SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2011-01-31 2012-01-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch (Asia Pacific) Limited 6 250 256 12 496 508 6 246 252 97.66 97.64
2 Credit Suisse (Hong Kong) Limited 25 273 298 29 290 319 4 17 21 91.61 90.91 2025-01-13
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED 7 288 295 11 296 307 4 8 12 97.63 96.42
4 UBS SECURITIES ASIA LIMITED 3 218 221 4 254 258 1 36 37 98.64 98.45
5 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 222 229 7 151 158 0 -71 -71 96.94 95.57
6 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 18 23 7 148 155 2 130 132 78.26 95.48
7 Merrill Lynch Far East Limited 5 179 184 8 142 150 3 -37 -34 97.28 94.67 2025-01-16
8 Citigroup Global Markets Asia Limited 4 104 108 4 136 140 0 32 32 96.30 97.14
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 116 120 4 132 136 0 16 16 96.67 97.06
10 CLSA RESEARCH LIMITED 3 132 135 3 129 132 0 -3 -3 97.78 97.73 2014-06-18
11 GOLDMAN SACHS (ASIA) L.L.C. 11 123 134 8 123 131 -3 0 -3 91.79 93.89
12 MACQUARIE CAPITAL LIMITED 4 124 128 2 124 126 -2 0 -2 96.88 98.41
13 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 100 104 10 105 115 6 5 11 96.15 91.30
14 Morgan Stanley Asia Limited 5 111 116 8 104 112 3 -7 -4 95.69 92.86
15 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 287 289 2 104 106 0 -183 -183 99.31 98.11 2012-11-27
16 HSBC Global Asset Management (Hong Kong) Limited 15 91 106 13 93 106 -2 2 0 85.85 87.74
17 JPMorgan Asset Management (Asia Pacific) Limited 5 96 101 4 100 104 -1 4 3 95.05 96.15
18 Daiwa Capital Markets Hong Kong Limited 6 98 104 6 96 102 0 -2 -2 94.23 94.12
19 FIL Investment Management (Hong Kong) Limited 5 82 87 5 94 99 0 12 12 94.25 94.95
20 BOCI SECURITIES LIMITED 10 93 103 10 85 95 0 -8 -8 90.29 89.47 2004-03-01
21 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 84 91 6 86 92 -1 2 1 92.31 93.48
22 MIZUHO SECURITIES ASIA LIMITED 12 57 69 10 78 88 -2 21 19 82.61 88.64
23 CENTALINE WEALTH MANAGEMENT LIMITED 4 67 71 3 84 87 -1 17 16 94.37 96.55 2004-04-02
24 iBest Consultants Limited 2 80 82 2 85 87 0 5 5 97.56 97.70 2019-08-15
25 YF Life Investors Limited 3 95 98 3 83 86 0 -12 -12 96.94 96.51 2004-08-30 2013-03-22
26 CCB INTERNATIONAL SECURITIES LIMITED 5 65 70 8 66 74 3 1 4 92.86 89.19 2005-10-10
27 FWD Financial Planning Limited (HK) 5 41 46 3 71 74 -2 30 28 89.13 95.95
28 BARCLAYS CAPITAL ASIA LIMITED 3 39 42 3 70 73 0 31 31 92.86 95.89
29 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 49 54 7 66 73 2 17 19 90.74 90.41 2008-08-20
30 KGI ASIA LIMITED 6 54 60 10 53 63 4 -1 3 90.00 84.13 2017-10-02
31 Everbright Securities Investment Services (HK) Limited 3 49 52 4 58 62 1 9 10 94.23 93.55
32 FWD Life Insurance Company (Bermuda) Limited 1 83 84 1 60 61 0 -23 -23 98.81 98.36 2012-11-21
33 Standard Chartered Securities (Hong Kong) Limited 12 33 45 11 48 59 -1 15 14 73.33 81.36
34 BCT Financial Limited 2 2 4 2 56 58 0 54 54 50.00 96.55 2010-11-24
35 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 48 53 5 52 57 0 4 4 90.57 91.23
36 VALUE PARTNERS LIMITED 3 44 47 3 52 55 0 8 8 93.62 94.55
37 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 48 50 2 52 54 0 4 4 96.00 96.30
38 VALUE PARTNERS HONG KONG LIMITED 3 43 46 3 51 54 0 8 8 93.48 94.44 2007-11-19
39 ALTRUIST FINANCIAL GROUP LIMITED 2 52 54 2 51 53 0 -1 -1 96.30 96.23 2004-01-20
40 BlackRock (Hong Kong) Limited (d2017-01-20) 7 31 38 5 47 52 -2 16 14 81.58 90.38 2015-05-15
41 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 11 41 52 7 30 37 73.33 78.85 2009-09-15
42 Jefferies Hong Kong Limited 2 13 15 4 48 52 2 35 37 86.67 92.31 2010-01-04
43 CSI Corporate Finance (HK) Limited 7 30 37 8 43 51 1 13 14 81.08 84.31 2007-08-01 2019-03-29
44 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 31 36 4 46 50 -1 15 14 86.11 92.00 2007-01-12 2015-05-31
45 BOCI RESEARCH LIMITED 5 42 47 5 45 50 0 3 3 89.36 90.00
46 CITIC Securities Brokerage (HK) Limited 5 35 40 6 43 49 1 8 9 87.50 87.76
47 SAMSUNG SECURITIES (ASIA) LIMITED 2 41 43 3 46 49 1 5 6 95.35 93.88
48 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 49 54 4 44 48 -1 -5 -6 90.74 91.67 2018-12-31
49 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 39 42 4 43 47 1 4 5 92.86 91.49
50 FIL Investment Advisors 3 36 39 3 43 46 0 7 7 92.31 93.48
51 BLACKSTONE GROUP (HK) LIMITED (THE) 3 48 51 2 43 45 -1 -5 -6 94.12 95.56 2008-10-14
52 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 45 48 5 40 45 2 -5 -3 93.75 88.89 2005-07-05
53 ASSET MANAGEMENT GROUP LIMITED 2 55 57 2 42 44 0 -13 -13 96.49 95.45 2006-01-17
54 oOo Securities (HK) Group Limited 2 53 55 3 41 44 1 -12 -11 96.36 93.18 2004-12-03
55 Quam Securities Limited 3 32 35 4 39 43 1 7 8 91.43 90.70
56 Rothschild & Co Hong Kong Limited 4 40 44 3 39 42 -1 -1 -2 90.91 92.86 2005-04-27
57 UBS Asset Management (Hong Kong) Limited 7 34 41 5 37 42 -2 3 1 82.93 88.10
58 CLSA LIMITED 5 40 45 5 35 40 0 -5 -5 88.89 87.50
59 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 33 37 5 34 39 1 1 2 89.19 87.18 2012-12-13
60 JPMorgan Funds (Asia) Limited 7 28 35 7 32 39 0 4 4 80.00 82.05
61 BlackRock Asset Management North Asia Limited 5 39 44 5 33 38 0 -6 -6 88.64 86.84
62 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 33 38 5 33 38 0 0 0 86.84 86.84
63 Lion Global Financial Limited 5 57 62 5 32 37 0 -25 -25 91.94 86.49
64 TARGET CAPITAL MANAGEMENT LIMITED (HK) 5 25 30 7 30 37 2 5 7 83.33 81.08 2007-04-26
65 Pictet Asset Management (Hong Kong) Limited 4 17 21 4 32 36 0 15 15 80.95 88.89
66 UOB KAY HIAN (HONG KONG) LIMITED 3 31 34 3 33 36 0 2 2 91.18 91.67
67 GET NICE SECURITIES LIMITED 5 33 38 4 31 35 -1 -2 -3 86.84 88.57
68 Goldman Sachs Investment Management Hong Kong Limited 4 49 53 3 32 35 -1 -17 -18 92.45 91.43 2013-11-27
69 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 8 14 22 7 28 35 -1 14 13 63.64 80.00
70 JF INTERNATIONAL MANAGEMENT INC. 2 28 30 2 33 35 0 5 5 93.33 94.29 2020-07-13
71 AllianceBernstein Hong Kong Limited 7 50 57 4 30 34 -3 -20 -23 87.72 88.24
72 BOCOM International Securities Limited 4 24 28 6 28 34 2 4 6 85.71 82.35 2007-09-10
73 T. Rowe Price Hong Kong Limited 2 22 24 2 32 34 0 10 10 91.67 94.12 2010-12-21
74 Credit Agricole Securities (Asia) Limited 2 29 31 4 29 33 2 0 2 93.55 87.88
75 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 27 30 2 31 33 -1 4 3 90.00 93.94
76 Amundi Hong Kong Limited 6 30 36 5 27 32 -1 -3 -4 83.33 84.38
77 CASH Wealth Management Limited 3 35 38 2 30 32 -1 -5 -6 92.11 93.75
78 DBS VICKERS (HONG KONG) LIMITED 4 21 25 4 28 32 0 7 7 84.00 87.50
79 Sanford C. Bernstein (Hong Kong) Limited 0 0 0 5 27 32 5 27 32 - 84.38 2011-09-28
80 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 25 29 5 27 32 1 2 3 86.21 84.38
81 T G HOLBORN (HK) LIMITED 3 51 54 3 29 32 0 -22 -22 94.44 90.63 2014-04-29
82 NATIXIS ASIA LIMITED 2 18 20 3 28 31 1 10 11 90.00 90.32 2004-10-19
83 BSI Investment Advisors (Hong Kong) Limited 3 24 27 5 25 30 2 1 3 88.89 83.33 2010-08-27 2014-06-04
84 MIDLAND WEALTH MANAGEMENT LIMITED 3 35 38 2 28 30 -1 -7 -8 92.11 93.33 2008-02-18
85 RHB SECURITIES HONG KONG LIMITED 1 37 38 6 23 29 5 -14 -9 97.37 79.31 2006-11-17 2022-10-06
86 Yuanta Securities (Hong Kong) Company Limited 6 35 41 5 24 29 -1 -11 -12 85.37 82.76
87 First Sentier Investors (Hong Kong) Limited 3 20 23 5 22 27 2 2 4 86.96 81.48
88 GAYANG SECURITIES LIMITED 3 18 21 3 24 27 0 6 6 85.71 88.89
89 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 19 24 4 23 27 -1 4 3 79.17 85.19
90 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 18 24 6 20 26 0 2 2 75.00 76.92
91 IAM LEGACY LIMITED 4 34 38 3 23 26 -1 -11 -12 89.47 88.46 2007-08-21
92 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 17 22 7 18 25 2 1 3 77.27 72.00
93 EMPEROR SECURITIES LIMITED (HK) 6 15 21 7 18 25 1 3 4 71.43 72.00
94 Guosen Securities (HK) Brokerage Company, Limited 3 4 7 3 22 25 0 18 18 57.14 88.00 2010-02-26
95 HARVEST GLOBAL INVESTMENTS LIMITED 4 12 16 3 22 25 -1 10 9 75.00 88.00 2009-02-16
96 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 14 21 9 16 25 2 2 4 66.67 64.00
97 IPP Financial Advisers Limited 2 27 29 2 23 25 0 -4 -4 93.10 92.00 2006-12-21
98 INSTINET PACIFIC LIMITED 4 21 25 4 20 24 0 -1 -1 84.00 83.33
99 Manulife Investment Management (Hong Kong) Limited 3 21 24 5 19 24 2 -2 0 87.50 79.17
100 Religare Capital Markets (Hong Kong) Limited 2 5 7 5 19 24 3 14 17 71.43 79.17 2009-09-22 2018-04-09
101 CITIC Securities (Hong Kong) Limited 5 17 22 5 18 23 0 1 1 77.27 78.26
102 HPEF Capital Partners Limited 8 15 23 9 14 23 1 -1 0 65.22 60.87 2022-06-01
103 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 5 11 7 16 23 1 11 12 45.45 69.57
104 DEUTSCHE SECURITIES ASIA LIMITED 9 12 21 6 16 22 -3 4 1 57.14 72.73 2019-12-03
