SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2011-04-30 2012-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch (Asia Pacific) Limited 6 242 248 11 442 453 5 200 205 97.58 97.57
2 Credit Suisse (Hong Kong) Limited 29 270 299 30 275 305 1 5 6 90.30 90.16 2025-01-13
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED 8 299 307 11 293 304 3 -6 -3 97.39 96.38
4 UBS SECURITIES ASIA LIMITED 3 225 228 4 233 237 1 8 9 98.68 98.31
5 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 16 21 12 172 184 7 156 163 76.19 93.48
6 Citigroup Global Markets Asia Limited 3 105 108 4 143 147 1 38 39 97.22 97.28
7 GOLDMAN SACHS (ASIA) L.L.C. 11 121 132 10 127 137 -1 6 5 91.67 92.70
8 Merrill Lynch Far East Limited 5 168 173 7 125 132 2 -43 -41 97.11 94.70 2025-01-16
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 121 125 4 124 128 0 3 3 96.80 96.88
10 CLSA RESEARCH LIMITED 3 122 125 3 123 126 0 1 1 97.60 97.62 2014-06-18
11 MACQUARIE CAPITAL LIMITED 2 127 129 2 124 126 0 -3 -3 98.45 98.41
12 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 148 155 7 118 125 0 -30 -30 95.48 94.40
13 J.P. MORGAN BROKING (HONG KONG) LIMITED 4 94 98 11 102 113 7 8 15 95.92 90.27
14 HSBC Global Asset Management (Hong Kong) Limited 15 101 116 11 98 109 -4 -3 -7 87.07 89.91
15 BOCI SECURITIES LIMITED 10 100 110 11 96 107 1 -4 -3 90.91 89.72 2004-03-01
16 Morgan Stanley Asia Limited 5 110 115 8 98 106 3 -12 -9 95.65 92.45
17 FIL Investment Management (Hong Kong) Limited 5 83 88 5 96 101 0 13 13 94.32 95.05
18 JPMorgan Asset Management (Asia Pacific) Limited 4 97 101 5 96 101 1 -1 0 96.04 95.05
19 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 86 93 7 84 91 0 -2 -2 92.47 92.31
20 MIZUHO SECURITIES ASIA LIMITED 11 75 86 10 73 83 -1 -2 -3 87.21 87.95
21 CENTALINE WEALTH MANAGEMENT LIMITED 4 81 85 3 78 81 -1 -3 -4 95.29 96.30 2004-04-02
22 Daiwa Capital Markets Hong Kong Limited 4 102 106 4 77 81 0 -25 -25 96.23 95.06
23 FWD Financial Planning Limited (HK) 5 41 46 4 73 77 -1 32 31 89.13 94.81
24 iBest Consultants Limited 2 82 84 2 74 76 0 -8 -8 97.62 97.37 2019-08-15
25 BARCLAYS CAPITAL ASIA LIMITED 3 40 43 4 71 75 1 31 32 93.02 94.67
26 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 5 56 61 8 67 75 3 11 14 91.80 89.33 2008-08-20
27 CCB INTERNATIONAL SECURITIES LIMITED 5 66 71 8 56 64 3 -10 -7 92.96 87.50 2005-10-10
28 KGI ASIA LIMITED 7 52 59 10 52 62 3 0 3 88.14 83.87 2017-10-02
29 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 47 49 2 58 60 0 11 11 95.92 96.67
30 FWD Life Insurance Company (Bermuda) Limited 1 80 81 1 59 60 0 -21 -21 98.77 98.33 2012-11-21
31 Jefferies Hong Kong Limited 2 25 27 6 54 60 4 29 33 92.59 90.00 2010-01-04
32 Standard Chartered Securities (Hong Kong) Limited 10 33 43 11 49 60 1 16 17 76.74 81.67
33 Everbright Securities Investment Services (HK) Limited 3 51 54 5 54 59 2 3 5 94.44 91.53
34 BCT Financial Limited 2 3 5 2 56 58 0 53 53 60.00 96.55 2010-11-24
35 BlackRock (Hong Kong) Limited (d2017-01-20) 6 34 40 4 53 57 -2 19 17 85.00 92.98 2015-05-15
36 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 49 54 5 52 57 0 3 3 90.74 91.23
37 CITIC Securities Brokerage (HK) Limited 6 42 48 8 48 56 2 6 8 87.50 85.71
38 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 34 39 5 49 54 0 15 15 87.18 90.74 2007-01-12 2015-05-31
39 VALUE PARTNERS LIMITED 3 47 50 3 50 53 0 3 3 94.00 94.34
40 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 2 50 52 0 -1 -1 96.23 96.15 2004-01-20
41 VALUE PARTNERS HONG KONG LIMITED 3 46 49 3 49 52 0 3 3 93.88 94.23 2007-11-19
42 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 35 38 5 46 51 2 11 13 92.11 90.20
43 CSI Corporate Finance (HK) Limited 7 34 41 8 42 50 1 8 9 82.93 84.00 2007-08-01 2019-03-29
44 UBS Asset Management (Hong Kong) Limited 7 36 43 4 46 50 -3 10 7 83.72 92.00
45 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 7 42 49 3 26 29 80.00 85.71 2009-09-15
46 Quam Securities Limited 4 32 36 4 45 49 0 13 13 88.89 91.84
47 FIL Investment Advisors 3 34 37 3 45 48 0 11 11 91.89 93.75
48 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 44 49 4 43 47 -1 -1 -2 89.80 91.49 2018-12-31
49 BOCI RESEARCH LIMITED 5 41 46 5 42 47 0 1 1 89.13 89.36
50 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 44 48 6 38 44 2 -6 -4 91.67 86.36 2005-07-05
51 BLACKSTONE GROUP (HK) LIMITED (THE) 3 52 55 3 39 42 0 -13 -13 94.55 92.86 2008-10-14
52 oOo Securities (HK) Group Limited 2 45 47 3 38 41 1 -7 -6 95.74 92.68 2004-12-03
53 Pictet Asset Management (Hong Kong) Limited 5 17 22 5 35 40 0 18 18 77.27 87.50
54 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 28 33 5 34 39 0 6 6 84.85 87.18
55 JPMorgan Funds (Asia) Limited 6 29 35 7 32 39 1 3 4 82.86 82.05
56 Rothschild & Co Hong Kong Limited 4 39 43 3 36 39 -1 -3 -4 90.70 92.31 2005-04-27
57 CLSA LIMITED 5 46 51 4 34 38 -1 -12 -13 90.20 89.47
58 TARGET CAPITAL MANAGEMENT LIMITED (HK) 5 26 31 6 32 38 1 6 7 83.87 84.21 2007-04-26
59 JF INTERNATIONAL MANAGEMENT INC. 2 29 31 3 33 36 1 4 5 93.55 91.67 2020-07-13
60 GET NICE SECURITIES LIMITED 5 31 36 4 31 35 -1 0 -1 86.11 88.57
61 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 30 32 2 33 35 0 3 3 93.75 94.29
62 Sanford C. Bernstein (Hong Kong) Limited 0 0 0 5 30 35 5 30 35 - 85.71 2011-09-28
63 T. Rowe Price Hong Kong Limited 2 23 25 3 32 35 1 9 10 92.00 91.43 2010-12-21
64 UOB KAY HIAN (HONG KONG) LIMITED 3 28 31 3 32 35 0 4 4 90.32 91.43
65 Amundi Hong Kong Limited 4 27 31 5 29 34 1 2 3 87.10 85.29
66 ASSET MANAGEMENT GROUP LIMITED 2 61 63 2 32 34 0 -29 -29 96.83 94.12 2006-01-17
67 BOCOM International Securities Limited 5 25 30 4 30 34 -1 5 4 83.33 88.24 2007-09-10
68 Goldman Sachs Investment Management Hong Kong Limited 4 43 47 3 31 34 -1 -12 -13 91.49 91.18 2013-11-27
69 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 24 29 5 29 34 0 5 5 82.76 85.29
70 BlackRock Asset Management North Asia Limited 5 36 41 4 29 33 -1 -7 -8 87.80 87.88
71 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 38 42 2 31 33 -2 -7 -9 90.48 93.94 2012-12-13
72 DBS VICKERS (HONG KONG) LIMITED 4 22 26 4 29 33 0 7 7 84.62 87.88
73 AllianceBernstein Hong Kong Limited 5 54 59 4 28 32 -1 -26 -27 91.53 87.50
74 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 16 23 7 25 32 0 9 9 69.57 78.13
75 NATIXIS ASIA LIMITED 3 19 22 3 29 32 0 10 10 86.36 90.63 2004-10-19
76 T G HOLBORN (HK) LIMITED 3 47 50 3 28 31 0 -19 -19 94.00 90.32 2014-04-29
77 CASH Wealth Management Limited 3 34 37 2 28 30 -1 -6 -7 91.89 93.33
78 BSI Investment Advisors (Hong Kong) Limited 5 19 24 5 23 28 0 4 4 79.17 82.14 2010-08-27 2014-06-04
79 EMPEROR SECURITIES LIMITED (HK) 6 15 21 7 21 28 1 6 7 71.43 75.00
80 IAM LEGACY LIMITED 4 32 36 3 25 28 -1 -7 -8 88.89 89.29 2007-08-21
81 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 22 27 4 24 28 -1 2 1 81.48 85.71
82 First Sentier Investors (Hong Kong) Limited 3 21 24 5 22 27 2 1 3 87.50 81.48
83 GAYANG SECURITIES LIMITED 3 23 26 3 24 27 0 1 1 88.46 88.89
84 HARVEST GLOBAL INVESTMENTS LIMITED 3 15 18 3 24 27 0 9 9 83.33 88.89 2009-02-16
85 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 7 16 23 9 18 27 2 2 4 69.57 66.67
86 BARING ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 5 21 26 0 4 4 77.27 80.77
87 Manulife Investment Management (Hong Kong) Limited 3 19 22 5 21 26 2 2 4 86.36 80.77
88 MIDLAND WEALTH MANAGEMENT LIMITED 2 26 28 2 24 26 0 -2 -2 92.86 92.31 2008-02-18
89 RHB SECURITIES HONG KONG LIMITED 3 35 38 4 22 26 1 -13 -12 92.11 84.62 2006-11-17 2022-10-06
90 Guosen Securities (HK) Brokerage Company, Limited 3 9 12 3 22 25 0 13 13 75.00 88.00 2010-02-26
91 Religare Capital Markets (Hong Kong) Limited 2 8 10 5 20 25 3 12 15 80.00 80.00 2009-09-22 2018-04-09
92 DEUTSCHE SECURITIES ASIA LIMITED 8 13 21 7 17 24 -1 4 3 61.90 70.83 2019-12-03
93 IPP Financial Advisers Limited 2 26 28 2 22 24 0 -4 -4 92.86 91.67 2006-12-21
94 Yuanta Asia Investment (Hong Kong) Limited 6 24 30 3 21 24 -3 -3 -6 80.00 87.50 2007-01-15 2013-11-01
95 Yuanta Securities (Hong Kong) Company Limited 5 33 38 3 21 24 -2 -12 -14 86.84 87.50
96 CBH Asia Limited 3 16 19 4 19 23 1 3 4 84.21 82.61
97 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 21 26 5 18 23 0 -3 -3 80.77 78.26 2024-03-28
98 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 7 19 26 6 17 23 -1 -2 -3 73.08 73.91
99 HANG SENG SECURITIES LIMITED 5 15 20 5 18 23 0 3 3 75.00 78.26
100 SINOPAC SECURITIES (ASIA) LIMITED 3 18 21 3 20 23 0 2 2 85.71 86.96 2017-02-12
101 CITIC Securities (Hong Kong) Limited 5 20 25 5 17 22 0 -3 -3 80.00 77.27
102 Credit Agricole Securities (Asia) Limited 2 28 30 2 20 22 0 -8 -8 93.33 90.91
103 Fidelity Management & Research (Hong Kong) Limited 3 14 17 3 19 22 0 5 5 82.35 86.36 2008-09-04
104 HPEF Capital Partners Limited 8 15 23 9 13 22 1 -2 -1 65.22 59.09 2022-06-01
105 INVESCO HONG KONG LIMITED 5 14 19 5 17 22 0 3 3 73.68 77.27
106 PineBridge Investments Asia Limited 4 16 20 6 16 22 2 0 2 80.00 72.73
