SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2012-10-31 2013-10-31 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch (Asia Pacific) Limited 12 442 454 20 309 329 8 -133 -125 97.36 93.92
2 Credit Suisse (Hong Kong) Limited 27 263 290 21 222 243 -6 -41 -47 90.69 91.36 2025-01-13
3 NOMURA INTERNATIONAL (HONG KONG) LIMITED 10 293 303 12 227 239 2 -66 -64 96.70 94.98
4 UBS SECURITIES ASIA LIMITED 3 232 235 3 231 234 0 -1 -1 98.72 98.72
5 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 171 184 14 142 156 1 -29 -28 92.93 91.03
6 Merrill Lynch Far East Limited 7 139 146 16 139 155 9 0 9 95.21 89.68 2025-01-16
7 Citigroup Global Markets Asia Limited 4 139 143 5 143 148 1 4 5 97.20 96.62
8 BlackRock Asset Management North Asia Limited 6 56 62 6 136 142 0 80 80 90.32 95.77
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 125 129 4 136 140 0 11 11 96.90 97.14
10 CLSA LIMITED 5 42 47 5 129 134 0 87 87 89.36 96.27
11 J.P. MORGAN BROKING (HONG KONG) LIMITED 12 112 124 15 117 132 3 5 8 90.32 88.64
12 GOLDMAN SACHS (ASIA) L.L.C. 9 120 129 10 119 129 1 -1 0 93.02 92.25
13 FIL Investment Management (Hong Kong) Limited 7 98 105 7 117 124 0 19 19 93.33 94.35
14 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 118 125 7 116 123 0 -2 -2 94.40 94.31
15 BOCI SECURITIES LIMITED 10 107 117 10 110 120 0 3 3 91.45 91.67 2004-03-01
16 BlackRock (Hong Kong) Limited (d2017-01-20) 4 79 83 4 115 119 0 36 36 95.18 96.64 2015-05-15
17 Morgan Stanley Asia Limited 8 94 102 7 108 115 -1 14 13 92.16 93.91
18 MACQUARIE CAPITAL LIMITED 2 115 117 2 112 114 0 -3 -3 98.29 98.25
19 HSBC Global Asset Management (Hong Kong) Limited 13 102 115 12 100 112 -1 -2 -3 88.70 89.29
20 JPMorgan Asset Management (Asia Pacific) Limited 9 94 103 8 102 110 -1 8 7 91.26 92.73
21 MIZUHO SECURITIES ASIA LIMITED 13 71 84 11 98 109 -2 27 25 84.52 89.91
22 iBest Consultants Limited 2 80 82 2 80 82 0 0 0 97.56 97.56 2019-08-15
23 KGI ASIA LIMITED 10 57 67 11 71 82 1 14 15 85.07 86.59 2017-10-02
24 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 9 77 86 7 74 81 -2 -3 -5 89.53 91.36 2008-08-20
25 Jefferies Hong Kong Limited 7 58 65 7 73 80 0 15 15 89.23 91.25 2010-01-04
26 Everbright Securities Investment Services (HK) Limited 5 59 64 5 71 76 0 12 12 92.19 93.42
27 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 76 83 7 67 74 0 -9 -9 91.57 90.54
28 Standard Chartered Securities (Hong Kong) Limited 11 56 67 11 61 72 0 5 5 83.58 84.72
29 CENTALINE WEALTH MANAGEMENT LIMITED 3 76 79 3 66 69 0 -10 -10 96.20 95.65 2004-04-02
30 CITIC Securities Brokerage (HK) Limited 9 58 67 9 55 64 0 -3 -3 86.57 85.94
31 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 5 53 58 6 57 63 1 4 5 91.38 90.48
32 BCT Financial Limited 2 57 59 2 59 61 0 2 2 96.61 96.72 2010-11-24
33 FWD Financial Planning Limited (HK) 4 74 78 3 57 60 -1 -17 -18 94.87 95.00
34 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 10 41 51 11 48 59 1 7 8 80.39 81.36 2009-09-15
35 FIL Investment Advisors 3 46 49 3 56 59 0 10 10 93.88 94.92
36 Quam Securities Limited 3 52 55 4 55 59 1 3 4 94.55 93.22
37 BARCLAYS CAPITAL ASIA LIMITED 3 75 78 3 55 58 0 -20 -20 96.15 94.83
38 CCB INTERNATIONAL SECURITIES LIMITED 13 46 59 13 44 57 0 -2 -2 77.97 77.19 2005-10-10
