SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2012-03-31 2013-03-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch (Asia Pacific) Limited 11 452 463 15 437 452 4 -15 -11 97.62 96.68
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 11 292 303 10 267 277 -1 -25 -26 96.37 96.39
3 Credit Suisse (Hong Kong) Limited 31 285 316 24 221 245 -7 -64 -71 90.19 90.20 2025-01-13
4 UBS SECURITIES ASIA LIMITED 4 242 246 3 229 232 -1 -13 -14 98.37 98.71
5 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 11 172 183 17 147 164 6 -25 -19 93.99 89.63
6 Merrill Lynch Far East Limited 7 130 137 10 139 149 3 9 12 94.89 93.29 2025-01-16
7 Citigroup Global Markets Asia Limited 4 141 145 4 137 141 0 -4 -4 97.24 97.16
8 CLSA LIMITED 4 35 39 5 133 138 1 98 99 89.74 96.38
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 128 132 4 124 128 0 -4 -4 96.97 96.88
10 GOLDMAN SACHS (ASIA) L.L.C. 11 128 139 10 116 126 -1 -12 -13 92.09 92.06
11 BlackRock Asset Management North Asia Limited 4 29 33 6 118 124 2 89 91 87.88 95.16
12 J.P. MORGAN BROKING (HONG KONG) LIMITED 10 102 112 17 105 122 7 3 10 91.07 86.07
13 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 119 126 7 114 121 0 -5 -5 94.44 94.21
14 MACQUARIE CAPITAL LIMITED 2 124 126 2 116 118 0 -8 -8 98.41 98.31
15 HSBC Global Asset Management (Hong Kong) Limited 12 97 109 12 103 115 0 6 6 88.99 89.57
16 FIL Investment Management (Hong Kong) Limited 5 94 99 7 104 111 2 10 12 94.95 93.69
17 BOCI SECURITIES LIMITED 11 89 100 9 99 108 -2 10 8 89.00 91.67 2004-03-01
18 JPMorgan Asset Management (Asia Pacific) Limited 5 98 103 8 97 105 3 -1 2 95.15 92.38
19 BlackRock (Hong Kong) Limited (d2017-01-20) 5 51 56 4 94 98 -1 43 42 91.07 95.92 2015-05-15
20 Morgan Stanley Asia Limited 8 103 111 8 88 96 0 -15 -15 92.79 91.67
21 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 8 66 74 7 80 87 -1 14 13 89.19 91.95 2008-08-20
22 iBest Consultants Limited 2 77 79 2 84 86 0 7 7 97.47 97.67 2019-08-15
23 Everbright Securities Investment Services (HK) Limited 4 54 58 6 73 79 2 19 21 93.10 92.41
24 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 85 92 7 72 79 0 -13 -13 92.39 91.14
25 Jefferies Hong Kong Limited 6 54 60 6 69 75 0 15 15 90.00 92.00 2010-01-04
26 CENTALINE WEALTH MANAGEMENT LIMITED 3 81 84 3 71 74 0 -10 -10 96.43 95.95 2004-04-02
27 KGI ASIA LIMITED 11 53 64 12 59 71 1 6 7 82.81 83.10 2017-10-02
28 MIZUHO SECURITIES ASIA LIMITED 10 72 82 10 61 71 0 -11 -11 87.80 85.92
29 CITIC Securities Brokerage (HK) Limited 8 49 57 9 61 70 1 12 13 85.96 87.14
30 FWD Financial Planning Limited (HK) 4 69 73 3 66 69 -1 -3 -4 94.52 95.65
31 Standard Chartered Securities (Hong Kong) Limited 11 48 59 12 56 68 1 8 9 81.36 82.35
32 Daiwa Capital Markets Hong Kong Limited 4 81 85 4 63 67 0 -18 -18 95.29 94.03
33 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 53 58 6 55 61 1 2 3 91.38 90.16
34 BARCLAYS CAPITAL ASIA LIMITED 3 72 75 3 57 60 0 -15 -15 96.00 95.00
35 CCB INTERNATIONAL SECURITIES LIMITED 8 58 66 13 47 60 5 -11 -6 87.88 78.33 2005-10-10
36 Quam Securities Limited 4 45 49 3 57 60 -1 12 11 91.84 95.00
37 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 4 49 53 5 50 55 1 1 2 92.45 90.91 2007-01-12 2015-05-31
38 BCT Financial Limited 2 58 60 2 51 53 0 -7 -7 96.67 96.23 2010-11-24
39 FIL Investment Advisors 3 45 48 3 49 52 0 4 4 93.75 94.23
40 VALUE PARTNERS LIMITED 3 51 54 3 49 52 0 -2 -2 94.44 94.23
41 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 7 40 47 10 41 51 3 1 4 85.11 80.39 2009-09-15
42 VALUE PARTNERS HONG KONG LIMITED 3 50 53 3 48 51 0 -2 -2 94.34 94.12 2007-11-19
43 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 59 61 2 48 50 0 -11 -11 96.72 96.00
44 oOo Securities (HK) Group Limited 3 39 42 3 47 50 0 8 8 92.86 94.00 2004-12-03
45 TARGET CAPITAL MANAGEMENT LIMITED (HK) 6 31 37 8 41 49 2 10 12 83.78 83.67 2007-04-26
46 UBS Asset Management (Hong Kong) Limited 5 45 50 5 44 49 0 -1 -1 90.00 89.80
47 CSI Corporate Finance (HK) Limited 8 42 50 8 40 48 0 -2 -2 84.00 83.33 2007-08-01 2019-03-29
48 Pictet Asset Management (Hong Kong) Limited 5 33 38 8 40 48 3 7 10 86.84 83.33
49 BLACKSTONE GROUP (HK) LIMITED (THE) 3 39 42 4 42 46 1 3 4 92.86 91.30 2008-10-14
50 ALTRUIST FINANCIAL GROUP LIMITED 2 51 53 2 43 45 0 -8 -8 96.23 95.56 2004-01-20
51 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 32 34 3 42 45 1 10 11 94.12 93.33
52 JPMorgan Funds (Asia) Limited 7 32 39 7 38 45 0 6 6 82.05 84.44
53 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 5 48 53 4 41 45 -1 -7 -8 90.57 91.11
54 BOCI RESEARCH LIMITED 5 43 48 4 40 44 -1 -3 -4 89.58 90.91
55 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 42 46 4 39 43 0 -3 -3 91.30 90.70 2018-12-31
56 Sanford C. Bernstein (Hong Kong) Limited 5 27 32 6 35 41 1 8 9 84.38 85.37 2011-09-28
57 Rothschild & Co Hong Kong Limited 3 35 38 3 37 40 0 2 2 92.11 92.50 2005-04-27
58 T. Rowe Price Hong Kong Limited 3 31 34 3 36 39 0 5 5 91.18 92.31 2010-12-21
59 Manulife Investment Management (Hong Kong) Limited 5 22 27 5 33 38 0 11 11 81.48 86.84
60 NATIXIS ASIA LIMITED 3 29 32 4 34 38 1 5 6 90.63 89.47 2004-10-19
61 UOB KAY HIAN (HONG KONG) LIMITED 3 32 35 3 35 38 0 3 3 91.43 92.11
62 INVESCO HONG KONG LIMITED 5 17 22 5 32 37 0 15 15 77.27 86.49
63 JF INTERNATIONAL MANAGEMENT INC. 3 33 36 4 33 37 1 0 1 91.67 89.19 2020-07-13
64 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 26 31 5 32 37 0 6 6 83.87 86.49
65 ASSET MANAGEMENT GROUP LIMITED 2 33 35 2 34 36 0 1 1 94.29 94.44 2006-01-17
66 BSI Investment Advisors (Hong Kong) Limited 5 24 29 5 31 36 0 7 7 82.76 86.11 2010-08-27 2014-06-04
67 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 34 39 5 31 36 0 -3 -3 87.18 86.11
68 GET NICE SECURITIES LIMITED 4 31 35 4 31 35 0 0 0 88.57 88.57
69 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 9 18 27 9 26 35 0 8 8 66.67 74.29
70 Yuanta Securities (Hong Kong) Company Limited 4 25 29 6 29 35 2 4 6 86.21 82.86
71 AllianceBernstein Hong Kong Limited 4 25 29 5 28 33 1 3 4 86.21 84.85
72 BOCOM International Securities Limited 5 30 35 4 29 33 -1 -1 -2 85.71 87.88 2007-09-10
73 CGS International Securities Hong Kong Limited 3 17 20 4 29 33 1 12 13 85.00 87.88
74 DBS VICKERS (HONG KONG) LIMITED 4 29 33 4 27 31 0 -2 -2 87.88 87.10
75 Amundi Hong Kong Limited 5 28 33 5 25 30 0 -3 -3 84.85 83.33
76 T G HOLBORN (HK) LIMITED 3 29 32 3 27 30 0 -2 -2 90.63 90.00 2014-04-29
77 HARVEST GLOBAL INVESTMENTS LIMITED 3 24 27 5 24 29 2 0 2 88.89 82.76 2009-02-16
78 INSTINET PACIFIC LIMITED 4 16 20 3 26 29 -1 10 9 80.00 89.66
79 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 23 27 4 25 29 0 2 2 85.19 86.21
80 Fidelity Management & Research (Hong Kong) Limited 3 19 22 5 23 28 2 4 6 86.36 82.14 2008-09-04
81 HARRIS FRASER (INTERNATIONAL) LIMITED 3 15 18 3 25 28 0 10 10 83.33 89.29
82 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 38 44 5 23 28 -1 -15 -16 86.36 82.14 2005-07-05
83 IPP Financial Advisers Limited 2 22 24 2 25 27 0 3 3 91.67 92.59 2006-12-21
84 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 6 17 23 5 21 26 -1 4 3 73.91 80.77
85 EMPEROR SECURITIES LIMITED (HK) 7 19 26 7 19 26 0 0 0 73.08 73.08
86 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 14 18 4 22 26 0 8 8 77.78 84.62
87 BARING ASSET MANAGEMENT (ASIA) LIMITED 5 21 26 7 18 25 2 -3 -1 80.77 72.00
88 CAIIS Limited 3 18 21 3 22 25 0 4 4 85.71 88.00 2018-09-04
89 CBH Asia Limited 4 19 23 4 21 25 0 2 2 82.61 84.00
90 Eastspring Investments (Hong Kong) Limited 4 10 14 3 22 25 -1 12 11 71.43 88.00
91 First Sentier Investors (Hong Kong) Limited 5 23 28 5 20 25 0 -3 -3 82.14 80.00
92 MIDLAND WEALTH MANAGEMENT LIMITED 2 24 26 3 22 25 1 -2 -1 92.31 88.00 2008-02-18
93 Neuberger Berman Asia Limited 4 15 19 4 21 25 0 6 6 78.95 84.00 2008-03-13
94 PineBridge Investments Asia Limited 6 16 22 6 19 25 0 3 3 72.73 76.00
95 CASH Wealth Management Limited 2 29 31 4 20 24 2 -9 -7 93.55 83.33
96 CSOP Asset Management Limited 3 11 14 3 21 24 0 10 10 78.57 87.50 2009-04-02
97 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 7 25 32 5 19 24 -2 -6 -8 78.13 79.17
98 Polen Capital HK Limited 2 1 3 4 20 24 2 19 21 33.33 83.33
99 RHB SECURITIES HONG KONG LIMITED 4 24 28 4 20 24 0 -4 -4 85.71 83.33 2006-11-17 2022-10-06
100 Wellington Management Hong Kong Limited (b2003-01-02) 4 18 22 5 18 23 1 0 1 81.82 78.26 2003-09-18
101 China Asset Management (Hong Kong) Limited 5 13 18 4 18 22 -1 5 4 72.22 81.82 2009-04-03
102 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 4 18 22 0 2 2 80.00 81.82 2008-07-03
103 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 4 18 22 0 2 2 80.00 81.82
104 HANG SENG SECURITIES LIMITED 5 18 23 5 17 22 0 -1 -1 78.26 77.27
105 HPEF Capital Partners Limited 9 13 22 8 14 22 -1 1 0 59.09 63.64 2022-06-01
106 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 17 19 3 19 22 1 2 3 89.47 86.36
107 SINOPAC SECURITIES (ASIA) LIMITED 3 19 22 4 18 22 1 -1 0 86.36 81.82 2017-02-12
108 DBS ASIA CAPITAL LIMITED 8 12 20 7 14 21 -1 2 1 60.00 66.67
109 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 16 19 3 18 21 0 2 2 84.21 85.71 2005-11-15
