SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2009-09-30 2010-09-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 320 322 2 293 295 0 -27 -27 99.38 99.32 2012-11-27
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 9 284 293 6 278 284 -3 -6 -9 96.93 97.89
3 Credit Suisse (Hong Kong) Limited 21 186 207 19 255 274 -2 69 67 89.86 93.07 2025-01-13
4 Merrill Lynch (Asia Pacific) Limited 5 135 140 7 247 254 2 112 114 96.43 97.24
5 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 191 198 7 217 224 0 26 26 96.46 96.88
6 UBS SECURITIES ASIA LIMITED 3 156 159 3 198 201 0 42 42 98.11 98.51
7 WM (HK) Limited 0 265 265 0 200 200 0 -65 -65 100.00 100.00 2014-10-24
8 Merrill Lynch Far East Limited 4 135 139 5 173 178 1 38 39 97.12 97.19 2025-01-16
9 CLSA RESEARCH LIMITED 2 118 120 3 128 131 1 10 11 98.33 97.71 2014-06-18
10 GOLDMAN SACHS (ASIA) L.L.C. 14 97 111 12 116 128 -2 19 17 87.39 90.63
11 FTL Wealth Management (HK) Limited 2 189 191 2 119 121 0 -70 -70 98.95 98.35 2005-06-28 2011-05-20
12 PHILLIP SECURITIES (HONG KONG) LIMITED 4 123 127 4 113 117 0 -10 -10 96.85 96.58
13 Morgan Stanley Asia Limited 4 99 103 5 109 114 1 10 11 96.12 95.61
14 MACQUARIE CAPITAL LIMITED 3 87 90 4 105 109 1 18 19 96.67 96.33
15 YF Life Investors Limited 3 113 116 3 103 106 0 -10 -10 97.41 97.17 2004-08-30 2013-03-22
16 HSBC Global Asset Management (Hong Kong) Limited 10 68 78 12 92 104 2 24 26 87.18 88.46
17 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 117 122 5 99 104 0 -18 -18 95.90 95.19
18 Citigroup Global Markets Asia Limited 2 92 94 3 98 101 1 6 7 97.87 97.03
19 JPMorgan Asset Management (Asia Pacific) Limited 4 81 85 4 93 97 0 12 12 95.29 95.88
20 BOCI SECURITIES LIMITED 8 70 78 10 85 95 2 15 17 89.74 89.47 2004-03-01
21 HSBC LIFE (INTERNATIONAL) LIMITED 1 102 103 1 94 95 0 -8 -8 99.03 98.95 2012-05-07
22 FIL Investment Management (Hong Kong) Limited 7 83 90 5 84 89 -2 1 -1 92.22 94.38
23 FWD Life Insurance Company (Bermuda) Limited 1 102 103 1 87 88 0 -15 -15 99.03 98.86 2012-11-21
24 Julius Baer (Hong Kong) Limited 3 76 79 3 85 88 0 9 9 96.20 96.59 2006-09-14 2012-05-10
25 iBest Consultants Limited 2 76 78 2 85 87 0 9 9 97.44 97.70 2019-08-15
26 Daiwa Capital Markets Hong Kong Limited 3 54 57 7 77 84 4 23 27 94.74 91.67
27 Lion Global Financial Limited 4 101 105 6 61 67 2 -40 -38 96.19 91.04
28 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 77 80 3 64 67 0 -13 -13 96.25 95.52 2012-04-02
29 T G HOLBORN (HK) LIMITED 3 72 75 3 62 65 0 -10 -10 96.00 95.38 2014-04-29
30 CCB INTERNATIONAL SECURITIES LIMITED 7 22 29 7 55 62 0 33 33 75.86 88.71 2005-10-10
31 KGI ASIA LIMITED 9 59 68 7 54 61 -2 -5 -7 86.76 88.52 2017-10-02
32 CENTALINE WEALTH MANAGEMENT LIMITED 2 84 86 4 55 59 2 -29 -27 97.67 93.22 2004-04-02
33 MIZUHO SECURITIES ASIA LIMITED 7 27 34 9 50 59 2 23 25 79.41 84.75
34 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 7 52 59 0 -5 -5 89.06 88.14
35 oOo Securities (HK) Group Limited 2 54 56 2 56 58 0 2 2 96.43 96.55 2004-12-03
36 AllianceBernstein Hong Kong Limited 6 29 35 8 46 54 2 17 19 82.86 85.19
37 ALTRUIST FINANCIAL GROUP LIMITED 3 57 60 2 52 54 -1 -5 -6 95.00 96.30 2004-01-20
38 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 6 9 3 51 54 0 45 45 66.67 94.44 2008-08-20
39 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 34 38 5 48 53 1 14 15 89.47 90.57 2018-12-31
40 ASSET MANAGEMENT GROUP LIMITED 2 53 55 2 49 51 0 -4 -4 96.36 96.08 2006-01-17
41 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 46 51 5 46 51 0 0 0 90.20 90.20
42 FWD Financial Planning Limited (HK) 3 58 61 5 45 50 2 -13 -11 95.08 90.00
43 RHB SECURITIES HONG KONG LIMITED 4 29 33 5 44 49 1 15 16 87.88 89.80 2006-11-17 2022-10-06
44 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 40 42 2 45 47 0 5 5 95.24 95.74
45 BOCI RESEARCH LIMITED 4 41 45 5 42 47 1 1 2 91.11 89.36
46 Everbright Securities Investment Services (HK) Limited 2 41 43 2 45 47 0 4 4 95.35 95.74
47 Goldman Sachs Investment Management Hong Kong Limited 2 41 43 4 43 47 2 2 4 95.35 91.49 2013-11-27
48 VALUE PARTNERS LIMITED 5 33 38 3 41 44 -2 8 6 86.84 93.18
49 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 39 41 2 41 43 0 2 2 95.12 95.35
50 VALUE PARTNERS HONG KONG LIMITED 5 31 36 3 40 43 -2 9 7 86.11 93.02 2007-11-19
51 Yuanta Securities (Hong Kong) Company Limited 5 37 42 7 36 43 2 -1 1 88.10 83.72
52 CASH Wealth Management Limited 2 57 59 2 40 42 0 -17 -17 96.61 95.24
53 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 30 34 4 38 42 0 8 8 88.24 90.48 2005-07-05
54 Rothschild & Co Hong Kong Limited 4 41 45 4 38 42 0 -3 -3 91.11 90.48 2005-04-27
55 CITIC Securities Brokerage (HK) Limited 6 34 40 5 36 41 -1 2 1 85.00 87.80
56 FIL Investment Advisors 4 37 41 3 38 41 -1 1 0 90.24 92.68
57 IAM LEGACY LIMITED 4 38 42 4 37 41 0 -1 -1 90.48 90.24 2007-08-21
58 MIDLAND WEALTH MANAGEMENT LIMITED 5 42 47 4 37 41 -1 -5 -6 89.36 90.24 2008-02-18
59 Standard Chartered Securities (Hong Kong) Limited 9 28 37 11 30 41 2 2 4 75.68 73.17
60 BlackRock Asset Management North Asia Limited 4 33 37 3 36 39 -1 3 2 89.19 92.31
61 BLACKSTONE GROUP (HK) LIMITED (THE) 2 18 20 3 36 39 1 18 19 90.00 92.31 2008-10-14
62 GET NICE SECURITIES LIMITED 5 38 43 5 33 38 0 -5 -5 88.37 86.84
63 Halbis Capital Management (Hong Kong) Limited 8 29 37 7 31 38 -1 2 1 78.38 81.58 2005-06-23 2012-05-11
64 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 32 37 5 33 38 0 1 1 86.49 86.84
65 UBS Asset Management (Hong Kong) Limited 7 25 32 7 31 38 0 6 6 78.13 81.58
66 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 23 27 4 33 37 0 10 10 85.19 89.19 2007-01-12 2015-05-31
67 CLSA LIMITED 5 21 26 5 32 37 0 11 11 80.77 86.49
68 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 25 30 5 30 35 0 5 5 83.33 85.71 2012-06-04
69 JPMorgan Funds (Asia) Limited 7 19 26 7 27 34 0 8 8 73.08 79.41
70 Amundi Hong Kong Limited 6 27 33 5 28 33 -1 1 0 81.82 84.85
71 SAMSUNG SECURITIES (ASIA) LIMITED 3 20 23 3 30 33 0 10 10 86.96 90.91
72 UOB KAY HIAN (HONG KONG) LIMITED 3 29 32 3 30 33 0 1 1 90.63 90.91
73 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 2 14 16 4 28 32 2 14 16 87.50 87.50 2012-12-13
74 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 19 22 3 29 32 0 10 10 86.36 90.63
75 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 3 29 32 0 15 15 82.35 90.63
76 Quam Securities Limited 3 14 17 3 29 32 0 15 15 82.35 90.63
77 AXA Financial Planning (Hong Kong) Limited 2 28 30 3 28 31 1 0 1 93.33 90.32 2012-05-25
78 CSI Corporate Finance (HK) Limited 7 17 24 7 24 31 0 7 7 70.83 77.42 2007-08-01 2019-03-29
79 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 3 27 30 0 -9 -9 92.31 90.00 2011-11-22
80 BARCLAYS CAPITAL ASIA LIMITED 1 1 2 1 29 30 0 28 28 50.00 96.67
81 Credit Agricole Securities (Asia) Limited 2 12 14 2 28 30 0 16 16 85.71 93.33
82 BlackRock (Hong Kong) Limited (d2017-01-20) 6 25 31 6 23 29 0 -2 -2 80.65 79.31 2015-05-15
83 JF INTERNATIONAL MANAGEMENT INC. 2 25 27 2 27 29 0 2 2 92.59 93.10 2020-07-13
84 Yuanta Asia Investment (Hong Kong) Limited 5 16 21 5 24 29 0 8 8 76.19 82.76 2007-01-15 2013-11-01
85 BOCOM International Securities Limited 3 13 16 4 24 28 1 11 12 81.25 85.71 2007-09-10
86 CAIIS Limited 3 36 39 3 25 28 0 -11 -11 92.31 89.29 2018-09-04
87 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 19 24 4 23 27 -1 4 3 79.17 85.19
88 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 19 23 4 22 26 0 3 3 82.61 84.62
89 PEGASUS FUND MANAGERS LIMITED 2 29 31 2 24 26 0 -5 -5 93.55 92.31
90 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 20 23 3 23 26 0 3 3 86.96 88.46
91 ATHENA WEALTH MANAGEMENT LIMITED 2 22 24 2 23 25 0 1 1 91.67 92.00 2008-04-25
92 Ge Shang Investment (Hong Kong) Limited 2 20 22 2 23 25 0 3 3 90.91 92.00
93 Rich Union Securities (H.K.) Limited 2 36 38 3 22 25 1 -14 -13 94.74 88.00 2025-05-19
94 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 17 20 4 20 24 1 3 4 85.00 83.33 2024-03-28
95 IPP Financial Advisers Limited 2 11 13 2 22 24 0 11 11 84.62 91.67 2006-12-21
96 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 5 19 24 0 4 4 75.00 79.17
97 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 19 23 4 20 24 0 1 1 82.61 83.33
98 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 6 17 23 2 6 8 73.33 73.91
99 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 2 21 23 0 2 2 90.48 91.30 2013-03-19
