SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2012-08-31 2013-08-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch (Asia Pacific) Limited 12 449 461 17 365 382 5 -84 -79 97.40 95.55
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 12 307 319 11 252 263 -1 -55 -56 96.24 95.82
3 Credit Suisse (Hong Kong) Limited 28 251 279 22 219 241 -6 -32 -38 89.96 90.87 2025-01-13
4 UBS SECURITIES ASIA LIMITED 4 226 230 3 230 233 -1 4 3 98.26 98.71
5 Merrill Lynch Far East Limited 7 141 148 13 150 163 6 9 15 95.27 92.02 2025-01-16
6 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 11 175 186 13 144 157 2 -31 -29 94.09 91.72
7 Citigroup Global Markets Asia Limited 4 144 148 4 146 150 0 2 2 97.30 97.33
8 PHILLIP SECURITIES (HONG KONG) LIMITED 4 129 133 4 132 136 0 3 3 96.99 97.06
9 BlackRock Asset Management North Asia Limited 4 41 45 6 129 135 2 88 90 91.11 95.56
10 CLSA LIMITED 3 42 45 5 127 132 2 85 87 93.33 96.21
11 J.P. MORGAN BROKING (HONG KONG) LIMITED 12 108 120 16 115 131 4 7 11 90.00 87.79
12 GOLDMAN SACHS (ASIA) L.L.C. 10 124 134 10 119 129 0 -5 -5 92.54 92.25
13 FIL Investment Management (Hong Kong) Limited 7 96 103 7 118 125 0 22 22 93.20 94.40
14 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 121 128 7 114 121 0 -7 -7 94.53 94.21
15 MACQUARIE CAPITAL LIMITED 2 116 118 2 113 115 0 -3 -3 98.31 98.26
16 HSBC Global Asset Management (Hong Kong) Limited 13 99 112 12 101 113 -1 2 1 88.39 89.38
17 BlackRock (Hong Kong) Limited (d2017-01-20) 5 65 70 4 108 112 -1 43 42 92.86 96.43 2015-05-15
18 BOCI SECURITIES LIMITED 11 104 115 9 100 109 -2 -4 -6 90.43 91.74 2004-03-01
19 Morgan Stanley Asia Limited 8 94 102 7 101 108 -1 7 6 92.16 93.52
20 JPMorgan Asset Management (Asia Pacific) Limited 9 94 103 8 97 105 -1 3 2 91.26 92.38
21 MIZUHO SECURITIES ASIA LIMITED 11 75 86 11 73 84 0 -2 -2 87.21 86.90
22 iBest Consultants Limited 2 80 82 2 79 81 0 -1 -1 97.56 97.53 2019-08-15
23 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 80 87 7 72 79 0 -8 -8 91.95 91.14
24 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 9 80 89 7 71 78 -2 -9 -11 89.89 91.03 2008-08-20
25 Everbright Securities Investment Services (HK) Limited 5 60 65 5 72 77 0 12 12 92.31 93.51
26 Jefferies Hong Kong Limited 7 55 62 6 69 75 -1 14 13 88.71 92.00 2010-01-04
27 KGI ASIA LIMITED 10 54 64 11 63 74 1 9 10 84.38 85.14 2017-10-02
28 CENTALINE WEALTH MANAGEMENT LIMITED 3 79 82 4 65 69 1 -14 -13 96.34 94.20 2004-04-02
29 Standard Chartered Securities (Hong Kong) Limited 10 52 62 11 58 69 1 6 7 83.87 84.06
30 CITIC Securities Brokerage (HK) Limited 9 56 65 9 55 64 0 -1 -1 86.15 85.94
31 FWD Financial Planning Limited (HK) 4 78 82 2 62 64 -2 -16 -18 95.12 96.88
32 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 51 56 6 55 61 1 4 5 91.07 90.16
33 FIL Investment Advisors 3 47 50 3 57 60 0 10 10 94.00 95.00
34 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 8 37 45 11 47 58 3 10 13 82.22 81.03 2009-09-15
35 CCB INTERNATIONAL SECURITIES LIMITED 10 52 62 13 45 58 3 -7 -4 83.87 77.59 2005-10-10
36 BCT Financial Limited 2 57 59 2 55 57 0 -2 -2 96.61 96.49 2010-11-24
37 Daiwa Capital Markets Hong Kong Limited 3 66 69 4 53 57 1 -13 -12 95.65 92.98
38 Quam Securities Limited 4 47 51 4 53 57 0 6 6 92.16 92.98
39 CSI Corporate Finance (HK) Limited 8 43 51 9 46 55 1 3 4 84.31 83.64 2007-08-01 2019-03-29
40 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 50 55 5 46 51 0 -4 -4 90.91 90.20 2007-01-12 2015-05-31
41 UBS Asset Management (Hong Kong) Limited 4 47 51 5 46 51 1 -1 0 92.16 90.20
42 VALUE PARTNERS HONG KONG LIMITED 3 49 52 3 48 51 0 -1 -1 94.23 94.12 2007-11-19
43 VALUE PARTNERS LIMITED 3 50 53 3 48 51 0 -2 -2 94.34 94.12
44 BARCLAYS CAPITAL ASIA LIMITED 3 76 79 3 47 50 0 -29 -29 96.20 94.00
45 BLACKSTONE GROUP (HK) LIMITED (THE) 3 46 49 4 45 49 1 -1 0 93.88 91.84 2008-10-14
46 Sanford C. Bernstein (Hong Kong) Limited 5 33 38 6 43 49 1 10 11 86.84 87.76 2011-09-28
47 BNP PARIBAS SECURITIES (ASIA) LIMITED 3 57 60 3 45 48 0 -12 -12 95.00 93.75
48 oOo Securities (HK) Group Limited 3 46 49 3 45 48 0 -1 -1 93.88 93.75 2004-12-03
49 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 37 44 8 40 48 1 3 4 84.09 83.33 2007-04-26
50 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 2 42 44 4 43 47 2 1 3 95.45 91.49
51 ALTRUIST FINANCIAL GROUP LIMITED 2 49 51 2 44 46 0 -5 -5 96.08 95.65 2004-01-20
52 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 20 24 4 42 46 0 22 22 83.33 91.30
53 BOCI RESEARCH LIMITED 5 37 42 5 38 43 0 1 1 88.10 88.37
54 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 34 39 5 36 41 0 2 2 87.18 87.80
55 Manulife Investment Management (Hong Kong) Limited 6 25 31 5 36 41 -1 11 10 80.65 87.80
56 T. Rowe Price Hong Kong Limited 3 34 37 3 38 41 0 4 4 91.89 92.68 2010-12-21
57 Yuanta Securities (Hong Kong) Company Limited 6 34 40 7 34 41 1 0 1 85.00 82.93
58 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 4 37 41 4 36 40 0 -1 -1 90.24 90.00 2018-12-31
59 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 17 22 5 35 40 0 18 18 77.27 87.50
60 JF INTERNATIONAL MANAGEMENT INC. 5 34 39 4 36 40 -1 2 1 87.18 90.00 2020-07-13
61 JPMorgan Funds (Asia) Limited 8 35 43 5 35 40 -3 0 -3 81.40 87.50
62 INVESCO HONG KONG LIMITED 5 21 26 5 34 39 0 13 13 80.77 87.18
63 UOB KAY HIAN (HONG KONG) LIMITED 3 33 36 3 36 39 0 3 3 91.67 92.31
64 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 22 32 9 28 37 -1 6 5 68.75 75.68
65 Rothschild & Co Hong Kong Limited 3 36 39 4 33 37 1 -3 -2 92.31 89.19 2005-04-27
66 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 32 37 5 32 37 0 0 0 86.49 86.49
67 BOCOM International Securities Limited 4 30 34 4 31 35 0 1 1 88.24 88.57 2007-09-10
68 BSI Investment Advisors (Hong Kong) Limited 5 19 24 5 30 35 0 11 11 79.17 85.71 2010-08-27 2014-06-04
69 NATIXIS ASIA LIMITED 3 32 35 4 31 35 1 -1 0 91.43 88.57 2004-10-19
70 AllianceBernstein Hong Kong Limited 4 27 31 5 29 34 1 2 3 87.10 85.29
71 ASSET MANAGEMENT GROUP LIMITED 2 34 36 1 33 34 -1 -1 -2 94.44 97.06 2006-01-17
72 GET NICE SECURITIES LIMITED 4 31 35 4 30 34 0 -1 -1 88.57 88.24
73 Amundi Hong Kong Limited 7 27 34 6 27 33 -1 0 -1 79.41 81.82
74 INSTINET PACIFIC LIMITED 4 17 21 2 29 31 -2 12 10 80.95 93.55
75 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 20 26 8 22 30 2 2 4 76.92 73.33
76 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 24 28 4 26 30 0 2 2 85.71 86.67
77 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 5 45 50 3 27 30 -2 -18 -20 90.00 90.00
78 CGS International Securities Hong Kong Limited 3 30 33 4 25 29 1 -5 -4 90.91 86.21
79 HARVEST GLOBAL INVESTMENTS LIMITED 5 24 29 4 25 29 -1 1 0 82.76 86.21 2009-02-16
80 IPP Financial Advisers Limited 3 24 27 2 27 29 -1 3 2 88.89 93.10 2006-12-21
81 Fidelity Management & Research (Hong Kong) Limited 5 17 22 4 24 28 -1 7 6 77.27 85.71 2008-09-04
82 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 24 30 5 23 28 -1 -1 -2 80.00 82.14
83 MIDLAND WEALTH MANAGEMENT LIMITED 0 23 23 3 25 28 3 2 5 100.00 89.29 2008-02-18
84 Neuberger Berman Asia Limited 4 18 22 4 24 28 0 6 6 81.82 85.71 2008-03-13
85 T G HOLBORN (HK) LIMITED 3 28 31 2 26 28 -1 -2 -3 90.32 92.86 2014-04-29
86 DBS VICKERS (HONG KONG) LIMITED 4 28 32 3 24 27 -1 -4 -5 87.50 88.89
87 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 4 33 37 5 22 27 1 -11 -10 89.19 81.48 2005-07-05
88 CBH Asia Limited 4 18 22 4 22 26 0 4 4 81.82 84.62
89 EMPEROR SECURITIES LIMITED (HK) 7 21 28 7 19 26 0 -2 -2 75.00 73.08
90 KGI Asset Management Limited 2 0 2 3 23 26 1 23 24 0.00 88.46
91 China Asset Management (Hong Kong) Limited 5 16 21 4 21 25 -1 5 4 76.19 84.00 2009-04-03
92 First Sentier Investors (Hong Kong) Limited 5 22 27 5 20 25 0 -2 -2 81.48 80.00
93 RHB SECURITIES HONG KONG LIMITED 5 21 26 5 20 25 0 -1 -1 80.77 80.00 2006-11-17 2022-10-06
94 CAIIS Limited 3 19 22 3 21 24 0 2 2 86.36 87.50 2018-09-04
95 SMBC Nikko Securities (Hong Kong) Limited 6 15 21 8 16 24 2 1 3 71.43 66.67
96 Eastspring Investments (Hong Kong) Limited 3 19 22 2 21 23 -1 2 1 86.36 91.30
97 HARRIS FRASER (INTERNATIONAL) LIMITED 3 23 26 4 19 23 1 -4 -3 88.46 82.61
98 HPEF Capital Partners Limited 8 13 21 8 15 23 0 2 2 61.90 65.22 2022-06-01
99 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 2 8 5 18 23 -1 16 15 25.00 78.26 2009-11-16
100 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 19 21 3 20 23 1 1 2 90.48 86.96
101 PineBridge Investments Asia Limited 5 17 22 5 18 23 0 1 1 77.27 78.26
102 Polen Capital HK Limited 2 1 3 5 18 23 3 17 20 33.33 78.26
103 CSOP Asset Management Limited 3 17 20 3 19 22 0 2 2 85.00 86.36 2009-04-02
104 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 11 14 4 18 22 1 7 8 78.57 81.82 2009-01-02
105 HANG SENG SECURITIES LIMITED 5 18 23 5 17 22 0 -1 -1 78.26 77.27
106 Income Partners Asset Management (HK) Limited 3 15 18 2 20 22 -1 5 4 83.33 90.91
107 313 Capital Management Limited 2 12 14 2 19 21 0 7 7 85.71 90.48 2010-04-19
108 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 16 22 6 15 21 0 -1 -1 72.73 71.43
109 APG Investments Asia Limited 6 13 19 6 14 20 0 1 1 68.42 70.00 2008-11-18
110 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 4 13 17 6 14 20 2 1 3 76.47 70.00 2016-06-30