105 Fidelity Management & Research (Hong Kong) Limited 3 13 16 3 19 22 0 6 6 81.25 86.36 2008-09-04
106 INVESCO HONG KONG LIMITED 5 14 19 5 17 22 0 3 3 73.68 77.27
107 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 22 24 2 20 22 0 -2 -2 91.67 90.91 2013-03-19
108 OnePlatform Asset Management Limited 2 19 21 2 20 22 0 1 1 90.48 90.91
109 PineBridge Investments Asia Limited 3 17 20 5 17 22 2 0 2 85.00 77.27
110 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 19 22 4 18 22 1 -1 0 86.36 81.82
111 SINOPAC SECURITIES (ASIA) LIMITED 3 14 17 3 19 22 0 5 5 82.35 86.36 2017-02-12
112 WILSON SECURITIES LIMITED 2 19 21 2 20 22 0 1 1 90.48 90.91 2010-02-25
113 Yuanta Asia Investment (Hong Kong) Limited 6 25 31 2 20 22 -4 -5 -9 80.65 90.91 2007-01-15 2013-11-01
114 AXA Financial Planning (Hong Kong) Limited 3 27 30 2 19 21 -1 -8 -9 90.00 90.48 2012-05-25
115 CAIIS Limited 3 20 23 3 18 21 0 -2 -2 86.96 85.71 2018-09-04
116 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 4 18 22 5 16 21 1 -2 -1 81.82 76.19 2024-03-28
117 DWS Investments Hong Kong Limited 3 19 22 4 17 21 1 -2 -1 86.36 80.95
118 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 3 11 14 4 17 21 1 6 7 78.57 80.95 2008-07-03
119 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 14 19 4 17 21 -1 3 2 73.68 80.95
120 Legg Mason Asset Management Hong Kong Limited 5 17 22 3 18 21 -2 1 -1 77.27 85.71 2022-06-30
121 PIPER JAFFRAY ASIA SECURITIES LIMITED 6 15 21 4 17 21 -2 2 0 71.43 80.95 2013-04-17
122 SMBC Nikko Securities (Hong Kong) Limited 4 5 9 5 16 21 1 11 12 55.56 76.19
123 Wellington Management Hong Kong Limited (b2003-01-02) 4 14 18 4 17 21 0 3 3 77.78 80.95 2003-09-18
124 CBH Asia Limited 3 15 18 3 17 20 0 2 2 83.33 85.00
125 CGS International Securities Hong Kong Limited 3 14 17 3 17 20 0 3 3 82.35 85.00
126 CITIC CLSA Capital Partners HK Limited 3 19 22 4 16 20 1 -3 -2 86.36 80.00
127 DBS ASIA CAPITAL LIMITED 5 15 20 8 12 20 3 -3 0 75.00 60.00
128 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 9 13 3 17 20 -1 8 7 69.23 85.00 2005-11-15
129 HANG SENG SECURITIES LIMITED 5 15 20 5 15 20 0 0 0 75.00 75.00
130 Income Partners Asset Management (HK) Limited 3 11 14 3 17 20 0 6 6 78.57 85.00
131 Mirae Asset Securities (HK) Limited 3 20 23 2 18 20 -1 -2 -3 86.96 90.00 2007-10-09 2017-02-28
132 Mirae Asset Securities (HK) Limited 3 20 23 2 18 20 -1 -2 -3 86.96 90.00 2007-10-09 2017-03-01
133 Shang International Finance Limited 6 15 21 6 14 20 0 -1 -1 71.43 70.00 2024-01-26
134 APG Investments Asia Limited 6 10 16 7 12 19 1 2 3 62.50 63.16 2008-11-18
135 Ark Securities (Hong Kong) Limited 3 16 19 3 16 19 0 0 0 84.21 84.21
136 China Asset Management (Hong Kong) Limited 5 10 15 5 14 19 0 4 4 66.67 73.68 2009-04-03
137 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 5 11 6 13 19 0 8 8 45.45 68.42 2008-10-22
138 HANG SENG INVESTMENT SERVICES LIMITED 5 13 18 7 12 19 2 -1 1 72.22 63.16
139 HARRIS FRASER (INTERNATIONAL) LIMITED 3 14 17 3 16 19 0 2 2 82.35 84.21
140 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 15 19 2 17 19 -2 2 0 78.95 89.47
141 VENHOUSE WEALTH MANAGEMENT LIMITED 3 18 21 3 16 19 0 -2 -2 85.71 84.21 2004-05-19
142 MUFG Securities Asia Limited 9 9 18 7 11 18 -2 2 0 50.00 61.11 2010-12-31
143 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 12 15 3 15 18 0 3 3 80.00 83.33
144 Renaissance Capital (Hong Kong) Limited 2 3 5 2 16 18 0 13 13 60.00 88.89 2010-09-02 2012-09-28
145 St. James's Place (Hong Kong) Limited 2 19 21 1 17 18 -1 -2 -3 90.48 94.44
146 UBP ASSET MANAGEMENT ASIA LIMITED 5 5 10 5 13 18 0 8 8 50.00 72.22 2007-01-11
147 BOCI ASSET MANAGEMENT LIMITED 4 11 15 4 13 17 0 2 2 73.33 76.47 2014-12-24
148 CHIEF SECURITIES LIMITED 3 7 10 3 14 17 0 7 7 70.00 82.35 2006-04-20
149 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 14 16 3 14 17 1 0 1 87.50 82.35 2016-06-30
150 HAITONG INTERNATIONAL RESEARCH LIMITED 3 28 31 3 14 17 0 -14 -14 90.32 82.35
151 Neuberger Berman Asia Limited 3 13 16 3 14 17 0 1 1 81.25 82.35 2008-03-13
152 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 9 11 2 14 16 0 5 5 81.82 87.50
153 CHARLES SCHWAB, HONG KONG, LIMITED 4 9 13 4 12 16 0 3 3 69.23 75.00
154 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 11 15 4 12 16 0 1 1 73.33 75.00 2008-04-30
155 CITIC Securities Asset Management (HK) Limited 4 13 17 3 13 16 -1 0 -1 76.47 81.25 2008-08-01
156 CVC Asia Pacific Limited 4 9 13 4 12 16 0 3 3 69.23 75.00
157 GF Asset Management (Hong Kong) Limited 3 7 10 3 13 16 0 6 6 70.00 81.25 2007-11-08
158 MAN INVESTMENTS (HONG KONG) LIMITED 3 13 16 3 13 16 0 0 0 81.25 81.25
159 PRUDENTIAL BROKERAGE LIMITED 2 14 16 2 14 16 0 0 0 87.50 87.50
160 FIRST SHANGHAI SECURITIES LIMITED 2 13 15 3 12 15 1 -1 0 86.67 80.00
161 Ge Shang Investment (Hong Kong) Limited 2 22 24 2 13 15 0 -9 -9 91.67 86.67
162 ICBC INTERNATIONAL RESEARCH LIMITED 3 10 13 4 11 15 1 1 2 76.92 73.33 2009-07-10 2024-10-15
163 MCP Asset Management Company Limited 3 1 4 3 12 15 0 11 11 25.00 80.00 2005-08-23
164 Penjing Asset Management (HK) Limited 5 11 16 5 10 15 0 -1 -1 68.75 66.67 2005-03-24 2016-02-03
165 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 15 19 5 10 15 1 -5 -4 78.95 66.67
166 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 4 10 14 1 0 1 76.92 71.43 2008-08-08
167 BMI FUNDS MANAGEMENT LIMITED 3 19 22 3 11 14 0 -8 -8 86.36 78.57
168 CTBC Asia Limited 2 10 12 2 12 14 0 2 2 83.33 85.71 2004-10-04
169 HAMON ASSET MANAGEMENT LIMITED 2 7 9 3 11 14 1 4 5 77.78 78.57
170 iFAST Financial (HK) Limited 4 10 14 4 10 14 0 0 0 71.43 71.43 2007-03-30
171 Keefe, Bruyette & Woods Asia Limited 5 6 11 5 9 14 0 3 3 54.55 64.29 2010-03-03 2013-04-24
172 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 9 13 4 10 14 0 1 1 69.23 71.43 2003-06-06
173 MIB SECURITIES (HONG KONG) LIMITED 3 8 11 3 11 14 0 3 3 72.73 78.57
174 PFP Capital Limited 2 7 9 3 11 14 1 4 5 77.78 78.57
175 Redford Asset Management Limited 3 9 12 5 9 14 2 0 2 75.00 64.29 2010-03-09
176 Robeco Hong Kong Limited 5 9 14 5 9 14 0 0 0 64.29 64.29 2007-12-18
177 Wells Fargo Securities Asia Limited 4 11 15 3 11 14 -1 0 -1 73.33 78.57 2008-04-25
178 AIF CAPITAL LIMITED 4 10 14 4 9 13 0 -1 -1 71.43 69.23
179 Allianz Global Investors Hong Kong Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92 2015-05-31
180 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23
181 AXA Investment Managers Asia Limited 4 13 17 2 11 13 -2 -2 -4 76.47 84.62
182 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 4 12 16 2 11 13 -2 -1 -3 75.00 84.62 2019-07-05
183 BEA Union Investment Management Limited 4 10 14 5 8 13 1 -2 -1 71.43 61.54
184 Bosera Asset Management (International) Co., Limited 2 6 8 4 9 13 2 3 5 75.00 69.23 2010-11-05
185 CC Finance Limited 4 13 17 3 10 13 -1 -3 -4 76.47 76.92 2006-04-20 2025-06-19
186 Channel 8 Wealth Management Limited 3 15 18 3 10 13 0 -5 -5 83.33 76.92 2010-01-27
187 China Universal Asset Management (Hong Kong) Company Limited 4 5 9 3 10 13 -1 5 4 55.56 76.92 2010-02-19
188 DAEWOO SECURITIES (HONG KONG) LIMITED 2 8 10 2 11 13 0 3 3 80.00 84.62 2017-02-28
189 EQT Partners Asia Limited 3 9 12 3 10 13 0 1 1 75.00 76.92 2023-09-06
190 HAMON ASIAN ADVISORS LIMITED 2 5 7 3 10 13 1 5 6 71.43 76.92
191 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 1 4 5 2 11 13 1 7 8 80.00 84.62 2010-02-11
192 Janus Henderson Investors Hong Kong Limited 3 8 11 4 9 13 1 1 2 72.73 69.23
193 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 5 9 4 9 13 0 4 4 55.56 69.23 2008-05-29
194 SG SECURITIES (HK) LIMITED 4 5 9 4 9 13 0 4 4 55.56 69.23 2010-08-18
195 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 14 17 3 10 13 0 -4 -4 82.35 76.92 2010-02-23
196 SPARX Asia Investment Advisors Limited 5 15 20 3 10 13 -2 -5 -7 75.00 76.92 2004-04-20
197 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 3 7 4 9 13 0 6 6 42.86 69.23 2009-07-10
198 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 4 9 13 0 2 2 63.64 69.23 2006-03-24
199 Vision Capital Investment Management Limited 2 11 13 3 10 13 1 -1 0 84.62 76.92 2008-01-12
200 AMPLE CAPITAL LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00 2007-01-02 2022-07-27
201 CSOP Asset Management Limited 3 8 11 3 9 12 0 1 1 72.73 75.00 2009-04-02
202 Eastspring Investments (Hong Kong) Limited 3 8 11 3 9 12 0 1 1 72.73 75.00
203 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 4 7 3 9 12 0 5 5 57.14 75.00 2010-06-29
204 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 9 11 5 7 12 3 -2 1 81.82 58.33 2004-02-10 2015-07-22
205 M&F Asset Management Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00
206 MIRABAUD (ASIA) LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2003-05-13 2018-10-16
207 Nomura Asset Management Hong Kong Limited 4 7 11 4 8 12 0 1 1 63.64 66.67
