 China Integrity Investment Limited 3 1 4 4 4 8 1 3 4 25.00 50.00 2014-03-19
276 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
277 Chuo Mitsui Investments Hong Kong Limited 2 2 4 3 5 8 1 3 4 50.00 62.50 2009-04-30 2011-12-29
278 CSC SECURITIES (HK) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2007-06-01
279 CSOP Asset Management Limited 3 2 5 2 6 8 -1 4 3 40.00 75.00 2009-04-02
280 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 3 5 8 1 2 3 60.00 62.50 2009-02-27
281 GF Asset Management (Hong Kong) Limited 3 4 7 2 6 8 -1 2 1 57.14 75.00 2007-11-08
282 HSBC Family Office Services Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2006-01-03 2012-07-13
283 Knight Capital Asia Limited 2 0 2 2 6 8 0 6 6 0.00 75.00 2009-07-22 2011-08-22
284 Legg Mason International Equities (Hong Kong) Limited 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2015-08-28
285 Mason Securities Limited 2 9 11 2 6 8 0 -3 -3 81.82 75.00
286 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2025-04-23
287 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 3 5 8 0 1 1 57.14 62.50
288 OLD PEAK LIMITED (HK) 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2005-08-26 2023-06-20
289 Open Securities Limited 3 4 7 2 6 8 -1 2 1 57.14 75.00
290 Oreana Financial Services Limited 2 8 10 2 6 8 0 -2 -2 80.00 75.00
291 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2024-03-27
292 Samsung Asset Management (Hong Kong) Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2008-04-23
293 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 3 5 8 0 -6 -6 78.57 62.50 2011-02-18
294 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 5 3 8 0 3 3 0.00 37.50 2009-07-10
295 Tyche Group Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2014-12-05
296 VISION FINANCE ASSET MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-12-17
297 WINNINGTON CAPITAL LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00
298 ZEAL ASSET MANAGEMENT LIMITED 0 0 0 4 4 8 4 4 8 - 50.00 2009-10-09 2025-08-20
299 Ares Management Asia (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2009-05-25 2014-08-18
300 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 5 9 4 3 7 0 -2 -2 55.56 42.86 2013-04-02
301 Bright Fund Management Limited 2 8 10 3 4 7 1 -4 -3 80.00 57.14 2023-12-19
302 CAPE ASSET MANAGEMENT LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2024-03-13
303 CHINA INTERNATIONAL CAPITAL LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43
304 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
305 CINDA INTERNATIONAL RESEARCH LIMITED 0 0 0 2 5 7 2 5 7 - 71.43 2010-07-26
306 Citi Insurance Brokers (Hong Kong) Limited 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2006-10-04 2011-04-06
307 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2007-02-16
308 COMGEST FAR EAST LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
309 EnTrustPermal (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-08-27 2021-03-26
310 First Fidelity Capital (International) Limited 3 7 10 3 4 7 0 -3 -3 70.00 57.14 2006-04-19
311 Fosun International Securities Limited 5 0 5 5 2 7 0 2 2 0.00 28.57
312 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
313 Guo Tong Capital Management Company Limited 0 0 0 3 4 7 3 4 7 - 57.14 2010-05-24 2019-05-22
314 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2004-11-29
315 HAMON ASIAN ADVISORS LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
316 HING WONG SECURITIES LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
317 HKFAEx Group Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2007-02-15
318 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2011-09-22
319 IBTS ASIA (HK) LIMITED 2 0 2 4 3 7 2 3 5 0.00 42.86 2005-11-17 2024-09-20
320 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2014-10-13
321 IVORY CAPITAL PRIVATE LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2007-03-21
322 La Roche & Co Asia Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2008-03-05 2011-12-08
323 LAZARD ASIA (HONG KONG) LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43
324 LIS Investment Services Limited 2 11 13 2 5 7 0 -6 -6 84.62 71.43 2008-01-09
325 Mackenzie Investments Asia Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
326 MFG Limited (HK) 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2008-07-15
327 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
328 PIMCO Asia Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-05-17
329 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 5 9 2 5 7 -2 0 -2 55.56 71.43 2008-05-29
330 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2023-10-25
331 Providence Equity Asia Limited 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-08-23 2019-01-10
332 PUREHEART CAPITAL ASIA LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2007-03-08
333 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
334 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2010-02-23
335 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2013-05-29
336 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
337 TOYO SECURITIES ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57
338 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-01-11
339 Xeram and Company (Asia) Limited 3 4 7 4 3 7 1 -1 0 57.14 42.86 2015-11-27
340 ALBOURNE PARTNERS (ASIA) LIMITED 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2004-09-07
341 AlTi Wealth Management (Hong Kong) Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67 2004-05-11
342 Arta Asset Management Limited 2 18 20 2 4 6 0 -14 -14 90.00 66.67 2008-07-10
343 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
344 Asset Management One Hong Kong Limited 0 0 0 3 3 6 3 3 6 - 50.00 2010-03-10 2015-04-15
345 BNY Mellon Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-06-06
346 Cambridge Strategy (Asset Management) Asia Limited (The) 1 0 1 3 3 6 2 3 5 0.00 50.00 2020-06-18
347 CC SIF Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-07-25
348 CHAMPUS ASSET MANAGEMENT LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2019-07-29
349 China Universal Asset Management (Hong Kong) Company Limited 0 0 0 3 3 6 3 3 6 - 50.00 2010-02-19
