SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2010-05-31 2011-05-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Credit Suisse (Hong Kong) Limited 22 241 263 29 275 304 7 34 41 91.63 90.46 2025-01-13
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 7 292 299 9 295 304 2 3 5 97.66 97.04
3 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 299 301 2 277 279 0 -22 -22 99.34 99.28 2012-11-27
4 Merrill Lynch (Asia Pacific) Limited 7 211 218 6 242 248 -1 31 30 96.79 97.58
5 UBS SECURITIES ASIA LIMITED 3 171 174 3 224 227 0 53 53 98.28 98.68
6 Merrill Lynch Far East Limited 5 148 153 5 169 174 0 21 21 96.73 97.13 2025-01-16
7 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 216 223 7 149 156 0 -67 -67 96.86 95.51
8 PHILLIP SECURITIES (HONG KONG) LIMITED 4 128 132 4 129 133 0 1 1 96.97 96.99
9 GOLDMAN SACHS (ASIA) L.L.C. 12 118 130 11 121 132 -1 3 2 90.77 91.67
10 MACQUARIE CAPITAL LIMITED 2 102 104 2 125 127 0 23 23 98.08 98.43
11 CLSA RESEARCH LIMITED 3 129 132 3 119 122 0 -10 -10 97.73 97.54 2014-06-18
12 Morgan Stanley Asia Limited 6 105 111 5 112 117 -1 7 6 94.59 95.73
13 HSBC Global Asset Management (Hong Kong) Limited 9 71 80 15 99 114 6 28 34 88.75 86.84
14 BOCI SECURITIES LIMITED 9 80 89 10 100 110 1 20 21 89.89 90.91 2004-03-01
15 Citigroup Global Markets Asia Limited 3 90 93 2 104 106 -1 14 13 96.77 98.11
16 Daiwa Capital Markets Hong Kong Limited 6 63 69 4 102 106 -2 39 37 91.30 96.23
17 JPMorgan Asset Management (Asia Pacific) Limited 4 85 89 4 95 99 0 10 10 95.51 95.96
18 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 117 121 4 94 98 0 -23 -23 96.69 95.92
19 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 54 61 7 86 93 0 32 32 88.52 92.47
20 YF Life Investors Limited 3 107 110 3 89 92 0 -18 -18 97.27 96.74 2004-08-30 2013-03-22
21 FIL Investment Management (Hong Kong) Limited 5 78 83 5 85 90 0 7 7 93.98 94.44
22 iBest Consultants Limited 2 82 84 2 87 89 0 5 5 97.62 97.75 2019-08-15
23 CENTALINE WEALTH MANAGEMENT LIMITED 4 44 48 4 82 86 0 38 38 91.67 95.35 2004-04-02
24 MIZUHO SECURITIES ASIA LIMITED 5 42 47 9 75 84 4 33 37 89.36 89.29
25 HSBC LIFE (INTERNATIONAL) LIMITED 1 96 97 1 81 82 0 -15 -15 98.97 98.78 2012-05-07
26 Julius Baer (Hong Kong) Limited 3 81 84 3 78 81 0 -3 -3 96.43 96.30 2006-09-14 2012-05-10
27 FWD Life Insurance Company (Bermuda) Limited 1 92 93 1 74 75 0 -18 -18 98.92 98.67 2012-11-21
28 CCB INTERNATIONAL SECURITIES LIMITED 7 32 39 5 67 72 -2 35 33 82.05 93.06 2005-10-10
29 ASSET MANAGEMENT GROUP LIMITED 2 51 53 2 63 65 0 12 12 96.23 96.92 2006-01-17
30 AllianceBernstein Hong Kong Limited 7 34 41 5 55 60 -2 21 19 82.93 91.67
31 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 50 55 6 54 60 1 4 5 90.91 90.00 2008-08-20
32 Lion Global Financial Limited 4 74 78 4 55 59 0 -19 -19 94.87 93.22
33 KGI ASIA LIMITED 8 57 65 7 50 57 -1 -7 -8 87.69 87.72 2017-10-02
34 BLACKSTONE GROUP (HK) LIMITED (THE) 2 33 35 3 52 55 1 19 20 94.29 94.55 2008-10-14
35 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 5 25 30 2 53 55 -3 28 25 83.33 96.36 2012-06-04
36 Everbright Securities Investment Services (HK) Limited 2 41 43 3 51 54 1 10 11 95.35 94.44
37 VALUE PARTNERS LIMITED 3 34 37 3 51 54 0 17 17 91.89 94.44
38 ALTRUIST FINANCIAL GROUP LIMITED 2 53 55 2 51 53 0 -2 -2 96.36 96.23 2004-01-20
39 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 48 53 5 48 53 0 0 0 90.57 90.57 2018-12-31
40 VALUE PARTNERS HONG KONG LIMITED 3 32 35 3 50 53 0 18 18 91.43 94.34 2007-11-19
41 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 43 48 5 47 52 0 4 4 89.58 90.38
42 CLSA LIMITED 5 27 32 5 45 50 0 18 18 84.38 90.00
43 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 44 46 2 47 49 0 3 3 95.65 95.92
44 FWD Financial Planning Limited (HK) 5 46 51 5 44 49 0 -2 -2 90.20 89.80
45 oOo Securities (HK) Group Limited 2 62 64 2 46 48 0 -16 -16 96.88 95.83 2004-12-03
46 T G HOLBORN (HK) LIMITED 3 68 71 3 45 48 0 -23 -23 95.77 93.75 2014-04-29
47 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 34 38 3 44 47 -1 10 9 89.47 93.62 2005-07-05
48 Goldman Sachs Investment Management Hong Kong Limited 4 42 46 4 42 46 0 0 0 91.30 91.30 2013-11-27
49 CITIC Securities Brokerage (HK) Limited 6 32 38 6 39 45 0 7 7 84.21 86.67
50 BARCLAYS CAPITAL ASIA LIMITED 2 10 12 4 40 44 2 30 32 83.33 90.91
51 BlackRock (Hong Kong) Limited (d2017-01-20) 6 23 29 6 38 44 0 15 15 79.31 86.36 2015-05-15
52 BOCI RESEARCH LIMITED 3 43 46 5 39 44 2 -4 -2 93.48 88.64
53 SAMSUNG SECURITIES (ASIA) LIMITED 2 24 26 3 41 44 1 17 18 92.31 93.18
54 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 42 44 3 40 43 1 -2 -1 95.45 93.02
55 Standard Chartered Securities (Hong Kong) Limited 11 24 35 10 33 43 -1 9 8 68.57 76.74
56 UBS Asset Management (Hong Kong) Limited 5 29 34 7 36 43 2 7 9 85.29 83.72
57 BlackRock Asset Management North Asia Limited 3 30 33 5 37 42 2 7 9 90.91 88.10
58 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 25 29 5 37 42 1 12 13 86.21 88.10 2012-12-13
59 CSI Corporate Finance (HK) Limited 8 25 33 7 35 42 -1 10 9 75.76 83.33 2007-08-01 2019-03-29
60 Rothschild & Co Hong Kong Limited 4 32 36 3 39 42 -1 7 6 88.89 92.86 2005-04-27
61 Halbis Capital Management (Hong Kong) Limited 8 29 37 6 35 41 -2 6 4 78.38 85.37 2005-06-23 2012-05-11
62 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 20 24 5 34 39 1 14 15 83.33 87.18 2007-01-12 2015-05-31
63 FIL Investment Advisors 3 35 38 3 36 39 0 1 1 92.11 92.31
64 RHB SECURITIES HONG KONG LIMITED 4 39 43 5 34 39 1 -5 -4 90.70 87.18 2006-11-17 2022-10-06
65 GET NICE SECURITIES LIMITED 5 34 39 5 31 36 0 -3 -3 87.18 86.11
66 IAM LEGACY LIMITED 3 39 42 4 32 36 1 -7 -6 92.86 88.89 2007-08-21
67 Quam Securities Limited 3 26 29 4 32 36 1 6 7 89.66 88.89
68 Yuanta Securities (Hong Kong) Company Limited 4 28 32 5 31 36 1 3 4 87.50 86.11
69 CASH Wealth Management Limited 3 46 49 2 33 35 -1 -13 -14 93.88 94.29
70 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 32 37 5 29 34 0 -3 -3 86.49 85.29
71 JPMorgan Funds (Asia) Limited 7 23 30 6 28 34 -1 5 4 76.67 82.35
72 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 24 27 2 31 33 -1 7 6 88.89 93.94
73 Amundi Hong Kong Limited 5 28 33 4 28 32 -1 0 -1 84.85 87.50
74 ATHENA WEALTH MANAGEMENT LIMITED 2 24 26 2 30 32 0 6 6 92.31 93.75 2008-04-25
75 TARGET CAPITAL MANAGEMENT LIMITED (HK) 3 10 13 6 26 32 3 16 19 76.92 81.25 2007-04-26
76 MIDLAND WEALTH MANAGEMENT LIMITED 6 36 42 2 29 31 -4 -7 -11 85.71 93.55 2008-02-18
77 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 20 24 5 26 31 1 6 7 83.33 83.87
78 BOCOM International Securities Limited 3 20 23 5 25 30 2 5 7 86.96 83.33 2007-09-10
79 Credit Agricole Securities (Asia) Limited 2 27 29 3 27 30 1 0 1 93.10 90.00
80 JF INTERNATIONAL MANAGEMENT INC. 2 28 30 2 28 30 0 0 0 93.33 93.33 2020-07-13
81 UOB KAY HIAN (HONG KONG) LIMITED 3 31 34 3 27 30 0 -4 -4 91.18 90.00
82 Jefferies Hong Kong Limited 2 2 4 2 27 29 0 25 25 50.00 93.10 2010-01-04
83 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 23 27 5 23 28 1 0 1 85.19 82.14
84 Yuanta Asia Investment (Hong Kong) Limited 6 25 31 6 22 28 0 -3 -3 80.65 78.57 2007-01-15 2013-11-01
85 DBS VICKERS (HONG KONG) LIMITED 4 18 22 3 23 26 -1 5 4 81.82 88.46
86 GAYANG SECURITIES LIMITED 3 18 21 3 23 26 0 5 5 85.71 88.46
87 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 19 23 5 21 26 1 2 3 82.61 80.77
88 MF Global Hong Kong Limited 3 8 11 2 24 26 -1 16 15 72.73 92.31 2007-04-30
89 AXA Financial Planning (Hong Kong) Limited 2 26 28 3 22 25 1 -4 -3 92.86 88.00 2012-05-25
90 BSI Investment Advisors (Hong Kong) Limited 0 0 0 5 20 25 5 20 25 - 80.00 2010-08-27 2014-06-04
91 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 17 22 7 18 25 2 1 3 77.27 72.00
92 CITIC Securities (Hong Kong) Limited 5 18 23 5 20 25 0 2 2 78.26 80.00
93 First Sentier Investors (Hong Kong) Limited 3 17 20 3 22 25 0 5 5 85.00 88.00
94 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 13 21 7 18 25 -1 5 4 61.90 72.00
95 INSTINET PACIFIC LIMITED 5 22 27 4 21 25 -1 -1 -2 81.48 84.00
96 T. Rowe Price Hong Kong Limited 0 0 0 2 23 25 2 23 25 - 92.00 2010-12-21
97 WILSON SECURITIES LIMITED 2 4 6 3 22 25 1 18 19 66.67 88.00 2010-02-25
98 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 12 21 8 16 24 -1 4 3 57.14 66.67
99 IPP Financial Advisers Limited 2 15 17 2 22 24 0 7 7 88.24 91.67 2006-12-21
100 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 21 23 2 22 24 0 1 1 91.30 91.67 2013-03-19
101 NATIXIS ASIA LIMITED 2 18 20 3 21 24 1 3 4 90.00 87.50 2004-10-19
102 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 15 21 5 18 23 -1 3 2 71.43 78.26
103 CAIIS Limited 4 25 29 3 20 23 -1 -5 -6 86.21 86.96 2018-09-04
