SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2009-10-31 2010-10-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 319 321 2 291 293 0 -28 -28 99.38 99.32 2012-11-27
2 Credit Suisse (Hong Kong) Limited 24 191 215 19 269 288 -5 78 73 88.84 93.40 2025-01-13
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED 9 275 284 6 282 288 -3 7 4 96.83 97.92
4 Merrill Lynch (Asia Pacific) Limited 5 137 142 7 243 250 2 106 108 96.48 97.20
5 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 190 197 7 218 225 0 28 28 96.45 96.89
6 UBS SECURITIES ASIA LIMITED 3 158 161 4 202 206 1 44 45 98.14 98.06
7 Merrill Lynch Far East Limited 4 137 141 5 174 179 1 37 38 97.16 97.21 2025-01-16
8 CLSA RESEARCH LIMITED 2 118 120 3 129 132 1 11 12 98.33 97.73 2014-06-18
9 GOLDMAN SACHS (ASIA) L.L.C. 14 97 111 12 115 127 -2 18 16 87.39 90.55
10 Morgan Stanley Asia Limited 4 98 102 5 110 115 1 12 13 96.08 95.65
11 PHILLIP SECURITIES (HONG KONG) LIMITED 4 124 128 4 111 115 0 -13 -13 96.88 96.52
12 FTL Wealth Management (HK) Limited 2 183 185 2 109 111 0 -74 -74 98.92 98.20 2005-06-28 2011-05-20
13 MACQUARIE CAPITAL LIMITED 3 88 91 4 107 111 1 19 20 96.70 96.40
14 WM (HK) Limited 0 264 264 0 108 108 0 -156 -156 100.00 100.00 2014-10-24
15 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 116 121 5 100 105 0 -16 -16 95.87 95.24
16 Citigroup Global Markets Asia Limited 3 91 94 3 101 104 0 10 10 96.81 97.12
17 HSBC Global Asset Management (Hong Kong) Limited 10 69 79 15 87 102 5 18 23 87.34 85.29
18 YF Life Investors Limited 3 112 115 3 99 102 0 -13 -13 97.39 97.06 2004-08-30 2013-03-22
19 JPMorgan Asset Management (Asia Pacific) Limited 4 80 84 4 95 99 0 15 15 95.24 95.96
20 BOCI SECURITIES LIMITED 8 75 83 10 87 97 2 12 14 90.36 89.69 2004-03-01
21 HSBC LIFE (INTERNATIONAL) LIMITED 1 102 103 1 92 93 0 -10 -10 99.03 98.92 2012-05-07
22 FIL Investment Management (Hong Kong) Limited 7 84 91 5 86 91 -2 2 0 92.31 94.51
23 FWD Life Insurance Company (Bermuda) Limited 1 101 102 1 85 86 0 -16 -16 99.02 98.84 2012-11-21
24 Daiwa Capital Markets Hong Kong Limited 5 50 55 7 77 84 2 27 29 90.91 91.67
25 Julius Baer (Hong Kong) Limited 3 75 78 3 81 84 0 6 6 96.15 96.43 2006-09-14 2012-05-10
26 iBest Consultants Limited 2 80 82 2 81 83 0 1 1 97.56 97.59 2019-08-15
27 Lion Global Financial Limited 4 98 102 6 59 65 2 -39 -37 96.08 90.77
28 CCB INTERNATIONAL SECURITIES LIMITED 6 24 30 6 58 64 0 34 34 80.00 90.63 2005-10-10
29 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 78 81 3 61 64 0 -17 -17 96.30 95.31 2012-04-02
30 T G HOLBORN (HK) LIMITED 3 72 75 3 59 62 0 -13 -13 96.00 95.16 2014-04-29
31 CENTALINE WEALTH MANAGEMENT LIMITED 2 83 85 4 56 60 2 -27 -25 97.65 93.33 2004-04-02
32 KGI ASIA LIMITED 9 60 69 7 53 60 -2 -7 -9 86.96 88.33 2017-10-02
33 AllianceBernstein Hong Kong Limited 6 26 32 9 50 59 3 24 27 81.25 84.75
34 oOo Securities (HK) Group Limited 2 55 57 2 57 59 0 2 2 96.49 96.61 2004-12-03
35 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 57 64 7 52 59 0 -5 -5 89.06 88.14
36 ASSET MANAGEMENT GROUP LIMITED 2 54 56 2 56 58 0 2 2 96.43 96.55 2006-01-17
37 MIZUHO SECURITIES ASIA LIMITED 7 30 37 8 50 58 1 20 21 81.08 86.21
38 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 3 6 9 3 53 56 0 47 47 66.67 94.64 2008-08-20
39 ALTRUIST FINANCIAL GROUP LIMITED 3 57 60 2 52 54 -1 -5 -6 95.00 96.30 2004-01-20
40 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 45 50 5 47 52 0 2 2 90.00 90.38
41 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 31 35 5 45 50 1 14 15 88.57 90.00 2018-12-31
42 FWD Financial Planning Limited (HK) 3 57 60 5 45 50 2 -12 -10 95.00 90.00
43 BOCI RESEARCH LIMITED 4 43 47 6 43 49 2 0 2 91.49 87.76
44 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 42 44 2 46 48 0 4 4 95.45 95.83
45 Everbright Securities Investment Services (HK) Limited 2 41 43 3 45 48 1 4 5 95.35 93.75
46 RHB SECURITIES HONG KONG LIMITED 4 27 31 5 43 48 1 16 17 87.10 89.58 2006-11-17 2022-10-06
47 Goldman Sachs Investment Management Hong Kong Limited 2 41 43 4 43 47 2 2 4 95.35 91.49 2013-11-27
48 Rothschild & Co Hong Kong Limited 4 38 42 4 41 45 0 3 3 90.48 91.11 2005-04-27
49 Standard Chartered Securities (Hong Kong) Limited 9 30 39 12 33 45 3 3 6 76.92 73.33
50 VALUE PARTNERS LIMITED 5 33 38 3 42 45 -2 9 7 86.84 93.33
51 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 28 32 4 40 44 0 12 12 87.50 90.91 2005-07-05
52 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 36 38 3 41 44 1 5 6 94.74 93.18
53 VALUE PARTNERS HONG KONG LIMITED 5 31 36 3 41 44 -2 10 8 86.11 93.18 2007-11-19
54 CASH Wealth Management Limited 2 55 57 2 40 42 0 -15 -15 96.49 95.24
55 Yuanta Securities (Hong Kong) Company Limited 5 34 39 6 36 42 1 2 3 87.18 85.71
56 CLSA LIMITED 5 23 28 5 36 41 0 13 13 82.14 87.80
57 FIL Investment Advisors 4 37 41 3 38 41 -1 1 0 90.24 92.68
58 IAM LEGACY LIMITED 4 40 44 4 37 41 0 -3 -3 90.91 90.24 2007-08-21
59 BARCLAYS CAPITAL ASIA LIMITED 1 5 6 1 39 40 0 34 34 83.33 97.50
60 BlackRock Asset Management North Asia Limited 4 33 37 3 36 39 -1 3 2 89.19 92.31
61 BLACKSTONE GROUP (HK) LIMITED (THE) 2 26 28 3 36 39 1 10 11 92.86 92.31 2008-10-14
62 CITIC Securities Brokerage (HK) Limited 6 32 38 5 34 39 -1 2 1 84.21 87.18
63 MIDLAND WEALTH MANAGEMENT LIMITED 5 41 46 4 35 39 -1 -6 -7 89.13 89.74 2008-02-18
64 SAMSUNG SECURITIES (ASIA) LIMITED 2 23 25 3 36 39 1 13 14 92.00 92.31
65 GET NICE SECURITIES LIMITED 5 37 42 5 33 38 0 -4 -4 88.10 86.84
66 Halbis Capital Management (Hong Kong) Limited 8 30 38 7 31 38 -1 1 0 78.95 81.58 2005-06-23 2012-05-11
67 UBS Asset Management (Hong Kong) Limited 6 25 31 7 31 38 1 6 7 80.65 81.58
68 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 22 26 4 33 37 0 11 11 84.62 89.19 2007-01-12 2015-05-31
69 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 6 25 31 5 32 37 -1 7 6 80.65 86.49 2012-06-04
70 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 31 36 5 31 36 0 0 0 86.11 86.11
71 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 3 16 19 4 31 35 1 15 16 84.21 88.57 2012-12-13
72 JPMorgan Funds (Asia) Limited 7 19 26 7 28 35 0 9 9 73.08 80.00
73 CSI Corporate Finance (HK) Limited 8 16 24 7 27 34 -1 11 10 66.67 79.41 2007-08-01 2019-03-29
74 Quam Securities Limited 3 18 21 3 31 34 0 13 13 85.71 91.18
75 UOB KAY HIAN (HONG KONG) LIMITED 3 28 31 3 31 34 0 3 3 90.32 91.18
76 Amundi Hong Kong Limited 6 27 33 5 28 33 -1 1 0 81.82 84.85
77 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 19 22 3 29 32 0 10 10 86.36 90.63
78 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 3 28 31 0 14 14 82.35 90.32
79 Yuanta Asia Investment (Hong Kong) Limited 5 14 19 5 26 31 0 12 12 73.68 83.87 2007-01-15 2013-11-01
80 AXA Financial Planning (Hong Kong) Limited 2 28 30 3 27 30 1 -1 0 93.33 90.00 2012-05-25
81 BlackRock (Hong Kong) Limited (d2017-01-20) 6 24 30 6 24 30 0 0 0 80.00 80.00 2015-05-15
82 Credit Agricole Securities (Asia) Limited 2 11 13 2 28 30 0 17 17 84.62 93.33
83 JF INTERNATIONAL MANAGEMENT INC. 2 24 26 2 27 29 0 3 3 92.31 93.10 2020-07-13
84 BANK CONSORTIUM TRUST COMPANY LIMITED 3 36 39 2 26 28 -1 -10 -11 92.31 92.86 2011-11-22
85 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 22 25 3 24 27 0 2 2 88.00 88.89
86 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 18 23 4 23 27 -1 5 4 78.26 85.19
87 BOCOM International Securities Limited 3 13 16 4 22 26 1 9 10 81.25 84.62 2007-09-10
88 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 19 23 4 22 26 0 3 3 82.61 84.62
89 PEGASUS FUND MANAGERS LIMITED 2 30 32 2 24 26 0 -6 -6 93.75 92.31
90 ATHENA WEALTH MANAGEMENT LIMITED 2 23 25 2 23 25 0 0 0 92.00 92.00 2008-04-25
91 IPP Financial Advisers Limited 2 11 13 2 23 25 0 12 12 84.62 92.00 2006-12-21
92 Rich Union Securities (H.K.) Limited 2 36 38 3 22 25 1 -14 -13 94.74 88.00 2025-05-19
93 CAIIS Limited 3 36 39 3 21 24 0 -15 -15 92.31 87.50 2018-09-04
94 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 3 17 20 4 20 24 1 3 4 85.00 83.33 2024-03-28
95 DBS VICKERS (HONG KONG) LIMITED 4 18 22 4 20 24 0 2 2 81.82 83.33
96 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 14 20 5 19 24 -1 5 4 70.00 79.17
97 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 20 22 2 22 24 0 2 2 90.91 91.67 2013-03-19
98 WILSON SECURITIES LIMITED 0 0 0 2 22 24 2 22 24 - 91.67 2010-02-25
99 Ge Shang Investment (Hong Kong) Limited 2 21 23 2 21 23 0 0 0 91.30 91.30
100 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 2 21 23 0 6 6 88.24 91.30 2010-12-31
