SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2010-04-30 2011-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 NOMURA INTERNATIONAL (HONG KONG) LIMITED 7 320 327 8 299 307 1 -21 -20 97.86 97.39
2 Credit Suisse (Hong Kong) Limited 24 229 253 29 270 299 5 41 46 90.51 90.30 2025-01-13
3 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 302 304 2 277 279 0 -25 -25 99.34 99.28 2012-11-27
4 Merrill Lynch (Asia Pacific) Limited 6 205 211 6 242 248 0 37 37 97.16 97.58
5 UBS SECURITIES ASIA LIMITED 3 172 175 3 225 228 0 53 53 98.29 98.68
6 Merrill Lynch Far East Limited 5 147 152 5 168 173 0 21 21 96.71 97.11 2025-01-16
7 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 211 218 7 148 155 0 -63 -63 96.79 95.48
8 GOLDMAN SACHS (ASIA) L.L.C. 12 113 125 11 121 132 -1 8 7 90.40 91.67
9 MACQUARIE CAPITAL LIMITED 2 103 105 2 127 129 0 24 24 98.10 98.45
10 CLSA RESEARCH LIMITED 3 127 130 3 122 125 0 -5 -5 97.69 97.60 2014-06-18
11 PHILLIP SECURITIES (HONG KONG) LIMITED 4 131 135 4 121 125 0 -10 -10 97.04 96.80
12 HSBC Global Asset Management (Hong Kong) Limited 9 71 80 15 101 116 6 30 36 88.75 87.07
13 Morgan Stanley Asia Limited 6 106 112 5 110 115 -1 4 3 94.64 95.65
14 BOCI SECURITIES LIMITED 9 80 89 10 100 110 1 20 21 89.89 90.91 2004-03-01
15 Citigroup Global Markets Asia Limited 3 89 92 3 105 108 0 16 16 96.74 97.22
16 Daiwa Capital Markets Hong Kong Limited 6 58 64 4 102 106 -2 44 42 90.63 96.23
17 JPMorgan Asset Management (Asia Pacific) Limited 4 84 88 4 97 101 0 13 13 95.45 96.04
18 J.P. MORGAN BROKING (HONG KONG) LIMITED 5 120 125 4 94 98 -1 -26 -27 96.00 95.92
19 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 54 61 7 86 93 0 32 32 88.52 92.47
20 YF Life Investors Limited 3 107 110 3 90 93 0 -17 -17 97.27 96.77 2004-08-30 2013-03-22
21 FIL Investment Management (Hong Kong) Limited 5 80 85 5 83 88 0 3 3 94.12 94.32
22 HSBC LIFE (INTERNATIONAL) LIMITED 1 98 99 1 85 86 0 -13 -13 98.99 98.84 2012-05-07
23 MIZUHO SECURITIES ASIA LIMITED 5 37 42 11 75 86 6 38 44 88.10 87.21
24 CENTALINE WEALTH MANAGEMENT LIMITED 4 45 49 4 81 85 0 36 36 91.84 95.29 2004-04-02
25 iBest Consultants Limited 2 80 82 2 82 84 0 2 2 97.56 97.62 2019-08-15
26 FWD Life Insurance Company (Bermuda) Limited 1 93 94 1 80 81 0 -13 -13 98.94 98.77 2012-11-21
27 Julius Baer (Hong Kong) Limited 3 81 84 3 78 81 0 -3 -3 96.43 96.30 2006-09-14 2012-05-10
28 CCB INTERNATIONAL SECURITIES LIMITED 6 31 37 5 66 71 -1 35 34 83.78 92.96 2005-10-10
29 ASSET MANAGEMENT GROUP LIMITED 2 51 53 2 61 63 0 10 10 96.23 96.83 2006-01-17
30 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 48 53 5 56 61 0 8 8 90.57 91.80 2008-08-20
31 AllianceBernstein Hong Kong Limited 7 30 37 5 54 59 -2 24 22 81.08 91.53
32 KGI ASIA LIMITED 8 56 64 7 52 59 -1 -4 -5 87.50 88.14 2017-10-02
33 Lion Global Financial Limited 4 76 80 4 53 57 0 -23 -23 95.00 92.98
34 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 21 26 2 54 56 -3 33 30 80.77 96.43 2012-06-04
35 BLACKSTONE GROUP (HK) LIMITED (THE) 2 31 33 3 52 55 1 21 22 93.94 94.55 2008-10-14
36 Everbright Securities Investment Services (HK) Limited 2 37 39 3 51 54 1 14 15 94.87 94.44
37 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 42 47 5 49 54 0 7 7 89.36 90.74
38 ALTRUIST FINANCIAL GROUP LIMITED 2 53 55 2 51 53 0 -2 -2 96.36 96.23 2004-01-20
39 CLSA LIMITED 5 27 32 5 46 51 0 19 19 84.38 90.20
40 T G HOLBORN (HK) LIMITED 3 70 73 3 47 50 0 -23 -23 95.89 94.00 2014-04-29
41 VALUE PARTNERS LIMITED 3 35 38 3 47 50 0 12 12 92.11 94.00
42 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 47 52 5 44 49 0 -3 -3 90.38 89.80 2018-12-31
43 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 44 46 2 47 49 0 3 3 95.65 95.92
44 VALUE PARTNERS HONG KONG LIMITED 3 33 36 3 46 49 0 13 13 91.67 93.88 2007-11-19
45 CITIC Securities Brokerage (HK) Limited 6 30 36 6 42 48 0 12 12 83.33 87.50
46 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 35 39 4 44 48 0 9 9 89.74 91.67 2005-07-05
47 Goldman Sachs Investment Management Hong Kong Limited 4 43 47 4 43 47 0 0 0 91.49 91.49 2013-11-27
48 oOo Securities (HK) Group Limited 2 61 63 2 45 47 0 -16 -16 96.83 95.74 2004-12-03
49 BOCI RESEARCH LIMITED 4 45 49 5 41 46 1 -4 -3 91.84 89.13
50 FWD Financial Planning Limited (HK) 4 46 50 5 41 46 1 -5 -4 92.00 89.13
51 SAMSUNG SECURITIES (ASIA) LIMITED 2 26 28 2 42 44 0 16 16 92.86 95.45
52 BARCLAYS CAPITAL ASIA LIMITED 2 9 11 3 40 43 1 31 32 81.82 93.02
53 Rothschild & Co Hong Kong Limited 4 33 37 4 39 43 0 6 6 89.19 90.70 2005-04-27
54 Standard Chartered Securities (Hong Kong) Limited 11 24 35 10 33 43 -1 9 8 68.57 76.74
55 UBS Asset Management (Hong Kong) Limited 5 29 34 7 36 43 2 7 9 85.29 83.72
56 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 25 29 4 38 42 0 13 13 86.21 90.48 2012-12-13
57 Halbis Capital Management (Hong Kong) Limited 8 30 38 7 35 42 -1 5 4 78.95 83.33 2005-06-23 2012-05-11
58 BlackRock Asset Management North Asia Limited 3 32 35 5 36 41 2 4 6 91.43 87.80
59 CSI Corporate Finance (HK) Limited 9 26 35 7 34 41 -2 8 6 74.29 82.93 2007-08-01 2019-03-29
60 BlackRock (Hong Kong) Limited (d2017-01-20) 6 22 28 6 34 40 0 12 12 78.57 85.00 2015-05-15
61 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 20 24 5 34 39 1 14 15 83.33 87.18 2007-01-12 2015-05-31
62 RHB SECURITIES HONG KONG LIMITED 4 35 39 3 35 38 -1 0 -1 89.74 92.11 2006-11-17 2022-10-06
63 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 41 43 3 35 38 1 -6 -5 95.35 92.11
64 Yuanta Securities (Hong Kong) Company Limited 5 31 36 5 33 38 0 2 2 86.11 86.84
65 CASH Wealth Management Limited 3 48 51 3 34 37 0 -14 -14 94.12 91.89
66 FIL Investment Advisors 3 36 39 3 34 37 0 -2 -2 92.31 91.89
67 GET NICE SECURITIES LIMITED 5 34 39 5 31 36 0 -3 -3 87.18 86.11
68 IAM LEGACY LIMITED 3 39 42 4 32 36 1 -7 -6 92.86 88.89 2007-08-21
69 Quam Securities Limited 3 26 29 4 32 36 1 6 7 89.66 88.89
70 JPMorgan Funds (Asia) Limited 7 24 31 6 29 35 -1 5 4 77.42 82.86
71 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 33 38 5 28 33 0 -5 -5 86.84 84.85
72 ATHENA WEALTH MANAGEMENT LIMITED 2 24 26 2 30 32 0 6 6 92.31 93.75 2008-04-25
73 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 24 27 2 30 32 -1 6 5 88.89 93.75
74 Amundi Hong Kong Limited 5 29 34 4 27 31 -1 -2 -3 85.29 87.10
75 JF INTERNATIONAL MANAGEMENT INC. 2 27 29 2 29 31 0 2 2 93.10 93.55 2020-07-13
76 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 11 14 5 26 31 2 15 17 78.57 83.87 2007-04-26
77 UOB KAY HIAN (HONG KONG) LIMITED 3 31 34 3 28 31 0 -3 -3 91.18 90.32
78 BOCOM International Securities Limited 3 18 21 5 25 30 2 7 9 85.71 83.33 2007-09-10
79 Credit Agricole Securities (Asia) Limited 2 18 20 2 28 30 0 10 10 90.00 93.33
80 Yuanta Asia Investment (Hong Kong) Limited 6 20 26 6 24 30 0 4 4 76.92 80.00 2007-01-15 2013-11-01
81 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 20 24 5 24 29 1 4 5 83.33 82.76
82 IPP Financial Advisers Limited 2 14 16 2 26 28 0 12 12 87.50 92.86 2006-12-21
83 MF Global Hong Kong Limited 3 8 11 2 26 28 -1 18 17 72.73 92.86 2007-04-30
84 MIDLAND WEALTH MANAGEMENT LIMITED 6 37 43 2 26 28 -4 -11 -15 86.05 92.86 2008-02-18
85 AXA Financial Planning (Hong Kong) Limited 2 25 27 3 24 27 1 -1 0 92.59 88.89 2012-05-25
86 Jefferies Hong Kong Limited 2 1 3 2 25 27 0 24 24 33.33 92.59 2010-01-04
87 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 23 27 5 22 27 1 -1 0 85.19 81.48
88 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 15 19 5 21 26 1 6 7 78.95 80.77 2024-03-28
89 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 17 22 7 19 26 2 2 4 77.27 73.08
90 DBS VICKERS (HONG KONG) LIMITED 4 17 21 4 22 26 0 5 5 80.95 84.62
91 GAYANG SECURITIES LIMITED 3 18 21 3 23 26 0 5 5 85.71 88.46
92 CITIC Securities (Hong Kong) Limited 5 18 23 5 20 25 0 2 2 78.26 80.00
93 INSTINET PACIFIC LIMITED 5 22 27 4 21 25 -1 -1 -2 81.48 84.00
94 T. Rowe Price Hong Kong Limited 0 0 0 2 23 25 2 23 25 - 92.00 2010-12-21
95 BSI Investment Advisors (Hong Kong) Limited 0 0 0 5 19 24 5 19 24 - 79.17 2010-08-27 2014-06-04
96 First Sentier Investors (Hong Kong) Limited 3 17 20 3 21 24 0 4 4 85.00 87.50
97 Ge Shang Investment (Hong Kong) Limited 2 26 28 3 21 24 1 -5 -4 92.86 87.50
98 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 19 23 4 20 24 0 1 1 82.61 83.33
99 Mirae Asset Securities (HK) Limited 2 30 32 3 21 24 1 -9 -8 93.75 87.50 2007-10-09 2017-03-01
100 Mirae Asset Securities (HK) Limited 2 30 32 3 21 24 1 -9 -8 93.75 87.50 2007-10-09 2017-02-28
101 WILSON SECURITIES LIMITED 2 1 3 2 22 24 0 21 21 33.33 91.67 2010-02-25
102 CAIIS Limited 4 25 29 3 20 23 -1 -5 -6 86.21 86.96 2018-09-04
