SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2011-07-31 2012-07-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch (Asia Pacific) Limited 6 264 270 10 453 463 4 189 193 97.78 97.84
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 9 267 276 12 302 314 3 35 38 96.74 96.18
3 Credit Suisse (Hong Kong) Limited 30 289 319 30 260 290 0 -29 -29 90.60 89.66 2025-01-13
4 UBS SECURITIES ASIA LIMITED 5 235 240 4 227 231 -1 -8 -9 97.92 98.27
5 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 5 16 21 11 165 176 6 149 155 76.19 93.75
6 Merrill Lynch Far East Limited 5 189 194 6 143 149 1 -46 -45 97.42 95.97 2025-01-16
7 Citigroup Global Markets Asia Limited 2 108 110 4 144 148 2 36 38 98.18 97.30
8 GOLDMAN SACHS (ASIA) L.L.C. 10 119 129 10 124 134 0 5 5 92.25 92.54
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 120 124 4 127 131 0 7 7 96.77 96.95
10 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 152 159 7 118 125 0 -34 -34 95.60 94.40
11 J.P. MORGAN BROKING (HONG KONG) LIMITED 7 97 104 12 108 120 5 11 16 93.27 90.00
12 MACQUARIE CAPITAL LIMITED 2 121 123 2 116 118 0 -5 -5 98.37 98.31
13 CLSA RESEARCH LIMITED 3 123 126 3 111 114 0 -12 -12 97.62 97.37 2014-06-18
14 HSBC Global Asset Management (Hong Kong) Limited 13 99 112 13 99 112 0 0 0 88.39 88.39
15 BOCI SECURITIES LIMITED 10 103 113 11 97 108 1 -6 -5 91.15 89.81 2004-03-01
16 JPMorgan Asset Management (Asia Pacific) Limited 5 97 102 9 93 102 4 -4 0 95.10 91.18
17 Morgan Stanley Asia Limited 4 114 118 8 94 102 4 -20 -16 96.61 92.16
18 FIL Investment Management (Hong Kong) Limited 5 87 92 7 94 101 2 7 9 94.57 93.07
19 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 85 92 7 80 87 0 -5 -5 92.39 91.95
20 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 6 58 64 8 78 86 2 20 22 90.63 90.70 2008-08-20
21 MIZUHO SECURITIES ASIA LIMITED 9 82 91 10 74 84 1 -8 -7 90.11 88.10
22 iBest Consultants Limited 2 83 85 2 81 83 0 -2 -2 97.65 97.59 2019-08-15
23 CENTALINE WEALTH MANAGEMENT LIMITED 3 86 89 3 79 82 0 -7 -7 96.63 96.34 2004-04-02
24 BARCLAYS CAPITAL ASIA LIMITED 4 46 50 3 77 80 -1 31 30 92.00 96.25
25 FWD Financial Planning Limited (HK) 4 48 52 4 73 77 0 25 25 92.31 94.81
26 Daiwa Capital Markets Hong Kong Limited 6 107 113 4 72 76 -2 -35 -37 94.69 94.74
27 Jefferies Hong Kong Limited 2 32 34 6 62 68 4 30 34 94.12 91.18 2010-01-04
28 CITIC Securities Brokerage (HK) Limited 5 41 46 9 56 65 4 15 19 89.13 86.15
29 BlackRock (Hong Kong) Limited (d2017-01-20) 6 43 49 5 59 64 -1 16 15 87.76 92.19 2015-05-15
30 Standard Chartered Securities (Hong Kong) Limited 11 38 49 10 54 64 -1 16 15 77.55 84.38
31 Everbright Securities Investment Services (HK) Limited 4 56 60 5 57 62 1 1 2 93.33 91.94
32 BCT Financial Limited 2 45 47 2 59 61 0 14 14 95.74 96.72 2010-11-24
33 KGI ASIA LIMITED 7 47 54 10 51 61 3 4 7 87.04 83.61 2017-10-02
34 CCB INTERNATIONAL SECURITIES LIMITED 5 68 73 10 50 60 5 -18 -13 93.15 83.33 2005-10-10
35 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 48 50 2 57 59 0 9 9 96.00 96.61
36 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 48 53 5 53 58 0 5 5 90.57 91.38
37 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 37 42 5 51 56 0 14 14 88.10 91.07 2007-01-12 2015-05-31
38 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 2 51 53 0 0 0 96.23 96.23 2004-01-20
39 CSI Corporate Finance (HK) Limited 8 39 47 8 45 53 0 6 6 82.98 84.91 2007-08-01 2019-03-29
40 FWD Life Insurance Company (Bermuda) Limited 1 70 71 0 52 52 -1 -18 -19 98.59 100.00 2012-11-21
41 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 40 43 5 47 52 2 7 9 93.02 90.38
42 VALUE PARTNERS LIMITED 3 51 54 3 49 52 0 -2 -2 94.44 94.23
43 Quam Securities Limited 4 33 37 4 47 51 0 14 14 89.19 92.16
44 VALUE PARTNERS HONG KONG LIMITED 3 50 53 3 48 51 0 -2 -2 94.34 94.12 2007-11-19
45 FIL Investment Advisors 3 39 42 3 45 48 0 6 6 92.86 93.75
46 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 4 27 31 8 39 47 4 12 16 87.10 82.98 2009-09-15
47 UBS Asset Management (Hong Kong) Limited 6 36 42 4 43 47 -2 7 5 85.71 91.49
48 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 44 48 4 41 45 0 -3 -3 91.67 91.11 2018-12-31
49 BlackRock Asset Management North Asia Limited 6 35 41 5 39 44 -1 4 3 85.37 88.64
50 oOo Securities (HK) Group Limited 3 43 46 3 41 44 0 -2 -2 93.48 93.18 2004-12-03
51 BLACKSTONE GROUP (HK) LIMITED (THE) 3 46 49 3 40 43 0 -6 -6 93.88 93.02 2008-10-14
52 BOCI RESEARCH LIMITED 4 41 45 5 37 42 1 -4 -3 91.11 88.10
53 JPMorgan Funds (Asia) Limited 7 29 36 7 35 42 0 6 6 80.56 83.33
54 CLSA LIMITED 5 45 50 3 38 41 -2 -7 -9 90.00 92.68
55 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 32 34 2 39 41 0 7 7 94.12 95.12
56 Pictet Asset Management (Hong Kong) Limited 5 19 24 5 36 41 0 17 17 79.17 87.80
57 Rothschild & Co Hong Kong Limited 3 36 39 3 38 41 0 2 2 92.31 92.68 2005-04-27
58 Yuanta Securities (Hong Kong) Company Limited 5 31 36 6 35 41 1 4 5 86.11 85.37
59 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 44 47 4 36 40 1 -8 -7 93.62 90.00 2005-07-05
60 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 26 32 6 34 40 0 8 8 81.25 85.00 2007-04-26
61 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 32 37 5 33 38 0 1 1 86.49 86.84
62 JF INTERNATIONAL MANAGEMENT INC. 2 28 30 5 33 38 3 5 8 93.33 86.84 2020-07-13
63 Sanford C. Bernstein (Hong Kong) Limited 0 0 0 5 33 38 5 33 38 - 86.84 2011-09-28
64 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 27 32 5 32 37 0 5 5 84.38 86.49
65 UOB KAY HIAN (HONG KONG) LIMITED 3 31 34 4 33 37 1 2 3 91.18 89.19
66 ASSET MANAGEMENT GROUP LIMITED 2 53 55 2 34 36 0 -19 -19 96.36 94.44 2006-01-17
67 NATIXIS ASIA LIMITED 3 25 28 3 33 36 0 8 8 89.29 91.67 2004-10-19
68 GET NICE SECURITIES LIMITED 5 31 36 4 31 35 -1 0 -1 86.11 88.57
69 T. Rowe Price Hong Kong Limited 2 25 27 3 32 35 1 7 8 92.59 91.43 2010-12-21
70 Amundi Hong Kong Limited 5 27 32 6 27 33 1 0 1 84.38 81.82
71 BOCOM International Securities Limited 5 28 33 4 29 33 -1 1 0 84.85 87.88 2007-09-10
72 CGS International Securities Hong Kong Limited 3 16 19 4 29 33 1 13 14 84.21 87.88
73 Goldman Sachs Investment Management Hong Kong Limited 4 36 40 3 30 33 -1 -6 -7 90.00 90.91 2013-11-27
74 DBS VICKERS (HONG KONG) LIMITED 3 24 27 4 28 32 1 4 5 88.89 87.50
75 AllianceBernstein Hong Kong Limited 5 57 62 4 27 31 -1 -30 -31 91.94 87.10
76 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 16 23 6 25 31 -1 9 8 69.57 80.65
77 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 16 25 10 21 31 1 5 6 64.00 67.74
78 T G HOLBORN (HK) LIMITED 3 36 39 3 28 31 0 -8 -8 92.31 90.32 2014-04-29
79 HARVEST GLOBAL INVESTMENTS LIMITED 3 21 24 5 24 29 2 3 5 87.50 82.76 2009-02-16
80 Manulife Investment Management (Hong Kong) Limited 4 17 21 6 23 29 2 6 8 80.95 79.31
81 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 5 30 35 2 26 28 -3 -4 -7 85.71 92.86 2012-12-13
82 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 18 24 6 21 27 0 3 3 75.00 77.78
83 CASH Wealth Management Limited 2 33 35 2 25 27 0 -8 -8 94.29 92.59
84 DEUTSCHE SECURITIES ASIA LIMITED 9 15 24 8 19 27 -1 4 3 62.50 70.37 2019-12-03
85 EMPEROR SECURITIES LIMITED (HK) 7 15 22 7 20 27 0 5 5 68.18 74.07
86 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 22 27 4 23 27 -1 1 0 81.48 85.19
87 BSI Investment Advisors (Hong Kong) Limited 5 19 24 5 21 26 0 2 2 79.17 80.77 2010-08-27 2014-06-04
88 First Sentier Investors (Hong Kong) Limited 3 24 27 5 21 26 2 -3 -1 88.89 80.77
89 INVESCO HONG KONG LIMITED 5 14 19 5 21 26 0 7 7 73.68 80.77
90 IPP Financial Advisers Limited 2 24 26 3 23 26 1 -1 0 92.31 88.46 2006-12-21
91 RHB SECURITIES HONG KONG LIMITED 5 32 37 5 21 26 0 -11 -11 86.49 80.77 2006-11-17 2022-10-06
92 MIDLAND WEALTH MANAGEMENT LIMITED 2 32 34 1 23 24 -1 -9 -10 94.12 95.83 2008-02-18
93 Religare Capital Markets (Hong Kong) Limited 4 15 19 6 18 24 2 3 5 78.95 75.00 2009-09-22 2018-04-09
94 CBH Asia Limited 4 14 18 4 19 23 0 5 5 77.78 82.61
95 Fidelity Management & Research (Hong Kong) Limited 3 15 18 5 18 23 2 3 5 83.33 78.26 2008-09-04
96 HANG SENG SECURITIES LIMITED 5 16 21 5 18 23 0 2 2 76.19 78.26
97 HARRIS FRASER (INTERNATIONAL) LIMITED 3 13 16 3 20 23 0 7 7 81.25 86.96
98 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 21 23 2 21 23 0 0 0 91.30 91.30 2013-03-19
99 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 4 19 23 0 1 1 81.82 82.61 2003-09-18
100 Yuanta Asia Investment (Hong Kong) Limited 3 20 23 3 20 23 0 0 0 86.96 86.96 2007-01-15 2013-11-01
101 CAIIS Limited 3 18 21 3 19 22 0 1 1 85.71 86.36 2018-09-04
102 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 17 22 6 16 22 1 -1 0 77.27 72.73 2024-03-28
103 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 7 18 25 5 17 22 -2 -1 -3 72.00 77.27
104 DBS ASIA CAPITAL LIMITED 4 12 16 8 14 22 4 2 6 75.00 63.64
105 Guosen Securities (HK) Brokerage Company, Limited 3 10 13 4 18 22 1 8 9 76.92 81.82 2010-02-26
106 HPEF Capital Partners Limited 9 14 23 9 13 22 0 -1 -1 60.87 59.09 2022-06-01