101 CITIC CLSA Capital Partners HK Limited 2 17 19 3 19 22 1 2 3 89.47 86.36
102 CITIC Securities (Hong Kong) Limited 5 16 21 5 17 22 0 1 1 76.19 77.27
103 DEUTSCHE SECURITIES ASIA LIMITED 5 15 20 8 14 22 3 -1 2 75.00 63.64 2019-12-03
104 DWS Investments Hong Kong Limited 2 33 35 3 19 22 1 -14 -13 94.29 86.36
105 HPEF Capital Partners Limited 6 16 22 6 16 22 0 0 0 72.73 72.73 2022-06-01
106 INSTINET PACIFIC LIMITED 5 25 30 4 18 22 -1 -7 -8 83.33 81.82
107 Legg Mason Asset Management Hong Kong Limited 5 18 23 5 17 22 0 -1 -1 78.26 77.27 2022-06-30
108 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 4 18 22 0 -2 -2 83.33 81.82
109 OnePlatform Asset Management Limited 12 951 963 2 20 22 -10 -931 -941 98.75 90.91
110 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 5 16 21 -2 4 2 63.16 76.19
111 First Sentier Investors (Hong Kong) Limited 4 13 17 3 18 21 -1 5 4 76.47 85.71
112 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 5 16 21 1 5 6 73.33 76.19
113 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 8 14 8 13 21 2 5 7 57.14 61.90
114 SPARX Asia Investment Advisors Limited 7 17 24 6 15 21 -1 -2 -3 70.83 71.43 2004-04-20
115 St. James's Place (Hong Kong) Limited 2 20 22 2 19 21 0 -1 -1 90.91 90.48
116 VENHOUSE WEALTH MANAGEMENT LIMITED 3 24 27 3 18 21 0 -6 -6 88.89 85.71 2004-05-19
117 DBS ASIA CAPITAL LIMITED 7 16 23 6 14 20 -1 -2 -3 69.57 70.00
118 GAYANG SECURITIES LIMITED 3 18 21 3 17 20 0 -1 -1 85.71 85.00
119 HANG SENG SECURITIES LIMITED 4 29 33 5 15 20 1 -14 -13 87.88 75.00
120 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 11 20 7 13 20 -2 2 0 55.00 65.00
121 Mirae Asset Securities (HK) Limited 2 22 24 3 17 20 1 -5 -4 91.67 85.00 2007-10-09 2017-02-28
122 Mirae Asset Securities (HK) Limited 2 22 24 3 17 20 1 -5 -4 91.67 85.00 2007-10-09 2017-03-01
123 Shang International Finance Limited 6 13 19 5 15 20 -1 2 1 68.42 75.00 2024-01-26
124 BEA Union Investment Management Limited 5 15 20 5 14 19 0 -1 -1 75.00 73.68
125 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 18 23 4 15 19 -1 -3 -4 78.26 78.95
126 Pictet Asset Management (Hong Kong) Limited 4 14 18 4 15 19 0 1 1 77.78 78.95
127 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 6 9 6 13 19 3 7 10 66.67 68.42 2013-04-17
128 SINOPAC SECURITIES (ASIA) LIMITED 4 8 12 4 15 19 0 7 7 66.67 78.95 2017-02-12
129 BMI FUNDS MANAGEMENT LIMITED 4 18 22 3 15 18 -1 -3 -4 81.82 83.33
130 CC Finance Limited 3 17 20 4 14 18 1 -3 -2 85.00 77.78 2006-04-20 2025-06-19
131 Channel 8 Wealth Management Limited 0 0 0 3 15 18 3 15 18 - 83.33 2010-01-27
132 GLOBAL INVESTMENT ADVISORS LIMITED 2 25 27 2 16 18 0 -9 -9 92.59 88.89
133 HANG SENG INVESTMENT SERVICES LIMITED 5 12 17 5 13 18 0 1 1 70.59 72.22
134 NATIXIS ASIA LIMITED 3 16 19 2 16 18 -1 0 -1 84.21 88.89 2004-10-19
135 PineBridge Investments Asia Limited 5 17 22 4 14 18 -1 -3 -4 77.27 77.78
136 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 9 12 4 14 18 1 5 6 75.00 77.78 2007-04-26
137 Ark Securities (Hong Kong) Limited 4 12 16 4 13 17 0 1 1 75.00 76.47
138 AXA Investment Managers Asia Limited 3 13 16 4 13 17 1 0 1 81.25 76.47
139 CBH Asia Limited 3 17 20 3 14 17 0 -3 -3 85.00 82.35
140 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 14 17 2 15 17 -1 1 0 82.35 88.24 2016-06-30
141 EMPEROR SECURITIES LIMITED (HK) 6 21 27 6 11 17 0 -10 -10 77.78 64.71
142 ETRADE SECURITIES (HONG KONG) LIMITED 4 15 19 3 14 17 -1 -1 -2 78.95 82.35 2019-05-10
143 INVESCO HONG KONG LIMITED 5 12 17 5 12 17 0 0 0 70.59 70.59
144 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 2 15 17 0 -3 -3 90.00 88.24
145 Knight Capital Asia Limited 3 1 4 2 15 17 -1 14 13 25.00 88.24 2009-07-22 2011-08-22
146 Manulife Investment Management (Hong Kong) Limited 4 17 21 3 14 17 -1 -3 -4 80.95 82.35
147 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 16 18 2 15 17 0 -1 -1 88.89 88.24
148 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 3 14 17 0 4 4 76.92 82.35
149 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 5 11 16 4 13 17 -1 2 1 68.75 76.47
150 APG Investments Asia Limited 5 13 18 6 10 16 1 -3 -2 72.22 62.50 2008-11-18
151 CGS International Securities Hong Kong Limited 2 11 13 2 14 16 0 3 3 84.62 87.50
152 CITIC Securities Asset Management (HK) Limited 3 7 10 4 12 16 1 5 6 70.00 75.00 2008-08-01
153 Fidelity Management & Research (Hong Kong) Limited 5 8 13 3 13 16 -2 5 3 61.54 81.25 2008-09-04
154 HARRIS FRASER (INTERNATIONAL) LIMITED 3 8 11 3 13 16 0 5 5 72.73 81.25
155 HARVEST GLOBAL INVESTMENTS LIMITED 3 8 11 4 12 16 1 4 5 72.73 75.00 2009-02-16
156 MAN INVESTMENTS (HONG KONG) LIMITED 3 15 18 3 13 16 0 -2 -2 83.33 81.25
157 Neuberger Berman Asia Limited 3 13 16 3 13 16 0 0 0 81.25 81.25 2008-03-13
158 Penjing Asset Management (HK) Limited 4 11 15 5 11 16 1 0 1 73.33 68.75 2005-03-24 2016-02-03
159 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 16 18 2 14 16 0 -2 -2 88.89 87.50 2017-09-29
160 Wellington Management Hong Kong Limited (b2003-01-02) 3 13 16 4 12 16 1 -1 0 81.25 75.00 2003-09-18
161 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 13 17 3 12 15 -1 -1 -2 76.47 80.00 2008-08-08
162 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 4 11 15 1 1 2 76.92 73.33 2019-07-05
163 BOCI ASSET MANAGEMENT LIMITED 3 4 7 4 11 15 1 7 8 57.14 73.33 2014-12-24
164 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 7 10 4 11 15 1 4 5 70.00 73.33 2008-04-30
165 PRUDENTIAL BROKERAGE LIMITED 2 10 12 2 13 15 0 3 3 83.33 86.67
166 Robeco Hong Kong Limited 5 9 14 5 10 15 0 1 1 64.29 66.67 2007-12-18
167 AIF CAPITAL LIMITED 4 8 12 4 10 14 0 2 2 66.67 71.43
168 GENERALI INVESTMENTS ASIA LIMITED 6 20 26 3 11 14 -3 -9 -12 76.92 78.57 2006-02-08 2018-09-26
169 Income Partners Asset Management (HK) Limited 3 10 13 3 11 14 0 1 1 76.92 78.57
170 MUSHK Limited 7 15 22 6 8 14 -1 -7 -8 68.18 57.14 2011-06-01
171 Tiger Securities Asset Management Company Limited 6 8 14 5 9 14 -1 1 0 57.14 64.29 2006-12-29
172 Vision Capital Investment Management Limited 2 7 9 2 12 14 0 5 5 77.78 85.71 2008-01-12
173 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 4 9 13 1 -2 -1 78.57 69.23
174 CHARLES SCHWAB, HONG KONG, LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23
175 CHEONG LEE SECURITIES LIMITED 5 9 14 4 9 13 -1 0 -1 64.29 69.23 2005-11-24
176 China Asset Management (Hong Kong) Limited 3 5 8 4 9 13 1 4 5 62.50 69.23 2009-04-03
177 CVC Asia Pacific Limited 4 9 13 4 9 13 0 0 0 69.23 69.23
178 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 5 9 3 10 13 -1 5 4 55.56 76.92 2005-11-15
179 ICBC INTERNATIONAL RESEARCH LIMITED 2 5 7 3 10 13 1 5 6 71.43 76.92 2009-07-10 2024-10-15
180 iFAST Financial (HK) Limited 2 10 12 4 9 13 2 -1 1 83.33 69.23 2007-03-30
181 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 9 11 4 9 13 2 0 2 81.82 69.23 2003-06-06
182 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
183 MF Global Hong Kong Limited 3 6 9 3 10 13 0 4 4 66.67 76.92 2007-04-30
184 Nomura Asset Management Hong Kong Limited 3 10 13 4 9 13 1 -1 0 76.92 69.23
185 StormHarbour Securities (Hong Kong) Limited 0 0 0 4 9 13 4 9 13 - 69.23 2010-03-18
186 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 11 13 5 8 13 3 -3 0 84.62 61.54 2019-09-30
187 Wells Fargo Securities Asia Limited 4 9 13 3 10 13 -1 1 0 69.23 76.92 2008-04-25
188 ABCI Securities Company Limited 5 6 11 5 7 12 0 1 1 54.55 58.33 2005-11-15
189 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 2 10 12 0 1 1 81.82 83.33 2007-05-08
190 CTBC Asia Limited 2 12 14 2 10 12 0 -2 -2 85.71 83.33 2004-10-04
191 FLAG Squadron Asia Limited 6 5 11 6 6 12 0 1 1 45.45 50.00 2007-07-04 2016-06-02
192 ICBC Asset Management (Global) Company Limited 5 5 10 4 8 12 -1 3 2 50.00 66.67
193 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 5 10 5 7 12 0 2 2 50.00 58.33
194 ONSHINE SECURITIES LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
195 ORION INVESTMENT MANAGEMENT LIMITED 0 0 0 4 8 12 4 8 12 - 66.67 2009-11-06 2016-12-14
196 Redford Asset Management Limited 0 0 0 2 10 12 2 10 12 - 83.33 2010-03-09
197 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 9 11 3 9 12 1 0 1 81.82 75.00
198 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 3 9 12 0 -6 -6 83.33 75.00
199 WFM Asia (HK) Limited 3 9 12 3 9 12 0 0 0 75.00 75.00
200 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 19 21 2 10 12 0 -9 -9 90.48 83.33 2003-05-23 2022-07-19
201 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82
202 Belvest Investment Services Limited 2 12 14 2 9 11 0 -3 -3 85.71 81.82