104 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 17 21 5 18 23 1 1 2 80.95 78.26 2024-03-28
105 Ge Shang Investment (Hong Kong) Limited 2 25 27 3 20 23 1 -5 -4 92.59 86.96
106 HPEF Capital Partners Limited 6 16 22 8 15 23 2 -1 1 72.73 65.22 2022-06-01
107 Mirae Asset Securities (HK) Limited 2 29 31 2 21 23 0 -8 -8 93.55 91.30 2007-10-09 2017-03-01
108 Mirae Asset Securities (HK) Limited 2 29 31 2 21 23 0 -8 -8 93.55 91.30 2007-10-09 2017-02-28
109 Rich Union Securities (H.K.) Limited 3 26 29 3 20 23 0 -6 -6 89.66 86.96 2025-05-19
110 BMI FUNDS MANAGEMENT LIMITED 3 15 18 3 19 22 0 4 4 83.33 86.36
111 DWS Investments Hong Kong Limited 2 30 32 3 19 22 1 -11 -10 93.75 86.36
112 Legg Mason Asset Management Hong Kong Limited 6 18 24 5 17 22 -1 -1 -2 75.00 77.27 2022-06-30
113 Manulife Investment Management (Hong Kong) Limited 3 13 16 3 19 22 0 6 6 81.25 86.36
114 Pictet Asset Management (Hong Kong) Limited 4 14 18 4 18 22 0 4 4 77.78 81.82
115 DEUTSCHE SECURITIES ASIA LIMITED 7 13 20 8 13 21 1 0 1 65.00 61.90 2019-12-03
116 EMPEROR SECURITIES LIMITED (HK) 6 15 21 7 14 21 1 -1 0 71.43 66.67
117 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 15 20 6 15 21 1 0 1 75.00 71.43
118 HAITONG INTERNATIONAL RESEARCH LIMITED 3 16 19 3 18 21 0 2 2 84.21 85.71
119 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 4 16 20 5 16 21 1 0 1 80.00 76.19
120 Knight Capital Asia Limited 2 1 3 3 18 21 1 17 18 33.33 85.71 2009-07-22 2011-08-22
121 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 11 15 5 16 21 1 5 6 73.33 76.19 2013-04-17
122 SINOPAC SECURITIES (ASIA) LIMITED 4 10 14 3 18 21 -1 8 7 71.43 85.71 2017-02-12
123 SPARX Asia Investment Advisors Limited 7 16 23 6 15 21 -1 -1 -2 69.57 71.43 2004-04-20
124 Wellington Management Hong Kong Limited (b2003-01-02) 3 13 16 4 17 21 1 4 5 81.25 80.95 2003-09-18
125 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 3 7 10 4 16 20 1 9 10 70.00 80.00 2009-09-15
126 CITIC CLSA Capital Partners HK Limited 3 18 21 3 17 20 0 -1 -1 85.71 85.00
127 HANG SENG SECURITIES LIMITED 4 29 33 5 15 20 1 -14 -13 87.88 75.00
128 OnePlatform Asset Management Limited 13 781 794 2 18 20 -11 -763 -774 98.36 90.00
129 PineBridge Investments Asia Limited 5 18 23 3 17 20 -2 -1 -3 78.26 85.00
130 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 24 27 3 17 20 0 -7 -7 88.89 85.00
131 St. James's Place (Hong Kong) Limited 2 19 21 1 19 20 -1 0 -1 90.48 95.00
132 VENHOUSE WEALTH MANAGEMENT LIMITED 3 22 25 3 17 20 0 -5 -5 88.00 85.00 2004-05-19
133 Ark Securities (Hong Kong) Limited 4 15 19 3 16 19 -1 1 0 78.95 84.21
134 CBH Asia Limited 3 17 20 4 15 19 1 -2 -1 85.00 78.95
135 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 4 8 4 15 19 0 11 11 50.00 78.95 2008-07-03
136 HARRIS FRASER (INTERNATIONAL) LIMITED 3 15 18 3 16 19 0 1 1 83.33 84.21
137 HARVEST GLOBAL INVESTMENTS LIMITED 3 15 18 3 16 19 0 1 1 83.33 84.21 2009-02-16
138 Income Partners Asset Management (HK) Limited 3 11 14 4 15 19 1 4 5 78.57 78.95
139 INVESCO HONG KONG LIMITED 5 12 17 5 14 19 0 2 2 70.59 73.68
140 MUFG Securities Asia Limited 0 0 0 7 12 19 7 12 19 - 63.16 2010-12-31
141 MUFG Securities Asia Limited 0 0 0 7 12 19 7 12 19 - 63.16 2010-12-30
142 Shang International Finance Limited 5 15 20 7 12 19 2 -3 -1 75.00 63.16 2024-01-26
143 CGS International Securities Hong Kong Limited 2 13 15 3 15 18 1 2 3 86.67 83.33
144 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 13 17 4 14 18 0 1 1 76.47 77.78
145 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 2 5 3 15 18 0 13 13 40.00 83.33 2010-02-23
146 APG Investments Asia Limited 5 11 16 7 10 17 2 -1 1 68.75 58.82 2008-11-18
147 BEA Union Investment Management Limited 5 14 19 4 13 17 -1 -1 -2 73.68 76.47
148 BOCI ASSET MANAGEMENT LIMITED 4 8 12 4 13 17 0 5 5 66.67 76.47 2014-12-24
149 China Asset Management (Hong Kong) Limited 4 6 10 5 12 17 1 6 7 60.00 70.59 2009-04-03
150 Fidelity Management & Research (Hong Kong) Limited 4 9 13 3 14 17 -1 5 4 69.23 82.35 2008-09-04
151 Neuberger Berman Asia Limited 3 13 16 2 15 17 -1 2 1 81.25 88.24 2008-03-13
152 PEGASUS FUND MANAGERS LIMITED 2 26 28 2 15 17 0 -11 -11 92.86 88.24
153 Renaissance Capital (Hong Kong) Limited 0 0 0 2 15 17 2 15 17 - 88.24 2010-09-02 2012-09-28
154 AXA Investment Managers Asia Limited 3 13 16 3 13 16 0 0 0 81.25 81.25
155 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 4 1 5 7 9 16 3 8 11 20.00 56.25 2008-10-22
156 CITIC Securities Asset Management (HK) Limited 4 11 15 3 13 16 -1 2 1 73.33 81.25 2008-08-01
157 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 16 18 2 14 16 0 -2 -2 88.89 87.50 2016-06-30
158 DBS ASIA CAPITAL LIMITED 6 14 20 5 11 16 -1 -3 -4 70.00 68.75
159 FIRST SHANGHAI SECURITIES LIMITED 3 8 11 2 14 16 -1 6 5 72.73 87.50
160 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 7 11 5 11 16 1 4 5 63.64 68.75 2005-11-15
161 MAN INVESTMENTS (HONG KONG) LIMITED 3 14 17 3 13 16 0 -1 -1 82.35 81.25
162 PRUDENTIAL BROKERAGE LIMITED 2 13 15 2 14 16 0 1 1 86.67 87.50
163 UBP ASSET MANAGEMENT ASIA LIMITED 2 5 7 5 11 16 3 6 9 71.43 68.75 2007-01-11
164 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 3 12 15 0 2 2 76.92 80.00 2019-07-05
165 Channel 8 Wealth Management Limited 3 16 19 3 12 15 0 -4 -4 84.21 80.00 2010-01-27
166 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
167 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 8 10 3 12 15 1 4 5 80.00 80.00 2008-04-30
168 iFAST Financial (HK) Limited 4 8 12 4 11 15 0 3 3 66.67 73.33 2007-03-30
169 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 17 19 2 13 15 0 -4 -4 89.47 86.67
170 Penjing Asset Management (HK) Limited 5 13 18 5 10 15 0 -3 -3 72.22 66.67 2005-03-24 2016-02-03
171 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 3 12 15 0 2 2 76.92 80.00
172 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 15 17 2 13 15 0 -2 -2 88.24 86.67 2017-09-29
173 AIF CAPITAL LIMITED 4 11 15 4 10 14 0 -1 -1 73.33 71.43
174 CVC Asia Pacific Limited 4 9 13 4 10 14 0 1 1 69.23 71.43
175 ICBC INTERNATIONAL RESEARCH LIMITED 3 10 13 4 10 14 1 0 1 76.92 71.43 2009-07-10 2024-10-15
176 MCP Asset Management Company Limited 2 3 5 3 11 14 1 8 9 60.00 78.57 2005-08-23
177 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 15 17 2 12 14 0 -3 -3 88.24 85.71
178 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 3 9 6 8 14 0 5 5 33.33 57.14
179 Vision Capital Investment Management Limited 2 11 13 3 11 14 1 0 1 84.62 78.57 2008-01-12
180 Wells Fargo Securities Asia Limited 4 9 13 3 11 14 -1 2 1 69.23 78.57 2008-04-25
181 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 7 9 2 11 13 0 4 4 77.78 84.62
182 Bosera Asset Management (International) Co., Limited 0 0 0 4 9 13 4 9 13 - 69.23 2010-11-05
183 CC Finance Limited 3 17 20 3 10 13 0 -7 -7 85.00 76.92 2006-04-20 2025-06-19
184 China Universal Asset Management (Hong Kong) Company Limited 3 2 5 4 9 13 1 7 8 40.00 69.23 2010-02-19
185 CSOP Asset Management Limited 2 6 8 3 10 13 1 4 5 75.00 76.92 2009-04-02
186 CTBC Asia Limited 2 10 12 2 11 13 0 1 1 83.33 84.62 2004-10-04
187 EQT Partners Asia Limited 4 6 10 3 10 13 -1 4 3 60.00 76.92 2023-09-06
188 GLOBAL INVESTMENT ADVISORS LIMITED 2 17 19 2 11 13 0 -6 -6 89.47 84.62
189 HANG SENG INVESTMENT SERVICES LIMITED 5 11 16 6 7 13 1 -4 -3 68.75 53.85
190 M&F Asset Management Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
191 SG SECURITIES (HK) LIMITED 0 0 0 4 9 13 4 9 13 - 69.23 2010-08-18
192 StormHarbour Securities (Hong Kong) Limited 2 8 10 4 9 13 2 1 3 80.00 69.23 2010-03-18
193 ARGYLE STREET MANAGEMENT LIMITED 3 11 14 4 8 12 1 -3 -2 78.57 66.67
194 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 14 17 3 9 12 0 -5 -5 82.35 75.00 2008-08-08
195 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 3 9 12 0 3 3 66.67 75.00 2023-02-02
196 GF Asset Management (Hong Kong) Limited 2 4 6 3 9 12 1 5 6 66.67 75.00 2007-11-08
197 Guosen Securities (HK) Brokerage Company, Limited 2 4 6 3 9 12 1 5 6 66.67 75.00 2010-02-26
198 ICBC (ASIA) SECURITIES LIMITED 4 8 12 5 7 12 1 -1 0 66.67 58.33
199 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 2 7 9 4 8 12 2 1 3 77.78 66.67 2003-06-06
200 MIB SECURITIES (HONG KONG) LIMITED 3 7 10 3 9 12 0 2 2 70.00 75.00
201 MIRABAUD (ASIA) LIMITED 3 6 9 3 9 12 0 3 3 66.67 75.00 2003-05-13 2018-10-16
202 Nomura Asset Management Hong Kong Limited 3 9 12 4 8 12 1 -1 0 75.00 66.67
203 ORIENTAL PATRON SECURITIES LIMITED 4 7 11 4 8 12 0 1 1 63.64 66.67
204 Robeco Hong Kong Limited 4 10 14 5 7 12 1 -3 -2 71.43 58.33 2007-12-18
205 Rockhampton Management Limited 0 0 0 3 9 12 3 9 12 - 75.00 2011-01-26
206 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 5 8 13 4 8 12 -1 0 -1 61.54 66.67 2019-09-30