350 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
351 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-12-24
352 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-08 2011-04-14
353 CWB Hong Kong Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
354 DELTA ASIA SECURITIES LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
355 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2009-01-02
356 Everbright Capital Management Limited 2 0 2 3 3 6 1 3 4 0.00 50.00 2007-09-24 2021-09-17
357 GETTA SECURITIES LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-06-26
358 Grand Loyal Asset Management Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2008-11-07
359 Guosen Securities (HK) Brokerage Company, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-02-26
360 Houlihan Lokey (China) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-10-09
361 ICG Asia Pacific Limited 5 3 8 4 2 6 -1 -1 -2 37.50 33.33
362 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 4 6 0 0 0 66.67 66.67
363 KB Securities Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
364 KCG SECURITIES ASIA LIMITED 5 0 5 5 1 6 0 1 1 0.00 16.67
365 KGI CAPITAL ASIA LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00
366 Kirin Asset Management Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2007-06-12 2016-09-14
367 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33
368 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
369 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2007-12-21 2021-04-21
370 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-09-21
371 Oaktree Capital (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2006-07-12
372 Oasis Management (Hong Kong) 3 11 14 3 3 6 0 -8 -8 78.57 50.00 2004-09-14
373 orientiert International Markets Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2005-01-11
374 PEAK CAPITAL LIMITED (b2004-03-30) 2 2 4 3 3 6 1 1 2 50.00 50.00 2004-10-28
375 Quam Asset Management Limited (b1983-06-28) 3 4 7 3 3 6 0 -1 -1 57.14 50.00
376 Religare Capital Markets (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2009-09-22 2018-04-09
377 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2013-11-25
378 Samena Capital Hong Kong Limited 0 0 0 4 2 6 4 2 6 - 33.33 2009-09-01 2021-09-27
379 SEI INVESTMENTS (ASIA) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2005-03-02 2023-02-20
380 SIIC Capital (Hong Kong) Investment Management Company Limited 5 0 5 5 1 6 0 1 1 0.00 16.67
381 Standard Advisory Asia Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-03-09 2013-04-12
382 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
383 Towers Watson Investment Services Hong Kong Limited 3 2 5 3 3 6 0 1 1 40.00 50.00 2007-05-14
384 TUFTON OCEANIC FAR EAST LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-11-19 2012-10-08
385 UOB ASIA (HONG KONG) LIMITED 4 2 6 3 3 6 -1 1 0 33.33 50.00 2011-07-27
386 UPBEST SECURITIES COMPANY LIMITED 6 1 7 4 2 6 -2 1 -1 14.29 33.33
387 Vontobel (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-11-27
388 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
389 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
390 Yorkville Advisors HK Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2009-03-18 2012-03-02
391 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2003-11-29
392 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2021-10-08
393 Beevest Securities Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
394 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
395 Bradbury Securities Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
396 Broadway Wealth Management Limited 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2013-01-03
397 BTG Pactual Asia Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2009-08-13 2016-12-13
398 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2005-12-20
399 CBRE Clarion Securities HKG Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-01-04 2019-08-28
400 ChapmanCraig Limited 2 1 3 3 2 5 1 1 2 33.33 40.00
401 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
402 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-10-22
403 CMB International Asset Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-05-26
404 Creat Capital Company Limited 0 0 0 5 0 5 5 0 5 - 0.00 2010-07-26 2013-10-02
405 CUBE CAPITAL HK LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-10-17 2015-02-13
406 Cynosure Asset Management Hong Kong Limited 2 0 2 5 0 5 3 0 3 0.00 0.00 2023-09-27
407 DAEWOO SECURITIES (HONG KONG) LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2017-02-28
408 EVENSTAR ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-19
409 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
410 FCL ADVISORY LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2005-03-01
411 Fubon Fund Management (Hong Kong) Limited 3 5 8 3 2 5 0 -3 -3 62.50 40.00
412 Goldyard Capital Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2019-11-21
413 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00 2007-10-23
414 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
415 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2018-08-15
416 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
417 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2009-11-16
418 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
419 iTTa Capital Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2003-05-29 2013-06-11
420 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-10-26 2020-12-11
421 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 4 1 5 -2 0 -2 14.29 20.00 2017-10-02
422 KKR CAPITAL MARKETS ASIA LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2009-10-22
423 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
424 Korea Investment Management Asia Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2009-08-21 2014-12-09
425 LaSalle Investment Management Hong Kong Limited 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2007-06-14 2020-02-20
426 LOMBARD ODIER (HONG KONG) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
427 MANGO FINANCIAL LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00
428 MCP Asset Management Company Limited 2 5 7 3 2 5 1 -3 -2 71.43 40.00 2005-08-23
