SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2011-08-31 2012-08-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch (Asia Pacific) Limited 6 258 264 12 449 461 6 191 197 97.73 97.40
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 277 288 12 307 319 1 30 31 96.18 96.24
3 Credit Suisse (Hong Kong) Limited 30 299 329 28 251 279 -2 -48 -50 90.88 89.96 2025-01-13
4 UBS SECURITIES ASIA LIMITED 5 244 249 4 226 230 -1 -18 -19 97.99 98.26
5 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 18 24 11 175 186 5 157 162 75.00 94.09
6 Citigroup Global Markets Asia Limited 4 109 113 4 144 148 0 35 35 96.46 97.30
7 Merrill Lynch Far East Limited 5 183 188 7 141 148 2 -42 -40 97.34 95.27 2025-01-16
8 GOLDMAN SACHS (ASIA) L.L.C. 10 120 130 10 124 134 0 4 4 92.31 92.54
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 120 124 4 129 133 0 9 9 96.77 96.99
10 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 150 157 7 121 128 0 -29 -29 95.54 94.53
11 J.P. MORGAN BROKING (HONG KONG) LIMITED 9 98 107 12 108 120 3 10 13 91.59 90.00
12 MACQUARIE CAPITAL LIMITED 2 124 126 2 116 118 0 -8 -8 98.41 98.31
13 BOCI SECURITIES LIMITED 10 108 118 11 104 115 1 -4 -3 91.53 90.43 2004-03-01
14 CLSA RESEARCH LIMITED 3 131 134 3 109 112 0 -22 -22 97.76 97.32 2014-06-18
15 HSBC Global Asset Management (Hong Kong) Limited 13 99 112 13 99 112 0 0 0 88.39 88.39
16 FIL Investment Management (Hong Kong) Limited 5 91 96 7 96 103 2 5 7 94.79 93.20
17 JPMorgan Asset Management (Asia Pacific) Limited 5 99 104 9 94 103 4 -5 -1 95.19 91.26
18 Morgan Stanley Asia Limited 4 116 120 8 94 102 4 -22 -18 96.67 92.16
19 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 6 59 65 9 80 89 3 21 24 90.77 89.89 2008-08-20
20 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 84 91 7 80 87 0 -4 -4 92.31 91.95
21 MIZUHO SECURITIES ASIA LIMITED 10 86 96 11 75 86 1 -11 -10 89.58 87.21
22 CENTALINE WEALTH MANAGEMENT LIMITED 3 90 93 3 79 82 0 -11 -11 96.77 96.34 2004-04-02
23 FWD Financial Planning Limited (HK) 4 52 56 4 78 82 0 26 26 92.86 95.12
24 iBest Consultants Limited 2 83 85 2 80 82 0 -3 -3 97.65 97.56 2019-08-15
25 BARCLAYS CAPITAL ASIA LIMITED 4 51 55 3 76 79 -1 25 24 92.73 96.20
26 BlackRock (Hong Kong) Limited (d2017-01-20) 5 45 50 5 65 70 0 20 20 90.00 92.86 2015-05-15
27 Daiwa Capital Markets Hong Kong Limited 6 107 113 3 66 69 -3 -41 -44 94.69 95.65
28 CITIC Securities Brokerage (HK) Limited 5 41 46 9 56 65 4 15 19 89.13 86.15
29 Everbright Securities Investment Services (HK) Limited 4 61 65 5 60 65 1 -1 0 93.85 92.31
30 KGI ASIA LIMITED 7 46 53 10 54 64 3 8 11 86.79 84.38 2017-10-02
31 CCB INTERNATIONAL SECURITIES LIMITED 5 69 74 10 52 62 5 -17 -12 93.24 83.87 2005-10-10
32 Jefferies Hong Kong Limited 2 38 40 7 55 62 5 17 22 95.00 88.71 2010-01-04
33 Standard Chartered Securities (Hong Kong) Limited 10 41 51 10 52 62 0 11 11 80.39 83.87
34 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 49 51 3 57 60 1 8 9 96.08 95.00
35 BCT Financial Limited 2 55 57 2 57 59 0 2 2 96.49 96.61 2010-11-24
36 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 49 54 5 51 56 0 2 2 90.74 91.07
37 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 37 42 5 50 55 0 13 13 88.10 90.91 2007-01-12 2015-05-31
38 VALUE PARTNERS LIMITED 3 49 52 3 50 53 0 1 1 94.23 94.34
39 VALUE PARTNERS HONG KONG LIMITED 3 48 51 3 49 52 0 1 1 94.12 94.23 2007-11-19
40 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 2 49 51 0 -2 -2 96.23 96.08 2004-01-20
41 CSI Corporate Finance (HK) Limited 8 41 49 8 43 51 0 2 2 83.67 84.31 2007-08-01 2019-03-29
42 Quam Securities Limited 4 37 41 4 47 51 0 10 10 90.24 92.16
43 UBS Asset Management (Hong Kong) Limited 6 37 43 4 47 51 -2 10 8 86.05 92.16
44 FIL Investment Advisors 3 41 44 3 47 50 0 6 6 93.18 94.00
45 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 41 44 5 45 50 2 4 6 93.18 90.00
46 BLACKSTONE GROUP (HK) LIMITED (THE) 3 47 50 3 46 49 0 -1 -1 94.00 93.88 2008-10-14
47 oOo Securities (HK) Group Limited 3 42 45 3 46 49 0 4 4 93.33 93.88 2004-12-03
48 BlackRock Asset Management North Asia Limited 6 35 41 4 41 45 -2 6 4 85.37 91.11
49 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 6 35 41 8 37 45 2 2 4 85.37 82.22 2009-09-15
50 CLSA LIMITED 5 42 47 3 42 45 -2 0 -2 89.36 93.33
51 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 29 31 2 42 44 0 13 13 93.55 95.45
52 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 30 36 7 37 44 1 7 8 83.33 84.09 2007-04-26
53 JPMorgan Funds (Asia) Limited 7 30 37 8 35 43 1 5 6 81.08 81.40
54 Pictet Asset Management (Hong Kong) Limited 5 24 29 5 38 43 0 14 14 82.76 88.37
55 BOCI RESEARCH LIMITED 4 45 49 5 37 42 1 -8 -7 91.84 88.10
56 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 41 45 4 37 41 0 -4 -4 91.11 90.24 2018-12-31
57 Yuanta Securities (Hong Kong) Company Limited 5 32 37 6 34 40 1 2 3 86.49 85.00
58 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 33 38 5 34 39 0 1 1 86.84 87.18
59 JF INTERNATIONAL MANAGEMENT INC. 2 32 34 5 34 39 3 2 5 94.12 87.18 2020-07-13
60 Rothschild & Co Hong Kong Limited 3 36 39 3 36 39 0 0 0 92.31 92.31 2005-04-27
61 Sanford C. Bernstein (Hong Kong) Limited 0 0 0 5 33 38 5 33 38 - 86.84 2011-09-28
62 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 43 46 4 33 37 1 -10 -9 93.48 89.19 2005-07-05
63 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 26 31 5 32 37 0 6 6 83.87 86.49
64 T. Rowe Price Hong Kong Limited 2 26 28 3 34 37 1 8 9 92.86 91.89 2010-12-21
65 ASSET MANAGEMENT GROUP LIMITED 2 53 55 2 34 36 0 -19 -19 96.36 94.44 2006-01-17
66 UOB KAY HIAN (HONG KONG) LIMITED 3 31 34 3 33 36 0 2 2 91.18 91.67
67 GET NICE SECURITIES LIMITED 5 31 36 4 31 35 -1 0 -1 86.11 88.57
68 NATIXIS ASIA LIMITED 3 24 27 3 32 35 0 8 8 88.89 91.43 2004-10-19
69 Amundi Hong Kong Limited 5 27 32 7 27 34 2 0 2 84.38 79.41
70 BOCOM International Securities Limited 5 27 32 4 30 34 -1 3 2 84.38 88.24 2007-09-10
71 CGS International Securities Hong Kong Limited 3 17 20 3 30 33 0 13 13 85.00 90.91
72 DBS VICKERS (HONG KONG) LIMITED 3 25 28 4 28 32 1 3 4 89.29 87.50
73 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 17 26 10 22 32 1 5 6 65.38 68.75
74 AllianceBernstein Hong Kong Limited 5 61 66 4 27 31 -1 -34 -35 92.42 87.10
75 Manulife Investment Management (Hong Kong) Limited 4 17 21 6 25 31 2 8 10 80.95 80.65
76 T G HOLBORN (HK) LIMITED 3 33 36 3 28 31 0 -5 -5 91.67 90.32 2014-04-29
77 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 18 25 6 24 30 -1 6 5 72.00 80.00
78 Goldman Sachs Investment Management Hong Kong Limited 4 37 41 3 26 29 -1 -11 -12 90.24 89.66 2013-11-27
79 HARVEST GLOBAL INVESTMENTS LIMITED 3 20 23 5 24 29 2 4 6 86.96 82.76 2009-02-16
80 EMPEROR SECURITIES LIMITED (HK) 7 17 24 7 21 28 0 4 4 70.83 75.00
81 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 22 27 4 24 28 -1 2 1 81.48 85.71
82 First Sentier Investors (Hong Kong) Limited 3 25 28 5 22 27 2 -3 -1 89.29 81.48
83 IPP Financial Advisers Limited 2 25 27 3 24 27 1 -1 0 92.59 88.89 2006-12-21
84 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 17 23 6 20 26 0 3 3 73.91 76.92
85 CASH Wealth Management Limited 2 33 35 2 24 26 0 -9 -9 94.29 92.31
86 DEUTSCHE SECURITIES ASIA LIMITED 8 16 24 8 18 26 0 2 2 66.67 69.23 2019-12-03
87 HARRIS FRASER (INTERNATIONAL) LIMITED 3 16 19 3 23 26 0 7 7 84.21 88.46
88 INVESCO HONG KONG LIMITED 5 14 19 5 21 26 0 7 7 73.68 80.77
89 RHB SECURITIES HONG KONG LIMITED 4 27 31 5 21 26 1 -6 -5 87.10 80.77 2006-11-17 2022-10-06
90 BSI Investment Advisors (Hong Kong) Limited 5 23 28 5 19 24 0 -4 -4 82.14 79.17 2010-08-27 2014-06-04
91 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 12 15 4 20 24 1 8 9 80.00 83.33
92 WILSON SECURITIES LIMITED 3 21 24 2 22 24 -1 1 0 87.50 91.67 2010-02-25
93 HAITONG INTERNATIONAL RESEARCH LIMITED 4 19 23 3 20 23 -1 1 0 82.61 86.96
94 HANG SENG SECURITIES LIMITED 5 16 21 5 18 23 0 2 2 76.19 78.26
95 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 21 23 2 21 23 0 0 0 91.30 91.30 2013-03-19
96 MIDLAND WEALTH MANAGEMENT LIMITED 2 32 34 0 23 23 -2 -9 -11 94.12 100.00 2008-02-18
97 Religare Capital Markets (Hong Kong) Limited 4 19 23 6 17 23 2 -2 0 82.61 73.91 2009-09-22 2018-04-09
98 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 4 19 23 0 1 1 81.82 82.61 2003-09-18
99 Yuanta Asia Investment (Hong Kong) Limited 3 19 22 3 20 23 0 1 1 86.36 86.96 2007-01-15 2013-11-01
100 CAIIS Limited 3 17 20 3 19 22 0 2 2 85.00 86.36 2018-09-04
101 CBH Asia Limited 3 14 17 4 18 22 1 4 5 82.35 81.82
102 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 16 21 6 16 22 1 0 1 76.19 72.73 2024-03-28
103 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 8 17 25 5 17 22 -3 0 -3 68.00 77.27
104 DBS ASIA CAPITAL LIMITED 5 15 20 8 14 22 3 -1 2 75.00 63.64
105 Eastspring Investments (Hong Kong) Limited 3 7 10 3 19 22 0 12 12 70.00 86.36
106 Fidelity Management & Research (Hong Kong) Limited 3 18 21 5 17 22 2 -1 1 85.71 77.27 2008-09-04
107 Guosen Securities (HK) Brokerage Company, Limited 3 14 17 4 18 22 1 4 5 82.35 81.82 2010-02-26