103 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 12 18 7 16 23 1 4 5 66.67 69.57
104 HPEF Capital Partners Limited 6 16 22 8 15 23 2 -1 1 72.73 65.22 2022-06-01
105 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 11 20 7 16 23 -2 5 3 55.00 69.57
106 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 20 22 2 21 23 0 1 1 90.91 91.30 2013-03-19
107 Rich Union Securities (H.K.) Limited 2 29 31 3 20 23 1 -9 -8 93.55 86.96 2025-05-19
108 BANK CONSORTIUM TRUST COMPANY LIMITED 3 31 34 2 20 22 -1 -11 -12 91.18 90.91 2011-11-22
109 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 15 21 5 17 22 -1 2 1 71.43 77.27
110 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 3 13 16 6 16 22 3 3 6 81.25 72.73
111 Knight Capital Asia Limited 2 1 3 3 19 22 1 18 19 33.33 86.36 2009-07-22 2011-08-22
112 Legg Mason Asset Management Hong Kong Limited 6 18 24 5 17 22 -1 -1 -2 75.00 77.27 2022-06-30
113 Manulife Investment Management (Hong Kong) Limited 4 13 17 3 19 22 -1 6 5 76.47 86.36
114 NATIXIS ASIA LIMITED 2 17 19 3 19 22 1 2 3 89.47 86.36 2004-10-19
115 OnePlatform Asset Management Limited 14 879 893 2 20 22 -12 -859 -871 98.43 90.91
116 Pictet Asset Management (Hong Kong) Limited 4 14 18 5 17 22 1 3 4 77.78 77.27
117 CITIC CLSA Capital Partners HK Limited 2 20 22 3 18 21 1 -2 -1 90.91 85.71
118 DEUTSCHE SECURITIES ASIA LIMITED 7 12 19 8 13 21 1 1 2 63.16 61.90 2019-12-03
119 DWS Investments Hong Kong Limited 3 30 33 3 18 21 0 -12 -12 90.91 85.71
120 EMPEROR SECURITIES LIMITED (HK) 6 16 22 6 15 21 0 -1 -1 72.73 71.43
121 HAITONG INTERNATIONAL RESEARCH LIMITED 3 16 19 3 18 21 0 2 2 84.21 85.71
122 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 15 20 5 16 21 0 1 1 75.00 76.19
123 PEGASUS FUND MANAGERS LIMITED 2 26 28 2 19 21 0 -7 -7 92.86 90.48
124 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 10 14 5 16 21 1 6 7 71.43 76.19 2013-04-17
125 SINOPAC SECURITIES (ASIA) LIMITED 4 10 14 3 18 21 -1 8 7 71.43 85.71 2017-02-12
126 St. James's Place (Hong Kong) Limited 2 19 21 2 19 21 0 0 0 90.48 90.48
127 BMI FUNDS MANAGEMENT LIMITED 3 16 19 3 17 20 0 1 1 84.21 85.00
128 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 4 16 20 1 10 11 66.67 80.00 2009-09-15
129 HANG SENG SECURITIES LIMITED 4 29 33 5 15 20 1 -14 -13 87.88 75.00
130 PineBridge Investments Asia Limited 5 17 22 4 16 20 -1 -1 -2 77.27 80.00
131 Shang International Finance Limited 6 16 22 6 14 20 0 -2 -2 72.73 70.00 2024-01-26
132 SPARX Asia Investment Advisors Limited 7 16 23 6 14 20 -1 -2 -3 69.57 70.00 2004-04-20
133 VENHOUSE WEALTH MANAGEMENT LIMITED 3 22 25 3 17 20 0 -5 -5 88.00 85.00 2004-05-19
134 Wellington Management Hong Kong Limited (b2003-01-02) 4 13 17 4 16 20 0 3 3 76.47 80.00 2003-09-18
135 Ark Securities (Hong Kong) Limited 4 14 18 3 16 19 -1 2 1 77.78 84.21
136 CBH Asia Limited 3 17 20 3 16 19 0 -1 -1 85.00 84.21
137 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 5 3 8 4 15 19 -1 12 11 37.50 78.95 2008-07-03
138 HARRIS FRASER (INTERNATIONAL) LIMITED 3 15 18 3 16 19 0 1 1 83.33 84.21
139 INVESCO HONG KONG LIMITED 5 12 17 5 14 19 0 2 2 70.59 73.68
140 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 24 27 3 16 19 0 -8 -8 88.89 84.21
141 CGS International Securities Hong Kong Limited 3 12 15 3 15 18 0 3 3 80.00 83.33
142 DBS ASIA CAPITAL LIMITED 7 16 23 6 12 18 -1 -4 -5 69.57 66.67
143 HARVEST GLOBAL INVESTMENTS LIMITED 3 13 16 3 15 18 0 2 2 81.25 83.33 2009-02-16
144 Income Partners Asset Management (HK) Limited 3 11 14 4 14 18 1 3 4 78.57 77.78
145 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 13 17 4 14 18 0 1 1 76.47 77.78
146 Fidelity Management & Research (Hong Kong) Limited 4 9 13 3 14 17 -1 5 4 69.23 82.35 2008-09-04
147 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 5 8 5 12 17 2 7 9 62.50 70.59 2005-11-15
148 MUFG Securities Asia Limited 0 0 0 7 10 17 7 10 17 - 58.82 2010-12-31
149 MUFG Securities Asia Limited 0 0 0 7 10 17 7 10 17 - 58.82 2010-12-30
150 Neuberger Berman Asia Limited 3 13 16 3 14 17 0 1 1 81.25 82.35 2008-03-13
151 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 1 4 3 14 17 0 13 13 25.00 82.35 2010-02-23
152 APG Investments Asia Limited 5 11 16 6 10 16 1 -1 0 68.75 62.50 2008-11-18
153 AXA Investment Managers Asia Limited 3 13 16 3 13 16 0 0 0 81.25 81.25
154 BOCI ASSET MANAGEMENT LIMITED 4 8 12 4 12 16 0 4 4 66.67 75.00 2014-12-24
155 Channel 8 Wealth Management Limited 3 16 19 3 13 16 0 -3 -3 84.21 81.25 2010-01-27
156 China Asset Management (Hong Kong) Limited 4 6 10 5 11 16 1 5 6 60.00 68.75 2009-04-03
157 CITIC Securities Asset Management (HK) Limited 3 12 15 3 13 16 0 1 1 80.00 81.25 2008-08-01
158 FIRST SHANGHAI SECURITIES LIMITED 3 7 10 2 14 16 -1 7 6 70.00 87.50
159 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 3 13 16 0 -1 -1 82.35 81.25
160 PRUDENTIAL BROKERAGE LIMITED 2 13 15 2 14 16 0 1 1 86.67 87.50
161 UBP ASSET MANAGEMENT ASIA LIMITED 2 5 7 5 11 16 3 6 9 71.43 68.75 2007-01-11
162 Wells Fargo Securities Asia Limited 4 9 13 4 12 16 0 3 3 69.23 75.00 2008-04-25
163 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 12 15 0 2 2 76.92 80.00 2019-07-05
164 BEA Union Investment Management Limited 5 13 18 4 11 15 -1 -2 -3 72.22 73.33
165 CHARLES SCHWAB, HONG KONG, LIMITED 4 10 14 4 11 15 0 1 1 71.43 73.33
166 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 1 5 7 8 15 3 7 10 20.00 53.33 2008-10-22
167 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 16 18 2 13 15 0 -3 -3 88.89 86.67 2016-06-30
168 iFAST Financial (HK) Limited 4 7 11 4 11 15 0 4 4 63.64 73.33 2007-03-30
169 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 18 20 2 13 15 0 -5 -5 90.00 86.67
170 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 15 17 2 13 15 0 -2 -2 88.24 86.67 2017-09-29
171 AIF CAPITAL LIMITED 4 11 15 4 10 14 0 -1 -1 73.33 71.43
172 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 7 9 3 11 14 1 4 5 77.78 78.57 2008-04-30
173 ICBC INTERNATIONAL RESEARCH LIMITED 3 10 13 4 10 14 1 0 1 76.92 71.43 2009-07-10 2024-10-15
174 MCP Asset Management Company Limited 3 3 6 3 11 14 0 8 8 50.00 78.57 2005-08-23
175 Penjing Asset Management (HK) Limited 5 13 18 4 10 14 -1 -3 -4 72.22 71.43 2005-03-24 2016-02-03
176 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 16 18 2 12 14 0 -4 -4 88.89 85.71
177 Renaissance Capital (Hong Kong) Limited 0 0 0 2 12 14 2 12 14 - 85.71 2010-09-02 2012-09-28
178 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 2 11 13 0 4 4 77.78 84.62
179 CC Finance Limited 3 18 21 3 10 13 0 -8 -8 85.71 76.92 2006-04-20 2025-06-19
180 CTBC Asia Limited 2 10 12 2 11 13 0 1 1 83.33 84.62 2004-10-04
181 CVC Asia Pacific Limited 4 9 13 4 9 13 0 0 0 69.23 69.23
182 EQT Partners Asia Limited 4 5 9 3 10 13 -1 5 4 55.56 76.92 2023-09-06
183 GLOBAL INVESTMENT ADVISORS LIMITED 2 18 20 2 11 13 0 -7 -7 90.00 84.62
184 HANG SENG INVESTMENT SERVICES LIMITED 5 12 17 6 7 13 1 -5 -4 70.59 53.85
185 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 7 9 4 9 13 2 2 4 77.78 69.23 2003-06-06
186 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
187 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92
188 Robeco Hong Kong Limited 5 10 15 5 8 13 0 -2 -2 66.67 61.54 2007-12-18
189 SG SECURITIES (HK) LIMITED 0 0 0 4 9 13 4 9 13 - 69.23 2010-08-18
190 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 4 10 6 7 13 0 3 3 40.00 53.85
191 Vision Capital Investment Management Limited 2 10 12 2 11 13 0 1 1 83.33 84.62 2008-01-12
192 Allianz Global Investors Hong Kong Limited 3 7 10 2 10 12 -1 3 2 70.00 83.33 2015-05-31
193 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 4 8 12 1 -3 -2 78.57 66.67
194 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 13 16 3 9 12 0 -4 -4 81.25 75.00 2008-08-08
195 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 3 9 12 0 3 3 66.67 75.00 2023-02-02
196 GF Asset Management (Hong Kong) Limited 3 4 7 3 9 12 0 5 5 57.14 75.00 2007-11-08
197 GT Asset & Portfolio Management Limited 2 8 10 3 9 12 1 1 2 80.00 75.00 2004-11-04
198 Guosen Securities (HK) Brokerage Company, Limited 2 4 6 3 9 12 1 5 6 66.67 75.00 2010-02-26
199 ICBC (ASIA) SECURITIES LIMITED 4 8 12 5 7 12 1 -1 0 66.67 58.33
200 MIB SECURITIES (HONG KONG) LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
201 MIRABAUD (ASIA) LIMITED 3 7 10 3 9 12 0 2 2 70.00 75.00 2003-05-13 2018-10-16
202 Nomura Asset Management Hong Kong Limited 3 9 12 4 8 12 1 -1 0 75.00 66.67
203 ORIENTAL PATRON SECURITIES LIMITED 4 7 11 4 8 12 0 1 1 63.64 66.67
204 Rockhampton Management Limited 0 0 0 3 9 12 3 9 12 - 75.00 2011-01-26