203 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 3 8 11 1 8 9 0.00 72.73 2009-09-15
204 Citigroup Venture Capital International Asia Limited 4 9 13 3 8 11 -1 -1 -2 69.23 72.73 2005-05-24 2014-04-15
205 FIRST SHANGHAI SECURITIES LIMITED 3 10 13 2 9 11 -1 -1 -2 76.92 81.82
206 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-02-16
207 GAM HONG KONG LIMITED 4 9 13 3 8 11 -1 -1 -2 69.23 72.73
208 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 2 6 3 8 11 -1 6 5 33.33 72.73 2008-07-03
209 HAMON ASSET MANAGEMENT LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82
210 ICBC (ASIA) SECURITIES LIMITED 4 8 12 4 7 11 0 -1 -1 66.67 63.64
211 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2005-05-09
212 Janus Henderson Investors Hong Kong Limited 2 10 12 2 9 11 0 -1 -1 83.33 81.82
213 Keefe, Bruyette & Woods Asia Limited 0 0 0 5 6 11 5 6 11 - 54.55 2010-03-03 2013-04-24
214 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 15 22 5 6 11 -2 -9 -11 68.18 54.55 2017-10-02
215 MCP Holdings Limited (HK) 2 7 9 2 9 11 0 2 2 77.78 81.82 2011-06-29
216 MIB SECURITIES (HONG KONG) LIMITED 3 11 14 4 7 11 1 -4 -3 78.57 63.64
217 MIRABAUD (ASIA) LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2003-05-13 2018-10-16
218 ORIENTAL PATRON SECURITIES LIMITED 4 6 10 4 7 11 0 1 1 60.00 63.64
219 PFP Capital Limited 2 9 11 2 9 11 0 0 0 81.82 81.82
220 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73
221 Allianz Global Investors Hong Kong Limited 3 27 30 3 7 10 0 -20 -20 90.00 70.00 2015-05-31
222 AMPLE CAPITAL LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2007-01-02 2022-07-27
223 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 2 0 2 3 7 10 1 7 8 0.00 70.00 2009-10-05
224 BSI Investment Advisors (Hong Kong) Limited 0 0 0 2 8 10 2 8 10 - 80.00 2010-08-27 2014-06-04
225 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 4 6 10 1 3 4 50.00 60.00 2008-12-24
226 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 10 13 3 7 10 0 -3 -3 76.92 70.00 2004-07-28 2013-02-27
227 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2023-02-02
228 Eastspring Investments (Hong Kong) Limited 3 14 17 3 7 10 0 -7 -7 82.35 70.00
229 EQT Partners Asia Limited 3 6 9 3 7 10 0 1 1 66.67 70.00 2023-09-06
230 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 4 4 8 5 5 10 1 1 2 50.00 50.00 2020-12-09
231 HPEF Venture Partners Limited 4 6 10 4 6 10 0 0 0 60.00 60.00 2018-06-08
232 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 4 6 2 8 10 0 4 4 66.67 80.00 2004-02-10 2015-07-22
233 Huajin Corporate Finance (International) Limited 4 8 12 4 6 10 0 -2 -2 66.67 60.00
234 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 6 8 3 7 10 1 1 2 75.00 70.00
235 OCP Asia (Hong Kong) Limited 2 8 10 3 7 10 1 -1 0 80.00 70.00 2004-09-03 2022-06-13
236 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 21 23 3 7 10 1 -14 -13 91.30 70.00
237 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 2 8 6 4 10 0 2 2 25.00 40.00
238 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2012-01-12
239 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
240 SOUTH CHINA RESEARCH LIMITED 4 7 11 4 6 10 0 -1 -1 63.64 60.00
241 ZEAL ASSET MANAGEMENT LIMITED 3 1 4 4 6 10 1 5 6 25.00 60.00 2009-10-09 2025-08-20
242 AD Capital Management (Hong Kong) Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2004-09-08
243 Amova Asset Management Hong Kong Limited 4 11 15 2 7 9 -2 -4 -6 73.33 77.78
244 CATHAY SECURITIES (HONG KONG) LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2007-11-27
245 CHIEF SECURITIES LIMITED 2 4 6 3 6 9 1 2 3 66.67 66.67 2006-04-20
246 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 4 5 9 1 -1 0 66.67 55.56
247 China Integrity Investment Limited 3 3 6 4 5 9 1 2 3 50.00 55.56 2014-03-19
248 China Tonghai (IA) Limited 3 11 14 2 7 9 -1 -4 -5 78.57 77.78 2017-11-29
249 COHEN & STEERS ASIA LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2005-07-29
250 Deltroit (Hong Kong) Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2005-04-11 2024-12-12
251 ENHANCED INVESTMENT PRODUCTS LIMITED 2 4 6 3 6 9 1 2 3 66.67 66.67
252 Fortune Origin Securities Limited 3 1 4 3 6 9 0 5 5 25.00 66.67 2009-07-09
253 GF Asset Management (Hong Kong) Limited 3 3 6 2 7 9 -1 4 3 50.00 77.78 2007-11-08
254 GT Asset & Portfolio Management Limited 2 7 9 3 6 9 1 -1 0 77.78 66.67 2004-11-04
255 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 3 2 5 3 6 9 0 4 4 40.00 66.67 2007-12-18 2011-02-23
256 MFG Limited (HK) 4 5 9 3 6 9 -1 1 0 55.56 66.67 2008-07-15
257 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2007-07-05
258 PERFECT ASSET MANAGEMENT LIMITED (HK) 3 9 12 2 7 9 -1 -2 -3 75.00 77.78 2011-10-20
259 PERRY CAPITAL (ASIA) LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2006-09-12 2012-01-27
260 Pyramis Global Advisors (Hong Kong) Limited 4 3 7 4 5 9 0 2 2 42.86 55.56 2008-07-29 2014-11-21
261 RICHLAND CAPITAL MANAGEMENT LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-05-25 2016-05-24
262 SAIL ADVISORS LIMITED 6 6 12 5 4 9 -1 -2 -3 50.00 44.44 2004-05-17
263 Samsung Asset Management (Hong Kong) Limited 3 5 8 3 6 9 0 1 1 62.50 66.67 2008-04-23
264 Standard & Poor's Investment Advisory Services (HK) Limited 0 0 0 2 7 9 2 7 9 - 77.78 2010-09-21 2017-06-27
265 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 5 8 3 6 9 0 1 1 62.50 66.67 2007-05-08 2019-09-30
266 TELLIGENT CAPITAL MANAGEMENT LIMITED 3 4 7 4 5 9 1 1 2 57.14 55.56 2006-03-24
267 VC BROKERAGE LIMITED 3 2 5 3 6 9 0 4 4 40.00 66.67
268 ALPS CAPITAL MANAGEMENT LIMITED 2 4 6 3 5 8 1 1 2 66.67 62.50
269 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
270 ASSET DYNAMIC MANAGEMENT LIMITED 3 7 10 3 5 8 0 -2 -2 70.00 62.50 2025-03-25
271 BALLINGAL INVESTMENT ADVISORS LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2004-08-13
272 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
273 CSC SECURITIES (HK) LIMITED 2 8 10 1 7 8 -1 -1 -2 80.00 87.50 2007-06-01
274 CSOP Asset Management Limited 3 4 7 2 6 8 -1 2 1 57.14 75.00 2009-04-02
275 FB SECURITIES (HONG KONG) LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00
276 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 5 7 3 5 8 1 0 1 71.43 62.50 2009-02-27
277 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00
278 Guo Tong Capital Management Company Limited 0 0 0 3 5 8 3 5 8 - 62.50 2010-05-24 2019-05-22
279 HAMON ASIAN ADVISORS LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
280 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
281 HSBC Family Office Services Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2006-01-03 2012-07-13
282 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 6 8 3 5 8 1 -1 0 75.00 62.50 2011-09-22
283 La Roche & Co Asia Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2008-03-05 2011-12-08
284 Legg Mason International Equities (Hong Kong) Limited 4 5 9 3 5 8 -1 0 -1 55.56 62.50 2015-08-28
285 LOMBARD ODIER (HONG KONG) LIMITED 3 1 4 3 5 8 0 4 4 25.00 62.50
286 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 3 5 8 0 1 1 57.14 62.50
287 OLD PEAK LIMITED (HK) 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2005-08-26 2023-06-20
288 Oreana Financial Services Limited 2 6 8 2 6 8 0 0 0 75.00 75.00
289 PANTHEON VENTURES (HK) LLP 0 0 0 3 5 8 3 5 8 - 62.50 2010-06-30 2024-05-14
290 PFC INTERNATIONAL COMPANY LIMITED 3 7 10 3 5 8 0 -2 -2 70.00 62.50 2008-07-29
291 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2008-05-29
292 PRESIDENT SECURITIES (HONG KONG) LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2024-03-27
293 Quam Asset Management Limited (b1983-06-28) 3 4 7 3 5 8 0 1 1 57.14 62.50
294 Samena Capital Hong Kong Limited 2 2 4 4 4 8 2 2 4 50.00 50.00 2009-09-01 2021-09-27
295 SG SECURITIES (HK) LIMITED 0 0 0 3 5 8 3 5 8 - 62.50 2010-08-18
296 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 0 0 0 3 5 8 3 5 8 - 62.50 2010-02-23
297 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 0 0 0 2 6 8 2 6 8 - 75.00 2010-04-27
298 Tyche Group Limited 2 8 10 2 6 8 0 -2 -2 80.00 75.00 2014-12-05
299 UBP ASSET MANAGEMENT ASIA LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2007-01-11
300 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2008-12-17
301 Xeram and Company (Asia) Limited 3 4 7 4 4 8 1 0 1 57.14 50.00 2015-11-27
302 abrdn Hong Kong Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
303 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2004-07-07