429 MEAG Hong Kong Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
430 Metaverse Securities Limited (HK) 4 1 5 4 1 5 0 0 0 20.00 20.00
431 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 1 4 5 -1 1 0 60.00 80.00 2012-09-18
432 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-05-02 2015-06-25
433 Progeny (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-07-09
434 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 3 2 5 2 2 4 0.00 40.00 2024-03-25
435 RHB ASSET MANAGEMENT LIMITED 4 0 4 3 2 5 -1 2 1 0.00 40.00 2008-05-08 2020-11-17
436 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2016-11-01
437 SDHG International Asset Management Limited 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2008-12-02
438 Sensible Asset Management Limited 5 2 7 3 2 5 -2 0 -2 28.57 40.00 2005-06-18 2025-06-19
439 SJS Markets Limited 2 2 4 1 4 5 -1 2 1 50.00 80.00 2005-11-23 2015-01-13
440 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 1 4 5 0 1 1 75.00 80.00 2015-03-27
441 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 4 1 5 -1 0 -1 16.67 20.00 2005-06-20
442 Templewater Hong Kong Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
443 Tokio Marine Investment Services, Limited 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2014-03-28
444 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-11 2013-10-23
445 Tyric Capital Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
446 UIC FINANCIAL ADVISORS LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2010-04-13 2019-06-17
447 VBG Capital Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2008-11-11 2013-09-19
448 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
449 Waterland Securities (HK) Company Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2009-02-20 2013-01-15
450 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2015-02-09
451 Yuanta Financial (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-03 2014-03-28
452 ZBI Asia Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-22 2014-06-09
453 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
454 A ONE INVESTMENT COMPANY LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2013-12-05
455 Absolute Investment Management (HK) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
456 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00
457 ALTUS CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
458 American Century Investment Management (Asia Pacific) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-03-26
459 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
460 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
461 ARF Investment Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-10-13 2011-05-20
462 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
463 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00
464 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
465 BEAR BRIGHT LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
466 Beijing Securities Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00
467 Bentley Capital Limited (HK) 3 0 3 4 0 4 1 0 1 0.00 0.00
468 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
469 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
470 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-03-13
471 CBRE Investment Management (Asia) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2023-07-21
472 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2008-10-31 2013-12-17
473 CES Capital International (Hong Kong) Co., Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2009-05-29 2023-02-23
474 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
475 Chepstow Capital Advisors Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-10-20 2018-04-27
476 China Alpha Fund Management (HK) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-05-31
477 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
478 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 3 5 3 1 4 1 -2 -1 60.00 25.00
479 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
480 China Jianxin Financial Services Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-05-10 2022-03-15
481 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
482 Credit Suisse Securities (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2024-09-27
483 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
484 D. YAU AND COMPANY LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-08-13
485 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2009-10-14
486 DigitalBridge Management Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-20
487 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
488 Emperor Wealth Management Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-06-09
489 ENZARD LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-05-21 2013-02-18
490 EVOLUTION ASIA INVESTMENTS LIMITED 1 2 3 2 2 4 1 0 1 66.67 50.00 2007-08-24 2020-01-24
491 EXS Capital Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-06-12
492 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
493 First Prosperous Asset Management Company Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-09-06 2023-06-23
494 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-09-12
495 Funderstone Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
496 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
497 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2013-03-19
498 Grace Financial Limited (HK) 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-02-13 2021-04-23
499 GUODU SECURITIES (HONG KONG) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-07
500 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-06-29
501 HFS ASSET MANAGEMENT LIMITED 3 5 8 2 2 4 -1 -3 -4 62.50 50.00
502 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
503 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00 2020-06-02
504 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-11
505 Imperium International Asset Management Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-12-02
506 Jefferies Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-01-04
507 JK Capital Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