100 CITIC CLSA Capital Partners HK Limited 3 17 20 3 19 22 0 2 2 85.00 86.36
101 CITIC Securities (Hong Kong) Limited 5 16 21 5 17 22 0 1 1 76.19 77.27
102 DBS VICKERS (HONG KONG) LIMITED 4 18 22 4 18 22 0 0 0 81.82 81.82
103 DEUTSCHE SECURITIES ASIA LIMITED 4 15 19 7 15 22 3 0 3 78.95 68.18 2019-12-03
104 DWS Investments Hong Kong Limited 2 34 36 3 19 22 1 -15 -14 94.44 86.36
105 HPEF Capital Partners Limited 6 16 22 6 16 22 0 0 0 72.73 72.73 2022-06-01
106 Legg Mason Asset Management Hong Kong Limited 5 18 23 5 17 22 0 -1 -1 78.26 77.27 2022-06-30
107 OnePlatform Asset Management Limited 12 950 962 2 20 22 -10 -930 -940 98.75 90.91
108 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 2 20 22 0 5 5 88.24 90.91 2010-12-31
109 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 3 19 22 0 -5 -5 88.89 86.36 2004-05-19
110 WILSON SECURITIES LIMITED 0 0 0 2 20 22 2 20 22 - 90.91 2010-02-25
111 First Sentier Investors (Hong Kong) Limited 4 14 18 3 18 21 -1 4 3 77.78 85.71
112 GAYANG SECURITIES LIMITED 3 18 21 3 18 21 0 0 0 85.71 85.71
113 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 10 19 8 13 21 -1 3 2 52.63 61.90
114 INSTINET PACIFIC LIMITED 5 24 29 4 17 21 -1 -7 -8 82.76 80.95
115 Mirae Asset Securities (HK) Limited 2 20 22 3 18 21 1 -2 -1 90.91 85.71 2007-10-09 2017-02-28
116 Mirae Asset Securities (HK) Limited 2 20 22 3 18 21 1 -2 -1 90.91 85.71 2007-10-09 2017-03-01
117 Shang International Finance Limited 5 15 20 5 16 21 0 1 1 75.00 76.19 2024-01-26
118 St. James's Place (Hong Kong) Limited 2 19 21 2 19 21 0 0 0 90.48 90.48
119 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 5 15 20 -2 3 1 63.16 75.00
120 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 8 14 8 12 20 2 4 6 57.14 60.00
121 NATIXIS ASIA LIMITED 3 16 19 2 18 20 -1 2 1 84.21 90.00 2004-10-19
122 SPARX Asia Investment Advisors Limited 7 18 25 6 14 20 -1 -4 -5 72.00 70.00 2004-04-20
123 Ark Securities (Hong Kong) Limited 4 12 16 4 15 19 0 3 3 75.00 78.95
124 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 18 23 4 15 19 -1 -3 -4 78.26 78.95
125 DBS ASIA CAPITAL LIMITED 7 16 23 6 13 19 -1 -3 -4 69.57 68.42
126 HANG SENG SECURITIES LIMITED 4 29 33 5 14 19 1 -15 -14 87.88 73.68
127 Pictet Asset Management (Hong Kong) Limited 4 16 20 4 15 19 0 -1 -1 80.00 78.95
128 SINOPAC SECURITIES (ASIA) LIMITED 4 7 11 4 15 19 0 8 8 63.64 78.95 2017-02-12
129 BEA Union Investment Management Limited 5 15 20 5 13 18 0 -2 -2 75.00 72.22
130 CC Finance Limited 3 17 20 3 15 18 0 -2 -2 85.00 83.33 2006-04-20 2025-06-19
131 Channel 8 Wealth Management Limited 0 0 0 3 15 18 3 15 18 - 83.33 2010-01-27
132 EMPEROR SECURITIES LIMITED (HK) 6 22 28 6 12 18 0 -10 -10 78.57 66.67
133 GLOBAL INVESTMENT ADVISORS LIMITED 2 25 27 2 16 18 0 -9 -9 92.59 88.89
134 HANG SENG INVESTMENT SERVICES LIMITED 5 12 17 5 13 18 0 1 1 70.59 72.22
135 AXA Investment Managers Asia Limited 3 13 16 3 14 17 0 1 1 81.25 82.35
136 BMI FUNDS MANAGEMENT LIMITED 4 19 23 3 14 17 -1 -5 -6 82.61 82.35
137 CBH Asia Limited 3 18 21 3 14 17 0 -4 -4 85.71 82.35
138 CGS International Securities Hong Kong Limited 2 11 13 2 15 17 0 4 4 84.62 88.24
139 ETRADE SECURITIES (HONG KONG) LIMITED 4 15 19 3 14 17 -1 -1 -2 78.95 82.35 2019-05-10
140 INVESCO HONG KONG LIMITED 5 12 17 5 12 17 0 0 0 70.59 70.59
141 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 2 15 17 0 -3 -3 90.00 88.24
142 Manulife Investment Management (Hong Kong) Limited 4 17 21 3 14 17 -1 -3 -4 80.95 82.35
143 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 17 19 2 15 17 0 -2 -2 89.47 88.24
144 PineBridge Investments Asia Limited 5 18 23 4 13 17 -1 -5 -6 78.26 76.47
145 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 8 11 5 12 17 2 4 6 72.73 70.59 2007-04-26
146 APG Investments Asia Limited 5 12 17 5 11 16 0 -1 -1 70.59 68.75 2008-11-18
147 CITIC Securities Asset Management (HK) Limited 3 6 9 4 12 16 1 6 7 66.67 75.00 2008-08-01
148 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 14 17 2 14 16 -1 0 -1 82.35 87.50 2016-06-30
149 Fidelity Management & Research (Hong Kong) Limited 5 8 13 3 13 16 -2 5 3 61.54 81.25 2008-09-04
150 HARRIS FRASER (INTERNATIONAL) LIMITED 3 7 10 3 13 16 0 6 6 70.00 81.25
151 MAN INVESTMENTS (HONG KONG) LIMITED 3 15 18 3 13 16 0 -2 -2 83.33 81.25
152 Neuberger Berman Asia Limited 3 11 14 3 13 16 0 2 2 78.57 81.25 2008-03-13
153 Penjing Asset Management (HK) Limited 4 11 15 5 11 16 1 0 1 73.33 68.75 2005-03-24 2016-02-03
154 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 7 10 6 10 16 3 3 6 70.00 62.50 2013-04-17
155 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 11 14 3 13 16 0 2 2 78.57 81.25
156 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 11 16 4 12 16 -1 1 0 68.75 75.00
157 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 2 14 16 0 -2 -2 88.89 87.50 2017-09-29
158 Wellington Management Hong Kong Limited (b2003-01-02) 3 13 16 4 12 16 1 -1 0 81.25 75.00 2003-09-18
159 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 12 15 3 12 15 0 0 0 80.00 80.00 2008-08-08
160 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 12 15 0 2 2 76.92 80.00 2019-07-05
161 BOCI ASSET MANAGEMENT LIMITED 2 0 2 4 11 15 2 11 13 0.00 73.33 2014-12-24
162 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 5 9 4 11 15 0 6 6 55.56 73.33 2005-11-15
163 HARVEST GLOBAL INVESTMENTS LIMITED 3 7 10 4 11 15 1 4 5 70.00 73.33 2009-02-16
164 ICBC INTERNATIONAL RESEARCH LIMITED 2 4 6 3 12 15 1 8 9 66.67 80.00 2009-07-10 2024-10-15
165 Knight Capital Asia Limited 3 1 4 2 13 15 -1 12 11 25.00 86.67 2009-07-22 2011-08-22
166 PRUDENTIAL BROKERAGE LIMITED 2 9 11 2 13 15 0 4 4 81.82 86.67
167 Robeco Hong Kong Limited 5 9 14 5 10 15 0 1 1 64.29 66.67 2007-12-18
168 AIF CAPITAL LIMITED 4 8 12 4 10 14 0 2 2 66.67 71.43
169 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 9 12 2 12 14 -1 3 2 75.00 85.71 2008-04-30
170 Income Partners Asset Management (HK) Limited 3 10 13 3 11 14 0 1 1 76.92 78.57
171 MUSHK Limited 7 16 23 6 8 14 -1 -8 -9 69.57 57.14 2011-06-01
172 Tiger Securities Asset Management Company Limited 5 10 15 5 9 14 0 -1 -1 66.67 64.29 2006-12-29
173 ABCI Securities Company Limited 5 6 11 5 8 13 0 2 2 54.55 61.54 2005-11-15
174 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
175 CHARLES SCHWAB, HONG KONG, LIMITED 4 10 14 4 9 13 0 -1 -1 71.43 69.23
176 CVC Asia Pacific Limited 4 9 13 4 9 13 0 0 0 69.23 69.23
177 GENERALI INVESTMENTS ASIA LIMITED 6 19 25 2 11 13 -4 -8 -12 76.00 84.62 2006-02-08 2018-09-26
178 iFAST Financial (HK) Limited 2 11 13 4 9 13 2 -2 0 84.62 69.23 2007-03-30
179 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
180 Redford Asset Management Limited 0 0 0 2 11 13 2 11 13 - 84.62 2010-03-09
181 StormHarbour Securities (Hong Kong) Limited 0 0 0 4 9 13 4 9 13 - 69.23 2010-03-18
182 Vision Capital Investment Management Limited 2 7 9 2 11 13 0 4 4 77.78 84.62 2008-01-12
183 Wells Fargo Securities Asia Limited 4 9 13 4 9 13 0 0 0 69.23 69.23 2008-04-25
184 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 19 21 2 11 13 0 -8 -8 90.48 84.62 2003-05-23 2022-07-19
185 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 8 10 2 10 12 0 2 2 80.00 83.33 2007-05-08
186 Belvest Investment Services Limited 2 14 16 2 10 12 0 -4 -4 87.50 83.33
187 CHEONG LEE SECURITIES LIMITED 6 9 15 4 8 12 -2 -1 -3 60.00 66.67 2005-11-24
188 China Asset Management (Hong Kong) Limited 2 4 6 4 8 12 2 4 6 66.67 66.67 2009-04-03
189 CTBC Asia Limited 2 10 12 2 10 12 0 0 0 83.33 83.33 2004-10-04
190 FLAG Squadron Asia Limited 6 5 11 6 6 12 0 1 1 45.45 50.00 2007-07-04 2016-06-02
191 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 4 8 12 0 6 6 33.33 66.67 2008-07-03
192 ICBC Asset Management (Global) Company Limited 5 5 10 4 8 12 -1 3 2 50.00 66.67
193 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 5 10 5 7 12 0 2 2 50.00 58.33
194 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 2 10 12 0 1 1 81.82 83.33 2003-06-06
195 MF Global Hong Kong Limited 3 6 9 3 9 12 0 3 3 66.67 75.00 2007-04-30
196 MIB SECURITIES (HONG KONG) LIMITED 3 11 14 4 8 12 1 -3 -2 78.57 66.67
197 Nomura Asset Management Hong Kong Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00
198 ONSHINE SECURITIES LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
199 ORION INVESTMENT MANAGEMENT LIMITED 0 0 0 2 10 12 2 10 12 - 83.33 2009-11-06 2016-12-14