107 IAM LEGACY LIMITED 4 34 38 3 19 22 -1 -15 -16 89.47 86.36 2007-08-21
108 Neuberger Berman Asia Limited 2 13 15 4 18 22 2 5 7 86.67 81.82 2008-03-13
109 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 12 15 4 18 22 1 6 7 80.00 81.82
110 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 5 12 6 16 22 -1 11 10 41.67 72.73
111 CITIC Securities (Hong Kong) Limited 5 17 22 4 17 21 -1 0 -1 77.27 80.95
112 INSTINET PACIFIC LIMITED 4 21 25 4 17 21 0 -4 -4 84.00 80.95
113 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 21 25 2 19 21 -2 -2 -4 84.00 90.48
114 PineBridge Investments Asia Limited 3 16 19 5 16 21 2 0 2 84.21 76.19
115 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 16 20 4 17 21 0 1 1 80.00 80.95 2013-04-17
116 SMBC Nikko Securities (Hong Kong) Limited 5 12 17 6 15 21 1 3 4 70.59 71.43
117 China Asset Management (Hong Kong) Limited 5 12 17 5 15 20 0 3 3 70.59 75.00 2009-04-03
118 CITIC Securities Asset Management (HK) Limited 3 15 18 3 17 20 0 2 2 83.33 85.00 2008-08-01
119 CSOP Asset Management Limited 3 9 12 3 17 20 0 8 8 75.00 85.00 2009-04-02
120 HAITONG INTERNATIONAL RESEARCH LIMITED 3 19 22 3 17 20 0 -2 -2 86.36 85.00
121 Legg Mason Asset Management Hong Kong Limited 5 16 21 3 17 20 -2 1 -1 76.19 85.00 2022-06-30
122 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 17 20 3 17 20 0 0 0 85.00 85.00
123 St. James's Place (Hong Kong) Limited 1 18 19 2 18 20 1 0 1 94.74 90.00
124 APG Investments Asia Limited 7 11 18 6 13 19 -1 2 1 61.11 68.42 2008-11-18
125 CITIC CLSA Capital Partners HK Limited 3 16 19 4 15 19 1 -1 0 84.21 78.95
126 DWS Investments Hong Kong Limited 3 18 21 4 15 19 1 -3 -2 85.71 78.95
127 Eastspring Investments (Hong Kong) Limited 3 7 10 3 16 19 0 9 9 70.00 84.21
128 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 17 21 4 15 19 0 -2 -2 80.95 78.95 2008-07-03
129 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 6 17 23 4 15 19 -2 -2 -4 73.91 78.95
130 HANG SENG INVESTMENT SERVICES LIMITED 6 9 15 7 12 19 1 3 4 60.00 63.16
131 OnePlatform Asset Management Limited 2 18 20 2 17 19 0 -1 -1 90.00 89.47
132 Wells Fargo Securities Asia Limited 3 11 14 4 15 19 1 4 5 78.57 78.95 2008-04-25
133 WILSON SECURITIES LIMITED 3 21 24 2 17 19 -1 -4 -5 87.50 89.47 2010-02-25
134 Ark Securities (Hong Kong) Limited 3 18 21 3 15 18 0 -3 -3 85.71 83.33
135 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 7 12 19 5 13 18 -2 1 -1 63.16 72.22 2008-10-22
136 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 2 12 14 4 14 18 2 2 4 85.71 77.78 2016-06-30
137 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 14 19 3 15 18 -2 1 -1 73.68 83.33 2005-11-15
138 Income Partners Asset Management (HK) Limited 4 17 21 3 15 18 -1 -2 -3 80.95 83.33
139 Shang International Finance Limited 7 13 20 6 12 18 -1 -1 -2 65.00 66.67 2024-01-26
140 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 10 14 6 12 18 2 2 4 71.43 66.67
141 SINOPAC SECURITIES (ASIA) LIMITED 3 18 21 2 16 18 -1 -2 -3 85.71 88.89 2017-02-12
142 UBP ASSET MANAGEMENT ASIA LIMITED 5 12 17 4 14 18 -1 2 1 70.59 77.78 2007-01-11
143 BOCI ASSET MANAGEMENT LIMITED 4 13 17 4 13 17 0 0 0 76.47 76.47 2014-12-24
144 CHIEF SECURITIES LIMITED 3 7 10 3 14 17 0 7 7 70.00 82.35 2006-04-20
145 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 4 13 17 1 7 8 66.67 76.47 2009-12-14 2024-10-15
146 MCP Asset Management Company Limited 3 11 14 3 14 17 0 3 3 78.57 82.35 2005-08-23
147 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 3 14 17 0 -3 -3 85.00 82.35 2004-05-19
148 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 10 13 4 12 16 1 2 3 76.92 75.00 2008-04-30
149 CVC Asia Pacific Limited 4 11 15 4 12 16 0 1 1 73.33 75.00
150 GF Asset Management (Hong Kong) Limited 3 11 14 3 13 16 0 2 2 78.57 81.25 2007-11-08
151 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 11 14 3 13 16 0 2 2 78.57 81.25 2010-02-23
152 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 4 11 15 1 1 2 76.92 73.33 2008-08-08
153 BEA Union Investment Management Limited 5 11 16 6 9 15 1 -2 -1 68.75 60.00
154 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
155 Deltroit (Hong Kong) Limited 2 9 11 2 13 15 0 4 4 81.82 86.67 2005-04-11 2024-12-12
156 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 8 10 3 12 15 1 4 5 80.00 80.00 2009-01-02
157 FIRST SHANGHAI SECURITIES LIMITED 2 12 14 3 12 15 1 0 1 85.71 80.00
158 iFAST Financial (HK) Limited 4 10 14 5 10 15 1 0 1 71.43 66.67 2007-03-30
159 Janus Henderson Investors Hong Kong Limited 3 7 10 4 11 15 1 4 5 70.00 73.33
160 MUFG Securities Asia Limited 7 13 20 6 9 15 -1 -4 -5 65.00 60.00 2010-12-31
161 Oreana Financial Services Limited 3 8 11 3 12 15 0 4 4 72.73 80.00
162 313 Capital Management Limited 2 4 6 2 12 14 0 8 8 66.67 85.71 2010-04-19
163 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71
164 ICBC INTERNATIONAL RESEARCH LIMITED 4 11 15 2 12 14 -2 1 -1 73.33 85.71 2009-07-10 2024-10-15
165 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 9 13 4 10 14 0 1 1 69.23 71.43 2003-06-06
166 MIB SECURITIES (HONG KONG) LIMITED 3 10 13 3 11 14 0 1 1 76.92 78.57
167 PEGASUS FUND MANAGERS LIMITED 2 13 15 2 12 14 0 -1 -1 86.67 85.71
168 Penjing Asset Management (HK) Limited 5 10 15 5 9 14 0 -1 -1 66.67 64.29 2005-03-24 2016-02-03
169 PRUDENTIAL BROKERAGE LIMITED 2 14 16 2 12 14 0 -2 -2 87.50 85.71
170 SG SECURITIES (HK) LIMITED 4 7 11 5 9 14 1 2 3 63.64 64.29 2010-08-18
171 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 6 10 4 10 14 0 4 4 60.00 71.43 2009-07-10
172 AIF CAPITAL LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23
173 Bosera Asset Management (International) Co., Limited 5 8 13 3 10 13 -2 2 0 61.54 76.92 2010-11-05
174 CC Finance Limited 3 10 13 3 10 13 0 0 0 76.92 76.92 2006-04-20 2025-06-19
175 DAEWOO SECURITIES (HONG KONG) LIMITED 2 9 11 4 9 13 2 0 2 81.82 69.23 2017-02-28
176 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 4 7 4 9 13 1 5 6 57.14 69.23 2010-06-29
177 HAMON ASSET MANAGEMENT LIMITED 2 12 14 3 10 13 1 -2 -1 85.71 76.92
178 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 2 9 11 2 11 13 0 2 2 81.82 84.62 2010-02-11
179 ICBC Asset Management (Global) Company Limited 2 6 8 3 10 13 1 4 5 75.00 76.92
180 OCP Asia (Hong Kong) Limited 3 8 11 3 10 13 0 2 2 72.73 76.92 2004-09-03 2022-06-13
181 PFP Capital Limited 2 11 13 3 10 13 1 -1 0 84.62 76.92
182 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 11 13 2 11 13 0 0 0 84.62 84.62
183 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 7 11 4 9 13 0 2 2 63.64 69.23 2008-05-29
184 Robeco Hong Kong Limited 4 9 13 3 10 13 -1 1 0 69.23 76.92 2007-12-18
185 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2019-09-30
186 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 4 9 13 0 2 2 63.64 69.23 2006-03-24
187 ARGYLE STREET MANAGEMENT LIMITED 4 6 10 3 9 12 -1 3 2 60.00 75.00
188 CAPITAL GLOBAL MANAGEMENT LIMITED 4 8 12 3 9 12 -1 1 0 66.67 75.00 2005-12-20
189 CHEONG LEE SECURITIES LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00 2005-11-24
190 China Universal Asset Management (Hong Kong) Company Limited 4 8 12 3 9 12 -1 1 0 66.67 75.00 2010-02-19
191 CTBC Asia Limited 2 12 14 2 10 12 0 -2 -2 85.71 83.33 2004-10-04
192 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 4 8 12 0 1 1 63.64 66.67
193 EQT Partners Asia Limited 3 10 13 2 10 12 -1 0 -1 76.92 83.33 2023-09-06
194 Ge Shang Investment (Hong Kong) Limited 2 18 20 2 10 12 0 -8 -8 90.00 83.33
195 HAMON ASIAN ADVISORS LIMITED 2 10 12 3 9 12 1 -1 0 83.33 75.00
196 Huajin Corporate Finance (International) Limited 4 5 9 4 8 12 0 3 3 55.56 66.67
197 LAZARD ASIA (HONG KONG) LIMITED 3 8 11 4 8 12 1 0 1 72.73 66.67
198 Nomura Asset Management Hong Kong Limited 4 8 12 6 6 12 2 -2 0 66.67 50.00
199 Redford Asset Management Limited 3 7 10 4 8 12 1 1 2 70.00 66.67 2010-03-09
200 Samsung Asset Management (Hong Kong) Limited 3 8 11 3 9 12 0 1 1 72.73 75.00 2008-04-23
201 StormHarbour Securities (Hong Kong) Limited 4 9 13 3 9 12 -1 0 -1 69.23 75.00 2010-03-18
202 VICTORY SECURITIES COMPANY LIMITED 3 7 10 3 9 12 0 2 2 70.00 75.00
203 AMPLE CAPITAL LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2007-01-02 2022-07-27
204 AXA Investment Managers Asia Limited 2 10 12 3 8 11 1 -2 -1 83.33 72.73
205 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 10 12 3 8 11 1 -2 -1 83.33 72.73 2019-07-05
206 CATHAY SECURITIES (HONG KONG) LIMITED 3 4 7 3 8 11 0 4 4 57.14 72.73 2007-11-27
207 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 5 9 6 5 11 2 0 2 55.56 45.45 2008-12-24
208 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2019-05-10
209 FLAG Squadron Asia Limited 5 5 10 5 6 11 0 1 1 50.00 54.55 2007-07-04 2016-06-02
210 FULBRIGHT SECURITIES LIMITED 4 5 9 6 5 11 2 0 2 55.56 45.45 2010-05-18
211 GAM HONG KONG LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
212 GT Asset & Portfolio Management Limited 3 6 9 3 8 11 0 2 2 66.67 72.73 2004-11-04
213 Hamilton Lane (Hong Kong) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2010-07-05