304 Ares Management Asia (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2009-05-25 2014-08-18
305 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2013-04-02
306 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 4 3 7 1 1 2 40.00 42.86 2008-03-12 2018-05-11
307 Bright Fund Management Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2023-12-19
308 CAPE ASSET MANAGEMENT LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2024-03-13
309 CC SIF Advisory Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2006-07-25
310 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43
311 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
312 China Universal Asset Management (Hong Kong) Company Limited 0 0 0 4 3 7 4 3 7 - 42.86 2010-02-19
313 Chuo Mitsui Investments Hong Kong Limited 2 2 4 3 4 7 1 2 3 50.00 57.14 2009-04-30 2011-12-29
314 Citi Insurance Brokers (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-10-04 2011-04-06
315 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2007-02-16
316 COMGEST FAR EAST LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
317 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14 2009-01-02
318 EnTrustPermal (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-08-27 2021-03-26
319 First Fidelity Capital (International) Limited 3 7 10 3 4 7 0 -3 -3 70.00 57.14 2006-04-19
320 Fosun International Securities Limited 5 0 5 5 2 7 0 2 2 0.00 28.57
321 Grand Loyal Asset Management Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2008-11-07
322 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 1 4 3 4 7 0 3 3 25.00 57.14 2007-10-23
323 HKFAEx Group Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2007-02-15
324 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2009-11-16
325 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 4 3 7 2 -2 0 71.43 42.86 2014-10-13
326 IVORY CAPITAL PRIVATE LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2007-03-21
327 KB Securities Hong Kong Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
328 Kirin Asset Management Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2007-06-12 2016-09-14
329 LAZARD ASIA (HONG KONG) LIMITED 3 7 10 2 5 7 -1 -2 -3 70.00 71.43
330 LIS Investment Services Limited 3 4 7 2 5 7 -1 1 0 57.14 71.43 2008-01-09
331 Mackenzie Investments Asia Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
332 Mason Securities Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43
333 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
334 Oaktree Capital (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-07-12
335 PIMCO Asia Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-05-17
336 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2023-10-25
337 Providence Equity Asia Limited 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2007-08-23 2019-01-10
338 PUREHEART CAPITAL ASIA LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-03-08
339 Religare Capital Markets (Hong Kong) Limited 3 3 6 2 5 7 -1 2 1 50.00 71.43 2009-09-22 2018-04-09
340 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2013-05-29
341 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 0 5 4 3 7 -1 3 2 0.00 42.86 2009-07-10
342 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14
343 TOYO SECURITIES ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57
344 WINNINGTON CAPITAL LIMITED 3 4 7 4 3 7 1 -1 0 57.14 42.86
345 ALBOURNE PARTNERS (ASIA) LIMITED 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2004-09-07
346 Arta Asset Management Limited 2 18 20 2 4 6 0 -14 -14 90.00 66.67 2008-07-10
347 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2016-06-30
348 Asset Management One Hong Kong Limited 0 0 0 3 3 6 3 3 6 - 50.00 2010-03-10 2015-04-15
349 BNY Mellon Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-06-06
350 Cambridge Strategy (Asset Management) Asia Limited (The) 2 1 3 3 3 6 1 2 3 33.33 50.00 2020-06-18
351 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2005-12-20
352 CHAMPUS ASSET MANAGEMENT LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2019-07-29
353 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33 2008-10-22
354 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
355 CWB Hong Kong Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
356 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 0 3 4 2 6 1 2 3 0.00 33.33 2009-10-14
357 Guosen Securities (HK) Brokerage Company, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-02-26
358 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2004-11-29
359 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2010-02-11
360 ICG Asia Pacific Limited 5 3 8 4 2 6 -1 -1 -2 37.50 33.33
361 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 4 6 0 0 0 66.67 66.67
362 KCG SECURITIES ASIA LIMITED 4 0 4 5 1 6 1 1 2 0.00 16.67
363 KGI CAPITAL ASIA LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00
364 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
365 LaSalle Investment Management Hong Kong Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-06-14 2020-02-20
366 LUEN FAT SECURITIES COMPANY LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33
367 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2025-04-23
368 MEAG Hong Kong Limited 2 3 5 4 2 6 2 -1 1 60.00 33.33
369 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
370 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2007-12-21 2021-04-21
371 MONEY CONCEPTS (ASIA) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2012-09-18
372 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-09-21
373 Oasis Management (Hong Kong) 3 11 14 3 3 6 0 -8 -8 78.57 50.00 2004-09-14
374 Open Securities Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
375 orientiert International Markets Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-01-11
376 Pacific Advantage Capital Limited 0 0 0 4 2 6 4 2 6 - 33.33 2010-10-25 2013-01-14
377 PEAK CAPITAL LIMITED (b2004-03-30) 3 1 4 3 3 6 0 2 2 25.00 50.00 2004-10-28
378 RG ASSET MANAGEMENT COMPANY LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2013-11-25
379 SEI INVESTMENTS (ASIA) LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67 2005-03-02 2023-02-20
380 SG ASSET MANAGEMENT (HONG KONG) LIMITED 3 11 14 2 4 6 -1 -7 -8 78.57 66.67 2011-02-18
381 SIIC Capital (Hong Kong) Investment Management Company Limited 5 0 5 5 1 6 0 1 1 0.00 16.67
382 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 2 4 6 -3 2 -1 28.57 66.67
383 Standard Advisory Asia Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-03-09 2013-04-12
384 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
385 Towers Watson Investment Services Hong Kong Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-05-14
386 TUFTON OCEANIC FAR EAST LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2009-11-19 2012-10-08
387 UOB ASIA (HONG KONG) LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2011-07-27
388 UPBEST SECURITIES COMPANY LIMITED 6 1 7 4 2 6 -2 1 -1 14.29 33.33
389 Vontobel (Hong Kong) Limited 3 2 5 2 4 6 -1 2 1 40.00 66.67 2008-11-27
390 Wanhai Securities (HK) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
391 XinKong International Securities Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67
392 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
393 313 Capital Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-04-19
394 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2003-11-29
395 AlTi Wealth Management (Hong Kong) Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2004-05-11
396 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00 2021-10-08
397 Beevest Securities Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
398 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
399 Bradbury Securities Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
400 BTG Pactual Asia Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2009-08-13 2016-12-13
401 CBRE Clarion Securities HKG Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-01-04 2019-08-28
402 CC Real Estate Advisory Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-08-04
403 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
404 CINDA INTERNATIONAL RESEARCH LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2010-07-26
405 CMB International Asset Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-05-26
406 Creat Capital Company Limited 0 0 0 5 0 5 5 0 5 - 0.00 2010-07-26 2013-10-02
407 Credit Suisse Solution Partners (Hong Kong) Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2005-03-08 2011-04-14