200 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 4 8 12 1 -3 -2 78.57 66.67 2019-09-30
201 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 3 9 12 0 -6 -6 83.33 75.00
202 WFM Asia (HK) Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
203 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82
204 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 0 0 0 3 8 11 3 8 11 - 72.73 2009-10-05
205 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 3 8 11 1 8 9 0.00 72.73 2009-09-15
206 China Tonghai (IA) Limited 3 11 14 3 8 11 0 -3 -3 78.57 72.73 2017-11-29
207 Citigroup Venture Capital International Asia Limited 4 9 13 3 8 11 -1 -1 -2 69.23 72.73 2005-05-24 2014-04-15
208 FIRST SHANGHAI SECURITIES LIMITED 3 10 13 2 9 11 -1 -1 -2 76.92 81.82
209 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-02-16
210 GAM HONG KONG LIMITED 4 7 11 3 8 11 -1 1 0 63.64 72.73
211 HAMON ASSET MANAGEMENT LIMITED 3 9 12 2 9 11 -1 0 -1 75.00 81.82
212 ICBC (ASIA) SECURITIES LIMITED 4 8 12 4 7 11 0 -1 -1 66.67 63.64
213 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-05-09
214 Janus Henderson Investors Hong Kong Limited 2 10 12 2 9 11 0 -1 -1 83.33 81.82
215 Keefe, Bruyette & Woods Asia Limited 0 0 0 5 6 11 5 6 11 - 54.55 2010-03-03 2013-04-24
216 MCP Holdings Limited (HK) 2 7 9 2 9 11 0 2 2 77.78 81.82 2011-06-29
217 ORIENTAL PATRON SECURITIES LIMITED 4 4 8 4 7 11 0 3 3 50.00 63.64
218 PFP Capital Limited 3 9 12 2 9 11 -1 0 -1 75.00 81.82
219 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82
220 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73
221 Allianz Global Investors Hong Kong Limited 3 27 30 3 7 10 0 -20 -20 90.00 70.00 2015-05-31
222 Amova Asset Management Hong Kong Limited 4 11 15 3 7 10 -1 -4 -5 73.33 70.00
223 AMPLE CAPITAL LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2007-01-02 2022-07-27
224 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2023-02-02
225 Eastspring Investments (Hong Kong) Limited 3 14 17 3 7 10 0 -7 -7 82.35 70.00
226 ENHANCED INVESTMENT PRODUCTS LIMITED 2 4 6 3 7 10 1 3 4 66.67 70.00
227 EQT Partners Asia Limited 3 6 9 3 7 10 0 1 1 66.67 70.00 2023-09-06
228 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 5 5 10 1 1 2 50.00 50.00 2020-12-09
229 HPEF Venture Partners Limited 4 6 10 4 6 10 0 0 0 60.00 60.00 2018-06-08
230 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 4 6 2 8 10 0 4 4 66.67 80.00 2004-02-10 2015-07-22
231 Huajin Corporate Finance (International) Limited 4 8 12 4 6 10 0 -2 -2 66.67 60.00
232 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 6 8 3 7 10 1 1 2 75.00 70.00
233 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 15 22 4 6 10 -3 -9 -12 68.18 60.00 2017-10-02
234 MIRABAUD (ASIA) LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2003-05-13 2018-10-16
235 OCP Asia (Hong Kong) Limited 2 7 9 3 7 10 1 0 1 77.78 70.00 2004-09-03 2022-06-13
236 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 3 9 6 4 10 0 1 1 33.33 40.00
237 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2012-01-12
238 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
239 SOUTH CHINA RESEARCH LIMITED 4 7 11 4 6 10 0 -1 -1 63.64 60.00
240 AD Capital Management (Hong Kong) Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2004-09-08
241 CATHAY SECURITIES (HONG KONG) LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2007-11-27
242 CHIEF SECURITIES LIMITED 2 4 6 3 6 9 1 2 3 66.67 66.67 2006-04-20
243 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 4 5 9 1 -1 0 66.67 55.56
244 COHEN & STEERS ASIA LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2005-07-29
245 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 11 14 3 6 9 0 -5 -5 78.57 66.67 2004-07-28 2013-02-27
246 Deltroit (Hong Kong) Limited 3 6 9 2 7 9 -1 1 0 66.67 77.78 2005-04-11 2024-12-12
247 Fortune Origin Securities Limited 3 1 4 3 6 9 0 5 5 25.00 66.67 2009-07-09
248 GF Asset Management (Hong Kong) Limited 3 3 6 2 7 9 -1 4 3 50.00 77.78 2007-11-08
249 GT Asset & Portfolio Management Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2004-11-04
250 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 2 5 3 6 9 0 4 4 40.00 66.67 2007-12-18 2011-02-23
251 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2007-07-05
252 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 2 7 9 -1 -2 -3 75.00 77.78 2011-10-20
253 PERRY CAPITAL (ASIA) LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2006-09-12 2012-01-27
254 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 21 23 3 6 9 1 -15 -14 91.30 66.67
255 Pyramis Global Advisors (Hong Kong) Limited 4 3 7 4 5 9 0 2 2 42.86 55.56 2008-07-29 2014-11-21
256 RAB CAPITAL (ASIA) LIMITED 3 4 7 5 4 9 2 0 2 57.14 44.44 2007-09-28 2011-10-10
257 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2007-05-25 2016-05-24
258 SAIL ADVISORS LIMITED 6 6 12 5 4 9 -1 -2 -3 50.00 44.44 2004-05-17
259 Standard & Poor's Investment Advisory Services (HK) Limited 0 0 0 2 7 9 2 7 9 - 77.78 2010-09-21 2017-06-27
260 STANDARD & POOR'S, LLC 2 2 4 2 7 9 0 5 5 50.00 77.78 2010-12-21
261 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2007-05-08 2019-09-30
262 TELLIGENT CAPITAL MANAGEMENT LIMITED 3 4 7 4 5 9 1 1 2 57.14 55.56 2006-03-24
263 VC BROKERAGE LIMITED 4 3 7 3 6 9 -1 3 2 42.86 66.67
264 XinKong International Securities Limited 2 5 7 2 7 9 0 2 2 71.43 77.78
265 abrdn Hong Kong Limited 2 4 6 3 5 8 1 1 2 66.67 62.50
266 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 8 10 2 6 8 0 -2 -2 80.00 75.00 2004-07-07
267 Aletheia Analyst Network Limited 3 2 5 3 5 8 0 3 3 40.00 62.50 2008-06-03
268 ALPS CAPITAL MANAGEMENT LIMITED 2 5 7 3 5 8 1 0 1 71.43 62.50
269 Arta Asset Management Limited 2 18 20 2 6 8 0 -12 -12 90.00 75.00 2008-07-10
270 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00
271 ASSET DYNAMIC MANAGEMENT LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2025-03-25
272 BALLINGAL INVESTMENT ADVISORS LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2004-08-13
273 BSI Investment Advisors (Hong Kong) Limited 0 0 0 3 5 8 3 5 8 - 62.50 2010-08-27 2014-06-04
274 China Integrity Investment Limited 3 2 5 4 4 8 1 2 3 40.00 50.00 2014-03-19
275 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
276 Chuo Mitsui Investments Hong Kong Limited 2 2 4 3 5 8 1 3 4 50.00 62.50 2009-04-30 2011-12-29
277 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50 2008-12-24
278 CSC SECURITIES (HK) LIMITED 2 8 10 2 6 8 0 -2 -2 80.00 75.00 2007-06-01
279 CSOP Asset Management Limited 3 3 6 2 6 8 -1 3 2 50.00 75.00 2009-04-02
280 FB SECURITIES (HONG KONG) LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00
281 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2009-02-27
282 Guo Tong Capital Management Company Limited 0 0 0 3 5 8 3 5 8 - 62.50 2010-05-24 2019-05-22
283 HAMON ASIAN ADVISORS LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00
284 HSBC Family Office Services Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2006-01-03 2012-07-13
285 Legg Mason International Equities (Hong Kong) Limited 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2015-08-28
286 LOMBARD ODIER (HONG KONG) LIMITED 3 1 4 3 5 8 0 4 4 25.00 62.50
287 MFG Limited (HK) 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2008-07-15
288 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 3 5 8 0 1 1 57.14 62.50
289 OLD PEAK LIMITED (HK) 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2005-08-26 2023-06-20
290 Oreana Financial Services Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
291 PANTHEON VENTURES (HK) LLP 0 0 0 3 5 8 3 5 8 - 62.50 2010-06-30 2024-05-14
292 PFC INTERNATIONAL COMPANY LIMITED 3 7 10 3 5 8 0 -2 -2 70.00 62.50 2008-07-29
293 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 6 10 2 6 8 -2 0 -2 60.00 75.00 2008-05-29
294 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2024-03-27
295 Samsung Asset Management (Hong Kong) Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2008-04-23
296 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 5 8 3 5 8 - 62.50 2010-02-23
297 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 5 3 8 0 3 3 0.00 37.50 2009-07-10
298 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 0 0 0 2 6 8 2 6 8 - 75.00 2010-04-27
299 Tyche Group Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2014-12-05
300 VISION FINANCE ASSET MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-12-17
