SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2011-11-30 2012-11-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch (Asia Pacific) Limited 13 440 453 12 447 459 -1 7 6 97.13 97.39
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 284 295 10 297 307 -1 13 12 96.27 96.74
3 Credit Suisse (Hong Kong) Limited 30 299 329 25 250 275 -5 -49 -54 90.88 90.91 2025-01-13
4 UBS SECURITIES ASIA LIMITED 4 247 251 3 231 234 -1 -16 -17 98.41 98.72
5 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 6 17 23 14 163 177 8 146 154 73.91 92.09
6 Merrill Lynch Far East Limited 9 174 183 7 141 148 -2 -33 -35 95.08 95.27 2025-01-16
7 Citigroup Global Markets Asia Limited 4 139 143 4 136 140 0 -3 -3 97.20 97.14
8 GOLDMAN SACHS (ASIA) L.L.C. 9 122 131 9 120 129 0 -2 -2 93.13 93.02
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 127 131 4 125 129 0 -2 -2 96.95 96.90
10 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 151 158 7 118 125 0 -33 -33 95.57 94.40
11 J.P. MORGAN BROKING (HONG KONG) LIMITED 10 100 110 15 107 122 5 7 12 90.91 87.70
12 BOCI SECURITIES LIMITED 10 85 95 10 110 120 0 25 25 89.47 91.67 2004-03-01
13 HSBC Global Asset Management (Hong Kong) Limited 13 96 109 13 106 119 0 10 10 88.07 89.08
14 MACQUARIE CAPITAL LIMITED 2 128 130 2 112 114 0 -16 -16 98.46 98.25
15 BlackRock Asset Management North Asia Limited 5 35 40 6 104 110 1 69 70 87.50 94.55
16 FIL Investment Management (Hong Kong) Limited 5 94 99 7 97 104 2 3 5 94.95 93.27
17 JPMorgan Asset Management (Asia Pacific) Limited 5 100 105 9 93 102 4 -7 -3 95.24 91.18
18 Morgan Stanley Asia Limited 7 107 114 8 94 102 1 -13 -12 93.86 92.16
19 CLSA RESEARCH LIMITED 3 139 142 3 93 96 0 -46 -46 97.89 96.88 2014-06-18
20 BlackRock (Hong Kong) Limited (d2017-01-20) 4 54 58 4 82 86 0 28 28 93.10 95.35 2015-05-15
21 MIZUHO SECURITIES ASIA LIMITED 11 82 93 13 72 85 2 -10 -8 88.17 84.71
22 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 7 62 69 9 75 84 2 13 15 89.86 89.29 2008-08-20
23 iBest Consultants Limited 2 85 87 2 80 82 0 -5 -5 97.70 97.56 2019-08-15
24 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 86 92 7 73 80 1 -13 -12 93.48 91.25
25 BARCLAYS CAPITAL ASIA LIMITED 3 60 63 3 75 78 0 15 15 95.24 96.15
26 CENTALINE WEALTH MANAGEMENT LIMITED 3 93 96 3 74 77 0 -19 -19 96.88 96.10 2004-04-02
27 FWD Financial Planning Limited (HK) 4 62 66 4 70 74 0 8 8 93.94 94.59
28 Standard Chartered Securities (Hong Kong) Limited 10 49 59 12 57 69 2 8 10 83.05 82.61
29 CITIC Securities Brokerage (HK) Limited 5 39 44 9 59 68 4 20 24 88.64 86.76
30 Daiwa Capital Markets Hong Kong Limited 6 98 104 3 65 68 -3 -33 -36 94.23 95.59
31 Everbright Securities Investment Services (HK) Limited 4 59 63 5 60 65 1 1 2 93.65 92.31
32 KGI ASIA LIMITED 8 56 64 10 54 64 2 -2 0 87.50 84.38 2017-10-02
33 Jefferies Hong Kong Limited 3 46 49 6 56 62 3 10 13 93.88 90.32 2010-01-04
34 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 50 55 6 56 62 1 6 7 90.91 90.32
35 BCT Financial Limited 2 55 57 2 58 60 0 3 3 96.49 96.67 2010-11-24
36 CCB INTERNATIONAL SECURITIES LIMITED 6 67 73 13 47 60 7 -20 -13 91.78 78.33 2005-10-10
37 CLSA LIMITED 5 51 56 5 51 56 0 0 0 91.07 91.07
38 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 42 47 5 50 55 0 8 8 89.36 90.91 2007-01-12 2015-05-31
39 Quam Securities Limited 5 38 43 3 52 55 -2 14 12 88.37 94.55
40 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 50 52 2 52 54 0 2 2 96.15 96.30
41 VALUE PARTNERS LIMITED 3 51 54 3 50 53 0 -1 -1 94.44 94.34
42 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 41 49 10 42 52 2 1 3 83.67 80.77 2009-09-15
43 UBS Asset Management (Hong Kong) Limited 5 40 45 5 47 52 0 7 7 88.89 90.38
44 VALUE PARTNERS HONG KONG LIMITED 3 50 53 3 49 52 0 -1 -1 94.34 94.23 2007-11-19
45 oOo Securities (HK) Group Limited 3 41 44 3 48 51 0 7 7 93.18 94.12 2004-12-03
46 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 30 37 8 42 50 1 12 13 81.08 84.00 2007-04-26
47 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 2 47 49 0 -4 -4 96.23 95.92 2004-01-20
48 CSI Corporate Finance (HK) Limited 8 41 49 9 40 49 1 -1 0 83.67 81.63 2007-08-01 2019-03-29
49 FIL Investment Advisors 3 44 47 3 46 49 0 2 2 93.62 93.88
50 Pictet Asset Management (Hong Kong) Limited 5 30 35 7 41 48 2 11 13 85.71 85.42
51 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 42 46 4 44 48 0 2 2 91.30 91.67
52 BLACKSTONE GROUP (HK) LIMITED (THE) 2 45 47 3 44 47 1 -1 0 95.74 93.62 2008-10-14
53 BOCI RESEARCH LIMITED 5 42 47 5 40 45 0 -2 -2 89.36 88.89
54 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 31 33 3 42 45 1 11 12 93.94 93.33
55 JPMorgan Funds (Asia) Limited 7 32 39 8 35 43 1 3 4 82.05 81.40
56 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 46 50 3 39 42 -1 -7 -8 92.00 92.86 2018-12-31
57 Rothschild & Co Hong Kong Limited 3 40 43 3 38 41 0 -2 -2 93.02 92.68 2005-04-27
58 Sanford C. Bernstein (Hong Kong) Limited 5 26 31 6 34 40 1 8 9 83.87 85.00 2011-09-28
59 CGS International Securities Hong Kong Limited 3 18 21 2 37 39 -1 19 18 85.71 94.87
60 JF INTERNATIONAL MANAGEMENT INC. 2 31 33 5 33 38 3 2 5 93.94 86.84 2020-07-13
61 T. Rowe Price Hong Kong Limited 2 27 29 3 35 38 1 8 9 93.10 92.11 2010-12-21
62 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 27 32 5 32 37 0 5 5 84.38 86.49
63 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 33 38 5 31 36 0 -2 -2 86.84 86.11
64 Manulife Investment Management (Hong Kong) Limited 5 18 23 6 30 36 1 12 13 78.26 83.33
65 NATIXIS ASIA LIMITED 3 27 30 3 33 36 0 6 6 90.00 91.67 2004-10-19
66 Yuanta Securities (Hong Kong) Company Limited 5 26 31 5 31 36 0 5 5 83.87 86.11
67 ASSET MANAGEMENT GROUP LIMITED 2 49 51 2 33 35 0 -16 -16 96.08 94.29 2006-01-17
68 GET NICE SECURITIES LIMITED 4 31 35 4 31 35 0 0 0 88.57 88.57
69 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 17 26 10 25 35 1 8 9 65.38 71.43
70 UOB KAY HIAN (HONG KONG) LIMITED 3 32 35 3 32 35 0 0 0 91.43 91.43
71 AllianceBernstein Hong Kong Limited 3 32 35 6 27 33 3 -5 -2 91.43 81.82
72 BOCOM International Securities Limited 5 29 34 4 29 33 -1 0 -1 85.29 87.88 2007-09-10
73 Amundi Hong Kong Limited 6 25 31 7 25 32 1 0 1 80.65 78.13
74 DBS VICKERS (HONG KONG) LIMITED 4 28 32 4 28 32 0 0 0 87.50 87.50
75 INVESCO HONG KONG LIMITED 5 17 22 5 27 32 0 10 10 77.27 84.38
76 BSI Investment Advisors (Hong Kong) Limited 5 24 29 5 25 30 0 1 1 82.76 83.33 2010-08-27 2014-06-04
77 HARVEST GLOBAL INVESTMENTS LIMITED 3 19 22 5 25 30 2 6 8 86.36 83.33 2009-02-16
78 T G HOLBORN (HK) LIMITED 3 33 36 3 27 30 0 -6 -6 91.67 90.00 2014-04-29
79 EMPEROR SECURITIES LIMITED (HK) 7 19 26 8 21 29 1 2 3 73.08 72.41
80 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 24 31 6 23 29 -1 -1 -2 77.42 79.31
81 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 22 26 4 25 29 0 3 3 84.62 86.21
82 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 45 50 5 24 29 0 -21 -21 90.00 82.76 2005-07-05
83 Goldman Sachs Investment Management Hong Kong Limited 4 33 37 4 24 28 0 -9 -9 89.19 85.71 2013-11-27
84 HARRIS FRASER (INTERNATIONAL) LIMITED 3 17 20 3 25 28 0 8 8 85.00 89.29
85 Fidelity Management & Research (Hong Kong) Limited 3 20 23 5 22 27 2 2 4 86.96 81.48 2008-09-04
86 IPP Financial Advisers Limited 2 24 26 2 25 27 0 1 1 92.31 92.59 2006-12-21
87 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 20 26 7 19 26 1 -1 0 76.92 73.08
88 Eastspring Investments (Hong Kong) Limited 3 8 11 3 23 26 0 15 15 72.73 88.46
89 PineBridge Investments Asia Limited 4 16 20 5 21 26 1 5 6 80.00 80.77
90 DEUTSCHE SECURITIES ASIA LIMITED 7 16 23 7 18 25 0 2 2 69.57 72.00 2019-12-03
91 MIDLAND WEALTH MANAGEMENT LIMITED 2 31 33 2 23 25 0 -8 -8 93.94 92.00 2008-02-18
92 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 3 14 17 4 21 25 1 7 8 82.35 84.00
93 CAIIS Limited 3 18 21 3 21 24 0 3 3 85.71 87.50 2018-09-04
94 CASH Wealth Management Limited 2 32 34 4 20 24 2 -12 -10 94.12 83.33
95 CSOP Asset Management Limited 3 10 13 4 20 24 1 10 11 76.92 83.33 2009-04-02
96 First Sentier Investors (Hong Kong) Limited 4 22 26 5 19 24 1 -3 -2 84.62 79.17
97 Polen Capital HK Limited 2 0 2 2 22 24 0 22 22 0.00 91.67
98 RHB SECURITIES HONG KONG LIMITED 4 25 29 5 19 24 1 -6 -5 86.21 79.17 2006-11-17 2022-10-06
99 SMBC Nikko Securities (Hong Kong) Limited 5 14 19 8 16 24 3 2 5 73.68 66.67
100 CBH Asia Limited 3 15 18 4 19 23 1 4 5 83.33 82.61
101 HAITONG INTERNATIONAL RESEARCH LIMITED 3 14 17 3 20 23 0 6 6 82.35 86.96
102 Wellington Management Hong Kong Limited (b2003-01-02) 4 17 21 5 18 23 1 1 2 80.95 78.26 2003-09-18
103 DBS ASIA CAPITAL LIMITED 8 12 20 7 15 22 -1 3 2 60.00 68.18
104 HANG SENG SECURITIES LIMITED 5 15 20 5 17 22 0 2 2 75.00 77.27
105 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 20 24 3 19 22 -1 -1 -2 83.33 86.36
106 Neuberger Berman Asia Limited 3 13 16 4 18 22 1 5 6 81.25 81.82 2008-03-13
107 SINOPAC SECURITIES (ASIA) LIMITED 3 20 23 4 18 22 1 -2 -1 86.96 81.82 2017-02-12
108 Yuanta Asia Investment (Hong Kong) Limited 2 20 22 3 19 22 1 -1 0 90.91 86.36 2007-01-15 2013-11-01
109 China Asset Management (Hong Kong) Limited 5 14 19 5 16 21 0 2 2 73.68 76.19 2009-04-03