508 JPMorgan Asset Management Real Assets (Asia) Limited 3 1 4 4 0 4 1 -1 0 25.00 0.00 2009-06-26
509 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2022-10-13
510 JW CAPITAL SECURITIES LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00
511 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-05-13 2021-12-04
512 Kerogen Capital (Asia) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-02-01
513 LONGREACH GROUP LIMITED (THE) 1 3 4 2 2 4 1 -1 0 75.00 50.00 2006-08-01
514 LUNAR CAPITAL MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2010-02-17
515 MASON LAROCHE (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2012-03-19
516 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-09-22
517 MD Healthcare International Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2008-11-05 2011-07-28
518 OKASAN INTERNATIONAL (ASIA) LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2007-05-17
519 Optima Capital Limited 3 9 12 3 1 4 0 -8 -8 75.00 25.00 2007-10-25
520 PACIFIC HAWK (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
521 Paul Capital Advisors Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-06-17 2014-09-03
522 Permira Advisers Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2008-08-19
523 PGIM (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
524 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 3 5 2 2 4 0 -1 -1 60.00 50.00
525 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2022-12-21
526 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 2 2 4 0 -6 -6 80.00 50.00 2017-06-28
527 QMIS Asset Management Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2009-08-13
528 RICHLAND WORLDWIDE LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-04-15
529 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 5 1 6 2 2 4 -3 1 -2 16.67 50.00 2008-11-07
530 Sheng Yuan Sino Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-09-09 2023-05-11
531 Shinhan Investment Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-10-15
532 STI Asset Management Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-10-22 2023-09-19
533 Success Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
534 Sumo Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-07 2022-08-23
535 TARZAN STOCK & SHARES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
536 TFI Asset Management Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-06-18
537 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
538 Voras Capital Management (HK) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2008-07-31 2012-09-04
539 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
540 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00
541 YUE XIU SECURITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
542 Yunfeng Financial Markets Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
543 313 Capital Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-04-19
544 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-03-22 2022-02-22
545 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
546 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
547 Amherst Pierpont International Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-17 2023-06-09
548 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 3 0 3 -1 0 -1 0.00 0.00
549 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
550 AP Asset Management (HK) Limited 2 10 12 2 1 3 0 -9 -9 83.33 33.33 2004-07-07 2013-12-04
551 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
552 Asia Frontier Investments Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2009-04-28
553 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
554 Asia Pacific Securities Limited 3 2 5 3 0 3 0 -2 -2 40.00 0.00
555 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
556 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
557 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-09-28
558 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 19 22 0 3 3 -3 -16 -19 86.36 100.00 2010-11-03
559 BOWEN ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-10-20
560 BSI Investment Advisors (Hong Kong) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-08-27 2014-06-04
561 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-19 2012-12-03
562 Capstone Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-03-12 2025-03-27
563 CARDINALASIA CONSULTING LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-06-27 2024-02-22
564 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
565 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-12 2012-04-03
566 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
567 CHIMAERA FINANCIAL GROUP LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2023-12-27
568 China Enterprise Securities Company Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33
569 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
570 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
571 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
572 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
573 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
574 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
575 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
576 FT Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-12-06
577 Fubon Capital (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-13
578 GCAM Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-17 2022-03-09
579 GEOMATRIX (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-01-31
580 GF Securities (Hong Kong) Brokerage Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-30
581 GIGA (HONG KONG) LIMITED 2 7 9 2 1 3 0 -6 -6 77.78 33.33
582 GNAB Limited 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2025-03-14
583 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-12-02
584 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2016-10-10
585 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
586 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-07-28
587 Henyep Capital Management Limited 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2005-12-20 2011-03-14
588 HSZ (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