207 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2007-05-08
208 CHEONG LEE SECURITIES LIMITED 4 10 14 3 8 11 -1 -2 -3 71.43 72.73 2005-11-24
209 Citigroup Venture Capital International Asia Limited 3 7 10 3 8 11 0 1 1 70.00 72.73 2005-05-24 2014-04-15
210 DAEWOO SECURITIES (HONG KONG) LIMITED 2 2 4 2 9 11 0 7 7 50.00 81.82 2017-02-28
211 Eastspring Investments (Hong Kong) Limited 3 9 12 3 8 11 0 -1 -1 75.00 72.73
212 GAM HONG KONG LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
213 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2005-05-09
214 Janus Henderson Investors Hong Kong Limited 2 8 10 2 9 11 0 1 1 80.00 81.82
215 Keefe, Bruyette & Woods Asia Limited 4 4 8 5 6 11 1 2 3 50.00 54.55 2010-03-03 2013-04-24
216 OCP Asia (Hong Kong) Limited 3 8 11 3 8 11 0 0 0 72.73 72.73 2004-09-03 2022-06-13
217 Oreana Financial Services Limited 2 5 7 4 7 11 2 2 4 71.43 63.64
218 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 6 10 4 7 11 0 1 1 60.00 63.64 2008-05-29
219 Pyramis Global Advisors (Hong Kong) Limited 4 4 8 4 7 11 0 3 3 50.00 63.64 2008-07-29 2014-11-21
220 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 3 8 4 7 11 -1 4 3 37.50 63.64 2009-07-10
221 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 5 9 4 7 11 0 2 2 55.56 63.64 2006-03-24
222 WFM Asia (HK) Limited 3 9 12 3 8 11 0 -1 -1 75.00 72.73
223 Allianz Global Investors Hong Kong Limited 3 7 10 2 8 10 -1 1 0 70.00 80.00 2015-05-31
224 AMPLE CAPITAL LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2007-01-02 2022-07-27
225 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 3 6 3 7 10 0 4 4 50.00 70.00 2009-10-05
226 CAPITAL GLOBAL MANAGEMENT LIMITED 2 2 4 4 6 10 2 4 6 50.00 60.00 2005-12-20
227 CHIEF SECURITIES LIMITED 2 4 6 3 7 10 1 3 4 66.67 70.00 2006-04-20
228 China Tonghai (IA) Limited 3 10 13 3 7 10 0 -3 -3 76.92 70.00 2017-11-29
229 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2004-07-28 2013-02-27
230 FLAG Squadron Asia Limited 6 6 12 5 5 10 -1 -1 -2 50.00 50.00 2007-07-04 2016-06-02
231 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2005-02-16
232 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 5 5 10 0 0 0 50.00 50.00 2020-12-09
233 HAMON ASSET MANAGEMENT LIMITED 3 9 12 2 8 10 -1 -1 -2 75.00 80.00
234 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00 2004-02-10 2015-07-22
235 Huajin Corporate Finance (International) Limited 4 8 12 4 6 10 0 -2 -2 66.67 60.00
236 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 3 0 3 2 8 10 -1 8 7 0.00 80.00 2010-02-11
237 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 2 7 9 3 7 10 1 0 1 77.78 70.00
238 Japaninvest (Hong Kong) Limited 0 0 0 4 6 10 4 6 10 - 60.00 2010-10-26 2017-01-27
239 LAZARD ASIA (HONG KONG) LIMITED 2 8 10 3 7 10 1 -1 0 80.00 70.00
240 MFG Limited (HK) 3 5 8 2 8 10 -1 3 2 62.50 80.00 2008-07-15
241 ONSHINE SECURITIES LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00
242 PERRY CAPITAL (ASIA) LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00 2006-09-12 2012-01-27
243 PFP Capital Limited 3 9 12 2 8 10 -1 -1 -2 75.00 80.00
244 Redford Asset Management Limited 2 4 6 3 7 10 1 3 4 66.67 70.00 2010-03-09
245 Religare Capital Markets (Hong Kong) Limited 2 4 6 2 8 10 0 4 4 66.67 80.00 2009-09-22 2018-04-09
246 RICHLAND CAPITAL MANAGEMENT LIMITED 2 4 6 2 8 10 0 4 4 66.67 80.00 2007-05-25 2016-05-24
247 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2012-01-12
248 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
249 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 12 15 4 6 10 1 -6 -5 80.00 60.00
250 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 5 8 3 7 10 0 2 2 62.50 70.00 2007-05-08 2019-09-30
251 Tiger Securities Asset Management Company Limited 5 9 14 5 5 10 0 -4 -4 64.29 50.00 2006-12-29
252 VICTORY SECURITIES COMPANY LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00
253 Belvest Investment Services Limited 2 12 14 2 7 9 0 -5 -5 85.71 77.78
254 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
255 CHOW SANG SANG SECURITIES LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56
256 CIS SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 4 5 9 1 2 3 50.00 55.56 2008-12-24
257 COHEN & STEERS ASIA LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2005-07-29
258 CSC SECURITIES (HK) LIMITED 2 7 9 3 6 9 1 -1 0 77.78 66.67 2007-06-01
259 Deltroit (Hong Kong) Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2005-04-11 2024-12-12
260 ENHANCED INVESTMENT PRODUCTS LIMITED 2 6 8 4 5 9 2 -1 1 75.00 55.56
261 ETRADE SECURITIES (HONG KONG) LIMITED 4 15 19 3 6 9 -1 -9 -10 78.95 66.67 2019-05-10
262 GT Asset & Portfolio Management Limited 2 8 10 3 6 9 1 -2 -1 80.00 66.67 2004-11-04
263 Guo Tong Capital Management Company Limited 3 0 3 2 7 9 -1 7 6 0.00 77.78 2010-05-24 2019-05-22
264 HAMON ASIAN ADVISORS LIMITED 3 5 8 2 7 9 -1 2 1 62.50 77.78
265 HFT INVESTMENT MANAGEMENT (HK) LIMITED 0 0 0 3 6 9 3 6 9 - 66.67 2010-10-27 2021-11-26
266 Houlihan Lokey (China) Limited 3 4 7 2 7 9 -1 3 2 57.14 77.78 2008-10-09
267 ICBC Asset Management (Global) Company Limited 4 7 11 3 6 9 -1 -1 -2 63.64 66.67
268 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 3 7 10 4 5 9 1 -2 -1 70.00 55.56 2017-10-02
269 LOMBARD ODIER (HONG KONG) LIMITED 3 1 4 4 5 9 1 4 5 25.00 55.56
270 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 8 10 3 6 9 1 -2 -1 80.00 66.67
271 Samsung Asset Management (Hong Kong) Limited 3 5 8 3 6 9 0 1 1 62.50 66.67 2008-04-23
272 SMBC Nikko Securities (Hong Kong) Limited 5 2 7 4 5 9 -1 3 2 28.57 55.56
273 UIC FINANCIAL ADVISORS LIMITED 3 0 3 4 5 9 1 5 6 0.00 55.56 2010-04-13 2019-06-17
274 ABCI Securities Company Limited 5 7 12 2 6 8 -3 -1 -4 58.33 75.00 2005-11-15
275 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2004-07-07
276 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
277 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2025-03-25
278 Bright Fund Management Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2023-12-19
279 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2007-11-27
280 CHINA EVERBRIGHT CAPITAL LIMITED 2 1 3 2 6 8 0 5 5 33.33 75.00
281 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
282 Chuo Mitsui Investments Hong Kong Limited 2 6 8 3 5 8 1 -1 0 75.00 62.50 2009-04-30 2011-12-29
283 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 4 2 6 5 3 8 1 1 2 33.33 37.50 2007-02-16
284 FB SECURITIES (HONG KONG) LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00
285 FULBRIGHT SECURITIES LIMITED 2 0 2 4 4 8 2 4 6 0.00 50.00 2010-05-18
286 Grand Loyal Asset Management Limited 3 2 5 3 5 8 0 3 3 40.00 62.50 2008-11-07
287 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
288 HPEF Venture Partners Limited 4 6 10 4 4 8 0 -2 -2 60.00 50.00 2018-06-08
289 HSBC Family Office Services Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2006-01-03 2012-07-13
290 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 6 8 0 2 2 66.67 75.00
291 iTTa Capital Limited 2 1 3 2 6 8 0 5 5 33.33 75.00 2003-05-29 2013-06-11
292 IVORY CAPITAL PRIVATE LIMITED 2 2 4 2 6 8 0 4 4 50.00 75.00 2007-03-21
293 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 6 11 3 5 8 -2 -1 -3 54.55 62.50
294 La Roche & Co Asia Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2008-03-05 2011-12-08
295 Mackenzie Investments Asia Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
296 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 4 7 2 6 8 -1 2 1 57.14 75.00
297 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00
298 Oasis Management (Hong Kong) 3 4 7 3 5 8 0 1 1 57.14 62.50 2004-09-14
299 OLD PEAK LIMITED (HK) 4 4 8 4 4 8 0 0 0 50.00 50.00 2005-08-26 2023-06-20
300 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 5 8 5 3 8 2 -2 0 62.50 37.50 2007-07-05
301 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2024-03-27
302 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2023-10-25
303 Providence Equity Asia Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2007-08-23 2019-01-10
304 SAIL ADVISORS LIMITED 5 5 10 3 5 8 -2 0 -2 50.00 62.50 2004-05-17
305 SOUTH CHINA RESEARCH LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50
306 Standard & Poor's Investment Advisory Services (HK) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2010-09-21 2017-06-27
307 TAI SHING STOCK INVESTMENT CO. LIMITED 3 10 13 2 6 8 -1 -4 -5 76.92 75.00
308 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 0 2 2 6 8 0 6 6 0.00 75.00 2010-04-27
309 Tyche Group Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2014-12-05
310 VC BROKERAGE LIMITED 4 4 8 3 5 8 -1 1 0 50.00 62.50
311 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2008-12-17