110 CITIC CLSA Capital Partners HK Limited 4 18 22 4 17 21 0 -1 -1 81.82 80.95
111 HPEF Capital Partners Limited 9 14 23 8 13 21 -1 -1 -2 60.87 61.90 2022-06-01
112 INSTINET PACIFIC LIMITED 4 19 23 4 17 21 0 -2 -2 82.61 80.95
113 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 16 21 6 14 20 1 -2 -1 76.19 70.00 2024-03-28
114 CITIC Securities Asset Management (HK) Limited 3 15 18 3 17 20 0 2 2 83.33 85.00 2008-08-01
115 Guosen Securities (HK) Brokerage Company, Limited 3 19 22 4 16 20 1 -3 -2 86.36 80.00 2010-02-26
116 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 17 21 4 16 20 0 -1 -1 80.95 80.00 2008-07-03
117 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 4 16 20 0 -2 -2 81.82 80.00
118 Income Partners Asset Management (HK) Limited 3 19 22 3 17 20 0 -2 -2 86.36 85.00
119 LOMBARD ODIER (HONG KONG) LIMITED 3 6 9 3 17 20 0 11 11 66.67 85.00
120 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 4 19 23 3 17 20 -1 -2 -3 82.61 85.00
121 Wells Fargo Securities Asia Limited 3 12 15 4 16 20 1 4 5 80.00 80.00 2008-04-25
122 APG Investments Asia Limited 7 12 19 6 13 19 -1 1 0 63.16 68.42 2008-11-18
123 BOCI ASSET MANAGEMENT LIMITED 4 15 19 4 15 19 0 0 0 78.95 78.95 2014-12-24
124 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 8 18 26 5 14 19 -3 -4 -7 69.23 73.68
125 CITIC Securities (Hong Kong) Limited 5 18 23 5 14 19 0 -4 -4 78.26 73.68
126 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 3 14 17 4 15 19 1 1 2 82.35 78.95 2016-06-30
127 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 17 20 3 16 19 0 -1 -1 85.00 84.21 2005-11-15
128 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 7 12 19 1 12 13 0.00 63.16 2020-06-02
129 Legg Mason Asset Management Hong Kong Limited 4 16 20 3 16 19 -1 0 -1 80.00 84.21 2022-06-30
130 OnePlatform Asset Management Limited 2 19 21 2 17 19 0 -2 -2 90.48 89.47
131 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 4 11 15 7 12 19 3 1 4 73.33 63.16
132 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 15 22 6 13 19 -1 -2 -3 68.18 68.42
133 St. James's Place (Hong Kong) Limited 1 17 18 2 17 19 1 0 1 94.44 89.47
134 CHIEF SECURITIES LIMITED 3 7 10 3 15 18 0 8 8 70.00 83.33 2006-04-20
135 MCP Asset Management Company Limited 3 11 14 3 15 18 0 4 4 78.57 83.33 2005-08-23
136 Religare Capital Markets (Hong Kong) Limited 5 20 25 6 12 18 1 -8 -7 80.00 66.67 2009-09-22 2018-04-09
137 Shang International Finance Limited 7 13 20 6 12 18 -1 -1 -2 65.00 66.67 2024-01-26
138 UBP ASSET MANAGEMENT ASIA LIMITED 5 14 19 4 14 18 -1 0 -1 73.68 77.78 2007-01-11
139 WILSON SECURITIES LIMITED 3 21 24 2 16 18 -1 -5 -6 87.50 88.89 2010-02-25
140 Ark Securities (Hong Kong) Limited 3 16 19 2 15 17 -1 -1 -2 84.21 88.24
141 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 8 10 3 14 17 1 6 7 80.00 82.35 2009-01-02
142 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 2 10 12 4 13 17 2 3 5 83.33 76.47 2010-02-11
143 VENHOUSE WEALTH MANAGEMENT LIMITED 3 17 20 3 14 17 0 -3 -3 85.00 82.35 2004-05-19
144 CHARLES SCHWAB, HONG KONG, LIMITED 4 12 16 4 12 16 0 0 0 75.00 75.00
145 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 11 15 4 12 16 0 1 1 73.33 75.00 2008-04-30
146 CVC Asia Pacific Limited 4 12 16 4 12 16 0 0 0 75.00 75.00
147 DWS Investments Hong Kong Limited 4 17 21 3 13 16 -1 -4 -5 80.95 81.25
148 GF Asset Management (Hong Kong) Limited 3 13 16 4 12 16 1 -1 0 81.25 75.00 2007-11-08
149 HANG SENG INVESTMENT SERVICES LIMITED 7 11 18 6 10 16 -1 -1 -2 61.11 62.50
150 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 10 14 4 12 16 0 2 2 71.43 75.00 2003-06-06
151 MIB SECURITIES (HONG KONG) LIMITED 3 9 12 3 13 16 0 4 4 75.00 81.25
152 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 9 14 4 12 16 -1 3 2 64.29 75.00 2009-07-10
153 313 Capital Management Limited 2 5 7 2 13 15 0 8 8 71.43 86.67 2010-04-19
154 BEA Union Investment Management Limited 5 8 13 6 9 15 1 1 2 61.54 60.00
155 China Galaxy International Securities (Hong Kong) Co., Limited 0 0 0 5 10 15 5 10 15 - 66.67 2012-03-13
156 China Universal Asset Management (Hong Kong) Company Limited 3 9 12 4 11 15 1 2 3 75.00 73.33 2010-02-19
157 Deltroit (Hong Kong) Limited 2 9 11 2 13 15 0 4 4 81.82 86.67 2005-04-11 2024-12-12
158 FIRST SHANGHAI SECURITIES LIMITED 2 12 14 4 11 15 2 -1 1 85.71 73.33
159 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 4 11 15 1 5 6 66.67 73.33 2009-12-14 2024-10-15
160 iFAST Financial (HK) Limited 4 11 15 5 10 15 1 -1 0 73.33 66.67 2007-03-30
161 Robeco Hong Kong Limited 5 8 13 3 12 15 -2 4 2 61.54 80.00 2007-12-18
162 SG SECURITIES (HK) LIMITED 5 10 15 5 10 15 0 0 0 66.67 66.67 2010-08-18
163 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 11 14 3 12 15 0 1 1 78.57 80.00 2010-02-23
164 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 2 12 14 0 0 0 85.71 85.71
165 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 5 14 19 5 9 14 0 -5 -5 73.68 64.29 2008-10-22
166 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 2 5 6 8 14 3 6 9 40.00 57.14 2009-11-16
167 ICBC INTERNATIONAL RESEARCH LIMITED 4 11 15 4 10 14 0 -1 -1 73.33 71.43 2009-07-10 2024-10-15
168 Oreana Financial Services Limited 3 8 11 3 11 14 0 3 3 72.73 78.57
169 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 8 12 3 11 14 -1 3 2 66.67 78.57 2008-05-29
170 PRUDENTIAL BROKERAGE LIMITED 2 14 16 2 12 14 0 -2 -2 87.50 85.71
171 ARGYLE STREET MANAGEMENT LIMITED 4 9 13 3 10 13 -1 1 0 69.23 76.92
172 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 4 9 13 1 -1 0 76.92 69.23 2008-08-08
173 BNY Mellon Investment Management Hong Kong Limited 3 3 6 3 10 13 0 7 7 50.00 76.92 2008-06-06
174 Bosera Asset Management (International) Co., Limited 5 9 14 2 11 13 -3 2 -1 64.29 84.62 2010-11-05
175 Hamilton Lane (Hong Kong) Limited 2 8 10 2 11 13 0 3 3 80.00 84.62 2010-07-05
176 IAM LEGACY LIMITED 3 32 35 3 10 13 0 -22 -22 91.43 76.92 2007-08-21
177 ICBC Asset Management (Global) Company Limited 4 8 12 3 10 13 -1 2 1 66.67 76.92
178 Janus Henderson Investors Hong Kong Limited 4 9 13 4 9 13 0 0 0 69.23 69.23
179 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 5 8 13 2 2 4 66.67 61.54
180 MUFG Securities Asia Limited 6 12 18 6 7 13 0 -5 -5 66.67 53.85 2010-12-31
181 Samsung Asset Management (Hong Kong) Limited 3 9 12 2 11 13 -1 2 1 75.00 84.62 2008-04-23
182 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 7 11 4 9 13 0 2 2 63.64 69.23 2006-03-24
183 VICTORY SECURITIES COMPANY LIMITED 3 7 10 3 10 13 0 3 3 70.00 76.92
184 AIF CAPITAL LIMITED 4 9 13 3 9 12 -1 0 -1 69.23 75.00
185 AXA Investment Managers Asia Limited 2 11 13 3 9 12 1 -2 -1 84.62 75.00
186 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 11 13 3 9 12 1 -2 -1 84.62 75.00 2019-07-05
187 BOCOM MPF & Financial Services Company Limited 0 0 0 4 8 12 4 8 12 - 66.67 2012-06-25
188 CAPITAL GLOBAL MANAGEMENT LIMITED 3 8 11 4 8 12 1 0 1 72.73 66.67 2005-12-20
189 CC Finance Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2006-04-20 2025-06-19
190 CTBC Asia Limited 2 12 14 2 10 12 0 -2 -2 85.71 83.33 2004-10-04
191 DELTA ASIA SECURITIES LIMITED 3 1 4 3 9 12 0 8 8 25.00 75.00
192 EQT Partners Asia Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2023-09-06
193 GT Asset & Portfolio Management Limited 3 6 9 3 9 12 0 3 3 66.67 75.00 2004-11-04
194 HAMON ASSET MANAGEMENT LIMITED 3 12 15 3 9 12 0 -3 -3 80.00 75.00
195 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 6 9 2 10 12 -1 4 3 66.67 83.33
196 Nomura Asset Management Hong Kong Limited 4 8 12 6 6 12 2 -2 0 66.67 50.00
197 OCP Asia (Hong Kong) Limited 3 9 12 4 8 12 1 -1 0 75.00 66.67 2004-09-03 2022-06-13
198 ORIENTAL PATRON SECURITIES LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67
199 PEGASUS FUND MANAGERS LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33
200 PFP Capital Limited 3 11 14 3 9 12 0 -2 -2 78.57 75.00
201 PIMCO Asia Limited 3 8 11 3 9 12 0 1 1 72.73 75.00 2006-05-17
202 Pyramis Global Advisors (Hong Kong) Limited 4 7 11 3 9 12 -1 2 1 63.64 75.00 2008-07-29 2014-11-21
203 SDICS International Securities (Hong Kong) Limited 3 3 6 2 10 12 -1 7 6 50.00 83.33 2010-05-18
204 StormHarbour Securities (Hong Kong) Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2010-03-18
205 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2019-09-30
206 ABCI Securities Company Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2005-11-15
207 AMPLE CAPITAL LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2007-01-02 2022-07-27
208 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 6 9 3 8 11 0 2 2 66.67 72.73 2009-10-05
209 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 2 8 10 3 8 11 1 0 1 80.00 72.73 2009-03-13
210 CATHAY SECURITIES (HONG KONG) LIMITED 3 4 7 3 8 11 0 4 4 57.14 72.73 2007-11-27
211 CHEONG LEE SECURITIES LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2005-11-24
212 CHINA EVERBRIGHT CAPITAL LIMITED 2 7 9 2 9 11 0 2 2 77.78 81.82
213 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 5 10 5 6 11 0 1 1 50.00 54.55 2007-02-16
214 DAEWOO SECURITIES (HONG KONG) LIMITED 2 9 11 3 8 11 1 -1 0 81.82 72.73 2017-02-28
215 DigitalBridge Management Asia Limited 3 3 6 4 7 11 1 4 5 50.00 63.64 2010-07-20
