SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2011-09-30 2012-09-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch (Asia Pacific) Limited 7 255 262 12 443 455 5 188 193 97.33 97.36
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 287 298 11 295 306 0 8 8 96.31 96.41
3 Credit Suisse (Hong Kong) Limited 30 304 334 27 266 293 -3 -38 -41 91.02 90.78 2025-01-13
4 UBS SECURITIES ASIA LIMITED 4 238 242 3 230 233 -1 -8 -9 98.35 98.71
5 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 18 24 12 172 184 6 154 160 75.00 93.48
6 Citigroup Global Markets Asia Limited 4 127 131 4 143 147 0 16 16 96.95 97.28
7 Merrill Lynch Far East Limited 6 179 185 7 140 147 1 -39 -38 96.76 95.24 2025-01-16
8 PHILLIP SECURITIES (HONG KONG) LIMITED 4 127 131 4 128 132 0 1 1 96.95 96.97
9 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 150 157 7 120 127 0 -30 -30 95.54 94.49
10 GOLDMAN SACHS (ASIA) L.L.C. 10 119 129 9 117 126 -1 -2 -3 92.25 92.86
11 J.P. MORGAN BROKING (HONG KONG) LIMITED 9 104 113 12 111 123 3 7 10 92.04 90.24
12 BOCI SECURITIES LIMITED 10 105 115 11 108 119 1 3 4 91.30 90.76 2004-03-01
13 MACQUARIE CAPITAL LIMITED 2 126 128 2 113 115 0 -13 -13 98.44 98.26
14 CLSA RESEARCH LIMITED 3 137 140 3 109 112 0 -28 -28 97.86 97.32 2014-06-18
15 HSBC Global Asset Management (Hong Kong) Limited 13 97 110 13 99 112 0 2 2 88.18 88.39
16 FIL Investment Management (Hong Kong) Limited 5 94 99 7 96 103 2 2 4 94.95 93.20
17 Morgan Stanley Asia Limited 4 117 121 8 95 103 4 -22 -18 96.69 92.23
18 JPMorgan Asset Management (Asia Pacific) Limited 5 99 104 9 92 101 4 -7 -3 95.19 91.09
19 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 6 62 68 9 79 88 3 17 20 91.18 89.77 2008-08-20
20 MIZUHO SECURITIES ASIA LIMITED 11 83 94 12 72 84 1 -11 -10 88.30 85.71
21 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 84 91 7 77 84 0 -7 -7 92.31 91.67
22 iBest Consultants Limited 2 85 87 2 80 82 0 -5 -5 97.70 97.56 2019-08-15
23 BARCLAYS CAPITAL ASIA LIMITED 4 55 59 3 78 81 -1 23 22 93.22 96.30
24 CENTALINE WEALTH MANAGEMENT LIMITED 3 91 94 3 76 79 0 -15 -15 96.81 96.20 2004-04-02
25 FWD Financial Planning Limited (HK) 4 56 60 4 75 79 0 19 19 93.33 94.94
26 BlackRock (Hong Kong) Limited (d2017-01-20) 4 53 57 4 70 74 0 17 17 92.98 94.59 2015-05-15
27 Daiwa Capital Markets Hong Kong Limited 6 97 103 3 67 70 -3 -30 -33 94.17 95.71
28 CITIC Securities Brokerage (HK) Limited 5 41 46 9 58 67 4 17 21 89.13 86.57
29 KGI ASIA LIMITED 7 50 57 10 56 66 3 6 9 87.72 84.85 2017-10-02
30 Everbright Securities Investment Services (HK) Limited 4 60 64 5 60 65 1 0 1 93.75 92.31
31 Jefferies Hong Kong Limited 3 37 40 7 57 64 4 20 24 92.50 89.06 2010-01-04
32 Standard Chartered Securities (Hong Kong) Limited 10 48 58 10 54 64 0 6 6 82.76 84.38
33 CCB INTERNATIONAL SECURITIES LIMITED 5 67 72 11 49 60 6 -18 -12 93.06 81.67 2005-10-10
34 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 51 56 5 53 58 0 2 2 91.07 91.38
35 BCT Financial Limited 2 51 53 2 55 57 0 4 4 96.23 96.49 2010-11-24
36 BlackRock Asset Management North Asia Limited 5 35 40 5 52 57 0 17 17 87.50 91.23
37 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 39 44 5 50 55 0 11 11 88.64 90.91 2007-01-12 2015-05-31
38 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 49 51 2 53 55 0 4 4 96.08 96.36
39 Quam Securities Limited 5 35 40 4 49 53 -1 14 13 87.50 92.45
40 VALUE PARTNERS LIMITED 3 50 53 3 50 53 0 0 0 94.34 94.34
41 VALUE PARTNERS HONG KONG LIMITED 3 49 52 3 49 52 0 0 0 94.23 94.23 2007-11-19
42 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 2 49 51 0 -2 -2 96.23 96.08 2004-01-20
43 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 33 41 9 42 51 1 9 10 80.49 82.35 2009-09-15
44 CSI Corporate Finance (HK) Limited 8 42 50 9 42 51 1 0 1 84.00 82.35 2007-08-01 2019-03-29
45 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 3 41 44 4 46 50 1 5 6 93.18 92.00
46 UBS Asset Management (Hong Kong) Limited 6 41 47 5 45 50 -1 4 3 87.23 90.00
47 FIL Investment Advisors 3 43 46 3 46 49 0 3 3 93.48 93.88
48 oOo Securities (HK) Group Limited 3 42 45 3 46 49 0 4 4 93.33 93.88 2004-12-03
49 BLACKSTONE GROUP (HK) LIMITED (THE) 3 46 49 3 45 48 0 -1 -1 93.88 93.75 2008-10-14
50 CLSA LIMITED 5 47 52 4 42 46 -1 -5 -6 90.38 91.30
51 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 30 36 7 39 46 1 9 10 83.33 84.78 2007-04-26
52 BOCI RESEARCH LIMITED 5 43 48 5 40 45 0 -3 -3 89.58 88.89
53 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 30 32 2 41 43 0 11 11 93.75 95.35
54 Pictet Asset Management (Hong Kong) Limited 5 27 32 5 38 43 0 11 11 84.38 88.37
55 JPMorgan Funds (Asia) Limited 7 30 37 8 34 42 1 4 5 81.08 80.95
56 Sanford C. Bernstein (Hong Kong) Limited 5 0 5 5 35 40 0 35 35 0.00 87.50 2011-09-28
57 Yuanta Securities (Hong Kong) Company Limited 4 30 34 5 35 40 1 5 6 88.24 87.50
58 Rothschild & Co Hong Kong Limited 3 40 43 3 36 39 0 -4 -4 93.02 92.31 2005-04-27
59 CGS International Securities Hong Kong Limited 3 18 21 2 36 38 -1 18 17 85.71 94.74
60 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 32 37 5 33 38 0 1 1 86.49 86.84
61 JF INTERNATIONAL MANAGEMENT INC. 2 32 34 5 33 38 3 1 4 94.12 86.84 2020-07-13
62 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 28 33 5 33 38 0 5 5 84.85 86.84
63 T. Rowe Price Hong Kong Limited 2 28 30 3 35 38 1 7 8 93.33 92.11 2010-12-21
64 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 43 47 3 34 37 -1 -9 -10 91.49 91.89 2018-12-31
65 ASSET MANAGEMENT GROUP LIMITED 2 52 54 2 34 36 0 -18 -18 96.30 94.44 2006-01-17
66 UOB KAY HIAN (HONG KONG) LIMITED 3 29 32 3 33 36 0 4 4 90.63 91.67
67 GET NICE SECURITIES LIMITED 5 31 36 4 31 35 -1 0 -1 86.11 88.57
68 BOCOM International Securities Limited 5 28 33 4 30 34 -1 2 1 84.85 88.24 2007-09-10
69 NATIXIS ASIA LIMITED 3 26 29 3 31 34 0 5 5 89.66 91.18 2004-10-19
70 Amundi Hong Kong Limited 5 27 32 7 26 33 2 -1 1 84.38 78.79
71 DBS VICKERS (HONG KONG) LIMITED 3 26 29 4 28 32 1 2 3 89.66 87.50
72 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 17 26 10 22 32 1 5 6 65.38 68.75
73 AllianceBernstein Hong Kong Limited 5 58 63 4 27 31 -1 -31 -32 92.06 87.10
74 Manulife Investment Management (Hong Kong) Limited 5 17 22 6 25 31 1 8 9 77.27 80.65
75 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 3 45 48 4 27 31 1 -18 -17 93.75 87.10 2005-07-05
76 T G HOLBORN (HK) LIMITED 3 33 36 3 28 31 0 -5 -5 91.67 90.32 2014-04-29
77 Goldman Sachs Investment Management Hong Kong Limited 4 36 40 3 27 30 -1 -9 -10 90.00 90.00 2013-11-27
78 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 18 25 6 24 30 -1 6 5 72.00 80.00
79 HARVEST GLOBAL INVESTMENTS LIMITED 3 20 23 5 25 30 2 5 7 86.96 83.33 2009-02-16
80 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 22 26 4 25 29 0 3 3 84.62 86.21
81 EMPEROR SECURITIES LIMITED (HK) 7 17 24 8 20 28 1 3 4 70.83 71.43
82 Fidelity Management & Research (Hong Kong) Limited 3 19 22 5 22 27 2 3 5 86.36 81.48 2008-09-04
83 IPP Financial Advisers Limited 2 24 26 3 24 27 1 0 1 92.31 88.89 2006-12-21
84 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 18 24 6 20 26 0 2 2 75.00 76.92
85 CASH Wealth Management Limited 2 33 35 3 23 26 1 -10 -9 94.29 88.46
86 HARRIS FRASER (INTERNATIONAL) LIMITED 3 17 20 3 23 26 0 6 6 85.00 88.46
87 RHB SECURITIES HONG KONG LIMITED 4 27 31 5 21 26 1 -6 -5 87.10 80.77 2006-11-17 2022-10-06
88 DEUTSCHE SECURITIES ASIA LIMITED 7 17 24 8 17 25 1 0 1 70.83 68.00 2019-12-03
89 First Sentier Investors (Hong Kong) Limited 3 24 27 5 20 25 2 -4 -2 88.89 80.00
90 INVESCO HONG KONG LIMITED 5 16 21 5 20 25 0 4 4 76.19 80.00
91 WILSON SECURITIES LIMITED 3 19 22 2 23 25 -1 4 3 86.36 92.00 2010-02-25
92 MIDLAND WEALTH MANAGEMENT LIMITED 3 30 33 2 22 24 -1 -8 -9 90.91 91.67 2008-02-18
93 PineBridge Investments Asia Limited 4 15 19 5 19 24 1 4 5 78.95 79.17
94 BSI Investment Advisors (Hong Kong) Limited 5 25 30 5 18 23 0 -7 -7 83.33 78.26 2010-08-27 2014-06-04
95 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 16 21 6 17 23 1 1 2 76.19 73.91 2024-03-28
96 CSOP Asset Management Limited 3 9 12 3 20 23 0 11 11 75.00 86.96 2009-04-02
97 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 3 20 23 0 0 0 86.96 86.96
98 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 21 23 2 21 23 0 0 0 91.30 91.30 2013-03-19
99 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 13 16 4 19 23 1 6 7 81.25 82.61
100 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 4 19 23 0 1 1 81.82 82.61 2003-09-18
101 Yuanta Asia Investment (Hong Kong) Limited 3 20 23 3 20 23 0 0 0 86.96 86.96 2007-01-15 2013-11-01
102 CAIIS Limited 3 18 21 3 19 22 0 1 1 85.71 86.36 2018-09-04
103 CBH Asia Limited 3 14 17 4 18 22 1 4 5 82.35 81.82
104 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 8 17 25 5 17 22 -3 0 -3 68.00 77.27
105 DBS ASIA CAPITAL LIMITED 7 14 21 7 15 22 0 1 1 66.67 68.18
106 Eastspring Investments (Hong Kong) Limited 3 7 10 3 19 22 0 12 12 70.00 86.36
107 HANG SENG SECURITIES LIMITED 5 16 21 5 17 22 0 1 1 76.19 77.27
108 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 23 27 2 20 22 -2 -3 -5 85.19 90.91