214 HFT INVESTMENT MANAGEMENT (HK) LIMITED 2 6 8 3 8 11 1 2 3 75.00 72.73 2010-10-27 2021-11-26
215 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 12 14 2 9 11 0 -3 -3 85.71 81.82
216 LOMBARD ODIER (HONG KONG) LIMITED 3 5 8 4 7 11 1 2 3 62.50 63.64
217 MAN INVESTMENTS (HONG KONG) LIMITED 3 12 15 3 8 11 0 -4 -4 80.00 72.73
218 ORIENTAL PATRON SECURITIES LIMITED 4 7 11 5 6 11 1 -1 0 63.64 54.55
219 PIMCO Asia Limited 3 4 7 3 8 11 0 4 4 57.14 72.73 2006-05-17
220 Pyramis Global Advisors (Hong Kong) Limited 5 6 11 3 8 11 -2 2 0 54.55 72.73 2008-07-29 2014-11-21
221 SPARX Asia Investment Advisors Limited 4 15 19 5 6 11 1 -9 -8 78.95 54.55 2004-04-20
222 Vision Capital Investment Management Limited 3 10 13 3 8 11 0 -2 -2 76.92 72.73 2008-01-12
223 ZEAL ASSET MANAGEMENT LIMITED 5 5 10 5 6 11 0 1 1 50.00 54.55 2009-10-09 2025-08-20
224 ABCI Securities Company Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2005-11-15
225 BALLINGAL INVESTMENT ADVISORS LIMITED 4 4 8 4 6 10 0 2 2 50.00 60.00 2004-08-13
226 BMI FUNDS MANAGEMENT LIMITED 4 19 23 2 8 10 -2 -11 -13 82.61 80.00
227 BOCHK Asset Management Limited 2 3 5 4 6 10 2 3 5 60.00 60.00 2010-12-15
228 CHINA EVERBRIGHT CAPITAL LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00
229 China Tonghai (IA) Limited 3 7 10 3 7 10 0 0 0 70.00 70.00 2017-11-29
230 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 4 9 5 5 10 0 1 1 44.44 50.00 2007-02-16
231 Citigroup Venture Capital International Asia Limited 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2005-05-24 2014-04-15
232 GAYANG SECURITIES LIMITED 3 24 27 3 7 10 0 -17 -17 88.89 70.00
233 Guo Tong Capital Management Company Limited 2 7 9 2 8 10 0 1 1 77.78 80.00 2010-05-24 2019-05-22
234 ICBC (ASIA) SECURITIES LIMITED 4 6 10 4 6 10 0 0 0 60.00 60.00
235 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2005-05-09
236 Japaninvest (Hong Kong) Limited 4 6 10 3 7 10 -1 1 0 60.00 70.00 2010-10-26 2017-01-27
237 Keefe, Bruyette & Woods Asia Limited 5 6 11 4 6 10 -1 0 -1 54.55 60.00 2010-03-03 2013-04-24
238 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 6 10 5 5 10 1 -1 0 60.00 50.00 2017-10-02
239 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 3 8 4 6 10 -1 3 2 37.50 60.00
240 Leonteq Securities (Hong Kong) Limited 2 5 7 2 8 10 0 3 3 71.43 80.00 2011-04-07
241 Mason Securities Limited 2 7 9 5 5 10 3 -2 1 77.78 50.00
242 Mirae Asset Securities (HK) Limited 2 21 23 2 8 10 0 -13 -13 91.30 80.00 2007-10-09 2017-02-28
243 Mirae Asset Securities (HK) Limited 2 21 23 2 8 10 0 -13 -13 91.30 80.00 2007-10-09 2017-03-01
244 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 1 3 3 7 10 1 6 7 33.33 70.00 2011-04-14
245 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00
246 Rockhampton Management Limited 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2011-01-26
247 SDICS International Securities (Hong Kong) Limited 4 0 4 3 7 10 -1 7 6 0.00 70.00 2010-05-18
248 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
249 SOUTH CHINA RESEARCH LIMITED 2 5 7 3 7 10 1 2 3 71.43 70.00
250 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 4 6 10 1 -1 0 70.00 60.00 2007-05-08 2019-09-30
251 Wanhai Securities (HK) Limited 2 5 7 3 7 10 1 2 3 71.43 70.00
252 XinKong International Securities Limited 2 7 9 4 6 10 2 -1 1 77.78 60.00
253 Aletheia Analyst Network Limited 2 2 4 2 7 9 0 5 5 50.00 77.78 2008-06-03
254 Bright Fund Management Limited 2 7 9 4 5 9 2 -2 0 77.78 55.56 2023-12-19
255 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2009-10-05
256 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
257 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 4 7 2 7 9 -1 3 2 57.14 77.78
258 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 9 12 3 6 9 0 -3 -3 75.00 66.67 2023-02-02
259 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-02-16
260 GF Securities (Hong Kong) Brokerage Limited 2 3 5 2 7 9 0 4 4 60.00 77.78 2009-10-30
261 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 3 1 4 6 3 9 3 2 5 25.00 33.33 2016-10-10
262 Houlihan Lokey (China) Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2008-10-09
263 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 8 10 6 3 9 4 -5 -1 80.00 33.33 2004-02-10 2015-07-22
264 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 4 5 9 1 -1 0 66.67 55.56
265 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67
266 M&F Asset Management Limited 3 10 13 3 6 9 0 -4 -4 76.92 66.67
267 Mackenzie Investments Asia Limited 3 5 8 3 6 9 0 1 1 62.50 66.67
268 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 2 7 9 -1 1 0 66.67 77.78 2007-12-21 2021-04-21
269 ONSHINE SECURITIES LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67
270 Providence Equity Asia Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-08-23 2019-01-10
271 Samena Capital Hong Kong Limited 4 2 6 4 5 9 0 3 3 33.33 55.56 2009-09-01 2021-09-27
272 Towers Watson Investment Services Hong Kong Limited 3 3 6 3 6 9 0 3 3 50.00 66.67 2007-05-14
273 Vontobel (Hong Kong) Limited 2 5 7 3 6 9 1 1 2 71.43 66.67 2008-11-27
274 abrdn Hong Kong Limited 3 3 6 3 5 8 0 2 2 50.00 62.50
275 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2004-09-07
276 Allianz Global Investors Hong Kong Limited 3 10 13 2 6 8 -1 -4 -5 76.92 75.00 2015-05-31
277 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2007-05-08
278 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
279 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
280 BNY Mellon Investment Management Hong Kong Limited 3 3 6 4 4 8 1 1 2 50.00 50.00 2008-06-06
281 BTG Pactual Asia Limited 2 2 4 2 6 8 0 4 4 50.00 75.00 2009-08-13 2016-12-13
282 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 4 6 3 5 8 1 1 2 66.67 62.50 2009-03-13
283 CC SIF Advisory Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2006-07-25
284 Channel 8 Wealth Management Limited 3 12 15 3 5 8 0 -7 -7 80.00 62.50 2010-01-27
285 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 1 4 5 2 6 8 1 2 3 80.00 75.00
286 China Galaxy International Securities (Hong Kong) Co., Limited 0 0 0 3 5 8 3 5 8 - 62.50 2012-03-13
287 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
288 Chinese Strategic Asset Management Limited 3 4 7 4 4 8 1 0 1 57.14 50.00 2007-12-20 2020-07-16
289 CHOW SANG SANG SECURITIES LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50
290 COMGEST FAR EAST LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00
291 Funderstone Securities Limited 3 1 4 3 5 8 0 4 4 25.00 62.50
292 GLOBAL INVESTMENT ADVISORS LIMITED 2 11 13 3 5 8 1 -6 -5 84.62 62.50
293 GUODU SECURITIES (HONG KONG) LIMITED 3 2 5 4 4 8 1 2 3 40.00 50.00 2010-07-07
294 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 4 6 2 6 8 0 2 2 66.67 75.00 2004-11-29
295 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
296 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 3 6 6 2 8 3 -1 2 50.00 25.00 2009-11-16
297 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2014-10-13
298 IVORY CAPITAL PRIVATE LIMITED 2 6 8 3 5 8 1 -1 0 75.00 62.50 2007-03-21
299 Kerogen Capital (Asia) Limited 3 3 6 4 4 8 1 1 2 50.00 50.00 2010-02-01
300 MEIJI YASUDA ASIA LIMITED 3 2 5 3 5 8 0 3 3 40.00 62.50 2019-10-17
301 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 6 8 2 6 8 0 0 0 75.00 75.00
302 Open Securities Limited 2 4 6 2 6 8 0 2 2 66.67 75.00
303 PANTHEON VENTURES (HK) LLP 2 4 6 2 6 8 0 2 2 66.67 75.00 2010-06-30 2024-05-14
304 Permira Advisers Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2008-08-19
305 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 5 8 2 6 8 -1 1 0 62.50 75.00
306 Standard & Poor's Investment Advisory Services (HK) Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2010-09-21 2017-06-27
307 Tyche Group Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2014-12-05
308 Vanguard Investments Hong Kong Limited 0 0 0 2 6 8 2 6 8 - 75.00 2012-02-07 2022-06-29
309 VISION FINANCE ASSET MANAGEMENT LIMITED 4 5 9 5 3 8 1 -2 -1 55.56 37.50 2008-12-17
310 VTB Capital Hong Kong Limited 3 1 4 5 3 8 2 2 4 25.00 37.50 2011-06-30
311 WFM Asia (HK) Limited 3 8 11 2 6 8 -1 -2 -3 72.73 75.00
312 YUE XIU SECURITIES COMPANY LIMITED 3 3 6 4 4 8 1 1 2 50.00 50.00
313 Yunfeng Financial Markets Limited 3 1 4 4 4 8 1 3 4 25.00 50.00
314 ZBI Asia Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2010-02-22 2014-06-09
315 Argonaut Securities (Asia) Limited 0 0 0 4 3 7 4 3 7 - 42.86 2011-09-08 2021-12-07
316 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 2 5 7 -1 3 2 40.00 71.43 2008-03-12 2018-05-11
317 Changjiang Securities Brokerage (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2011-12-13
318 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 7 10 2 5 7 -1 -2 -3 70.00 71.43 2004-07-28 2013-02-27
319 CSC SECURITIES (HK) LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2007-06-01
320 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2009-10-14
321 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 3 4 7 1 4 5 0.00 57.14