301 ZEAL ASSET MANAGEMENT LIMITED 0 0 0 4 4 8 4 4 8 - 50.00 2009-10-09 2025-08-20
302 Ares Management Asia (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2009-05-25 2014-08-18
303 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 5 9 4 3 7 0 -2 -2 55.56 42.86 2013-04-02
304 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 4 3 7 1 1 2 40.00 42.86 2008-03-12 2018-05-11
305 Bright Fund Management Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2023-12-19
306 CAPE ASSET MANAGEMENT LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2024-03-13
307 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 1 5 4 3 7 0 2 2 20.00 42.86 2008-10-22
308 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43
309 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
310 China Universal Asset Management (Hong Kong) Company Limited 0 0 0 4 3 7 4 3 7 - 42.86 2010-02-19
311 Citi Insurance Brokers (Hong Kong) Limited 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2006-10-04 2011-04-06
312 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2007-02-16
313 COMGEST FAR EAST LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
314 EnTrustPermal (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-08-27 2021-03-26
315 First Fidelity Capital (International) Limited 3 8 11 3 4 7 0 -4 -4 72.73 57.14 2006-04-19
316 Fosun International Securities Limited 5 0 5 5 2 7 0 2 2 0.00 28.57
317 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
318 HING WONG SECURITIES LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
319 HKFAEx Group Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2007-02-15
320 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2011-09-22
321 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2009-11-16
322 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14 2014-10-13
323 IVORY CAPITAL PRIVATE LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2007-03-21
324 Kirin Asset Management Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2007-06-12 2016-09-14
325 La Roche & Co Asia Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2008-03-05 2011-12-08
326 LAZARD ASIA (HONG KONG) LIMITED 3 8 11 2 5 7 -1 -3 -4 72.73 71.43
327 LIS Investment Services Limited 3 8 11 2 5 7 -1 -3 -4 72.73 71.43 2008-01-09
328 Mackenzie Investments Asia Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
329 Mason Securities Limited 2 9 11 2 5 7 0 -4 -4 81.82 71.43
330 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2025-04-23
331 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
332 PIMCO Asia Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-05-17
333 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2023-10-25
334 Providence Equity Asia Limited 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-08-23 2019-01-10
335 PUREHEART CAPITAL ASIA LIMITED 4 2 6 3 4 7 -1 2 1 33.33 57.14 2007-03-08
336 Quam Asset Management Limited (b1983-06-28) 3 4 7 3 4 7 0 0 0 57.14 57.14
337 Religare Capital Markets (Hong Kong) Limited 3 0 3 2 5 7 -1 5 4 0.00 71.43 2009-09-22 2018-04-09
338 SG SECURITIES (HK) LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2010-08-18
339 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
340 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2013-05-29
341 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
342 TOYO SECURITIES ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57
343 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-01-11
344 WINNINGTON CAPITAL LIMITED 3 4 7 4 3 7 1 -1 0 57.14 42.86
345 Xeram and Company (Asia) Limited 3 4 7 4 3 7 1 -1 0 57.14 42.86 2015-11-27
346 ALBOURNE PARTNERS (ASIA) LIMITED 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2004-09-07
347 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
348 Asset Management One Hong Kong Limited 0 0 0 3 3 6 3 3 6 - 50.00 2010-03-10 2015-04-15
349 BNY Mellon Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-06-06
350 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 3 3 6 1 2 3 33.33 50.00 2020-06-18
351 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2005-12-20
352 CC SIF Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-07-25
353 CHAMPUS ASSET MANAGEMENT LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2019-07-29
354 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
355 CINDA INTERNATIONAL RESEARCH LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2010-07-26
356 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-08 2011-04-14
357 CWB Hong Kong Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
358 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2009-01-02
359 GETTA SECURITIES LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-06-26
360 Grand Loyal Asset Management Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2008-11-07
361 Guosen Securities (HK) Brokerage Company, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-02-26
362 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2004-11-29
363 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-10-23
364 ICG Asia Pacific Limited 5 3 8 4 2 6 -1 -1 -2 37.50 33.33
365 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 4 6 0 0 0 66.67 66.67
366 KB Securities Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
367 KCG SECURITIES ASIA LIMITED 4 0 4 5 1 6 1 1 2 0.00 16.67
368 KGI CAPITAL ASIA LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00
369 LaSalle Investment Management Hong Kong Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-06-14 2020-02-20
370 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33
371 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
372 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2007-12-21 2021-04-21
373 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 1 5 6 -1 2 1 60.00 83.33 2012-09-18
374 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-09-21
375 Oaktree Capital (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2006-07-12
376 Oasis Management (Hong Kong) 3 11 14 3 3 6 0 -8 -8 78.57 50.00 2004-09-14
377 orientiert International Markets Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-01-11
378 PEAK CAPITAL LIMITED (b2004-03-30) 2 1 3 3 3 6 1 2 3 33.33 50.00 2004-10-28
379 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2013-11-25
380 Samena Capital Hong Kong Limited 2 2 4 4 2 6 2 0 2 50.00 33.33 2009-09-01 2021-09-27
381 SEI INVESTMENTS (ASIA) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2005-03-02 2023-02-20
382 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 2 4 6 -1 -7 -8 78.57 66.67 2011-02-18
383 SIIC Capital (Hong Kong) Investment Management Company Limited 5 0 5 5 1 6 0 1 1 0.00 16.67
384 Standard Advisory Asia Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-03-09 2013-04-12
385 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
386 Towers Watson Investment Services Hong Kong Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-05-14
387 TUFTON OCEANIC FAR EAST LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-11-19 2012-10-08
388 UOB ASIA (HONG KONG) LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2011-07-27
389 UPBEST SECURITIES COMPANY LIMITED 6 1 7 4 2 6 -2 1 -1 14.29 33.33
390 Vontobel (Hong Kong) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2008-11-27
391 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
392 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-12-21
393 Yorkville Advisors HK Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2009-03-18 2012-03-02
394 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2003-11-29
395 AlTi Wealth Management (Hong Kong) Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2004-05-11
396 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2021-10-08
397 Beevest Securities Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
398 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
399 Bradbury Securities Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
400 BTG Pactual Asia Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2009-08-13 2016-12-13
401 CBRE Clarion Securities HKG Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-01-04 2019-08-28
402 CC Real Estate Advisory Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-08-04
403 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
404 CMB International Asset Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-05-26