408 CUBE CAPITAL HK LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-10-17 2015-02-13
409 Cynosure Asset Management Hong Kong Limited 2 0 2 5 0 5 3 0 3 0.00 0.00 2023-09-27
410 DAEWOO SECURITIES (HONG KONG) LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2017-02-28
411 DELTA ASIA SECURITIES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
412 DigitalBridge Management Asia Limited 0 0 0 4 1 5 4 1 5 - 20.00 2010-07-20
413 EVENSTAR ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-19
414 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
415 Everbright Capital Management Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2007-09-24 2021-09-17
416 FCL ADVISORY LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2005-03-01
417 Fubon Fund Management (Hong Kong) Limited 3 5 8 3 2 5 0 -3 -3 62.50 40.00
418 GETTA SECURITIES LIMITED 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2007-06-26
419 Grace Financial Limited (HK) 2 2 4 3 2 5 1 0 1 50.00 40.00 2008-02-13 2021-04-23
420 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
421 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2018-08-15
422 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
423 Houlihan Lokey (China) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-10-09
424 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
425 iTTa Capital Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2003-05-29 2013-06-11
426 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-10-26 2020-12-11
427 JPMorgan Asset Management Real Assets (Asia) Limited 3 1 4 4 1 5 1 0 1 25.00 20.00 2009-06-26
428 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 4 1 5 -2 0 -2 14.29 20.00 2017-10-02
429 KKR CAPITAL MARKETS ASIA LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2009-10-22
430 Korea Investment Management Asia Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2009-08-21 2014-12-09
431 MANGO FINANCIAL LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00
432 Metaverse Securities Limited (HK) 4 0 4 4 1 5 0 1 1 0.00 20.00
433 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-05-02 2015-06-25
434 Progeny (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-07-09
435 RBC Capital Markets (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-09-09 2012-11-01
436 RHB ASSET MANAGEMENT LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00 2008-05-08 2020-11-17
437 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 3 5 3 2 5 1 -1 0 60.00 40.00 2016-11-01
438 SDHG International Asset Management Limited 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2008-12-02
439 SDIC Securities International Financial Holdings Limited 2 0 2 3 2 5 1 2 3 0.00 40.00 2012-08-17
440 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2008-11-07
441 Sensible Asset Management Limited 6 1 7 3 2 5 -3 1 -2 14.29 40.00 2005-06-18 2025-06-19
442 SJS Markets Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2005-11-23 2015-01-13
443 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 1 6 4 1 5 -1 0 -1 16.67 20.00 2005-06-20
444 Sumo Asset Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-07-07 2022-08-23
445 Templewater Hong Kong Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
446 Tokio Marine Investment Services, Limited 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2014-03-28
447 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-11 2013-10-23
448 Tyric Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
449 UIC FINANCIAL ADVISORS LIMITED 0 0 0 4 1 5 4 1 5 - 20.00 2010-04-13 2019-06-17
450 VBG Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-11-11 2013-09-19
451 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
452 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2015-02-09
453 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2020-12-21
454 Yorkville Advisors HK Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2009-03-18 2012-03-02
455 Yuanta Financial (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-03 2014-03-28
456 ZBI Asia Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-02-22 2014-06-09
457 3V Capital Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-07-18 2013-08-27
458 A ONE INVESTMENT COMPANY LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2013-12-05
459 ALTUS CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
460 American Century Investment Management (Asia Pacific) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-03-26
461 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
462 ARF Investment Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-10-13 2011-05-20
463 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
464 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00
465 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
466 BEAR BRIGHT LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
467 Beijing Securities Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00
468 Bentley Capital Limited (HK) 3 0 3 4 0 4 1 0 1 0.00 0.00
469 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
470 Broadway Wealth Management Limited 2 7 9 2 2 4 0 -5 -5 77.78 50.00 2013-01-03
471 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-07-03
472 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-03-13
473 CBRE Investment Management (Asia) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2023-07-21
474 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2008-10-31 2013-12-17
475 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-07-12 2012-04-03
476 CES Capital International (Hong Kong) Co., Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2009-05-29 2023-02-23
477 ChapmanCraig Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
478 CHELSEA SECURITIES LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
479 Chepstow Capital Advisors Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-10-20 2018-04-27
480 China Alpha Fund Management (HK) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-05-31
481 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
482 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 3 5 3 1 4 1 -2 -1 60.00 25.00
483 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
484 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
485 China Jianxin Financial Services Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-05-10 2022-03-15
486 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
487 Credit Suisse Securities (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2024-09-27
488 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
489 Emperor Wealth Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-06-09
490 ENZARD LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-05-21 2013-02-18
491 EXS Capital Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-06-12
492 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
493 First Prosperous Asset Management Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2007-09-06 2023-06-23
494 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-09-12
495 Funderstone Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
496 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
497 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2013-03-19
498 Goldyard Capital Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2019-11-21
499 GUODU SECURITIES (HONG KONG) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-07
500 Hamilton Lane (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-07-05
501 HFS ASSET MANAGEMENT LIMITED 3 4 7 2 2 4 -1 -2 -3 57.14 50.00
502 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00 2020-06-02
503 IBTS ASIA (HK) LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00 2005-11-17 2024-09-20
504 Imperium International Asset Management Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-12-02
505 Jefferies Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-01-04
506 JK Capital Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
507 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2022-10-13
508 KAI WO ASSET MANAGEMENT LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00 2009-05-13 2021-12-04
509 LONGREACH GROUP LIMITED (THE) 2 2 4 2 2 4 0 0 0 50.00 50.00 2006-08-01
510 LUNAR CAPITAL MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2010-02-17
511 MASON LAROCHE (HK) LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2012-03-19
512 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-09-22