110 SMBC Nikko Securities (Hong Kong) Limited 5 15 20 8 13 21 3 -2 1 75.00 61.90
111 China Universal Asset Management (Hong Kong) Company Limited 3 9 12 8 12 20 5 3 8 75.00 60.00 2010-02-19
112 CITIC CLSA Capital Partners HK Limited 4 16 20 4 16 20 0 0 0 80.00 80.00
113 St. James's Place (Hong Kong) Limited 2 16 18 2 18 20 0 2 2 88.89 90.00
114 APG Investments Asia Limited 7 11 18 6 13 19 -1 2 1 61.11 68.42 2008-11-18
115 CITIC Securities (Hong Kong) Limited 5 19 24 5 14 19 0 -5 -5 79.17 73.68
116 DEUTSCHE SECURITIES ASIA LIMITED 7 16 23 7 12 19 0 -4 -4 69.57 63.16 2019-12-03
117 HAITONG INTERNATIONAL RESEARCH LIMITED 3 18 21 3 16 19 0 -2 -2 85.71 84.21
118 HSBC Global Asset Management Holdings (Bahamas) Limited 6 0 6 7 12 19 1 12 13 0.00 63.16 2020-06-02
119 LOMBARD ODIER (HONG KONG) LIMITED 4 7 11 3 16 19 -1 9 8 63.64 84.21
120 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 17 22 2 17 19 -3 0 -3 77.27 89.47
121 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 3 16 19 0 2 2 82.35 84.21 2004-05-19
122 BOCI ASSET MANAGEMENT LIMITED 4 15 19 4 14 18 0 -1 -1 78.95 77.78 2014-12-24
123 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 5 18 23 6 12 18 1 -6 -5 78.26 66.67 2024-03-28
124 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 13 19 5 13 18 -1 0 -1 68.42 72.22 2008-10-22
125 CITIC Securities Asset Management (HK) Limited 3 14 17 3 15 18 0 1 1 82.35 83.33 2008-08-01
126 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 4 14 18 4 14 18 0 0 0 77.78 77.78 2016-06-30
127 Goldman Sachs Investment Management Hong Kong Limited 3 31 34 5 13 18 2 -18 -16 91.18 72.22 2013-11-27
128 Guosen Securities (HK) Brokerage Company, Limited 3 22 25 3 15 18 0 -7 -7 88.00 83.33 2010-02-26
129 HANG SENG INVESTMENT SERVICES LIMITED 7 12 19 6 12 18 -1 0 -1 63.16 66.67
130 Income Partners Asset Management (HK) Limited 3 17 20 2 16 18 -1 -1 -2 85.00 88.89
131 MIB SECURITIES (HONG KONG) LIMITED 3 12 15 2 16 18 -1 4 3 80.00 88.89
132 OnePlatform Asset Management Limited 2 20 22 2 16 18 0 -4 -4 90.91 88.89
133 Religare Capital Markets (Hong Kong) Limited 5 20 25 6 12 18 1 -8 -7 80.00 66.67 2009-09-22 2018-04-09
134 Samsung Asset Management (Hong Kong) Limited 4 7 11 3 15 18 -1 8 7 63.64 83.33 2008-04-23
135 Shang International Finance Limited 6 14 20 6 12 18 0 -2 -2 70.00 66.67 2024-01-26
136 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 11 18 7 11 18 0 0 0 61.11 61.11
137 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 15 21 6 12 18 0 -3 -3 71.43 66.67
138 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 8 12 4 14 18 0 6 6 66.67 77.78 2009-07-10
139 Wells Fargo Securities Asia Limited 4 13 17 3 15 18 -1 2 1 76.47 83.33 2008-04-25
140 ABCI Securities Company Limited 2 5 7 3 14 17 1 9 10 71.43 82.35 2005-11-15
141 Ark Securities (Hong Kong) Limited 3 15 18 2 15 17 -1 0 -1 83.33 88.24
142 CHIEF SECURITIES LIMITED 3 14 17 3 14 17 0 0 0 82.35 82.35 2006-04-20
143 China Galaxy International Securities (Hong Kong) Co., Limited 2 0 2 6 11 17 4 11 15 0.00 64.71 2012-03-13
144 CVC Asia Pacific Limited 4 12 16 4 13 17 0 1 1 75.00 76.47
145 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 2 10 12 4 13 17 2 3 5 83.33 76.47 2009-01-02
146 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 10 14 4 13 17 0 3 3 71.43 76.47 2003-06-06
147 MCP Asset Management Company Limited 3 13 16 3 14 17 0 1 1 81.25 82.35 2005-08-23
148 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 11 14 3 14 17 0 3 3 78.57 82.35 2010-02-23
149 UBP ASSET MANAGEMENT ASIA LIMITED 5 13 18 4 13 17 -1 0 -1 72.22 76.47 2007-01-11
150 Yuanta Asia Investment (Hong Kong) Limited 2 21 23 2 15 17 0 -6 -6 91.30 88.24 2007-01-15 2013-11-01
151 Asiya Investments Hong Kong Limited 0 0 0 4 12 16 4 12 16 - 75.00 2012-07-06 2021-07-19
152 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 13 15 2 14 16 0 1 1 86.67 87.50
153 BNY Mellon Investment Management Hong Kong Limited 4 2 6 4 12 16 0 10 10 33.33 75.00 2008-06-06
154 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 12 16 0 1 1 73.33 75.00
155 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 12 16 4 12 16 0 0 0 75.00 75.00 2008-04-30
156 DWS Investments Hong Kong Limited 4 16 20 3 13 16 -1 -3 -4 80.00 81.25
157 GF Asset Management (Hong Kong) Limited 4 12 16 3 13 16 -1 1 0 75.00 81.25 2007-11-08
158 iFAST Financial (HK) Limited 4 11 15 5 11 16 1 0 1 73.33 68.75 2007-03-30
159 Robeco Hong Kong Limited 4 10 14 3 13 16 -1 3 2 71.43 81.25 2007-12-18
160 WILSON SECURITIES LIMITED 3 19 22 2 14 16 -1 -5 -6 86.36 87.50 2010-02-25
161 313 Capital Management Limited 2 7 9 2 13 15 0 6 6 77.78 86.67 2010-04-19
162 BEA Union Investment Management Limited 5 9 14 6 9 15 1 0 1 64.29 60.00
163 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 2 11 13 3 12 15 1 1 2 84.62 80.00 2010-02-11
164 ICBC INTERNATIONAL RESEARCH LIMITED 4 13 17 4 11 15 0 -2 -2 76.47 73.33 2009-07-10 2024-10-15
165 Legg Mason Asset Management Hong Kong Limited 3 18 21 2 13 15 -1 -5 -6 85.71 86.67 2022-06-30
166 Oreana Financial Services Limited 3 9 12 3 12 15 0 3 3 75.00 80.00
167 ARGYLE STREET MANAGEMENT LIMITED 4 10 14 3 11 14 -1 1 0 71.43 78.57
168 Bosera Asset Management (International) Co., Limited 4 9 13 2 12 14 -2 3 1 69.23 85.71 2010-11-05
169 China Tonghai (IA) Limited 3 7 10 3 11 14 0 4 4 70.00 78.57 2017-11-29
170 FIRST SHANGHAI SECURITIES LIMITED 3 13 16 4 10 14 1 -3 -2 81.25 71.43
171 IAM LEGACY LIMITED 3 25 28 3 11 14 0 -14 -14 89.29 78.57 2007-08-21
172 ICBC Asset Management (Global) Company Limited 3 10 13 3 11 14 0 1 1 76.92 78.57
173 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 3 8 11 3 11 14 0 3 3 72.73 78.57 2009-12-14 2024-10-15
174 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 3 3 6 4 10 14 1 7 8 50.00 71.43 2009-11-16
175 Janus Henderson Investors Hong Kong Limited 4 10 14 4 10 14 0 0 0 71.43 71.43
176 SG SECURITIES (HK) LIMITED 4 11 15 5 9 14 1 -2 -1 73.33 64.29 2010-08-18
177 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 4 10 14 0 1 1 69.23 71.43 2006-03-24
178 VICTORY SECURITIES COMPANY LIMITED 3 9 12 3 11 14 0 2 2 75.00 78.57
179 BOCOM MPF & Financial Services Company Limited 0 0 0 5 8 13 5 8 13 - 61.54 2012-06-25
180 Deltroit (Hong Kong) Limited 2 11 13 1 12 13 -1 1 0 84.62 92.31 2005-04-11 2024-12-12
181 Hamilton Lane (Hong Kong) Limited 2 9 11 2 11 13 0 2 2 81.82 84.62 2010-07-05
182 Nomura Asset Management Hong Kong Limited 3 8 11 6 7 13 3 -1 2 72.73 53.85
183 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 10 14 2 11 13 -2 1 -1 71.43 84.62 2008-05-29
184 PRUDENTIAL BROKERAGE LIMITED 2 13 15 2 11 13 0 -2 -2 86.67 84.62
185 SDICS International Securities (Hong Kong) Limited 3 3 6 3 10 13 0 7 7 50.00 76.92 2010-05-18
186 StormHarbour Securities (Hong Kong) Limited 3 9 12 3 10 13 0 1 1 75.00 76.92 2010-03-18
187 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 10 14 3 9 12 -1 -1 -2 71.43 75.00 2008-08-08
188 AXA Investment Managers Asia Limited 3 11 14 3 9 12 0 -2 -2 78.57 75.00
189 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 11 14 3 9 12 0 -2 -2 78.57 75.00 2019-07-05
190 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 7 10 3 9 12 0 2 2 70.00 75.00 2009-10-05
191 CC Finance Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2006-04-20 2025-06-19
192 DELTA ASIA SECURITIES LIMITED 3 3 6 3 9 12 0 6 6 50.00 75.00
193 DigitalBridge Management Asia Limited 3 3 6 4 8 12 1 5 6 50.00 66.67 2010-07-20
194 HAMON ASSET MANAGEMENT LIMITED 3 10 13 3 9 12 0 -1 -1 76.92 75.00
195 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67 2010-10-27 2021-11-26
196 MUFG Securities Asia Limited 7 12 19 4 8 12 -3 -4 -7 63.16 66.67 2010-12-31
197 OCP Asia (Hong Kong) Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2004-09-03 2022-06-13
198 Open Securities Limited 2 8 10 3 9 12 1 1 2 80.00 75.00
199 ORIENTAL PATRON SECURITIES LIMITED 4 7 11 4 8 12 0 1 1 63.64 66.67
200 PEGASUS FUND MANAGERS LIMITED 2 11 13 2 10 12 0 -1 -1 84.62 83.33
201 PFP Capital Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00
202 Pyramis Global Advisors (Hong Kong) Limited 3 7 10 3 9 12 0 2 2 70.00 75.00 2008-07-29 2014-11-21
203 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 5 7 12 3 1 4 75.00 58.33 2010-09-21 2017-06-27
204 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2019-09-30
205 Templewater Hong Kong Limited 4 0 4 6 6 12 2 6 8 0.00 50.00
206 Vanguard Investments Hong Kong Limited 2 3 5 3 9 12 1 6 7 60.00 75.00 2012-02-07 2022-06-29
207 AIF CAPITAL LIMITED 4 9 13 3 8 11 -1 -1 -2 69.23 72.73
208 BMI FUNDS MANAGEMENT LIMITED 2 11 13 2 9 11 0 -2 -2 84.62 81.82
209 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73 2009-03-13
210 CAPITAL GLOBAL MANAGEMENT LIMITED 3 8 11 4 7 11 1 -1 0 72.73 63.64 2005-12-20
211 CHEONG LEE SECURITIES LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73 2005-11-24
212 Conning Asia Pacific Limited 3 0 3 2 9 11 -1 9 8 0.00 81.82 2012-02-24
213 DAEWOO SECURITIES (HONG KONG) LIMITED 4 9 13 4 7 11 0 -2 -2 69.23 63.64 2017-02-28
214 ENHANCED INVESTMENT PRODUCTS LIMITED 3 8 11 5 6 11 2 -2 0 72.73 54.55
215 EQT Partners Asia Limited 3 11 14 3 8 11 0 -3 -3 78.57 72.73 2023-09-06