108 IAM LEGACY LIMITED 3 34 37 3 19 22 0 -15 -15 91.89 86.36 2007-08-21
109 Neuberger Berman Asia Limited 3 12 15 4 18 22 1 6 7 80.00 81.82 2008-03-13
110 PineBridge Investments Asia Limited 4 16 20 5 17 22 1 1 2 80.00 77.27
111 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 11 18 6 16 22 -1 5 4 61.11 72.73
112 China Asset Management (Hong Kong) Limited 5 13 18 5 16 21 0 3 3 72.22 76.19 2009-04-03
113 CITIC Securities (Hong Kong) Limited 5 17 22 4 17 21 -1 0 -1 77.27 80.95
114 HPEF Capital Partners Limited 9 14 23 8 13 21 -1 -1 -2 60.87 61.90 2022-06-01
115 INSTINET PACIFIC LIMITED 4 20 24 4 17 21 0 -3 -3 83.33 80.95
116 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 24 28 2 19 21 -2 -5 -7 85.71 90.48
117 SMBC Nikko Securities (Hong Kong) Limited 5 13 18 6 15 21 1 2 3 72.22 71.43
118 CITIC Securities Asset Management (HK) Limited 3 16 19 3 17 20 0 1 1 84.21 85.00 2008-08-01
119 CSOP Asset Management Limited 3 9 12 3 17 20 0 8 8 75.00 85.00 2009-04-02
120 Legg Mason Asset Management Hong Kong Limited 4 17 21 3 17 20 -1 0 -1 80.95 85.00 2022-06-30
121 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 17 20 3 17 20 0 0 0 85.00 85.00
122 St. James's Place (Hong Kong) Limited 1 18 19 2 18 20 1 0 1 94.74 90.00
123 APG Investments Asia Limited 7 12 19 6 13 19 -1 1 0 63.16 68.42 2008-11-18
124 CITIC CLSA Capital Partners HK Limited 3 16 19 4 15 19 1 -1 0 84.21 78.95
125 HANG SENG INVESTMENT SERVICES LIMITED 7 8 15 7 12 19 0 4 4 53.33 63.16
126 OnePlatform Asset Management Limited 2 18 20 2 17 19 0 -1 -1 90.00 89.47
127 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 10 14 7 12 19 3 2 5 71.43 63.16
128 SINOPAC SECURITIES (ASIA) LIMITED 3 19 22 3 16 19 0 -3 -3 86.36 84.21 2017-02-12
129 Wells Fargo Securities Asia Limited 3 10 13 4 15 19 1 5 6 76.92 78.95 2008-04-25
130 Ark Securities (Hong Kong) Limited 3 17 20 2 16 18 -1 -1 -2 85.00 88.89
131 BOCI ASSET MANAGEMENT LIMITED 4 14 18 4 14 18 0 0 0 77.78 77.78 2014-12-24
132 DWS Investments Hong Kong Limited 3 18 21 3 15 18 0 -3 -3 85.71 83.33
133 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 18 22 4 14 18 0 -4 -4 81.82 77.78 2008-07-03
134 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 6 18 24 4 14 18 -2 -4 -6 75.00 77.78
135 Income Partners Asset Management (HK) Limited 4 17 21 3 15 18 -1 -2 -3 80.95 83.33
136 Shang International Finance Limited 7 13 20 6 12 18 -1 -1 -2 65.00 66.67 2024-01-26
137 UBP ASSET MANAGEMENT ASIA LIMITED 5 13 18 4 14 18 -1 1 0 72.22 77.78 2007-01-11
138 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 12 18 5 12 17 -1 0 -1 66.67 70.59 2008-10-22
139 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 14 17 4 13 17 1 -1 0 82.35 76.47 2016-06-30
140 GF Asset Management (Hong Kong) Limited 3 11 14 4 13 17 1 2 3 78.57 76.47 2007-11-08
141 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 5 15 20 3 14 17 -2 -1 -3 75.00 82.35 2005-11-15
142 MCP Asset Management Company Limited 3 11 14 3 14 17 0 3 3 78.57 82.35 2005-08-23
143 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 3 14 17 0 -3 -3 85.00 82.35 2004-05-19
144 CHIEF SECURITIES LIMITED 3 7 10 3 13 16 0 6 6 70.00 81.25 2006-04-20
145 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 3 11 14 4 12 16 1 1 2 78.57 75.00 2008-04-30
146 CVC Asia Pacific Limited 4 11 15 4 12 16 0 1 1 73.33 75.00
147 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 4 12 16 1 6 7 66.67 75.00 2009-12-14 2024-10-15
148 Janus Henderson Investors Hong Kong Limited 3 9 12 4 12 16 1 3 4 75.00 75.00
149 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 9 12 3 13 16 0 4 4 75.00 81.25 2010-02-23
150 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 11 13 2 13 15 0 2 2 84.62 86.67
151 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
152 FIRST SHANGHAI SECURITIES LIMITED 2 13 15 3 12 15 1 -1 0 86.67 80.00
153 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 2 10 12 2 13 15 0 3 3 83.33 86.67 2010-02-11
154 iFAST Financial (HK) Limited 4 10 14 5 10 15 1 0 1 71.43 66.67 2007-03-30
155 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 10 14 4 11 15 0 1 1 71.43 73.33 2003-06-06
156 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 7 11 4 11 15 0 4 4 63.64 73.33 2008-05-29
157 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 8 12 4 11 15 0 3 3 66.67 73.33 2009-07-10
158 313 Capital Management Limited 2 5 7 2 12 14 0 7 7 71.43 85.71 2010-04-19
159 BEA Union Investment Management Limited 5 12 17 6 8 14 1 -4 -3 70.59 57.14
160 Deltroit (Hong Kong) Limited 2 8 10 2 12 14 0 4 4 80.00 85.71 2005-04-11 2024-12-12
161 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 8 10 3 11 14 1 3 4 80.00 78.57 2009-01-02
162 MUFG Securities Asia Limited 7 13 20 7 7 14 0 -6 -6 65.00 50.00 2010-12-31
163 Oreana Financial Services Limited 3 8 11 3 11 14 0 3 3 72.73 78.57
164 PEGASUS FUND MANAGERS LIMITED 2 13 15 2 12 14 0 -1 -1 86.67 85.71
165 PRUDENTIAL BROKERAGE LIMITED 2 14 16 2 12 14 0 -2 -2 87.50 85.71
166 Robeco Hong Kong Limited 4 8 12 3 11 14 -1 3 2 66.67 78.57 2007-12-18
167 SG SECURITIES (HK) LIMITED 4 7 11 5 9 14 1 2 3 63.64 64.29 2010-08-18
168 AIF CAPITAL LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23
169 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 4 9 13 1 -1 0 76.92 69.23 2008-08-08
170 Bosera Asset Management (International) Co., Limited 5 9 14 3 10 13 -2 1 -1 64.29 76.92 2010-11-05
171 CC Finance Limited 3 10 13 3 10 13 0 0 0 76.92 76.92 2006-04-20 2025-06-19
172 HAMON ASSET MANAGEMENT LIMITED 3 11 14 3 10 13 0 -1 -1 78.57 76.92
173 ICBC Asset Management (Global) Company Limited 2 6 8 3 10 13 1 4 5 75.00 76.92
174 ICBC INTERNATIONAL RESEARCH LIMITED 4 11 15 2 11 13 -2 0 -2 73.33 84.62 2009-07-10 2024-10-15
175 Penjing Asset Management (HK) Limited 5 10 15 5 8 13 0 -2 -2 66.67 61.54 2005-03-24 2016-02-03
176 PFP Capital Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
177 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 10 12 2 11 13 0 1 1 83.33 84.62
178 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 3 10 13 0 0 0 76.92 76.92 2019-09-30
179 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 4 9 13 0 2 2 63.64 69.23 2006-03-24
180 VICTORY SECURITIES COMPANY LIMITED 3 7 10 3 10 13 0 3 3 70.00 76.92
181 ARGYLE STREET MANAGEMENT LIMITED 4 6 10 3 9 12 -1 3 2 60.00 75.00
182 CAPITAL GLOBAL MANAGEMENT LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00 2005-12-20
183 CHEONG LEE SECURITIES LIMITED 3 7 10 3 9 12 0 2 2 70.00 75.00 2005-11-24
184 China Universal Asset Management (Hong Kong) Company Limited 4 8 12 4 8 12 0 0 0 66.67 66.67 2010-02-19
185 CTBC Asia Limited 2 12 14 2 10 12 0 -2 -2 85.71 83.33 2004-10-04
186 DAEWOO SECURITIES (HONG KONG) LIMITED 2 9 11 4 8 12 2 -1 1 81.82 66.67 2017-02-28
187 ENHANCED INVESTMENT PRODUCTS LIMITED 3 7 10 4 8 12 1 1 2 70.00 66.67
188 EQT Partners Asia Limited 3 10 13 2 10 12 -1 0 -1 76.92 83.33 2023-09-06
189 Ge Shang Investment (Hong Kong) Limited 2 18 20 2 10 12 0 -8 -8 90.00 83.33
190 HAMON ASIAN ADVISORS LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
191 Huajin Corporate Finance (International) Limited 4 5 9 4 8 12 0 3 3 55.56 66.67
192 MIB SECURITIES (HONG KONG) LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00
193 Nomura Asset Management Hong Kong Limited 4 7 11 6 6 12 2 -1 1 63.64 50.00
194 OCP Asia (Hong Kong) Limited 3 9 12 4 8 12 1 -1 0 75.00 66.67 2004-09-03 2022-06-13
195 Pyramis Global Advisors (Hong Kong) Limited 5 7 12 3 9 12 -2 2 0 58.33 75.00 2008-07-29 2014-11-21
196 Redford Asset Management Limited 3 7 10 4 8 12 1 1 2 70.00 66.67 2010-03-09
197 Samsung Asset Management (Hong Kong) Limited 3 8 11 3 9 12 0 1 1 72.73 75.00 2008-04-23
198 StormHarbour Securities (Hong Kong) Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2010-03-18
199 ABCI Securities Company Limited 2 5 7 2 9 11 0 4 4 71.43 81.82 2005-11-15
200 AMPLE CAPITAL LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2007-01-02 2022-07-27
201 AXA Investment Managers Asia Limited 2 10 12 3 8 11 1 -2 -1 83.33 72.73
202 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 10 12 3 8 11 1 -2 -1 83.33 72.73 2019-07-05
203 CATHAY SECURITIES (HONG KONG) LIMITED 3 4 7 3 8 11 0 4 4 57.14 72.73 2007-11-27
204 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2019-05-10
205 FLAG Squadron Asia Limited 5 5 10 5 6 11 0 1 1 50.00 54.55 2007-07-04 2016-06-02
206 FULBRIGHT SECURITIES LIMITED 4 6 10 6 5 11 2 -1 1 60.00 45.45 2010-05-18
207 GAM HONG KONG LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
208 GT Asset & Portfolio Management Limited 3 6 9 3 8 11 0 2 2 66.67 72.73 2004-11-04
209 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 4 7 4 7 11 1 3 4 57.14 63.64 2010-06-29
210 Hamilton Lane (Hong Kong) Limited 2 7 9 2 9 11 0 2 2 77.78 81.82 2010-07-05
211 HFT INVESTMENT MANAGEMENT (HK) LIMITED 2 6 8 3 8 11 1 2 3 75.00 72.73 2010-10-27 2021-11-26
212 INTEGRITY FINANCIAL SERVICES LIMITED 2 10 12 2 9 11 0 -1 -1 83.33 81.82 2005-05-09