322 EVENSTAR ADVISORS LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14 2007-04-19
323 EXS Capital Asia Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2008-06-12
324 FB SECURITIES (HONG KONG) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
325 Fosun International Securities Limited 5 2 7 4 3 7 -1 1 0 28.57 42.86
326 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 2 5 7 2 5 7 - 71.43 2011-11-15
327 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2009-02-27
328 Grace Financial Limited (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14 2008-02-13 2021-04-23
329 HPEF Venture Partners Limited 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2018-06-08
330 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 7 0 7 2 0 2 0.00 0.00 2020-06-02
331 IBTS ASIA (HK) LIMITED 4 0 4 4 3 7 0 3 3 0.00 42.86 2005-11-17 2024-09-20
332 iTTa Capital Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2003-05-29 2013-06-11
333 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2011-04-28 2019-10-14
334 Lion Global Financial Limited 4 47 51 6 1 7 2 -46 -44 92.16 14.29
335 Oaktree Capital (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2006-07-12
336 Open Asset Management Limited 2 0 2 3 4 7 1 4 5 0.00 57.14
337 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2007-07-05
338 PFC INTERNATIONAL COMPANY LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43 2008-07-29
339 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2024-03-27
340 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2023-10-25
341 Principal Investment & Retirement Services Limited 0 0 0 3 4 7 3 4 7 - 57.14 2011-08-17
342 PUREHEART CAPITAL ASIA LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2007-03-08
343 Quam Asset Management Limited (b1983-06-28) 5 3 8 2 5 7 -3 2 -1 37.50 71.43
344 RAYS Capital Partners Limited 0 0 0 3 4 7 3 4 7 - 57.14 2011-11-02
345 RICHLAND CAPITAL MANAGEMENT LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2007-05-25 2016-05-24
346 SEI INVESTMENTS (ASIA) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2005-03-02 2023-02-20
347 Sensible Asset Management Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-06-18 2025-06-19
348 Success Securities Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
349 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2010-04-27
350 TOYO SECURITIES ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57
351 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 3 7 0 1 1 33.33 42.86
352 VC BROKERAGE LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
353 VMS Securities Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2020-09-01
354 VP Wealth Management (Hong Kong) Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2007-09-11 2025-07-24
355 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2003-05-23 2022-07-19
356 ALETHEIA TECHNOLOGIES LIMITED (HK) 2 1 3 4 2 6 2 1 3 33.33 33.33 2010-07-30 2022-07-22
357 Amova Asset Management Hong Kong Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67
358 Ares Management Asia (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2009-05-25 2014-08-18
359 Asset Management One Hong Kong Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-03-10 2015-04-15
360 Belvest Investment Services Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67
361 Brilliant Norton Securities Company Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-12-01 2023-08-04
362 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 3 3 6 1 0 1 60.00 50.00 2020-06-18
363 CAPE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-03-13
364 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
365 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-10-31 2013-12-17
366 Chepstow Capital Advisors Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2009-10-20 2018-04-27
367 China Integrity Investment Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2014-03-19
368 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00
369 China Reserve Securities Limited 3 1 4 3 3 6 0 2 2 25.00 50.00
370 CHINAWIDE SECURITIES LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2011-05-31 2013-12-17
371 CMB International Asset Management Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2010-05-26
372 CMBC SECURITIES COMPANY LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2011-10-26
373 COHEN & STEERS ASIA LIMITED 2 7 9 3 3 6 1 -4 -3 77.78 50.00 2005-07-29
374 Cynosure Asset Management Hong Kong Limited 4 0 4 4 2 6 0 2 2 0.00 33.33 2023-09-27
375 DELTA ASIA SECURITIES LIMITED 3 3 6 2 4 6 -1 1 0 50.00 66.67
376 DigitalBridge Management Asia Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-07-20
377 EFG Asset Management (HK) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2008-06-06
378 Emerald Hill Capital Partners Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-10-26 2016-05-12
379 Emperor Wealth Management Limited 4 2 6 3 3 6 -1 1 0 33.33 50.00 2009-06-09
380 First Fidelity Capital (International) Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2006-04-19
381 Fortune Origin Securities Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2009-07-09
382 GIGA (HONG KONG) LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00
383 GLG Partners Hong Kong Limited 2 3 5 4 2 6 2 -1 1 60.00 33.33 2010-11-30 2023-10-02
384 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2007-10-23
385 HARMONY ASSET MANAGEMENT LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2022-07-28
386 HFS ASSET MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
387 ICG Asia Pacific Limited 3 2 5 3 3 6 0 1 1 40.00 50.00
388 JK Capital Management Limited 3 1 4 3 3 6 0 2 2 25.00 50.00
389 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2022-10-13
390 JVSakk Asset Management Limited 3 1 4 4 2 6 1 1 2 25.00 33.33 2008-08-28
391 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-22
392 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 3 6 4 2 6 1 -1 0 50.00 33.33 2008-07-02
393 LaSalle Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2007-06-14 2020-02-20
394 LCA Solutions Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-07-30
395 Legg Mason International Equities (Hong Kong) Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2015-08-28
396 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-12-29 2021-02-01
397 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
398 M3 Capital Partners (HK) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-04-19
399 MANGO FINANCIAL LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
400 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-04-01
401 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2025-04-23
402 MEAG Hong Kong Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
403 MFG Limited (HK) 3 6 9 2 4 6 -1 -2 -3 66.67 66.67 2008-07-15
404 MIRABAUD (ASIA) LIMITED 3 9 12 3 3 6 0 -6 -6 75.00 50.00 2003-05-13 2018-10-16
405 Oasis Management (Hong Kong) 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2004-09-14
406 OLD PEAK LIMITED (HK) 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2005-08-26 2023-06-20
407 PEAK CAPITAL LIMITED (b2004-03-30) 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-10-28
408 Ping An Securities (Hong Kong) Holdings Company Limited 2 3 5 5 1 6 3 -2 1 60.00 16.67 2009-07-30 2021-05-27
409 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2008-03-12
410 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2005-05-24
411 QMIS Asset Management Limited 3 2 5 3 3 6 0 1 1 40.00 50.00 2009-08-13
412 SAIL ADVISORS LIMITED 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2004-05-17
413 SBI China Capital Financial Services Limited 3 2 5 2 4 6 -1 2 1 40.00 66.67 2008-09-19
414 SDICS International Asset Management (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-08-19
415 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2008-11-07
416 SILVERHORN INVESTMENT ADVISORS LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2011-02-28
417 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 6 10 3 3 6 -1 -3 -4 60.00 50.00
418 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2013-05-29
419 Sumo Asset Management Limited 3 2 5 3 3 6 0 1 1 40.00 50.00 2010-07-07 2022-08-23
420 SUNNY WORLD INVESTMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2012-08-28
421 TAI SHING STOCK INVESTMENT CO. LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67
422 TENGARD FUND MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2012-04-03
423 Tiger Securities Asset Management Company Limited 5 5 10 4 2 6 -1 -3 -4 50.00 33.33 2006-12-29
424 TPG Capital, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-03-07
425 TSE'S SECURITIES LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00
426 UBS SDIC Asset Management (Hong Kong) Company Limited 0 0 0 2 4 6 2 4 6 - 66.67 2011-10-11 2020-07-02
427 UIC FINANCIAL ADVISORS LIMITED 4 5 9 3 3 6 -1 -2 -3 55.56 50.00 2010-04-13 2019-06-17
428 WINNINGTON CAPITAL LIMITED 4 4 8 4 2 6 0 -2 -2 50.00 33.33
429 Xeram and Company (Asia) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2015-11-27