107 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 5 17 22 2 1 3 84.21 77.27
108 Wellington Management Hong Kong Limited (b2003-01-02) 4 16 20 4 18 22 0 2 2 80.00 81.82 2003-09-18
109 Legg Mason Asset Management Hong Kong Limited 5 17 22 3 18 21 -2 1 -1 77.27 85.71 2022-06-30
110 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 21 23 2 19 21 0 -2 -2 91.30 90.48 2013-03-19
111 OnePlatform Asset Management Limited 2 20 22 2 19 21 0 -1 -1 90.91 90.48
112 PIPER JAFFRAY ASIA SECURITIES LIMITED 5 16 21 4 17 21 -1 1 0 76.19 80.95 2013-04-17
113 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 7 13 6 15 21 0 8 8 53.85 71.43
114 WILSON SECURITIES LIMITED 2 22 24 3 18 21 1 -4 -3 91.67 85.71 2010-02-25
115 CGS International Securities Hong Kong Limited 3 15 18 3 17 20 0 2 2 83.33 85.00
116 CITIC CLSA Capital Partners HK Limited 3 18 21 4 16 20 1 -2 -1 85.71 80.00
117 DBS ASIA CAPITAL LIMITED 6 12 18 8 12 20 2 0 2 66.67 60.00
118 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 15 19 4 16 20 0 1 1 78.95 80.00 2008-07-03
119 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 6 16 22 4 16 20 -2 0 -2 72.73 80.00
120 HAITONG INTERNATIONAL RESEARCH LIMITED 3 18 21 3 17 20 0 -1 -1 85.71 85.00
121 INSTINET PACIFIC LIMITED 4 21 25 4 16 20 0 -5 -5 84.00 80.00
122 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 2 18 20 -2 -2 -4 83.33 90.00
123 Mirae Asset Securities (HK) Limited 3 21 24 2 18 20 -1 -3 -4 87.50 90.00 2007-10-09 2017-03-01
124 Mirae Asset Securities (HK) Limited 3 21 24 2 18 20 -1 -3 -4 87.50 90.00 2007-10-09 2017-02-28
125 SMBC Nikko Securities (Hong Kong) Limited 4 4 8 6 14 20 2 10 12 50.00 70.00
126 CAIIS Limited 3 20 23 2 17 19 -1 -3 -4 86.96 89.47 2018-09-04
127 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 7 8 15 6 13 19 -1 5 4 53.33 68.42 2008-10-22
128 DWS Investments Hong Kong Limited 3 18 21 4 15 19 1 -3 -2 85.71 78.95
129 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 12 17 3 16 19 -2 4 2 70.59 84.21 2005-11-15
130 HANG SENG INVESTMENT SERVICES LIMITED 6 7 13 7 12 19 1 5 6 53.85 63.16
131 Income Partners Asset Management (HK) Limited 4 14 18 3 16 19 -1 2 1 77.78 84.21
132 MUFG Securities Asia Limited 7 10 17 7 12 19 0 2 2 58.82 63.16 2010-12-31
133 Neuberger Berman Asia Limited 3 14 17 4 15 19 1 1 2 82.35 78.95 2008-03-13
134 Renaissance Capital (Hong Kong) Limited 2 12 14 3 16 19 1 4 5 85.71 84.21 2010-09-02 2012-09-28
135 Shang International Finance Limited 6 14 20 6 13 19 0 -1 -1 70.00 68.42 2024-01-26
136 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 14 18 7 12 19 3 -2 1 77.78 63.16
137 Ark Securities (Hong Kong) Limited 3 16 19 3 15 18 0 -1 -1 84.21 83.33
138 BOCI ASSET MANAGEMENT LIMITED 4 12 16 4 14 18 0 2 2 75.00 77.78 2014-12-24
139 China Asset Management (Hong Kong) Limited 5 11 16 5 13 18 0 2 2 68.75 72.22 2009-04-03
140 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 13 15 4 14 18 2 1 3 86.67 77.78 2016-06-30
141 HARRIS FRASER (INTERNATIONAL) LIMITED 3 16 19 3 15 18 0 -1 -1 84.21 83.33
142 St. James's Place (Hong Kong) Limited 2 19 21 2 16 18 0 -3 -3 90.48 88.89
143 UBP ASSET MANAGEMENT ASIA LIMITED 5 11 16 4 14 18 -1 3 2 68.75 77.78 2007-01-11
144 APG Investments Asia Limited 6 10 16 6 11 17 0 1 1 62.50 64.71 2008-11-18
145 CHIEF SECURITIES LIMITED 3 7 10 3 14 17 0 7 7 70.00 82.35 2006-04-20
146 CITIC Securities Asset Management (HK) Limited 3 13 16 3 14 17 0 1 1 81.25 82.35 2008-08-01
147 GF Asset Management (Hong Kong) Limited 3 9 12 4 13 17 1 4 5 75.00 76.47 2007-11-08
148 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 4 13 17 0 3 3 71.43 76.47 2009-07-10 2024-10-15
149 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 10 13 4 13 17 1 3 4 76.92 76.47
150 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 3 14 17 0 -3 -3 85.00 82.35 2004-05-19
151 Wells Fargo Securities Asia Limited 4 12 16 4 13 17 0 1 1 75.00 76.47 2008-04-25
152 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 11 14 4 12 16 1 1 2 78.57 75.00 2008-04-30
153 FIRST SHANGHAI SECURITIES LIMITED 2 14 16 3 13 16 1 -1 0 87.50 81.25
154 MCP Asset Management Company Limited 3 11 14 3 13 16 0 2 2 78.57 81.25 2005-08-23
155 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 11 13 2 13 15 0 2 2 84.62 86.67
156 BEA Union Investment Management Limited 4 11 15 5 10 15 1 -1 0 73.33 66.67
157 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
158 CSOP Asset Management Limited 3 8 11 3 12 15 0 4 4 72.73 80.00 2009-04-02
159 CVC Asia Pacific Limited 4 9 13 4 11 15 0 2 2 69.23 73.33
160 Eastspring Investments (Hong Kong) Limited 3 8 11 4 11 15 1 3 4 72.73 73.33
161 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 4 7 3 12 15 0 8 8 57.14 80.00 2010-06-29
162 iFAST Financial (HK) Limited 4 11 15 4 11 15 0 0 0 73.33 73.33 2007-03-30
163 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 9 13 4 11 15 0 2 2 69.23 73.33 2003-06-06
164 MIB SECURITIES (HONG KONG) LIMITED 3 9 12 3 12 15 0 3 3 75.00 80.00
165 Penjing Asset Management (HK) Limited 4 10 14 5 10 15 1 0 1 71.43 66.67 2005-03-24 2016-02-03
166 PRUDENTIAL BROKERAGE LIMITED 2 14 16 2 13 15 0 -1 -1 87.50 86.67
167 Robeco Hong Kong Limited 5 8 13 4 11 15 -1 3 2 61.54 73.33 2007-12-18
168 SG SECURITIES (HK) LIMITED 4 9 13 5 10 15 1 1 2 69.23 66.67 2010-08-18
169 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 9 12 4 10 14 1 1 2 75.00 71.43 2008-08-08
170 BMI FUNDS MANAGEMENT LIMITED 3 17 20 2 12 14 -1 -5 -6 85.00 85.71
171 CTBC Asia Limited 2 11 13 2 12 14 0 1 1 84.62 85.71 2004-10-04
172 Deltroit (Hong Kong) Limited 1 8 9 2 12 14 1 4 5 88.89 85.71 2005-04-11 2024-12-12
173 EQT Partners Asia Limited 3 10 13 3 11 14 0 1 1 76.92 78.57 2023-09-06
174 Janus Henderson Investors Hong Kong Limited 2 9 11 4 10 14 2 1 3 81.82 71.43
175 Keefe, Bruyette & Woods Asia Limited 5 6 11 5 9 14 0 3 3 54.55 64.29 2010-03-03 2013-04-24
176 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 6 10 4 10 14 0 4 4 60.00 71.43 2008-05-29
177 AIF CAPITAL LIMITED 4 10 14 4 9 13 0 -1 -1 71.43 69.23
178 ARGYLE STREET MANAGEMENT LIMITED 4 8 12 4 9 13 0 1 1 66.67 69.23
179 Bosera Asset Management (International) Co., Limited 4 7 11 4 9 13 0 2 2 63.64 69.23 2010-11-05
180 CC Finance Limited 3 10 13 3 10 13 0 0 0 76.92 76.92 2006-04-20 2025-06-19
181 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 4 8 6 7 13 2 3 5 50.00 53.85 2008-12-24
182 DAEWOO SECURITIES (HONG KONG) LIMITED 2 9 11 4 9 13 2 0 2 81.82 69.23 2017-02-28
183 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 5 8 2 11 13 -1 6 5 62.50 84.62 2009-01-02
184 Ge Shang Investment (Hong Kong) Limited 3 21 24 2 11 13 -1 -10 -11 87.50 84.62
185 HAMON ASSET MANAGEMENT LIMITED 2 7 9 3 10 13 1 3 4 77.78 76.92
186 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 2 5 7 2 11 13 0 6 6 71.43 84.62 2010-02-11
187 PFP Capital Limited 2 7 9 3 10 13 1 3 4 77.78 76.92
188 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 2 11 13 0 -1 -1 85.71 84.62
189 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 14 17 3 10 13 0 -4 -4 82.35 76.92 2010-02-23
190 SPARX Asia Investment Advisors Limited 6 14 20 5 8 13 -1 -6 -7 70.00 61.54 2004-04-20
191 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 4 9 13 0 2 2 63.64 69.23 2006-03-24
192 AXA Investment Managers Asia Limited 3 13 16 3 9 12 0 -4 -4 81.25 75.00
193 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 12 15 3 9 12 0 -3 -3 80.00 75.00 2019-07-05
194 CHEONG LEE SECURITIES LIMITED 3 7 10 3 9 12 0 2 2 70.00 75.00 2005-11-24
195 China Universal Asset Management (Hong Kong) Company Limited 4 6 10 3 9 12 -1 3 2 60.00 75.00 2010-02-19
196 FLAG Squadron Asia Limited 5 4 9 6 6 12 1 2 3 44.44 50.00 2007-07-04 2016-06-02
197 Hamilton Lane (Hong Kong) Limited 2 5 7 2 10 12 0 5 5 71.43 83.33 2010-07-05
198 HAMON ASIAN ADVISORS LIMITED 2 6 8 3 9 12 1 3 4 75.00 75.00
199 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 5 8 4 8 12 1 3 4 62.50 66.67 2010-10-27 2021-11-26
200 ICBC Asset Management (Global) Company Limited 3 7 10 3 9 12 0 2 2 70.00 75.00
201 LOMBARD ODIER (HONG KONG) LIMITED 4 5 9 4 8 12 0 3 3 55.56 66.67
202 MAN INVESTMENTS (HONG KONG) LIMITED 3 13 16 3 9 12 0 -4 -4 81.25 75.00
203 Nomura Asset Management Hong Kong Limited 4 8 12 4 8 12 0 0 0 66.67 66.67
204 OCP Asia (Hong Kong) Limited 3 8 11 3 9 12 0 1 1 72.73 75.00 2004-09-03 2022-06-13
205 PEGASUS FUND MANAGERS LIMITED 2 19 21 2 10 12 0 -9 -9 90.48 83.33
206 Redford Asset Management Limited 3 7 10 4 8 12 1 1 2 70.00 66.67 2010-03-09
207 Rockhampton Management Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2011-01-26
208 StormHarbour Securities (Hong Kong) Limited 4 7 11 3 9 12 -1 2 1 63.64 75.00 2010-03-18
209 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 4 8 12 3 9 12 -1 1 0 66.67 75.00 2019-09-30
210 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 4 8 4 8 12 0 4 4 50.00 66.67 2009-07-10
211 VICTORY SECURITIES COMPANY LIMITED 3 7 10 3 9 12 0 2 2 70.00 75.00