312 WINNINGTON CAPITAL LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00
313 ZBI Asia Limited 3 1 4 3 5 8 0 4 4 25.00 62.50 2010-02-22 2014-06-09
314 ZEAL ASSET MANAGEMENT LIMITED 4 4 8 5 3 8 1 -1 0 50.00 37.50 2009-10-09 2025-08-20
315 313 Capital Management Limited 3 0 3 3 4 7 0 4 4 0.00 57.14 2010-04-19
316 AD Capital Management (Hong Kong) Limited 2 8 10 1 6 7 -1 -2 -3 80.00 85.71 2004-09-08
317 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2004-09-07
318 Amova Asset Management Hong Kong Limited 3 7 10 2 5 7 -1 -2 -3 70.00 71.43
319 Ares Management Asia (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2009-05-25 2014-08-18
320 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14
321 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-08-13
322 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 2 4 0 7 7 -2 5 3 50.00 100.00 2009-03-13
323 China Integrity Investment Limited 4 5 9 3 4 7 -1 -1 -2 55.56 57.14 2014-03-19
324 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 3 4 7 1 4 5 0.00 57.14
325 CMB International Asset Management Limited 2 0 2 3 4 7 1 4 5 0.00 57.14 2010-05-26
326 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2009-01-02
327 First Fidelity Capital (International) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2006-04-19
328 Fortune Origin Securities Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2009-07-09
329 Fosun International Securities Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
330 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2009-02-27
331 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
332 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2010-06-29
333 Hamilton Lane (Hong Kong) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2010-07-05
334 ICG Asia Pacific Limited 5 3 8 4 3 7 -1 0 -1 37.50 42.86
335 INVESTEC ASSET MANAGEMENT ASIA LIMITED 2 5 7 4 3 7 2 -2 0 71.43 42.86 2014-10-13
336 KOREA INVESTMENT & SECURITIES ASIA LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14
337 LaSalle Investment Management Hong Kong Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-06-14 2020-02-20
338 Legg Mason International Equities (Hong Kong) Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2015-08-28
339 Leonteq Securities (Hong Kong) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2011-04-07
340 Mason Securities Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43
341 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2025-04-23
342 Oaktree Capital (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-07-12
343 Open Securities Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
344 ORION INVESTMENT MANAGEMENT LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2009-11-06 2016-12-14
345 PANTHEON VENTURES (HK) LLP 0 0 0 2 5 7 2 5 7 - 71.43 2010-06-30 2024-05-14
346 PFC INTERNATIONAL COMPANY LIMITED 3 9 12 3 4 7 0 -5 -5 75.00 57.14 2008-07-29
347 Quam Asset Management Limited (b1983-06-28) 3 3 6 5 2 7 2 -1 1 50.00 28.57
348 Samena Capital Hong Kong Limited 3 2 5 5 2 7 2 0 2 40.00 28.57 2009-09-01 2021-09-27
349 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2008-11-07
350 Sensible Asset Management Limited 5 1 6 3 4 7 -2 3 1 16.67 57.14 2005-06-18 2025-06-19
351 Standard Advisory Asia Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-03-09 2013-04-12
352 TOYO SECURITIES ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57
353 Vontobel (Hong Kong) Limited 3 3 6 2 5 7 -1 2 1 50.00 71.43 2008-11-27
354 Wanhai Securities (HK) Limited 3 3 6 2 5 7 -1 2 1 50.00 71.43
355 XinKong International Securities Limited 2 10 12 2 5 7 0 -5 -5 83.33 71.43
356 Yuanta Financial (Hong Kong) Limited 3 2 5 3 4 7 0 2 2 40.00 57.14 2010-02-03 2014-03-28
357 abrdn Hong Kong Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00
358 ASIA INVESTMENT MANAGEMENT LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2021-10-08
359 BNY Mellon Investment Management Hong Kong Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2008-06-06
360 Cambridge Strategy (Asset Management) Asia Limited (The) 3 2 5 3 3 6 0 1 1 40.00 50.00 2020-06-18
361 CC Real Estate Advisory Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-08-04
362 CC SIF Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-07-25
363 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2019-07-29
364 CHINA INTERNATIONAL CAPITAL LIMITED 2 7 9 2 4 6 0 -3 -3 77.78 66.67
365 Chinese Strategic Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-12-20 2020-07-16
366 COMGEST FAR EAST LIMITED 3 2 5 2 4 6 -1 2 1 40.00 66.67
367 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 3 6 4 2 6 1 -1 0 50.00 33.33 2009-10-14
368 DELTA ASIA SECURITIES LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
369 Emperor Wealth Management Limited 2 3 5 4 2 6 2 -1 1 60.00 33.33 2009-06-09
370 Everbright Capital Management Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2007-09-24 2021-09-17
371 FCL ADVISORY LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2005-03-01
372 Grace Financial Limited (HK) 2 3 5 3 3 6 1 0 1 60.00 50.00 2008-02-13 2021-04-23
373 KB Securities Hong Kong Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00
374 KKR CAPITAL MARKETS ASIA LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2009-10-22
375 Korea Investment Management Asia Limited 2 3 5 3 3 6 1 0 1 60.00 50.00 2009-08-21 2014-12-09
376 LCA Solutions Limited 0 0 0 2 4 6 2 4 6 - 66.67 2010-07-30
377 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
378 MEAG Hong Kong Limited 3 2 5 5 1 6 2 -1 1 40.00 16.67
379 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-08-04
380 Metaverse Securities Limited (HK) 4 0 4 4 2 6 0 2 2 0.00 33.33
381 Mitsubishi UFJ Investment Services (HK) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2007-12-21 2021-04-21
382 MONEY CONCEPTS (ASIA) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2012-09-18
383 Pacific Advantage Capital Limited 0 0 0 4 2 6 4 2 6 - 33.33 2010-10-25 2013-01-14
384 PIMCO Asia Limited 2 6 8 3 3 6 1 -3 -2 75.00 50.00 2006-05-17
385 PUREHEART CAPITAL ASIA LIMITED 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2007-03-08
386 RG ASSET MANAGEMENT COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33 2013-11-25
387 RICHMOND ASSET MANAGEMENT LIMITED (HK) 2 2 4 3 3 6 1 1 2 50.00 50.00 2016-11-01
388 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 70 73 3 3 6 0 -67 -67 95.89 50.00 2012-04-02
389 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33 2005-06-20
390 Sumo Asset Management Limited 0 0 0 4 2 6 4 2 6 - 33.33 2010-07-07 2022-08-23
391 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
392 Towers Watson Investment Services Hong Kong Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2007-05-14
393 UPBEST SECURITIES COMPANY LIMITED 4 1 5 4 2 6 0 1 1 20.00 33.33
394 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 13 15 2 4 6 0 -9 -9 86.67 66.67 2003-05-23 2022-07-19
395 Xeram and Company (Asia) Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2015-11-27
396 YUE XIU SECURITIES COMPANY LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00
397 Absolute Investment Management (HK) Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00
398 AP Asset Management (HK) Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2004-07-07 2013-12-04
399 Arta Asset Management Limited 2 4 6 1 4 5 -1 0 -1 66.67 80.00 2008-07-10
400 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2016-06-30
401 Asset Management One Hong Kong Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00 2010-03-10 2015-04-15
402 BANK OF COMMUNICATIONS TRUSTEE LIMITED 4 4 8 3 2 5 -1 -2 -3 50.00 40.00 2013-04-02
403 BCT Financial Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-11-24
404 BHI Investment Advisors (Asia) Limited (d2017-03-13) 0 0 0 4 1 5 4 1 5 - 20.00 2011-01-04 2016-03-17
405 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
406 BOCHK Asset Management Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-12-15
407 Bradbury Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
408 BREVAN HOWARD (HONG KONG) LIMITED 4 5 9 3 2 5 -1 -3 -4 55.56 40.00 2008-03-12 2018-05-11
409 CAPE ASSET MANAGEMENT LIMITED 3 5 8 3 2 5 0 -3 -3 62.50 40.00 2024-03-13
410 CBRE Clarion Securities HKG Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-01-04 2019-08-28
411 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2010-07-12 2012-04-03
412 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
413 CHELSEA SECURITIES LIMITED (HK) 3 1 4 4 1 5 1 0 1 25.00 20.00
414 Chepstow Capital Advisors Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2009-10-20 2018-04-27