213 Japaninvest (Hong Kong) Limited 4 6 10 4 7 11 0 1 1 60.00 63.64 2010-10-26 2017-01-27
214 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 11 13 2 9 11 0 -2 -2 84.62 81.82
215 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 4 7 11 1 1 2 66.67 63.64
216 LOMBARD ODIER (HONG KONG) LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73
217 MAN INVESTMENTS (HONG KONG) LIMITED 3 12 15 3 8 11 0 -4 -4 80.00 72.73
218 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 3 5 2 9 11 0 6 6 60.00 81.82
219 PIMCO Asia Limited 3 6 9 3 8 11 0 2 2 66.67 72.73 2006-05-17
220 SPARX Asia Investment Advisors Limited 4 14 18 5 6 11 1 -8 -7 77.78 54.55 2004-04-20
221 Vision Capital Investment Management Limited 3 10 13 3 8 11 0 -2 -2 76.92 72.73 2008-01-12
222 ZEAL ASSET MANAGEMENT LIMITED 5 5 10 5 6 11 0 1 1 50.00 54.55 2009-10-09 2025-08-20
223 BALLINGAL INVESTMENT ADVISORS LIMITED 4 4 8 4 6 10 0 2 2 50.00 60.00 2004-08-13
224 BMI FUNDS MANAGEMENT LIMITED 4 18 22 2 8 10 -2 -10 -12 81.82 80.00
225 BOCHK Asset Management Limited 4 1 5 4 6 10 0 5 5 20.00 60.00 2010-12-15
226 CHINA EVERBRIGHT CAPITAL LIMITED 2 7 9 2 8 10 0 1 1 77.78 80.00
227 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 5 9 6 4 10 2 -1 1 55.56 40.00 2008-12-24
228 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 4 9 5 5 10 0 1 1 44.44 50.00 2007-02-16
229 Citigroup Venture Capital International Asia Limited 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2005-05-24 2014-04-15
230 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2023-02-02
231 Guo Tong Capital Management Company Limited 2 7 9 2 8 10 0 1 1 77.78 80.00 2010-05-24 2019-05-22
232 ICBC (ASIA) SECURITIES LIMITED 4 6 10 4 6 10 0 0 0 60.00 60.00
233 Keefe, Bruyette & Woods Asia Limited 5 7 12 4 6 10 -1 -1 -2 58.33 60.00 2010-03-03 2013-04-24
234 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 6 10 5 5 10 1 -1 0 60.00 50.00 2017-10-02
235 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 4 9 4 6 10 -1 2 1 44.44 60.00
236 Leonteq Securities (Hong Kong) Limited 2 5 7 2 8 10 0 3 3 71.43 80.00 2011-04-07
237 Mason Securities Limited 3 5 8 5 5 10 2 0 2 62.50 50.00
238 Mirae Asset Securities (HK) Limited 2 23 25 2 8 10 0 -15 -15 92.00 80.00 2007-10-09 2017-03-01
239 Mirae Asset Securities (HK) Limited 2 23 25 2 8 10 0 -15 -15 92.00 80.00 2007-10-09 2017-02-28
240 ORIENTAL PATRON SECURITIES LIMITED 4 7 11 4 6 10 0 -1 -1 63.64 60.00
241 Rockhampton Management Limited 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2011-01-26
242 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
243 SOUTH CHINA RESEARCH LIMITED 2 5 7 4 6 10 2 1 3 71.43 60.00
244 Vontobel (Hong Kong) Limited 2 5 7 3 7 10 1 2 3 71.43 70.00 2008-11-27
245 Wanhai Securities (HK) Limited 2 5 7 3 7 10 1 2 3 71.43 70.00
246 XinKong International Securities Limited 2 6 8 4 6 10 2 0 2 75.00 60.00
247 Aletheia Analyst Network Limited 2 2 4 2 7 9 0 5 5 50.00 77.78 2008-06-03
248 BNY Mellon Investment Management Hong Kong Limited 3 3 6 4 5 9 1 2 3 50.00 55.56 2008-06-06
249 Bright Fund Management Limited 1 9 10 4 5 9 3 -4 -1 90.00 55.56 2023-12-19
250 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2009-10-05
251 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 3 6 9 1 1 2 71.43 66.67
252 China Tonghai (IA) Limited 3 8 11 3 6 9 0 -2 -2 72.73 66.67 2017-11-29
253 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-02-16
254 GF Securities (Hong Kong) Brokerage Limited 2 3 5 2 7 9 0 4 4 60.00 77.78 2009-10-30
255 GLOBAL INVESTMENT ADVISORS LIMITED 2 10 12 3 6 9 1 -4 -3 83.33 66.67
256 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 4 1 5 6 3 9 2 2 4 20.00 33.33 2016-10-10
257 Houlihan Lokey (China) Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2008-10-09
258 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 4 5 9 1 -2 -1 70.00 55.56
259 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
260 Mackenzie Investments Asia Limited 3 5 8 3 6 9 0 1 1 62.50 66.67
261 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 2 7 9 -1 1 0 66.67 77.78 2007-12-21 2021-04-21
262 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 0 2 3 6 9 1 6 7 0.00 66.67 2011-04-14
263 ONSHINE SECURITIES LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67
264 Ping An Securities (Hong Kong) Holdings Company Limited 2 3 5 5 4 9 3 1 4 60.00 44.44 2009-07-30 2021-05-27
265 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 5 8 2 7 9 -1 2 1 62.50 77.78
266 Principal Investment & Retirement Services Limited 3 0 3 4 5 9 1 5 6 0.00 55.56 2011-08-17
267 Providence Equity Asia Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-08-23 2019-01-10
268 Samena Capital Hong Kong Limited 4 2 6 4 5 9 0 3 3 33.33 55.56 2009-09-01 2021-09-27
269 SDICS International Securities (Hong Kong) Limited 3 1 4 2 7 9 -1 6 5 25.00 77.78 2010-05-18
270 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2007-05-08 2019-09-30
271 Towers Watson Investment Services Hong Kong Limited 3 3 6 3 6 9 0 3 3 50.00 66.67 2007-05-14
272 Vanguard Investments Hong Kong Limited 0 0 0 2 7 9 2 7 9 - 77.78 2012-02-07 2022-06-29
273 Yunfeng Financial Markets Limited 3 1 4 4 5 9 1 4 5 25.00 55.56
274 abrdn Hong Kong Limited 3 4 7 3 5 8 0 1 1 57.14 62.50
275 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2004-09-07
276 Allianz Global Investors Hong Kong Limited 3 10 13 2 6 8 -1 -4 -5 76.92 75.00 2015-05-31
277 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2007-05-08
278 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
279 Argonaut Securities (Asia) Limited 0 0 0 4 4 8 4 4 8 - 50.00 2011-09-08 2021-12-07
280 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
281 BTG Pactual Asia Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2009-08-13 2016-12-13
282 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 3 5 3 5 8 1 2 3 60.00 62.50 2009-03-13
283 CC SIF Advisory Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2006-07-25
284 Changjiang Securities Brokerage (HK) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2011-12-13
285 Channel 8 Wealth Management Limited 3 11 14 3 5 8 0 -6 -6 78.57 62.50 2010-01-27
286 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50
287 China Galaxy International Securities (Hong Kong) Co., Limited 0 0 0 3 5 8 3 5 8 - 62.50 2012-03-13
288 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
289 Chinese Strategic Asset Management Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2007-12-20 2020-07-16
290 CHOW SANG SANG SECURITIES LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50
291 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
292 COMGEST FAR EAST LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
293 Everbright Capital Management Limited 2 5 7 3 5 8 1 0 1 71.43 62.50 2007-09-24 2021-09-17
294 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 4 4 8 4 4 8 - 50.00 2011-11-15
295 Funderstone Securities Limited 3 1 4 3 5 8 0 4 4 25.00 62.50
296 GLG Partners Hong Kong Limited 2 3 5 4 4 8 2 1 3 60.00 50.00 2010-11-30 2023-10-02
297 GUODU SECURITIES (HONG KONG) LIMITED 3 2 5 4 4 8 1 2 3 40.00 50.00 2010-07-07
298 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00 2004-11-29
299 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
300 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 8 10 6 2 8 4 -6 -2 80.00 25.00 2004-02-10 2015-07-22
301 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 2 5 6 2 8 3 0 3 40.00 25.00 2009-11-16
302 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2014-10-13
303 Kerogen Capital (Asia) Limited 3 3 6 4 4 8 1 1 2 50.00 50.00 2010-02-01
304 M&F Asset Management Limited 3 10 13 2 6 8 -1 -4 -5 76.92 75.00
305 MEIJI YASUDA ASIA LIMITED 4 3 7 3 5 8 -1 2 1 42.86 62.50 2019-10-17
306 Open Securities Limited 2 5 7 2 6 8 0 1 1 71.43 75.00
307 PANTHEON VENTURES (HK) LLP 2 5 7 2 6 8 0 1 1 71.43 75.00 2010-06-30 2024-05-14
308 Permira Advisers Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2008-08-19
309 RAYS Capital Partners Limited 0 0 0 3 5 8 3 5 8 - 62.50 2011-11-02
310 Standard & Poor's Investment Advisory Services (HK) Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2010-09-21 2017-06-27
311 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2010-04-27
312 Tyche Group Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2014-12-05
313 VISION FINANCE ASSET MANAGEMENT LIMITED 4 6 10 5 3 8 1 -3 -2 60.00 37.50 2008-12-17
314 WFM Asia (HK) Limited 3 8 11 2 6 8 -1 -2 -3 72.73 75.00
315 ZBI Asia Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2010-02-22 2014-06-09
316 Amova Asset Management Hong Kong Limited 2 5 7 2 5 7 0 0 0 71.43 71.43
317 BOCOM MPF & Financial Services Company Limited 0 0 0 3 4 7 3 4 7 - 57.14 2012-06-25
318 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 2 5 7 -1 3 2 40.00 71.43 2008-03-12 2018-05-11
319 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 3 4 7 1 3 4 33.33 57.14
320 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2004-07-28 2013-02-27
321 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2009-10-14