109 SMBC Nikko Securities (Hong Kong) Limited 5 13 18 8 14 22 3 1 4 72.22 63.64
110 China Asset Management (Hong Kong) Limited 5 13 18 5 16 21 0 3 3 72.22 76.19 2009-04-03
111 Guosen Securities (HK) Brokerage Company, Limited 3 17 20 4 17 21 1 0 1 85.00 80.95 2010-02-26
112 HPEF Capital Partners Limited 9 14 23 8 13 21 -1 -1 -2 60.87 61.90 2022-06-01
113 INSTINET PACIFIC LIMITED 4 20 24 4 17 21 0 -3 -3 83.33 80.95
114 Neuberger Berman Asia Limited 3 11 14 4 17 21 1 6 7 78.57 80.95 2008-03-13
115 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 12 19 6 15 21 -1 3 2 63.16 71.43
116 CITIC CLSA Capital Partners HK Limited 4 18 22 4 16 20 0 -2 -2 81.82 80.00
117 CITIC Securities (Hong Kong) Limited 5 17 22 4 16 20 -1 -1 -2 77.27 80.00
118 CITIC Securities Asset Management (HK) Limited 3 15 18 3 17 20 0 2 2 83.33 85.00 2008-08-01
119 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 18 21 3 17 20 0 -1 -1 85.71 85.00
120 Wells Fargo Securities Asia Limited 3 11 14 4 16 20 1 5 6 78.57 80.00 2008-04-25
121 APG Investments Asia Limited 7 12 19 6 13 19 -1 1 0 63.16 68.42 2008-11-18
122 BOCI ASSET MANAGEMENT LIMITED 4 15 19 4 15 19 0 0 0 78.95 78.95 2014-12-24
123 IAM LEGACY LIMITED 3 33 36 3 16 19 0 -17 -17 91.67 84.21 2007-08-21
124 Income Partners Asset Management (HK) Limited 4 18 22 3 16 19 -1 -2 -3 81.82 84.21
125 Legg Mason Asset Management Hong Kong Limited 4 17 21 3 16 19 -1 -1 -2 80.95 84.21 2022-06-30
126 OnePlatform Asset Management Limited 2 19 21 2 17 19 0 -2 -2 90.48 89.47
127 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 9 13 7 12 19 3 3 6 69.23 63.16
128 SINOPAC SECURITIES (ASIA) LIMITED 3 22 25 3 16 19 0 -6 -6 88.00 84.21 2017-02-12
129 St. James's Place (Hong Kong) Limited 1 17 18 2 17 19 1 0 1 94.44 89.47
130 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 14 17 4 14 18 1 0 1 82.35 77.78 2016-06-30
131 Religare Capital Markets (Hong Kong) Limited 4 19 23 6 12 18 2 -7 -5 82.61 66.67 2009-09-22 2018-04-09
132 Shang International Finance Limited 7 13 20 6 12 18 -1 -1 -2 65.00 66.67 2024-01-26
133 Ark Securities (Hong Kong) Limited 3 17 20 2 15 17 -1 -2 -3 85.00 88.24
134 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 17 21 4 13 17 0 -4 -4 80.95 76.47 2008-07-03
135 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 18 23 4 13 17 -1 -5 -6 78.26 76.47
136 HANG SENG INVESTMENT SERVICES LIMITED 7 9 16 6 11 17 -1 2 1 56.25 64.71
137 MCP Asset Management Company Limited 3 11 14 3 14 17 0 3 3 78.57 82.35 2005-08-23
138 UBP ASSET MANAGEMENT ASIA LIMITED 5 14 19 4 13 17 -1 -1 -2 73.68 76.47 2007-01-11
139 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 3 14 17 0 -3 -3 85.00 82.35 2004-05-19
140 CHIEF SECURITIES LIMITED 3 7 10 3 13 16 0 6 6 70.00 81.25 2006-04-20
141 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 11 15 4 12 16 0 1 1 73.33 75.00 2008-04-30
142 CVC Asia Pacific Limited 4 12 16 4 12 16 0 0 0 75.00 75.00
143 GF Asset Management (Hong Kong) Limited 3 9 12 4 12 16 1 3 4 75.00 75.00 2007-11-08
144 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 15 19 3 13 16 -1 -2 -3 78.95 81.25 2005-11-15
145 LOMBARD ODIER (HONG KONG) LIMITED 3 5 8 3 13 16 0 8 8 62.50 81.25
146 CHARLES SCHWAB, HONG KONG, LIMITED 4 12 16 4 11 15 0 -1 -1 75.00 73.33
147 DWS Investments Hong Kong Limited 3 19 22 3 12 15 0 -7 -7 86.36 80.00
148 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 8 10 2 13 15 0 5 5 80.00 86.67 2009-01-02
149 FIRST SHANGHAI SECURITIES LIMITED 2 13 15 3 12 15 1 -1 0 86.67 80.00
150 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 2 10 12 3 12 15 1 2 3 83.33 80.00 2010-02-11
151 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 4 11 15 1 5 6 66.67 73.33 2009-12-14 2024-10-15
152 iFAST Financial (HK) Limited 4 11 15 5 10 15 1 -1 0 73.33 66.67 2007-03-30
153 Janus Henderson Investors Hong Kong Limited 3 9 12 4 11 15 1 2 3 75.00 73.33
154 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 10 14 4 11 15 0 1 1 71.43 73.33 2003-06-06
155 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 7 11 4 11 15 0 4 4 63.64 73.33 2008-05-29
156 Robeco Hong Kong Limited 4 9 13 3 12 15 -1 3 2 69.23 80.00 2007-12-18
157 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 9 12 3 12 15 0 3 3 75.00 80.00 2010-02-23
158 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 8 12 4 11 15 0 3 3 66.67 73.33 2009-07-10
159 313 Capital Management Limited 3 5 8 2 12 14 -1 7 6 62.50 85.71 2010-04-19
160 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 11 13 2 12 14 0 1 1 84.62 85.71
161 BEA Union Investment Management Limited 5 12 17 6 8 14 1 -4 -3 70.59 57.14
162 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 5 12 17 5 9 14 0 -3 -3 70.59 64.29 2008-10-22
163 Deltroit (Hong Kong) Limited 2 9 11 2 12 14 0 3 3 81.82 85.71 2005-04-11 2024-12-12
164 ICBC INTERNATIONAL RESEARCH LIMITED 4 11 15 4 10 14 0 -1 -1 73.33 71.43 2009-07-10 2024-10-15
165 MIB SECURITIES (HONG KONG) LIMITED 3 9 12 3 11 14 0 2 2 75.00 78.57
166 Oreana Financial Services Limited 3 9 12 3 11 14 0 2 2 75.00 78.57
167 PEGASUS FUND MANAGERS LIMITED 2 12 14 2 12 14 0 0 0 85.71 85.71
168 PRUDENTIAL BROKERAGE LIMITED 2 14 16 2 12 14 0 -2 -2 87.50 85.71
169 SG SECURITIES (HK) LIMITED 4 8 12 5 9 14 1 1 2 66.67 64.29 2010-08-18
170 AIF CAPITAL LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23
171 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 3 10 13 -1 1 0 69.23 76.92
172 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 9 12 4 9 13 1 0 1 75.00 69.23 2008-08-08
173 Bosera Asset Management (International) Co., Limited 5 9 14 3 10 13 -2 1 -1 64.29 76.92 2010-11-05
174 CC Finance Limited 3 9 12 3 10 13 0 1 1 75.00 76.92 2006-04-20 2025-06-19
175 China Universal Asset Management (Hong Kong) Company Limited 4 9 13 4 9 13 0 0 0 69.23 69.23 2010-02-19
176 HAMON ASSET MANAGEMENT LIMITED 3 12 15 3 10 13 0 -2 -2 80.00 76.92
177 ICBC Asset Management (Global) Company Limited 2 8 10 3 10 13 1 2 3 80.00 76.92
178 MUFG Securities Asia Limited 7 14 21 6 7 13 -1 -7 -8 66.67 53.85 2010-12-31
179 PFP Capital Limited 3 11 14 3 10 13 0 -1 -1 78.57 76.92
180 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 10 12 2 11 13 0 1 1 83.33 84.62
181 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 4 9 13 0 2 2 63.64 69.23 2006-03-24
182 VICTORY SECURITIES COMPANY LIMITED 3 7 10 3 10 13 0 3 3 70.00 76.92
183 CAPITAL GLOBAL MANAGEMENT LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00 2005-12-20
184 CHEONG LEE SECURITIES LIMITED 3 7 10 3 9 12 0 2 2 70.00 75.00 2005-11-24
185 CTBC Asia Limited 2 12 14 2 10 12 0 -2 -2 85.71 83.33 2004-10-04
186 ENHANCED INVESTMENT PRODUCTS LIMITED 3 6 9 4 8 12 1 2 3 66.67 66.67
187 EQT Partners Asia Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2023-09-06
188 GAM HONG KONG LIMITED 3 8 11 3 9 12 0 1 1 72.73 75.00
189 HAMON ASIAN ADVISORS LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
190 Huajin Corporate Finance (International) Limited 4 5 9 4 8 12 0 3 3 55.56 66.67
191 Leonteq Securities (Hong Kong) Limited 2 5 7 2 10 12 0 5 5 71.43 83.33 2011-04-07
192 Nomura Asset Management Hong Kong Limited 4 7 11 6 6 12 2 -1 1 63.64 50.00
193 OCP Asia (Hong Kong) Limited 3 9 12 4 8 12 1 -1 0 75.00 66.67 2004-09-03 2022-06-13
194 ORIENTAL PATRON SECURITIES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
195 Penjing Asset Management (HK) Limited 5 10 15 4 8 12 -1 -2 -3 66.67 66.67 2005-03-24 2016-02-03
196 Pyramis Global Advisors (Hong Kong) Limited 4 7 11 3 9 12 -1 2 1 63.64 75.00 2008-07-29 2014-11-21
197 StormHarbour Securities (Hong Kong) Limited 3 8 11 3 9 12 0 1 1 72.73 75.00 2010-03-18
198 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2019-09-30
199 ABCI Securities Company Limited 2 5 7 2 9 11 0 4 4 71.43 81.82 2005-11-15
200 Aletheia Analyst Network Limited 2 2 4 3 8 11 1 6 7 50.00 72.73 2008-06-03
201 AMPLE CAPITAL LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2007-01-02 2022-07-27
202 AXA Investment Managers Asia Limited 2 11 13 3 8 11 1 -3 -2 84.62 72.73
203 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 11 13 3 8 11 1 -3 -2 84.62 72.73 2019-07-05
204 BNY Mellon Investment Management Hong Kong Limited 3 3 6 4 7 11 1 4 5 50.00 63.64 2008-06-06
205 CATHAY SECURITIES (HONG KONG) LIMITED 3 4 7 3 8 11 0 4 4 57.14 72.73 2007-11-27
206 CHINA EVERBRIGHT CAPITAL LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82
207 China Galaxy International Securities (Hong Kong) Co., Limited 0 0 0 4 7 11 4 7 11 - 63.64 2012-03-13
208 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 4 9 5 6 11 0 2 2 44.44 54.55 2007-02-16
209 DAEWOO SECURITIES (HONG KONG) LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73 2017-02-28
210 DELTA ASIA SECURITIES LIMITED 3 2 5 3 8 11 0 6 6 40.00 72.73
211 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 3 8 11 0 1 1 70.00 72.73 2019-05-10
212 FLAG Squadron Asia Limited 5 5 10 5 6 11 0 1 1 50.00 54.55 2007-07-04 2016-06-02
213 FULBRIGHT SECURITIES LIMITED 4 6 10 6 5 11 2 -1 1 60.00 45.45 2010-05-18