216 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2019-05-10
217 FLAG Squadron Asia Limited 6 6 12 5 6 11 -1 0 -1 50.00 54.55 2007-07-04 2016-06-02
218 FULBRIGHT SECURITIES LIMITED 4 5 9 6 5 11 2 0 2 55.56 45.45 2010-05-18
219 GAM HONG KONG LIMITED 3 8 11 4 7 11 1 -1 0 72.73 63.64
220 Ge Shang Investment (Hong Kong) Limited 2 12 14 2 9 11 0 -3 -3 85.71 81.82
221 GT Asset & Portfolio Management Limited 3 6 9 3 8 11 0 2 2 66.67 72.73 2004-11-04
222 HAMON ASIAN ADVISORS LIMITED 3 9 12 3 8 11 0 -1 -1 75.00 72.73
223 Huajin Corporate Finance (International) Limited 4 6 10 4 7 11 0 1 1 60.00 63.64
224 INTEGRITY FINANCIAL SERVICES LIMITED 2 8 10 2 9 11 0 1 1 80.00 81.82 2005-05-09
225 MERCER INVESTMENTS (HK) LIMITED 2 5 7 2 9 11 0 4 4 71.43 81.82 2005-08-04
226 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 6 8 2 9 11 0 3 3 75.00 81.82
227 Penjing Asset Management (HK) Limited 5 10 15 4 7 11 -1 -3 -4 66.67 63.64 2005-03-24 2016-02-03
228 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 11 13 2 9 11 0 -2 -2 84.62 81.82
229 PIMCO Asia Limited 3 8 11 2 9 11 -1 1 0 72.73 81.82 2006-05-17
230 Principal Investment & Retirement Services Limited 3 3 6 3 8 11 0 5 5 50.00 72.73 2011-08-17
231 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 4 6 10 3 8 11 -1 2 1 60.00 72.73 2007-05-08 2019-09-30
232 Vision Capital Investment Management Limited 3 9 12 4 7 11 1 -2 -1 75.00 63.64 2008-01-12
233 Wanhai Securities (HK) Limited 3 4 7 4 7 11 1 3 4 57.14 63.64
234 ALETHEIA TECHNOLOGIES LIMITED (HK) 3 1 4 3 7 10 0 6 6 25.00 70.00 2010-07-30 2022-07-22
235 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00
236 BOCHK Asset Management Limited 4 4 8 4 6 10 0 2 2 50.00 60.00 2010-12-15
237 CATHAY SECURITIES (HONG KONG) LIMITED 3 4 7 3 7 10 0 3 3 57.14 70.00 2007-11-27
238 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 7 13 6 4 10 0 -3 -3 53.85 40.00 2008-12-24
239 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 4 9 4 6 10 -1 2 1 44.44 60.00 2007-02-16
240 Citigroup Venture Capital International Asia Limited 3 7 10 3 7 10 0 0 0 70.00 70.00 2005-05-24 2014-04-15
241 Crosby Securities Limited 0 0 0 5 5 10 5 5 10 - 50.00 2013-03-06
242 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 7 10 0 4 4 50.00 70.00 2009-10-14
243 GF Securities (Hong Kong) Brokerage Limited 2 6 8 3 7 10 1 1 2 75.00 70.00 2009-10-30
244 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00 2004-11-29
245 Houlihan Lokey (China) Limited 2 7 9 2 8 10 0 1 1 77.78 80.00 2008-10-09
246 ICBC (ASIA) SECURITIES LIMITED 4 6 10 3 7 10 -1 1 0 60.00 70.00
247 Japaninvest (Hong Kong) Limited 2 7 9 4 6 10 2 -1 1 77.78 60.00 2010-10-26 2017-01-27
248 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00
249 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 6 11 5 5 10 0 -1 -1 54.55 50.00
250 M&F Asset Management Limited 3 8 11 3 7 10 0 -1 -1 72.73 70.00
251 Mirae Asset Securities (HK) Limited 2 18 20 2 8 10 0 -10 -10 90.00 80.00 2007-10-09 2017-02-28
252 Mirae Asset Securities (HK) Limited 2 18 20 2 8 10 0 -10 -10 90.00 80.00 2007-10-09 2017-03-01
253 Redford Asset Management Limited 4 8 12 3 7 10 -1 -1 -2 66.67 70.00 2010-03-09
254 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
255 SPARX Asia Investment Advisors Limited 4 8 12 5 5 10 1 -3 -2 66.67 50.00 2004-04-20
256 Sumo Asset Management Limited 2 3 5 4 6 10 2 3 5 60.00 60.00 2010-07-07 2022-08-23
257 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 5 7 2 8 10 0 3 3 71.43 80.00 2010-04-27
258 ZEAL ASSET MANAGEMENT LIMITED 5 6 11 5 5 10 0 -1 -1 54.55 50.00 2009-10-09 2025-08-20
259 abrdn Hong Kong Limited 3 5 8 3 6 9 0 1 1 62.50 66.67
260 ALBOURNE PARTNERS (ASIA) LIMITED 3 5 8 4 5 9 1 0 1 62.50 55.56 2004-09-07
261 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 4 5 9 0 0 0 55.56 55.56 2004-08-13
262 CHINA EVERBRIGHT CAPITAL LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
263 China Integrity Investment Limited 3 4 7 3 6 9 0 2 2 57.14 66.67 2014-03-19
264 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
265 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 3 6 9 2 7 9 -1 1 0 66.67 77.78
266 CTBC Asia Limited 2 11 13 2 7 9 0 -4 -4 84.62 77.78 2004-10-04
267 DL SECURITIES (HK) LIMITED 0 0 0 3 6 9 3 6 9 - 66.67 2012-09-04
268 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2005-02-16
269 Guo Tong Capital Management Company Limited 2 5 7 3 6 9 1 1 2 71.43 66.67 2010-05-24 2019-05-22
270 GUODU SECURITIES (HONG KONG) LIMITED 3 1 4 4 5 9 1 4 5 25.00 55.56 2010-07-07
271 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 11 14 2 7 9 -1 -4 -5 78.57 77.78 2010-06-29
272 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 4 5 9 1 -1 0 66.67 55.56
273 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56 2014-10-13
274 Kerogen Capital (Asia) Limited 4 4 8 5 4 9 1 0 1 50.00 44.44 2010-02-01
275 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 5 10 4 5 9 -1 0 -1 50.00 55.56 2017-10-02
276 Leonteq Securities (Hong Kong) Limited 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2011-04-07
277 Mackenzie Investments Asia Limited 3 6 9 3 6 9 0 0 0 66.67 66.67
278 MAN INVESTMENTS (HONG KONG) LIMITED 3 10 13 2 7 9 -1 -3 -4 76.92 77.78
279 Mitsubishi UFJ Investment Services (HK) Limited 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2007-12-21 2021-04-21
280 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 3 6 9 4 5 9 1 -1 0 66.67 55.56 2011-04-14
281 Oasis Management (Hong Kong) 2 3 5 2 7 9 0 4 4 60.00 77.78 2004-09-14
282 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
283 RAYS Capital Partners Limited 3 5 8 3 6 9 0 1 1 62.50 66.67 2011-11-02
284 Rockhampton Management Limited 3 10 13 3 6 9 0 -4 -4 76.92 66.67 2011-01-26
285 SILVERHORN INVESTMENT ADVISORS LIMITED 2 4 6 3 6 9 1 2 3 66.67 66.67 2011-02-28
286 Soochow Securities International Brokerage Limited 2 2 4 4 5 9 2 3 5 50.00 55.56 2012-01-12
287 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67 2003-05-23 2022-07-19
288 Yunfeng Financial Markets Limited 5 5 10 3 6 9 -2 1 -1 50.00 66.67
289 Allianz Global Investors Hong Kong Limited 2 8 10 2 6 8 0 -2 -2 80.00 75.00 2015-05-31
290 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
291 Changjiang Securities Brokerage (HK) Limited 2 0 2 2 6 8 0 6 6 0.00 75.00 2011-12-13
292 Channel 8 Wealth Management Limited 3 8 11 3 5 8 0 -3 -3 72.73 62.50 2010-01-27
293 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 2 5 7 2 6 8 0 1 1 71.43 75.00
294 China Renaissance Securities (Hong Kong) Limited 0 0 0 4 4 8 4 4 8 - 50.00 2012-10-24
295 Chinese Strategic Asset Management Limited 4 4 8 4 4 8 0 0 0 50.00 50.00 2007-12-20 2020-07-16
296 CHOW SANG SANG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
297 CMB International Asset Management Limited 3 3 6 3 5 8 0 2 2 50.00 62.50 2010-05-26
298 COHEN & STEERS ASIA LIMITED 2 5 7 4 4 8 2 -1 1 71.43 50.00 2005-07-29
299 COMGEST FAR EAST LIMITED 2 6 8 3 5 8 1 -1 0 75.00 62.50
300 EVENSTAR ADVISORS LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2007-04-19
301 EXS Capital Asia Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2008-06-12
302 Funderstone Securities Limited 3 3 6 6 2 8 3 -1 2 50.00 25.00
303 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 7 9 2 6 8 0 -1 -1 77.78 75.00 2007-10-23
304 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
305 IBTS ASIA (HK) LIMITED 4 3 7 3 5 8 -1 2 1 42.86 62.50 2005-11-17 2024-09-20
306 LAZARD ASIA (HONG KONG) LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
307 Mason Securities Limited 5 6 11 4 4 8 -1 -2 -3 54.55 50.00
308 MEIJI YASUDA ASIA LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00 2019-10-17
309 MFG Limited (HK) 3 5 8 3 5 8 0 0 0 62.50 62.50 2008-07-15
310 ONSHINE SECURITIES LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
311 PANTHEON VENTURES (HK) LLP 2 8 10 2 6 8 0 -2 -2 80.00 75.00 2010-06-30 2024-05-14
312 Permira Advisers Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2008-08-19
313 Ping An Securities (Hong Kong) Holdings Company Limited 4 2 6 3 5 8 -1 3 2 33.33 62.50 2009-07-30 2021-05-27
314 Providence Equity Asia Limited 2 9 11 2 6 8 0 -3 -3 81.82 75.00 2007-08-23 2019-01-10
315 Samena Capital Hong Kong Limited 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2009-09-01 2021-09-27
316 Success Securities Limited 2 4 6 3 5 8 1 1 2 66.67 62.50
317 Towers Watson Investment Services Hong Kong Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2007-05-14
318 VISION FINANCE ASSET MANAGEMENT LIMITED 5 4 9 5 3 8 0 -1 -1 44.44 37.50 2008-12-17
319 WFM Asia (HK) Limited 3 7 10 2 6 8 -1 -1 -2 70.00 75.00
320 Aletheia Analyst Network Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2008-06-03
321 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 8 10 3 4 7 1 -4 -3 80.00 57.14 2007-05-08
322 AMPLE CAPITAL LIMITED 3 8 11 3 4 7 0 -4 -4 72.73 57.14 2007-01-02 2022-07-27
323 Argonaut Securities (Asia) Limited 3 3 6 4 3 7 1 0 1 50.00 42.86 2011-09-08 2021-12-07
324 ASA SECURITIES LIMITED 0 0 0 3 4 7 3 4 7 - 57.14 2012-07-05
325 BREVAN HOWARD (HONG KONG) LIMITED 3 3 6 4 3 7 1 0 1 50.00 42.86 2008-03-12 2018-05-11