208 OCP Asia (Hong Kong) Limited 3 7 10 3 9 12 0 2 2 70.00 75.00 2004-09-03 2022-06-13
209 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 13 15 2 10 12 0 -3 -3 86.67 83.33
210 Rockhampton Management Limited 3 8 11 3 9 12 0 1 1 72.73 75.00 2011-01-26
211 StormHarbour Securities (Hong Kong) Limited 4 8 12 3 9 12 -1 1 0 66.67 75.00 2010-03-18
212 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 4 9 13 3 9 12 -1 0 -1 69.23 75.00 2019-09-30
213 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 14 16 3 9 12 1 -5 -4 87.50 75.00 2017-09-29
214 XinKong International Securities Limited 2 5 7 2 10 12 0 5 5 71.43 83.33
215 CAPITAL GLOBAL MANAGEMENT LIMITED 2 6 8 3 8 11 1 2 3 75.00 72.73 2005-12-20
216 China Tonghai (IA) Limited 3 8 11 3 8 11 0 0 0 72.73 72.73 2017-11-29
217 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 6 10 5 6 11 1 0 1 60.00 54.55 2008-12-24
218 Citigroup Venture Capital International Asia Limited 3 8 11 3 8 11 0 0 0 72.73 72.73 2005-05-24 2014-04-15
219 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73 2023-02-02
220 Deltroit (Hong Kong) Limited 2 5 7 2 9 11 0 4 4 71.43 81.82 2005-04-11 2024-12-12
221 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 5 8 2 9 11 -1 4 3 62.50 81.82 2009-01-02
222 ENHANCED INVESTMENT PRODUCTS LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73
223 ETRADE SECURITIES (HONG KONG) LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73 2019-05-10
224 FLAG Squadron Asia Limited 6 6 12 5 6 11 -1 0 -1 50.00 54.55 2007-07-04 2016-06-02
225 GAM HONG KONG LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
226 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 0 3 4 7 11 1 7 8 0.00 63.64 2010-10-27 2021-11-26
227 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-05-09
228 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 16 18 2 9 11 0 -7 -7 88.89 81.82
229 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 6 11 5 6 11 0 0 0 54.55 54.55
230 Mason Securities Limited 2 5 7 5 6 11 3 1 4 71.43 54.55
231 Oreana Financial Services Limited 4 6 10 3 8 11 -1 2 1 60.00 72.73
232 ORIENTAL PATRON SECURITIES LIMITED 4 8 12 4 7 11 0 -1 -1 66.67 63.64
233 PEGASUS FUND MANAGERS LIMITED 2 21 23 2 9 11 0 -12 -12 91.30 81.82
234 PIMCO Asia Limited 2 5 7 3 8 11 1 3 4 71.43 72.73 2006-05-17
235 Pyramis Global Advisors (Hong Kong) Limited 4 6 10 4 7 11 0 1 1 60.00 63.64 2008-07-29 2014-11-21
236 Samsung Asset Management (Hong Kong) Limited 3 5 8 4 7 11 1 2 3 62.50 63.64 2008-04-23
237 WFM Asia (HK) Limited 3 8 11 3 8 11 0 0 0 72.73 72.73
238 ZEAL ASSET MANAGEMENT LIMITED 5 2 7 5 6 11 0 4 4 28.57 54.55 2009-10-09 2025-08-20
239 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2007-05-08
240 Bright Fund Management Limited 2 6 8 3 7 10 1 1 2 75.00 70.00 2023-12-19
241 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2009-10-05
242 CHEONG LEE SECURITIES LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2005-11-24
243 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 2 7 5 5 10 0 3 3 28.57 50.00 2007-02-16
244 CSC SECURITIES (HK) LIMITED 2 7 9 3 7 10 1 0 1 77.78 70.00 2007-06-01
245 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2005-02-16
246 Hamilton Lane (Hong Kong) Limited 2 4 6 2 8 10 0 4 4 66.67 80.00 2010-07-05
247 Huajin Corporate Finance (International) Limited 4 7 11 4 6 10 0 -1 -1 63.64 60.00
248 ICBC (ASIA) SECURITIES LIMITED 4 7 11 4 6 10 0 -1 -1 63.64 60.00
249 ICBC Asset Management (Global) Company Limited 4 7 11 2 8 10 -2 1 -1 63.64 80.00
250 Japaninvest (Hong Kong) Limited 3 5 8 3 7 10 0 2 2 62.50 70.00 2010-10-26 2017-01-27
251 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 5 10 5 5 10 0 0 0 50.00 50.00 2017-10-02
252 LOMBARD ODIER (HONG KONG) LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00
253 Mitsubishi UFJ Investment Services (HK) Limited 2 4 6 3 7 10 1 3 4 66.67 70.00 2007-12-21 2021-04-21
254 Open Securities Limited 2 3 5 3 7 10 1 4 5 60.00 70.00
255 Providence Equity Asia Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2007-08-23 2019-01-10
256 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
257 Tiger Securities Asset Management Company Limited 5 9 14 4 6 10 -1 -3 -4 64.29 60.00 2006-12-29
258 VICTORY SECURITIES COMPANY LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
259 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 5 5 10 2 0 2 62.50 50.00 2008-12-17
260 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
261 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 4 5 9 2 0 2 71.43 55.56 2004-08-13
262 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 2 4 2 7 9 0 5 5 50.00 77.78 2009-03-13
263 CHINA EVERBRIGHT CAPITAL LIMITED 2 3 5 2 7 9 0 4 4 60.00 77.78
264 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 2 4 2 7 9 0 5 5 50.00 77.78
265 FULBRIGHT SECURITIES LIMITED 2 4 6 4 5 9 2 1 3 66.67 55.56 2010-05-18
266 GT Asset & Portfolio Management Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2004-11-04
267 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 3 5 2 7 9 0 4 4 60.00 77.78 2004-11-29
268 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 5 8 2 7 9 -1 2 1 62.50 77.78 2007-10-23
269 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 0 3 3 6 9 0 6 6 0.00 66.67 2009-12-14 2024-10-15
270 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
271 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67
272 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
273 Leonteq Securities (Hong Kong) Limited 0 0 0 2 7 9 2 7 9 - 77.78 2011-04-07
274 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 6 8 3 6 9 1 0 1 75.00 66.67
275 ONSHINE SECURITIES LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67
276 Permira Advisers Limited 2 2 4 2 7 9 0 5 5 50.00 77.78 2008-08-19
277 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2007-05-25 2016-05-24
278 Samena Capital Hong Kong Limited 4 4 8 4 5 9 0 1 1 50.00 55.56 2009-09-01 2021-09-27
279 SOUTH CHINA RESEARCH LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
280 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2007-05-08 2019-09-30
281 Vontobel (Hong Kong) Limited 2 4 6 3 6 9 1 2 3 66.67 66.67 2008-11-27
282 abrdn Hong Kong Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
283 ALBOURNE PARTNERS (ASIA) LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50 2004-09-07
284 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 3 5 8 1 0 1 71.43 62.50
285 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
286 Chinese Strategic Asset Management Limited 3 3 6 4 4 8 1 1 2 50.00 50.00 2007-12-20 2020-07-16
287 CHOW SANG SANG SECURITIES LIMITED 4 4 8 3 5 8 -1 1 0 50.00 62.50
288 COHEN & STEERS ASIA LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2005-07-29
289 COMGEST FAR EAST LIMITED 4 3 7 2 6 8 -2 3 1 42.86 75.00
290 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50 2009-02-27
291 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 5 3 8 0 -2 -2 50.00 37.50 2020-12-09
292 GF Securities (Hong Kong) Brokerage Limited 2 1 3 2 6 8 0 5 5 33.33 75.00 2009-10-30
293 GLOBAL INVESTMENT ADVISORS LIMITED 2 15 17 3 5 8 1 -10 -9 88.24 62.50
294 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 1 3 4 4 8 2 3 5 33.33 50.00 2016-10-10
295 Grand Loyal Asset Management Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2008-11-07
296 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
297 Houlihan Lokey (China) Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2008-10-09
298 HPEF Venture Partners Limited 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2018-06-08
299 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2014-10-13
300 iTTa Capital Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2003-05-29 2013-06-11
301 Kerogen Capital (Asia) Limited 2 1 3 4 4 8 2 3 5 33.33 50.00 2010-02-01
302 Mackenzie Investments Asia Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
303 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00 2025-04-23
304 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2005-08-04
305 MFG Limited (HK) 3 9 12 3 5 8 0 -4 -4 75.00 62.50 2008-07-15
306 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 0 0 0 3 5 8 3 5 8 - 62.50 2011-04-14
307 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 5 8 2 6 8 -1 1 0 62.50 75.00
308 PANTHEON VENTURES (HK) LLP 2 5 7 2 6 8 0 1 1 71.43 75.00 2010-06-30 2024-05-14
309 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2024-03-27
310 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 2 6 8 -1 -1 -2 70.00 75.00
311 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2023-10-25
312 Sensible Asset Management Limited 3 3 6 3 5 8 0 2 2 50.00 62.50 2005-06-18 2025-06-19
313 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2010-09-21 2017-06-27
314 TAI SHING STOCK INVESTMENT CO. LIMITED 3 7 10 2 6 8 -1 -1 -2 70.00 75.00