415 China Jianxin Financial Services Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-05-10 2022-03-15
416 CUBE CAPITAL HK LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-10-17 2015-02-13
417 CWB Hong Kong Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
418 ENZARD LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-05-21 2013-02-18
419 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
420 EXS Capital Asia Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-06-12
421 GENERALI INVESTMENTS ASIA LIMITED 4 14 18 3 2 5 -1 -12 -13 77.78 40.00 2006-02-08 2018-09-26
422 GF Securities (Hong Kong) Brokerage Limited 1 1 2 2 3 5 1 2 3 50.00 60.00 2009-10-30
423 GLG Partners Hong Kong Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-11-30 2023-10-02
424 GUODU SECURITIES (HONG KONG) LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2010-07-07
425 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2004-11-29
426 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2007-10-23
427 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
428 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2018-08-15
429 HKFAEx Group Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-02-15
430 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00
431 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2009-12-14 2024-10-15
432 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2009-11-16
433 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
434 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2022-10-13
435 KCG SECURITIES ASIA LIMITED 5 1 6 4 1 5 -1 0 -1 16.67 20.00
436 KGI SECURITIES (HONG KONG) LIMITED 6 1 7 4 1 5 -2 0 -2 14.29 20.00 2017-10-02
437 LIS Investment Services Limited 3 5 8 2 3 5 -1 -2 -3 62.50 60.00 2008-01-09
438 MANGO FINANCIAL LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
439 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2008-04-01
440 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2004-09-22
441 orientiert International Markets Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-01-11
442 PEAK CAPITAL LIMITED (b2004-03-30) 3 2 5 2 3 5 -1 1 0 40.00 60.00 2004-10-28
443 PLATINUM BROKING COMPANY LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-02-21
444 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2008-03-12
445 Progeny (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2010-07-09
446 QMIS Asset Management Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2009-08-13
447 SBI China Capital Financial Services Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-09-19
448 SBI China Capital Securities Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2012-10-08
449 SDHG International Asset Management Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-12-02
450 SDICS International Asset Management (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-08-19
451 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2005-03-02 2023-02-20
452 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 5 7 1 4 5 -1 -1 -2 71.43 80.00 2013-05-29
453 Springboard Capital Limited 0 0 0 2 3 5 2 3 5 - 60.00 2010-07-02
454 Success Securities Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
455 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00
456 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-04-11 2013-10-23
457 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-11-19 2012-10-08
458 Tyric Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
459 VBG Capital Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-11-11 2013-09-19
460 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
461 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2015-02-09
462 WING ON CHEONG SECURITIES COMPANY LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2020-12-21
463 A ONE INVESTMENT COMPANY LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00 2013-12-05
464 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
465 AKTIS CAPITAL ADVISORY LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00 2003-11-29
466 AlTi Wealth Management (Hong Kong) Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2004-05-11
467 ALTUS CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
468 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
469 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 4 0 4 3 1 4 -1 1 0 0.00 25.00
470 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
471 Anuenue Capital International Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-08-30
472 Arete Research Asia Limited 1 0 1 2 2 4 1 2 3 0.00 50.00 2010-01-11
473 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-01-20 2020-08-05
474 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
475 Asia Pacific Securities Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
476 AVANTA INVESTMENT MANAGEMENT LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00
477 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
478 Barings Investment Advisers (Hong Kong) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-05-08 2018-01-23
479 BEAR BRIGHT LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
480 Beevest Securities Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
481 Beijing Securities Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00
482 Bentley Capital Limited (HK) 3 0 3 4 0 4 1 0 1 0.00 0.00
483 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
484 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 4 1 5 3 1 4 -1 0 -1 20.00 25.00 2009-09-28
485 BOWEN ASIA LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2014-10-20
486 Broadway Wealth Management Limited 2 6 8 2 2 4 0 -4 -4 75.00 50.00 2013-01-03
487 BTG Pactual Asia Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2009-08-13 2016-12-13
488 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
489 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-10-31 2013-12-17
490 China Enterprise Securities Company Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00
491 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00
492 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
493 China Reserve Securities Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
494 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
495 CINDA INTERNATIONAL RESEARCH LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-07-26
496 Credit Suisse Securities (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2024-09-27
497 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00
498 Cynosure Asset Management Hong Kong Limited 5 1 6 4 0 4 -1 -1 -2 16.67 0.00 2023-09-27
499 DigitalBridge Management Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2010-07-20
500 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-03-08 2022-03-16
501 EnTrustPermal (Hong Kong) Limited 3 4 7 2 2 4 -1 -2 -3 57.14 50.00 2007-08-27 2021-03-26
502 EVENSTAR ADVISORS LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-04-19
503 EVOLUTION ASIA INVESTMENTS LIMITED 2 2 4 3 1 4 1 -1 0 50.00 25.00 2007-08-24 2020-01-24
504 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
505 Fubon Fund Management (Hong Kong) Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
506 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
507 GETTA SECURITIES LIMITED 3 5 8 2 2 4 -1 -3 -4 62.50 50.00 2007-06-26
508 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2013-03-19
509 GNAB Limited 1 2 3 2 2 4 1 0 1 66.67 50.00 2025-03-14
510 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2016-10-10
511 Goldyard Capital Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2019-11-21
512 HEAD & SHOULDERS SECURITIES LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00 2008-03-27
513 HFS ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
514 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 4 0 4 -1 0 -1 0.00 0.00 2020-06-02
515 HSZ (HONG KONG) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
516 IBTS ASIA (HK) LIMITED 3 4 7 4 0 4 1 -4 -3 57.14 0.00 2005-11-17 2024-09-20
517 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
518 JK Capital Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
519 JPMorgan Asset Management Real Assets (Asia) Limited 4 0 4 3 1 4 -1 1 0 0.00 25.00 2009-06-26
520 JVSakk Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-08-28
521 Kerogen Capital (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-02-01
522 KGI CAPITAL ASIA LIMITED 3 3 6 2 2 4 -1 -1 -2 50.00 50.00
523 Lighthorse Asset Management (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-06-18 2025-07-28
524 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2010-12-29 2021-02-01
525 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2004-09-21