212 Vision Capital Investment Management Limited 2 11 13 3 9 12 1 -2 -1 84.62 75.00 2008-01-12
213 313 Capital Management Limited 3 4 7 2 9 11 -1 5 4 57.14 81.82 2010-04-19
214 AMPLE CAPITAL LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2007-01-02 2022-07-27
215 CAPITAL GLOBAL MANAGEMENT LIMITED 4 6 10 3 8 11 -1 2 1 60.00 72.73 2005-12-20
216 ENHANCED INVESTMENT PRODUCTS LIMITED 4 5 9 3 8 11 -1 3 2 55.56 72.73
217 ETRADE SECURITIES (HONG KONG) LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73 2019-05-10
218 GAM HONG KONG LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
219 Huajin Corporate Finance (International) Limited 4 7 11 4 7 11 0 0 0 63.64 63.64
220 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 3 8 11 0 6 6 40.00 72.73 2009-12-14 2024-10-15
221 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 13 15 2 9 11 0 -4 -4 86.67 81.82
222 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 3 6 9 5 6 11 2 0 2 66.67 54.55
223 M&F Asset Management Limited 3 10 13 3 8 11 0 -2 -2 76.92 72.73
224 Mason Securities Limited 2 5 7 5 6 11 3 1 4 71.43 54.55
225 Oreana Financial Services Limited 4 7 11 3 8 11 -1 1 0 63.64 72.73
226 ORIENTAL PATRON SECURITIES LIMITED 4 8 12 5 6 11 1 -2 -1 66.67 54.55
227 PIMCO Asia Limited 3 4 7 3 8 11 0 4 4 57.14 72.73 2006-05-17
228 Providence Equity Asia Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2007-08-23 2019-01-10
229 Samsung Asset Management (Hong Kong) Limited 3 6 9 4 7 11 1 1 2 66.67 63.64 2008-04-23
230 XinKong International Securities Limited 2 6 8 3 8 11 1 2 3 75.00 72.73
231 ZEAL ASSET MANAGEMENT LIMITED 5 3 8 5 6 11 0 3 3 37.50 54.55 2009-10-09 2025-08-20
232 Bright Fund Management Limited 2 6 8 4 6 10 2 0 2 75.00 60.00 2023-12-19
233 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2009-10-05
234 China Tonghai (IA) Limited 3 7 10 3 7 10 0 0 0 70.00 70.00 2017-11-29
235 Citigroup Venture Capital International Asia Limited 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2005-05-24 2014-04-15
236 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2023-02-02
237 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 2 1 3 4 6 10 2 5 7 33.33 60.00 2016-10-10
238 ICBC (ASIA) SECURITIES LIMITED 5 7 12 4 6 10 -1 -1 -2 58.33 60.00
239 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2005-05-09
240 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 5 9 5 5 10 1 0 1 55.56 50.00 2017-10-02
241 LAZARD ASIA (HONG KONG) LIMITED 2 8 10 3 7 10 1 -1 0 80.00 70.00
242 MIRABAUD (ASIA) LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2003-05-13 2018-10-16
243 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 0 2 3 7 10 1 7 8 0.00 70.00 2011-04-14
244 Open Securities Limited 2 4 6 2 8 10 0 4 4 66.67 80.00
245 PANTHEON VENTURES (HK) LLP 2 5 7 2 8 10 0 3 3 71.43 80.00 2010-06-30 2024-05-14
246 Pyramis Global Advisors (Hong Kong) Limited 4 6 10 3 7 10 -1 1 0 60.00 70.00 2008-07-29 2014-11-21
247 Samena Capital Hong Kong Limited 5 2 7 4 6 10 -1 4 3 28.57 60.00 2009-09-01 2021-09-27
248 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
249 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 4 6 10 1 -1 0 70.00 60.00 2007-05-08 2019-09-30
250 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 13 15 2 8 10 0 -5 -5 86.67 80.00 2017-09-29
251 Wanhai Securities (HK) Limited 2 5 7 3 7 10 1 2 3 71.43 70.00
252 Allianz Global Investors Hong Kong Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2015-05-31
253 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 2 7 9 0 -2 -2 81.82 77.78 2007-05-08
254 BALLINGAL INVESTMENT ADVISORS LIMITED 2 5 7 4 5 9 2 0 2 71.43 55.56 2004-08-13
255 CATHAY SECURITIES (HONG KONG) LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67 2007-11-27
256 CHINA EVERBRIGHT CAPITAL LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
257 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 3 8 5 4 9 0 1 1 37.50 44.44 2007-02-16
258 COMGEST FAR EAST LIMITED 4 3 7 3 6 9 -1 3 2 42.86 66.67
259 CSC SECURITIES (HK) LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2007-06-01
260 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 2 7 9 2 7 9 - 77.78 2011-11-15
261 FULBRIGHT SECURITIES LIMITED 3 5 8 4 5 9 1 0 1 62.50 55.56 2010-05-18
262 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-02-16
263 GT Asset & Portfolio Management Limited 3 9 12 3 6 9 0 -3 -3 75.00 66.67 2004-11-04
264 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 3 5 2 7 9 0 4 4 60.00 77.78 2007-10-23
265 Houlihan Lokey (China) Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2008-10-09
266 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 8 10 6 3 9 4 -5 -1 80.00 33.33 2004-02-10 2015-07-22
267 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67
268 Japaninvest (Hong Kong) Limited 3 6 9 2 7 9 -1 1 0 66.67 77.78 2010-10-26 2017-01-27
269 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67
270 Leonteq Securities (Hong Kong) Limited 2 3 5 2 7 9 0 4 4 60.00 77.78 2011-04-07
271 Mackenzie Investments Asia Limited 3 5 8 3 6 9 0 1 1 62.50 66.67
272 Mitsubishi UFJ Investment Services (HK) Limited 2 4 6 2 7 9 0 3 3 66.67 77.78 2007-12-21 2021-04-21
273 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
274 ONSHINE SECURITIES LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67
275 SOUTH CHINA RESEARCH LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
276 Tyche Group Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2014-12-05
277 VISION FINANCE ASSET MANAGEMENT LIMITED 3 5 8 5 4 9 2 -1 1 62.50 44.44 2008-12-17
278 Vontobel (Hong Kong) Limited 2 5 7 3 6 9 1 1 2 71.43 66.67 2008-11-27
279 Yunfeng Financial Markets Limited 3 1 4 5 4 9 2 3 5 25.00 44.44
280 abrdn Hong Kong Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
281 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2004-09-07
282 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
283 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
284 BOCHK Asset Management Limited 2 1 3 4 4 8 2 3 5 33.33 50.00 2010-12-15
285 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 5 7 3 5 8 1 0 1 71.43 62.50 2009-03-13
286 Channel 8 Wealth Management Limited 3 13 16 3 5 8 0 -8 -8 81.25 62.50 2010-01-27
287 CHINA EVERBRIGHT RESEARCH LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00
288 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
289 Chinese Strategic Asset Management Limited 3 3 6 4 4 8 1 1 2 50.00 50.00 2007-12-20 2020-07-16
290 CHOW SANG SANG SECURITIES LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50
291 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2009-02-27
292 GF Securities (Hong Kong) Brokerage Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2009-10-30
293 GLOBAL INVESTMENT ADVISORS LIMITED 2 11 13 3 5 8 1 -6 -5 84.62 62.50
294 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 2 4 2 6 8 0 4 4 50.00 75.00 2004-11-29
295 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
296 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 2 6 4 4 8 0 2 2 33.33 50.00 2014-10-13
297 iTTa Capital Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2003-05-29 2013-06-11
298 Kerogen Capital (Asia) Limited 2 1 3 4 4 8 2 3 5 33.33 50.00 2010-02-01
299 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 6 8 2 6 8 0 0 0 75.00 75.00
300 Permira Advisers Limited 2 2 4 2 6 8 0 4 4 50.00 75.00 2008-08-19
301 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 6 9 2 6 8 -1 0 -1 66.67 75.00
302 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2023-10-25
303 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2007-05-25 2016-05-24
304 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2010-09-21 2017-06-27
305 WFM Asia (HK) Limited 3 9 12 2 6 8 -1 -3 -4 75.00 75.00
306 WINNINGTON CAPITAL LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00
307 YUE XIU SECURITIES COMPANY LIMITED 3 3 6 4 4 8 1 1 2 50.00 50.00
308 ZBI Asia Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2010-02-22 2014-06-09
309 ABCI Securities Company Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2005-11-15
310 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2004-07-07
311 BTG Pactual Asia Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2009-08-13 2016-12-13
312 CC SIF Advisory Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2006-07-25
313 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 1 3 2 5 7 0 4 4 33.33 71.43
314 China Integrity Investment Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2014-03-19
315 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43
316 CMBC SECURITIES COMPANY LIMITED 0 0 0 4 3 7 4 3 7 - 42.86 2011-10-26
317 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 2 5 7 -1 -2 -3 70.00 71.43 2004-07-28 2013-02-27
318 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 2 6 3 4 7 -1 2 1 33.33 57.14 2009-10-14
319 EVENSTAR ADVISORS LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14 2007-04-19
320 EXS Capital Asia Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2008-06-12