111 Guosen Securities (HK) Brokerage Company, Limited 4 18 22 4 16 20 0 -2 -2 81.82 80.00 2010-02-26
112 St. James's Place (Hong Kong) Limited 2 18 20 2 18 20 0 0 0 90.00 90.00
113 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 11 15 6 14 20 2 3 5 73.33 70.00 2009-07-10
114 Wellington Management Hong Kong Limited (b2003-01-02) 4 19 23 3 17 20 -1 -2 -3 82.61 85.00 2003-09-18
115 CHIEF SECURITIES LIMITED 3 13 16 3 16 19 0 3 3 81.25 84.21 2006-04-20
116 China Galaxy International Securities (Hong Kong) Co., Limited 3 5 8 6 13 19 3 8 11 62.50 68.42 2012-03-13
117 CITIC CLSA Capital Partners HK Limited 4 15 19 3 16 19 -1 1 0 78.95 84.21
118 CITIC Securities (Hong Kong) Limited 4 17 21 5 14 19 1 -3 -2 80.95 73.68
119 SINOPAC SECURITIES (ASIA) LIMITED 3 16 19 5 14 19 2 -2 0 84.21 73.68 2017-02-12
120 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 13 16 3 16 19 0 3 3 81.25 84.21 2010-02-23
121 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 3 16 19 0 2 2 82.35 84.21 2004-05-19
122 Asiya Investments Hong Kong Limited 4 1 5 4 14 18 0 13 13 20.00 77.78 2012-07-06 2021-07-19
123 CASH Wealth Management Limited 2 24 26 3 15 18 1 -9 -8 92.31 83.33
124 China Universal Asset Management (Hong Kong) Company Limited 4 8 12 7 11 18 3 3 6 66.67 61.11 2010-02-19
125 CVC Asia Pacific Limited 4 12 16 4 14 18 0 2 2 75.00 77.78
126 DEUTSCHE SECURITIES ASIA LIMITED 8 18 26 6 12 18 -2 -6 -8 69.23 66.67 2019-12-03
127 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 14 18 3 15 18 -1 1 0 77.78 83.33 2008-07-03
128 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 14 18 3 15 18 -1 1 0 77.78 83.33
129 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 14 17 3 15 18 0 1 1 82.35 83.33 2005-11-15
130 HSBC Global Asset Management Holdings (Bahamas) Limited 7 0 7 7 11 18 0 11 11 0.00 61.11 2020-06-02
131 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 11 15 4 14 18 0 3 3 73.33 77.78 2003-06-06
132 MCP Asset Management Company Limited 3 14 17 3 15 18 0 1 1 82.35 83.33 2005-08-23
133 Principal Investment & Retirement Services Limited 4 5 9 3 15 18 -1 10 9 55.56 83.33 2011-08-17
134 Robeco Hong Kong Limited 3 11 14 3 15 18 0 4 4 78.57 83.33 2007-12-18
135 Samsung Asset Management (Hong Kong) Limited 3 9 12 3 15 18 0 6 6 75.00 83.33 2008-04-23
136 ABCI Securities Company Limited 2 9 11 4 13 17 2 4 6 81.82 76.47 2005-11-15
137 BNY Mellon Investment Management Hong Kong Limited 4 5 9 4 13 17 0 8 8 55.56 76.47 2008-06-06
138 BOCI ASSET MANAGEMENT LIMITED 4 14 18 4 13 17 0 -1 -1 77.78 76.47 2014-12-24
139 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 6 16 22 6 11 17 0 -5 -5 72.73 64.71 2024-03-28
140 HANG SENG INVESTMENT SERVICES LIMITED 7 12 19 7 10 17 0 -2 -2 63.16 58.82
141 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 2 13 15 4 13 17 2 0 2 86.67 76.47 2010-02-11
142 LOMBARD ODIER (HONG KONG) LIMITED 3 8 11 3 14 17 0 6 6 72.73 82.35
143 OnePlatform Asset Management Limited 2 17 19 2 15 17 0 -2 -2 89.47 88.24
144 Religare Capital Markets (Hong Kong) Limited 6 17 23 6 11 17 0 -6 -6 73.91 64.71 2009-09-22 2018-04-09
145 Shang International Finance Limited 6 12 18 5 12 17 -1 0 -1 66.67 70.59 2024-01-26
146 Ark Securities (Hong Kong) Limited 2 16 18 2 14 16 0 -2 -2 88.89 87.50
147 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 13 15 2 14 16 0 1 1 86.67 87.50
148 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 12 16 4 12 16 0 0 0 75.00 75.00 2008-04-30
149 CITIC Securities Asset Management (HK) Limited 3 17 20 3 13 16 0 -4 -4 85.00 81.25 2008-08-01
150 DBS ASIA CAPITAL LIMITED 8 14 22 6 10 16 -2 -4 -6 63.64 62.50
151 Janus Henderson Investors Hong Kong Limited 4 12 16 4 12 16 0 0 0 75.00 75.00
152 MIB SECURITIES (HONG KONG) LIMITED 3 9 12 2 14 16 -1 5 4 75.00 87.50
153 MUFG Securities Asia Limited 7 7 14 6 10 16 -1 3 2 50.00 62.50 2010-12-31
154 SDICS International Securities (Hong Kong) Limited 2 7 9 3 13 16 1 6 7 77.78 81.25 2010-05-18
155 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 7 9 16 0 -3 -3 63.16 56.25
156 UBP ASSET MANAGEMENT ASIA LIMITED 4 14 18 4 12 16 0 -2 -2 77.78 75.00 2007-01-11
157 Wells Fargo Securities Asia Limited 4 15 19 2 14 16 -2 -1 -3 78.95 87.50 2008-04-25
158 Bosera Asset Management (International) Co., Limited 3 10 13 4 11 15 1 1 2 76.92 73.33 2010-11-05
159 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
160 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 5 12 17 4 11 15 -1 -1 -2 70.59 73.33 2008-10-22
161 DigitalBridge Management Asia Limited 2 3 5 4 11 15 2 8 10 60.00 73.33 2010-07-20
162 DWS Investments Hong Kong Limited 3 15 18 3 12 15 0 -3 -3 83.33 80.00
163 IAM LEGACY LIMITED 3 19 22 2 13 15 -1 -6 -7 86.36 86.67 2007-08-21
164 Templewater Hong Kong Limited 4 0 4 7 8 15 3 8 11 0.00 53.33
165 Vanguard Investments Hong Kong Limited 2 7 9 3 12 15 1 5 6 77.78 80.00 2012-02-07 2022-06-29
166 AXA Investment Managers Asia Limited 3 8 11 3 11 14 0 3 3 72.73 78.57
167 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 8 11 3 11 14 0 3 3 72.73 78.57 2019-07-05
168 Canaccord Genuity (Hong Kong) Limited 4 1 5 3 11 14 -1 10 9 20.00 78.57 2011-05-04
169 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 3 11 14 0 -9 -9 86.96 78.57
170 HAMON ASSET MANAGEMENT LIMITED 3 10 13 3 11 14 0 1 1 76.92 78.57
171 Houlihan Lokey (China) Limited 2 7 9 2 12 14 0 5 5 77.78 85.71 2008-10-09
172 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 12 16 3 11 14 -1 -1 -2 75.00 78.57 2009-12-14 2024-10-15
173 Nomura Asset Management Hong Kong Limited 6 6 12 6 8 14 0 2 2 50.00 57.14
174 PFP Capital Limited 3 10 13 3 11 14 0 1 1 76.92 78.57
175 Pictet Asset Management (Hong Kong) Limited 5 38 43 4 10 14 -1 -28 -29 88.37 71.43
176 SG SECURITIES (HK) LIMITED 5 9 14 6 8 14 1 -1 0 64.29 57.14 2010-08-18
177 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 17 20 2 12 14 -1 -5 -6 85.00 85.71
178 Soochow Securities International Brokerage Limited 3 3 6 4 10 14 1 7 8 50.00 71.43 2012-01-12
179 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 4 10 14 0 1 1 69.23 71.43 2006-03-24
180 VICTORY SECURITIES COMPANY LIMITED 3 10 13 3 11 14 0 1 1 76.92 78.57
181 WILSON SECURITIES LIMITED 2 22 24 2 12 14 0 -10 -10 91.67 85.71 2010-02-25
182 ZEAL ASSET MANAGEMENT LIMITED 5 6 11 5 9 14 0 3 3 54.55 64.29 2009-10-09 2025-08-20
183 BEA Union Investment Management Limited 6 8 14 6 7 13 0 -1 -1 57.14 53.85
184 BMI FUNDS MANAGEMENT LIMITED 2 8 10 2 11 13 0 3 3 80.00 84.62
185 BOCOM MPF & Financial Services Company Limited 3 4 7 5 8 13 2 4 6 57.14 61.54 2012-06-25
186 Conning Asia Pacific Limited 3 3 6 2 11 13 -1 8 7 50.00 84.62 2012-02-24
187 FIRST SHANGHAI SECURITIES LIMITED 3 12 15 4 9 13 1 -3 -2 80.00 69.23
188 GF Asset Management (Hong Kong) Limited 4 13 17 3 10 13 -1 -3 -4 76.47 76.92 2007-11-08
189 HAMON ASIAN ADVISORS LIMITED 3 9 12 3 10 13 0 1 1 75.00 76.92
190 ICBC Asset Management (Global) Company Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
191 iFAST Financial (HK) Limited 5 10 15 5 8 13 0 -2 -2 66.67 61.54 2007-03-30
192 Legg Mason Asset Management Hong Kong Limited 3 17 20 2 11 13 -1 -6 -7 85.00 84.62 2022-06-30
193 MERCER INVESTMENTS (HK) LIMITED 2 3 5 3 10 13 1 7 8 60.00 76.92 2005-08-04
194 PRUDENTIAL BROKERAGE LIMITED 2 12 14 2 11 13 0 -1 -1 85.71 84.62
195 BOCHK Asset Management Limited 4 6 10 3 9 12 -1 3 2 60.00 75.00 2010-12-15
196 CAPITAL GLOBAL MANAGEMENT LIMITED 3 9 12 4 8 12 1 -1 0 75.00 66.67 2005-12-20
197 CC Finance Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2006-04-20 2025-06-19
198 China Tonghai (IA) Limited 3 6 9 3 9 12 0 3 3 66.67 75.00 2017-11-29
199 Deltroit (Hong Kong) Limited 2 12 14 3 9 12 1 -3 -2 85.71 75.00 2005-04-11 2024-12-12
200 GF Securities (Hong Kong) Brokerage Limited 2 7 9 3 9 12 1 2 3 77.78 75.00 2009-10-30
201 GT Asset & Portfolio Management Limited 3 8 11 3 9 12 0 1 1 72.73 75.00 2004-11-04
202 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 8 11 4 8 12 1 0 1 72.73 66.67 2010-10-27 2021-11-26
203 Kerogen Capital (Asia) Limited 4 4 8 5 7 12 1 3 4 50.00 58.33 2010-02-01
204 PEGASUS FUND MANAGERS LIMITED 2 12 14 2 10 12 0 -2 -2 85.71 83.33
205 PIMCO Asia Limited 3 8 11 2 10 12 -1 2 1 72.73 83.33 2006-05-17
206 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 11 15 2 10 12 -2 -1 -3 73.33 83.33 2008-05-29
207 Pyramis Global Advisors (Hong Kong) Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2008-07-29 2014-11-21
208 RRJ Management (HK) Limited 0 0 0 3 9 12 3 9 12 - 75.00 2013-05-31 2022-07-20
209 SPARX Asia Investment Advisors Limited 5 6 11 5 7 12 0 1 1 54.55 58.33 2004-04-20
210 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 4 8 12 2 2 4 75.00 66.67 2010-09-21 2017-06-27
211 StormHarbour Securities (Hong Kong) Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2010-03-18
212 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 6 8 2 10 12 0 4 4 75.00 83.33 2010-04-27
213 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 6 9 2 9 11 -1 3 2 66.67 81.82
214 China Renaissance Securities (Hong Kong) Limited 0 0 0 4 7 11 4 7 11 - 63.64 2012-10-24
215 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 4 7 3 8 11 0 4 4 57.14 72.73 2009-10-14