205 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 13 16 4 8 12 1 -5 -4 81.25 66.67
206 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 5 9 14 4 8 12 -1 -1 -2 64.29 66.67 2019-09-30
207 WFM Asia (HK) Limited 3 8 11 3 9 12 0 1 1 72.73 75.00
208 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2007-05-08
209 Bosera Asset Management (International) Co., Limited 0 0 0 4 7 11 4 7 11 - 63.64 2010-11-05
210 Citigroup Venture Capital International Asia Limited 3 8 11 3 8 11 0 0 0 72.73 72.73 2005-05-24 2014-04-15
211 CSOP Asset Management Limited 2 7 9 3 8 11 1 1 2 77.78 72.73 2009-04-02
212 DAEWOO SECURITIES (HONG KONG) LIMITED 2 3 5 2 9 11 0 6 6 60.00 81.82 2017-02-28
213 Eastspring Investments (Hong Kong) Limited 3 12 15 3 8 11 0 -4 -4 80.00 72.73
214 GAM HONG KONG LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
215 Huajin Corporate Finance (International) Limited 4 8 12 4 7 11 0 -1 -1 66.67 63.64
216 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2005-05-09
217 Janus Henderson Investors Hong Kong Limited 2 8 10 2 9 11 0 1 1 80.00 81.82
218 Keefe, Bruyette & Woods Asia Limited 4 4 8 5 6 11 1 2 3 50.00 54.55 2010-03-03 2013-04-24
219 OCP Asia (Hong Kong) Limited 3 8 11 3 8 11 0 0 0 72.73 72.73 2004-09-03 2022-06-13
220 Oreana Financial Services Limited 2 5 7 4 7 11 2 2 4 71.43 63.64
221 StormHarbour Securities (Hong Kong) Limited 2 8 10 4 7 11 2 -1 1 80.00 63.64 2010-03-18
222 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 5 9 4 7 11 0 2 2 55.56 63.64 2006-03-24
223 AMPLE CAPITAL LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2007-01-02 2022-07-27
224 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 4 6 10 2 4 6 50.00 60.00 2005-12-20
225 CHEONG LEE SECURITIES LIMITED 4 10 14 3 7 10 -1 -3 -4 71.43 70.00 2005-11-24
226 CHIEF SECURITIES LIMITED 2 4 6 3 7 10 1 3 4 66.67 70.00 2006-04-20
227 China Tonghai (IA) Limited 3 10 13 3 7 10 0 -3 -3 76.92 70.00 2017-11-29
228 China Universal Asset Management (Hong Kong) Company Limited 3 2 5 4 6 10 1 4 5 40.00 60.00 2010-02-19
229 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2004-07-28 2013-02-27
230 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2005-02-16
231 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 5 5 10 0 0 0 50.00 50.00 2020-12-09
232 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2004-02-10 2015-07-22
233 ICBC Asset Management (Global) Company Limited 4 7 11 3 7 10 -1 0 -1 63.64 70.00
234 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 6 8 3 7 10 1 1 2 75.00 70.00
235 LAZARD ASIA (HONG KONG) LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00
236 ONSHINE SECURITIES LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00
237 PERRY CAPITAL (ASIA) LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00 2006-09-12 2012-01-27
238 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 6 10 4 6 10 0 0 0 60.00 60.00 2008-05-29
239 Pyramis Global Advisors (Hong Kong) Limited 4 4 8 4 6 10 0 2 2 50.00 60.00 2008-07-29 2014-11-21
240 Redford Asset Management Limited 2 0 2 3 7 10 1 7 8 0.00 70.00 2010-03-09
241 Religare Capital Markets (Hong Kong) Limited 3 4 7 2 8 10 -1 4 3 57.14 80.00 2009-09-22 2018-04-09
242 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2012-01-12
243 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
244 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 7 10 0 1 1 66.67 70.00 2007-05-08 2019-09-30
245 Tiger Securities Asset Management Company Limited 5 10 15 5 5 10 0 -5 -5 66.67 50.00 2006-12-29
246 VICTORY SECURITIES COMPANY LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00
247 AD Capital Management (Hong Kong) Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2004-09-08
248 Belvest Investment Services Limited 2 12 14 2 7 9 0 -5 -5 85.71 77.78
249 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 3 6 3 6 9 0 3 3 50.00 66.67 2009-10-05
250 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
251 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56
252 COHEN & STEERS ASIA LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2005-07-29
253 CSC SECURITIES (HK) LIMITED 2 10 12 3 6 9 1 -4 -3 83.33 66.67 2007-06-01
254 Deltroit (Hong Kong) Limited 2 7 9 1 8 9 -1 1 0 77.78 88.89 2005-04-11 2024-12-12
255 ENHANCED INVESTMENT PRODUCTS LIMITED 2 5 7 4 5 9 2 0 2 71.43 55.56
256 ETRADE SECURITIES (HONG KONG) LIMITED 4 15 19 3 6 9 -1 -9 -10 78.95 66.67 2019-05-10
257 FLAG Squadron Asia Limited 6 5 11 5 4 9 -1 -1 -2 45.45 44.44 2007-07-04 2016-06-02
258 Guo Tong Capital Management Company Limited 0 0 0 2 7 9 2 7 9 - 77.78 2010-05-24 2019-05-22
259 HAMON ASSET MANAGEMENT LIMITED 3 9 12 2 7 9 -1 -2 -3 75.00 77.78
260 Houlihan Lokey (China) Limited 2 4 6 2 7 9 0 3 3 66.67 77.78 2008-10-09
261 Japaninvest (Hong Kong) Limited 0 0 0 3 6 9 3 6 9 - 66.67 2010-10-26 2017-01-27
262 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 7 10 4 5 9 1 -2 -1 70.00 55.56 2017-10-02
263 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 5 10 3 6 9 -2 1 -1 50.00 66.67
264 LOMBARD ODIER (HONG KONG) LIMITED 3 1 4 4 5 9 1 4 5 25.00 55.56
265 MFG Limited (HK) 3 4 7 2 7 9 -1 3 2 57.14 77.78 2008-07-15
266 PFP Capital Limited 3 9 12 2 7 9 -1 -2 -3 75.00 77.78
267 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67
268 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2007-05-25 2016-05-24
269 Samsung Asset Management (Hong Kong) Limited 3 5 8 3 6 9 0 1 1 62.50 66.67 2008-04-23
270 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2004-07-07
271 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
272 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2025-03-25
273 Bright Fund Management Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2023-12-19
274 CATHAY SECURITIES (HONG KONG) LIMITED 3 7 10 3 5 8 0 -2 -2 70.00 62.50 2007-11-27
275 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 6 8 0 5 5 33.33 75.00
276 Chuo Mitsui Investments Hong Kong Limited 2 6 8 3 5 8 1 -1 0 75.00 62.50 2009-04-30 2011-12-29
277 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 4 4 8 1 1 2 50.00 50.00 2008-12-24
278 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 4 2 6 5 3 8 1 1 2 33.33 37.50 2007-02-16
279 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50 2009-01-02
280 FB SECURITIES (HONG KONG) LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00
281 FULBRIGHT SECURITIES LIMITED 0 0 0 3 5 8 3 5 8 - 62.50 2010-05-18
282 Grand Loyal Asset Management Limited 3 3 6 3 5 8 0 2 2 50.00 62.50 2008-11-07
283 HAMON ASIAN ADVISORS LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00
284 HFT INVESTMENT MANAGEMENT (HK) LIMITED 0 0 0 3 5 8 3 5 8 - 62.50 2010-10-27 2021-11-26
285 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
286 HPEF Venture Partners Limited 4 6 10 4 4 8 0 -2 -2 60.00 50.00 2018-06-08
287 HSBC Family Office Services Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2006-01-03 2012-07-13
288 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 6 8 0 2 2 66.67 75.00
289 IVORY CAPITAL PRIVATE LIMITED 2 2 4 2 6 8 0 4 4 50.00 75.00 2007-03-21
290 La Roche & Co Asia Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2008-03-05 2011-12-08
291 Mackenzie Investments Asia Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
292 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 2 6 8 -1 2 1 57.14 75.00
293 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00
294 Oaktree Capital (Hong Kong) Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2006-07-12
295 Oasis Management (Hong Kong) 3 4 7 3 5 8 0 1 1 57.14 62.50 2004-09-14
296 OLD PEAK LIMITED (HK) 4 4 8 4 4 8 0 0 0 50.00 50.00 2005-08-26 2023-06-20
297 ORION INVESTMENT MANAGEMENT LIMITED 2 8 10 2 6 8 0 -2 -2 80.00 75.00 2009-11-06 2016-12-14
298 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 5 3 8 2 -2 0 62.50 37.50 2007-07-05
299 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2024-03-27
300 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2023-10-25
301 Providence Equity Asia Limited 3 5 8 2 6 8 -1 1 0 62.50 75.00 2007-08-23 2019-01-10
302 SAIL ADVISORS LIMITED 5 5 10 3 5 8 -2 0 -2 50.00 62.50 2004-05-17
303 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 4 4 8 -1 2 1 28.57 50.00
304 SOUTH CHINA RESEARCH LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50
305 Standard & Poor's Investment Advisory Services (HK) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2010-09-21 2017-06-27
306 TAI SHING STOCK INVESTMENT CO. LIMITED 3 9 12 2 6 8 -1 -3 -4 75.00 75.00
307 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 3 8 4 4 8 -1 1 0 37.50 50.00 2009-07-10