513 MCP Asset Management Company Limited 2 4 6 3 1 4 1 -3 -2 66.67 25.00 2005-08-23
514 MD Healthcare International Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2008-11-05 2011-07-28
515 MEIJI YASUDA ASIA LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2019-10-17
516 OKASAN INTERNATIONAL (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-05-17
517 Optima Capital Limited 3 9 12 3 1 4 0 -8 -8 75.00 25.00 2007-10-25
518 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
519 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2017-02-22
520 Permira Advisers Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2008-08-19
521 PGIM (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
522 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 8 10 2 2 4 0 -6 -6 80.00 50.00 2017-06-28
523 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00 2024-03-25
524 QMIS Asset Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2009-08-13
525 RICHLAND WORLDWIDE LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-04-15
526 Sheng Yuan Sino Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-09-09 2023-05-11
527 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2019-08-15
528 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2015-03-27
529 STI Asset Management Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-10-22 2023-09-19
530 Success Securities Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
531 Superfund Financial (Hong Kong) Limited 2 12 14 3 1 4 1 -11 -10 85.71 25.00
532 TARZAN STOCK & SHARES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
533 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2003-08-07
534 Voras Capital Management (HK) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2008-07-31 2012-09-04
535 Waterland Securities (HK) Company Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2009-02-20 2013-01-15
536 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
537 YUE XIU SECURITIES COMPANY LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
538 Yunfeng Financial Markets Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
539 A. H. INTERNATIONAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-03-22 2022-02-22
540 Absolute Investment Management (HK) Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33
541 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
542 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
543 Aletheia Analyst Network Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2008-06-03
544 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
545 Amherst Pierpont International Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-17 2023-06-09
546 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 3 0 3 -1 0 -1 0.00 0.00
547 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
548 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 0 3 0 -1 -1 25.00 0.00
549 AP Asset Management (HK) Limited 2 9 11 2 1 3 0 -8 -8 81.82 33.33 2004-07-07 2013-12-04
550 Arete Research Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-01-11
551 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
552 Asia Frontier Investments Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2009-04-28
553 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
554 Asia Pacific Securities Limited 3 2 5 3 0 3 0 -2 -2 40.00 0.00
555 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
556 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
557 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2009-09-28
558 BOWEN ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-10-20
559 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-19 2012-12-03
560 Capstone Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-03-12 2025-03-27
561 CARDINALASIA CONSULTING LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-06-27 2024-02-22
562 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
563 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
564 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-12-27
565 China Enterprise Securities Company Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
566 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
567 China Reserve Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
568 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33
569 D. YAU AND COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-08-13
570 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
571 EVOLUTION ASIA INVESTMENTS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-08-24 2020-01-24
572 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
573 FE SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
574 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
575 Fortune Asset Management Limited (HK) 0 0 0 3 0 3 3 0 3 - 0.00 2009-12-16
576 FT Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2024-12-06
577 Fubon Capital (HK) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-13
578 FULBRIGHT SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2010-05-18
579 GCAM Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-17 2022-03-09
580 GEOMATRIX (H.K.) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2012-01-31
581 GF Securities (Hong Kong) Brokerage Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-10-30
582 GIGA (HONG KONG) LIMITED 2 5 7 2 1 3 0 -4 -4 71.43 33.33
583 GNAB Limited 1 3 4 1 2 3 0 -1 -1 75.00 66.67 2025-03-14
584 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-12-02
585 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2016-10-10
586 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
587 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2010-06-29
588 HARMONY ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2022-07-28
589 HFT INVESTMENT MANAGEMENT (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2010-10-27 2021-11-26
590 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
591 HSZ (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
592 HTC Securities Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-09-03 2013-11-19
593 HUA YU INVESTMENT MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
594 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2009-12-14 2024-10-15
595 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
596 IREALITY INVESTMENTS LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00
597 JVSakk Asset Management Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-08-28
598 KCG FUND MANAGEMENT LIMITED 4 1 5 2 1 3 -2 0 -2 20.00 33.33 2007-05-04
599 Kerogen Capital (Asia) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-02-01
600 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2008-07-02
601 LCA Solutions Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-30
602 Lighthorse Asset Management (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-06-18 2025-07-28
603 MANULIFE (INTERNATIONAL) LIMITED 3 16 19 2 1 3 -1 -15 -16 84.21 33.33 2011-06-17
604 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-04-01
605 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
606 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
607 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
608 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
609 Neutral Financial Holding Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
610 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
611 Oracle Capital Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-10-22 2018-06-20
612 OSCAR BENSON LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-08-23
613 PAOCHU INVESTMENT ADVISORY LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-10-09
614 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 4 6 2 1 3 0 -3 -3 66.67 33.33
615 PHOENIX CAPITAL ASIA LIMITED 3 2 5 3 0 3 0 -2 -2 40.00 0.00 2022-12-21
616 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
617 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-03-12
618 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
619 RAB CAPITAL (ASIA) LIMITED 3 4 7 3 0 3 0 -4 -4 57.14 0.00 2007-09-28 2011-10-10
620 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
621 Renaissance Capital (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-09-02 2012-09-28
622 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
623 Rothschild & Co Wealth Management Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-08-16 2019-10-18
624 Safari Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-04-30 2015-07-02
625 SBI China Capital Financial Services Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-09-19