326 Bright Fund Management Limited 4 5 9 3 4 7 -1 -1 -2 55.56 57.14 2023-12-19
327 BTG Pactual Asia Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14 2009-08-13 2016-12-13
328 CC SIF Advisory Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-07-25
329 Changjiang Asset Management (HK) Limited 2 2 4 2 5 7 0 3 3 50.00 71.43 2011-12-16
330 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
331 China Orient International Asset Management Limited 0 0 0 2 5 7 2 5 7 - 71.43 2012-05-15
332 CMBC SECURITIES COMPANY LIMITED 4 3 7 3 4 7 -1 1 0 42.86 57.14 2011-10-26
333 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 1 4 3 4 7 0 3 3 25.00 57.14 2012-02-01
334 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 8 11 2 5 7 -1 -3 -4 72.73 71.43 2023-02-02
335 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
336 Everbright Capital Management Limited 3 2 5 2 5 7 -1 3 2 40.00 71.43 2007-09-24 2021-09-17
337 FB SECURITIES (HONG KONG) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14
338 Fosun International Securities Limited 5 2 7 4 3 7 -1 1 0 28.57 42.86
339 GF International Investment Management Limited 2 0 2 5 2 7 3 2 5 0.00 28.57 2011-09-08
340 GLG Partners Hong Kong Limited 3 1 4 4 3 7 1 2 3 25.00 42.86 2010-11-30 2023-10-02
341 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 4 6 10 6 1 7 2 -5 -3 60.00 14.29 2016-10-10
342 Grand Loyal Asset Management Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2008-11-07
343 HFS ASSET MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
344 HSBC STRUCTURED FUNDS (ASIA) LIMITED 6 3 9 5 2 7 -1 -1 -2 33.33 28.57 2004-02-10 2015-07-22
345 ICBC UBS Asset Management (International) Company Limited 3 0 3 3 4 7 0 4 4 0.00 57.14 2011-11-18
346 ICG Asia Pacific Limited 3 3 6 3 4 7 0 1 1 50.00 57.14
347 IVORY CAPITAL PRIVATE LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14 2007-03-21
348 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2022-10-13
349 KTF CAPITAL MANAGEMENT LIMITED 3 0 3 3 4 7 0 4 4 0.00 57.14 2011-10-31
350 LCA Solutions Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2010-07-30
351 Lighthorse Asset Management (HK) Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2010-06-18 2025-07-28
352 MIRABAUD (ASIA) LIMITED 3 9 12 3 4 7 0 -5 -5 75.00 57.14 2003-05-13 2018-10-16
353 Mirae Asset Capital (China) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2012-11-29
354 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 6 8 2 5 7 0 -1 -1 75.00 71.43
355 Oaktree Capital (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-07-12
356 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 2 5 7 0 1 1 66.67 71.43 2004-10-28
357 PFC INTERNATIONAL COMPANY LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43 2008-07-29
358 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2008-03-12
359 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2024-03-27
360 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2023-10-25
361 RICHLAND CAPITAL MANAGEMENT LIMITED 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2007-05-25 2016-05-24
362 Rothschild & Co Wealth Management Hong Kong Limited 2 1 3 2 5 7 0 4 4 33.33 71.43 2010-08-16 2019-10-18
363 SAIL ADVISORS LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2004-05-17
364 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2005-03-02 2023-02-20
365 Sensible Asset Management Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-06-18 2025-06-19
366 SMART ASSET MANAGEMENT LIMITED (HK) 2 0 2 2 5 7 0 5 5 0.00 71.43 2012-03-02 2013-11-26
367 SOUTH CHINA RESEARCH LIMITED 3 6 9 3 4 7 0 -2 -2 66.67 57.14
368 TENGARD FUND MANAGEMENT LIMITED 0 0 0 2 5 7 2 5 7 - 71.43 2012-04-03
369 TOYO SECURITIES ASIA LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57
370 TPG Capital, Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2012-03-07
371 VMS Securities Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2020-09-01
372 VTB Capital Hong Kong Limited 4 1 5 4 3 7 0 2 2 20.00 42.86 2011-06-30
373 XinKong International Securities Limited 3 9 12 3 4 7 0 -5 -5 75.00 57.14
374 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
375 YUE XIU SECURITIES COMPANY LIMITED 4 4 8 4 3 7 0 -1 -1 50.00 42.86
376 ZBI Asia Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2010-02-22 2014-06-09
377 Apollo Asset Management Limited (HK) 2 0 2 3 3 6 1 3 4 0.00 50.00 2010-09-16
378 Ares Management Asia (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2009-05-25 2014-08-18
379 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 5 1 6 1 0 1 20.00 16.67 2021-10-08
380 Asset Management One Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-03-10 2015-04-15
381 Belvest Investment Services Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
382 CAPE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-03-13
383 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
384 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 2 4 2 4 6 0 2 2 50.00 66.67 2008-10-31 2013-12-17
385 CES Capital International (Hong Kong) Co., Limited 2 4 6 4 2 6 2 -2 0 66.67 33.33 2009-05-29 2023-02-23
386 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
387 CHINA INTERNATIONAL CAPITAL LIMITED 3 1 4 2 4 6 -1 3 2 25.00 66.67
388 China Jianxin Financial Services Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-05-10 2022-03-15
389 China Reserve Securities Limited 3 1 4 3 3 6 0 2 2 25.00 50.00
390 CIFM Asset Management (Hong Kong) Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2011-07-20 2023-11-03
391 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-07-26
392 CNCB (Hong Kong) Capital Limited 4 2 6 3 3 6 -1 1 0 33.33 50.00
393 CSC SECURITIES (HK) LIMITED 3 7 10 2 4 6 -1 -3 -4 70.00 66.67 2007-06-01
394 Cynosure Asset Management Hong Kong Limited 4 1 5 4 2 6 0 1 1 20.00 33.33 2023-09-27
395 Emerald Hill Capital Partners Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2011-10-26 2016-05-12
396 Emperor Wealth Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-06-09
397 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00
398 Fortune Origin Securities Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-07-09
399 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-11-15
400 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2009-02-27
401 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2012-09-24
402 GENERALI INVESTMENTS ASIA LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2006-02-08 2018-09-26
403 GIGA (HONG KONG) LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
404 Grace Financial Limited (HK) 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2008-02-13 2021-04-23
405 HARMONY ASSET MANAGEMENT LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2022-07-28
406 HPEF Venture Partners Limited 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2018-06-08
407 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-10-22
408 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 6 9 2 4 6 -1 -2 -3 66.67 66.67
409 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 4 2 6 2 -1 1 60.00 33.33 2008-07-02
410 LaSalle Investment Management Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-06-14 2020-02-20
411 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2011-04-28 2019-10-14
412 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
413 M3 Capital Partners (HK) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2012-04-19
414 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2025-04-23
415 MEAG Hong Kong Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
416 OLD PEAK LIMITED (HK) 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2005-08-26 2023-06-20
417 Open Asset Management Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00
418 Oppenheimer Investments Asia Limited 0 0 0 2 4 6 2 4 6 - 66.67 2013-01-29
419 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 2 4 6 -2 1 -1 42.86 66.67 2007-07-05
420 PAOCHU INVESTMENT ADVISORY LIMITED 2 3 5 3 3 6 1 0 1 60.00 50.00 2009-10-09
421 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-05-24
422 QMIS Asset Management Limited 5 0 5 3 3 6 -2 3 1 0.00 50.00 2009-08-13
423 RICHLAND WORLDWIDE LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-04-15
424 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 2 5 3 3 6 0 1 1 40.00 50.00 2016-11-01
425 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 3 3 6 2 4 6 -1 1 0 50.00 66.67 2008-11-07
426 SHENG YUAN SECURITIES LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2010-10-27
427 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
428 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00
429 Springboard Capital Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-07-02
430 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33 2005-06-20
431 SYZ Asset Management (Asia) Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2004-07-27 2016-12-22
432 TAI SHING STOCK INVESTMENT CO. LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
433 TSE'S SECURITIES LIMITED 3 1 4 3 3 6 0 2 2 25.00 50.00
434 Tyche Group Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67 2014-12-05
435 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-10-11 2020-07-02