308 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 0 2 2 6 8 0 6 6 0.00 75.00 2010-04-27
309 Tyche Group Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2014-12-05
310 UIC FINANCIAL ADVISORS LIMITED 3 0 3 4 4 8 1 4 5 0.00 50.00 2010-04-13 2019-06-17
311 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2008-12-17
312 WINNINGTON CAPITAL LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
313 XinKong International Securities Limited 2 10 12 2 6 8 0 -4 -4 83.33 75.00
314 ZBI Asia Limited 3 1 4 3 5 8 0 4 4 25.00 62.50 2010-02-22 2014-06-09
315 ZEAL ASSET MANAGEMENT LIMITED 4 2 6 5 3 8 1 1 2 33.33 37.50 2009-10-09 2025-08-20
316 313 Capital Management Limited 3 0 3 3 4 7 0 4 4 0.00 57.14 2010-04-19
317 ABCI Securities Company Limited 5 6 11 2 5 7 -3 -1 -4 54.55 71.43 2005-11-15
318 abrdn Hong Kong Limited 3 4 7 3 4 7 0 0 0 57.14 57.14
319 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2004-09-07
320 Amova Asset Management Hong Kong Limited 4 9 13 2 5 7 -2 -4 -6 69.23 71.43
321 Ares Management Asia (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2009-05-25 2014-08-18
322 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
323 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-08-13
324 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2009-03-13
325 CAPE ASSET MANAGEMENT LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2024-03-13
326 China Integrity Investment Limited 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2014-03-19
327 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
328 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 3 4 7 1 4 5 0.00 57.14
329 CMB International Asset Management Limited 0 0 0 3 4 7 3 4 7 - 57.14 2010-05-26
330 COMGEST FAR EAST LIMITED 3 2 5 4 3 7 1 1 2 40.00 42.86
331 Emperor Wealth Management Limited 2 1 3 4 3 7 2 2 4 33.33 42.86 2009-06-09
332 Everbright Capital Management Limited 2 0 2 2 5 7 0 5 5 0.00 71.43 2007-09-24 2021-09-17
333 First Fidelity Capital (International) Limited 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2006-04-19
334 Fortune Origin Securities Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2009-07-09
335 Fosun International Securities Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
336 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2009-02-27
337 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
338 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2010-06-29
339 Hamilton Lane (Hong Kong) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2010-07-05
340 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 0 3 2 5 7 -1 5 4 0.00 71.43 2010-02-11
341 ICG Asia Pacific Limited 5 3 8 4 3 7 -1 0 -1 37.50 42.86
342 iTTa Capital Limited 2 1 3 2 5 7 0 4 4 33.33 71.43 2003-05-29 2013-06-11
343 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14
344 LaSalle Investment Management Hong Kong Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-06-14 2020-02-20
345 Legg Mason International Equities (Hong Kong) Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2015-08-28
346 Mason Securities Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43
347 PANTHEON VENTURES (HK) LLP 0 0 0 2 5 7 2 5 7 - 71.43 2010-06-30 2024-05-14
348 PFC INTERNATIONAL COMPANY LIMITED 3 9 12 3 4 7 0 -5 -5 75.00 57.14 2008-07-29
349 PIMCO Asia Limited 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2006-05-17
350 Quam Asset Management Limited (b1983-06-28) 3 4 7 5 2 7 2 -2 0 57.14 28.57
351 Samena Capital Hong Kong Limited 3 3 6 5 2 7 2 -1 1 50.00 28.57 2009-09-01 2021-09-27
352 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2008-11-07
353 Sensible Asset Management Limited 5 1 6 3 4 7 -2 3 1 16.67 57.14 2005-06-18 2025-06-19
354 Standard Advisory Asia Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-03-09 2013-04-12
355 TOYO SECURITIES ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57
356 VC BROKERAGE LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14
357 Vontobel (Hong Kong) Limited 3 3 6 2 5 7 -1 2 1 50.00 71.43 2008-11-27
358 Wanhai Securities (HK) Limited 3 3 6 2 5 7 -1 2 1 50.00 71.43
359 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 14 16 2 5 7 0 -9 -9 87.50 71.43 2003-05-23 2022-07-19
360 Xeram and Company (Asia) Limited 3 4 7 4 3 7 1 -1 0 57.14 42.86 2015-11-27
361 Yuanta Financial (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2010-02-03 2014-03-28
362 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33 2021-10-08
363 Asset Management One Hong Kong Limited 3 2 5 3 3 6 0 1 1 40.00 50.00 2010-03-10 2015-04-15
364 BNY Mellon Investment Management Hong Kong Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2008-06-06
365 Cambridge Strategy (Asset Management) Asia Limited (The) 3 2 5 3 3 6 0 1 1 40.00 50.00 2020-06-18
366 CC Real Estate Advisory Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-08-04
367 CC SIF Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-07-25
368 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2019-07-29
369 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 2 4 6 0 -3 -3 77.78 66.67
370 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
371 CINDA INTERNATIONAL RESEARCH LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2010-07-26
372 CWB Hong Kong Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
373 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2009-10-14
374 DELTA ASIA SECURITIES LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
375 FCL ADVISORY LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-03-01
376 Grace Financial Limited (HK) 2 3 5 3 3 6 1 0 1 60.00 50.00 2008-02-13 2021-04-23
377 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 4 2 6 2 -3 -1 71.43 33.33 2014-10-13
378 KB Securities Hong Kong Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00
379 KKR CAPITAL MARKETS ASIA LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2009-10-22
380 LCA Solutions Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-07-30
381 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
382 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2025-04-23
383 MEAG Hong Kong Limited 3 2 5 5 1 6 2 -1 1 40.00 16.67
384 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
385 Metaverse Securities Limited (HK) 4 0 4 4 2 6 0 2 2 0.00 33.33
386 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2007-12-21 2021-04-21
387 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2012-09-18
388 Open Securities Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67
389 orientiert International Markets Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-01-11
390 Pacific Advantage Capital Limited 0 0 0 4 2 6 4 2 6 - 33.33 2010-10-25 2013-01-14
391 PUREHEART CAPITAL ASIA LIMITED 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2007-03-08
392 RG ASSET MANAGEMENT COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33 2013-11-25
393 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 2 4 3 3 6 1 1 2 50.00 50.00 2016-11-01
394 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 71 74 3 3 6 0 -68 -68 95.95 50.00 2012-04-02
395 Springboard Capital Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-07-02
396 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33 2005-06-20
397 Sumo Asset Management Limited 0 0 0 4 2 6 4 2 6 - 33.33 2010-07-07 2022-08-23
398 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
399 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
400 Towers Watson Investment Services Hong Kong Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-05-14
401 UPBEST SECURITIES COMPANY LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33
402 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
403 YUE XIU SECURITIES COMPANY LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00
404 Absolute Investment Management (HK) Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00
405 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00
406 Arta Asset Management Limited 2 5 7 1 4 5 -1 -1 -2 71.43 80.00 2008-07-10
407 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2016-06-30
408 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 4 8 3 2 5 -1 -2 -3 50.00 40.00 2013-04-02
409 BCT Financial Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-11-24
410 Beijing Securities Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00
411 BHI Investment Advisors (Asia) Limited (d2017-03-13) 0 0 0 3 2 5 3 2 5 - 40.00 2011-01-04 2016-03-17
412 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
413 Bradbury Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
414 BREVAN HOWARD (HONG KONG) LIMITED 3 6 9 3 2 5 0 -4 -4 66.67 40.00 2008-03-12 2018-05-11