216 DAEWOO SECURITIES (HONG KONG) LIMITED 4 8 12 4 7 11 0 -1 -1 66.67 63.64 2017-02-28
217 ENHANCED INVESTMENT PRODUCTS LIMITED 4 8 12 5 6 11 1 -2 -1 66.67 54.55
218 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2019-05-10
219 Hamilton Lane (Hong Kong) Limited 2 9 11 2 9 11 0 0 0 81.82 81.82 2010-07-05
220 Huajin Corporate Finance (International) Limited 4 8 12 4 7 11 0 -1 -1 66.67 63.64
221 ICBC INTERNATIONAL RESEARCH LIMITED 2 11 13 3 8 11 1 -3 -2 84.62 72.73 2009-07-10 2024-10-15
222 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-05-09
223 Japaninvest (Hong Kong) Limited 4 7 11 4 7 11 0 0 0 63.64 63.64 2010-10-26 2017-01-27
224 OCP Asia (Hong Kong) Limited 4 8 12 3 8 11 -1 0 -1 66.67 72.73 2004-09-03 2022-06-13
225 Oreana Financial Services Limited 3 11 14 4 7 11 1 -4 -3 78.57 63.64
226 Penjing Asset Management (HK) Limited 5 8 13 4 7 11 -1 -1 -2 61.54 63.64 2005-03-24 2016-02-03
227 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 10 13 3 8 11 0 -2 -2 76.92 72.73 2019-09-30
228 Towers Watson Investment Services Hong Kong Limited 3 6 9 3 8 11 0 2 2 66.67 72.73 2007-05-14
229 TOYO SECURITIES ASIA LIMITED 5 2 7 4 7 11 -1 5 4 28.57 63.64
230 Vision Capital Investment Management Limited 3 8 11 4 7 11 1 -1 0 72.73 63.64 2008-01-12
231 Wanhai Securities (HK) Limited 3 7 10 4 7 11 1 0 1 70.00 63.64
232 abrdn Hong Kong Limited 3 5 8 3 7 10 0 2 2 62.50 70.00
233 ALPS CAPITAL MANAGEMENT LIMITED 3 5 8 3 7 10 0 2 2 62.50 70.00
234 ARGYLE STREET MANAGEMENT LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00
235 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 9 13 3 7 10 -1 -2 -3 69.23 70.00 2008-08-08
236 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00 2009-10-05
237 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 5 8 2 8 10 -1 3 2 62.50 80.00 2009-03-13
238 CHEONG LEE SECURITIES LIMITED 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2005-11-24
239 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 4 10 6 4 10 0 0 0 40.00 40.00 2008-12-24
240 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 5 10 4 6 10 -1 1 0 50.00 60.00 2007-02-16
241 CTBC Asia Limited 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2004-10-04
242 DELTA ASIA SECURITIES LIMITED 2 4 6 3 7 10 1 3 4 66.67 70.00
243 FULBRIGHT SECURITIES LIMITED 6 5 11 5 5 10 -1 0 -1 45.45 50.00 2010-05-18
244 GAM HONG KONG LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
245 ICBC (ASIA) SECURITIES LIMITED 4 6 10 3 7 10 -1 1 0 60.00 70.00
246 ICBC UBS Asset Management (International) Company Limited 3 1 4 3 7 10 0 6 6 25.00 70.00 2011-11-18
247 Mitsubishi UFJ Investment Services (HK) Limited 2 7 9 2 8 10 0 1 1 77.78 80.00 2007-12-21 2021-04-21
248 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 9 11 2 8 10 0 -1 -1 81.82 80.00
249 Open Securities Limited 2 6 8 3 7 10 1 1 2 75.00 70.00
250 SILVERHORN INVESTMENT ADVISORS LIMITED 2 4 6 4 6 10 2 2 4 66.67 60.00 2011-02-28
251 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
252 Sumo Asset Management Limited 3 3 6 4 6 10 1 3 4 50.00 60.00 2010-07-07 2022-08-23
253 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 3 7 10 0 3 3 57.14 70.00 2003-05-23 2022-07-19
254 BALLINGAL INVESTMENT ADVISORS LIMITED 4 6 10 4 5 9 0 -1 -1 60.00 55.56 2004-08-13
255 Changjiang Securities Brokerage (HK) Limited 2 6 8 2 7 9 0 1 1 75.00 77.78 2011-12-13
256 CHINA EVERBRIGHT CAPITAL LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78
257 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
258 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
259 Citigroup Venture Capital International Asia Limited 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2005-05-24 2014-04-15
260 Crosby Securities Limited 0 0 0 6 3 9 6 3 9 - 33.33 2013-03-06
261 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2023-02-02
262 EQT Partners Asia Limited 2 10 12 2 7 9 0 -3 -3 83.33 77.78 2023-09-06
263 Everbright Capital Management Limited 3 5 8 2 7 9 -1 2 1 62.50 77.78 2007-09-24 2021-09-17
264 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 4 8 2 7 9 -2 3 1 50.00 77.78 2011-11-15
265 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2005-02-16
266 GUODU SECURITIES (HONG KONG) LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56 2010-07-07
267 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78 2004-11-29
268 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 5 7 2 7 9 0 2 2 71.43 77.78 2007-10-23
269 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 4 5 9 0 0 0 55.56 55.56
270 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 4 8 4 5 9 0 1 1 50.00 55.56 2014-10-13
271 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78
272 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 4 6 10 4 5 9 0 -1 -1 60.00 55.56
273 M&F Asset Management Limited 2 6 8 3 6 9 1 0 1 75.00 66.67
274 Mackenzie Investments Asia Limited 3 6 9 3 6 9 0 0 0 66.67 66.67
275 ORIENT SECURITIES (HONG KONG) LIMITED 3 0 3 3 6 9 0 6 6 0.00 66.67 2012-04-13
276 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 11 13 2 7 9 0 -4 -4 84.62 77.78
277 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
278 RAYS Capital Partners Limited 3 5 8 2 7 9 -1 2 1 62.50 77.78 2011-11-02
279 Rockhampton Management Limited 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2011-01-26
280 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2008-11-07
281 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 6 9 2 7 9 -1 1 0 66.67 77.78 2007-05-08 2019-09-30
282 TENGARD FUND MANAGEMENT LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2012-04-03
283 VMS Securities Limited 2 5 7 2 7 9 0 2 2 71.43 77.78 2020-09-01
284 VTB Capital Hong Kong Limited 4 2 6 4 5 9 0 3 3 33.33 55.56 2011-06-30
285 Yunfeng Financial Markets Limited 4 5 9 3 6 9 -1 1 0 55.56 66.67
286 AIF CAPITAL LIMITED 4 9 13 3 5 8 -1 -4 -5 69.23 62.50
287 ALBOURNE PARTNERS (ASIA) LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2004-09-07
288 ALETHEIA TECHNOLOGIES LIMITED (HK) 4 2 6 3 5 8 -1 3 2 33.33 62.50 2010-07-30 2022-07-22
289 BTG Pactual Asia Limited 2 6 8 3 5 8 1 -1 0 75.00 62.50 2009-08-13 2016-12-13
290 Changjiang Asset Management (HK) Limited 2 3 5 2 6 8 0 3 3 60.00 75.00 2011-12-16
291 Channel 8 Wealth Management Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2010-01-27
292 China Securities (International) Brokerage Company Limited 0 0 0 3 5 8 3 5 8 - 62.50 2013-04-24
293 CHOW SANG SANG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
294 COHEN & STEERS ASIA LIMITED 3 3 6 4 4 8 1 1 2 50.00 50.00 2005-07-29
295 EVENSTAR ADVISORS LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2007-04-19
296 EXS Capital Asia Limited 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-06-12
297 FLAG Squadron Asia Limited 5 6 11 4 4 8 -1 -2 -3 54.55 50.00 2007-07-04 2016-06-02
298 Ge Shang Investment (Hong Kong) Limited 2 10 12 2 6 8 0 -4 -4 83.33 75.00
299 Grace Financial Limited (HK) 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-02-13 2021-04-23
300 Grand Loyal Asset Management Limited 3 2 5 3 5 8 0 3 3 40.00 62.50 2008-11-07
301 HING WONG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
302 HuaAn Asset Management (Hong Kong) Limited 2 0 2 2 6 8 0 6 6 0.00 75.00 2010-12-01
303 IBTS ASIA (HK) LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2005-11-17 2024-09-20
304 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 3 5 8 1 1 2 66.67 62.50 2022-10-13
305 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 5 10 4 4 8 -1 -1 -2 50.00 50.00 2017-10-02
306 Lighthorse Asset Management (HK) Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2010-06-18 2025-07-28
307 M3 Capital Partners (HK) Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2012-04-19
308 Mason Securities Limited 5 5 10 4 4 8 -1 -1 -2 50.00 50.00
309 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 3 5 3 5 8 1 2 3 60.00 62.50 2004-09-22
310 MEIJI YASUDA ASIA LIMITED 3 5 8 4 4 8 1 -1 0 62.50 50.00 2019-10-17
311 MFG Limited (HK) 2 4 6 4 4 8 2 0 2 66.67 50.00 2008-07-15
312 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 5 7 2 6 8 0 1 1 71.43 75.00
313 Oasis Management (Hong Kong) 2 4 6 2 6 8 0 2 2 66.67 75.00 2004-09-14
314 ONSHINE SECURITIES LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
315 ORIENTAL PATRON SECURITIES LIMITED 4 6 10 3 5 8 -1 -1 -2 60.00 62.50
316 PANTHEON VENTURES (HK) LLP 2 6 8 2 6 8 0 0 0 75.00 75.00 2010-06-30 2024-05-14
317 Permira Advisers Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2008-08-19
318 Quam Asset Management Limited (b1983-06-28) 3 3 6 3 5 8 0 2 2 50.00 62.50
319 Redford Asset Management Limited 4 8 12 3 5 8 -1 -3 -4 66.67 62.50 2010-03-09
320 VISION FINANCE ASSET MANAGEMENT LIMITED 5 3 8 5 3 8 0 0 0 37.50 37.50 2008-12-17
321 XinKong International Securities Limited 4 6 10 3 5 8 -1 -1 -2 60.00 62.50
322 YUE XIU SECURITIES COMPANY LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00
323 Aletheia Analyst Network Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2008-06-03
324 Allianz Global Investors Hong Kong Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2015-05-31
325 ALPHA WEALTH MANAGEMENT LIMITED (HK) 2 6 8 3 4 7 1 -2 -1 75.00 57.14 2007-05-08