436 UIC FINANCIAL ADVISORS LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2010-04-13 2019-06-17
437 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
438 VisionGain Capital Limited 3 1 4 3 3 6 0 2 2 25.00 50.00 2007-11-14
439 Vontobel (Hong Kong) Limited 3 6 9 2 4 6 -1 -2 -3 66.67 66.67 2008-11-27
440 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2004-07-07
441 Amova Asset Management Hong Kong Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00
442 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2011-08-03
443 Arete Research Asia Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-01-11
444 Ark Group Holdings (Hong Kong) Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2012-01-04
445 Asia Pacific Securities Limited 4 0 4 4 1 5 0 1 1 0.00 20.00
446 BENTLEY REID & COMPANY LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00
447 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 4 1 5 0 0 0 20.00 20.00 2011-01-04 2016-03-17
448 Bradbury Securities Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
449 Bradesco Securities Hong Kong Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2012-03-05
450 CAIDAO CAPITAL LIMITED 3 0 3 2 3 5 -1 3 2 0.00 60.00 2008-07-15 2022-08-22
451 CARDINALASIA CONSULTING LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2003-06-27 2024-02-22
452 CHELSEA SECURITIES LIMITED (HK) 5 0 5 3 2 5 -2 2 0 0.00 40.00
453 China Everbright Global Investment Advisors Company Limited 0 0 0 2 3 5 2 3 5 - 60.00 2012-08-09
454 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-06-22
455 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-04-27
456 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2012-08-13
457 CWB Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
458 EnTrustPermal (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-08-27 2021-03-26
459 F.T.M.F. DISTRIBUTION LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2012-03-22
460 First Fidelity Capital (International) Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2006-04-19
461 First Prosperous Asset Management Company Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-09-06 2023-06-23
462 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2011-11-07 2024-11-19
463 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2020-12-09
464 GLOBAL INVESTMENT ADVISORS LIMITED 3 5 8 2 3 5 -1 -2 -3 62.50 60.00
465 HEAD & SHOULDERS SECURITIES LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2008-03-27
466 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2018-08-15
467 HKFAEx Group Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-02-15
468 HuaAn Asset Management (Hong Kong) Limited 2 0 2 2 3 5 0 3 3 0.00 60.00 2010-12-01
469 INTERNATIONAL COMMERCE CORPORATION 2 4 6 2 3 5 0 -1 -1 66.67 60.00
470 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
471 JK Capital Management Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
472 JPMorgan Asset Management Real Assets (Asia) Limited 2 3 5 3 2 5 1 -1 0 60.00 40.00 2009-06-26
473 Lion Global Financial Limited 5 3 8 4 1 5 -1 -2 -3 37.50 20.00
474 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2010-12-29 2021-02-01
475 MANGO FINANCIAL LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
476 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2008-04-01
477 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2004-09-22
478 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2010-10-15 2021-09-07
479 OKASAN INTERNATIONAL (ASIA) LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2007-05-17
480 ORIENT SECURITIES (HONG KONG) LIMITED 0 0 0 2 3 5 2 3 5 - 60.00 2012-04-13
481 orientiert International Markets Limited 1 3 4 3 2 5 2 -1 1 75.00 40.00 2005-01-11
482 PGIM (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
483 PROBITAS HONG KONG LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2009-06-05
484 Progeny (Hong Kong) Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2010-07-09
485 PUREHEART CAPITAL ASIA LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-03-08
486 Quam Asset Management Limited (b1983-06-28) 3 4 7 3 2 5 0 -2 -2 57.14 40.00
487 Quinton Investments Limited (HK) 0 0 0 4 1 5 4 1 5 - 20.00 2012-11-15 2018-06-12
488 RHB ASSET MANAGEMENT LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2008-05-08 2020-11-17
489 SBI China Capital Financial Services Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2008-09-19
490 SDHG International Asset Management Limited 4 2 6 2 3 5 -2 1 -1 33.33 60.00 2008-12-02
491 SHENG YUAN ASSET MANAGEMENT LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2011-06-14
492 Shinhan Investment Asia Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2007-10-15
493 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 4 1 5 1 0 1 25.00 20.00
494 Tiger Securities Asset Management Company Limited 4 4 8 4 1 5 0 -3 -3 50.00 20.00 2006-12-29
495 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00
496 VC BROKERAGE LIMITED 3 4 7 3 2 5 0 -2 -2 57.14 40.00
497 Vontobel Wealth Management (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2013-01-14 2023-04-24
498 WINNINGTON CAPITAL LIMITED 4 4 8 2 3 5 -2 -1 -3 50.00 60.00
499 Absolute Investment Management (HK) Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00
500 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
501 AD Capital Management (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-09-08
502 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
503 ALTUS CAPITAL LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00
504 Amber Hill Asset Management Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2011-07-13
505 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
506 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
507 AP Asset Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-07-07 2013-12-04
508 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-06-30
509 Asia Frontier Investments Limited 3 0 3 2 2 4 -1 2 1 0.00 50.00 2009-04-28
510 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
511 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2025-03-25
512 ATHENA WEALTH MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-04-25
513 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
514 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
515 Black Dragon Asset Management Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2011-07-27 2013-06-14
516 BLUE POOL CAPITAL LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2004-11-10 2015-12-01
517 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2020-06-18
518 Canaccord Genuity (Hong Kong) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2011-05-04
519 CBRE Clarion Securities HKG Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2008-01-04 2019-08-28
520 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 2 4 0 2 2 0.00 50.00 2008-11-21
521 CHEETAH ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-08-01
522 Chepstow Capital Advisors Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2009-10-20 2018-04-27
523 China Angel Fund Management (HK) Company Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2011-10-24
524 China Enterprise Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
525 China Everbright Investment Management Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-07-03
526 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
527 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
528 CUBE CAPITAL HK LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2007-10-17 2015-02-13
529 CUPOLA CAPITAL LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2022-05-06
530 DST Investment Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-04-23
531 EFG Asset Management (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-06-06
532 Emperor Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-11-03
533 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
534 First Reserve Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-10-28 2015-07-29
535 Fortune Asset Management Limited (HK) 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-12-16
536 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2015-09-07
537 Fubon Fund Management (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00
538 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2018-11-09
539 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
540 Ginger Capital Advisory Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-01 2018-09-04
541 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 1 5 4 0 4 0 -1 -1 20.00 0.00 2008-12-02
542 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2012-03-19
543 HONG KONG ASSET MANAGEMENT LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00 2005-11-21
544 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00
545 HSZ (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
546 iFAST Global Markets (HK) Limited 0 0 0 3 1 4 3 1 4 - 25.00 2012-10-15
547 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-05-12 2014-06-04
548 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
549 JVSakk Asset Management Limited 4 1 5 3 1 4 -1 0 -1 20.00 25.00 2008-08-28