415 CBRE Clarion Securities HKG Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-01-04 2019-08-28
416 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 0 0 0 1 4 5 1 4 5 - 80.00 2010-07-12 2012-04-03
417 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
418 CHELSEA SECURITIES LIMITED (HK) 3 1 4 4 1 5 1 0 1 25.00 20.00
419 China Jianxin Financial Services Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-05-10 2022-03-15
420 CUBE CAPITAL HK LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-10-17 2015-02-13
421 EnTrustPermal (Hong Kong) Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2007-08-27 2021-03-26
422 ENZARD LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-05-21 2013-02-18
423 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
424 Fubon Fund Management (Hong Kong) Limited 2 4 6 3 2 5 1 -2 -1 66.67 40.00
425 GENERALI INVESTMENTS ASIA LIMITED 4 15 19 3 2 5 -1 -13 -14 78.95 40.00 2006-02-08 2018-09-26
426 GF Securities (Hong Kong) Brokerage Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-10-30
427 GUODU SECURITIES (HONG KONG) LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2010-07-07
428 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2007-10-23
429 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
430 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2018-08-15
431 HKFAEx Group Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-02-15
432 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 5 8 2 3 5 -1 -2 -3 62.50 60.00
433 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2009-12-14 2024-10-15
434 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2009-11-16
435 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
436 KCG SECURITIES ASIA LIMITED 5 1 6 4 1 5 -1 0 -1 16.67 20.00
437 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 4 1 5 -2 0 -2 14.29 20.00 2017-10-02
438 Korea Investment Management Asia Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2009-08-21 2014-12-09
439 Leonteq Securities (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2011-04-07
440 LIS Investment Services Limited 4 4 8 2 3 5 -2 -1 -3 50.00 60.00 2008-01-09
441 MANGO FINANCIAL LIMITED 2 10 12 2 3 5 0 -7 -7 83.33 60.00
442 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2008-04-01
443 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2004-09-22
444 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 2 3 5 -1 1 0 40.00 60.00 2004-10-28
445 PLATINUM BROKING COMPANY LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-02-21
446 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2008-03-12
447 Progeny (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-07-09
448 QMIS Asset Management Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2009-08-13
449 RICHLAND WORLDWIDE LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-04-15
450 SBI China Capital Financial Services Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-09-19
451 SBI China Capital Securities Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2012-10-08
452 SDHG International Asset Management Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-12-02
453 SDICS International Asset Management (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-08-19
454 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2005-03-02 2023-02-20
455 SJS Markets Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-11-23 2015-01-13
456 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 1 4 5 -1 -1 -2 71.43 80.00 2013-05-29
457 Success Securities Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
458 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-11 2013-10-23
459 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-11-19 2012-10-08
460 Tyric Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
461 VBG Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-11-11 2013-09-19
462 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
463 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2015-02-09
464 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2020-12-21
465 A ONE INVESTMENT COMPANY LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2013-12-05
466 AKTIS CAPITAL ADVISORY LIMITED 4 0 4 3 1 4 -1 1 0 0.00 25.00 2003-11-29
467 AlTi Wealth Management (Hong Kong) Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2004-05-11
468 ALTUS CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
469 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
470 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 3 1 4 -1 1 0 0.00 25.00
471 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
472 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
473 AP Asset Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-07-07 2013-12-04
474 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-01-20 2020-08-05
475 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
476 Asia Pacific Securities Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
477 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00
478 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
479 Barings Investment Advisers (Hong Kong) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-05-08 2018-01-23
480 BEAR BRIGHT LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
481 Beevest Securities Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
482 Bentley Capital Limited (HK) 3 0 3 4 0 4 1 0 1 0.00 0.00
483 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
484 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2009-09-28
485 BOWEN ASIA LIMITED 4 0 4 3 1 4 -1 1 0 0.00 25.00 2014-10-20
486 Broadway Wealth Management Limited 2 6 8 2 2 4 0 -4 -4 75.00 50.00 2013-01-03
487 BTG Pactual Asia Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2009-08-13 2016-12-13
488 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
489 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-10-31 2013-12-17
490 Chepstow Capital Advisors Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-10-20 2018-04-27
491 China Enterprise Securities Company Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00
492 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
493 China Reserve Securities Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
494 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
495 CIAM Capital Management Limited 0 0 0 4 0 4 4 0 4 - 0.00 2011-01-24 2024-08-13
496 Credit Suisse Securities (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2024-09-27
497 Cynosure Asset Management Hong Kong Limited 3 1 4 4 0 4 1 -1 0 25.00 0.00 2023-09-27
498 DigitalBridge Management Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-20
499 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
500 EVENSTAR ADVISORS LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-04-19
501 EVOLUTION ASIA INVESTMENTS LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2007-08-24 2020-01-24
502 EXS Capital Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-06-12
503 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
504 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
505 GETTA SECURITIES LIMITED 3 5 8 2 2 4 -1 -3 -4 62.50 50.00 2007-06-26
506 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2013-03-19
507 GLG Partners Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-11-30 2023-10-02
508 GNAB Limited 1 3 4 2 2 4 1 -1 0 75.00 50.00 2025-03-14
509 Goldyard Capital Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2019-11-21
510 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2004-11-29
511 HEAD & SHOULDERS SECURITIES LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00 2008-03-27
512 HFS ASSET MANAGEMENT LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00
513 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00 2020-06-02
514 HSZ (HONG KONG) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
515 IBTS ASIA (HK) LIMITED 2 4 6 4 0 4 2 -4 -2 66.67 0.00 2005-11-17 2024-09-20
516 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
517 JK Capital Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
518 JPMorgan Asset Management Real Assets (Asia) Limited 4 0 4 3 1 4 -1 1 0 0.00 25.00 2009-06-26
519 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-09-29
520 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2022-10-13
521 JVSakk Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-08-28
522 KGI CAPITAL ASIA LIMITED 3 4 7 2 2 4 -1 -2 -3 57.14 50.00
523 Lighthorse Asset Management (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-06-18 2025-07-28