315 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2010-04-27
316 TOYO SECURITIES ASIA LIMITED 5 2 7 5 3 8 0 1 1 28.57 37.50
317 Tyche Group Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2014-12-05
318 WINNINGTON CAPITAL LIMITED 4 2 6 4 4 8 0 2 2 33.33 50.00
319 YUE XIU SECURITIES COMPANY LIMITED 2 3 5 3 5 8 1 2 3 60.00 62.50
320 Yunfeng Financial Markets Limited 3 1 4 5 3 8 2 2 4 25.00 37.50
321 ZBI Asia Limited 3 2 5 3 5 8 0 3 3 40.00 62.50 2010-02-22 2014-06-09
322 313 Capital Management Limited 3 3 6 2 5 7 -1 2 1 50.00 71.43 2010-04-19
323 ABCI Securities Company Limited 4 6 10 2 5 7 -2 -1 -3 60.00 71.43 2005-11-15
324 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-07-07
325 BTG Pactual Asia Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2009-08-13 2016-12-13
326 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2007-11-27
327 CC SIF Advisory Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2006-07-25
328 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 1 4 2 5 7 -1 4 3 25.00 71.43
329 China Integrity Investment Limited 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2014-03-19
330 Everbright Capital Management Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2007-09-24 2021-09-17
331 FB SECURITIES (HONG KONG) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
332 Fosun International Securities Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
333 Grace Financial Limited (HK) 3 2 5 3 4 7 0 2 2 40.00 57.14 2008-02-13 2021-04-23
334 HSBC Family Office Services Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2006-01-03 2012-07-13
335 IBTS ASIA (HK) LIMITED 2 0 2 4 3 7 2 3 5 0.00 42.86 2005-11-17 2024-09-20
336 ICG Asia Pacific Limited 4 1 5 3 4 7 -1 3 2 20.00 57.14
337 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 5 7 0 1 1 66.67 71.43
338 IVORY CAPITAL PRIVATE LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2007-03-21
339 LaSalle Investment Management Hong Kong Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-06-14 2020-02-20
340 MEIJI YASUDA ASIA LIMITED 3 1 4 4 3 7 1 2 3 25.00 42.86 2019-10-17
341 Oasis Management (Hong Kong) 3 3 6 3 4 7 0 1 1 50.00 57.14 2004-09-14
342 OLD PEAK LIMITED (HK) 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2005-08-26 2023-06-20
343 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 3 8 4 3 7 -1 0 -1 37.50 42.86 2007-07-05
344 PFC INTERNATIONAL COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2008-07-29
345 SAIL ADVISORS LIMITED 3 4 7 4 3 7 1 -1 0 57.14 42.86 2004-05-17
346 SDICS International Asset Management (Hong Kong) Limited 2 1 3 2 5 7 0 4 4 33.33 71.43 2010-08-19
347 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2005-03-02 2023-02-20
348 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2008-11-07
349 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 10 14 3 4 7 -1 -6 -7 71.43 57.14
350 Towers Watson Investment Services Hong Kong Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-05-14
351 VC BROKERAGE LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14
352 Wanhai Securities (HK) Limited 2 4 6 3 4 7 1 0 1 66.67 57.14
353 Amova Asset Management Hong Kong Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00
354 Ares Management Asia (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2009-05-25 2014-08-18
355 Belvest Investment Services Limited 2 8 10 2 4 6 0 -4 -4 80.00 66.67
356 BNY Mellon Investment Management Hong Kong Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2008-06-06
357 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2008-03-12 2018-05-11
358 CAPE ASSET MANAGEMENT LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2024-03-13
359 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
360 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2019-07-29
361 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
362 Chepstow Capital Advisors Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2009-10-20 2018-04-27
363 China Alpha Fund Management (HK) Limited 2 1 3 4 2 6 2 1 3 33.33 33.33 2010-05-31
364 CHINA EVERBRIGHT RESEARCH LIMITED 4 6 10 2 4 6 -2 -2 -4 60.00 66.67
365 CHINAWIDE SECURITIES LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2011-05-31 2013-12-17
366 CMB International Asset Management Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2010-05-26
367 CMBC SECURITIES COMPANY LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2011-10-26
368 CNCB (Hong Kong) Capital Limited 0 0 0 4 2 6 4 2 6 - 33.33
369 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 2 4 6 -1 -3 -4 70.00 66.67 2004-07-28 2013-02-27
370 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 2 6 3 3 6 -1 1 0 33.33 50.00 2009-10-14
371 DELTA ASIA SECURITIES LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
372 DigitalBridge Management Asia Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2010-07-20
373 Emerald Hill Capital Partners Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-10-26 2016-05-12
374 Emperor Wealth Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-06-09
375 EXS Capital Asia Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-06-12
376 FCL ADVISORY LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2005-03-01
377 First Fidelity Capital (International) Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2006-04-19
378 Fortune Origin Securities Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2009-07-09
379 Funderstone Securities Limited 3 1 4 3 3 6 0 2 2 25.00 50.00
380 GIGA (HONG KONG) LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00
381 Guo Tong Capital Management Company Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-05-24 2019-05-22
382 HEAD & SHOULDERS SECURITIES LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-03-27
383 HFS ASSET MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
384 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 6 0 6 2 0 2 0.00 0.00 2020-06-02
385 JK Capital Management Limited 3 1 4 3 3 6 0 2 2 25.00 50.00
386 JPMorgan Asset Management Real Assets (Asia) Limited 4 1 5 2 4 6 -2 3 1 20.00 66.67 2009-06-26
387 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2022-10-13
388 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-22
389 LCA Solutions Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-07-30
390 Legg Mason International Equities (Hong Kong) Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2015-08-28
391 Lighthorse Asset Management (HK) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-06-18 2025-07-28
392 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2011-04-28 2019-10-14
393 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
394 MANGO FINANCIAL LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
395 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2008-04-01
396 MEAG Hong Kong Limited 4 2 6 5 1 6 1 -1 0 33.33 16.67
397 Oaktree Capital (Hong Kong) Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67 2006-07-12
398 Open Asset Management Limited 2 0 2 4 2 6 2 2 4 0.00 33.33
399 PEAK CAPITAL LIMITED (b2004-03-30) 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-10-28
400 Ping An Securities (Hong Kong) Holdings Company Limited 2 0 2 3 3 6 1 3 4 0.00 50.00 2009-07-30 2021-05-27
401 Principal Investment & Retirement Services Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-08-17
402 PUREHEART CAPITAL ASIA LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-03-08
403 Quam Asset Management Limited (b1983-06-28) 5 3 8 3 3 6 -2 0 -2 37.50 50.00
404 RAYS Capital Partners Limited 0 0 0 2 4 6 2 4 6 - 66.67 2011-11-02
405 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 2 5 3 3 6 0 1 1 40.00 50.00 2016-11-01
406 SBI China Capital Financial Services Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-09-19
407 SDHG International Asset Management Limited 4 1 5 4 2 6 0 1 1 20.00 33.33 2008-12-02
408 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2019-08-15
409 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 5 6 2 4 6 1 -1 0 83.33 66.67 2013-05-29
410 Standard Advisory Asia Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-03-09 2013-04-12
411 Sumo Asset Management Limited 4 1 5 3 3 6 -1 2 1 20.00 50.00 2010-07-07 2022-08-23
412 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
413 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
414 UBS SDIC Asset Management (Hong Kong) Company Limited 0 0 0 2 4 6 2 4 6 - 66.67 2011-10-11 2020-07-02
415 UIC FINANCIAL ADVISORS LIMITED 4 3 7 4 2 6 0 -1 -1 42.86 33.33 2010-04-13 2019-06-17
416 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
417 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 10 12 2 4 6 0 -6 -6 83.33 66.67 2003-05-23 2022-07-19
418 Xeram and Company (Asia) Limited 5 5 10 3 3 6 -2 -2 -4 50.00 50.00 2015-11-27