322 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 0 2 3 4 7 1 4 5 0.00 57.14
323 EFG Asset Management (HK) Limited 2 2 4 3 4 7 1 2 3 50.00 57.14 2008-06-06
324 EVENSTAR ADVISORS LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14 2007-04-19
325 EXS Capital Asia Limited 2 4 6 3 4 7 1 0 1 66.67 57.14 2008-06-12
326 FB SECURITIES (HONG KONG) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
327 Fosun International Securities Limited 5 2 7 4 3 7 -1 1 0 28.57 42.86
328 Grace Financial Limited (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14 2008-02-13 2021-04-23
329 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2007-10-23
330 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 7 0 7 2 0 2 0.00 0.00 2020-06-02
331 IBTS ASIA (HK) LIMITED 3 0 3 3 4 7 0 4 4 0.00 57.14 2005-11-17 2024-09-20
332 iTTa Capital Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2003-05-29 2013-06-11
333 IVORY CAPITAL PRIVATE LIMITED 1 6 7 3 4 7 2 -2 0 85.71 57.14 2007-03-21
334 LCA Solutions Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2010-07-30
335 Lighthorse Asset Management (HK) Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2010-06-18 2025-07-28
336 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2025-04-23
337 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 6 8 2 5 7 0 -1 -1 75.00 71.43
338 Oaktree Capital (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2006-07-12
339 Open Asset Management Limited 2 1 3 3 4 7 1 3 4 33.33 57.14
340 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2007-07-05
341 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2008-03-12
342 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2024-03-27
343 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2023-10-25
344 PUREHEART CAPITAL ASIA LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2007-03-08
345 RICHLAND CAPITAL MANAGEMENT LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2007-05-25 2016-05-24
346 SAIL ADVISORS LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2004-05-17
347 SEI INVESTMENTS (ASIA) LIMITED 2 2 4 2 5 7 0 3 3 50.00 71.43 2005-03-02 2023-02-20
348 Sensible Asset Management Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2005-06-18 2025-06-19
349 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 2 5 7 -1 4 3 25.00 71.43
350 Success Securities Limited 2 4 6 3 4 7 1 0 1 66.67 57.14
351 TOYO SECURITIES ASIA LIMITED 5 3 8 5 2 7 0 -1 -1 37.50 28.57
352 UBS SDIC Asset Management (Hong Kong) Company Limited 0 0 0 2 5 7 2 5 7 - 71.43 2011-10-11 2020-07-02
353 VMS Securities Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2020-09-01
354 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2003-05-23 2022-07-19
355 YUE XIU SECURITIES COMPANY LIMITED 3 5 8 4 3 7 1 -2 -1 62.50 42.86
356 ALETHEIA TECHNOLOGIES LIMITED (HK) 2 1 3 4 2 6 2 1 3 33.33 33.33 2010-07-30 2022-07-22
357 Ares Management Asia (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2009-05-25 2014-08-18
358 Asset Management One Hong Kong Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-03-10 2015-04-15
359 Belvest Investment Services Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67
360 Brilliant Norton Securities Company Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-12-01 2023-08-04
361 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 3 3 6 1 0 1 60.00 50.00 2020-06-18
362 CAPE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-03-13
363 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
364 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-10-31 2013-12-17
365 Chepstow Capital Advisors Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2009-10-20 2018-04-27
366 China Integrity Investment Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2014-03-19
367 China Reserve Securities Limited 3 1 4 3 3 6 0 2 2 25.00 50.00
368 CHINAWIDE SECURITIES LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2011-05-31 2013-12-17
369 CMB International Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-05-26
370 CMBC SECURITIES COMPANY LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2011-10-26
371 COHEN & STEERS ASIA LIMITED 2 6 8 3 3 6 1 -3 -2 75.00 50.00 2005-07-29
372 Conning Asia Pacific Limited 0 0 0 3 3 6 3 3 6 - 50.00 2012-02-24
373 CSC SECURITIES (HK) LIMITED 3 6 9 2 4 6 -1 -2 -3 66.67 66.67 2007-06-01
374 Cynosure Asset Management Hong Kong Limited 4 0 4 4 2 6 0 2 2 0.00 33.33 2023-09-27
375 DELTA ASIA SECURITIES LIMITED 3 3 6 2 4 6 -1 1 0 50.00 66.67
376 Emerald Hill Capital Partners Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-10-26 2016-05-12
377 Emperor Wealth Management Limited 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2009-06-09
378 First Fidelity Capital (International) Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2006-04-19
379 Fortune Origin Securities Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2009-07-09
380 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2009-02-27
381 GIGA (HONG KONG) LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00
382 HARMONY ASSET MANAGEMENT LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2022-07-28
383 HEAD & SHOULDERS SECURITIES LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2008-03-27
384 HFS ASSET MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
385 HPEF Venture Partners Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2018-06-08
386 ICG Asia Pacific Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
387 JK Capital Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
388 Jupiter Asset Management (Asia Pacific) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2022-10-13
389 JVSakk Asset Management Limited 3 2 5 4 2 6 1 0 1 40.00 33.33 2008-08-28
390 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-22
391 KTF CAPITAL MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2011-10-31
392 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 4 7 4 2 6 1 -2 -1 57.14 33.33 2008-07-02
393 LaSalle Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2007-06-14 2020-02-20
394 Legg Mason International Equities (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2015-08-28
395 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2011-04-28 2019-10-14
396 Lion Global Financial Limited 4 44 48 5 1 6 1 -43 -42 91.67 16.67
397 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
398 M3 Capital Partners (HK) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-04-19
399 MANGO FINANCIAL LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
400 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2008-04-01
401 MEAG Hong Kong Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
402 MFG Limited (HK) 3 6 9 2 4 6 -1 -2 -3 66.67 66.67 2008-07-15
403 MIRABAUD (ASIA) LIMITED 3 9 12 2 4 6 -1 -5 -6 75.00 66.67 2003-05-13 2018-10-16
404 Oasis Management (Hong Kong) 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2004-09-14
405 OLD PEAK LIMITED (HK) 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2005-08-26 2023-06-20
406 PEAK CAPITAL LIMITED (b2004-03-30) 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-10-28
407 PFC INTERNATIONAL COMPANY LIMITED 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-07-29
408 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 16 20 3 3 6 -1 -13 -14 80.00 50.00 2013-04-17
409 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2005-05-24
410 Progeny (Hong Kong) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-07-09
411 QMIS Asset Management Limited 3 2 5 3 3 6 0 1 1 40.00 50.00 2009-08-13
412 Quam Asset Management Limited (b1983-06-28) 5 3 8 3 3 6 -2 0 -2 37.50 50.00
413 SBI China Capital Financial Services Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-09-19
414 SDICS International Asset Management (Hong Kong) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-08-19
415 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2008-11-07
416 SILVERHORN INVESTMENT ADVISORS LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2011-02-28
417 Soochow Securities International Brokerage Limited 0 0 0 3 3 6 3 3 6 - 50.00 2012-01-12
418 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2013-05-29
419 Sumo Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-07-07 2022-08-23
420 TAI SHING STOCK INVESTMENT CO. LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67
421 TENGARD FUND MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2012-04-03
422 TPG Capital, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-03-07
423 TSE'S SECURITIES LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00
424 UIC FINANCIAL ADVISORS LIMITED 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2010-04-13 2019-06-17
425 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
426 VC BROKERAGE LIMITED 3 5 8 3 3 6 0 -2 -2 62.50 50.00
427 VisionGain Capital Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-11-14
428 VP Wealth Management (Hong Kong) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2007-09-11 2025-07-24