326 AMPLE CAPITAL LIMITED 3 8 11 3 4 7 0 -4 -4 72.73 57.14 2007-01-02 2022-07-27
327 Ares Management Asia (Hong Kong) Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2009-05-25 2014-08-18
328 Argonaut Securities (Asia) Limited 4 4 8 4 3 7 0 -1 -1 50.00 42.86 2011-09-08 2021-12-07
329 Bright Fund Management Limited 4 5 9 3 4 7 -1 -1 -2 55.56 57.14 2023-12-19
330 CC SIF Advisory Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2006-07-25
331 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
332 China Integrity Investment Limited 3 3 6 2 5 7 -1 2 1 50.00 71.43 2014-03-19
333 CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43
334 China Orient International Asset Management Limited 2 0 2 2 5 7 0 5 5 0.00 71.43 2012-05-15
335 CMBC SECURITIES COMPANY LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2011-10-26
336 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 1 4 3 4 7 0 3 3 25.00 57.14 2012-02-01
337 COMGEST FAR EAST LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14
338 DAIXY Capital Management Limited 0 0 0 2 5 7 2 5 7 - 71.43 2013-05-30 2023-11-23
339 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43
340 Emerald Hill Capital Partners Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2011-10-26 2016-05-12
341 FB SECURITIES (HONG KONG) LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43
342 Fosun International Securities Limited 4 3 7 4 3 7 0 0 0 42.86 42.86
343 GF International Investment Management Limited 3 0 3 4 3 7 1 3 4 0.00 42.86 2011-09-08
344 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 6 3 9 6 1 7 0 -2 -2 33.33 14.29 2016-10-10
345 Guo Tong Capital Management Company Limited 2 8 10 3 4 7 1 -4 -3 80.00 57.14 2010-05-24 2019-05-22
346 HARMONY ASSET MANAGEMENT LIMITED 3 3 6 3 4 7 0 1 1 50.00 57.14 2022-07-28
347 HFS ASSET MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
348 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 1 4 3 4 7 0 3 3 25.00 57.14
349 HSBC STRUCTURED FUNDS (ASIA) LIMITED 6 2 8 5 2 7 -1 0 -1 25.00 28.57 2004-02-10 2015-07-22
350 ICG Asia Pacific Limited 3 3 6 3 4 7 0 1 1 50.00 57.14
351 LCA Solutions Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2010-07-30
352 Leonteq Securities (Hong Kong) Limited 2 8 10 2 5 7 0 -3 -3 80.00 71.43 2011-04-07
353 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 4 3 7 1 2 3 25.00 42.86 2012-06-25
354 MIRABAUD (ASIA) LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2003-05-13 2018-10-16
355 Mirae Asset Capital (China) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2012-11-29
356 Oaktree Capital (Hong Kong) Limited 3 4 7 2 5 7 -1 1 0 57.14 71.43 2006-07-12
357 Oppenheimer Investments Asia Limited 0 0 0 3 4 7 3 4 7 - 57.14 2013-01-29
358 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 3 4 7 1 0 1 66.67 57.14 2004-10-28
359 PFC INTERNATIONAL COMPANY LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2008-07-29
360 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2024-03-27
361 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2023-10-25
362 SAIL ADVISORS LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2004-05-17
363 Samena Capital Hong Kong Limited 4 5 9 3 4 7 -1 -1 -2 55.56 57.14 2009-09-01 2021-09-27
364 Sensible Asset Management Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-06-18 2025-06-19
365 Springboard Capital Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2010-07-02
366 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 4 3 7 1 1 2 40.00 42.86 2005-06-20
367 TPG Capital, Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2012-03-07
368 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
369 ZBI Asia Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2010-02-22 2014-06-09
370 Apollo Asset Management Limited (HK) 2 1 3 3 3 6 1 2 3 33.33 50.00 2010-09-16
371 Ark Group Holdings (Hong Kong) Limited 3 2 5 3 3 6 0 1 1 40.00 50.00 2012-01-04
372 ASA SECURITIES LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2012-07-05
373 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 5 1 6 1 0 1 20.00 16.67 2021-10-08
374 Asset Management One Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-03-10 2015-04-15
375 Belvest Investment Services Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
376 Bradbury Securities Limited 2 3 5 2 4 6 0 1 1 60.00 66.67
377 BREVAN HOWARD (HONG KONG) LIMITED 2 5 7 4 2 6 2 -3 -1 71.43 33.33 2008-03-12 2018-05-11
378 CAPE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-03-13
379 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 3 3 6 0 -5 -5 72.73 50.00 2007-11-27
380 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
381 CES Capital International (Hong Kong) Co., Limited 2 3 5 4 2 6 2 -1 1 60.00 33.33 2009-05-29 2023-02-23
382 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
383 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 2 0 2 3 3 6 1 3 4 0.00 50.00 2012-08-13
384 China Jianxin Financial Services Limited 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-05-10 2022-03-15
385 Chinese Strategic Asset Management Limited 3 5 8 2 4 6 -1 -1 -2 62.50 66.67 2007-12-20 2020-07-16
386 CIFM Asset Management (Hong Kong) Limited 3 1 4 4 2 6 1 1 2 25.00 33.33 2011-07-20 2023-11-03
387 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-07-26
388 CMB International Asset Management Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67 2010-05-26
389 CNCB (Hong Kong) Capital Limited 2 2 4 2 4 6 0 2 2 50.00 66.67
390 CSC SECURITIES (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-06-01
391 DL SECURITIES (HK) LIMITED 0 0 0 3 3 6 3 3 6 - 50.00 2012-09-04
392 Emperor Wealth Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-06-09
393 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33
394 Fortune Origin Securities Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-07-09
395 Fuh Hwa SITE Asset Management (Hong Kong) Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-02-27
396 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 0 0 0 4 2 6 4 2 6 - 33.33 2012-09-24
397 Funderstone Securities Limited 3 5 8 4 2 6 1 -3 -2 62.50 33.33
398 GENERALI INVESTMENTS ASIA LIMITED 3 2 5 3 3 6 0 1 1 40.00 50.00 2006-02-08 2018-09-26
399 GIGA (HONG KONG) LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
400 GLG Partners Hong Kong Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2010-11-30 2023-10-02
401 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 4 7 11 2 4 6 -2 -3 -5 63.64 66.67 2010-06-29
402 HPEF Venture Partners Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2018-06-08
403 IVORY CAPITAL PRIVATE LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-03-21
404 KB Securities Hong Kong Limited 2 2 4 3 3 6 1 1 2 50.00 50.00
405 KTF CAPITAL MANAGEMENT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-10-31
406 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33 2008-07-02
407 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-04-28 2019-10-14
408 LT Finance Management Limited 0 0 0 3 3 6 3 3 6 - 50.00 2012-12-10 2019-09-25
409 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
410 MAN INVESTMENTS (HONG KONG) LIMITED 3 8 11 2 4 6 -1 -4 -5 72.73 66.67
411 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-04-01
412 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2025-04-23
413 MEAG Hong Kong Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
414 OLD PEAK LIMITED (HK) 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-08-26 2023-06-20
415 Open Asset Management Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00
416 orientiert International Markets Limited 1 3 4 2 4 6 1 1 2 75.00 66.67 2005-01-11
417 PAOCHU INVESTMENT ADVISORY LIMITED 2 1 3 3 3 6 1 2 3 33.33 50.00 2009-10-09
418 Ping An Securities (Hong Kong) Holdings Company Limited 5 4 9 2 4 6 -3 0 -3 44.44 66.67 2009-07-30 2021-05-27
419 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2008-03-12
420 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-05-24
421 QMIS Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-08-13
422 RHB ASSET MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2008-05-08 2020-11-17
423 RICHLAND WORLDWIDE LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-04-15
424 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 1 4 3 3 6 0 2 2 25.00 50.00 2016-11-01
425 Rothschild & Co Wealth Management Hong Kong Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-08-16 2019-10-18
426 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-02 2023-02-20
427 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
428 SOUTH CHINA RESEARCH LIMITED 4 6 10 3 3 6 -1 -3 -4 60.00 50.00
429 STI Asset Management Limited 3 0 3 2 4 6 -1 4 3 0.00 66.67 2008-10-22 2023-09-19
430 Success Securities Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67
431 Synergy Fund Management Group Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2010-05-26
432 TAI SHING STOCK INVESTMENT CO. LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
433 TSE'S SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
434 UBS SDIC Asset Management (Hong Kong) Company Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00 2011-10-11 2020-07-02
435 UIC FINANCIAL ADVISORS LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-04-13 2019-06-17