214 Ge Shang Investment (Hong Kong) Limited 2 18 20 2 9 11 0 -9 -9 90.00 81.82
215 GT Asset & Portfolio Management Limited 3 6 9 3 8 11 0 2 2 66.67 72.73 2004-11-04
216 Hamilton Lane (Hong Kong) Limited 2 7 9 2 9 11 0 2 2 77.78 81.82 2010-07-05
217 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-05-09
218 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 11 13 2 9 11 0 -2 -2 84.62 81.82
219 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 4 7 11 1 1 2 66.67 63.64
220 Mirae Asset Securities (HK) Limited 2 25 27 2 9 11 0 -16 -16 92.59 81.82 2007-10-09 2017-02-28
221 Mirae Asset Securities (HK) Limited 2 25 27 2 9 11 0 -16 -16 92.59 81.82 2007-10-09 2017-03-01
222 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 6 8 2 9 11 0 3 3 75.00 81.82
223 PIMCO Asia Limited 3 7 10 3 8 11 0 1 1 70.00 72.73 2006-05-17
224 Redford Asset Management Limited 3 9 12 4 7 11 1 -2 -1 75.00 63.64 2010-03-09
225 Samsung Asset Management (Hong Kong) Limited 3 8 11 2 9 11 -1 1 0 72.73 81.82 2008-04-23
226 SPARX Asia Investment Advisors Limited 4 14 18 5 6 11 1 -8 -7 77.78 54.55 2004-04-20
227 Vision Capital Investment Management Limited 3 10 13 3 8 11 0 -2 -2 76.92 72.73 2008-01-12
228 ZEAL ASSET MANAGEMENT LIMITED 5 5 10 5 6 11 0 1 1 50.00 54.55 2009-10-09 2025-08-20
229 BALLINGAL INVESTMENT ADVISORS LIMITED 4 4 8 4 6 10 0 2 2 50.00 60.00 2004-08-13
230 BMI FUNDS MANAGEMENT LIMITED 4 17 21 2 8 10 -2 -9 -11 80.95 80.00
231 BOCHK Asset Management Limited 4 1 5 4 6 10 0 5 5 20.00 60.00 2010-12-15
232 China Tonghai (IA) Limited 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2017-11-29
233 CIS SECURITIES ASSET MANAGEMENT LIMITED 4 5 9 6 4 10 2 -1 1 55.56 40.00 2008-12-24
234 Citigroup Venture Capital International Asia Limited 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2005-05-24 2014-04-15
235 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2023-02-02
236 GLOBAL INVESTMENT ADVISORS LIMITED 2 10 12 3 7 10 1 -3 -2 83.33 70.00
237 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2010-06-29
238 HFT INVESTMENT MANAGEMENT (HK) LIMITED 2 6 8 3 7 10 1 1 2 75.00 70.00 2010-10-27 2021-11-26
239 Japaninvest (Hong Kong) Limited 4 6 10 4 6 10 0 0 0 60.00 60.00 2010-10-26 2017-01-27
240 Keefe, Bruyette & Woods Asia Limited 5 7 12 4 6 10 -1 -1 -2 58.33 60.00 2010-03-03 2013-04-24
241 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 6 10 5 5 10 1 -1 0 60.00 50.00 2017-10-02
242 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 5 10 4 6 10 -1 1 0 50.00 60.00
243 MAN INVESTMENTS (HONG KONG) LIMITED 3 12 15 2 8 10 -1 -4 -5 80.00 80.00
244 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 4 6 3 7 10 1 3 4 66.67 70.00 2011-04-14
245 Open Securities Limited 2 6 8 3 7 10 1 1 2 75.00 70.00
246 Principal Investment & Retirement Services Limited 3 1 4 5 5 10 2 4 6 25.00 50.00 2011-08-17
247 Rockhampton Management Limited 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2011-01-26
248 SDICS International Securities (Hong Kong) Limited 2 1 3 2 8 10 0 7 7 33.33 80.00 2010-05-18
249 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
250 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 7 10 0 1 1 66.67 70.00 2007-05-08 2019-09-30
251 Vanguard Investments Hong Kong Limited 0 0 0 2 8 10 2 8 10 - 80.00 2012-02-07 2022-06-29
252 Vontobel (Hong Kong) Limited 2 5 7 3 7 10 1 2 3 71.43 70.00 2008-11-27
253 Wanhai Securities (HK) Limited 3 4 7 3 7 10 0 3 3 57.14 70.00
254 Allianz Global Investors Hong Kong Limited 3 10 13 2 7 9 -1 -3 -4 76.92 77.78 2015-05-31
255 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
256 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2009-10-05
257 Channel 8 Wealth Management Limited 3 12 15 3 6 9 0 -6 -6 80.00 66.67 2010-01-27
258 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 3 6 9 1 1 2 71.43 66.67
259 CHINA EVERBRIGHT RESEARCH LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67
260 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
261 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-02-16
262 GF Securities (Hong Kong) Brokerage Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2009-10-30
263 Guo Tong Capital Management Company Limited 2 7 9 3 6 9 1 -1 0 77.78 66.67 2010-05-24 2019-05-22
264 Houlihan Lokey (China) Limited 1 6 7 2 7 9 1 1 2 85.71 77.78 2008-10-09
265 ICBC (ASIA) SECURITIES LIMITED 4 6 10 3 6 9 -1 0 -1 60.00 66.67
266 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 7 10 4 5 9 1 -2 -1 70.00 55.56
267 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
268 M&F Asset Management Limited 3 9 12 3 6 9 0 -3 -3 75.00 66.67
269 Mackenzie Investments Asia Limited 3 5 8 3 6 9 0 1 1 62.50 66.67
270 Mitsubishi UFJ Investment Services (HK) Limited 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2007-12-21 2021-04-21
271 ONSHINE SECURITIES LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67
272 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 5 8 2 7 9 -1 2 1 62.50 77.78
273 Providence Equity Asia Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-08-23 2019-01-10
274 Samena Capital Hong Kong Limited 4 4 8 4 5 9 0 1 1 50.00 55.56 2009-09-01 2021-09-27
275 SOUTH CHINA RESEARCH LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
276 Standard & Poor's Investment Advisory Services (HK) Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2010-09-21 2017-06-27
277 Towers Watson Investment Services Hong Kong Limited 3 3 6 3 6 9 0 3 3 50.00 66.67 2007-05-14
278 abrdn Hong Kong Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
279 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2004-09-07
280 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 3 5 8 1 -4 -3 81.82 62.50 2007-05-08
281 Argonaut Securities (Asia) Limited 3 0 3 4 4 8 1 4 5 0.00 50.00 2011-09-08 2021-12-07
282 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
283 Bright Fund Management Limited 2 9 11 4 4 8 2 -5 -3 81.82 50.00 2023-12-19
284 BTG Pactual Asia Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2009-08-13 2016-12-13
285 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 3 5 2 6 8 0 3 3 60.00 75.00 2009-03-13
286 CC SIF Advisory Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2006-07-25
287 Changjiang Securities Brokerage (HK) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2011-12-13
288 CHINA INTERNATIONAL CAPITAL LIMITED 2 1 3 3 5 8 1 4 5 33.33 62.50
289 Chinese Strategic Asset Management Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2007-12-20 2020-07-16
290 CHOW SANG SANG SECURITIES LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50
291 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
292 COMGEST FAR EAST LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
293 DigitalBridge Management Asia Limited 3 3 6 2 6 8 -1 3 2 50.00 75.00 2010-07-20
294 Everbright Capital Management Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2007-09-24 2021-09-17
295 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 0 0 0 4 4 8 4 4 8 - 50.00 2011-11-15
296 Funderstone Securities Limited 3 1 4 3 5 8 0 4 4 25.00 62.50
297 GLG Partners Hong Kong Limited 2 3 5 4 4 8 2 1 3 60.00 50.00 2010-11-30 2023-10-02
298 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 4 1 5 6 2 8 2 1 3 20.00 25.00 2016-10-10
299 GUODU SECURITIES (HONG KONG) LIMITED 3 2 5 4 4 8 1 2 3 40.00 50.00 2010-07-07
300 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-11-29
301 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
302 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 2 5 6 2 8 3 0 3 40.00 25.00 2009-11-16
303 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2014-10-13
304 Kerogen Capital (Asia) Limited 3 3 6 4 4 8 1 1 2 50.00 50.00 2010-02-01
305 Mason Securities Limited 3 6 9 4 4 8 1 -2 -1 66.67 50.00
306 MEIJI YASUDA ASIA LIMITED 4 3 7 3 5 8 -1 2 1 42.86 62.50 2019-10-17
307 Permira Advisers Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2008-08-19
308 Ping An Securities (Hong Kong) Holdings Company Limited 2 3 5 5 3 8 3 0 3 60.00 37.50 2009-07-30 2021-05-27
309 RAYS Capital Partners Limited 0 0 0 3 5 8 3 5 8 - 62.50 2011-11-02
310 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2010-04-27
311 Tyche Group Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2014-12-05
312 VISION FINANCE ASSET MANAGEMENT LIMITED 4 6 10 5 3 8 1 -3 -2 60.00 37.50 2008-12-17
313 VMS Securities Limited 2 2 4 2 6 8 0 4 4 50.00 75.00 2020-09-01
314 WFM Asia (HK) Limited 3 8 11 2 6 8 -1 -2 -3 72.73 75.00
315 XinKong International Securities Limited 2 8 10 2 6 8 0 -2 -2 80.00 75.00
316 Yunfeng Financial Markets Limited 3 2 5 4 4 8 1 2 3 40.00 50.00
317 ZBI Asia Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2010-02-22 2014-06-09
318 ALETHEIA TECHNOLOGIES LIMITED (HK) 2 1 3 4 3 7 2 2 4 33.33 42.86 2010-07-30 2022-07-22
319 BOCOM MPF & Financial Services Company Limited 0 0 0 3 4 7 3 4 7 - 57.14 2012-06-25
320 BREVAN HOWARD (HONG KONG) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2008-03-12 2018-05-11
321 Changjiang Asset Management (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2011-12-16