429 VTB Capital Hong Kong Limited 3 1 4 4 2 6 1 1 2 25.00 33.33 2011-06-30
430 WINNINGTON CAPITAL LIMITED 4 4 8 4 2 6 0 -2 -2 50.00 33.33
431 YU MING INVESTMENT MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
432 AD Capital Management (Hong Kong) Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2004-09-08
433 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2004-07-07
434 Ark Group Holdings (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-01-04
435 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2021-10-08
436 Asiya Investments Hong Kong Limited 0 0 0 4 1 5 4 1 5 - 20.00 2012-07-06 2021-07-19
437 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2013-04-02
438 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 4 1 5 0 0 0 20.00 20.00 2011-01-04 2016-03-17
439 Bradbury Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
440 Bradesco Securities Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-03-05
441 Canaccord Genuity (Hong Kong) Limited 2 1 3 4 1 5 2 0 2 33.33 20.00 2011-05-04
442 CES Capital International (Hong Kong) Co., Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2009-05-29 2023-02-23
443 Changjiang Asset Management (HK) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2011-12-16
444 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
445 China Alpha Fund Management (HK) Limited 2 2 4 4 1 5 2 -1 1 50.00 20.00 2010-05-31
446 China Everbright Global Investment Advisors Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2012-08-09
447 China Jianxin Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-05-10 2022-03-15
448 CINDA INTERNATIONAL RESEARCH LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-07-26
449 Credit Agricole Securities (Asia) Limited 4 24 28 2 3 5 -2 -21 -23 85.71 60.00
450 CWB Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
451 DigitalBridge Management Asia Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2010-07-20
452 EnTrustPermal (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-08-27 2021-03-26
453 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
454 F.T.M.F. DISTRIBUTION LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-03-22
455 FORTUNE HILL ASSET MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-11-07 2024-11-19
456 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 3 2 5 -2 -3 -5 50.00 40.00 2020-12-09
457 GENERALI INVESTMENTS ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2006-02-08 2018-09-26
458 Grand Loyal Asset Management Limited 3 5 8 3 2 5 0 -3 -3 62.50 40.00 2008-11-07
459 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
460 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2018-08-15
461 HKFAEx Group Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-02-15
462 INTERNATIONAL COMMERCE CORPORATION 2 5 7 2 3 5 0 -2 -2 71.43 60.00
463 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
464 JPMorgan Asset Management Real Assets (Asia) Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2009-06-26
465 KCG SECURITIES ASIA LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00
466 Kirin Asset Management Limited 1 2 3 5 0 5 4 -2 2 66.67 0.00 2007-06-12 2016-09-14
467 Korea Investment Management Asia Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2009-08-21 2014-12-09
468 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-12-29 2021-02-01
469 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00 2004-09-22
470 MERCER INVESTMENTS (HK) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2005-08-04
471 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2010-10-15 2021-09-07
472 PGIM (Hong Kong) Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
473 RHB ASSET MANAGEMENT LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00 2008-05-08 2020-11-17
474 RICHLAND WORLDWIDE LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-04-15
475 SDHG International Asset Management Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-12-02
476 SHENG YUAN SECURITIES LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2010-10-27
477 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 6 9 2 3 5 -1 -3 -4 66.67 60.00
478 Springboard Capital Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2010-07-02
479 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00 2005-06-20
480 Tiger Securities Asset Management Company Limited 5 5 10 3 2 5 -2 -3 -5 50.00 40.00 2006-12-29
481 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
482 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 13 15 3 2 5 1 -11 -10 86.67 40.00 2017-09-29
483 Xeram and Company (Asia) Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2015-11-27
484 Absolute Investment Management (HK) Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
485 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
486 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
487 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
488 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2011-08-03
489 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
490 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 0 3 3 1 4 0 1 1 0.00 25.00
491 AP Asset Management (HK) Limited 4 1 5 3 1 4 -1 0 -1 20.00 25.00 2004-07-07 2013-12-04
492 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-06-30
493 Asia Frontier Investments Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2009-04-28
494 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
495 Asia Pacific Securities Limited 3 2 5 4 0 4 1 -2 -1 40.00 0.00
496 ASSET DYNAMIC MANAGEMENT LIMITED 3 5 8 3 1 4 0 -4 -4 62.50 25.00 2025-03-25
497 Barings Investment Advisers (Hong Kong) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2009-05-08 2018-01-23
498 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
499 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
500 BENTLEY REID & COMPANY LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
501 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2009-09-28
502 BLUE POOL CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2004-11-10 2015-12-01
503 CAIDAO CAPITAL LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2008-07-15 2022-08-22
504 CBRE Clarion Securities HKG Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-01-04 2019-08-28
505 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
506 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2019-07-29
507 CHEETAH ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2022-08-01
508 CHELSEA SECURITIES LIMITED (HK) 4 1 5 4 0 4 0 -1 -1 20.00 0.00
509 China Angel Fund Management (HK) Company Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-10-24
510 China Enterprise Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
511 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
512 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-04-27
513 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
514 CIAM Capital Management Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2011-01-24 2024-08-13
515 CIFM Asset Management (Hong Kong) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2011-07-20 2023-11-03
516 CMS ASSET MANAGEMENT (HK) CO., LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-02-01
517 CNCB (Hong Kong) Capital Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
518 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
519 CUBE CAPITAL HK LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-17 2015-02-13
520 Daishin Securities Asia Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2008-11-24 2018-08-09
521 DST Investment Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-04-23
522 EIG Global Energy (Asia) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2012-02-08
523 Emperor Asset Management Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-11-03
524 ENZARD LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-05-21 2013-02-18
525 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
526 First Prosperous Asset Management Company Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-09-06 2023-06-23
527 Fubon Fund Management (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
528 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00
529 Ginger Capital Advisory Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-06-01 2018-09-04
530 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00 2008-12-02
531 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-19
532 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2005-11-21
533 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 1 3 4 3 1 4 2 -2 0 75.00 25.00
534 HSZ (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
535 ICBC UBS Asset Management (International) Company Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-11-18
536 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
537 KB Securities Hong Kong Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00
538 KGI SECURITIES (HONG KONG) LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00 2017-10-02