216 ENHANCED INVESTMENT PRODUCTS LIMITED 3 8 11 4 7 11 1 -1 0 72.73 63.64
217 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2019-05-10
218 FULBRIGHT SECURITIES LIMITED 4 5 9 6 5 11 2 0 2 55.56 45.45 2010-05-18
219 GAM HONG KONG LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
220 Ge Shang Investment (Hong Kong) Limited 2 17 19 2 9 11 0 -8 -8 89.47 81.82
221 HAMON ASIAN ADVISORS LIMITED 3 10 13 3 8 11 0 -2 -2 76.92 72.73
222 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 6 10 4 7 11 0 1 1 60.00 63.64 2010-10-27 2021-11-26
223 Huajin Corporate Finance (International) Limited 4 6 10 4 7 11 0 1 1 60.00 63.64
224 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-05-09
225 Japaninvest (Hong Kong) Limited 4 7 11 4 7 11 0 0 0 63.64 63.64 2010-10-26 2017-01-27
226 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 4 6 10 5 6 11 1 0 1 60.00 54.55 2017-10-02
227 Leonteq Securities (Hong Kong) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2011-04-07
228 Penjing Asset Management (HK) Limited 5 10 15 4 7 11 -1 -3 -4 66.67 63.64 2005-03-24 2016-02-03
229 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 10 12 2 9 11 0 -1 -1 83.33 81.82
230 Principal Investment & Retirement Services Limited 2 4 6 4 7 11 2 3 5 66.67 63.64 2011-08-17
231 Redford Asset Management Limited 4 10 14 4 7 11 0 -3 -3 71.43 63.64 2010-03-09
232 Vision Capital Investment Management Limited 3 10 13 3 8 11 0 -2 -2 76.92 72.73 2008-01-12
233 Vontobel (Hong Kong) Limited 3 6 9 3 8 11 0 2 2 66.67 72.73 2008-11-27
234 ZEAL ASSET MANAGEMENT LIMITED 5 6 11 5 6 11 0 0 0 54.55 54.55 2009-10-09 2025-08-20
235 Aletheia Analyst Network Limited 2 2 4 2 8 10 0 6 6 50.00 80.00 2008-06-03
236 Asiya Investments Hong Kong Limited 0 0 0 4 6 10 4 6 10 - 60.00 2012-07-06 2021-07-19
237 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 4 6 10 0 1 1 55.56 60.00 2004-08-13
238 BMI FUNDS MANAGEMENT LIMITED 3 15 18 2 8 10 -1 -7 -8 83.33 80.00
239 BOCHK Asset Management Limited 4 1 5 4 6 10 0 5 5 20.00 60.00 2010-12-15
240 China Tonghai (IA) Limited 3 7 10 3 7 10 0 0 0 70.00 70.00 2017-11-29
241 CIS SECURITIES ASSET MANAGEMENT LIMITED 5 6 11 6 4 10 1 -2 -1 54.55 40.00 2008-12-24
242 Citigroup Venture Capital International Asia Limited 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2005-05-24 2014-04-15
243 DL SECURITIES (HK) LIMITED 0 0 0 3 7 10 3 7 10 - 70.00 2012-09-04
244 FLAG Squadron Asia Limited 5 5 10 5 5 10 0 0 0 50.00 50.00 2007-07-04 2016-06-02
245 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00 2004-11-29
246 Houlihan Lokey (China) Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2008-10-09
247 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00
248 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 6 5 11 5 5 10 -1 0 -1 45.45 50.00
249 M&F Asset Management Limited 3 9 12 3 7 10 0 -2 -2 75.00 70.00
250 Mirae Asset Securities (HK) Limited 2 24 26 2 8 10 0 -16 -16 92.31 80.00 2007-10-09 2017-02-28
251 Mirae Asset Securities (HK) Limited 2 24 26 2 8 10 0 -16 -16 92.31 80.00 2007-10-09 2017-03-01
252 Open Securities Limited 2 6 8 3 7 10 1 1 2 75.00 70.00
253 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
254 SPARX Asia Investment Advisors Limited 3 9 12 5 5 10 2 -4 -2 75.00 50.00 2004-04-20
255 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 3 7 10 0 1 1 66.67 70.00 2007-05-08 2019-09-30
256 Vanguard Investments Hong Kong Limited 0 0 0 3 7 10 3 7 10 - 70.00 2012-02-07 2022-06-29
257 Wanhai Securities (HK) Limited 3 4 7 3 7 10 0 3 3 57.14 70.00
258 Yunfeng Financial Markets Limited 5 3 8 4 6 10 -1 3 2 37.50 60.00
259 ALBOURNE PARTNERS (ASIA) LIMITED 3 4 7 4 5 9 1 1 2 57.14 55.56 2004-09-07
260 Allianz Global Investors Hong Kong Limited 3 10 13 2 7 9 -1 -3 -4 76.92 77.78 2015-05-31
261 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
262 Bright Fund Management Limited 3 7 10 4 5 9 1 -2 -1 70.00 55.56 2023-12-19
263 BTG Pactual Asia Limited 2 4 6 2 7 9 0 3 3 66.67 77.78 2009-08-13 2016-12-13
264 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 3 6 9 1 1 2 71.43 66.67
265 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
266 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67 2023-02-02
267 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 3 1 4 4 5 9 1 4 5 25.00 55.56 2011-11-15
268 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-02-16
269 GF Securities (Hong Kong) Brokerage Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2009-10-30
270 GLOBAL INVESTMENT ADVISORS LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78
271 Guo Tong Capital Management Company Limited 2 4 6 3 6 9 1 2 3 66.67 66.67 2010-05-24 2019-05-22
272 GUODU SECURITIES (HONG KONG) LIMITED 2 2 4 4 5 9 2 3 5 50.00 55.56 2010-07-07
273 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 10 13 3 6 9 0 -4 -4 76.92 66.67 2010-06-29
274 ICBC (ASIA) SECURITIES LIMITED 4 6 10 3 6 9 -1 0 -1 60.00 66.67
275 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 4 5 9 1 -1 0 66.67 55.56
276 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56 2014-10-13
277 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
278 Mackenzie Investments Asia Limited 3 5 8 3 6 9 0 1 1 62.50 66.67
279 MAN INVESTMENTS (HONG KONG) LIMITED 3 13 16 2 7 9 -1 -6 -7 81.25 77.78
280 Mitsubishi UFJ Investment Services (HK) Limited 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2007-12-21 2021-04-21
281 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 4 6 3 6 9 1 2 3 66.67 66.67 2011-04-14
282 ONSHINE SECURITIES LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
283 Ping An Securities (Hong Kong) Holdings Company Limited 4 3 7 5 4 9 1 1 2 42.86 44.44 2009-07-30 2021-05-27
284 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
285 Providence Equity Asia Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2007-08-23 2019-01-10
286 Rockhampton Management Limited 3 9 12 3 6 9 0 -3 -3 75.00 66.67 2011-01-26
287 Samena Capital Hong Kong Limited 4 5 9 4 5 9 0 0 0 55.56 55.56 2009-09-01 2021-09-27
288 SOUTH CHINA RESEARCH LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
289 Standard & Poor's Investment Advisory Services (HK) Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2010-09-21 2017-06-27
290 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2010-04-27
291 Towers Watson Investment Services Hong Kong Limited 3 4 7 3 6 9 0 2 2 57.14 66.67 2007-05-14
292 abrdn Hong Kong Limited 3 5 8 3 5 8 0 0 0 62.50 62.50
293 Argonaut Securities (Asia) Limited 3 0 3 4 4 8 1 4 5 0.00 50.00 2011-09-08 2021-12-07
294 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
295 Changjiang Securities Brokerage (HK) Limited 0 0 0 2 6 8 2 6 8 - 75.00 2011-12-13
296 Channel 8 Wealth Management Limited 3 12 15 3 5 8 0 -7 -7 80.00 62.50 2010-01-27
297 CHINA INTERNATIONAL CAPITAL LIMITED 3 0 3 3 5 8 0 5 5 0.00 62.50
298 Chinese Strategic Asset Management Limited 3 5 8 4 4 8 1 -1 0 62.50 50.00 2007-12-20 2020-07-16
299 CHOW SANG SANG SECURITIES LIMITED 4 5 9 3 5 8 -1 0 -1 55.56 62.50
300 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00
301 COMGEST FAR EAST LIMITED 2 5 7 3 5 8 1 0 1 71.43 62.50
302 Conning Asia Pacific Limited 0 0 0 2 6 8 2 6 8 - 75.00 2012-02-24
303 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 5 8 0 2 2 50.00 62.50 2009-10-14
304 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 2 4 3 5 8 1 3 4 50.00 62.50
305 Everbright Capital Management Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2007-09-24 2021-09-17
306 EXS Capital Asia Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2008-06-12
307 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 4 3 7 6 2 8 2 -1 1 42.86 25.00 2016-10-10
308 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 8 10 2 6 8 0 -2 -2 80.00 75.00 2007-10-23
309 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
310 Mason Securities Limited 4 7 11 4 4 8 0 -3 -3 63.64 50.00
311 MEIJI YASUDA ASIA LIMITED 4 3 7 3 5 8 -1 2 1 42.86 62.50 2019-10-17
312 MFG Limited (HK) 3 5 8 3 5 8 0 0 0 62.50 62.50 2008-07-15
313 Oasis Management (Hong Kong) 3 4 7 2 6 8 -1 2 1 57.14 75.00 2004-09-14
314 Permira Advisers Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2008-08-19
315 Soochow Securities International Brokerage Limited 0 0 0 3 5 8 3 5 8 - 62.50 2012-01-12
316 Tyche Group Limited 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2014-12-05
317 VISION FINANCE ASSET MANAGEMENT LIMITED 5 5 10 5 3 8 0 -2 -2 50.00 37.50 2008-12-17
318 VMS Securities Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2020-09-01
319 WFM Asia (HK) Limited 3 8 11 2 6 8 -1 -2 -3 72.73 75.00
320 ZBI Asia Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2010-02-22 2014-06-09
321 ALETHEIA TECHNOLOGIES LIMITED (HK) 3 1 4 4 3 7 1 2 3 25.00 42.86 2010-07-30 2022-07-22
322 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 9 11 3 4 7 1 -5 -4 81.82 57.14 2007-05-08
323 BREVAN HOWARD (HONG KONG) LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2008-03-12 2018-05-11
324 CC SIF Advisory Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-07-25
325 CENTAURUS CAPITAL (HONG KONG) LIMITED 3 2 5 2 5 7 -1 3 2 40.00 71.43 2008-10-31 2013-12-17