321 FB SECURITIES (HONG KONG) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43
322 Fosun International Securities Limited 5 2 7 5 2 7 0 0 0 28.57 28.57
323 Grace Financial Limited (HK) 3 3 6 3 4 7 0 1 1 50.00 57.14 2008-02-13 2021-04-23
324 Guo Tong Capital Management Company Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2010-05-24 2019-05-22
325 HPEF Venture Partners Limited 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2018-06-08
326 IBTS ASIA (HK) LIMITED 4 0 4 4 3 7 0 3 3 0.00 42.86 2005-11-17 2024-09-20
327 IVORY CAPITAL PRIVATE LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2007-03-21
328 KCG SECURITIES ASIA LIMITED 4 1 5 4 3 7 0 2 2 20.00 42.86
329 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 0 2 2 5 7 0 5 5 0.00 71.43 2011-04-28 2019-10-14
330 Lion Global Financial Limited 4 53 57 6 1 7 2 -52 -50 92.98 14.29
331 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2010-12-29 2021-02-01
332 MERCER INVESTMENTS (HK) LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2005-08-04
333 MFG Limited (HK) 2 7 9 3 4 7 1 -3 -2 77.78 57.14 2008-07-15
334 Oaktree Capital (Hong Kong) Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2006-07-12
335 OLD PEAK LIMITED (HK) 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2005-08-26 2023-06-20
336 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 3 8 4 3 7 -1 0 -1 37.50 42.86 2007-07-05
337 PFC INTERNATIONAL COMPANY LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43 2008-07-29
338 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2024-03-27
339 Quam Asset Management Limited (b1983-06-28) 5 2 7 2 5 7 -3 3 0 28.57 71.43
340 RAYS Capital Partners Limited 0 0 0 3 4 7 3 4 7 - 57.14 2011-11-02
341 SBI China Capital Financial Services Limited 3 2 5 2 5 7 -1 3 2 40.00 71.43 2008-09-19
342 SDICS International Asset Management (Hong Kong) Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2010-08-19
343 SDICS International Securities (Hong Kong) Limited 2 1 3 3 4 7 1 3 4 33.33 57.14 2010-05-18
344 SEI INVESTMENTS (ASIA) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2005-03-02 2023-02-20
345 Sensible Asset Management Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-06-18 2025-06-19
346 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 8 12 3 4 7 -1 -4 -5 66.67 57.14
347 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2010-04-27
348 Tiger Securities Asset Management Company Limited 5 5 10 4 3 7 -1 -2 -3 50.00 42.86 2006-12-29
349 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14
350 Towers Watson Investment Services Hong Kong Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2007-05-14
351 TOYO SECURITIES ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57
352 VC BROKERAGE LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14
353 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14 2003-05-23 2022-07-19
354 Amova Asset Management Hong Kong Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67
355 Ares Management Asia (Hong Kong) Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2009-05-25 2014-08-18
356 Argonaut Securities (Asia) Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-09-08 2021-12-07
357 Asset Management One Hong Kong Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67 2010-03-10 2015-04-15
358 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 277 279 2 4 6 0 -273 -273 99.28 66.67 2012-11-27
359 Belvest Investment Services Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67
360 BNY Mellon Investment Management Hong Kong Limited 3 3 6 4 2 6 1 -1 0 50.00 33.33 2008-06-06
361 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2008-03-12 2018-05-11
362 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 3 3 6 0 0 0 50.00 50.00 2020-06-18
363 CAPE ASSET MANAGEMENT LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2024-03-13
364 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
365 CES Capital International (Hong Kong) Co., Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2009-05-29 2023-02-23
366 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
367 Chepstow Capital Advisors Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2009-10-20 2018-04-27
368 China Alpha Fund Management (HK) Limited 2 1 3 4 2 6 2 1 3 33.33 33.33 2010-05-31
369 CHINAWIDE SECURITIES LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2011-05-31 2013-12-17
370 CMB International Asset Management Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2010-05-26
371 CNCB (Hong Kong) Capital Limited 0 0 0 4 2 6 4 2 6 - 33.33
372 COHEN & STEERS ASIA LIMITED 2 7 9 3 3 6 1 -4 -3 77.78 50.00 2005-07-29
373 DELTA ASIA SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
374 DigitalBridge Management Asia Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2010-07-20
375 Emerald Hill Capital Partners Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-10-26 2016-05-12
376 Emperor Wealth Management Limited 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2009-06-09
377 First Fidelity Capital (International) Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2006-04-19
378 Funderstone Securities Limited 2 1 3 3 3 6 1 2 3 33.33 50.00
379 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 3 3 6 -2 -2 -4 50.00 50.00 2020-12-09
380 GIGA (HONG KONG) LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00
381 GUODU SECURITIES (HONG KONG) LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2010-07-07
382 HEAD & SHOULDERS SECURITIES LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2008-03-27
383 HFS ASSET MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
384 HSBC Global Asset Management Holdings (Bahamas) Limited 4 0 4 6 0 6 2 0 2 0.00 0.00 2020-06-02
385 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2009-11-16
386 ICG Asia Pacific Limited 4 3 7 3 3 6 -1 0 -1 42.86 50.00
387 INTERNATIONAL COMMERCE CORPORATION 2 6 8 2 4 6 0 -2 -2 75.00 66.67
388 JK Capital Management Limited 3 1 4 3 3 6 0 2 2 25.00 50.00
389 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2022-10-13
390 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-22
391 LaSalle Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2007-06-14 2020-02-20
392 LCA Solutions Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-07-30
393 Legg Mason International Equities (Hong Kong) Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2015-08-28
394 Lighthorse Asset Management (HK) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-06-18 2025-07-28
395 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
396 MANGO FINANCIAL LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
397 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2008-04-01
398 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2025-04-23
399 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2004-09-22
400 MEAG Hong Kong Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
401 MEIJI YASUDA ASIA LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2019-10-17
402 Open Asset Management Limited 2 0 2 2 4 6 0 4 4 0.00 66.67
403 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2009-10-09
404 PEAK CAPITAL LIMITED (b2004-03-30) 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-10-28
405 Ping An Securities (Hong Kong) Holdings Company Limited 2 1 3 4 2 6 2 1 3 33.33 33.33 2009-07-30 2021-05-27
406 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2005-05-24
407 Principal Investment & Retirement Services Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-08-17
408 PUREHEART CAPITAL ASIA LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-03-08
409 RICHLAND WORLDWIDE LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-04-15
410 SAIL ADVISORS LIMITED 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2004-05-17
411 SDHG International Asset Management Limited 4 1 5 4 2 6 0 1 1 20.00 33.33 2008-12-02
412 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2008-11-07
413 SILVERHORN INVESTMENT ADVISORS LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2011-02-28
414 SPLENDOR GLOBAL INVESTMENTS LIMITED 1 4 5 2 4 6 1 0 1 80.00 66.67 2013-05-29
415 Success Securities Limited 2 3 5 3 3 6 1 0 1 60.00 50.00
416 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
417 TAI SHING STOCK INVESTMENT CO. LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67
418 TPG Capital, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-03-07
419 TSE'S SECURITIES LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00
420 UBS SDIC Asset Management (Hong Kong) Company Limited 0 0 0 2 4 6 2 4 6 - 66.67 2011-10-11 2020-07-02
421 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
422 VMS Securities Limited 2 0 2 2 4 6 0 4 4 0.00 66.67 2020-09-01
423 VTB Capital Hong Kong Limited 0 0 0 5 1 6 5 1 6 - 16.67 2011-06-30
424 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
425 AD Capital Management (Hong Kong) Limited 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2004-09-08
426 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-08-03