322 China Integrity Investment Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2014-03-19
323 CMBC SECURITIES COMPANY LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2011-10-26
324 COHEN & STEERS ASIA LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2005-07-29
325 Conning Asia Pacific Limited 0 0 0 2 5 7 2 5 7 - 71.43 2012-02-24
326 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2009-10-14
327 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14
328 EVENSTAR ADVISORS LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14 2007-04-19
329 EXS Capital Asia Limited 2 4 6 3 4 7 1 0 1 66.67 57.14 2008-06-12
330 FB SECURITIES (HONG KONG) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
331 Fosun International Securities Limited 5 2 7 4 3 7 -1 1 0 28.57 42.86
332 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 4 7 4 3 7 1 -1 0 57.14 42.86 2009-02-27
333 Grace Financial Limited (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14 2008-02-13 2021-04-23
334 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2007-10-23
335 HSBC Global Asset Management Holdings (Bahamas) Limited 5 0 5 7 0 7 2 0 2 0.00 0.00 2020-06-02
336 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 7 9 5 2 7 3 -5 -2 77.78 28.57 2004-02-10 2015-07-22
337 iTTa Capital Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2003-05-29 2013-06-11
338 IVORY CAPITAL PRIVATE LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2007-03-21
339 LCA Solutions Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2010-07-30
340 Lighthorse Asset Management (HK) Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2010-06-18 2025-07-28
341 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2025-04-23
342 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 6 8 2 5 7 0 -1 -1 75.00 71.43
343 Oaktree Capital (Hong Kong) Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2006-07-12
344 Open Asset Management Limited 2 1 3 4 3 7 2 2 4 33.33 42.86
345 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2007-07-05
346 PANTHEON VENTURES (HK) LLP 2 5 7 2 5 7 0 0 0 71.43 71.43 2010-06-30 2024-05-14
347 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2008-03-12
348 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2024-03-27
349 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2023-10-25
350 PUREHEART CAPITAL ASIA LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2007-03-08
351 RICHLAND CAPITAL MANAGEMENT LIMITED 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2007-05-25 2016-05-24
352 SAIL ADVISORS LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2004-05-17
353 SEI INVESTMENTS (ASIA) LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2005-03-02 2023-02-20
354 Sensible Asset Management Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2005-06-18 2025-06-19
355 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 2 5 7 -1 4 3 25.00 71.43
356 Success Securities Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
357 TOYO SECURITIES ASIA LIMITED 5 3 8 5 2 7 0 -1 -1 37.50 28.57
358 UBS SDIC Asset Management (Hong Kong) Company Limited 0 0 0 2 5 7 2 5 7 - 71.43 2011-10-11 2020-07-02
359 VP Wealth Management (Hong Kong) Limited 2 3 5 3 4 7 1 1 2 60.00 57.14 2007-09-11 2025-07-24
360 WINNINGTON CAPITAL LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86
361 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2003-05-23 2022-07-19
362 YUE XIU SECURITIES COMPANY LIMITED 3 5 8 4 3 7 1 -2 -1 62.50 42.86
363 Amova Asset Management Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
364 Apollo Asset Management Limited (HK) 2 0 2 2 4 6 0 4 4 0.00 66.67 2010-09-16
365 Ares Management Asia (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2009-05-25 2014-08-18
366 Asset Management One Hong Kong Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-03-10 2015-04-15
367 Belvest Investment Services Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67
368 Brilliant Norton Securities Company Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-12-01 2023-08-04
369 CAPE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-03-13
370 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
371 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 2 5 2 4 6 -1 2 1 40.00 66.67 2008-10-31 2013-12-17
372 CES Capital International (Hong Kong) Co., Limited 2 1 3 3 3 6 1 2 3 33.33 50.00 2009-05-29 2023-02-23
373 Chepstow Capital Advisors Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2009-10-20 2018-04-27
374 China Reserve Securities Limited 3 1 4 3 3 6 0 2 2 25.00 50.00
375 CHINAWIDE SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-05-31 2013-12-17
376 CMB International Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-05-26
377 CSC SECURITIES (HK) LIMITED 3 6 9 2 4 6 -1 -2 -3 66.67 66.67 2007-06-01
378 Cynosure Asset Management Hong Kong Limited 4 0 4 4 2 6 0 2 2 0.00 33.33 2023-09-27
379 EFG Asset Management (HK) Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2008-06-06
380 Emerald Hill Capital Partners Limited 0 0 0 3 3 6 3 3 6 - 50.00 2011-10-26 2016-05-12
381 Emperor Wealth Management Limited 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2009-06-09
382 Fortune Origin Securities Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2009-07-09
383 GIGA (HONG KONG) LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00
384 HEAD & SHOULDERS SECURITIES LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00 2008-03-27
385 HFS ASSET MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
386 HPEF Venture Partners Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2018-06-08
387 IBTS ASIA (HK) LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00 2005-11-17 2024-09-20
388 ICG Asia Pacific Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
389 JK Capital Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
390 Jupiter Asset Management (Asia Pacific) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2022-10-13
391 JVSakk Asset Management Limited 3 2 5 4 2 6 1 0 1 40.00 33.33 2008-08-28
392 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-22
393 KTF CAPITAL MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2011-10-31
394 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 4 7 4 2 6 1 -2 -1 57.14 33.33 2008-07-02
395 LaSalle Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2007-06-14 2020-02-20
396 Legg Mason International Equities (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2015-08-28
397 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-04-28 2019-10-14
398 Lion Global Financial Limited 4 44 48 5 1 6 1 -43 -42 91.67 16.67
399 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
400 M3 Capital Partners (HK) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-04-19
401 MANGO FINANCIAL LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
402 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-04-01
403 MEAG Hong Kong Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
404 MFG Limited (HK) 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2008-07-15
405 MIRABAUD (ASIA) LIMITED 3 9 12 2 4 6 -1 -5 -6 75.00 66.67 2003-05-13 2018-10-16
406 Oasis Management (Hong Kong) 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2004-09-14
407 OLD PEAK LIMITED (HK) 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2005-08-26 2023-06-20
408 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-10-28
409 PFC INTERNATIONAL COMPANY LIMITED 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-07-29
410 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2005-05-24
411 QMIS Asset Management Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2009-08-13
412 Quam Asset Management Limited (b1983-06-28) 5 3 8 3 3 6 -2 0 -2 37.50 50.00
413 SBI China Capital Financial Services Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2008-09-19
414 SDICS International Asset Management (Hong Kong) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-08-19
415 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2008-11-07
416 SHENG YUAN SECURITIES LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2010-10-27
417 SILVERHORN INVESTMENT ADVISORS LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2011-02-28
418 Soochow Securities International Brokerage Limited 0 0 0 3 3 6 3 3 6 - 50.00 2012-01-12
419 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 6 9 3 3 6 0 -3 -3 66.67 50.00
420 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2013-05-29
421 Sumo Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-07-07 2022-08-23
422 TAI SHING STOCK INVESTMENT CO. LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67
423 TENGARD FUND MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2012-04-03
424 TSE'S SECURITIES LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00
425 UIC FINANCIAL ADVISORS LIMITED 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2010-04-13 2019-06-17
426 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
427 VisionGain Capital Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-11-14