626 SBI China Capital Securities Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-10-08
627 SCM Strategic Capital Management Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-02-11 2015-01-21
628 SDICS International Asset Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-08-19
629 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
630 Shacom Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
631 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
632 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
633 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
634 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
635 SPDB International Holdings Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-12-30
636 Springboard Capital Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-02
637 STANHILL (HONG KONG) LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2013-05-23
638 SYZ Asset Management (Asia) Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2004-07-27 2016-12-22
639 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2009-10-27 2012-08-01
640 TFI Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-18
641 TRANSPAC CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
642 TSE'S SECURITIES LIMITED 1 2 3 3 0 3 2 -2 0 66.67 0.00
643 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
644 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
645 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
646 UNITED WORLD ONLINE LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2006-04-19 2014-01-20
647 Value Partners Private Equity Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
648 Vestmore Capital Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-01-12
649 VisionGain Capital Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2007-11-14
650 VMS Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2020-09-01
651 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
652 WMG Asia Limited 2 6 8 2 1 3 0 -5 -5 75.00 33.33 2007-02-28 2014-01-06
653 WOCOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
654 Wolver Hill Asset Management Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2009-03-10
655 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
656 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
657 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
658 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
659 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
660 ALETHEIA TECHNOLOGIES LIMITED (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-30 2022-07-22
661 Alpha Nova Capital Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
662 Alphatraxx (H.K.) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-23 2012-02-14
663 Andante Capital Partners Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-11 2012-12-03
664 Anuenue Advisors Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
665 Anuenue Securities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
666 APAX PARTNERS HONG KONG LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-01-21 2012-03-12
667 APICES ADVISORY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-01-11 2014-10-16
668 Apollo Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-16
669 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
670 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
671 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
672 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
673 Austen Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-30
674 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
675 Axis Capital Management Limited 3 2 5 2 0 2 -1 -2 -3 40.00 0.00
676 Barings Investment Advisers (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-05-08 2018-01-23
677 BMF Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-02-22
678 BOND TRUST LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2009-06-01
679 Bosen Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-16 2023-02-17
680 BROOKE CAPITAL LIMITED 4 0 4 2 0 2 -2 0 -2 0.00 0.00 2012-06-13
681 CAIDAO CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-07-15 2022-08-22
682 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
683 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
684 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
685 CHEETAH ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-08-01
686 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
687 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
688 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
689 CMS CAPITAL (HK) CO., LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-05-06
690 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
691 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
692 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
693 CUPOLA CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2022-05-06
694 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
695 Daishin Securities Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-24 2018-08-09
696 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
697 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
698 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-29 2012-08-09
699 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
700 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-10-26 2012-03-08
701 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
702 EFG Asset Management (HK) Limited 3 3 6 1 1 2 -2 -2 -4 50.00 50.00 2008-06-06
703 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
704 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
705 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
706 Emperor Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2009-11-03
707 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-13
708 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
709 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
710 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
711 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
712 FIRST ASIA FINANCE GROUP LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2020-01-29
713 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-09-07
714 Frontier Asia Capital Hong Kong Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-11 2019-07-24
715 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
716 Future Growth Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-11
717 GET NICE ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-12-16
718 Global CTA Services Investment (HK) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2008-11-26 2012-09-03
719 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
720 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
721 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
722 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
723 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
724 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
725 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
726 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
727 Hana Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-25 2015-06-17
728 HEAD & SHOULDERS SECURITIES LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-03-27
729 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-21
730 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
731 ICAP Equities Asia Limited 2 10 12 2 0 2 0 -10 -10 83.33 0.00 2008-12-22 2011-06-02
732 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
733 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-05-12 2014-06-04
734 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
735 iVenture Investment Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
736 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
737 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
738 Japaninvest (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-10-26 2017-01-27
739 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
740 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
741 JPMorgan Asset Management (Japan) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-15
742 JQ Fund Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-05
743 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-29
744 JW CAPITAL SECURITIES LIMITED 2 4 6 1 1 2 -1 -3 -4 66.67 50.00
745 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
746 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