430 YU MING INVESTMENT MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
431 AD Capital Management (Hong Kong) Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2004-09-08
432 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2004-07-07
433 Ark Group Holdings (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-01-04
434 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2021-10-08
435 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2013-04-02
436 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 4 1 5 0 0 0 20.00 20.00 2011-01-04 2016-03-17
437 Bradbury Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
438 Canaccord Genuity (Hong Kong) Limited 2 1 3 4 1 5 2 0 2 33.33 20.00 2011-05-04
439 CES Capital International (Hong Kong) Co., Limited 2 0 2 1 4 5 -1 4 3 0.00 80.00 2009-05-29 2023-02-23
440 Changjiang Asset Management (HK) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2011-12-16
441 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
442 China Alpha Fund Management (HK) Limited 2 1 3 4 1 5 2 0 2 33.33 20.00 2010-05-31
443 China Jianxin Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-05-10 2022-03-15
444 CINDA INTERNATIONAL RESEARCH LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-07-26
445 Credit Agricole Securities (Asia) Limited 4 25 29 2 3 5 -2 -22 -24 86.21 60.00
446 CWB Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
447 EnTrustPermal (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-08-27 2021-03-26
448 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
449 Everbright Capital Management Limited 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2007-09-24 2021-09-17
450 F.T.M.F. DISTRIBUTION LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-03-22
451 FORTUNE HILL ASSET MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-11-07 2024-11-19
452 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00
453 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 3 2 5 -2 -3 -5 50.00 40.00 2020-12-09
454 GENERALI INVESTMENTS ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2006-02-08 2018-09-26
455 Grand Loyal Asset Management Limited 3 5 8 3 2 5 0 -3 -3 62.50 40.00 2008-11-07
456 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
457 HEAD & SHOULDERS SECURITIES LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2008-03-27
458 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00 2018-08-15
459 HKFAEx Group Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-02-15
460 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 3 4 3 2 5 2 -1 1 75.00 40.00
461 INTERNATIONAL COMMERCE CORPORATION 2 6 8 2 3 5 0 -3 -3 75.00 60.00
462 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
463 JPMorgan Asset Management Real Assets (Asia) Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2009-06-26
464 KCG SECURITIES ASIA LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00
465 Kirin Asset Management Limited 1 2 3 5 0 5 4 -2 2 66.67 0.00 2007-06-12 2016-09-14
466 Korea Investment Management Asia Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2009-08-21 2014-12-09
467 Lighthorse Asset Management (HK) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-06-18 2025-07-28
468 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00 2004-09-22
469 MERCER INVESTMENTS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-08-04
470 Metaverse Securities Limited (HK) 3 2 5 4 1 5 1 -1 0 40.00 20.00
471 PGIM (Hong Kong) Limited 2 1 3 3 2 5 1 1 2 33.33 40.00
472 Progeny (Hong Kong) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-07-09
473 RHB ASSET MANAGEMENT LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00 2008-05-08 2020-11-17
474 Rich Union Securities (H.K.) Limited 3 20 23 4 1 5 1 -19 -18 86.96 20.00 2025-05-19
475 RICHLAND WORLDWIDE LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2004-04-15
476 SDHG International Asset Management Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-12-02
477 SHENG YUAN SECURITIES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2010-10-27
478 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00
479 Soochow Securities International Brokerage Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-01-12
480 Springboard Capital Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2010-07-02
481 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00 2005-06-20
482 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
483 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 13 15 3 2 5 1 -11 -10 86.67 40.00 2017-09-29
484 Absolute Investment Management (HK) Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
485 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
486 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
487 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
488 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2011-08-03
489 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
490 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
491 AP Asset Management (HK) Limited 5 1 6 3 1 4 -2 0 -2 16.67 25.00 2004-07-07 2013-12-04
492 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-06-30
493 Asia Frontier Investments Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2009-04-28
494 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
495 Asia Pacific Securities Limited 3 1 4 4 0 4 1 -1 0 25.00 0.00
496 Asiya Investments Hong Kong Limited 0 0 0 4 0 4 4 0 4 - 0.00 2012-07-06 2021-07-19
497 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 3 1 4 0 -4 -4 62.50 25.00 2025-03-25
498 Austen Capital Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-06-30
499 Barings Investment Advisers (Hong Kong) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2009-05-08 2018-01-23
500 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
501 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
502 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
503 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2009-09-28
504 BLUE POOL CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2004-11-10 2015-12-01
505 Bradesco Securities Hong Kong Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-05
506 CAIDAO CAPITAL LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2008-07-15 2022-08-22
507 CBRE Clarion Securities HKG Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-01-04 2019-08-28
508 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
509 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2019-07-29
510 CHEETAH ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2022-08-01
511 CHELSEA SECURITIES LIMITED (HK) 4 1 5 4 0 4 0 -1 -1 20.00 0.00
512 China Angel Fund Management (HK) Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-10-24
513 China Enterprise Securities Company Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
514 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
515 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-04-27
516 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
517 CIAM Capital Management Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2011-01-24 2024-08-13
518 CIFM Asset Management (Hong Kong) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2011-07-20 2023-11-03
519 CMS ASSET MANAGEMENT (HK) CO., LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-02-01
520 CNCB (Hong Kong) Capital Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
521 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
522 CUBE CAPITAL HK LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2007-10-17 2015-02-13
523 Daishin Securities Asia Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-11-24 2018-08-09
524 DST Investment Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-04-23
525 EIG Global Energy (Asia) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2012-02-08
526 ENZARD LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-05-21 2013-02-18
527 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
528 First Prosperous Asset Management Company Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-09-06 2023-06-23
529 Fubon Fund Management (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
530 Ginger Capital Advisory Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2011-06-01 2018-09-04
531 GNAB Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2025-03-14
532 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00 2008-12-02
533 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-19
534 HSZ (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
535 ICBC UBS Asset Management (International) Company Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-11-18
536 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
537 KB Securities Hong Kong Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00
538 KGI SECURITIES (HONG KONG) LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00 2017-10-02
539 KTF CAPITAL MANAGEMENT LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2011-10-31