550 KB Securities Hong Kong Limited 2 3 5 3 1 4 1 -2 -1 60.00 25.00
551 KCG SECURITIES ASIA LIMITED 4 3 7 3 1 4 -1 -2 -3 42.86 25.00
552 KGI SECURITIES (HONG KONG) LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2017-10-02
553 Korea Investment Management Asia Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2009-08-21 2014-12-09
554 LIS Investment Services Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2008-01-09
555 LUK FOOK SECURITIES (HK) LIMITED 0 0 0 3 1 4 3 1 4 - 25.00 2012-06-25
556 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-02-17
557 Merdeka Investment Management Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2012-03-09
558 Metaverse Securities Limited (HK) 3 2 5 4 0 4 1 -2 -1 40.00 0.00
559 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
560 PLATINUM BROKING COMPANY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-02-21
561 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
562 Prince Capital Management Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2012-03-21 2014-12-19
563 PSI Capital Asia Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-10-12
564 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 4 0 4 2 -1 1 33.33 0.00
565 SDICS International Asset Management (Hong Kong) Limited 2 5 7 2 2 4 0 -3 -3 71.43 50.00 2010-08-19
566 Select Investment Services Limited (HK) 2 0 2 2 2 4 0 2 2 0.00 50.00 2011-09-16
567 Stobene Partners (Hong Kong) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2012-01-31 2017-07-28
568 Swiss-Asia Asset Management (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-06-02 2024-12-31
569 UCF Asset Management (HK) Limited 0 0 0 2 2 4 2 2 4 - 50.00 2012-05-04 2020-10-04
570 Wealth Legend Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
571 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2015-02-09
572 WING ON CHEONG SECURITIES COMPANY LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2020-12-21
573 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00
574 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
575 Yuanta Financial (Hong Kong) Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2010-02-03 2014-03-28
576 A ONE INVESTMENT COMPANY LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2013-12-05
577 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-04-10
578 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-11-29
579 Allard Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
580 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-03-26
581 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
582 Anuenue Capital International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-08-30
583 ARISAIG PARTNERS (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2006-01-20 2020-08-05
584 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
585 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
586 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
587 Austen Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-30
588 AVANTA INVESTMENT MANAGEMENT LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33
589 AXIOM INVESTMENT MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33
590 Barings Investment Advisers (Hong Kong) Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2009-05-08 2018-01-23
591 BCCF SECURITIES CO., LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-09-17 2022-02-16
592 Beijing Securities Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
593 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
594 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2009-09-28
595 BOWEN ASIA LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2014-10-20
596 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-07-03
597 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-08-01
598 Capstone Financial (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-03-12 2025-03-27
599 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
600 CBRE Investment Management (Asia) Limited 2 2 4 1 2 3 -1 0 -1 50.00 66.67 2023-07-21
601 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
602 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-12-27
603 China Alpha Fund Management (HK) Limited 4 2 6 2 1 3 -2 -1 -3 33.33 33.33 2010-05-31
604 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
605 Chubb Investment Management (HK) Limited 1 0 1 3 0 3 2 0 2 0.00 0.00 2010-11-12
606 CIAM Capital Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-24 2024-08-13
607 CMS CAPITAL (HK) CO., LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2004-05-06
608 CPIC Investment Management (H.K.) Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-01-19 2014-05-02
609 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
610 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
611 EIG Global Energy (Asia) Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2012-02-08
612 ELLIOTT ADVISORS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-08 2022-03-16
613 EVOLUTION ASIA INVESTMENTS LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2007-08-24 2020-01-24
614 FCL ADVISORY LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-03-01
615 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
616 FRONTIER CAPITAL INVESTMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2013-01-29 2022-01-14
617 FT Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-12-06
618 FUBON SECURITIES (HONG KONG) LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2012-05-18
619 Funderstone Asset Management (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-11-14
620 GETTA SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-06-26
621 GNAB Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-03-14
622 Golden Hen Investment Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-04-20
623 Goldyard Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-11-21
624 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
625 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
626 Greentech Technology Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-18
627 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-04 2021-06-17
628 Guoxin International Asset Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-07-31 2022-09-23
629 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2014-01-30
630 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
631 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
632 IIFL Private Wealth Hong Kong Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-04-13 2019-01-03
633 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
634 Impax Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-23
635 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
636 J Capital Research Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2012-03-01 2018-10-29
637 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2013-08-20
638 JQ Fund Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2008-08-05
639 KCG FUND MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-04
640 King Wai Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-09-05
641 Kingsbridge Limited (d2014-08-15) 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-07-28 2014-02-12
642 Kirin Asset Management Limited 2 3 5 3 0 3 1 -3 -2 60.00 0.00 2007-06-12 2016-09-14
643 Leading Securities Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-02-21
644 Legg Mason International Equities (Hong Kong) Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2015-08-28
645 LIM ADVISORS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2022-09-15
646 Longitude Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
647 LONGREACH GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-08-01
648 LT Finance Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2012-12-10 2019-09-25
649 MAP CAPITAL LIMITED (HK) 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-01-16 2016-01-22
650 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
651 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
652 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-09-21
653 MVision Private Equity Advisers Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-03-29
654 Myo Capital Advisers Limited 1 0 1 2 1 3 1 1 2 0.00 33.33 2007-11-16 2021-02-04
655 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
656 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
657 Ohra Capital Partners Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-08-27 2023-06-21
658 Optima Capital Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2007-10-25
659 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
660 ORIENT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
661 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-02-22
662 Pamirs Capital (H.K.) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-09-10
663 Partners Asset Management (HK) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2007-04-03
664 Paul Capital Advisors Hong Kong Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-17 2014-09-03
665 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-09-21