326 Changjiang Asset Management (HK) Limited 0 0 0 2 5 7 2 5 7 - 71.43 2011-12-16
327 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
328 CMBC SECURITIES COMPANY LIMITED 3 0 3 3 4 7 0 4 4 0.00 57.14 2011-10-26
329 COHEN & STEERS ASIA LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2005-07-29
330 EVENSTAR ADVISORS LIMITED 2 2 4 3 4 7 1 2 3 50.00 57.14 2007-04-19
331 FB SECURITIES (HONG KONG) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
332 Fosun International Securities Limited 5 2 7 4 3 7 -1 1 0 28.57 42.86
333 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 4 3 7 1 -2 -1 62.50 42.86 2009-02-27
334 Funderstone Securities Limited 3 1 4 3 4 7 0 3 3 25.00 57.14
335 GENERALI INVESTMENTS ASIA LIMITED 3 2 5 4 3 7 1 1 2 40.00 42.86 2006-02-08 2018-09-26
336 GLG Partners Hong Kong Limited 2 3 5 4 3 7 2 0 2 60.00 42.86 2010-11-30 2023-10-02
337 Grace Financial Limited (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14 2008-02-13 2021-04-23
338 HSBC STRUCTURED FUNDS (ASIA) LIMITED 3 7 10 5 2 7 2 -5 -3 70.00 28.57 2004-02-10 2015-07-22
339 IBTS ASIA (HK) LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2005-11-17 2024-09-20
340 IVORY CAPITAL PRIVATE LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2007-03-21
341 Kerogen Capital (Asia) Limited 3 4 7 4 3 7 1 -1 0 57.14 42.86 2010-02-01
342 LCA Solutions Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2010-07-30
343 Lighthorse Asset Management (HK) Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2010-06-18 2025-07-28
344 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2025-04-23
345 MIRABAUD (ASIA) LIMITED 3 9 12 2 5 7 -1 -4 -5 75.00 71.43 2003-05-13 2018-10-16
346 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 6 8 2 5 7 0 -1 -1 75.00 71.43
347 Oaktree Capital (Hong Kong) Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2006-07-12
348 PANTHEON VENTURES (HK) LLP 2 5 7 2 5 7 0 0 0 71.43 71.43 2010-06-30 2024-05-14
349 PFC INTERNATIONAL COMPANY LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43 2008-07-29
350 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2008-03-12
351 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2024-03-27
352 PUREHEART CAPITAL ASIA LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2007-03-08
353 RAYS Capital Partners Limited 2 1 3 3 4 7 1 3 4 33.33 57.14 2011-11-02
354 RICHLAND CAPITAL MANAGEMENT LIMITED 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2007-05-25 2016-05-24
355 SAIL ADVISORS LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2004-05-17
356 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2005-03-02 2023-02-20
357 Sensible Asset Management Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2005-06-18 2025-06-19
358 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 3 1 4 2 5 7 -1 4 3 25.00 71.43
359 Success Securities Limited 2 3 5 3 4 7 1 1 2 60.00 57.14
360 TOYO SECURITIES ASIA LIMITED 5 3 8 5 2 7 0 -1 -1 37.50 28.57
361 UBS SDIC Asset Management (Hong Kong) Company Limited 2 2 4 3 4 7 1 2 3 50.00 57.14 2011-10-11 2020-07-02
362 WINNINGTON CAPITAL LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86
363 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2003-05-23 2022-07-19
364 XinKong International Securities Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43
365 YU MING INVESTMENT MANAGEMENT LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
366 YUE XIU SECURITIES COMPANY LIMITED 3 5 8 4 3 7 1 -2 -1 62.50 42.86
367 Amova Asset Management Hong Kong Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67
368 Apollo Asset Management Limited (HK) 2 0 2 3 3 6 1 3 4 0.00 50.00 2010-09-16
369 Ares Management Asia (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2009-05-25 2014-08-18
370 ASA SECURITIES LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2012-07-05
371 Asset Management One Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-03-10 2015-04-15
372 Belvest Investment Services Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67
373 CAPE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-03-13
374 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
375 CES Capital International (Hong Kong) Co., Limited 2 2 4 3 3 6 1 1 2 50.00 50.00 2009-05-29 2023-02-23
376 Chepstow Capital Advisors Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-20 2018-04-27
377 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2012-08-13
378 China Integrity Investment Limited 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2014-03-19
379 China Orient International Asset Management Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-05-15
380 China Renaissance Securities (Hong Kong) Limited 0 0 0 3 3 6 3 3 6 - 50.00 2012-10-24
381 China Reserve Securities Limited 3 1 4 3 3 6 0 2 2 25.00 50.00
382 CHINAWIDE SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-05-31 2013-12-17
383 CMB International Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-05-26
384 CSC SECURITIES (HK) LIMITED 3 7 10 2 4 6 -1 -3 -4 70.00 66.67 2007-06-01
385 Cynosure Asset Management Hong Kong Limited 4 1 5 4 2 6 0 1 1 20.00 33.33 2023-09-27
386 Emerald Hill Capital Partners Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-10-26 2016-05-12
387 Emperor Wealth Management Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2009-06-09
388 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
389 Fortune Origin Securities Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2009-07-09
390 GIGA (HONG KONG) LIMITED 2 2 4 3 3 6 1 1 2 50.00 50.00
391 Grand Loyal Asset Management Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2008-11-07
392 HEAD & SHOULDERS SECURITIES LIMITED 1 5 6 3 3 6 2 -2 0 83.33 50.00 2008-03-27
393 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2018-08-15
394 HFS ASSET MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
395 HPEF Venture Partners Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2018-06-08
396 ICBC UBS Asset Management (International) Company Limited 3 0 3 3 3 6 0 3 3 0.00 50.00 2011-11-18
397 ICG Asia Pacific Limited 3 2 5 3 3 6 0 1 1 40.00 50.00
398 JK Capital Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00
399 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2022-10-13
400 KCG SECURITIES ASIA LIMITED 4 1 5 3 3 6 -1 2 1 20.00 50.00
401 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-22
402 KTF CAPITAL MANAGEMENT LIMITED 3 0 3 2 4 6 -1 4 3 0.00 66.67 2011-10-31
403 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 4 6 3 3 6 1 -1 0 66.67 50.00 2008-07-02
404 LaSalle Investment Management Hong Kong Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2007-06-14 2020-02-20
405 Legg Mason International Equities (Hong Kong) Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2015-08-28
406 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2011-04-28 2019-10-14
407 Lion Global Financial Limited 5 42 47 5 1 6 0 -41 -41 89.36 16.67
408 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
409 M3 Capital Partners (HK) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-04-19
410 MANGO FINANCIAL LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
411 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-04-01
412 MEAG Hong Kong Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
413 OLD PEAK LIMITED (HK) 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2005-08-26 2023-06-20
414 Open Asset Management Limited 3 2 5 4 2 6 1 0 1 40.00 33.33
415 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2007-07-05
416 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-10-28
417 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2005-05-24
418 QMIS Asset Management Limited 5 1 6 3 3 6 -2 2 0 16.67 50.00 2009-08-13
419 RICHLAND WORLDWIDE LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-04-15
420 SBI China Capital Financial Services Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2008-09-19
421 SDICS International Asset Management (Hong Kong) Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-08-19
422 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 4 7 2 4 6 -1 0 -1 57.14 66.67 2008-11-07
423 SHENG YUAN SECURITIES LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2010-10-27
424 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 6 9 3 3 6 0 -3 -3 66.67 50.00
425 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2013-05-29
426 Sumo Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-07-07 2022-08-23
427 TAI SHING STOCK INVESTMENT CO. LIMITED 2 6 8 2 4 6 0 -2 -2 75.00 66.67
428 Templewater Hong Kong Limited 4 0 4 4 2 6 0 2 2 0.00 33.33
429 TENGARD FUND MANAGEMENT LIMITED 0 0 0 2 4 6 2 4 6 - 66.67 2012-04-03
430 TFI Asset Management Limited 2 3 5 3 3 6 1 0 1 60.00 50.00 2009-06-18
431 TPG Capital, Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-03-07
432 TSE'S SECURITIES LIMITED 3 0 3 3 3 6 0 3 3 0.00 50.00
433 UIC FINANCIAL ADVISORS LIMITED 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2010-04-13 2019-06-17
434 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
435 VisionGain Capital Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-11-14
436 VTB Capital Hong Kong Limited 4 1 5 4 2 6 0 1 1 20.00 33.33 2011-06-30