540 LIS Investment Services Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-01-09
541 LUK FOOK SECURITIES (HK) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-06-25
542 LUNAR CAPITAL MANAGEMENT LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2010-02-17
543 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
544 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-21
545 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2010-10-15 2021-09-07
546 OKASAN INTERNATIONAL (ASIA) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-05-17
547 Optima Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-25
548 orientiert International Markets Limited 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2005-01-11
549 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
550 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
551 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2016-11-01
552 Rothschild & Co Wealth Management Hong Kong Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2010-08-16 2019-10-18
553 SHENG YUAN ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-06-14
554 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
555 SJS Markets Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-11-23 2015-01-13
556 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2019-08-15
557 Stobene Partners (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-31 2017-07-28
558 Swiss-Asia Asset Management (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-06-02 2024-12-31
559 Templewater Hong Kong Limited 4 0 4 4 0 4 0 0 0 0.00 0.00
560 TFI Asset Management Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2009-06-18
561 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-04-11 2013-10-23
562 Tyric Capital Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
563 UNITED GAIN INVESTMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2003-08-07
564 VisionGain Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-11-14
565 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2015-02-09
566 WING ON CHEONG SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2020-12-21
567 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
568 Yuanta Financial (Hong Kong) Limited 3 4 7 2 2 4 -1 -2 -3 57.14 50.00 2010-02-03 2014-03-28
569 A ONE INVESTMENT COMPANY LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-12-05
570 AKTIS CAPITAL ADVISORY LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2003-11-29
571 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
572 ALTUS CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
573 Amber Hill Asset Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-07-13
574 Amherst Pierpont International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-06-17 2023-06-09
575 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
576 Anuenue Capital International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-08-30
577 Apollo Asset Management Limited (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-09-16
578 Arete Research Asia Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-01-11
579 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
580 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
581 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
582 ATHENA WEALTH MANAGEMENT LIMITED 2 30 32 2 1 3 0 -29 -29 93.75 33.33 2008-04-25
583 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
584 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
585 BOCOM MPF & Financial Services Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-06-25
586 Bosen Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-08-16 2023-02-17
587 BOWEN ASIA LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2014-10-20
588 Capstone Financial (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-03-12 2025-03-27
589 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
590 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
591 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-12-27
592 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
593 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-06-22
594 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
595 Chubb Investment Management (HK) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-11-12
596 Conning Asia Pacific Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-02-24
597 Core Securities Company Limited (The) 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-11-19
598 CPIC Investment Management (H.K.) Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-01-19 2014-05-02
599 Creat Capital Company Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-07-26 2013-10-02
600 CUPOLA CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2022-05-06
601 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
602 Dayton Way Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-02-14 2014-10-24
603 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
604 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2005-03-08 2022-03-16
605 Emperor Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-11-03
606 EVOLUTION ASIA INVESTMENTS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2007-08-24 2020-01-24
607 FCL ADVISORY LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2005-03-01
608 First Reserve Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-10-28 2015-07-29
609 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
610 Fortune Asset Management Limited (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-12-16
611 Friedmann Pacific Asset Management (Hong Kong) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-09-07
612 Frontier Asia Capital Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-11 2019-07-24
613 Funderstone Asset Management (HK) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2013-11-14
614 Future Growth Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-05-11
615 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2018-11-09
616 GETTA SECURITIES LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-06-26
617 GF International Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-09-08
618 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2013-03-19
619 Goldyard Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2019-11-21
620 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
621 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
622 GUOTAI JUNAN FUND MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2011-08-04 2021-06-17
623 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2005-11-21
624 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
625 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
626 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
627 Impax Asset Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-08-23
628 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-12 2014-06-04
629 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
630 J Capital Research Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-03-01 2018-10-29
631 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-08-20
632 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-05-13 2021-12-04
633 KGI CAPITAL ASIA LIMITED 1 0 1 3 0 3 2 0 2 0.00 0.00
634 King Wai Asset Management Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-09-05
635 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-12-02
636 Landmark Asset Management Limited (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-01-10 2018-01-22
637 LEE CAPITAL PARTNERS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-04-11 2013-10-16
638 LIM ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-09-15
639 LONGREACH GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-08-01
640 Merdeka Investment Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-09
641 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
642 Myo Capital Advisers Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-11-16 2021-02-04
643 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
644 Neutral Financial Holding Company Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
645 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
646 Ohra Capital Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-08-27 2023-06-21
647 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
648 ORIENT SECURITIES (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-04-13
649 ORIENT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
650 PAMA GROUP (HONG KONG) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2017-02-22
651 Pamirs Capital (H.K.) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-09-10
652 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2009-10-09
653 Paul Capital Advisors Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-06-17 2014-09-03
654 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33
655 PHOENIX CAPITAL ASIA LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2022-12-21