666 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33
667 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2007-05-02 2015-06-25
668 PRIVATE CAPITAL LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
669 Red Gate Asset Management Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-07-11
670 Rich Union Securities (H.K.) Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2025-05-19
671 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
672 SCM Strategic Capital Management Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-02-11 2015-01-21
673 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
674 Shacom Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
675 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
676 Shinhan Asset Management (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-27 2023-07-26
677 SJS Markets Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-11-23 2015-01-13
678 SOFAER GLOBAL RESEARCH (HK) LIMITED 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2019-08-15
679 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
680 Soochow Securities International Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-01-12
681 Springs Capital (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-04-14
682 Synergy Fund Management Group Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2010-05-26
683 TARZAN STOCK & SHARES LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
684 TFI Asset Management Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2009-06-18
685 TIAN YUAN FINANCE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-06-30
686 Tokio Marine Investment Services, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-03-28
687 TRANSPAC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
688 TRIBRIDGE INVESTMENT PARTNERS LIMITED 2 8 10 2 1 3 0 -7 -7 80.00 33.33 2017-09-29
689 TRISKELE CAPITAL MANAGEMENT LIMITED 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2007-04-11 2013-10-23
690 TUNG TAI SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
691 TVC MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
692 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
693 Tyric Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
694 UNITED GAIN INVESTMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2003-08-07
695 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-04-19 2014-01-20
696 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
697 VBG Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-11-11 2013-09-19
698 VERACITY INVESTMENT CO., LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-11-20
699 VISION FINANCE (SECURITIES) LIMITED 1 0 1 2 1 3 1 1 2 0.00 33.33 2007-05-08
700 VP Wealth Management (Hong Kong) Limited 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2007-09-11 2025-07-24
701 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
702 Xeram and Company (Asia) Limited 4 3 7 2 1 3 -2 -2 -4 42.86 33.33 2015-11-27
703 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
704 3V Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-07-18 2013-08-27
705 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
706 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
707 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
708 Aegon Asset Management (Asia) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-30 2022-12-30
709 Aksia Hong Kong Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-06
710 ALCEDA ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-03-19 2014-12-31
711 Alpha Nova Capital Management Limited 1 0 1 2 0 2 1 0 1 0.00 0.00
712 Amherst Pierpont International Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-06-17 2023-06-09
713 Ant Global Partners (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-12-06
714 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
715 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
716 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
717 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
718 Arowana Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-12 2023-08-24
719 Arta Asset Management Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2008-07-10
720 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-09-21
721 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
722 Axis Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
723 Beevest Securities Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00
724 BMF Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-02-22
725 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
726 Bosen Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-16 2023-02-17
727 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
728 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2023-03-20
729 CEPA ALLIANCE SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-08-23
730 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
731 CHAMPUS ASSET MANAGEMENT LIMITED 3 3 6 2 0 2 -1 -3 -4 50.00 0.00 2019-07-29
732 ChapmanCraig Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
733 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 2 4 2 0 2 0 -2 -2 50.00 0.00
734 China Galaxy International Asset Management (Hong Kong) Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-02-25
735 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2014-05-21
736 China Vered Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-17
737 CHINAWIDE SECURITIES LIMITED 3 3 6 1 1 2 -2 -2 -4 50.00 50.00 2011-05-31 2013-12-17
738 CLSA RESEARCH LIMITED 3 126 129 2 0 2 -1 -126 -127 97.67 0.00 2014-06-18
739 Core Securities Company Limited (The) 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-11-19
740 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
741 Creat Capital Company Limited 3 0 3 1 1 2 -2 1 -1 0.00 50.00 2010-07-26 2013-10-02
742 Credit Agricole Securities (Asia) Limited 4 26 30 1 1 2 -3 -25 -28 86.67 50.00
743 Credit Suisse Securities (Hong Kong) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2024-09-27
744 CTI Capital Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2013-03-19 2015-06-01
745 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
746 Daishin Securities Asia Limited 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2008-11-24 2018-08-09
747 Dayton Way Financial (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-02-14 2014-10-24
748 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
749 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-29
750 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
751 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
752 ELECTRA PARTNERS ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-04
753 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
754 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-13
755 Esperanza Fintech (Securities) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-01-23
756 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
757 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
758 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
759 FE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
760 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
761 Frontier Asia Capital Hong Kong Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-11 2019-07-24
762 Future Growth Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-05-11
763 GAYANG SECURITIES LIMITED 3 24 27 2 0 2 -1 -24 -25 88.89 0.00
764 GCAM Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-17 2022-03-09
765 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
766 GLENWORTH CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-01-29
767 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
768 Goldstream Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-02
769 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
770 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
771 Grey Investment Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-02-21
772 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
773 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
774 Hana Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-03-25 2015-06-17
775 Heitman HK Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-12-05 2023-08-24
776 HTC Securities Company Limited 1 1 2 2 0 2 1 -1 0 50.00 0.00 2010-09-03 2013-11-19
777 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
778 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
779 Imperium International Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-02
780 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
781 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
782 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
783 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
784 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-29
785 JW CAPITAL SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
786 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-05-13 2021-12-04
787 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
788 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
789 KGI Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