539 LIS Investment Services Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2008-01-09
540 LUK FOOK SECURITIES (HK) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-06-25
541 LUNAR CAPITAL MANAGEMENT LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2010-02-17
542 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
543 Metaverse Securities Limited (HK) 3 2 5 4 0 4 1 -2 -1 40.00 0.00
544 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-21
545 OKASAN INTERNATIONAL (ASIA) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-05-17
546 Optima Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-25
547 orientiert International Markets Limited 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2005-01-11
548 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
549 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2007-05-02 2015-06-25
550 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
551 Rich Union Securities (H.K.) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2025-05-19
552 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2016-11-01
553 Rothschild & Co Wealth Management Hong Kong Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2010-08-16 2019-10-18
554 SHENG YUAN ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-06-14
555 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
556 SJS Markets Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-11-23 2015-01-13
557 Stobene Partners (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-31 2017-07-28
558 Swiss-Asia Asset Management (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-06-02 2024-12-31
559 Templewater Hong Kong Limited 4 0 4 4 0 4 0 0 0 0.00 0.00
560 TFI Asset Management Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2009-06-18
561 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-04-11 2013-10-23
562 Tyric Capital Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
563 UNITED GAIN INVESTMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-08-07
564 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2015-02-09
565 WING ON CHEONG SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2020-12-21
566 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
567 A ONE INVESTMENT COMPANY LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-12-05
568 AKTIS CAPITAL ADVISORY LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2003-11-29
569 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
570 ALTUS CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
571 Amber Hill Asset Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-07-13
572 Amherst Pierpont International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-06-17 2023-06-09
573 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
574 Anuenue Capital International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-08-30
575 Apollo Asset Management Limited (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-09-16
576 Arete Research Asia Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-01-11
577 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
578 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
579 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
580 ATHENA WEALTH MANAGEMENT LIMITED 2 30 32 2 1 3 0 -29 -29 93.75 33.33 2008-04-25
581 Austen Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-30
582 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33
583 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
584 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
585 Bosen Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-08-16 2023-02-17
586 BOWEN ASIA LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2014-10-20
587 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-08-01
588 Capstone Financial (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-03-12 2025-03-27
589 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
590 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
591 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-12-27
592 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
593 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-06-22
594 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
595 Chubb Investment Management (HK) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-11-12
596 CMS CAPITAL (HK) CO., LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-05-06
597 Core Securities Company Limited (The) 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-11-19
598 CPIC Investment Management (H.K.) Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-01-19 2014-05-02
599 Creat Capital Company Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-07-26 2013-10-02
600 CUPOLA CAPITAL LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2022-05-06
601 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
602 Dayton Way Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-02-14 2014-10-24
603 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
604 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2005-03-08 2022-03-16
605 EVOLUTION ASIA INVESTMENTS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2007-08-24 2020-01-24
606 FCL ADVISORY LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2005-03-01
607 First Reserve Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-10-28 2015-07-29
608 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
609 Fortune Asset Management Limited (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-12-16
610 Friedmann Pacific Asset Management (Hong Kong) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-09-07
611 Frontier Asia Capital Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-11 2019-07-24
612 Funderstone Asset Management (HK) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2013-11-14
613 Future Growth Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-05-11
614 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2018-11-09
615 GAYANG SECURITIES LIMITED 3 25 28 3 0 3 0 -25 -25 89.29 0.00
616 GETTA SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-06-26
617 GF International Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2011-09-08
618 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2013-03-19
619 GNAB Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-03-14
620 Goldyard Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2019-11-21
621 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
622 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
623 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-08-04 2021-06-17
624 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
625 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
626 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
627 Impax Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-08-23
628 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-12 2014-06-04
629 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
630 J Capital Research Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-03-01 2018-10-29
631 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-08-20
632 JQ Fund Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-05
633 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-05-13 2021-12-04
634 King Wai Asset Management Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2011-09-05
635 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-12-02
636 Kingsbridge Limited (d2014-08-15) 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-07-28 2014-02-12
637 Landmark Asset Management Limited (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-01-10 2018-01-22
638 LEE CAPITAL PARTNERS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-04-11 2013-10-16
639 LIM ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-09-15
640 LONGREACH GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-08-01
641 Merdeka Investment Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-09
642 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
643 Myo Capital Advisers Limited 1 0 1 2 1 3 1 1 2 0.00 33.33 2007-11-16 2021-02-04
644 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
645 Neutral Financial Holding Company Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
646 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
647 Ohra Capital Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-08-27 2023-06-21
648 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
649 ORIENT SECURITIES (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-04-13
650 ORIENT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
651 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-02-22
652 Pamirs Capital (H.K.) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-09-10
653 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2009-10-09
654 Paul Capital Advisors Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-06-17 2014-09-03
655 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33
656 PLATINUM BROKING COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-02-21