428 VTB Capital Hong Kong Limited 3 1 4 4 2 6 1 1 2 25.00 33.33 2011-06-30
429 YU MING INVESTMENT MANAGEMENT LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67
430 AD Capital Management (Hong Kong) Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2004-09-08
431 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2004-07-07
432 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2011-08-03
433 Ark Group Holdings (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-01-04
434 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2021-10-08
435 Asiya Investments Hong Kong Limited 0 0 0 4 1 5 4 1 5 - 20.00 2012-07-06 2021-07-19
436 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2013-04-02
437 BENTLEY REID & COMPANY LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00
438 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 4 1 5 0 0 0 20.00 20.00 2011-01-04 2016-03-17
439 Bradbury Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
440 Bradesco Securities Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-03-05
441 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-06-18
442 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
443 China Alpha Fund Management (HK) Limited 3 2 5 4 1 5 1 -1 0 40.00 20.00 2010-05-31
444 China Everbright Global Investment Advisors Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2012-08-09
445 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-04-27
446 China Jianxin Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-05-10 2022-03-15
447 CIFM Asset Management (Hong Kong) Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2011-07-20 2023-11-03
448 CINDA INTERNATIONAL RESEARCH LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-07-26
449 CNCB (Hong Kong) Capital Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00
450 Credit Agricole Securities (Asia) Limited 4 24 28 2 3 5 -2 -21 -23 85.71 60.00
451 CWB Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
452 EnTrustPermal (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-08-27 2021-03-26
453 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
454 F.T.M.F. DISTRIBUTION LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-03-22
455 First Fidelity Capital (International) Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2006-04-19
456 FORTUNE HILL ASSET MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2011-11-07 2024-11-19
457 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 3 2 5 -2 -3 -5 50.00 40.00 2020-12-09
458 GENERALI INVESTMENTS ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2006-02-08 2018-09-26
459 Grand Loyal Asset Management Limited 3 5 8 3 2 5 0 -3 -3 62.50 40.00 2008-11-07
460 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
461 HARMONY ASSET MANAGEMENT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2022-07-28
462 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2018-08-15
463 HKFAEx Group Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-02-15
464 INTERNATIONAL COMMERCE CORPORATION 2 5 7 2 3 5 0 -2 -2 71.43 60.00
465 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
466 JPMorgan Asset Management Real Assets (Asia) Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2009-06-26
467 KB Securities Hong Kong Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
468 KCG SECURITIES ASIA LIMITED 4 1 5 3 2 5 -1 1 0 20.00 40.00
469 Kirin Asset Management Limited 1 2 3 5 0 5 4 -2 2 66.67 0.00 2007-06-12 2016-09-14
470 Korea Investment Management Asia Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2009-08-21 2014-12-09
471 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-12-29 2021-02-01
472 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00 2004-09-22
473 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2010-10-15 2021-09-07
474 PGIM (Hong Kong) Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
475 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 18 22 2 3 5 -2 -15 -17 81.82 60.00 2013-04-17
476 Progeny (Hong Kong) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-07-09
477 RHB ASSET MANAGEMENT LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2008-05-08 2020-11-17
478 RICHLAND WORLDWIDE LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-04-15
479 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2016-11-01
480 SDHG International Asset Management Limited 4 1 5 4 1 5 0 0 0 20.00 20.00 2008-12-02
481 Springboard Capital Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00 2010-07-02
482 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00 2005-06-20
483 Tiger Securities Asset Management Company Limited 4 4 8 3 2 5 -1 -2 -3 50.00 40.00 2006-12-29
484 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
485 TPG Capital, Limited 0 0 0 2 3 5 2 3 5 - 60.00 2012-03-07
486 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 13 15 3 2 5 1 -11 -10 86.67 40.00 2017-09-29
487 VC BROKERAGE LIMITED 3 5 8 3 2 5 0 -3 -3 62.50 40.00
488 Xeram and Company (Asia) Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2015-11-27
489 Absolute Investment Management (HK) Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
490 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
491 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
492 Amber Hill Asset Management Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2011-07-13
493 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
494 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
495 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 0 3 3 1 4 0 1 1 0.00 25.00
496 AP Asset Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-07-07 2013-12-04
497 ASA SECURITIES LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2012-07-05
498 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-06-30
499 Asia Frontier Investments Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2009-04-28
500 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
501 Asia Pacific Securities Limited 3 2 5 4 0 4 1 -2 -1 40.00 0.00
502 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 3 1 4 0 -3 -3 57.14 25.00 2025-03-25
503 Barings Investment Advisers (Hong Kong) Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2009-05-08 2018-01-23
504 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
505 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
506 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2009-09-28
507 BLUE POOL CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2004-11-10 2015-12-01
508 CAIDAO CAPITAL LIMITED 3 0 3 2 2 4 -1 2 1 0.00 50.00 2008-07-15 2022-08-22
509 Canaccord Genuity (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2011-05-04
510 CBRE Clarion Securities HKG Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-01-04 2019-08-28
511 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
512 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2019-07-29
513 CHEETAH ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2022-08-01
514 CHELSEA SECURITIES LIMITED (HK) 5 0 5 4 0 4 -1 0 -1 0.00 0.00
515 China Angel Fund Management (HK) Company Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-10-24
516 China Enterprise Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
517 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
518 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
519 CIAM Capital Management Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2011-01-24 2024-08-13
520 CMS ASSET MANAGEMENT (HK) CO., LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-02-01
521 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
522 CUBE CAPITAL HK LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-17 2015-02-13
523 CUPOLA CAPITAL LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2022-05-06
524 Daishin Securities Asia Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-11-24 2018-08-09
525 DST Investment Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-04-23
526 EIG Global Energy (Asia) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2012-02-08
527 Emperor Asset Management Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-11-03
528 EVOLUTION ASIA INVESTMENTS LIMITED 3 1 4 4 0 4 1 -1 0 25.00 0.00 2007-08-24 2020-01-24
529 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
530 First Prosperous Asset Management Company Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-09-06 2023-06-23
531 First Reserve Asia Limited 0 0 0 2 2 4 2 2 4 - 50.00 2011-10-28 2015-07-29
532 Fubon Fund Management (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
533 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
534 GF International Investment Management Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2011-09-08
535 Ginger Capital Advisory Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-06-01 2018-09-04
536 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 2 5 4 0 4 1 -2 -1 40.00 0.00 2008-12-02
537 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-19
538 HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2005-11-21
539 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 3 5 3 1 4 1 -2 -1 60.00 25.00