790 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2008-12-02
791 Landmark Asset Management Limited (HK) 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2008-01-10 2018-01-22
792 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
793 LFM Global Investment (Hong Kong) Company, Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-12-06 2025-09-05
794 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
795 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
796 MEGA CAPITAL (ASIA) COMPANY LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2007-05-11 2014-08-05
797 Neutral Financial Holding Company Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
798 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-11-06 2016-12-14
799 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
800 Partners Capital Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-08-04
801 Pathway Capital Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-11-01
802 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-11-09 2015-07-31
803 PHOENIX CAPITAL ASIA LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2022-12-21
804 POMONA CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-25 2013-07-17
805 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-07-17
806 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-06-28
807 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
808 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2024-03-25
809 RAYLIANT ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-11-12
810 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
811 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
812 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2013-11-25
813 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
814 Safari Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-04-30 2015-07-02
815 SALISBURY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2013-08-30
816 SAMSUNG SECURITIES (ASIA) LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
817 Schroder Adveq Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-01-02 2019-05-08
818 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
819 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2016-05-24
820 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-05-11
821 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
822 Sino-Rich Securities & Futures Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-21
823 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
824 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
825 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
826 SSC MANDARIN FINANCIAL SERVICES LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00 2015-03-27
827 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2012-03-30
828 STI Asset Management Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2008-10-22 2023-09-19
829 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
830 Superfund Financial (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
831 Swiss China Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-09-14
832 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-22
833 TRADING CENTRAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-08
834 Triada Capital Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2012-06-21
835 UCAP HONG KONG ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-04-11
836 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
837 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
838 Value Partners Private Equity Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
839 Vestmore Capital Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-01-12
840 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
841 WMG Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-28 2014-01-06
842 Wolver Hill Asset Management Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-03-10
843 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
844 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2011-06-17 2013-07-26
845 AuVantage Consultancy Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2016-10-03
846 Brilliant Norton Securities Company Limited 3 1 4 1 0 1 -2 -1 -3 25.00 0.00 2011-12-01 2023-08-04
847 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2008-07-09
848 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-10-16
849 KGI CAPITAL ASIA LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00
850 MLI LIMITED (d2018-03-29) 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2013-05-29
851 OnePlatform Wealth Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-07-25 2014-05-28
852 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2003-10-30 2015-04-22
853 Whitestone Securities Limited 0 0 0 1 0 1 1 0 1 - 0.00 2012-04-17 2013-05-22
854 AIR GEO SERVICES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2007-08-21 2012-12-14
855 Andante Capital Partners Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-11-11 2012-12-03
856 AXA CHINA REGION INVESTMENT SERVICES LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2012-11-27
857 AXA Financial Planning (Hong Kong) Limited 2 7 9 0 0 0 -2 -7 -9 77.78 - 2012-05-25
858 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2013-04-02
859 BGC SECURITIES (HONG KONG) LLC 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-10-19 2013-01-07
860 Broadway Wealth Management Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-01-03
861 BROOKE CAPITAL LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-06-13
862 CAPITAL GATEWAY INVESTMENTS (ASIA) LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2008-08-19 2012-12-03
863 CHI CAPITAL SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-09-07 2016-05-05
864 CHINA TONG BAO INSURANCE BROKERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-05-13
865 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 7 26 33 0 0 0 -7 -26 -33 78.79 - 2012-12-13
866 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-07-28 2013-02-27
867 DAIWA INSTITUTE OF RESEARCH (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-06-04
868 ENZARD LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2004-05-21 2013-02-18
869 FERRELL ASSET MANAGEMENT (HK) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-01-07
870 FINANCIAL SHIELD LIMITED (b2000-01-24) 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-06-21
871 FWD Life Insurance Company (Bermuda) Limited 1 59 60 0 0 0 -1 -59 -60 98.33 - 2012-11-21
872 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2013-03-19
873 Global CTA Services Investment (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-11-26 2012-09-03
874 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-04-27 2013-03-28
875 Highland Financial Group Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-03-22 2012-11-07
876 iTTa Capital Limited 2 6 8 0 0 0 -2 -6 -8 75.00 - 2003-05-29 2013-06-11
877 Keefe, Bruyette & Woods Asia Limited 5 9 14 0 0 0 -5 -9 -14 64.29 - 2010-03-03 2013-04-24
878 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 19 21 0 0 0 -2 -19 -21 90.48 - 2013-03-19
879 MANDARIN VP (HK) LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-09-20
880 Pacific Advantage Capital Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-10-25 2013-01-14
881 PHOENIX CAPITAL MANAGEMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-03-02 2013-01-14
882 PIPER JAFFRAY ASIA SECURITIES LIMITED 4 17 21 0 0 0 -4 -17 -21 80.95 - 2013-04-17
883 RBC Capital Markets (Hong Kong) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2010-09-09 2012-11-01
884 RBC Capital Markets (Hong Kong) Limited 3 1 4 0 0 0 -3 -1 -4 25.00 - 2012-11-01 2016-07-26
885 Renaissance Capital (Hong Kong) Limited 3 16 19 0 0 0 -3 -16 -19 84.21 - 2010-09-02 2012-09-28
886 SDIC Securities International Financial Holdings Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-17
887 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-12-17
888 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2013-05-29
889 SSAL FINANCE & INVESTMENT LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-08-30
890 Standard Advisory Asia Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2007-03-09 2013-04-12
891 STANHILL (HONG KONG) LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-05-23
892 STARLING GROUP SECURITIES LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2009-11-06 2013-05-20
893 SUNNY WORLD INVESTMENT LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2012-08-28
894 TAURUS ASSOCIATES ASSET MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2009-10-27 2012-08-01
895 TUFTON OCEANIC FAR EAST LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2009-11-19 2012-10-08
896 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-04-29 2013-04-22
897 Voras Capital Management (HK) Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-07-31 2012-09-04
898 Waterland Securities (HK) Company Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2009-02-20 2013-01-15
Average 2.99 10.41 13.40 3.05 10.33 13.38 77.68 77.21

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