419 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
420 Yuanta Financial (Hong Kong) Limited 3 2 5 3 3 6 0 1 1 40.00 50.00 2010-02-03 2014-03-28
421 Absolute Investment Management (HK) Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
422 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00
423 AD Capital Management (Hong Kong) Limited 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2004-09-08
424 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2021-10-08
425 Asia Pacific Securities Limited 3 0 3 3 2 5 0 2 2 0.00 40.00
426 Asset Management One Hong Kong Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2010-03-10 2015-04-15
427 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2013-04-02
428 BHI Investment Advisors (Asia) Limited (d2017-03-13) 3 0 3 4 1 5 1 1 2 0.00 20.00 2011-01-04 2016-03-17
429 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
430 BOCHK Asset Management Limited 2 0 2 4 1 5 2 1 3 0.00 20.00 2010-12-15
431 Bradbury Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
432 CBRE Clarion Securities HKG Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-01-04 2019-08-28
433 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2008-10-31 2013-12-17
434 CHELSEA SECURITIES LIMITED (HK) 4 1 5 5 0 5 1 -1 0 20.00 0.00
435 China Jianxin Financial Services Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-05-10 2022-03-15
436 CIFM Asset Management (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2011-07-20 2023-11-03
437 CINDA INTERNATIONAL RESEARCH LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2010-07-26
438 CWB Hong Kong Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
439 Cynosure Asset Management Hong Kong Limited 5 0 5 4 1 5 -1 1 0 0.00 20.00 2023-09-27
440 Daishin Securities Asia Limited 2 0 2 3 2 5 1 2 3 0.00 40.00 2008-11-24 2018-08-09
441 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00
442 EnTrustPermal (Hong Kong) Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2007-08-27 2021-03-26
443 ENZARD LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-05-21 2013-02-18
444 EVENSTAR ADVISORS LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2007-04-19
445 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
446 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 3 2 5 3 2 5 - 40.00 2011-11-15
447 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 7 9 2 3 5 0 -4 -4 77.78 60.00
448 GENERALI INVESTMENTS ASIA LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2006-02-08 2018-09-26
449 GLG Partners Hong Kong Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2010-11-30 2023-10-02
450 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 0 3 4 1 5 1 1 2 0.00 20.00 2008-12-02
451 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
452 HARMONY ASSET MANAGEMENT LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2022-07-28
453 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00 2018-08-15
454 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
455 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2009-11-16
456 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
457 JVSakk Asset Management Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2008-08-28
458 KB Securities Hong Kong Limited 3 5 8 2 3 5 -1 -2 -3 62.50 60.00
459 KCG SECURITIES ASIA LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
460 Korea Investment Management Asia Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2009-08-21 2014-12-09
461 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2008-07-02
462 LIS Investment Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-01-09
463 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2010-12-29 2021-02-01
464 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-09-22
465 Metaverse Securities Limited (HK) 4 1 5 3 2 5 -1 1 0 20.00 40.00
466 orientiert International Markets Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2005-01-11
467 PGIM (Hong Kong) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00
468 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2008-03-12
469 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2005-05-24
470 Progeny (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2010-07-09
471 RHB ASSET MANAGEMENT LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2008-05-08 2020-11-17
472 RICHLAND WORLDWIDE LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-04-15
473 SDICS International Securities (Hong Kong) Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2010-05-18
474 SHENG YUAN SECURITIES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2010-10-27
475 SILVERHORN INVESTMENT ADVISORS LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-02-28
476 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00 2005-06-20
477 Success Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
478 TUFTON OCEANIC FAR EAST LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2009-11-19 2012-10-08
479 VMS Securities Limited 3 0 3 2 3 5 -1 3 2 0.00 60.00 2020-09-01
480 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
481 WING ON CHEONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2020-12-21
482 A ONE INVESTMENT COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2013-12-05
483 Aletheia Analyst Network Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-06-03
484 ALETHEIA TECHNOLOGIES LIMITED (HK) 2 0 2 3 1 4 1 1 2 0.00 25.00 2010-07-30 2022-07-22
485 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
486 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
487 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
488 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
489 AP Asset Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-07-07 2013-12-04
490 Arete Research Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-01-11
491 Ark Group Holdings (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-01-04
492 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2016-06-30
493 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
494 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 3 1 4 0 -4 -4 62.50 25.00 2025-03-25
495 Austen Capital Management Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2010-06-30
496 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
497 Barings Investment Advisers (Hong Kong) Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2009-05-08 2018-01-23
498 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
499 Beevest Securities Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
500 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
501 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
502 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2009-09-28
503 BOWEN ASIA LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2014-10-20
504 Brilliant Norton Securities Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-12-01 2023-08-04
505 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 1 3 4 -2 0 -2 50.00 75.00 2020-06-18
506 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
507 CES Capital International (Hong Kong) Co., Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-05-29 2023-02-23
508 CHEETAH ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2022-08-01
509 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
510 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
511 CHINA INTERNATIONAL CAPITAL LIMITED 2 5 7 3 1 4 1 -4 -3 71.43 25.00
512 China Reserve Securities Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
513 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
514 CPIC Investment Management (H.K.) Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-19 2014-05-02
515 Credit Suisse Securities (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2024-09-27
516 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
517 CUBE CAPITAL HK LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2007-10-17 2015-02-13
518 EFG Asset Management (HK) Limited 1 0 1 2 2 4 1 2 3 0.00 50.00 2008-06-06
519 EVOLUTION ASIA INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-08-24 2020-01-24
520 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
521 FORTUNE HILL ASSET MANAGEMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2011-11-07 2024-11-19
522 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2015-09-07
523 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
524 Ginger Capital Advisory Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-06-01 2018-09-04
525 GUODU SECURITIES (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2010-07-07
526 HKFAEx Group Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2007-02-15
527 HSZ (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
528 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