747 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
748 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
749 Kingsbridge Limited (d2014-08-15) 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-28 2014-02-12
750 Landmark Asset Management Limited (HK) 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-10 2018-01-22
751 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
752 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
753 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
754 MANDARIN VP (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-09-20
755 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
756 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
757 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
758 Myo Capital Advisers Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2007-11-16 2021-02-04
759 NUOXIN CAPITAL (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-10-15 2021-09-07
760 Ohra Capital Partners Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-27 2023-06-21
761 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
762 Open Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
763 ORIENT SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
764 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
765 Pamirs Capital (H.K.) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-10
766 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
767 Paul Capital Advisors Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-17 2014-09-03
768 PERPETUUM WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-21
769 PHOENIX CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-03-02 2013-01-14
770 Ping An Securities (Hong Kong) Holdings Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-30 2021-05-27
771 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
772 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
773 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-05-24
774 PROBITAS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-05
775 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
776 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
777 Redwood Investment Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-05 2015-06-23
778 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
779 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
780 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
781 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
782 SDICS International Securities (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-18
783 SHENG YUAN SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-10-27
784 Shinhan Investment Asia Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2007-10-15
785 Silk Road International Capital Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
786 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
787 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
788 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
789 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
790 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
791 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
792 STARLING GROUP SECURITIES LIMITED 0 0 0 1 1 2 1 1 2 - 50.00 2009-11-06 2013-05-20
793 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
794 Swiss-Asia Asset Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-02 2024-12-31
795 Synergy Fund Management Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-26
796 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
797 TIAN YUAN FINANCE LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2025-06-30
798 TVC MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
799 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
800 UPBEST ASSETS MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
801 VANHEEL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
802 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
803 Wealth Legend Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
804 AIR GEO SERVICES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-08-21 2012-12-14
805 AMS CAPITAL LIMITED (d2012-07-13) 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2011-06-10
806 CHI CAPITAL SECURITIES LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2004-09-07 2016-05-05
807 China Earthcare Capital Limited 0 0 0 1 0 1 1 0 1 - 0.00 2010-05-24 2011-04-20
808 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-11
809 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 62 64 1 0 1 -1 -62 -63 96.88 0.00 2010-12-17
810 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2011-06-03
811 Henyep Capital Management Limited 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2005-12-20 2011-03-14
812 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-05-11 2014-08-05
813 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-07-19
814 STANDARD & POOR'S, LLC 2 2 4 0 1 1 -2 -1 -3 50.00 100.00 2010-12-21
815 Vegasoul Capital Management (Asia) Limited 0 0 0 0 1 1 0 1 1 - 100.00 2010-01-29 2011-03-24
816 VISION FINANCE (SECURITIES) LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2007-05-08
817 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-02-22
818 ZHONGRONG PT FINANCE LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-10-03
819 ACP Asset Management Limited (d2010-11-05) 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-03-26 2010-03-26
820 ACUMEN WEALTH MANAGEMENT LIMITED (d2011-07-29) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2006-11-22 2010-04-30
821 ANGUS MOORE LIMITED 0 3 3 0 0 0 0 -3 -3 100.00 - 2011-07-05
822 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2010-09-20
823 BEAR STEARNS ASIA LIMITED 2 12 14 0 0 0 -2 -12 -14 85.71 - 2010-04-28
824 BNP PARIBAS DEALING SERVICES ASIA LIMITED 3 20 23 0 0 0 -3 -20 -23 86.96 - 2010-11-03
825 China Access Advisors Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-10-21 2009-12-09
826 DEMETER ASSET MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2006-01-06 2010-04-21
827 Ellerston Capital (Hong Kong) Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2008-01-04 2010-08-05
828 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2008-03-06 2011-01-10
829 FAYE CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-01-16 2010-05-12
830 GCIS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-11-22 2010-09-06
831 GIP Partners Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2009-01-16 2010-06-02
832 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-02-28 2011-03-08
833 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-12-15 2011-02-14
834 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-02-07 2010-05-10
835 Instinet Alpha Trading Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2010-11-19
836 INTERNATIONAL INVESTMENT SERVICES LIMITED (d2015-10-09) 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-05-18
837 IVY ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-02-06 2010-08-26
838 Knight Libertas (Asia) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2008-01-23 2010-05-14
839 Macquarie Capital Funds (Asia) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-07-21 2010-07-22
840 MF Securities Hong Kong Limited 4 12 16 0 0 0 -4 -12 -16 75.00 - 2008-02-21 2010-10-15
841 OVERLOOK INVESTMENTS LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-01-05
842 PANTHEON CAPITAL (ASIA) LIMITED 3 6 9 0 0 0 -3 -6 -9 66.67 - 2011-01-24
843 PARADIGM WEALTH MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-08-17 2010-08-17
844 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2010-07-07
845 SANDELL ASSET MANAGEMENT ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-10-03 2010-05-13
846 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2011-04-28
847 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-12-29
848 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 32 36 0 0 0 -4 -32 -36 88.89 - 2003-09-24 2011-04-19
849 TIS SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-28
850 Vicis Capital (Hong Kong) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-11-26 2010-06-15
851 Wachovia Advisors International Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2007-12-17 2010-06-30
852 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-12-16
853 ZURICH ADVISORY (HK) LIMITED 1 319 320 0 0 0 -1 -319 -320 99.69 - 2010-07-06
Average 2.89 12.72 15.61 2.86 10.71 13.58 81.50 78.91

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