437 Xeram and Company (Asia) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2015-11-27
438 AD Capital Management (Hong Kong) Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2004-09-08
439 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2004-07-07
440 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2011-08-03
441 Ark Group Holdings (Hong Kong) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-01-04
442 ASIA INVESTMENT MANAGEMENT LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00 2021-10-08
443 BENTLEY REID & COMPANY LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00
444 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 4 1 5 0 0 0 20.00 20.00 2011-01-04 2016-03-17
445 Bradbury Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
446 Bradesco Securities Hong Kong Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-03-05
447 Brilliant Norton Securities Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2011-12-01 2023-08-04
448 CAIDAO CAPITAL LIMITED 3 0 3 2 3 5 -1 3 2 0.00 60.00 2008-07-15 2022-08-22
449 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 2 3 5 0 0 0 60.00 60.00 2020-06-18
450 CARDINALASIA CONSULTING LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2003-06-27 2024-02-22
451 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
452 China Alpha Fund Management (HK) Limited 4 2 6 3 2 5 -1 0 -1 33.33 40.00 2010-05-31
453 China Everbright Global Investment Advisors Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2012-08-09
454 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-06-22
455 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-04-27
456 China Jianxin Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-05-10 2022-03-15
457 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-07-26
458 CMS ASSET MANAGEMENT (HK) CO., LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-02-01
459 CNCB (Hong Kong) Capital Limited 2 2 4 3 2 5 1 0 1 50.00 40.00
460 Credit Agricole Securities (Asia) Limited 4 27 31 2 3 5 -2 -24 -26 87.10 60.00
461 CWB Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
462 EFG Asset Management (HK) Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2008-06-06
463 EnTrustPermal (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-08-27 2021-03-26
464 F.T.M.F. DISTRIBUTION LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-03-22
465 First Fidelity Capital (International) Limited 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2006-04-19
466 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2011-11-07 2024-11-19
467 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 5 5 10 3 2 5 -2 -3 -5 50.00 40.00 2020-12-09
468 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2014-01-30
469 HARMONY ASSET MANAGEMENT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2022-07-28
470 HKFAEx Group Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-02-15
471 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 3 5 0 -1 -1 66.67 60.00
472 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
473 JPMorgan Asset Management Real Assets (Asia) Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2009-06-26
474 JVSakk Asset Management Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-08-28
475 Korea Investment Management Asia Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2009-08-21 2014-12-09
476 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-29 2021-02-01
477 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 2 5 2 3 5 -1 1 0 40.00 60.00 2004-09-22
478 MERCER INVESTMENTS (HK) LIMITED 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2005-08-04
479 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2010-10-15 2021-09-07
480 PGIM (Hong Kong) Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00
481 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 3 2 5 -1 -2 -3 50.00 40.00 2023-10-25
482 Progeny (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-07-09
483 Quam Asset Management Limited (b1983-06-28) 4 4 8 3 2 5 -1 -2 -3 50.00 40.00
484 RHB ASSET MANAGEMENT LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2008-05-08 2020-11-17
485 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2016-11-01
486 Rothschild & Co Wealth Management Hong Kong Limited 2 0 2 3 2 5 1 2 3 0.00 40.00 2010-08-16 2019-10-18
487 SDHG International Asset Management Limited 4 1 5 3 2 5 -1 1 0 20.00 40.00 2008-12-02
488 SILVERHORN INVESTMENT ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2011-02-28
489 Springboard Capital Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00 2010-07-02
490 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 3 2 5 -1 0 -1 33.33 40.00 2005-06-20
491 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00
492 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 12 14 3 2 5 1 -10 -9 85.71 40.00 2017-09-29
493 VC BROKERAGE LIMITED 3 5 8 3 2 5 0 -3 -3 62.50 40.00
494 Yuanta Financial (Hong Kong) Limited 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2010-02-03 2014-03-28
495 Absolute Investment Management (HK) Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
496 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
497 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
498 Amber Hill Asset Management Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2011-07-13
499 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
500 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
501 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
502 AP Asset Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-07-07 2013-12-04
503 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-06-30
504 Asia Frontier Investments Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2009-04-28
505 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
506 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2011-06-17 2013-07-26
507 Asia Pacific Securities Limited 3 2 5 4 0 4 1 -2 -1 40.00 0.00
508 ASSET DYNAMIC MANAGEMENT LIMITED 3 4 7 3 1 4 0 -3 -3 57.14 25.00 2025-03-25
509 Barings Investment Advisers (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2009-05-08 2018-01-23
510 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
511 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
512 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2009-09-28
513 BLUE POOL CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2004-11-10 2015-12-01
514 Canaccord Genuity (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2011-05-04
515 CBRE Clarion Securities HKG Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-01-04 2019-08-28
516 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
517 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2019-07-29
518 CHEETAH ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-08-01
519 CHELSEA SECURITIES LIMITED (HK) 5 0 5 4 0 4 -1 0 -1 0.00 0.00
520 China Angel Fund Management (HK) Company Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2011-10-24
521 China Enterprise Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
522 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
523 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
524 CIFM Asset Management (Hong Kong) Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2011-07-20 2023-11-03
525 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
526 CUBE CAPITAL HK LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-17 2015-02-13
527 CUPOLA CAPITAL LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2022-05-06
528 DST Investment Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-04-23
529 EIG Global Energy (Asia) Limited 0 0 0 4 0 4 4 0 4 - 0.00 2012-02-08
530 Emperor Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-11-03
531 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
532 First Prosperous Asset Management Company Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-09-06 2023-06-23
533 First Reserve Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-10-28 2015-07-29
534 Fortune Asset Management Limited (HK) 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-12-16
535 Friedmann Pacific Asset Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-09-07
536 Fubon Fund Management (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
537 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2012-09-24
538 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
539 GF International Investment Management Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2011-09-08
540 Ginger Capital Advisory Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-01 2018-09-04
541 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-19
542 HONG KONG ASSET MANAGEMENT LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2005-11-21
543 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 3 5 3 1 4 1 -2 -1 60.00 25.00
544 HSZ (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
545 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
546 J Capital Research Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-03-01 2018-10-29
547 KGI SECURITIES (HONG KONG) LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2017-10-02