427 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2021-10-08
428 AXA Financial Planning (Hong Kong) Limited 3 24 27 2 3 5 -1 -21 -22 88.89 60.00 2012-05-25
429 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2013-04-02
430 BHI Investment Advisors (Asia) Limited (d2017-03-13) 3 2 5 4 1 5 1 -1 0 40.00 20.00 2011-01-04 2016-03-17
431 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2009-09-28
432 BLUE POOL CAPITAL LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2004-11-10 2015-12-01
433 Bradbury Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
434 CBRE Clarion Securities HKG Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2008-01-04 2019-08-28
435 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2019-07-29
436 Changjiang Asset Management (HK) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2011-12-16
437 CHELSEA SECURITIES LIMITED (HK) 4 1 5 5 0 5 1 -1 0 20.00 0.00
438 China Jianxin Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-05-10 2022-03-15
439 China Reserve Securities Limited 3 1 4 3 2 5 0 1 1 25.00 40.00
440 CINDA INTERNATIONAL RESEARCH LIMITED 4 2 6 2 3 5 -2 1 -1 33.33 60.00 2010-07-26
441 CWB Hong Kong Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
442 Cynosure Asset Management Hong Kong Limited 4 0 4 4 1 5 0 1 1 0.00 20.00 2023-09-27
443 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00
444 EnTrustPermal (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-08-27 2021-03-26
445 ENZARD LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-05-21 2013-02-18
446 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
447 Everbright Capital Management Limited 2 5 7 3 2 5 1 -3 -2 71.43 40.00 2007-09-24 2021-09-17
448 FORTUNE HILL ASSET MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-11-07 2024-11-19
449 Fortune Origin Securities Limited 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2009-07-09
450 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00
451 GENERALI INVESTMENTS ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2006-02-08 2018-09-26
452 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 0 3 4 1 5 1 1 2 0.00 20.00 2008-12-02
453 Grand Loyal Asset Management Limited 3 5 8 3 2 5 0 -3 -3 62.50 40.00 2008-11-07
454 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
455 HARMONY ASSET MANAGEMENT LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2022-07-28
456 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00 2018-08-15
457 HKFAEx Group Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-02-15
458 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00
459 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
460 JPMorgan Asset Management Real Assets (Asia) Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2009-06-26
461 JVSakk Asset Management Limited 2 2 4 4 1 5 2 -1 1 50.00 20.00 2008-08-28
462 KB Securities Hong Kong Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00
463 Kirin Asset Management Limited 1 2 3 2 3 5 1 1 2 66.67 60.00 2007-06-12 2016-09-14
464 Korea Investment Management Asia Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2009-08-21 2014-12-09
465 LIS Investment Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-01-09
466 M3 Capital Partners (HK) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2012-04-19
467 Metaverse Securities Limited (HK) 4 2 6 3 2 5 -1 0 -1 33.33 40.00
468 Oasis Management (Hong Kong) 3 5 8 2 3 5 -1 -2 -3 62.50 60.00 2004-09-14
469 PGIM (Hong Kong) Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
470 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-03-12
471 QMIS Asset Management Limited 3 2 5 4 1 5 1 -1 0 40.00 20.00 2009-08-13
472 RHB ASSET MANAGEMENT LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00 2008-05-08 2020-11-17
473 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2016-11-01
474 SHENG YUAN SECURITIES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2010-10-27
475 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00
476 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2019-08-15
477 Standard Advisory Asia Limited 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2007-03-09 2013-04-12
478 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00 2005-06-20
479 Sumo Asset Management Limited 4 2 6 2 3 5 -2 1 -1 33.33 60.00 2010-07-07 2022-08-23
480 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-11-19 2012-10-08
481 UIC FINANCIAL ADVISORS LIMITED 4 4 8 3 2 5 -1 -2 -3 50.00 40.00 2010-04-13 2019-06-17
482 Vanguard Investments Hong Kong Limited 0 0 0 2 3 5 2 3 5 - 60.00 2012-02-07 2022-06-29
483 VP Wealth Management (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-09-11 2025-07-24
484 Xeram and Company (Asia) Limited 4 3 7 2 3 5 -2 0 -2 42.86 60.00 2015-11-27
485 Yuanta Financial (Hong Kong) Limited 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2010-02-03 2014-03-28
486 A ONE INVESTMENT COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2013-12-05
487 Absolute Investment Management (HK) Limited 2 3 5 3 1 4 1 -2 -1 60.00 25.00
488 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
489 Aletheia Analyst Network Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-06-03
490 ALETHEIA TECHNOLOGIES LIMITED (HK) 2 1 3 3 1 4 1 0 1 33.33 25.00 2010-07-30 2022-07-22
491 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
492 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
493 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
494 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
495 AP Asset Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-07-07 2013-12-04
496 Arete Research Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-01-11
497 Ark Group Holdings (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-01-04
498 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2016-06-30
499 Asia Frontier Investments Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2009-04-28
500 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
501 Asia Pacific Securities Limited 3 1 4 4 0 4 1 -1 0 25.00 0.00
502 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 3 1 4 0 -4 -4 62.50 25.00 2025-03-25
503 Barings Investment Advisers (Hong Kong) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2009-05-08 2018-01-23
504 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
505 Beevest Securities Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00
506 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
507 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
508 BOWEN ASIA LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2014-10-20
509 Bradesco Securities Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-05
510 Brilliant Norton Securities Company Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-12-01 2023-08-04
511 Canaccord Genuity (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-05-04
512 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
513 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-10-31 2013-12-17
514 Changjiang Securities Brokerage (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-12-13
515 CHEETAH ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2022-08-01
516 China Angel Fund Management (HK) Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-10-24
517 China Enterprise Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
518 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
519 China Galaxy International Securities (Hong Kong) Co., Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-13
520 CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 3 1 4 1 -3 -2 66.67 25.00
521 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
522 CIFM Asset Management (Hong Kong) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-07-20 2023-11-03
523 CMS ASSET MANAGEMENT (HK) CO., LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-02-01
524 CPIC Investment Management (H.K.) Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-19 2014-05-02
525 Credit Suisse Securities (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2024-09-27
526 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
527 CUBE CAPITAL HK LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2007-10-17 2015-02-13
528 Daishin Securities Asia Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-11-24 2018-08-09
529 DST Investment Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-04-23
530 EFG Asset Management (HK) Limited 1 0 1 2 2 4 1 2 3 0.00 50.00 2008-06-06
531 EIG Global Energy (Asia) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2012-02-08
532 EVOLUTION ASIA INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-08-24 2020-01-24
533 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
534 First Prosperous Asset Management Company Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-09-06 2023-06-23
535 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
536 Ginger Capital Advisory Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-06-01 2018-09-04