589 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
590 ICAP Equities Asia Limited 2 8 10 3 0 3 1 -8 -7 80.00 0.00 2008-12-22 2011-06-02
591 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-12-14 2024-10-15
592 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
593 IREALITY INVESTMENTS LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
594 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
595 JVSakk Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-28
596 KCG FUND MANAGEMENT LIMITED 4 1 5 2 1 3 -2 0 -2 20.00 33.33 2007-05-04
597 Landmark Asset Management Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-01-10 2018-01-22
598 MANULIFE (INTERNATIONAL) LIMITED 4 16 20 2 1 3 -2 -15 -17 80.00 33.33 2011-06-17
599 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2008-04-01
600 MEIJI YASUDA ASIA LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2019-10-17
601 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
602 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2023-05-15
603 Myo Capital Advisers Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2007-11-16 2021-02-04
604 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
605 Neutral Financial Holding Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
606 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
607 OnePlatform Wealth Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-07-25 2014-05-28
608 Oracle Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-22 2018-06-20
609 OSCAR BENSON LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-08-23
610 PAOCHU INVESTMENT ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-09
611 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
612 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-12
613 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
614 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
615 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
616 Rothschild & Co Wealth Management Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-08-16 2019-10-18
617 Safari Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-04-30 2015-07-02
618 SBI China Capital Financial Services Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-09-19
619 SBI China Capital Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-10-08
620 SCM Strategic Capital Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-11 2015-01-21
621 SDIC Securities International Financial Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-08-17
622 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
623 Shacom Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
624 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
625 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
626 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
627 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
628 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2019-08-15
629 SPDB International Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-12-30
630 Springboard Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-02
631 STANHILL (HONG KONG) LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2013-05-23
632 STARLING GROUP SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-11-06 2013-05-20
633 Superfund Financial (Hong Kong) Limited 2 11 13 2 1 3 0 -10 -10 84.62 33.33
634 SYZ Asset Management (Asia) Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2004-07-27 2016-12-22
635 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-27 2012-08-01
636 TRANSPAC CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
637 TSE'S SECURITIES LIMITED 1 1 2 3 0 3 2 -1 1 50.00 0.00
638 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
639 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
640 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-08-07
641 Value Partners Private Equity Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
642 Vestmore Capital Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-01-12
643 VisionGain Capital Limited 3 2 5 3 0 3 0 -2 -2 40.00 0.00 2007-11-14
644 VMS Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-09-01
645 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
646 WMG Asia Limited 2 5 7 2 1 3 0 -4 -4 71.43 33.33 2007-02-28 2014-01-06
647 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
648 Wolver Hill Asset Management Asia Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-03-10
649 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
650 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
651 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
652 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
653 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
654 ALETHEIA TECHNOLOGIES LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-30 2022-07-22
655 Alpha Nova Capital Management Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
656 Alphatraxx (H.K.) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-23 2012-02-14
657 Andante Capital Partners Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-11 2012-12-03
658 Anuenue Advisors Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
659 Anuenue Securities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
660 APICES ADVISORY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11 2014-10-16
661 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
662 Arete Research Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11
663 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2009-09-21
664 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
665 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
666 Austen Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-30
667 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
668 Axis Capital Management Limited 3 2 5 2 0 2 -1 -2 -3 40.00 0.00
669 Barings Investment Advisers (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-05-08 2018-01-23
670 BMF Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-22
671 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
672 Bosen Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-16 2023-02-17