548 King Wai Asset Management Company Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2011-09-05
549 Kirin Asset Management Limited 1 2 3 4 0 4 3 -2 1 66.67 0.00 2007-06-12 2016-09-14
550 LIS Investment Services Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-01-09
551 LUK FOOK SECURITIES (HK) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-06-25
552 LUNAR CAPITAL MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2010-02-17
553 Merdeka Investment Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-09
554 Metaverse Securities Limited (HK) 3 2 5 4 0 4 1 -2 -1 40.00 0.00
555 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-21
556 OKASAN INTERNATIONAL (ASIA) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2007-05-17
557 Optima Capital Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-25
558 orientiert International Markets Limited 2 3 5 1 3 4 -1 0 -1 60.00 75.00 2005-01-11
559 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
560 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-10-09
561 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 2 4 0 1 1 33.33 50.00
562 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2007-05-02 2015-06-25
563 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
564 PROBITAS HONG KONG LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2009-06-05
565 Quinton Investments Limited (HK) 0 0 0 4 0 4 4 0 4 - 0.00 2012-11-15 2018-06-12
566 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 4 0 4 2 -1 1 33.33 0.00
567 Rich Union Securities (H.K.) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2025-05-19
568 SHENG YUAN ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-06-14
569 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
570 SMART ASSET MANAGEMENT LIMITED (HK) 0 0 0 2 2 4 2 2 4 - 50.00 2012-03-02 2013-11-26
571 Stobene Partners (Hong Kong) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-01-31 2017-07-28
572 Swiss-Asia Asset Management (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-06-02 2024-12-31
573 SYZ Asset Management (Asia) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-07-27 2016-12-22
574 TRISKELE CAPITAL MANAGEMENT LIMITED 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2007-04-11 2013-10-23
575 Tyric Capital Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00
576 UCF Asset Management (HK) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-05-04 2020-10-04
577 UNITED GAIN INVESTMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2003-08-07
578 VERACITY INVESTMENT CO., LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2012-11-20
579 Wealth Legend Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
580 WHARTON INVESTMENT ADVISORS LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2015-02-09
581 WING ON CHEONG SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2020-12-21
582 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
583 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
584 A ONE INVESTMENT COMPANY LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-12-05
585 Aegon Asset Management (Asia) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-04-30 2022-12-30
586 AKTIS CAPITAL ADVISORY LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2003-11-29
587 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
588 ALTUS CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
589 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
590 Anuenue Capital International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-08-30
591 Arete Research Asia Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-01-11
592 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-01-20 2020-08-05
593 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
594 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
595 ATHENA WEALTH MANAGEMENT LIMITED 2 28 30 2 1 3 0 -27 -27 93.33 33.33 2008-04-25
596 Austen Capital Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-06-30
597 AVANTA INVESTMENT MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
598 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
599 BCCF SECURITIES CO., LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-09-17 2022-02-16
600 Beevest Securities Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00
601 Beijing Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
602 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
603 Bosen Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-08-16 2023-02-17
604 BOWEN ASIA LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2014-10-20
605 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-07-03
606 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-08-01
607 Capstone Financial (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-03-12 2025-03-27
608 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
609 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
610 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-12-27
611 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
612 Chubb Investment Management (HK) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-11-12
613 CIAM Capital Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-24 2024-08-13
614 CMS CAPITAL (HK) CO., LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-05-06
615 Core Securities Company Limited (The) 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-11-19
616 CPIC Investment Management (H.K.) Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-01-19 2014-05-02
617 Creat Capital Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-07-26 2013-10-02
618 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
619 Daishin Securities Asia Limited 3 2 5 3 0 3 0 -2 -2 40.00 0.00 2008-11-24 2018-08-09
620 Dayton Way Financial (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-02-14 2014-10-24
621 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
622 ELLIOTT ADVISORS (HK) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2005-03-08 2022-03-16
623 EVOLUTION ASIA INVESTMENTS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2007-08-24 2020-01-24
624 FCL ADVISORY LIMITED 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2005-03-01
625 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
626 FT Securities Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2024-12-06
627 FUBON SECURITIES (HONG KONG) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-05-18
628 Funderstone Asset Management (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-11-14
629 Future Growth Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-05-11
630 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2018-11-09
631 GETTA SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-06-26
632 GNAB Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-14
633 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 1 5 3 0 3 -1 -1 -2 20.00 0.00 2008-12-02
634 Goldyard Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-11-21
635 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
636 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
637 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-04 2021-06-17
638 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
639 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
640 HuaAn Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-12-01
641 iFAST Global Markets (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-10-15
642 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
643 Impax Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-23
644 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
645 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-08-20
646 JQ Fund Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-05
647 KB Securities Hong Kong Limited 3 3 6 2 1 3 -1 -2 -3 50.00 33.33
648 KINGDOM INVESTMENT MANAGERS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-12-02
649 Kingsbridge Limited (d2014-08-15) 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-07-28 2014-02-12
650 Landmark Asset Management Limited (HK) 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-01-10 2018-01-22
651 LIM ADVISORS LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2022-09-15
652 LONGREACH GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-08-01
653 MASON INVESTMENT MANAGEMENT LIMITED 2 2 4 3 0 3 1 -2 -1 50.00 0.00
654 Mirae Asset Capital (China) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-11-29
655 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
656 MVision Private Equity Advisers Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-29
657 Myo Capital Advisers Limited 1 0 1 2 1 3 1 1 2 0.00 33.33 2007-11-16 2021-02-04
658 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
659 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
660 Ohra Capital Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-08-27 2023-06-21
661 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
662 ORIENT SECURITIES (HONG KONG) LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-04-13
663 ORIENT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
664 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-02-22