526 NUOXIN CAPITAL (HONG KONG) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-10-15 2021-09-07
527 Optima Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-25
528 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
529 PAMA GROUP (HONG KONG) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2017-02-22
530 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-10-09
531 Permira Advisers Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-08-19
532 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 3 5 3 1 4 1 -2 -1 60.00 25.00 2007-05-02 2015-06-25
533 RHB ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-05-08 2020-11-17
534 RICHLAND WORLDWIDE LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-04-15
535 Safari Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-04-30 2015-07-02
536 SHENG YUAN SECURITIES LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2010-10-27
537 SILVERHORN INVESTMENT ADVISORS LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2011-02-28
538 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
539 SJS Markets Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-11-23 2015-01-13
540 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2019-08-15
541 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 4 6 1 3 4 -1 -1 -2 66.67 75.00 2015-03-27
542 STI Asset Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-10-22 2023-09-19
543 Swiss-Asia Asset Management (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2010-06-02 2024-12-31
544 TARZAN STOCK & SHARES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
545 Templewater Hong Kong Limited 3 2 5 4 0 4 1 -2 -1 40.00 0.00
546 TFI Asset Management Limited 3 0 3 2 2 4 -1 2 1 0.00 50.00 2009-06-18
547 VisionGain Capital Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2007-11-14
548 Waterland Securities (HK) Company Limited 2 3 5 3 1 4 1 -2 -1 60.00 25.00 2009-02-20 2013-01-15
549 WELLCHAMP CAPITAL LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
550 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
551 Yorkville Advisors HK Limited 2 4 6 1 3 4 -1 -1 -2 66.67 75.00 2009-03-18 2012-03-02
552 YU MING INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
553 Yunfeng Financial Markets Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
554 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-06-25
555 Aletheia Analyst Network Limited 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2008-06-03
556 ALETHEIA TECHNOLOGIES LIMITED (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2010-07-30 2022-07-22
557 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
558 Amherst Pierpont International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-06-17 2023-06-09
559 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
560 Asia Frontier Investments Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2009-04-28
561 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
562 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
563 BANK CONSORTIUM TRUST COMPANY LIMITED 3 30 33 2 1 3 -1 -29 -30 90.91 33.33 2011-11-22
564 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
565 Bosen Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-08-16 2023-02-17
566 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2014-07-03
567 CAIDAO CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-07-15 2022-08-22
568 Canaccord Genuity (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-05-04
569 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-19 2012-12-03
570 Capstone Financial (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-03-12 2025-03-27
571 CARDINALASIA CONSULTING LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-06-27 2024-02-22
572 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
573 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
574 CES Capital International (Hong Kong) Co., Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2009-05-29 2023-02-23
575 CHEETAH ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-08-01
576 CHIMAERA FINANCIAL GROUP LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2023-12-27
577 China Alpha Fund Management (HK) Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-05-31
578 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
579 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
580 CHINAWIDE SECURITIES LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2011-05-31 2013-12-17
581 CIAM Capital Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-01-24 2024-08-13
582 Core Securities Company Limited (The) 0 0 0 3 0 3 3 0 3 - 0.00 2010-11-19
583 Creat Capital Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-07-26 2013-10-02
584 D. YAU AND COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-08-13
585 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
586 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
587 First Prosperous Asset Management Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-09-06 2023-06-23
588 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
589 Fortune Asset Management Limited (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-12-16
590 FT Securities Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2024-12-06
591 FU HENG INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-09-12
592 Funderstone Securities Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33
593 GEOMATRIX (H.K.) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-31
594 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-12-02
595 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
596 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
597 Hana Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-03-25 2015-06-17
598 HARMONY ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2022-07-28
599 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33
600 HTC Securities Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-09-03 2013-11-19
601 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
602 Imperium International Asset Management Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-12-02
603 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
604 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2010-09-29
605 KAI WO ASSET MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2009-05-13 2021-12-04
606 Kirin Asset Management Limited 1 6 7 1 2 3 0 -4 -4 85.71 66.67 2007-06-12 2016-09-14
607 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-07-02
608 LONGREACH GROUP LIMITED (THE) 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-08-01
609 LUNAR CAPITAL MANAGEMENT LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2010-02-17
610 MASON INVESTMENT MANAGEMENT LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33
611 MD Healthcare International Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-11-05 2011-07-28
612 MEIJI YASUDA ASIA LIMITED 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2019-10-17
613 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
614 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-04-14
615 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
616 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
617 Neutral Financial Holding Company Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00
618 OASIS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
619 Ohra Capital Partners Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-08-27 2023-06-21
620 OKASAN INTERNATIONAL (ASIA) LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2007-05-17
621 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
622 ORIENT SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
623 OSCAR BENSON LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-08-23
624 Pamirs Capital (H.K.) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-09-10
625 PGIM (Hong Kong) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
626 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 1 3 0 -1 -1 50.00 33.33
627 PHOENIX CAPITAL ASIA LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2022-12-21
628 Ping An Securities (Hong Kong) Holdings Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-07-30 2021-05-27
629 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
630 POMONA CAPITAL ASIA LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-03-25 2013-07-17
631 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 6 8 2 1 3 0 -5 -5 75.00 33.33 2017-06-28
632 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
633 RBC Capital Markets (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2010-09-09 2012-11-01
634 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
635 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