537 GLG Partners Hong Kong Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2010-11-30 2023-10-02
538 GNAB Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2025-03-14
539 HSZ (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
540 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
541 KGI SECURITIES (HONG KONG) LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00 2017-10-02
542 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-07-02
543 Landmark Asset Management Limited (HK) 2 0 2 3 1 4 1 1 2 0.00 25.00 2008-01-10 2018-01-22
544 LUNAR CAPITAL MANAGEMENT LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2010-02-17
545 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
546 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-21
547 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2010-10-15 2021-09-07
548 Optima Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-25
549 orientiert International Markets Limited 2 4 6 1 3 4 -1 -1 -2 66.67 75.00 2005-01-11
550 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
551 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-05-02 2015-06-25
552 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
553 RBC Capital Markets (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2010-09-09 2012-11-01
554 Rich Union Securities (H.K.) Limited 3 20 23 4 0 4 1 -20 -19 86.96 0.00 2025-05-19
555 SIIC Capital (Hong Kong) Investment Management Company Limited 3 0 3 3 1 4 0 1 1 0.00 25.00
556 SJS Markets Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2005-11-23 2015-01-13
557 Soochow Securities International Brokerage Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-12
558 Springboard Capital Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2010-07-02
559 Stobene Partners (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-31 2017-07-28
560 Swiss-Asia Asset Management (HK) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-06-02 2024-12-31
561 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-10-27 2012-08-01
562 Templewater Hong Kong Limited 4 0 4 4 0 4 0 0 0 0.00 0.00
563 TENGARD FUND MANAGEMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2012-04-03
564 TFI Asset Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-06-18
565 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-04-11 2013-10-23
566 Tyric Capital Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
567 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2003-08-07
568 VisionGain Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-11-14
569 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2015-02-09
570 WING ON CHEONG SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2020-12-21
571 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
572 AKTIS CAPITAL ADVISORY LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2003-11-29
573 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
574 ALTUS CAPITAL LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
575 Amber Hill Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-07-13
576 Amherst Pierpont International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-06-17 2023-06-09
577 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
578 Anuenue Capital International Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-08-30
579 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
580 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
581 ATHENA WEALTH MANAGEMENT LIMITED 2 30 32 2 1 3 0 -29 -29 93.75 33.33 2008-04-25
582 Austen Capital Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-06-30
583 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
584 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
585 Broadway Wealth Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2013-01-03
586 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-07-03
587 CAIDAO CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-07-15 2022-08-22
588 Capstone Financial (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-03-12 2025-03-27
589 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
590 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
591 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-12-27
592 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
593 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
594 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-04-27
595 CIAM Capital Management Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2011-01-24 2024-08-13
596 Conning Asia Pacific Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-02-24
597 Creat Capital Company Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-07-26 2013-10-02
598 D. YAU AND COMPANY LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2004-08-13
599 Dayton Way Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-02-14 2014-10-24
600 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
601 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2005-03-08 2022-03-16
602 Emperor Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-11-03
603 F.T.M.F. DISTRIBUTION LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-03-22
604 FCL ADVISORY LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2005-03-01
605 First Reserve Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-10-28 2015-07-29
606 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
607 Fortune Asset Management Limited (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-12-16
608 Friedmann Pacific Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2015-09-07
609 Frontier Asia Capital Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-11 2019-07-24
610 FT Securities Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2024-12-06
611 Fubon Fund Management (Hong Kong) Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33
612 Funderstone Asset Management (HK) Limited 1 0 1 3 0 3 2 0 2 0.00 0.00 2013-11-14
613 GETTA SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-06-26
614 GF International Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-09-08
615 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2013-03-19
616 Goldyard Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2019-11-21
617 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
618 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
619 GUOTAI JUNAN FUND MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-08-04 2021-06-17
620 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-19
621 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-11-21
622 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
623 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
624 ICBC UBS Asset Management (International) Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-11-18
625 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 1 2 2 1 3 1 0 1 50.00 33.33 2017-01-03
626 Impax Asset Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-08-23
627 IMPERIAL CAPITAL LIMITED (HK) 1 1 2 2 1 3 1 0 1 50.00 33.33 2005-05-12 2014-06-04
628 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
629 J Capital Research Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-03-01 2018-10-29
630 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-08-20
631 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-05-13 2021-12-04
632 KGI CAPITAL ASIA LIMITED 2 2 4 3 0 3 1 -2 -1 50.00 0.00
633 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-12-02
634 KTF CAPITAL MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2011-10-31
635 LEE CAPITAL PARTNERS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-04-11 2013-10-16
636 LIM ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-09-15
637 LONGREACH GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-08-01
638 MLI LIMITED (d2018-03-29) 2 1 3 2 1 3 0 0 0 33.33 33.33 2013-05-29
639 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
640 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
641 Neutral Financial Holding Company Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
642 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
643 Ohra Capital Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-08-27 2023-06-21
644 OKASAN INTERNATIONAL (ASIA) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-05-17
645 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
646 ORIENT SECURITIES (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-04-13
647 ORIENT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
648 PAMA GROUP (HONG KONG) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2017-02-22
649 Pamirs Capital (H.K.) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-09-10
650 Paul Capital Advisors Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-06-17 2014-09-03
651 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33
652 PHOENIX CAPITAL ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2022-12-21