540 HSZ (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
541 ICBC UBS Asset Management (International) Company Limited 0 0 0 3 1 4 3 1 4 - 25.00 2011-11-18
542 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
543 J Capital Research Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-03-01 2018-10-29
544 KGI SECURITIES (HONG KONG) LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00 2017-10-02
545 LIS Investment Services Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2008-01-09
546 LUK FOOK SECURITIES (HK) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-06-25
547 LUNAR CAPITAL MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2010-02-17
548 MERCER INVESTMENTS (HK) LIMITED 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2005-08-04
549 Metaverse Securities Limited (HK) 3 2 5 4 0 4 1 -2 -1 40.00 0.00
550 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-21
551 OKASAN INTERNATIONAL (ASIA) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-05-17
552 Optima Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-25
553 orientiert International Markets Limited 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2005-01-11
554 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
555 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-10-09
556 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2007-05-02 2015-06-25
557 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
558 PROBITAS HONG KONG LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-06-05
559 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 4 0 4 2 -1 1 33.33 0.00
560 Rich Union Securities (H.K.) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2025-05-19
561 Rothschild & Co Wealth Management Hong Kong Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2010-08-16 2019-10-18
562 SHENG YUAN ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-06-14
563 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
564 SJS Markets Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-11-23 2015-01-13
565 Stobene Partners (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-31 2017-07-28
566 Swiss-Asia Asset Management (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-06-02 2024-12-31
567 Templewater Hong Kong Limited 4 0 4 4 0 4 0 0 0 0.00 0.00
568 TFI Asset Management Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2009-06-18
569 Tyric Capital Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
570 UNITED GAIN INVESTMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-08-07
571 Wealth Legend Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
572 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2015-02-09
573 WING ON CHEONG SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2020-12-21
574 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
575 A ONE INVESTMENT COMPANY LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-12-05
576 AKTIS CAPITAL ADVISORY LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2003-11-29
577 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
578 ALTUS CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
579 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
580 Anuenue Capital International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-08-30
581 Arete Research Asia Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-01-11
582 ARISAIG PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2006-01-20 2020-08-05
583 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
584 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
585 ATHENA WEALTH MANAGEMENT LIMITED 2 30 32 2 1 3 0 -29 -29 93.75 33.33 2008-04-25
586 Austen Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-30
587 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
588 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
589 BCCF SECURITIES CO., LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-09-17 2022-02-16
590 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
591 Bosen Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-08-16 2023-02-17
592 BOWEN ASIA LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2014-10-20
593 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-07-03
594 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-08-01
595 Capstone Financial (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-03-12 2025-03-27
596 CARDINALASIA CONSULTING LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2003-06-27 2024-02-22
597 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
598 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
599 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-12-27
600 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-06-22
601 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
602 China Orient International Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-05-15
603 Chubb Investment Management (HK) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-11-12
604 CMS CAPITAL (HK) CO., LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-05-06
605 Core Securities Company Limited (The) 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-11-19
606 CPIC Investment Management (H.K.) Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-01-19 2014-05-02
607 Creat Capital Company Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-07-26 2013-10-02
608 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
609 Dayton Way Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-02-14 2014-10-24
610 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
611 DL SECURITIES (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-09-04
612 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2005-03-08 2022-03-16
613 FCL ADVISORY LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2005-03-01
614 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
615 Fortune Asset Management Limited (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-12-16
616 Friedmann Pacific Asset Management (Hong Kong) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2015-09-07
617 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-09-24
618 Funderstone Asset Management (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-11-14
619 Future Growth Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-05-11
620 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2018-11-09
621 GAYANG SECURITIES LIMITED 3 25 28 3 0 3 0 -25 -25 89.29 0.00
622 GETTA SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-06-26
623 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2013-03-19
624 GNAB Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-14
625 Goldyard Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2019-11-21
626 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
627 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
628 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-04 2021-06-17
629 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
630 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
631 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
632 Impax Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-08-23
633 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-12 2014-06-04
634 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
635 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-08-20
636 JQ Fund Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-05
637 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-05-13 2021-12-04
638 King Wai Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-09-05
639 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-12-02
640 Kingsbridge Limited (d2014-08-15) 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-07-28 2014-02-12
641 Landmark Asset Management Limited (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-01-10 2018-01-22
642 LEE CAPITAL PARTNERS LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-04-11 2013-10-16
643 LIM ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-09-15
644 LONGREACH GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-08-01
645 MASON INVESTMENT MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
646 Merdeka Investment Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-09
647 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
648 MVision Private Equity Advisers Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-29
649 Myo Capital Advisers Limited 1 0 1 2 1 3 1 1 2 0.00 33.33 2007-11-16 2021-02-04
650 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
651 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
652 Ohra Capital Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-08-27 2023-06-21
653 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
654 ORIENT SECURITIES (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-04-13
655 ORIENT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
656 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-02-22
657 Pamirs Capital (H.K.) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-09-10