39 Daiwa Capital Markets Hong Kong Limited 3 67 70 4 53 57 1 -14 -13 95.71 92.98
40 BLACKSTONE GROUP (HK) LIMITED (THE) 3 44 47 4 52 56 1 8 9 93.62 92.86 2008-10-14
41 CSI Corporate Finance (HK) Limited 9 41 50 9 44 53 0 3 3 82.00 83.02 2007-08-01 2019-03-29
42 UBS Asset Management (Hong Kong) Limited 5 46 51 4 49 53 -1 3 2 90.20 92.45
43 TARGET CAPITAL MANAGEMENT LIMITED (HK) 8 41 49 8 44 52 0 3 3 83.67 84.62 2007-04-26
44 Sanford C. Bernstein (Hong Kong) Limited 6 35 41 7 44 51 1 9 10 85.37 86.27 2011-09-28
45 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 50 55 5 45 50 0 -5 -5 90.91 90.00 2007-01-12 2015-05-31
46 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 52 54 3 47 50 1 -5 -4 96.30 94.00
47 VALUE PARTNERS HONG KONG LIMITED 3 47 50 3 47 50 0 0 0 94.00 94.00 2007-11-19
48 VALUE PARTNERS LIMITED 3 48 51 3 47 50 0 -1 -1 94.12 94.00
49 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 40 43 4 44 48 1 4 5 93.02 91.67
50 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 21 25 4 44 48 0 23 23 84.00 91.67
51 BOCI RESEARCH LIMITED 5 42 47 5 42 47 0 0 0 89.36 89.36
52 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 3 43 46 1 -5 -4 96.00 93.48 2004-01-20
53 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 35 38 3 43 46 0 8 8 92.11 93.48 2018-12-31
54 oOo Securities (HK) Group Limited 3 48 51 3 43 46 0 -5 -5 94.12 93.48 2004-12-03
55 JPMorgan Funds (Asia) Limited 8 36 44 5 39 44 -3 3 0 81.82 88.64
56 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 16 21 4 39 43 -1 23 22 76.19 90.70
57 JF INTERNATIONAL MANAGEMENT INC. 5 33 38 4 39 43 -1 6 5 86.84 90.70 2020-07-13
58 Manulife Investment Management (Hong Kong) Limited 6 28 34 6 37 43 0 9 9 82.35 86.05
59 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 32 37 5 37 42 0 5 5 86.49 88.10
60 Yuanta Securities (Hong Kong) Company Limited 5 33 38 8 34 42 3 1 4 86.84 80.95
61 INVESCO HONG KONG LIMITED 5 27 32 5 36 41 0 9 9 84.38 87.80
62 T. Rowe Price Hong Kong Limited 3 35 38 3 38 41 0 3 3 92.11 92.68 2010-12-21
63 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 32 37 6 34 40 1 2 3 86.49 85.00
64 UOB KAY HIAN (HONG KONG) LIMITED 3 32 35 3 35 38 0 3 3 91.43 92.11
65 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 23 33 9 28 37 -1 5 4 69.70 75.68
66 NATIXIS ASIA LIMITED 3 32 35 4 33 37 1 1 2 91.43 89.19 2004-10-19
67 Rothschild & Co Hong Kong Limited 3 36 39 4 33 37 1 -3 -2 92.31 89.19 2005-04-27
68 BOCOM International Securities Limited 4 30 34 4 32 36 0 2 2 88.24 88.89 2007-09-10
69 AllianceBernstein Hong Kong Limited 4 29 33 5 29 34 1 0 1 87.88 85.29
70 Amundi Hong Kong Limited 7 23 30 6 28 34 -1 5 4 76.67 82.35
71 GET NICE SECURITIES LIMITED 4 31 35 4 30 34 0 -1 -1 88.57 88.24
72 ASSET MANAGEMENT GROUP LIMITED 2 34 36 2 31 33 0 -3 -3 94.44 93.94 2006-01-17
73 BSI Investment Advisors (Hong Kong) Limited 4 20 24 5 28 33 1 8 9 83.33 84.85 2010-08-27 2014-06-04
74 IPP Financial Advisers Limited 2 25 27 2 31 33 0 6 6 92.59 93.94 2006-12-21
75 INSTINET PACIFIC LIMITED 4 17 21 2 30 32 -2 13 11 80.95 93.75
76 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 25 29 4 28 32 0 3 3 86.21 87.50
77 BARING ASSET MANAGEMENT (ASIA) LIMITED 6 20 26 8 23 31 2 3 5 76.92 74.19