529 KGI SECURITIES (HONG KONG) LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00 2017-10-02
530 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
531 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2004-09-21
532 NUOXIN CAPITAL (HONG KONG) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2010-10-15 2021-09-07
533 Optima Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-25
534 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
535 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-10-09
536 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2007-05-02 2015-06-25
537 PLATINUM BROKING COMPANY LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2011-02-21
538 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
539 QMIS Asset Management Limited 3 1 4 4 0 4 1 -1 0 25.00 0.00 2009-08-13
540 RBC Capital Markets (Hong Kong) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2010-09-09 2012-11-01
541 SIIC Capital (Hong Kong) Investment Management Company Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
542 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00
543 SJS Markets Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-11-23 2015-01-13
544 Springboard Capital Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-07-02
545 Swiss-Asia Asset Management (HK) Limited 1 0 1 2 2 4 1 2 3 0.00 50.00 2010-06-02 2024-12-31
546 TARZAN STOCK & SHARES LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
547 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-10-27 2012-08-01
548 Templewater Hong Kong Limited 4 1 5 4 0 4 0 -1 -1 20.00 0.00
549 TFI Asset Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-06-18
550 Tokio Marine Investment Services, Limited 4 0 4 4 0 4 0 0 0 0.00 0.00 2014-03-28
551 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-04-11 2013-10-23
552 TSE'S SECURITIES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
553 Tyric Capital Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
554 UNITED GAIN INVESTMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-08-07
555 VisionGain Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-11-14
556 VTB Capital Hong Kong Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-06-30
557 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2015-02-09
558 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
559 AKTIS CAPITAL ADVISORY LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2003-11-29
560 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
561 ALTUS CAPITAL LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
562 Amber Hill Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-07-13
563 Amherst Pierpont International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-06-17 2023-06-09
564 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-08-03
565 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
566 Anuenue Capital International Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-08-30
567 Argonaut Securities (Asia) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-09-08 2021-12-07
568 Asia Frontier Investments Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2009-04-28
569 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
570 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
571 ATHENA WEALTH MANAGEMENT LIMITED 2 25 27 2 1 3 0 -24 -24 92.59 33.33 2008-04-25
572 Beijing Securities Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33
573 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
574 BROOKE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-06-13
575 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 4 1 5 3 0 3 -1 -1 -2 20.00 0.00 2014-07-03
576 CAIDAO CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-07-15 2022-08-22
577 Canaccord Genuity (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-05-04
578 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-19 2012-12-03
579 Capstone Financial (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-03-12 2025-03-27
580 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
581 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
582 Changjiang Asset Management (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-12-16
583 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-12-27
584 China Angel Fund Management (HK) Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-10-24
585 China Enterprise Securities Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
586 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
587 CIAM Capital Management Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2011-01-24 2024-08-13
588 Core Securities Company Limited (The) 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-11-19
589 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
590 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
591 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2005-03-08 2022-03-16
592 Emperor Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-11-03
593 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
594 First Prosperous Asset Management Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-09-06 2023-06-23
595 First Reserve Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-10-28 2015-07-29
596 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
597 Fortune Asset Management Limited (HK) 3 0 3 2 1 3 -1 1 0 0.00 33.33 2009-12-16
598 Frontier Asia Capital Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-11 2019-07-24
599 FT Securities Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2024-12-06
600 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-09-12
601 Fubon Fund Management (Hong Kong) Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33
602 Funderstone Asset Management (HK) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2013-11-14
603 GETTA SECURITIES LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2007-06-26
604 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2013-03-19
605 Goldyard Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2019-11-21
606 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
607 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
608 GUOTAI JUNAN FUND MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-08-04 2021-06-17
609 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-11-21
610 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
611 HTC Securities Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-09-03 2013-11-19
612 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
613 ICBC UBS Asset Management (International) Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-11-18
614 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
615 Impax Asset Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-08-23
616 IMPERIAL CAPITAL LIMITED (HK) 1 1 2 2 1 3 1 0 1 50.00 33.33 2005-05-12 2014-06-04
617 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
618 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-05-13 2021-12-04
619 KGI CAPITAL ASIA LIMITED 3 3 6 3 0 3 0 -3 -3 50.00 0.00
620 Kirin Asset Management Limited 2 3 5 1 2 3 -1 -1 -2 60.00 66.67 2007-06-12 2016-09-14
621 KTF CAPITAL MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2011-10-31
622 Landmark Asset Management Limited (HK) 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-01-10 2018-01-22
623 LONGREACH GROUP LIMITED (THE) 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-08-01
624 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
625 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
626 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
627 Neutral Financial Holding Company Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00
628 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
629 Ohra Capital Partners Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-08-27 2023-06-21
630 OKASAN INTERNATIONAL (ASIA) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-05-17
631 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
632 ORIENT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
633 ORION INVESTMENT MANAGEMENT LIMITED 2 8 10 2 1 3 0 -7 -7 80.00 33.33 2009-11-06 2016-12-14
634 Pacific Advantage Capital Limited 4 2 6 3 0 3 -1 -2 -3 33.33 0.00 2010-10-25 2013-01-14
635 PAMA GROUP (HONG KONG) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2017-02-22
636 Pamirs Capital (H.K.) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-09-10
637 Partners Capital Asia Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-08-04
638 Paul Capital Advisors Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-06-17 2014-09-03
639 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33
640 PHOENIX CAPITAL ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2022-12-21
641 Polen Capital HK Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