653 PLATINUM BROKING COMPANY LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2011-02-21
654 Polen Capital HK Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
655 PROBITAS HONG KONG LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-05
656 Progeny (Hong Kong) Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2010-07-09
657 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
658 RG ASSET MANAGEMENT COMPANY LIMITED 4 2 6 3 0 3 -1 -2 -3 33.33 0.00 2013-11-25
659 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
660 Rothschild & Co Wealth Management Hong Kong Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-08-16 2019-10-18
661 SAMSUNG SECURITIES (ASIA) LIMITED 2 42 44 3 0 3 1 -42 -41 95.45 0.00
662 SCM Strategic Capital Management Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-02-11 2015-01-21
663 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
664 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
665 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
666 SHENG YUAN ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-06-14
667 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
668 Shinhan Asset Management (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-27 2023-07-26
669 Shinhan Investment Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-10-15
670 SMART ASSET MANAGEMENT LIMITED (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-02 2013-11-26
671 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
672 Springs Capital (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-04-14
673 STARLING GROUP SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-11-06 2013-05-20
674 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-03-30
675 STI Asset Management Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-10-22 2023-09-19
676 SYZ Asset Management (Asia) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-07-27 2016-12-22
677 TARZAN STOCK & SHARES LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
678 TIAN YUAN FINANCE LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-06-30
679 Tokio Marine Investment Services, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-03-28
680 TRANSPAC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
681 TUNG TAI SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
682 TVC MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
683 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
684 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
685 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-04-19 2014-01-20
686 VANHEEL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
687 VBG Capital Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2008-11-11 2013-09-19
688 Vestmore Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-01-12
689 Waterland Securities (HK) Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-02-20 2013-01-15
690 Wealth Legend Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
691 WELLCHAMP CAPITAL LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
692 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
693 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
694 3V Capital Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-07-18 2013-08-27
695 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
696 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
697 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
698 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
699 Aegon Asset Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-30 2022-12-30
700 AIR GEO SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-08-21 2012-12-14
701 Alpha Nova Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
702 Andante Capital Partners Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-11 2012-12-03
703 Ant Global Partners (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-06
704 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
705 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
706 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
707 Apollo Asset Management Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-16
708 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
709 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2006-01-20 2020-08-05
710 Arowana Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-12 2023-08-24
711 Arta Asset Management Limited 1 4 5 1 1 2 0 -3 -3 80.00 50.00 2008-07-10
712 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
713 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2011-06-17 2013-07-26
714 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
715 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
716 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
717 Axis Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
718 Beijing Securities Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00
719 BGC SECURITIES (HONG KONG) LLC 0 0 0 2 0 2 2 0 2 - 0.00 2011-10-19 2013-01-07
720 Black Dragon Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-07-27 2013-06-14
721 BMF Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-02-22
722 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
723 Bosen Asset Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-08-16 2023-02-17
724 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
725 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-19 2012-12-03
726 CARDINALASIA CONSULTING LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-06-27 2024-02-22
727 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2023-03-20
728 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
729 ChapmanCraig Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
730 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
731 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-13
732 China Vered Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-17
733 CMS CAPITAL (HK) CO., LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-06
734 Core Securities Company Limited (The) 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-11-19
735 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
736 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
737 CUPOLA CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-05-06
738 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
739 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 2 54 56 2 0 2 0 -54 -54 96.43 0.00 2012-06-04
740 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
741 DLJ Real Estate Capital Partners (HK), Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-06-29
742 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
743 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
744 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
745 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
746 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-13
747 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
748 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
749 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
750 FE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
751 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-07
752 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
753 Future Growth Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-11
754 GCAM Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2007-05-17 2022-03-09
755 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
756 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
757 Golden Hen Investment Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-20
758 Goldstream Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-02
759 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
760 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
761 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
762 Grey Investment Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-02-21
763 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
764 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
765 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
766 Hana Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-03-25 2015-06-17
767 Highland Financial Group Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-22 2012-11-07
768 HTC Securities Company Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2010-09-03 2013-11-19
769 HuaAn Asset Management (Hong Kong) Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-12-01
770 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
771 IIFL Private Wealth Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-13 2019-01-03
772 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
773 Imperium International Asset Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-02
774 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
775 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
776 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
777 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