636 Rothschild & Co Wealth Management Hong Kong Limited 0 0 0 3 0 3 3 0 3 - 0.00 2010-08-16 2019-10-18
637 SCM Strategic Capital Management Asia Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-02-11 2015-01-21
638 SDIC Securities International Financial Holdings Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2012-08-17
639 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
640 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
641 Sheng Yuan Sino Asset Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-09-09 2023-05-11
642 Shinhan Asset Management (Hong Kong) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-01-27 2023-07-26
643 SIIC Capital (Hong Kong) Investment Management Company Limited 5 1 6 3 0 3 -2 -1 -3 16.67 0.00
644 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2016-05-24
645 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
646 STARLING GROUP SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-11-06 2013-05-20
647 Synergy Fund Management Group Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-05-26
648 SYZ Asset Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-07-27 2016-12-22
649 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-27 2012-08-01
650 Tokio Marine Investment Services, Limited 4 2 6 3 0 3 -1 -2 -3 33.33 0.00 2014-03-28
651 TRADING CENTRAL ASIA LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2011-03-08
652 TRANSPAC CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
653 TSE'S SECURITIES LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
654 TUNG TAI SECURITIES COMPANY LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
655 TVC MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
656 TVG CAPITAL PARTNERS LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-11-16
657 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
658 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-08-07
659 UNITED WORLD ONLINE LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2006-04-19 2014-01-20
660 Value Partners Private Equity Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
661 Vestmore Capital Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-01-12
662 Wealth Legend Asset Management Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33
663 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
664 Wolver Hill Asset Management Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2009-03-10
665 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-02-13
666 ZHONGRONG PT SECURITIES LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
667 3V Capital Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-07-18 2013-08-27
668 A. H. INTERNATIONAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2006-03-22 2022-02-22
669 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
670 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
671 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
672 AIR GEO SERVICES LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2007-08-21 2012-12-14
673 Alpha Nova Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
674 Alphatraxx (H.K.) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-23 2012-02-14
675 Andante Capital Partners Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-11 2012-12-03
676 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
677 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
678 APAX PARTNERS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-21 2012-03-12
679 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
680 Apollo Asset Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-16
681 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
682 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
683 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
684 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
685 Austen Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-30
686 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
687 Axis Capital Management Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00
688 BMF Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-02-22
689 BOND TRUST LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2009-06-01
690 BROOKE CAPITAL LIMITED 4 1 5 2 0 2 -2 -1 -3 20.00 0.00 2012-06-13
691 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
692 CENTRUM CAPITAL INTERNATIONAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-03-03 2023-03-20
693 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
694 ChapmanCraig Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00
695 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
696 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
697 Chubb Investment Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-11-12
698 CMS CAPITAL (HK) CO., LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-05-06
699 CNCB (Hong Kong) Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
700 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
701 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
702 CUPOLA CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-05-06
703 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
704 Daishin Securities Asia Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-11-24 2018-08-09
705 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
706 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
707 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-29 2012-08-09
708 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
709 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-10-26 2012-03-08
710 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
711 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
712 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
713 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
714 Emperor Asset Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2009-11-03
715 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-08-13
716 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
717 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
718 FE SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
719 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
720 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
721 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
722 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-09-07
723 Frontier Asia Capital Hong Kong Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2008-08-11 2019-07-24
724 Future Growth Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-11
725 GCAM Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-05-17 2022-03-09
726 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
727 GIGA (HONG KONG) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
728 Global CTA Services Investment (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-26 2012-09-03
729 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
730 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
731 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
732 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
733 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
734 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
735 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
736 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-21
737 HuaAn Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-12-01
738 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
739 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
740 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2017-01-03
741 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 1 1 2 -1 1 0 0.00 50.00 2005-05-12 2014-06-04
742 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-02 2011-11-25
743 IREALITY INVESTMENTS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
744 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
745 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
746 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
747 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
748 JQ Fund Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-05
749 JW CAPITAL SECURITIES LIMITED 1 5 6 1 1 2 0 -4 -4 83.33 50.00
750 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
751 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
752 KCG FUND MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-05-04
753 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
754 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
755 Kingsbridge Limited (d2014-08-15) 0 0 0 2 0 2 2 0 2 - 0.00 2010-07-28 2014-02-12
756 Landmark Asset Management Limited (HK) 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-01-10 2018-01-22