673 BROOKE CAPITAL LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2012-06-13
674 CAIDAO CAPITAL LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2008-07-15 2022-08-22
675 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
676 CC Real Estate Advisory Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-04
677 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
678 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
679 CHEETAH ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-08-01
680 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
681 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
682 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 1 1 2 -1 1 0 0.00 50.00
683 CMS CAPITAL (HK) CO., LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-05-06
684 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
685 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
686 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
687 CUPOLA CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-05-06
688 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
689 Daishin Securities Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-24 2018-08-09
690 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
691 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
692 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-29 2012-08-09
693 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
694 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
695 EFG Asset Management (HK) Limited 3 1 4 1 1 2 -2 0 -2 25.00 50.00 2008-06-06
696 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
697 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
698 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
699 Emperor Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-11-03
700 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-13
701 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
702 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
703 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
704 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
705 FIRST ASIA FINANCE GROUP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-29
706 Fortune Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2009-12-16
707 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-09-07
708 Frontier Asia Capital Hong Kong Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-11 2019-07-24
709 FULBRIGHT SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
710 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
711 Future Growth Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-11
712 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2005-12-16
713 Global CTA Services Investment (HK) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2008-11-26 2012-09-03
714 GO-TO-ASIA INVESTMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-02-12
715 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
716 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
717 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
718 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
719 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
720 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
721 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
722 Hamilton Lane (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-05
723 Hana Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-25 2015-06-17
724 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-21
725 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
726 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
727 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
728 INDEPENDENT INVESTMENT PARTNERS LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-12-15 2011-02-14
729 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
730 iVenture Investment Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
731 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
732 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
733 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
734 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
735 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
736 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
737 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
738 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
739 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
740 Kingsbridge Limited (d2014-08-15) 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-28 2014-02-12
741 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-07-02
742 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
743 LCA Solutions Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-30
744 Lighthorse Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-18 2025-07-28
745 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
746 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
747 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
748 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
749 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
750 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
751 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
752 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-05-11 2014-08-05
753 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-07-19
754 Ohra Capital Partners Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-27 2023-06-21
755 Open Asset Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
756 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
757 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
758 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-02-22
759 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
760 PHOENIX CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-02 2013-01-14
761 Ping An Securities (Hong Kong) Holdings Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-30 2021-05-27
762 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
763 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
764 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-05-24
765 PROBITAS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-05