405 Creat Capital Company Limited 0 0 0 5 0 5 5 0 5 - 0.00 2010-07-26 2013-10-02
406 CUBE CAPITAL HK LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-10-17 2015-02-13
407 Cynosure Asset Management Hong Kong Limited 2 0 2 5 0 5 3 0 3 0.00 0.00 2023-09-27
408 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 0 0 0 4 1 5 4 1 5 - 20.00 2009-10-14
409 DAEWOO SECURITIES (HONG KONG) LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2017-02-28
410 DELTA ASIA SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
411 DigitalBridge Management Asia Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-07-20
412 EVENSTAR ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-19
413 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
414 Everbright Capital Management Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2007-09-24 2021-09-17
415 FCL ADVISORY LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2005-03-01
416 Goldyard Capital Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2019-11-21
417 Grace Financial Limited (HK) 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-02-13 2021-04-23
418 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
419 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2018-08-15
420 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
421 Houlihan Lokey (China) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-10-09
422 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 0 0 0 4 1 5 4 1 5 - 20.00 2010-02-11
423 IBTS ASIA (HK) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2005-11-17 2024-09-20
424 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
425 iTTa Capital Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2003-05-29 2013-06-11
426 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-10-26 2020-12-11
427 JPMorgan Asset Management Real Assets (Asia) Limited 3 1 4 4 1 5 1 0 1 25.00 20.00 2009-06-26
428 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 4 1 5 -2 0 -2 14.29 20.00 2017-10-02
429 KKR CAPITAL MARKETS ASIA LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2009-10-22
430 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
431 Korea Investment Management Asia Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2009-08-21 2014-12-09
432 MANGO FINANCIAL LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00
433 MCP Asset Management Company Limited 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2005-08-23
434 MEAG Hong Kong Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
435 Metaverse Securities Limited (HK) 4 0 4 4 1 5 0 1 1 0.00 20.00
436 Open Securities Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
437 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-05-02 2015-06-25
438 Progeny (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-07-09
439 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 3 2 5 2 2 4 0.00 40.00 2024-03-25
440 RBC Capital Markets (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-09-09 2012-11-01
441 RHB ASSET MANAGEMENT LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2008-05-08 2020-11-17
442 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 3 5 3 2 5 1 -1 0 60.00 40.00 2016-11-01
443 SDHG International Asset Management Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-12-02
444 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2008-11-07
445 Sensible Asset Management Limited 6 1 7 3 2 5 -3 1 -2 14.29 40.00 2005-06-18 2025-06-19
446 SJS Markets Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-11-23 2015-01-13
447 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 1 4 5 0 1 1 75.00 80.00 2015-03-27
448 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 4 1 5 -1 0 -1 16.67 20.00 2005-06-20
449 Templewater Hong Kong Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
450 Tokio Marine Investment Services, Limited 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2014-03-28
451 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-11 2013-10-23
452 Tyric Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
453 UIC FINANCIAL ADVISORS LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2010-04-13 2019-06-17
454 VBG Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-11-11 2013-09-19
455 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
456 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2015-02-09
457 Yuanta Financial (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-03 2014-03-28
458 Yunfeng Financial Markets Limited 3 0 3 4 1 5 1 1 2 0.00 20.00
459 ZBI Asia Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-22 2014-06-09
460 313 Capital Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-04-19
461 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
462 A ONE INVESTMENT COMPANY LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2013-12-05
463 ALTUS CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
464 American Century Investment Management (Asia Pacific) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-03-26
465 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
466 ARF Investment Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-10-13 2011-05-20
467 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
468 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00
469 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
470 BEAR BRIGHT LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
471 Beijing Securities Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
472 Bentley Capital Limited (HK) 3 0 3 4 0 4 1 0 1 0.00 0.00
473 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
474 Broadway Wealth Management Limited 2 8 10 2 2 4 0 -6 -6 80.00 50.00 2013-01-03
475 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
476 CBRE Investment Management (Asia) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2023-07-21
477 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2008-10-31 2013-12-17
478 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-07-12 2012-04-03
479 CES Capital International (Hong Kong) Co., Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2009-05-29 2023-02-23
480 ChapmanCraig Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
481 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
482 Chepstow Capital Advisors Limited 0 0 0 2 2 4 2 2 4 - 50.00 2009-10-20 2018-04-27
483 China Alpha Fund Management (HK) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-05-31
484 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
485 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 3 5 3 1 4 1 -2 -1 60.00 25.00
486 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
487 China Jianxin Financial Services Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-05-10 2022-03-15
488 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
489 Credit Suisse Securities (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2024-09-27
490 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
491 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
492 Emperor Wealth Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-06-09
493 ENZARD LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-05-21 2013-02-18
494 EXS Capital Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-06-12
495 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
496 First Prosperous Asset Management Company Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-09-06 2023-06-23
497 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-09-12
498 Fubon Fund Management (Hong Kong) Limited 3 5 8 2 2 4 -1 -3 -4 62.50 50.00
499 Funderstone Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
500 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
501 GIGA (HONG KONG) LIMITED 2 6 8 3 1 4 1 -5 -4 75.00 25.00
502 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2013-03-19
503 GUODU SECURITIES (HONG KONG) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-07
504 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-06-29
505 Hamilton Lane (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-07-05
506 HFS ASSET MANAGEMENT LIMITED 3 4 7 2 2 4 -1 -2 -3 57.14 50.00
507 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
508 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00 2020-06-02
509 Imperium International Asset Management Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-12-02