524 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-12-29 2021-02-01
525 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2004-09-21
526 NUOXIN CAPITAL (HONG KONG) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-10-15 2021-09-07
527 Optima Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-25
528 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
529 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2017-02-22
530 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-10-09
531 Permira Advisers Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-08-19
532 PGIM (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00
533 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2007-05-02 2015-06-25
534 RHB ASSET MANAGEMENT LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00 2008-05-08 2020-11-17
535 Safari Asia Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2010-04-30 2015-07-02
536 SDIC Securities International Financial Holdings Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2012-08-17
537 SHENG YUAN SECURITIES LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-10-27
538 SILVERHORN INVESTMENT ADVISORS LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2011-02-28
539 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
540 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2019-08-15
541 STI Asset Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-10-22 2023-09-19
542 TARZAN STOCK & SHARES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
543 Templewater Hong Kong Limited 3 2 5 4 0 4 1 -2 -1 40.00 0.00
544 TFI Asset Management Limited 3 0 3 2 2 4 -1 2 1 0.00 50.00 2009-06-18
545 VisionGain Capital Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2007-11-14
546 WELLCHAMP CAPITAL LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
547 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
548 Yorkville Advisors HK Limited 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2009-03-18 2012-03-02
549 Yunfeng Financial Markets Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
550 3V Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-07-18 2013-08-27
551 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
552 Aletheia Analyst Network Limited 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2008-06-03
553 ALETHEIA TECHNOLOGIES LIMITED (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-30 2022-07-22
554 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
555 Amherst Pierpont International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-06-17 2023-06-09
556 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
557 Arete Research Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-01-11
558 Asia Frontier Investments Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2009-04-28
559 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
560 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
561 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
562 BOCHK Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-12-15
563 Bosen Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-08-16 2023-02-17
564 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2014-07-03
565 CAIDAO CAPITAL LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2008-07-15 2022-08-22
566 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-19 2012-12-03
567 Capstone Financial (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-03-12 2025-03-27
568 CARDINALASIA CONSULTING LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2003-06-27 2024-02-22
569 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
570 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
571 CES Capital International (Hong Kong) Co., Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2009-05-29 2023-02-23
572 CHEETAH ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-08-01
573 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-12-27
574 China Alpha Fund Management (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-05-31
575 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
576 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 2 1 3 0 -4 -4 71.43 33.33
577 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
578 Core Securities Company Limited (The) 0 0 0 3 0 3 3 0 3 - 0.00 2010-11-19
579 Creat Capital Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-07-26 2013-10-02
580 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
581 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
582 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
583 First Prosperous Asset Management Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-09-06 2023-06-23
584 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
585 FT Securities Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2024-12-06
586 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-09-12
587 Funderstone Securities Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
588 GCAM Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-17 2022-03-09
589 GEOMATRIX (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-31
590 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-12-02
591 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-10-10
592 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
593 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
594 Hana Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-03-25 2015-06-17
595 HARMONY ASSET MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00 2022-07-28
596 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
597 HTC Securities Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-09-03 2013-11-19
598 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
599 HuaAn Asset Management (Hong Kong) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-12-01
600 Imperium International Asset Management Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-12-02
601 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
602 KAI WO ASSET MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2009-05-13 2021-12-04
603 Kerogen Capital (Asia) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-02-01
604 Kirin Asset Management Limited 2 6 8 1 2 3 -1 -4 -5 75.00 66.67 2007-06-12 2016-09-14
605 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-07-02
606 LONGREACH GROUP LIMITED (THE) 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-08-01
607 LUNAR CAPITAL MANAGEMENT LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2010-02-17
608 MASON INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
609 MD Healthcare International Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-11-05 2011-07-28
610 MEIJI YASUDA ASIA LIMITED 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2019-10-17
611 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
612 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
613 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
614 Neutral Financial Holding Company Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00
615 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
616 Ohra Capital Partners Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-08-27 2023-06-21
617 OKASAN INTERNATIONAL (ASIA) LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2007-05-17
618 Oracle Capital Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-10-22 2018-06-20
619 ORIENT SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
620 Pamirs Capital (H.K.) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-09-10
621 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 3 5 2 1 3 0 -2 -2 60.00 33.33
622 PHOENIX CAPITAL ASIA LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2022-12-21
623 Ping An Securities (Hong Kong) Holdings Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-07-30 2021-05-27
624 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
625 POMONA CAPITAL ASIA LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-03-25 2013-07-17
626 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 6 8 2 1 3 0 -5 -5 75.00 33.33 2017-06-28
627 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
628 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-03-25
629 RBC Capital Markets (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-09-09 2012-11-01
630 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
631 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
632 Rothschild & Co Wealth Management Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-08-16 2019-10-18
633 SCM Strategic Capital Management Asia Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-02-11 2015-01-21