665 Pamirs Capital (H.K.) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-09-10
666 Partners Capital Asia Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2011-08-04
667 Paul Capital Advisors Hong Kong Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-06-17 2014-09-03
668 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-09-21
669 PLATINUM BROKING COMPANY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2011-02-21
670 Prince Capital Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-03-21 2014-12-19
671 PRIVATE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
672 PSI Capital Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-10-12
673 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-11-25
674 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
675 SCM Strategic Capital Management Asia Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-02-11 2015-01-21
676 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
677 Select Investment Services Limited (HK) 3 0 3 2 1 3 -1 1 0 0.00 33.33 2011-09-16
678 Shacom Securities Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
679 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
680 Shinhan Asset Management (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-27 2023-07-26
681 Shinhan Investment Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-10-15
682 SJS Markets Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-11-23 2015-01-13
683 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2019-08-15
684 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
685 Soochow Securities International Asset Management Limited 0 0 0 1 2 3 1 2 3 - 66.67 2012-01-12
686 Synergy Fund Management Group Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-05-26
687 TARZAN STOCK & SHARES LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
688 TIAN YUAN FINANCE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-06-30
689 Tiger Securities Asset Management Company Limited 4 7 11 2 1 3 -2 -6 -8 63.64 33.33 2006-12-29
690 Tokio Marine Investment Services, Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2014-03-28
691 TRANSPAC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
692 TUNG TAI SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
693 TVC MANAGEMENT LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00
694 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
695 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-04-29 2013-04-22
696 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-04-19 2014-01-20
697 VANHEEL MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
698 Vestmore Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-01-12
699 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
700 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
701 3V Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-18 2013-08-27
702 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
703 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
704 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-04-10
705 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
706 Aksia Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-06
707 Alpha Nova Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
708 Amherst Pierpont International Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-06-17 2023-06-09
709 Ant Global Partners (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2011-12-06
710 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
711 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
712 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
713 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
714 Arowana Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-12 2023-08-24
715 Arta Asset Management Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2008-07-10
716 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
717 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
718 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
719 Axis Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
720 BGC SECURITIES (HONG KONG) LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-10-19 2013-01-07
721 Black Dragon Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-07-27 2013-06-14
722 BMF Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-02-22
723 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
724 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
725 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2023-03-20
726 CEPA ALLIANCE SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-23
727 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
728 ChapmanCraig Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
729 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-21
730 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00
731 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2014-05-21
732 China Vered Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-17
733 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
734 Credit Suisse Securities (Hong Kong) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2024-09-27
735 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
736 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
737 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-29
738 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
739 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
740 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
741 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
742 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-13
743 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
744 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
745 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
746 FE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
747 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
748 Frontier Asia Capital Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-11 2019-07-24
749 GAYANG SECURITIES LIMITED 3 24 27 2 0 2 -1 -24 -25 88.89 0.00
750 GCAM Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-17 2022-03-09
751 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
752 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
753 Golden Hen Investment Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-20
754 Goldstream Capital Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-02
755 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
756 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
757 Greentech Technology Asset Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-03-18
758 Grey Investment Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-02-21
759 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-04-27 2013-03-28
760 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
761 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
762 Guoxin International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-07-31 2022-09-23
763 Hana Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-03-25 2015-06-17
764 HTC Securities Company Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-09-03 2013-11-19
765 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
766 IIFL Private Wealth Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-13 2019-01-03
767 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
768 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2005-05-12 2014-06-04
769 Imperium International Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
770 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
771 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
772 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
773 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
774 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-09-29
775 JW CAPITAL SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
776 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-05-13 2021-12-04
777 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
778 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
779 KCG FUND MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-04
780 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
781 KGI CAPITAL ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
782 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
783 LEE CAPITAL PARTNERS LIMITED 0 0 0 1 1 2 1 1 2 - 50.00 2012-04-11 2013-10-16
784 Longitude Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
785 MAP CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-16 2016-01-22
786 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
787 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
788 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-11 2014-08-05
789 Neutral Financial Holding Company Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
790 ORION INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-11-06 2016-12-14
791 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
792 Pathway Capital Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-11-01
793 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-11-09 2015-07-31