510 Jefferies Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-01-04
511 JK Capital Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
512 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2022-10-13
513 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-05-13 2021-12-04
514 LONGREACH GROUP LIMITED (THE) 2 2 4 2 2 4 0 0 0 50.00 50.00 2006-08-01
515 LUNAR CAPITAL MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2010-02-17
516 MASON LAROCHE (HK) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2012-03-19
517 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-09-22
518 MD Healthcare International Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2008-11-05 2011-07-28
519 MEIJI YASUDA ASIA LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2019-10-17
520 OKASAN INTERNATIONAL (ASIA) LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2007-05-17
521 Optima Capital Limited 3 9 12 3 1 4 0 -8 -8 75.00 25.00 2007-10-25
522 PACIFIC HAWK (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
523 Paul Capital Advisors Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-06-17 2014-09-03
524 Permira Advisers Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2008-08-19
525 PGIM (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
526 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 3 5 2 2 4 0 -1 -1 60.00 50.00
527 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2022-12-21
528 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 2 2 4 0 -6 -6 80.00 50.00 2017-06-28
529 QMIS Asset Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2009-08-13
530 RICHLAND WORLDWIDE LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-04-15
531 SDIC Securities International Financial Holdings Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2012-08-17
532 Sheng Yuan Sino Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-09-09 2023-05-11
533 Shinhan Investment Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-10-15
534 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2019-08-15
535 STI Asset Management Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-10-22 2023-09-19
536 Success Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
537 Sumo Asset Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-07 2022-08-23
538 TARZAN STOCK & SHARES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
539 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
540 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2003-08-07
541 Voras Capital Management (HK) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-07-31 2012-09-04
542 Waterland Securities (HK) Company Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2009-02-20 2013-01-15
543 Wolver Hill Asset Management Asia Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2009-03-10
544 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
545 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00
546 YUE XIU SECURITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
547 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-03-22 2022-02-22
548 Absolute Investment Management (HK) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
549 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
550 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
551 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
552 Amherst Pierpont International Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-17 2023-06-09
553 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 3 0 3 -1 0 -1 0.00 0.00
554 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
555 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00
556 AP Asset Management (HK) Limited 2 9 11 2 1 3 0 -8 -8 81.82 33.33 2004-07-07 2013-12-04
557 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
558 Asia Frontier Investments Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2009-04-28
559 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
560 Asia Pacific Securities Limited 3 2 5 3 0 3 0 -2 -2 40.00 0.00
561 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
562 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
563 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2009-09-28
564 BOWEN ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-10-20
565 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2009-03-13
566 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-19 2012-12-03
567 Capstone Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-03-12 2025-03-27
568 CARDINALASIA CONSULTING LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-06-27 2024-02-22
569 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
570 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
571 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-12-27
572 China Enterprise Securities Company Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33
573 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
574 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
575 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
576 D. YAU AND COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-08-13
577 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
578 EVOLUTION ASIA INVESTMENTS LIMITED 1 2 3 2 1 3 1 -1 0 66.67 33.33 2007-08-24 2020-01-24
579 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
580 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
581 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
582 FT Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-12-06
583 Fubon Capital (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-13
584 GCAM Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-17 2022-03-09
585 GEOMATRIX (H.K.) LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2012-01-31
586 GF Securities (Hong Kong) Brokerage Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-30
587 GNAB Limited 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2025-03-14
588 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-12-02
589 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2016-10-10
590 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
591 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-07-28
592 HSZ (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
593 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
594 ICAP Equities Asia Limited 2 8 10 3 0 3 1 -8 -7 80.00 0.00 2008-12-22 2011-06-02
595 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-12-14 2024-10-15
596 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
597 IREALITY INVESTMENTS LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
598 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
599 JVSakk Asset Management Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-08-28
600 KCG FUND MANAGEMENT LIMITED 4 1 5 2 1 3 -2 0 -2 20.00 33.33 2007-05-04
601 Kerogen Capital (Asia) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-02-01
602 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2008-07-02
603 Landmark Asset Management Limited (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-01-10 2018-01-22
604 Lighthorse Asset Management (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-06-18 2025-07-28
605 MANULIFE (INTERNATIONAL) LIMITED 4 16 20 2 1 3 -2 -15 -17 80.00 33.33 2011-06-17
606 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2008-04-01
607 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
608 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
609 Myo Capital Advisers Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2007-11-16 2021-02-04
610 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
611 Neutral Financial Holding Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
612 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
613 Oracle Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-22 2018-06-20
614 OSCAR BENSON LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-08-23
615 PAOCHU INVESTMENT ADVISORY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-09
616 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
617 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-12
618 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
619 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
620 Renaissance Capital (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-09-02 2012-09-28
621 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