436 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
437 Vontobel (Hong Kong) Limited 3 7 10 2 4 6 -1 -3 -4 70.00 66.67 2008-11-27
438 Vontobel Wealth Management (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2013-01-14 2023-04-24
439 WFM Asia (HK) Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67
440 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-07-07
441 Amova Asset Management Hong Kong Limited 2 5 7 2 3 5 0 -2 -2 71.43 60.00
442 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2011-08-03
443 Asia Frontier Investments Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2009-04-28
444 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 2 3 5 -1 -2 -3 62.50 60.00
445 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 2 3 5 -1 2 1 25.00 60.00 2025-03-25
446 Barings Investment Advisers (Hong Kong) Limited 3 1 4 5 0 5 2 -1 1 25.00 0.00 2009-05-08 2018-01-23
447 Beevest Securities Limited 2 0 2 2 3 5 0 3 3 0.00 60.00
448 BENTLEY REID & COMPANY LIMITED 4 0 4 4 1 5 0 1 1 0.00 20.00
449 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 3 5 0 3 3 0.00 60.00 2008-11-21
450 CHELSEA SECURITIES LIMITED (HK) 4 0 4 3 2 5 -1 2 1 0.00 40.00
451 China Angel Fund Management (HK) Company Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2011-10-24
452 China Everbright Global Investment Advisors Company Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2012-08-09
453 China Everbright Investment Management Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-07-03
454 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2012-06-22
455 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2012-04-27
456 China Reserve Securities Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
457 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 4 1 5 1 0 1 25.00 20.00
458 CUBE CAPITAL HK LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-10-17 2015-02-13
459 CWB Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
460 Cypress Capital Hong Kong Limited 0 0 0 2 3 5 2 3 5 - 60.00 2013-06-19
461 Daishin Securities Asia Limited 3 1 4 4 1 5 1 0 1 25.00 20.00 2008-11-24 2018-08-09
462 EFG Asset Management (HK) Limited 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2008-06-06
463 EnTrustPermal (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-08-27 2021-03-26
464 F.T.M.F. DISTRIBUTION LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2012-03-22
465 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
466 First Fidelity Capital (International) Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2006-04-19
467 First Prosperous Asset Management Company Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-09-06 2023-06-23
468 FUBON SECURITIES (HONG KONG) LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00 2012-05-18
469 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2018-11-09
470 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2020-12-09
471 GLOBAL INVESTMENT ADVISORS LIMITED 3 6 9 2 3 5 -1 -3 -4 66.67 60.00
472 HEAD & SHOULDERS SECURITIES LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2008-03-27
473 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2018-08-15
474 HKFAEx Group Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-02-15
475 iFAST Global Markets (HK) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-10-15
476 INTERNATIONAL COMMERCE CORPORATION 2 3 5 2 3 5 0 0 0 60.00 60.00
477 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
478 JK Capital Management Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
479 JPMorgan Asset Management Real Assets (Asia) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-06-26
480 KCG SECURITIES ASIA LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
481 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2009-10-22
482 LaSalle Investment Management Hong Kong Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-06-14 2020-02-20
483 LAZARD ASIA (HONG KONG) LIMITED 4 7 11 3 2 5 -1 -5 -6 63.64 40.00
484 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-12-29 2021-02-01
485 MANGO FINANCIAL LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
486 Merdeka Investment Management Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2012-03-09
487 NUOXIN CAPITAL (HONG KONG) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2010-10-15 2021-09-07
488 OKASAN INTERNATIONAL (ASIA) LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2007-05-17
489 Ontario Teachers' Pension Plan (Asia) Limited 0 0 0 3 2 5 3 2 5 - 40.00 2013-05-20
490 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 2 3 5 -2 0 -2 42.86 60.00 2007-07-05
491 Partners Asset Management (HK) Limited 2 0 2 3 2 5 1 2 3 0.00 40.00 2007-04-03
492 PGIM (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
493 PLATINUM BROKING COMPANY LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2011-02-21
494 PROBITAS HONG KONG LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2009-06-05
495 Providence Equity Asia Limited 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2007-08-23 2019-01-10
496 PSI Capital Asia Limited 0 0 0 2 3 5 2 3 5 - 60.00 2012-10-12
497 PUREHEART CAPITAL ASIA LIMITED 3 4 7 2 3 5 -1 -1 -2 57.14 60.00 2007-03-08
498 Quinton Investments Limited (HK) 0 0 0 3 2 5 3 2 5 - 40.00 2012-11-15 2018-06-12
499 SBI China Capital Financial Services Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2008-09-19
500 SDHG International Asset Management Limited 4 1 5 2 3 5 -2 2 0 20.00 60.00 2008-12-02
501 SDICS International Asset Management (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2010-08-19
502 Shinhan Investment Asia Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2007-10-15
503 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 4 1 5 1 0 1 25.00 20.00
504 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00
505 Swiss-Asia Asset Management (HK) Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2010-06-02 2024-12-31
506 Tiger Securities Asset Management Company Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2006-12-29
507 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00
508 TRANSASIA PRIVATE CAPITAL LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2013-08-09
509 Tyche Group Limited 2 6 8 2 3 5 0 -3 -3 75.00 60.00 2014-12-05
510 VC BROKERAGE LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
511 VisionGain Capital Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2007-11-14
512 WINNINGTON CAPITAL LIMITED 4 2 6 2 3 5 -2 1 -1 33.33 60.00
513 Absolute Investment Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00
514 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
515 AD Capital Management (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-09-08
516 Allard Partners Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
517 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
518 Amber Hill Asset Management Limited 3 0 3 4 0 4 1 0 1 0.00 0.00 2011-07-13
519 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
520 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
521 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
522 AP Asset Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-07-07 2013-12-04
523 Arete Research Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-01-11
524 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-06-30
525 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
526 Asia Pacific Securities Limited 4 0 4 4 0 4 0 0 0 0.00 0.00
527 ATHENA WEALTH MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-04-25
528 Avantua Capital Management Limited 0 0 0 3 1 4 3 1 4 - 25.00 2013-06-20
529 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
530 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
531 BLUE POOL CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-11-10 2015-12-01
532 BNY Mellon Managed Investments Limited 0 0 0 2 2 4 2 2 4 - 50.00 2013-06-11 2015-12-02
533 Bradesco Securities Hong Kong Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2012-03-05
534 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2012-08-01
535 Capstone Financial (HK) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2010-03-12 2025-03-27
536 CBRE Clarion Securities HKG Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-01-04 2019-08-28
537 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
538 CHEETAH ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-08-01
539 Chepstow Capital Advisors Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2009-10-20 2018-04-27
540 China Enterprise Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
541 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
542 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2013-04-10
543 Cynosure Asset Management Hong Kong Limited 4 2 6 3 1 4 -1 -1 -2 33.33 25.00 2023-09-27
544 DST Investment Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-04-23
545 Emperor Asset Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-11-03
546 First Reserve Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-10-28 2015-07-29
547 Fortune Asset Management Limited (HK) 2 1 3 2 2 4 0 1 1 33.33 50.00 2009-12-16
548 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2011-11-07 2024-11-19