766 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
767 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
768 Redwood Investment Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-05 2015-06-23
769 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
770 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
771 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
772 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-10-30 2015-04-22
773 SDICS International Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-19
774 SDICS International Securities (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
775 SG SECURITIES (HK) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-18
776 Silk Road International Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
777 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
778 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
779 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
780 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
781 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
782 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
783 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
784 Swiss-Asia Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-02 2024-12-31
785 Synergy Fund Management Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-26
786 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
787 TIAN YUAN FINANCE LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-06-30
788 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
789 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
790 UNITED WORLD ONLINE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-19 2014-01-20
791 VANHEEL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
792 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
793 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
794 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22
795 AIR GEO SERVICES LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-08-21 2012-12-14
796 AMS CAPITAL LIMITED (d2012-07-13) 3 2 5 1 0 1 -2 -2 -4 40.00 0.00 2011-06-10
797 APAX PARTNERS HONG KONG LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2008-01-21 2012-03-12
798 CHI CAPITAL SECURITIES LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2004-09-07 2016-05-05
799 China Earthcare Capital Limited 0 0 0 1 0 1 1 0 1 - 0.00 2010-05-24 2011-04-20
800 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
801 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 62 64 1 0 1 -1 -62 -63 96.88 0.00 2010-12-17
802 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2011-06-03
803 HEAD & SHOULDERS SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-03-27
804 UPBEST ASSETS MANAGEMENT LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00
805 Vegasoul Capital Management (Asia) Limited 0 0 0 0 1 1 0 1 1 - 100.00 2010-01-29 2011-03-24
806 VISION FINANCE (SECURITIES) LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-05-08
807 ZHONGRONG PT FINANCE LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-03
808 ACP Asset Management Limited (d2010-11-05) 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-03-26 2010-03-26
809 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-22 2010-04-30
810 ANGUS MOORE LIMITED 0 5 5 0 0 0 0 -5 -5 100.00 - 2011-07-05
811 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2010-09-20
812 BEAR STEARNS ASIA LIMITED 2 12 14 0 0 0 -2 -12 -14 85.71 - 2010-04-28
813 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-01-15 2010-03-10
814 China Access Advisors Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-10-21 2009-12-09
815 DEMETER ASSET MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-01-06 2010-04-21
816 Ellerston Capital (Hong Kong) Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2008-01-04 2010-08-05
817 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2008-03-06 2011-01-10
818 FAYE CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-16 2010-05-12
819 FOX-PITT, KELTON (ASIA) LIMITED 6 6 12 0 0 0 -6 -6 -12 50.00 - 2010-05-18
820 GCIS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-11-22 2010-09-06
821 GIP Partners Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2009-01-16 2010-06-02
822 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-02-28 2011-03-08
823 Horizon21 (Hong Kong) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-02-01 2010-01-28
824 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-07 2010-05-10
825 Instinet Alpha Trading Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2010-11-19
826 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-05-18
827 IVY ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-02-06 2010-08-26
828 Knight Libertas (Asia) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-01-23 2010-05-14
829 Macquarie Capital Funds (Asia) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-07-21 2010-07-22
830 MF Securities Hong Kong Limited 5 13 18 0 0 0 -5 -13 -18 72.22 - 2008-02-21 2010-10-15
831 OVERLOOK INVESTMENTS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-01-05
832 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 0 0 0 -3 -6 -9 66.67 - 2011-01-24
833 PARADIGM WEALTH MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-08-17 2010-08-17
834 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2010-07-07
835 PITT CAPITAL PARTNERS ASIA LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-07-28 2011-09-26
836 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-10-03 2010-05-13
837 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2011-04-28
838 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-12-29
839 TIS SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-28
840 Vicis Capital (Hong Kong) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-11-26 2010-06-15
841 Wachovia Advisors International Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2007-12-17 2010-06-30
842 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-12-16
843 ZURICH ADVISORY (HK) LIMITED 1 330 331 0 0 0 -1 -330 -331 99.70 - 2010-07-06
Average 2.88 12.80 15.68 2.85 10.91 13.76 81.64 79.27

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