634 SDICS International Securities (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-05-18
635 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
636 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
637 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
638 Shinhan Asset Management (Hong Kong) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-01-27 2023-07-26
639 SIIC Capital (Hong Kong) Investment Management Company Limited 5 1 6 3 0 3 -2 -1 -3 16.67 0.00
640 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
641 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-07-10
642 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 1 2 3 -1 -2 -3 66.67 66.67 2015-03-27
643 STARLING GROUP SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-11-06 2013-05-20
644 Swiss-Asia Asset Management (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-06-02 2024-12-31
645 Synergy Fund Management Group Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-05-26
646 SYZ Asset Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-07-27 2016-12-22
647 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-27 2012-08-01
648 Tokio Marine Investment Services, Limited 4 2 6 3 0 3 -1 -2 -3 33.33 0.00 2014-03-28
649 TRADING CENTRAL ASIA LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2011-03-08
650 TRANSPAC CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
651 TSE'S SECURITIES LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
652 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
653 TVC MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
654 TVG CAPITAL PARTNERS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-11-16
655 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
656 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-08-07
657 UNITED WORLD ONLINE LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2006-04-19 2014-01-20
658 Value Partners Private Equity Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
659 Vestmore Capital Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-01-12
660 Voras Capital Management (HK) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-07-31 2012-09-04
661 Waterland Securities (HK) Company Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2009-02-20 2013-01-15
662 Wealth Legend Asset Management Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33
663 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
664 Wolver Hill Asset Management Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2009-03-10
665 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
666 ZHONGRONG PT SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
667 A. H. INTERNATIONAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2006-03-22 2022-02-22
668 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
669 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
670 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
671 AIR GEO SERVICES LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2007-08-21 2012-12-14
672 Alpha Nova Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
673 Alphatraxx (H.K.) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-23 2012-02-14
674 Andante Capital Partners Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-11-11 2012-12-03
675 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
676 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
677 APAX PARTNERS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-21 2012-03-12
678 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
679 Apollo Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-16
680 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
681 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
682 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
683 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
684 Austen Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-30
685 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
686 Axis Capital Management Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00
687 BMF Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-02-22
688 BOND TRUST LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2009-06-01
689 BROOKE CAPITAL LIMITED 4 1 5 2 0 2 -2 -1 -3 20.00 0.00 2012-06-13
690 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
691 CENTRUM CAPITAL INTERNATIONAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-03-03 2023-03-20
692 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
693 ChapmanCraig Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00
694 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
695 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
696 Chubb Investment Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-11-12
697 CMS CAPITAL (HK) CO., LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-05-06
698 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
699 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
700 CUPOLA CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-05-06
701 D. YAU AND COMPANY LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-08-13
702 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
703 Daishin Securities Asia Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-11-24 2018-08-09
704 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
705 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
706 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-29 2012-08-09
707 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
708 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-10-26 2012-03-08
709 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
710 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
711 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
712 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
713 Emperor Asset Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2009-11-03
714 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-13
715 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
716 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
717 FE SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
718 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
719 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
720 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
721 Fortune Asset Management Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-12-16
722 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2015-09-07
723 Frontier Asia Capital Hong Kong Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-11 2019-07-24
724 Fubon Capital (HK) Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2012-01-13
725 Future Growth Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-05-11
726 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
727 GIGA (HONG KONG) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
728 Global CTA Services Investment (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-26 2012-09-03
729 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
730 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
731 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
732 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
733 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
734 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
735 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
736 Highland Financial Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-03-22 2012-11-07
737 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-21
738 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
739 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
740 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2017-01-03
741 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 1 1 2 -1 1 0 0.00 50.00 2005-05-12 2014-06-04
742 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
743 IREALITY INVESTMENTS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
744 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
745 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
746 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
747 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
748 JQ Fund Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-05
749 JW CAPITAL SECURITIES LIMITED 1 5 6 1 1 2 0 -4 -4 83.33 50.00
750 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
751 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
752 KCG FUND MANAGEMENT LIMITED 4 1 5 2 0 2 -2 -1 -3 20.00 0.00 2007-05-04
753 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