657 Polen Capital HK Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
658 Prince Capital Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-21 2014-12-19
659 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
660 PROBITAS HONG KONG LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-06-05
661 RBC Capital Markets (Hong Kong) Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2010-09-09 2012-11-01
662 RG ASSET MANAGEMENT COMPANY LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-11-25
663 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
664 SCM Strategic Capital Management Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-02-11 2015-01-21
665 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
666 Select Investment Services Limited (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2011-09-16
667 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
668 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
669 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
670 Shinhan Asset Management (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-27 2023-07-26
671 Shinhan Investment Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-10-15
672 SMART ASSET MANAGEMENT LIMITED (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-02 2013-11-26
673 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2019-08-15
674 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
675 Standard Advisory Asia Limited 3 4 7 2 1 3 -1 -3 -4 57.14 33.33 2007-03-09 2013-04-12
676 STARLING GROUP SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-11-06 2013-05-20
677 STI Asset Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-10-22 2023-09-19
678 Synergy Fund Management Group Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-05-26
679 TARZAN STOCK & SHARES LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
680 TIAN YUAN FINANCE LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-06-30
681 Tokio Marine Investment Services, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-03-28
682 TRANSPAC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
683 TUNG TAI SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
684 TVC MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
685 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
686 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
687 UCF Asset Management (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-05-04 2020-10-04
688 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-04-19 2014-01-20
689 VANHEEL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
690 Vestmore Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-01-12
691 Waterland Securities (HK) Company Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2009-02-20 2013-01-15
692 Wealth Legend Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
693 WELLCHAMP CAPITAL LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
694 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
695 Yuanta Financial (Hong Kong) Limited 3 4 7 2 1 3 -1 -3 -4 57.14 33.33 2010-02-03 2014-03-28
696 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
697 3V Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-18 2013-08-27
698 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
699 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
700 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
701 ACM ASIA LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
702 Aegon Asset Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-30 2022-12-30
703 Aksia Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-06
704 Alpha Nova Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
705 Andante Capital Partners Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-11 2012-12-03
706 Ant Global Partners (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-06
707 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
708 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
709 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
710 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
711 Arowana Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-12 2023-08-24
712 Arta Asset Management Limited 1 3 4 1 1 2 0 -2 -2 75.00 50.00 2008-07-10
713 ASA SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-07-05
714 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
715 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-17 2013-07-26
716 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
717 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
718 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
719 Axis Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
720 Beevest Securities Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
721 Beijing Securities Limited 1 2 3 2 0 2 1 -2 -1 66.67 0.00
722 BGC SECURITIES (HONG KONG) LLC 0 0 0 2 0 2 2 0 2 - 0.00 2011-10-19 2013-01-07
723 Black Dragon Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-27 2013-06-14
724 BMF Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-02-22
725 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
726 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2014-07-03
727 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
728 CARDINALASIA CONSULTING LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-06-27 2024-02-22
729 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2023-03-20
730 CEPA ALLIANCE SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-23
731 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
732 ChapmanCraig Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
733 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
734 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-13
735 China Orient International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-15
736 China Vered Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-17
737 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
738 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
739 Credit Suisse Securities (Hong Kong) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2024-09-27
740 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
741 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-29
742 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
743 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
744 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
745 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
746 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-13
747 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
748 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
749 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
750 FE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
751 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
752 FT Securities Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2024-12-06
753 FUBON SECURITIES (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-18
754 GCAM Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-17 2022-03-09
755 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
756 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
757 Golden Hen Investment Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-20
758 Goldstream Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-02
759 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
760 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
761 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
762 Grey Investment Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-02-21
763 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
764 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
765 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
766 Guoxin International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-07-31 2022-09-23
767 Hana Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-03-25 2015-06-17
768 HTC Securities Company Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-09-03 2013-11-19
769 HuaAn Asset Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-01
770 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
771 IIFL Private Wealth Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-13 2019-01-03
772 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
773 Imperium International Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
774 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
775 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
776 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
777 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
778 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-09-29
779 JW CAPITAL SECURITIES LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00
780 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
781 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
782 KCG FUND MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-04
783 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