622 Rothschild & Co Wealth Management Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-08-16 2019-10-18
623 Safari Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-04-30 2015-07-02
624 SBI China Capital Financial Services Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-09-19
625 SBI China Capital Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-10-08
626 SCM Strategic Capital Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-11 2015-01-21
627 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
628 Shacom Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
629 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
630 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
631 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
632 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
633 SPDB International Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-12-30
634 Springboard Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-02
635 STANHILL (HONG KONG) LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2013-05-23
636 STARLING GROUP SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-11-06 2013-05-20
637 Superfund Financial (Hong Kong) Limited 2 12 14 2 1 3 0 -11 -11 85.71 33.33
638 SYZ Asset Management (Asia) Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2004-07-27 2016-12-22
639 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2009-10-27 2012-08-01
640 TFI Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-18
641 TRANSPAC CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
642 TSE'S SECURITIES LIMITED 1 1 2 3 0 3 2 -1 1 50.00 0.00
643 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
644 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
645 UNITED WORLD ONLINE LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2006-04-19 2014-01-20
646 Value Partners Private Equity Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
647 Vestmore Capital Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-01-12
648 VisionGain Capital Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2007-11-14
649 VMS Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-09-01
650 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
651 WMG Asia Limited 2 5 7 2 1 3 0 -4 -4 71.43 33.33 2007-02-28 2014-01-06
652 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
653 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
654 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
655 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
656 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
657 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
658 ALETHEIA TECHNOLOGIES LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-30 2022-07-22
659 Alpha Nova Capital Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
660 Alphatraxx (H.K.) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-23 2012-02-14
661 Andante Capital Partners Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-11 2012-12-03
662 Anuenue Advisors Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
663 Anuenue Securities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
664 APICES ADVISORY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11 2014-10-16
665 Apollo Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-16
666 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
667 Arete Research Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11
668 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
669 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
670 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
671 Austen Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-30
672 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
673 Axis Capital Management Limited 3 2 5 2 0 2 -1 -2 -3 40.00 0.00
674 Barings Investment Advisers (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-05-08 2018-01-23
675 BMF Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-22
676 BOND TRUST LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2009-06-01
677 Bosen Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-16 2023-02-17
678 BROOKE CAPITAL LIMITED 4 0 4 2 0 2 -2 0 -2 0.00 0.00 2012-06-13
679 CAIDAO CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-07-15 2022-08-22
680 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
681 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
682 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
683 CHEETAH ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-08-01
684 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
685 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
686 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
687 CMS CAPITAL (HK) CO., LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-05-06
688 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
689 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
690 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
691 CUPOLA CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-05-06
692 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
693 Daishin Securities Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-24 2018-08-09
694 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
695 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
696 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-29 2012-08-09
697 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
698 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
699 EFG Asset Management (HK) Limited 3 3 6 1 1 2 -2 -2 -4 50.00 50.00 2008-06-06
700 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
701 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
702 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
703 Emperor Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-11-03
704 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-13
705 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
706 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
707 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
708 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
709 FIRST ASIA FINANCE GROUP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-29
710 Fortune Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2009-12-16
711 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-09-07
712 Frontier Asia Capital Hong Kong Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-11 2019-07-24
713 FULBRIGHT SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
714 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
715 Future Growth Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-11
716 GET NICE ASSET MANAGEMENT LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2005-12-16
717 Global CTA Services Investment (HK) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-26 2012-09-03
718 GO-TO-ASIA INVESTMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2015-02-12
719 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
720 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
721 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
722 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
723 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
724 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
725 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
726 Hana Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-25 2015-06-17
727 HEAD & SHOULDERS SECURITIES LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-03-27
728 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-21
729 HTC Securities Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-03 2013-11-19
730 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
731 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
732 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
733 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-15 2011-02-14
734 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
735 iVenture Investment Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
736 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
737 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
738 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
739 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
740 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
741 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-29