754 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
755 Kingsbridge Limited (d2014-08-15) 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-28 2014-02-12
756 Landmark Asset Management Limited (HK) 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-10 2018-01-22
757 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
758 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
759 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-04-28 2019-10-14
760 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
761 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
762 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
763 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
764 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-05-11 2014-08-05
765 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-04-14
766 Myo Capital Advisers Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2007-11-16 2021-02-04
767 OnePlatform Wealth Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-07-25 2014-05-28
768 Open Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
769 OSCAR BENSON LIMITED (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-08-23
770 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
771 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
772 Paul Capital Advisors Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-17 2014-09-03
773 PERPETUUM WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-21
774 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-03-02 2013-01-14
775 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
776 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
777 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-05-24
778 PROBITAS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-05
779 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
780 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
781 Redwood Investment Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-05 2015-06-23
782 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
783 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
784 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
785 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
786 Shacom Securities Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
787 Shinhan Investment Asia Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2007-10-15
788 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
789 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
790 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
791 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
792 SPDB International Holdings Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2015-12-30
793 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
794 Springs Capital (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-04-14
795 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
796 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
797 STANHILL (HONG KONG) LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2013-05-23
798 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
799 Superfund Financial (Hong Kong) Limited 2 4 6 2 0 2 0 -4 -4 66.67 0.00
800 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
801 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
802 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
803 UPBEST ASSETS MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
804 VANHEEL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
805 VISION FINANCE (SECURITIES) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-08
806 VMS Securities Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2020-09-01
807 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
808 WM (HK) Limited 0 243 243 0 2 2 0 -241 -241 100.00 100.00 2014-10-24
809 WMG Asia Limited 3 4 7 2 0 2 -1 -4 -5 57.14 0.00 2007-02-28 2014-01-06
810 Yuki Asia Investments Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-02-22 2019-06-11
811 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2014-05-21
812 EFG Asset Management (HK) Limited 2 3 5 1 0 1 -1 -3 -4 60.00 0.00 2008-06-06
813 Funderstone Asset Management (HK) Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-11-14
814 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 2 3 1 0 1 0 -2 -2 66.67 0.00 2011-06-03
815 MANDARIN VP (HK) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-09-20
816 MASON LAROCHE (HK) LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00 2012-03-19
817 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-07-19
818 RAB CAPITAL (ASIA) LIMITED 3 5 8 1 0 1 -2 -5 -7 62.50 0.00 2007-09-28 2011-10-10
819 ZHONGRONG PT FINANCE LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-10-03
820 AMS CAPITAL LIMITED (d2012-07-13) 1 1 2 0 0 0 -1 -1 -2 50.00 - 2011-06-10
821 ANGUS MOORE LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2011-07-05
822 ARF Investment Management (HK) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2008-10-13 2011-05-20
823 ASIAN INFRASTRUCTURE FUND ADVISERS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2010-09-20
824 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 22 24 0 0 0 -2 -22 -24 91.67 - 2010-11-03
825 CHI CAPITAL SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-09-07 2016-05-05
826 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-10-11
827 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 51 53 0 0 0 -2 -51 -53 96.23 - 2010-12-17
828 Citi Insurance Brokers (Hong Kong) Limited 2 5 7 0 0 0 -2 -5 -7 71.43 - 2006-10-04 2011-04-06
829 CNCB (Hong Kong) Capital Limited 2 0 2 0 0 0 -2 0 -2 0.00 -
830 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2005-03-08 2011-04-14
831 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2008-03-06 2011-01-10
832 FTL Wealth Management (HK) Limited 2 152 154 0 0 0 -2 -152 -154 98.70 - 2005-06-28 2011-05-20
833 GCIS LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-11-22 2010-09-06
834 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2005-02-28 2011-03-08
835 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 4 6 10 0 0 0 -4 -6 -10 60.00 - 2007-12-18 2011-02-23
836 Henyep Capital Management Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2005-12-20 2011-03-14
837 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2011-09-22
838 ICAP Equities Asia Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2008-12-22 2011-06-02
839 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-12-15 2011-02-14
840 Instinet Alpha Trading Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2010-11-19
841 IVY ASSET MANAGEMENT (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2008-02-06 2010-08-26
842 JPMorgan Asset Management (Japan) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-07-15
843 MANULIFE (INTERNATIONAL) LIMITED 3 12 15 0 0 0 -3 -12 -15 80.00 - 2011-06-17
844 MCP Holdings Limited (HK) 2 7 9 0 0 0 -2 -7 -9 77.78 - 2011-06-29
845 MF Securities Hong Kong Limited 3 14 17 0 0 0 -3 -14 -17 82.35 - 2008-02-21 2010-10-15
846 MUSHK Limited 6 13 19 0 0 0 -6 -13 -19 68.42 - 2011-06-01
847 PANTHEON CAPITAL (ASIA) LIMITED 3 7 10 0 0 0 -3 -7 -10 70.00 - 2011-01-24
848 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-08-17 2010-08-17
849 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 8 10 0 0 0 -2 -8 -10 80.00 - 2011-10-20
850 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-07-07
851 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2011-02-18
852 STANDARD & POOR'S, LLC 2 6 8 0 0 0 -2 -6 -8 75.00 - 2010-12-21
853 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2011-04-28
854 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 0 0 0 -2 -15 -17 88.24 - 2010-12-31
855 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-12-29
856 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 31 35 0 0 0 -4 -31 -35 88.57 - 2003-09-24 2011-04-19
857 TIS SECURITIES (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-28
858 UOB ASIA (HONG KONG) LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2011-07-27
859 Vegasoul Capital Management (Asia) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2010-01-29 2011-03-24
860 Wachovia Advisors International Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2007-12-17 2010-06-30
861 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-12-16
862 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-02-22
863 ZURICH ADVISORY (HK) LIMITED 0 286 286 0 0 0 0 -286 -286 100.00 - 2010-07-06
Average 2.88 12.55 15.42 2.89 10.82 13.70 81.35 78.93

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