784 KGI CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
785 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
786 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
787 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
788 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
789 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
790 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-11 2014-08-05
791 MVision Private Equity Advisers Asia Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-29
792 ORION INVESTMENT MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2009-11-06 2016-12-14
793 Pacific Advantage Capital Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2010-10-25 2013-01-14
794 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
795 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
796 Partners Capital Asia Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2011-08-04
797 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-21
798 PHOENIX CAPITAL ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2022-12-21
799 POMONA CAPITAL ASIA LIMITED 1 2 3 2 0 2 1 -2 -1 66.67 0.00 2011-03-25 2013-07-17
800 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
801 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-06-28
802 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
803 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2024-03-25
804 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
805 Red Gate Asset Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-07-11
806 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
807 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
808 Safari Asia Limited 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2010-04-30 2015-07-02
809 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
810 SAMSUNG SECURITIES (ASIA) LIMITED 3 45 48 2 0 2 -1 -45 -46 93.75 0.00
811 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
812 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
813 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
814 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
815 Sino-Rich Securities & Futures Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-21
816 Soochow Securities International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-01-12
817 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
818 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
819 Springs Capital (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-14
820 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
821 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2015-03-27
822 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-30
823 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
824 Superfund Financial (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
825 Swiss China Capital Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-09-14
826 SYZ Asset Management (Asia) Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2004-07-27 2016-12-22
827 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
828 TRADING CENTRAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-08
829 Triada Capital Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-21
830 UCAP HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-11
831 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
832 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
833 Value Partners Private Equity Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
834 VBG Capital Limited 2 3 5 1 1 2 -1 -2 -3 60.00 50.00 2008-11-11 2013-09-19
835 VISION FINANCE (SECURITIES) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-08
836 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
837 Whitestone Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-17 2013-05-22
838 WMG Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-28 2014-01-06
839 Wolver Hill Asset Management Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-03-10
840 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
841 AIR GEO SERVICES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-08-21 2012-12-14
842 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 271 273 1 0 1 -1 -271 -272 99.27 0.00 2012-11-27
843 Broadway Wealth Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-01-03
844 CHI CAPITAL SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-07 2016-05-05
845 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-05-21
846 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-05-13
847 D.J. SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
848 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-10-16
849 MLI LIMITED (d2018-03-29) 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2013-05-29
850 OnePlatform Wealth Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-07-25 2014-05-28
851 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2010-03-02 2013-01-14
852 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
853 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2016-05-24
854 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-06-25
855 Alphatraxx (H.K.) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-23 2012-02-14
856 APAX PARTNERS HONG KONG LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2008-01-21 2012-03-12
857 AXA Financial Planning (Hong Kong) Limited 3 23 26 0 0 0 -3 -23 -26 88.46 - 2012-05-25
858 BROOKE CAPITAL LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-13
859 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-08-19 2012-12-03
860 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2010-07-12 2012-04-03
861 Chuo Mitsui Investments Hong Kong Limited 3 4 7 0 0 0 -3 -4 -7 57.14 - 2009-04-30 2011-12-29
862 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 5 31 36 0 0 0 -5 -31 -36 86.11 - 2012-12-13
863 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 57 61 0 0 0 -4 -57 -61 93.44 - 2012-06-04
864 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-04-29 2012-08-09
865 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-10-26 2012-03-08
866 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-01-07
867 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-06-21
868 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-09-12
869 FWD Life Insurance Company (Bermuda) Limited 1 62 63 0 0 0 -1 -62 -63 98.41 - 2012-11-21
870 GEOMATRIX (H.K.) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-01-31
871 Global CTA Services Investment (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-11-26 2012-09-03
872 Halbis Capital Management (Hong Kong) Limited 6 35 41 0 0 0 -6 -35 -41 85.37 - 2005-06-23 2012-05-11
873 Highland Financial Group Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-03-22 2012-11-07
874 HSBC Family Office Services Limited 3 5 8 0 0 0 -3 -5 -8 62.50 - 2006-01-03 2012-07-13
875 HSBC LIFE (INTERNATIONAL) LIMITED 1 78 79 0 0 0 -1 -78 -79 98.73 - 2012-05-07
876 Julius Baer (Hong Kong) Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2006-09-14 2012-05-10
877 La Roche & Co Asia Limited 3 5 8 0 0 0 -3 -5 -8 62.50 - 2008-03-05 2011-12-08
878 MANDARIN VP (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-09-20
879 MF Global Hong Kong Limited 6 21 27 0 0 0 -6 -21 -27 77.78 - 2007-04-30
880 MONEY CONCEPTS (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-09-18
881 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-07-19
882 OSCAR BENSON LIMITED (HK) 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-08-23
883 PERRY CAPITAL (ASIA) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2006-09-12 2012-01-27
884 Renaissance Capital (Hong Kong) Limited 2 16 18 0 0 0 -2 -16 -18 88.89 - 2010-09-02 2012-09-28
885 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 3 6 0 0 0 -3 -3 -6 50.00 - 2012-04-02
886 SBI China Capital Securities Limited 2 2 4 0 0 0 -2 -2 -4 50.00 - 2012-10-08
887 SDIC Securities International Financial Holdings Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-08-17
888 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-07-10
889 SKYWAY-PHAROS ASSET MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-07-22 2012-03-13
890 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-30
891 STANHILL (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-05-23
892 SUNNY WORLD INVESTMENT LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2012-08-28
893 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2009-10-27 2012-08-01
894 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2009-11-19 2012-10-08
895 Voras Capital Management (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-07-31 2012-09-04
896 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-02-13
897 YF Life Investors Limited 3 87 90 0 0 0 -3 -87 -90 96.67 - 2004-08-30 2013-03-22
898 Yorkville Advisors HK Limited 1 3 4 0 0 0 -1 -3 -4 75.00 - 2009-03-18 2012-03-02
Average 2.92 10.99 13.90 3.01 10.23 13.24 79.03 77.27

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