549 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2015-09-07
550 Fubon Fund Management (Hong Kong) Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00
551 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
552 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-03-19
553 HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-11-21
554 HSZ (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
555 IIFL Private Wealth Hong Kong Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2012-04-13 2019-01-03
556 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
557 J Capital Research Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2012-03-01 2018-10-29
558 JVSakk Asset Management Limited 4 2 6 3 1 4 -1 -1 -2 33.33 25.00 2008-08-28
559 KGI SECURITIES (HONG KONG) LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2017-10-02
560 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 6 9 2 2 4 -1 -4 -5 66.67 50.00
561 Korea Investment Management Asia Limited 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2009-08-21 2014-12-09
562 LIM ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2022-09-15
563 Lion Global Financial Limited 5 1 6 4 0 4 -1 -1 -2 16.67 0.00
564 Metaverse Securities Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
565 MVision Private Equity Advisers Asia Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2012-03-29
566 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
567 Pamirs Capital (H.K.) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-09-10
568 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 1 3 2 2 4 0 1 1 33.33 50.00
569 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
570 Progeny (Hong Kong) Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2010-07-09
571 REALCHAMP ASSET MANAGEMENT LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00
572 SHENG YUAN SECURITIES LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00 2010-10-27
573 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 4 0 4 1 0 1 0.00 0.00
574 Stobene Partners (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-01-31 2017-07-28
575 SYZ Asset Management (Asia) Limited 2 0 2 2 2 4 0 2 2 0.00 50.00 2004-07-27 2016-12-22
576 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2012-04-11
577 UCF Asset Management (HK) Limited 3 0 3 2 2 4 -1 2 1 0.00 50.00 2012-05-04 2020-10-04
578 VISION FINANCE (SECURITIES) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2007-05-08
579 VP Wealth Management (Hong Kong) Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2007-09-11 2025-07-24
580 Wealth Legend Asset Management Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
581 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2015-02-09
582 WING ON CHEONG SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2020-12-21
583 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
584 Yuanta Financial (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2010-02-03 2014-03-28
585 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
586 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2013-06-05
587 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-04-10
588 Aegon Asset Management (Asia) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-04-30 2022-12-30
589 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-11-29
590 ALTUS CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
591 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
592 Anuenue Capital International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-08-30
593 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-01-20 2020-08-05
594 Arta Asset Management Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2008-07-10
595 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-09-21
596 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
597 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
598 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
599 Austen Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-30
600 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
601 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
602 Beijing Securities Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
603 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
604 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 2 1 3 -2 0 -2 20.00 33.33 2011-01-04 2016-03-17
605 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2009-09-28
606 BOWEN ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-10-20
607 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2014-07-03
608 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2020-06-18
609 CARDINALASIA CONSULTING LIMITED 2 0 2 1 2 3 -1 2 1 0.00 66.67 2003-06-27 2024-02-22
610 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
611 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
612 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-12-27
613 China Alpha Fund Management (HK) Limited 4 1 5 2 1 3 -2 0 -2 20.00 33.33 2010-05-31
614 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
615 China Vered Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-04-17
616 Chubb Investment Management (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-11-12
617 CIAM Capital Management Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2011-01-24 2024-08-13
618 CMS CAPITAL (HK) CO., LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-05-06
619 Convergence Capital Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-06-28 2016-11-09
620 CPIC Investment Management (H.K.) Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-19 2014-05-02
621 Credit Agricole Securities (Asia) Limited 2 3 5 3 0 3 1 -3 -2 60.00 0.00
622 Credit Suisse Securities (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2024-09-27
623 CUPOLA CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2022-05-06
624 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
625 Direxion Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-06-13
626 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
627 EIG Global Energy (Asia) Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2012-02-08
628 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33
629 ELLIOTT ADVISORS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-08 2022-03-16
630 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2007-08-24 2020-01-24
631 FCL ADVISORY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-01
632 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
633 FT Securities Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2024-12-06
634 Funde Asset Management (Hong Kong) Company Limited 0 0 0 3 0 3 3 0 3 - 0.00 2013-07-23
635 Funderstone Asset Management (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2013-11-14
636 Future Growth Asset Management Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-05-11
637 GCAM Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-17 2022-03-09
638 GETTA SECURITIES LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-06-26
639 GNAB Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-03-14
640 Golden Hen Investment Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-04-20
641 Goldyard Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-11-21
642 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
643 GRANSING SECURITIES CO., LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
644 Greentech Technology Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-18
645 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-04 2021-06-17
646 Guoxin International Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-07-31 2022-09-23
647 Hana Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-03-25 2015-06-17
648 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
649 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
650 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
651 Impax Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-23
652 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-12 2014-06-04
653 Imperium International Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-12-02
654 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
655 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
656 KCG FUND MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-04
657 KGI CAPITAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
658 King Wai Asset Management Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-09-05
659 Kingsbridge Limited (d2014-08-15) 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-07-28 2014-02-12
660 Kirin Asset Management Limited 5 0 5 3 0 3 -2 0 -2 0.00 0.00 2007-06-12 2016-09-14
661 Leading Securities Company Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-02-21
662 Legg Mason International Equities (Hong Kong) Limited 2 4 6 2 1 3 0 -3 -3 66.67 33.33 2015-08-28
663 LIS Investment Services Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-01-09
664 Longitude Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
665 LONGREACH GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-08-01
666 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-02-17