656 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2007-05-02 2015-06-25
657 PLATINUM BROKING COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-02-21
658 Polen Capital HK Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
659 Prince Capital Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-21 2014-12-19
660 PROBITAS HONG KONG LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-05
661 RBC Capital Markets (Hong Kong) Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2010-09-09 2012-11-01
662 RG ASSET MANAGEMENT COMPANY LIMITED 4 1 5 3 0 3 -1 -1 -2 20.00 0.00 2013-11-25
663 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
664 SAMSUNG SECURITIES (ASIA) LIMITED 3 42 45 3 0 3 0 -42 -42 93.33 0.00
665 SCM Strategic Capital Management Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-02-11 2015-01-21
666 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
667 Select Investment Services Limited (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2011-09-16
668 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
669 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
670 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
671 Shinhan Asset Management (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-27 2023-07-26
672 Shinhan Investment Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-10-15
673 SMART ASSET MANAGEMENT LIMITED (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-02 2013-11-26
674 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
675 Standard Advisory Asia Limited 3 4 7 2 1 3 -1 -3 -4 57.14 33.33 2007-03-09 2013-04-12
676 STARLING GROUP SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-11-06 2013-05-20
677 STI Asset Management Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2008-10-22 2023-09-19
678 Synergy Fund Management Group Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-05-26
679 TARZAN STOCK & SHARES LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
680 TIAN YUAN FINANCE LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-06-30
681 Tokio Marine Investment Services, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-03-28
682 TRANSPAC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
683 TUNG TAI SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
684 TVC MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
685 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
686 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
687 UCF Asset Management (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-05-04 2020-10-04
688 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-04-19 2014-01-20
689 VANHEEL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
690 VBG Capital Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2008-11-11 2013-09-19
691 Vestmore Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-01-12
692 Waterland Securities (HK) Company Limited 4 1 5 3 0 3 -1 -1 -2 20.00 0.00 2009-02-20 2013-01-15
693 Wealth Legend Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
694 WELLCHAMP CAPITAL LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
695 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
696 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
697 3V Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-18 2013-08-27
698 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
699 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
700 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
701 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
702 Aegon Asset Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-30 2022-12-30
703 Alpha Nova Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
704 Andante Capital Partners Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-11 2012-12-03
705 Ant Global Partners (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-06
706 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
707 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
708 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
709 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
710 Arowana Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-12 2023-08-24
711 Arta Asset Management Limited 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2008-07-10
712 ASA SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-07-05
713 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
714 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-17 2013-07-26
715 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
716 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
717 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
718 AVANTA INVESTMENT MANAGEMENT LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
719 Axis Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
720 Beevest Securities Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
721 Beijing Securities Limited 1 2 3 2 0 2 1 -2 -1 66.67 0.00
722 BGC SECURITIES (HONG KONG) LLC 0 0 0 2 0 2 2 0 2 - 0.00 2011-10-19 2013-01-07
723 Black Dragon Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-27 2013-06-14
724 BMF Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-02-22
725 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
726 Broadway Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-01-03
727 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2014-07-03
728 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
729 CARDINALASIA CONSULTING LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2003-06-27 2024-02-22
730 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2023-03-20
731 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
732 ChapmanCraig Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
733 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
734 China Orient International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-15
735 China Vered Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-17
736 CMS CAPITAL (HK) CO., LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-05-06
737 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
738 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
739 Credit Suisse Securities (Hong Kong) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2024-09-27
740 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-29
741 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
742 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
743 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
744 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
745 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-13
746 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
747 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
748 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
749 FE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
750 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
751 FT Securities Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2024-12-06
752 FUBON SECURITIES (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-18
753 GCAM Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-17 2022-03-09
754 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
755 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
756 Golden Hen Investment Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-20
757 Goldstream Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-02
758 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
759 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
760 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
761 Grey Investment Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-02-21
762 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
763 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
764 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
765 Guoxin International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-07-31 2022-09-23
766 Hana Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-03-25 2015-06-17
767 Highland Financial Group Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-22 2012-11-07
768 HTC Securities Company Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-09-03 2013-11-19
769 HuaAn Asset Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-01
770 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
771 IIFL Private Wealth Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-13 2019-01-03
772 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
773 Imperium International Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
774 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
775 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
776 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
777 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
778 JQ Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-05
779 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-09-29
780 JW CAPITAL SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
781 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