658 Partners Capital Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2011-08-04
659 Paul Capital Advisors Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-06-17 2014-09-03
660 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-09-21
661 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33
662 PLATINUM BROKING COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-02-21
663 Polen Capital HK Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
664 Prince Capital Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-21 2014-12-19
665 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
666 RBC Capital Markets (Hong Kong) Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2010-09-09 2012-11-01
667 RG ASSET MANAGEMENT COMPANY LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-11-25
668 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
669 SCM Strategic Capital Management Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-02-11 2015-01-21
670 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
671 Select Investment Services Limited (HK) 3 0 3 2 1 3 -1 1 0 0.00 33.33 2011-09-16
672 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
673 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-12-17
674 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
675 Shinhan Asset Management (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-27 2023-07-26
676 Shinhan Investment Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-10-15
677 SMART ASSET MANAGEMENT LIMITED (HK) 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-02 2013-11-26
678 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2019-08-15
679 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
680 Soochow Securities International Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-01-12
681 Standard Advisory Asia Limited 3 4 7 2 1 3 -1 -3 -4 57.14 33.33 2007-03-09 2013-04-12
682 STARLING GROUP SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-11-06 2013-05-20
683 Synergy Fund Management Group Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-05-26
684 SYZ Asset Management (Asia) Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2004-07-27 2016-12-22
685 TARZAN STOCK & SHARES LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
686 TIAN YUAN FINANCE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-06-30
687 Tokio Marine Investment Services, Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2014-03-28
688 TRANSPAC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
689 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2007-04-11 2013-10-23
690 TUNG TAI SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
691 TVC MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
692 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
693 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
694 UCF Asset Management (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-05-04 2020-10-04
695 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-04-19 2014-01-20
696 VANHEEL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
697 Vestmore Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-01-12
698 Waterland Securities (HK) Company Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2009-02-20 2013-01-15
699 WELLCHAMP CAPITAL LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
700 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
701 Yuanta Financial (Hong Kong) Limited 3 4 7 2 1 3 -1 -3 -4 57.14 33.33 2010-02-03 2014-03-28
702 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
703 3V Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-18 2013-08-27
704 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
705 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
706 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
707 ACM ASIA LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
708 Aegon Asset Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-30 2022-12-30
709 Aksia Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-06
710 Alpha Nova Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
711 Amherst Pierpont International Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-06-17 2023-06-09
712 Andante Capital Partners Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-11 2012-12-03
713 Ant Global Partners (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-06
714 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
715 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
716 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
717 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
718 Arowana Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-12 2023-08-24
719 Arta Asset Management Limited 1 2 3 1 1 2 0 -1 -1 66.67 50.00 2008-07-10
720 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
721 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-17 2013-07-26
722 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
723 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
724 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
725 Axis Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
726 Beevest Securities Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
727 Beijing Securities Limited 1 2 3 2 0 2 1 -2 -1 66.67 0.00
728 BGC SECURITIES (HONG KONG) LLC 0 0 0 2 0 2 2 0 2 - 0.00 2011-10-19 2013-01-07
729 Black Dragon Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-27 2013-06-14
730 BMF Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-02-22
731 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
732 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
733 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2023-03-20
734 CEPA ALLIANCE SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-23
735 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
736 ChapmanCraig Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
737 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
738 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00
739 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-13
740 China Vered Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-17
741 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
742 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-07-09
743 Credit Suisse Securities (Hong Kong) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2024-09-27
744 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
745 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-29
746 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
747 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
748 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
749 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
750 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-13
751 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
752 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
753 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
754 FE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
755 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
756 Frontier Asia Capital Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-11 2019-07-24
757 FT Securities Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2024-12-06
758 FUBON SECURITIES (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-05-18
759 GCAM Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-17 2022-03-09
760 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
761 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
762 Golden Hen Investment Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-20
763 Goldstream Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-02
764 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
765 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
766 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
767 Grey Investment Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-02-21
768 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
769 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
770 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
771 Guoxin International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-07-31 2022-09-23
772 Hana Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-03-25 2015-06-17
773 HTC Securities Company Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-09-03 2013-11-19
774 HuaAn Asset Management (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-12-01
775 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
776 IIFL Private Wealth Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-13 2019-01-03
777 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
778 Imperium International Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
779 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
780 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
781 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
782 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
783 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-09-29