642 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
643 RG ASSET MANAGEMENT COMPANY LIMITED 4 2 6 3 0 3 -1 -2 -3 33.33 0.00 2013-11-25
644 Rich Union Securities (H.K.) Limited 3 21 24 3 0 3 0 -21 -21 87.50 0.00 2025-05-19
645 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
646 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
647 Select Investment Services Limited (HK) 0 0 0 3 0 3 3 0 3 - 0.00 2011-09-16
648 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
649 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
650 SHENG YUAN ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-06-14
651 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
652 Shinhan Asset Management (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-27 2023-07-26
653 Shinhan Investment Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2007-10-15
654 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
655 Springs Capital (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-04-14
656 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 3 4 2 1 3 1 -2 -1 75.00 33.33 2015-03-27
657 STARLING GROUP SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-11-06 2013-05-20
658 STI Asset Management Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-10-22 2023-09-19
659 Synergy Fund Management Group Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-05-26
660 SYZ Asset Management (Asia) Limited 3 0 3 1 2 3 -2 2 0 0.00 66.67 2004-07-27 2016-12-22
661 TIAN YUAN FINANCE LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-06-30
662 TRANSPAC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
663 TUNG TAI SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
664 TVC MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
665 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
666 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
667 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-04-19 2014-01-20
668 VBG Capital Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2008-11-11 2013-09-19
669 Vestmore Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-01-12
670 Waterland Securities (HK) Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-02-20 2013-01-15
671 Wealth Legend Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
672 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
673 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
674 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
675 3V Capital Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2005-07-18 2013-08-27
676 A. H. INTERNATIONAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2006-03-22 2022-02-22
677 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
678 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
679 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
680 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2012-06-25
681 AIR GEO SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-08-21 2012-12-14
682 Andante Capital Partners Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-11-11 2012-12-03
683 Ant Global Partners (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-06
684 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
685 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
686 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
687 Apollo Asset Management Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-16
688 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
689 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2006-01-20 2020-08-05
690 Arta Asset Management Limited 1 4 5 1 1 2 0 -3 -3 80.00 50.00 2008-07-10
691 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
692 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-06-17 2013-07-26
693 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
694 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
695 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
696 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
697 Axis Capital Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
698 BGC SECURITIES (HONG KONG) LLC 0 0 0 2 0 2 2 0 2 - 0.00 2011-10-19 2013-01-07
699 Black Dragon Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-07-27 2013-06-14
700 BMF Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-02-22
701 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
702 Bosen Asset Management Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2010-08-16 2023-02-17
703 Broadway Wealth Management Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2013-01-03
704 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
705 CARDINALASIA CONSULTING LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-06-27 2024-02-22
706 CENTRUM CAPITAL INTERNATIONAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-03-03 2023-03-20
707 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
708 Changjiang Securities Brokerage (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-13
709 ChapmanCraig Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
710 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
711 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
712 Chubb Investment Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-11-12
713 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
714 Creat Capital Company Limited 4 0 4 2 0 2 -2 0 -2 0.00 0.00 2010-07-26 2013-10-02
715 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
716 CUPOLA CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-05-06
717 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
718 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 46 50 2 0 2 -2 -46 -48 92.00 0.00 2012-06-04
719 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
720 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-04-29 2012-08-09
721 DLJ Real Estate Capital Partners (HK), Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-06-29
722 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
723 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-10-26 2012-03-08
724 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
725 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-10-16
726 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
727 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
728 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-13
729 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
730 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
731 FE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
732 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
733 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
734 Future Growth Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-11
735 GCAM Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-05-17 2022-03-09
736 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
737 GF International Investment Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-08
738 Global CTA Services Investment (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-26 2012-09-03
739 GNAB Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2025-03-14
740 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
741 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
742 Greenfield Asset Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-11-11 2020-03-04
743 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
744 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
745 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
746 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
747 Hana Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-03-25 2015-06-17
748 Highland Financial Group Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-03-22 2012-11-07
749 HuaAn Asset Management (Hong Kong) Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-12-01
750 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
751 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
752 Imperium International Asset Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-02
753 IREALITY INVESTMENTS LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
754 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
755 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-08-20
756 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
757 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
758 JQ Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-05
759 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-09-29
760 JW CAPITAL SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
761 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
762 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
763 KCG FUND MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-05-04
764 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