757 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
758 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
759 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-04-28 2019-10-14
760 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
761 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
762 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
763 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
764 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-11 2014-08-05
765 Myo Capital Advisers Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2007-11-16 2021-02-04
766 OnePlatform Wealth Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-07-25 2014-05-28
767 Open Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
768 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
769 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
770 Paul Capital Advisors Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2010-06-17 2014-09-03
771 PERPETUUM WEALTH MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2010-09-21
772 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-03-02 2013-01-14
773 Polen Capital HK Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
774 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
775 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-05-24
776 PROBITAS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-05
777 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
778 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2024-03-25
779 Redwood Investment Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-05 2015-06-23
780 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
781 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
782 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
783 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
784 SDICS International Securities (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-18
785 Shacom Securities Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
786 Shinhan Investment Asia Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2007-10-15
787 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
788 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
789 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
790 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-07-10
791 SPDB International Holdings Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2015-12-30
792 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
793 Springs Capital (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-04-14
794 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
795 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
796 STANHILL (HONG KONG) LIMITED 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2013-05-23
797 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
798 Superfund Financial (Hong Kong) Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00
799 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
800 TIAN YUAN FINANCE LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-30
801 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
802 UPBEST ASSETS MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
803 VANHEEL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
804 VISION FINANCE (SECURITIES) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2007-05-08
805 VMS Securities Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2020-09-01
806 Voras Capital Management (HK) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2008-07-31 2012-09-04
807 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
808 WM (HK) Limited 0 241 241 0 2 2 0 -239 -239 100.00 100.00 2014-10-24
809 WMG Asia Limited 3 3 6 2 0 2 -1 -3 -4 50.00 0.00 2007-02-28 2014-01-06
810 Yuki Asia Investments Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-02-22 2019-06-11
811 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2014-05-21
812 EFG Asset Management (HK) Limited 2 3 5 1 0 1 -1 -3 -4 60.00 0.00 2008-06-06
813 Funderstone Asset Management (HK) Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-11-14
814 Highland Financial Group Limited 0 0 0 1 0 1 1 0 1 - 0.00 2011-03-22 2012-11-07
815 MANDARIN VP (HK) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-09-20
816 MASON LAROCHE (HK) LIMITED 3 1 4 1 0 1 -2 -1 -3 25.00 0.00 2012-03-19
817 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-07-19
818 RAB CAPITAL (ASIA) LIMITED 3 5 8 1 0 1 -2 -5 -7 62.50 0.00 2007-09-28 2011-10-10
819 AMS CAPITAL LIMITED (d2012-07-13) 1 1 2 0 0 0 -1 -1 -2 50.00 - 2011-06-10
820 ANGUS MOORE LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2011-07-05
821 ARF Investment Management (HK) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2008-10-13 2011-05-20
822 BNP PARIBAS DEALING SERVICES ASIA LIMITED 2 20 22 0 0 0 -2 -20 -22 90.91 - 2010-11-03
823 CHI CAPITAL SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-09-07 2016-05-05
824 China Earthcare Capital Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-05-24 2011-04-20
825 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-10-11
826 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 48 50 0 0 0 -2 -48 -50 96.00 - 2010-12-17
827 Citi Insurance Brokers (Hong Kong) Limited 2 5 7 0 0 0 -2 -5 -7 71.43 - 2006-10-04 2011-04-06
828 Credit Suisse Solution Partners (Hong Kong) Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2005-03-08 2011-04-14
829 EMP-DAIWA CAPITAL ASIA LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2008-03-06 2011-01-10
830 FTL Wealth Management (HK) Limited 2 140 142 0 0 0 -2 -140 -142 98.59 - 2005-06-28 2011-05-20
831 Fubon Capital (HK) Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2012-01-13
832 GCIS LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-11-22 2010-09-06
833 GLOBAL INTERNATIONAL ADVISORY (H.K.) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-02-28 2011-03-08
834 HAI TONG SECURITIES (HK) BROKERAGE LIMITED 4 6 10 0 0 0 -4 -6 -10 60.00 - 2007-12-18 2011-02-23
835 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-06-03
836 Henyep Capital Management Limited 1 2 3 0 0 0 -1 -2 -3 66.67 - 2005-12-20 2011-03-14
837 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2011-09-22
838 ICAP Equities Asia Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2008-12-22 2011-06-02
839 INDEPENDENT INVESTMENT PARTNERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-12-15 2011-02-14
840 Instinet Alpha Trading Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2010-11-19
841 JPMorgan Asset Management (Japan) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-07-15
842 MANULIFE (INTERNATIONAL) LIMITED 3 12 15 0 0 0 -3 -12 -15 80.00 - 2011-06-17
843 MCP Holdings Limited (HK) 2 8 10 0 0 0 -2 -8 -10 80.00 - 2011-06-29
844 MF Securities Hong Kong Limited 3 13 16 0 0 0 -3 -13 -16 81.25 - 2008-02-21 2010-10-15
845 MUSHK Limited 6 12 18 0 0 0 -6 -12 -18 66.67 - 2011-06-01
846 PANTHEON CAPITAL (ASIA) LIMITED 3 7 10 0 0 0 -3 -7 -10 70.00 - 2011-01-24
847 PARADIGM WEALTH MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-08-17 2010-08-17
848 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 8 10 0 0 0 -2 -8 -10 80.00 - 2011-10-20
849 PIONEER GLOBAL INVESTMENTS (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-07-07
850 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 -
851 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2011-02-18
852 STANDARD & POOR'S, LLC 2 6 8 0 0 0 -2 -6 -8 75.00 - 2010-12-21
853 STANDARD FAIRHOUSE INTERNATIONAL LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2011-04-28
854 T. ROWE PRICE INTERNATIONAL, INC. 2 15 17 0 0 0 -2 -15 -17 88.24 - 2010-12-31
855 THATCHER GLOBAL CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-12-29
856 THORNTON GLOBAL WEALTH MANAGEMENT LIMITED 4 29 33 0 0 0 -4 -29 -33 87.88 - 2003-09-24 2011-04-19
857 UOB ASIA (HONG KONG) LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2011-07-27
858 Vegasoul Capital Management (Asia) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2010-01-29 2011-03-24
859 Wachovia Advisors International Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2007-12-17 2010-06-30
860 WILFRED T. FRY (PERSONAL FINANCIAL PLANNING) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-12-16
861 YING LI INVESTMENT MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-02-22
862 ZHONGRONG PT FINANCE LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-10-03
863 ZURICH ADVISORY (HK) LIMITED 0 276 276 0 0 0 0 -276 -276 100.00 - 2010-07-06
Average 2.85 12.29 15.14 2.89 10.85 13.74 81.16 78.97

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