784 JW CAPITAL SECURITIES LIMITED 1 2 3 1 1 2 0 -1 -1 66.67 50.00
785 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
786 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
787 KCG FUND MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-04
788 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
789 KGI CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
790 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
791 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
792 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
793 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
794 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
795 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-11 2014-08-05
796 Neutral Financial Holding Company Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
797 ORION INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-11-06 2016-12-14
798 Pacific Advantage Capital Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2010-10-25 2013-01-14
799 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
800 Partners Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-03
801 PHOENIX CAPITAL ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2022-12-21
802 POMONA CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-25 2013-07-17
803 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
804 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-06-28
805 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
806 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2024-03-25
807 Red Gate Asset Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-07-11
808 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
809 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
810 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
811 Safari Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-04-30 2015-07-02
812 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
813 SAMSUNG SECURITIES (ASIA) LIMITED 3 46 49 2 0 2 -1 -46 -47 93.88 0.00
814 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
815 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
816 SIMPLEX CAPITAL ASIA LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2016-05-24
817 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
818 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
819 Sino-Rich Securities & Futures Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-21
820 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
821 Spring Capital Asia, Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-08-21 2020-01-20
822 Springs Capital (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-14
823 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
824 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2015-03-27
825 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-30
826 STI Asset Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-10-22 2023-09-19
827 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
828 Superfund Financial (Hong Kong) Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
829 Swiss China Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-09-14
830 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
831 TRADING CENTRAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-08
832 Triada Capital Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-21
833 UCAP HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-11
834 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
835 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
836 Value Partners Private Equity Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
837 VBG Capital Limited 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2008-11-11 2013-09-19
838 VISION FINANCE (SECURITIES) LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2007-05-08
839 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
840 Whitestone Securities Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-17 2013-05-22
841 WMG Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-28 2014-01-06
842 Wolver Hill Asset Management Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-03-10
843 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
844 AIR GEO SERVICES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-08-21 2012-12-14
845 Broadway Wealth Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-01-03
846 CHI CAPITAL SECURITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-09-07 2016-05-05
847 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-05-21
848 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-05-13
849 D.J. SECURITIES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00
850 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-10-16
851 ENZARD LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2004-05-21 2013-02-18
852 MLI LIMITED (d2018-03-29) 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2013-05-29
853 OnePlatform Wealth Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-07-25 2014-05-28
854 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2010-03-02 2013-01-14
855 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-06-25
856 Alphatraxx (H.K.) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-12-23 2012-02-14
857 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 268 270 0 0 0 -2 -268 -270 99.26 - 2012-11-27
858 AXA Financial Planning (Hong Kong) Limited 3 22 25 0 0 0 -3 -22 -25 88.00 - 2012-05-25
859 BROOKE CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-06-13
860 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-08-19 2012-12-03
861 CENTRAL WEALTH SECURITIES INVESTMENT LIMITED 1 3 4 0 0 0 -1 -3 -4 75.00 - 2010-07-12 2012-04-03
862 Chuo Mitsui Investments Hong Kong Limited 3 3 6 0 0 0 -3 -3 -6 50.00 - 2009-04-30 2011-12-29
863 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 4 32 36 0 0 0 -4 -32 -36 88.89 - 2012-12-13
864 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 5 8 0 0 0 -3 -5 -8 62.50 - 2004-07-28 2013-02-27
865 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 52 56 0 0 0 -4 -52 -56 92.86 - 2012-06-04
866 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-04-29 2012-08-09
867 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-10-26 2012-03-08
868 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-01-07
869 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-06-21
870 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-09-12
871 FWD Life Insurance Company (Bermuda) Limited 1 62 63 0 0 0 -1 -62 -63 98.41 - 2012-11-21
872 GEOMATRIX (H.K.) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-01-31
873 Global CTA Services Investment (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-11-26 2012-09-03
874 Halbis Capital Management (Hong Kong) Limited 6 35 41 0 0 0 -6 -35 -41 85.37 - 2005-06-23 2012-05-11
875 Highland Financial Group Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-03-22 2012-11-07
876 HSBC Family Office Services Limited 3 5 8 0 0 0 -3 -5 -8 62.50 - 2006-01-03 2012-07-13
877 HSBC LIFE (INTERNATIONAL) LIMITED 1 78 79 0 0 0 -1 -78 -79 98.73 - 2012-05-07
878 Julius Baer (Hong Kong) Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2006-09-14 2012-05-10
879 La Roche & Co Asia Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2008-03-05 2011-12-08
880 MANDARIN VP (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-09-20
881 MF Global Hong Kong Limited 5 20 25 0 0 0 -5 -20 -25 80.00 - 2007-04-30
882 MONEY CONCEPTS (ASIA) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-09-18
883 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-07-19
884 OSCAR BENSON LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-23
885 PERRY CAPITAL (ASIA) LIMITED 2 8 10 0 0 0 -2 -8 -10 80.00 - 2006-09-12 2012-01-27
886 Renaissance Capital (Hong Kong) Limited 2 15 17 0 0 0 -2 -15 -17 88.24 - 2010-09-02 2012-09-28
887 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 3 3 6 0 0 0 -3 -3 -6 50.00 - 2012-04-02
888 SDIC Securities International Financial Holdings Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-17
889 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-07-10
890 SKYWAY-PHAROS ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2011-07-22 2012-03-13
891 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-30
892 STANHILL (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-05-23
893 SUNNY WORLD INVESTMENT LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2012-08-28
894 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2009-10-27 2012-08-01
895 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2009-11-19 2012-10-08
896 Voras Capital Management (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-07-31 2012-09-04
897 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-02-13
898 YF Life Investors Limited 3 87 90 0 0 0 -3 -87 -90 96.67 - 2004-08-30 2013-03-22
899 Yorkville Advisors HK Limited 1 2 3 0 0 0 -1 -2 -3 66.67 - 2009-03-18 2012-03-02
Average 2.92 11.07 13.99 3.02 10.25 13.27 79.14 77.24

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