794 PHOENIX CAPITAL ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2022-12-21
795 POMONA CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-25 2013-07-17
796 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
797 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-06-28
798 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
799 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2024-03-25
800 RAYLIANT ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-11-12
801 Red Gate Asset Management Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-07-11
802 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
803 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
804 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
805 Safari Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-04-30 2015-07-02
806 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
807 SAMSUNG SECURITIES (ASIA) LIMITED 3 48 51 2 0 2 -1 -48 -49 94.12 0.00
808 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
809 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
810 SIMPLEX CAPITAL ASIA LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2016-05-24
811 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
812 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
813 Sino-Rich Securities & Futures Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-21
814 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
815 Spring Capital Asia, Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2008-08-21 2020-01-20
816 Springs Capital (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-04-14
817 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
818 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2015-03-27
819 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-03-30
820 STI Asset Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-10-22 2023-09-19
821 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
822 Superfund Financial (Hong Kong) Limited 1 1 2 2 0 2 1 -1 0 50.00 0.00
823 Swiss China Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-09-14
824 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
825 TRADING CENTRAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-08
826 Triada Capital Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-21
827 UCAP HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-11
828 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
829 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
830 Value Partners Private Equity Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
831 VBG Capital Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2008-11-11 2013-09-19
832 VP Wealth Management (Hong Kong) Limited 2 3 5 1 1 2 -1 -2 -3 60.00 50.00 2007-09-11 2025-07-24
833 Waterland Securities (HK) Company Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-02-20 2013-01-15
834 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
835 WMG Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-28 2014-01-06
836 Wolver Hill Asset Management Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-03-10
837 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
838 AIR GEO SERVICES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-08-21 2012-12-14
839 AuVantage Consultancy Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2016-10-03
840 Broadway Wealth Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-01-03
841 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2008-07-09
842 EK INVESTMENT MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-10-16
843 ENZARD LIMITED 2 3 5 1 0 1 -1 -3 -4 60.00 0.00 2004-05-21 2013-02-18
844 iTTa Capital Limited 2 6 8 1 0 1 -1 -6 -7 75.00 0.00 2003-05-29 2013-06-11
845 Keefe, Bruyette & Woods Asia Limited 5 9 14 1 0 1 -4 -9 -13 64.29 0.00 2010-03-03 2013-04-24
846 MLI LIMITED (d2018-03-29) 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2013-05-29
847 OnePlatform Wealth Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-07-25 2014-05-28
848 Pacific Advantage Capital Limited 3 1 4 1 0 1 -2 -1 -3 25.00 0.00 2010-10-25 2013-01-14
849 Partners Asset Management (HK) Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2007-04-03
850 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2010-03-02 2013-01-14
851 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 17 21 1 0 1 -3 -17 -20 80.95 0.00 2013-04-17
852 STARLING GROUP SECURITIES LIMITED 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2009-11-06 2013-05-20
853 VISION FINANCE (SECURITIES) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-05-08
854 Whitestone Securities Limited 0 0 0 1 0 1 1 0 1 - 0.00 2012-04-17 2013-05-22
855 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-06-25
856 Andante Capital Partners Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-11-11 2012-12-03
857 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 266 268 0 0 0 -2 -266 -268 99.25 - 2012-11-27
858 AXA Financial Planning (Hong Kong) Limited 3 19 22 0 0 0 -3 -19 -22 86.36 - 2012-05-25
859 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2013-04-02
860 BROOKE CAPITAL LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-06-13
861 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-08-19 2012-12-03
862 CHI CAPITAL SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-09-07 2016-05-05
863 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-05-13
864 Chuo Mitsui Investments Hong Kong Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-04-30 2011-12-29
865 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 5 34 39 0 0 0 -5 -34 -39 87.18 - 2012-12-13
866 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 3 4 7 0 0 0 -3 -4 -7 57.14 - 2004-07-28 2013-02-27
867 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 4 53 57 0 0 0 -4 -53 -57 92.98 - 2012-06-04
868 DEVELOPMENT PRINCIPLES GROUP (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-04-29 2012-08-09
869 DRAGONFLY INVESTMENT MANAGEMENT CO., LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-10-26 2012-03-08
870 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-01-07
871 FINANCIAL SHIELD LIMITED (b2000-01-24) 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-06-21
872 FU HENG INVESTMENT MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-09-12
873 FWD Life Insurance Company (Bermuda) Limited 1 60 61 0 0 0 -1 -60 -61 98.36 - 2012-11-21
874 GEOMATRIX (H.K.) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-01-31
875 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2013-03-19
876 Global CTA Services Investment (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-11-26 2012-09-03
877 Halbis Capital Management (Hong Kong) Limited 7 38 45 0 0 0 -7 -38 -45 84.44 - 2005-06-23 2012-05-11
878 Highland Financial Group Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-03-22 2012-11-07
879 HSBC Family Office Services Limited 3 5 8 0 0 0 -3 -5 -8 62.50 - 2006-01-03 2012-07-13
880 HSBC LIFE (INTERNATIONAL) LIMITED 1 75 76 0 0 0 -1 -75 -76 98.68 - 2012-05-07
881 Julius Baer (Hong Kong) Limited 2 4 6 0 0 0 -2 -4 -6 66.67 - 2006-09-14 2012-05-10
882 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 0 0 0 -2 -19 -21 90.48 - 2013-03-19
883 MANDARIN VP (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-09-20
884 MF Global Hong Kong Limited 0 1 1 0 0 0 0 -1 -1 100.00 - 2007-04-30
885 MONEY CONCEPTS (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-09-18
886 NEWMOUNT INVESTMENT MANAGEMENT (ASIA) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-07-19
887 OSCAR BENSON LIMITED (HK) 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-23
888 RBC Capital Markets (Hong Kong) Limited 4 1 5 0 0 0 -4 -1 -5 20.00 - 2010-09-09 2012-11-01
889 RBC Capital Markets (Hong Kong) Limited 4 1 5 0 0 0 -4 -1 -5 20.00 - 2012-11-01 2016-07-26
890 Renaissance Capital (Hong Kong) Limited 2 15 17 0 0 0 -2 -15 -17 88.24 - 2010-09-02 2012-09-28
891 SARASIN INVESTMENT MANAGEMENT LIMITED (d2013-12-09) 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-04-02
892 SDIC Securities International Financial Holdings Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-17
893 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-12-17
894 SKY WARD GLOBAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-07-10
895 SKYWAY-PHAROS ASSET MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2011-07-22 2012-03-13
896 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-30
897 Standard Advisory Asia Limited 3 4 7 0 0 0 -3 -4 -7 57.14 - 2007-03-09 2013-04-12
898 STANHILL (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-05-23
899 SUNNY WORLD INVESTMENT LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2012-08-28
900 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2009-10-27 2012-08-01
901 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2009-11-19 2012-10-08
902 Voras Capital Management (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-07-31 2012-09-04
903 YF Life Investors Limited 3 85 88 0 0 0 -3 -85 -88 96.59 - 2004-08-30 2013-03-22
Average 2.97 11.28 14.24 3.05 10.39 13.44 79.18 77.33

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