742 JW CAPITAL SECURITIES LIMITED 1 3 4 1 1 2 0 -2 -2 75.00 50.00
743 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
744 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
745 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
746 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
747 Kingsbridge Limited (d2014-08-15) 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-28 2014-02-12
748 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
749 LCA Solutions Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-30
750 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
751 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
752 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
753 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
754 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
755 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
756 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
757 Ohra Capital Partners Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-27 2023-06-21
758 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
759 Open Asset Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
760 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
761 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
762 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-02-22
763 Pamirs Capital (H.K.) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-10
764 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
765 PERPETUUM WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-21
766 PHOENIX CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-02 2013-01-14
767 Ping An Securities (Hong Kong) Holdings Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-30 2021-05-27
768 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
769 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
770 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-05-24
771 PROBITAS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-05
772 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
773 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
774 Redwood Investment Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-05 2015-06-23
775 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
776 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
777 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
778 SATTVA INVESTMENT ADVISORS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-10-30 2015-04-22
779 SDICS International Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-19
780 SDICS International Securities (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
781 Silk Road International Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
782 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
783 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
784 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
785 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
786 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
787 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
788 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
789 Swiss-Asia Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-02 2024-12-31
790 Synergy Fund Management Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-26
791 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
792 TIAN YUAN FINANCE LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-06-30
793 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
794 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
795 VANHEEL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
796 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
797 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
798 AIR GEO SERVICES LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-08-21 2012-12-14
799 AMS CAPITAL LIMITED (d2012-07-13) 3 2 5 1 0 1 -2 -2 -4 40.00 0.00 2011-06-10
800 APAX PARTNERS HONG KONG LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-01-21 2012-03-12
801 CHI CAPITAL SECURITIES LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2004-09-07 2016-05-05
802 China Earthcare Capital Limited 0 0 0 1 0 1 1 0 1 - 0.00 2010-05-24 2011-04-20
803 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
804 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 62 64 1 0 1 -1 -62 -63 96.88 0.00 2010-12-17
805 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2011-06-03
806 Henyep Capital Management Limited 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-12-20 2011-03-14
807 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-05-11 2014-08-05
808 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-07-19
809 UPBEST ASSETS MANAGEMENT LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00
810 Vegasoul Capital Management (Asia) Limited 0 0 0 0 1 1 0 1 1 - 100.00 2010-01-29 2011-03-24
811 VISION FINANCE (SECURITIES) LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-05-08
812 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-02-22
813 ZHONGRONG PT FINANCE LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-03
814 ACP Asset Management Limited (d2010-11-05) 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-03-26 2010-03-26
815 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-22 2010-04-30
816 ANGUS MOORE LIMITED 0 4 4 0 0 0 0 -4 -4 100.00 - 2011-07-05
817 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2010-09-20
818 BEAR STEARNS ASIA LIMITED 2 12 14 0 0 0 -2 -12 -14 85.71 - 2010-04-28
819 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 20 23 0 0 0 -3 -20 -23 86.96 - 2010-11-03
820 Children's Investment Fund Management (Asia) Limited (The) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-01-15 2010-03-10
821 China Access Advisors Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-10-21 2009-12-09
822 DEMETER ASSET MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-01-06 2010-04-21
823 Ellerston Capital (Hong Kong) Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2008-01-04 2010-08-05
824 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2008-03-06 2011-01-10
825 FAYE CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-16 2010-05-12
826 FOX-PITT, KELTON (ASIA) LIMITED 6 5 11 0 0 0 -6 -5 -11 45.45 - 2010-05-18
827 GCIS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-11-22 2010-09-06
828 GIP Partners Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2009-01-16 2010-06-02
829 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-02-28 2011-03-08
830 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-07 2010-05-10
831 Instinet Alpha Trading Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2010-11-19
832 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-05-18
833 IVY ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-02-06 2010-08-26
834 Knight Libertas (Asia) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2008-01-23 2010-05-14
835 Macquarie Capital Funds (Asia) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-07-21 2010-07-22
836 MF Securities Hong Kong Limited 4 13 17 0 0 0 -4 -13 -17 76.47 - 2008-02-21 2010-10-15
837 OVERLOOK INVESTMENTS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-01-05
838 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 0 0 0 -3 -6 -9 66.67 - 2011-01-24
839 PARADIGM WEALTH MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-08-17 2010-08-17
840 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2010-07-07
841 PITT CAPITAL PARTNERS ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-07-28 2011-09-26
842 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2005-10-03 2010-05-13
843 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2011-04-28
844 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-12-29
845 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 36 40 0 0 0 -4 -36 -40 90.00 - 2003-09-24 2011-04-19
846 TIS SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-28
847 Vicis Capital (Hong Kong) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-11-26 2010-06-15
848 Wachovia Advisors International Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2007-12-17 2010-06-30
849 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-12-16
850 ZURICH ADVISORY (HK) LIMITED 1 323 324 0 0 0 -1 -323 -324 99.69 - 2010-07-06
Average 2.89 12.83 15.72 2.85 10.86 13.71 81.63 79.23

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