667 MAP CAPITAL LIMITED (HK) 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-01-16 2016-01-22
668 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
669 Mirae Asset Securities (HK) Limited 2 8 10 3 0 3 1 -8 -7 80.00 0.00 2007-10-09 2017-03-01
670 Mirae Asset Securities (HK) Limited 2 8 10 3 0 3 1 -8 -7 80.00 0.00 2007-10-09 2017-02-28
671 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
672 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-09-21
673 Myo Capital Advisers Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-11-16 2021-02-04
674 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
675 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
676 Optima Capital Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2007-10-25
677 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
678 ORIENT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
679 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-02-22
680 Pathway Capital Management (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-11-01
681 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-05-02 2015-06-25
682 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
683 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2024-03-25
684 Red Gate Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-07-11
685 Rich Union Securities (H.K.) Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2025-05-19
686 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
687 Schroder Adveq Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-01-02 2019-05-08
688 SCM Strategic Capital Management Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-02-11 2015-01-21
689 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
690 Select Investment Services Limited (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-09-16
691 Shacom Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
692 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2011-06-14
693 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
694 Shinhan Asset Management (Hong Kong) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-27 2023-07-26
695 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2017-05-11
696 Sino-Rich Securities & Futures Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-06-21
697 SJS Markets Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2005-11-23 2015-01-13
698 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-08-15
699 Soochow Securities International Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-01-12
700 Springs Capital (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-04-14
701 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
702 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2020-07-22
703 TFI Asset Management Limited 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2009-06-18
704 TIAN YUAN FINANCE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-06-30
705 Tokio Marine Investment Services, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-03-28
706 TRADING CENTRAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-03-08
707 TRANSPAC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
708 Triada Capital Limited (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-06-21
709 TUNG TAI SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
710 TVC MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
711 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
712 Tyric Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
713 UNITED GAIN INVESTMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2003-08-07
714 UNITED WORLD ONLINE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2006-04-19 2014-01-20
715 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
716 VBG Capital Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2008-11-11 2013-09-19
717 VERACITY INVESTMENT CO., LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-11-20
718 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
719 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
720 ZHONGCAI ASSET MANAGEMENT LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2013-08-13
721 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
722 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
723 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
724 Aksia Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-06
725 ALCEDA ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-03-19 2014-12-31
726 Alpha Nova Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
727 Amherst Pierpont International Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-06-17 2023-06-09
728 Ant Global Partners (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-12-06
729 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
730 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
731 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
732 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
733 Arowana Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-12 2023-08-24
734 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
735 Axis Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
736 BCCF SECURITIES CO., LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-09-17 2022-02-16
737 Benchmark Advisors Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2013-08-09 2016-08-18
738 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
739 Bosen Asset Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-08-16 2023-02-17
740 Brilliant Norton Securities Company Limited 3 3 6 2 0 2 -1 -3 -4 50.00 0.00 2011-12-01 2023-08-04
741 CAIDAO CAPITAL LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2008-07-15 2022-08-22
742 Caitong International Asset Management Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-05-20
743 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
744 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2023-03-20
745 CEPA ALLIANCE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-23
746 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
747 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2019-07-29
748 ChapmanCraig Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
749 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00
750 China Galaxy International Asset Management (Hong Kong) Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-02-25
751 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-08-08 2024-01-08
752 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2014-05-21
753 CLC SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-08-29 2024-04-23
754 CLSA RESEARCH LIMITED 3 109 112 2 0 2 -1 -109 -110 97.32 0.00 2014-06-18
755 Core Securities Company Limited (The) 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-11-19
756 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
757 CTI Capital Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2013-03-19 2015-06-01
758 D.J. SECURITIES LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
759 Dayton Way Financial (HK) Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2012-02-14 2014-10-24
760 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
761 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-29
762 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
763 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
764 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-13
765 Esperanza Fintech (Securities) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-01-23
766 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
767 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
768 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
769 FE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
770 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
771 Frontier Asia Capital Hong Kong Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-08-11 2019-07-24
772 FRONTIER CAPITAL INVESTMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-01-29 2022-01-14
773 GAYANG SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
774 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
775 Ginger Capital Advisory Limited 2 2 4 2 0 2 0 -2 -2 50.00 0.00 2011-06-01 2018-09-04
776 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
777 Gold Mountains Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-08-28
778 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 2 0 2 -2 0 -2 0.00 0.00 2008-12-02
779 Goldstream Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-02
780 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
781 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
782 Grey Investment Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-02-21
783 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
784 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
785 Heitman HK Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-12-05 2023-08-24
786 Hong Kong Securities (International) Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-04-30 2023-03-02
787 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
788 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-24
789 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