782 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
783 KCG FUND MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-04
784 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
785 Kingsbridge Limited (d2014-08-15) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-07-28 2014-02-12
786 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
787 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
788 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
789 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
790 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
791 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-11 2014-08-05
792 MVision Private Equity Advisers Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-29
793 ORION INVESTMENT MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2009-11-06 2016-12-14
794 Pacific Advantage Capital Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2010-10-25 2013-01-14
795 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
796 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
797 Partners Capital Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-08-04
798 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-21
799 POMONA CAPITAL ASIA LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2011-03-25 2013-07-17
800 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
801 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-06-28
802 PRIVATE CAPITAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
803 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
804 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2024-03-25
805 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
806 Red Gate Asset Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-07-11
807 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
808 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
809 Safari Asia Limited 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2010-04-30 2015-07-02
810 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
811 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
812 SDIC Securities International Financial Holdings Limited 4 0 4 2 0 2 -2 0 -2 0.00 0.00 2012-08-17
813 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
814 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
815 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
816 Sino-Rich Securities & Futures Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-21
817 Soochow Securities International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-12
818 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
819 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
820 Springs Capital (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-14
821 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
822 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2015-03-27
823 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-30
824 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
825 Superfund Financial (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
826 Swiss China Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-14
827 SYZ Asset Management (Asia) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2004-07-27 2016-12-22
828 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
829 TRADING CENTRAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-08
830 Triada Capital Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-21
831 UCAP HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-11
832 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
833 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
834 Value Partners Private Equity Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
835 VISION FINANCE (SECURITIES) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-08
836 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
837 Whitestone Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-17 2013-05-22
838 WMG Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-28 2014-01-06
839 Wolver Hill Asset Management Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-03-10
840 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
841 AIR GEO SERVICES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-08-21 2012-12-14
842 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 272 274 1 0 1 -1 -272 -273 99.27 0.00 2012-11-27
843 CHI CAPITAL SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-07 2016-05-05
844 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-05-21
845 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-05-13
846 D.J. SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
847 Delta Asia Wealth Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2025-08-26
848 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-10-16
849 MLI LIMITED (d2018-03-29) 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2013-05-29
850 OnePlatform Wealth Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-07-25 2014-05-28
851 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2010-03-02 2013-01-14
852 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
853 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2016-05-24
854 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-06-25
855 Alphatraxx (H.K.) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-23 2012-02-14
856 APAX PARTNERS HONG KONG LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2008-01-21 2012-03-12
857 AXA Financial Planning (Hong Kong) Limited 3 24 27 0 0 0 -3 -24 -27 88.89 - 2012-05-25
858 BROOKE CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-06-13
859 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-08-19 2012-12-03
860 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-07-12 2012-04-03
861 Chuo Mitsui Investments Hong Kong Limited 3 4 7 0 0 0 -3 -4 -7 57.14 - 2009-04-30 2011-12-29
862 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 57 61 0 0 0 -4 -57 -61 93.44 - 2012-06-04
863 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-04-29 2012-08-09
864 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-10-26 2012-03-08
865 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-01-07
866 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-06-21
867 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-09-12
868 GEOMATRIX (H.K.) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-01-31
869 Global CTA Services Investment (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-11-26 2012-09-03
870 Halbis Capital Management (Hong Kong) Limited 6 35 41 0 0 0 -6 -35 -41 85.37 - 2005-06-23 2012-05-11
871 HSBC Family Office Services Limited 3 5 8 0 0 0 -3 -5 -8 62.50 - 2006-01-03 2012-07-13
872 HSBC LIFE (INTERNATIONAL) LIMITED 1 78 79 0 0 0 -1 -78 -79 98.73 - 2012-05-07
873 Julius Baer (Hong Kong) Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2006-09-14 2012-05-10
874 Knight Capital Asia Limited 3 18 21 0 0 0 -3 -18 -21 85.71 - 2009-07-22 2011-08-22
875 La Roche & Co Asia Limited 3 5 8 0 0 0 -3 -5 -8 62.50 - 2008-03-05 2011-12-08
876 MANDARIN VP (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-09-20
877 MASON LAROCHE (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-03-19
878 MF Global Hong Kong Limited 5 22 27 0 0 0 -5 -22 -27 81.48 - 2007-04-30
879 MONEY CONCEPTS (ASIA) LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2012-09-18
880 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-07-19
881 OSCAR BENSON LIMITED (HK) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-08-23
882 PERRY CAPITAL (ASIA) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2006-09-12 2012-01-27
883 RAB CAPITAL (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-09-28 2011-10-10
884 Renaissance Capital (Hong Kong) Limited 2 16 18 0 0 0 -2 -16 -18 88.89 - 2010-09-02 2012-09-28
885 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 3 6 0 0 0 -3 -3 -6 50.00 - 2012-04-02
886 SBI China Capital Securities Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2012-10-08
887 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2012-01-12
888 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-07-10
889 SKYWAY-PHAROS ASSET MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-07-22 2012-03-13
890 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-30
891 STANHILL (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-05-23
892 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2009-10-27 2012-08-01
893 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2009-11-19 2012-10-08
894 Voras Capital Management (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-07-31 2012-09-04
895 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-02-13
896 YF Life Investors Limited 3 87 90 0 0 0 -3 -87 -90 96.67 - 2004-08-30 2013-03-22
897 Yorkville Advisors HK Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2009-03-18 2012-03-02
Average 2.91 10.87 13.78 3.01 10.27 13.28 78.86 77.33

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