765 King Wai Asset Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-05
766 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
767 Kingsbridge Limited (d2014-08-15) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-07-28 2014-02-12
768 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
769 LIM ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-09-15
770 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
771 LUNAR CAPITAL MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-02-17
772 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
773 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
774 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
775 MEGA CAPITAL (ASIA) COMPANY LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2007-05-11 2014-08-05
776 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
777 OSCAR BENSON LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-23
778 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
779 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
780 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-21
781 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-03-02 2013-01-14
782 POMONA CAPITAL ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-03-25 2013-07-17
783 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
784 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2017-06-28
785 PRIVATE CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
786 PROBITAS HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-05
787 QH CAPITAL LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2009-07-22 2021-08-24
788 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2024-03-25
789 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
790 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
791 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
792 Rothschild & Co Wealth Management Hong Kong Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-08-16 2019-10-18
793 Safari Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-04-30 2015-07-02
794 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
795 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
796 SCM Strategic Capital Management Asia Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-02-11 2015-01-21
797 SDIC Securities International Financial Holdings Limited 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2012-08-17
798 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
799 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
800 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
801 Soochow Securities International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-12
802 Soochow Securities International Brokerage Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-12
803 SPDB International Holdings Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2015-12-30
804 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
805 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
806 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-30
807 STANHILL (HONG KONG) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2013-05-23
808 Stobene Partners (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-31 2017-07-28
809 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
810 Superfund Financial (Hong Kong) Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
811 Swiss China Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-14
812 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
813 TRADING CENTRAL ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-03-08
814 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
815 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
816 Value Partners Private Equity Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
817 VANHEEL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
818 Voras Capital Management (HK) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-07-31 2012-09-04
819 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
820 WMG Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-02-28 2014-01-06
821 Wolver Hill Asset Management Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-03-10
822 Yuki Asia Investments Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-02-22 2019-06-11
823 Alpha Nova Capital Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00
824 CHI CAPITAL SECURITIES LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2004-09-07 2016-05-05
825 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-05-21
826 CMS CAPITAL (HK) CO., LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2004-05-06
827 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-06-21
828 MANDARIN VP (HK) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-09-20
829 MONEY CONCEPTS (ASIA) LIMITED 2 5 7 1 0 1 -1 -5 -6 71.43 0.00 2012-09-18
830 Myo Capital Advisers Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-11-16 2021-02-04
831 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-07-19
832 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2016-05-24
833 SKYWAY-PHAROS ASSET MANAGEMENT LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2011-07-22 2012-03-13
834 VISION FINANCE (SECURITIES) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-05-08
835 Alphatraxx (H.K.) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-23 2012-02-14
836 APAX PARTNERS HONG KONG LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-01-21 2012-03-12
837 BANK CONSORTIUM TRUST COMPANY LIMITED 2 23 25 0 0 0 -2 -23 -25 92.00 - 2011-11-22
838 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2010-07-12 2012-04-03
839 CHINA ENTERTAINMENT STRATEGIC INVESTMENTS LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-10-11
840 Chuo Mitsui Investments Hong Kong Limited 3 4 7 0 0 0 -3 -4 -7 57.14 - 2009-04-30 2011-12-29
841 Fubon Capital (HK) Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-01-13
842 GEOMATRIX (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-01-31
843 Halbis Capital Management (Hong Kong) Limited 7 31 38 0 0 0 -7 -31 -38 81.58 - 2005-06-23 2012-05-11
844 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-06-03
845 Henyep Capital Management Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2005-12-20 2011-03-14
846 HSBC LIFE (INTERNATIONAL) LIMITED 1 91 92 0 0 0 -1 -91 -92 98.91 - 2012-05-07
847 HSBC TRINKAUS INVESTMENT MANAGEMENT LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2011-09-22
848 ICAP Equities Asia Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-12-22 2011-06-02
849 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-02 2011-11-25
850 JPMorgan Asset Management (Japan) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-07-15
851 Julius Baer (Hong Kong) Limited 3 82 85 0 0 0 -3 -82 -85 96.47 - 2006-09-14 2012-05-10
852 Knight Capital Asia Limited 3 16 19 0 0 0 -3 -16 -19 84.21 - 2009-07-22 2011-08-22
853 La Roche & Co Asia Limited 2 5 7 0 0 0 -2 -5 -7 71.43 - 2008-03-05 2011-12-08
854 MASON LAROCHE (HK) LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-03-19
855 MCP Holdings Limited (HK) 2 10 12 0 0 0 -2 -10 -12 83.33 - 2011-06-29
856 MD Healthcare International Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2008-11-05 2011-07-28
857 MF Global Hong Kong Limited 2 19 21 0 0 0 -2 -19 -21 90.48 - 2007-04-30
858 MUSHK Limited 6 0 6 0 0 0 -6 0 -6 0.00 - 2011-06-01
859 My Decker Capital Advisors Hong Kong Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-12-16 2011-06-20
860 PERFECT ASSET MANAGEMENT LIMITED (HK) 2 7 9 0 0 0 -2 -7 -9 77.78 - 2011-10-20
861 PERRY CAPITAL (ASIA) LIMITED 2 7 9 0 0 0 -2 -7 -9 77.78 - 2006-09-12 2012-01-27
862 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 -
863 RAB CAPITAL (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-09-28 2011-10-10
864 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 3 6 0 0 0 -3 -3 -6 50.00 - 2012-04-02
865 SBI China Capital Securities Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2012-10-08
866 SG ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2011-02-18
867 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2012-01-12
868 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-07-10
869 UOB ASIA (HONG KONG) LIMITED 4 1 5 0 0 0 -4 -1 -5 20.00 - 2011-07-27
870 WM (HK) Limited 0 54 54 0 0 0 0 -54 -54 100.00 - 2014-10-24
871 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-02-13
872 YING LI INVESTMENT MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-02-22
873 Yorkville Advisors HK Limited 2 3 5 0 0 0 -2 -3 -5 60.00 - 2009-03-18 2012-03-02
874 ZHONGRONG PT FINANCE LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-10-03
Average 2.91 10.81 13.72 2.96 10.98 13.94 78.81 78.75

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