790 Isola Capital Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-06-06
791 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
792 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
793 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
794 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-29
795 JW CAPITAL SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
796 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-05-13 2021-12-04
797 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
798 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
799 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-02
800 Landmark Asset Management Limited (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-01-10 2018-01-22
801 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
802 LFM Global Investment (Hong Kong) Company, Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-12-06 2025-09-05
803 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
804 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
805 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-11 2014-08-05
806 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 3 6 9 2 0 2 -1 -6 -7 66.67 0.00 2011-04-14
807 Neutral Financial Holding Company Limited 3 0 3 2 0 2 -1 0 -1 0.00 0.00
808 Ohra Capital Partners Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-08-27 2023-06-21
809 ORFI CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-07-31
810 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-11-06 2016-12-14
811 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
812 Partners Capital Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-08-04
813 Paul Capital Advisors Hong Kong Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-06-17 2014-09-03
814 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-11-09 2015-07-31
815 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-21
816 PHOENIX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-12-21
817 Prince Capital Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-03-21 2014-12-19
818 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-06-28
819 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
820 RAYLIANT ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-11-12
821 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
822 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
823 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
824 Safari Asia Limited 1 1 2 2 0 2 1 -1 0 50.00 0.00 2010-04-30 2015-07-02
825 SAMSUNG SECURITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
826 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
827 Sectoral Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-08-08
828 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
829 SIMPLEX CAPITAL ASIA LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2016-05-24
830 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
831 SMART ASSET MANAGEMENT LIMITED (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-03-02 2013-11-26
832 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
833 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
834 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
835 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-30
836 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
837 Superfund Financial (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
838 Swiss China Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-09-14
839 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2017-09-29
840 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
841 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
842 Value Partners Private Equity Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
843 Vestmore Capital Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-01-12
844 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
845 WMG Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-28 2014-01-06
846 Wolver Hill Asset Management Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-03-10
847 YF ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-04-16
848 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
849 AuVantage Consultancy Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2016-10-03
850 BMF Asset Management Limited 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2010-02-22
851 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 4 6 1 0 1 -1 -4 -5 66.67 0.00 2008-10-31 2013-12-17
852 CHINAWIDE SECURITIES LIMITED 3 3 6 1 0 1 -2 -3 -5 50.00 0.00 2011-05-31 2013-12-17
853 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2008-07-09
854 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2013-10-16
855 ELECTRA PARTNERS ASIA LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-11-04
856 GLENWORTH CAPITAL LIMITED 0 0 0 1 0 1 1 0 1 - 0.00 2013-01-29
857 Goldman Sachs Investment Management Hong Kong Limited 3 26 29 1 0 1 -2 -26 -28 89.66 0.00 2013-11-27
858 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 0 1 1 -2 -2 -4 60.00 100.00 2014-01-30
859 OnePlatform Wealth Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-07-25 2014-05-28
860 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00 2013-11-25
861 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2015-03-27
862 TRISKELE CAPITAL MANAGEMENT LIMITED 2 2 4 1 0 1 -1 -2 -3 50.00 0.00 2007-04-11 2013-10-23
863 Xeram and Company (Asia) Limited 3 2 5 1 0 1 -2 -2 -4 40.00 0.00 2015-11-27
864 3V Capital Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-18 2013-08-27
865 A ONE INVESTMENT COMPANY LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2013-12-05
866 AIR GEO SERVICES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-08-21 2012-12-14
867 Andante Capital Partners Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-11-11 2012-12-03
868 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-06-17 2013-07-26
869 AXA CHINA REGION INVESTMENT SERVICES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-11-27
870 BANK OF COMMUNICATIONS TRUSTEE LIMITED 3 2 5 0 0 0 -3 -2 -5 40.00 - 2013-04-02
871 BGC SECURITIES (HONG KONG) LLC 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-10-19 2013-01-07
872 Black Dragon Asset Management Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-07-27 2013-06-14
873 Broadway Wealth Management Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-01-03
874 CHI CAPITAL SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-09-07 2016-05-05
875 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-05-13
876 Creat Capital Company Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2010-07-26 2013-10-02
877 CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2004-07-28 2013-02-27
878 ENZARD LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2004-05-21 2013-02-18
879 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2013-03-19
880 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-04-27 2013-03-28
881 HTC Securities Company Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-09-03 2013-11-19
882 iTTa Capital Limited 2 5 7 0 0 0 -2 -5 -7 71.43 - 2003-05-29 2013-06-11
883 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2013-08-20
884 Keefe, Bruyette & Woods Asia Limited 4 6 10 0 0 0 -4 -6 -10 60.00 - 2010-03-03 2013-04-24
885 LEE CAPITAL PARTNERS LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-04-11 2013-10-16
886 LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED 2 21 23 0 0 0 -2 -21 -23 91.30 - 2013-03-19
887 MLI LIMITED (d2018-03-29) 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-05-29
888 Pacific Advantage Capital Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-10-25 2013-01-14
889 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2010-03-02 2013-01-14
890 PIPER JAFFRAY ASIA SECURITIES LIMITED 3 3 6 0 0 0 -3 -3 -6 50.00 - 2013-04-17
891 POMONA CAPITAL ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-03-25 2013-07-17
892 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-07-17
893 RBC Capital Markets (Hong Kong) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2010-09-09 2012-11-01
894 RBC Capital Markets (Hong Kong) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-11-01 2016-07-26
895 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2007-05-25 2016-05-24
896 SALISBURY SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-03-31 2013-08-30
897 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-12-17
898 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2013-05-29
899 Standard Advisory Asia Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-09 2013-04-12
900 STARLING GROUP SECURITIES LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2009-11-06 2013-05-20
901 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-04-29 2013-04-22
902 Waterland Securities (HK) Company Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2009-02-20 2013-01-15
903 Whitestone Securities Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2012-04-17 2013-05-22
904 Yuanta Asia Investment (Hong Kong) Limited 3 20 23 0 0 0 -3 -20 -23 86.96 - 2007-01-15 2013-11-01
Average 3.01 10.22 13.22 3.02 10.25 13.27 77.24 77.23

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