778 JQ Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-05
779 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2010-09-29
780 JW CAPITAL SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
781 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
782 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
783 KCG FUND MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-04
784 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
785 King Wai Asset Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-05
786 Kingsbridge Limited (d2014-08-15) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-07-28 2014-02-12
787 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
788 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
789 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
790 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
791 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
792 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-11 2014-08-05
793 Merdeka Investment Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-09
794 MVision Private Equity Advisers Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-29
795 Myo Capital Advisers Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-11-16 2021-02-04
796 OnePlatform Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-07-25 2014-05-28
797 ORION INVESTMENT MANAGEMENT LIMITED 2 6 8 2 0 2 0 -6 -6 75.00 0.00 2009-11-06 2016-12-14
798 Pacific Advantage Capital Limited 4 2 6 2 0 2 -2 -2 -4 33.33 0.00 2010-10-25 2013-01-14
799 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
800 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
801 Partners Capital Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-08-04
802 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-21
803 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-03-02 2013-01-14
804 POMONA CAPITAL ASIA LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2011-03-25 2013-07-17
805 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
806 Prince Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-21 2014-12-19
807 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2017-06-28
808 PRIVATE CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
809 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
810 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2024-03-25
811 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
812 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
813 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
814 Safari Asia Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2010-04-30 2015-07-02
815 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
816 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
817 SDIC Securities International Financial Holdings Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2012-08-17
818 Select Investment Services Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-16
819 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
820 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
821 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
822 Soochow Securities International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-12
823 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
824 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
825 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
826 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2015-03-27
827 STANHILL (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-05-23
828 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
829 Superfund Financial (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
830 Swiss China Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-14
831 Synergy Fund Management Group Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2010-05-26
832 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
833 TRADING CENTRAL ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2011-03-08
834 UCAP HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-11
835 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
836 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
837 Value Partners Private Equity Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
838 Voras Capital Management (HK) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-07-31 2012-09-04
839 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
840 Whitestone Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-17 2013-05-22
841 WMG Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-28 2014-01-06
842 Wolver Hill Asset Management Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-03-10
843 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
844 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 1 0 1 -2 -1 -3 25.00 0.00
845 CHI CAPITAL SECURITIES LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2004-09-07 2016-05-05
846 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-05-21
847 Chubb Investment Management (HK) Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2010-11-12
848 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-10-16
849 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2012-06-21
850 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2016-05-24
851 VISION FINANCE (SECURITIES) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-05-08
852 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-06-25
853 Alphatraxx (H.K.) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-23 2012-02-14
854 APAX PARTNERS HONG KONG LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-01-21 2012-03-12
855 BANK CONSORTIUM TRUST COMPANY LIMITED 2 20 22 0 0 0 -2 -20 -22 90.91 - 2011-11-22
856 BROOKE CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-06-13
857 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 1 4 5 0 0 0 -1 -4 -5 80.00 - 2010-07-12 2012-04-03
858 Chuo Mitsui Investments Hong Kong Limited 3 5 8 0 0 0 -3 -5 -8 62.50 - 2009-04-30 2011-12-29
859 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-04-29 2012-08-09
860 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-10-26 2012-03-08
861 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-09-12
862 Fubon Capital (HK) Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2012-01-13
863 GEOMATRIX (H.K.) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-01-31
864 Global CTA Services Investment (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-11-26 2012-09-03
865 Halbis Capital Management (Hong Kong) Limited 7 35 42 0 0 0 -7 -35 -42 83.33 - 2005-06-23 2012-05-11
866 HAYWOOD INTERNATIONAL FINANCIAL PLANNING LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-06-03
867 HSBC Family Office Services Limited 3 5 8 0 0 0 -3 -5 -8 62.50 - 2006-01-03 2012-07-13
868 HSBC LIFE (INTERNATIONAL) LIMITED 1 85 86 0 0 0 -1 -85 -86 98.84 - 2012-05-07
869 INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-02 2011-11-25
870 Julius Baer (Hong Kong) Limited 3 78 81 0 0 0 -3 -78 -81 96.30 - 2006-09-14 2012-05-10
871 Knight Capital Asia Limited 3 19 22 0 0 0 -3 -19 -22 86.36 - 2009-07-22 2011-08-22
872 La Roche & Co Asia Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2008-03-05 2011-12-08
873 MANDARIN VP (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-09-20
874 MASON LAROCHE (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-03-19
875 MD Healthcare International Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2008-11-05 2011-07-28
876 MF Global Hong Kong Limited 2 26 28 0 0 0 -2 -26 -28 92.86 - 2007-04-30
877 MONEY CONCEPTS (ASIA) LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2012-09-18
878 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-07-19
879 OSCAR BENSON LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-23
880 PERRY CAPITAL (ASIA) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2006-09-12 2012-01-27
881 PYRMONT WEALTH MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 -
882 RAB CAPITAL (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-09-28 2011-10-10
883 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 3 6 0 0 0 -3 -3 -6 50.00 - 2012-04-02
884 SBI China Capital Securities Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2012-10-08
885 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2012-01-12
886 SKY WARD GLOBAL MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-07-10
887 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-30
888 WM (HK) Limited 0 2 2 0 0 0 0 -2 -2 100.00 - 2014-10-24
889 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-02-13
890 YF Life Investors Limited 3 90 93 0 0 0 -3 -90 -93 96.77 - 2004-08-30 2013-03-22
891 Yorkville Advisors HK Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2009-03-18 2012-03-02
892 ZHONGRONG PT FINANCE LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-10-03
Average 2.88 10.82 13.70 2.98 10.28 13.26 78.96 77.51

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