78 CGS International Securities Hong Kong Limited 2 37 39 4 26 30 2 -11 -9 94.87 86.67
79 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 45 49 3 27 30 -1 -18 -19 91.84 90.00
80 Fidelity Management & Research (Hong Kong) Limited 5 22 27 4 25 29 -1 3 2 81.48 86.21 2008-09-04
81 KGI Asset Management Limited 2 0 2 3 26 29 1 26 27 0.00 89.66
82 MIDLAND WEALTH MANAGEMENT LIMITED 2 24 26 3 26 29 1 2 3 92.31 89.66 2008-02-18
83 Neuberger Berman Asia Limited 4 18 22 4 25 29 0 7 7 81.82 86.21 2008-03-13
84 Guosen Securities (HK) Brokerage Company, Limited 4 17 21 4 24 28 0 7 7 80.95 85.71 2010-02-26
85 HARVEST GLOBAL INVESTMENTS LIMITED 5 25 30 4 24 28 -1 -1 -2 83.33 85.71 2009-02-16
86 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 2 8 5 23 28 -1 21 20 25.00 82.14 2009-11-16
87 CBH Asia Limited 4 19 23 4 23 27 0 4 4 82.61 85.19
88 EMPEROR SECURITIES LIMITED (HK) 8 20 28 7 20 27 -1 0 -1 71.43 74.07
89 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 24 30 5 22 27 -1 -2 -3 80.00 81.48
90 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 25 30 5 22 27 0 -3 -3 83.33 81.48 2005-07-05
91 DBS VICKERS (HONG KONG) LIMITED 4 28 32 3 23 26 -1 -5 -6 87.50 88.46
92 First Sentier Investors (Hong Kong) Limited 5 19 24 5 21 26 0 2 2 79.17 80.77
93 313 Capital Management Limited 2 12 14 2 23 25 0 11 11 85.71 92.00 2010-04-19
94 Eastspring Investments (Hong Kong) Limited 3 22 25 2 23 25 -1 1 0 88.00 92.00
95 China Asset Management (Hong Kong) Limited 5 16 21 4 20 24 -1 4 3 76.19 83.33 2009-04-03
96 CSOP Asset Management Limited 3 20 23 3 21 24 0 1 1 86.96 87.50 2009-04-02
97 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 14 17 4 20 24 1 6 7 82.35 83.33 2009-01-02
98 PineBridge Investments Asia Limited 5 20 25 5 19 24 0 -1 -1 80.00 79.17
99 RHB SECURITIES HONG KONG LIMITED 5 20 25 5 19 24 0 -1 -1 80.00 79.17 2006-11-17 2022-10-06
100 SMBC Nikko Securities (Hong Kong) Limited 8 15 23 8 16 24 0 1 1 65.22 66.67
101 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 19 22 3 20 23 0 1 1 86.36 86.96
102 CAIIS Limited 3 21 24 3 19 22 0 -2 -2 87.50 86.36 2018-09-04
103 HANG SENG SECURITIES LIMITED 5 17 22 5 17 22 0 0 0 77.27 77.27
104 HARRIS FRASER (INTERNATIONAL) LIMITED 3 23 26 4 18 22 1 -5 -4 88.46 81.82
105 HPEF Capital Partners Limited 8 13 21 7 15 22 -1 2 1 61.90 68.18 2022-06-01
106 Income Partners Asset Management (HK) Limited 3 16 19 3 19 22 0 3 3 84.21 86.36
107 Polen Capital HK Limited 2 22 24 4 18 22 2 -4 -2 91.67 81.82
108 BNY Mellon Investment Management Hong Kong Limited 4 8 12 4 17 21 0 9 9 66.67 80.95 2008-06-06
109 St. James's Place (Hong Kong) Limited 2 17 19 2 19 21 0 2 2 89.47 90.48
110 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 11 15 6 15 21 2 4 6 73.33 71.43 2009-07-10
111 APG Investments Asia Limited 6 13 19 6 14 20 0 1 1 68.42 70.00 2008-11-18
112 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 4 14 18 6 14 20 2 0 2 77.78 70.00 2016-06-30
113 HANG SENG INVESTMENT SERVICES LIMITED 6 10 16 7 13 20 1 3 4 62.50 65.00
114 MIB SECURITIES (HONG KONG) LIMITED 3 14 17 3 17 20 0 3 3 82.35 85.00
115 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 13 19 6 14 20 0 1 1 68.42 70.00
116 Wellington Management Hong Kong Limited (b2003-01-02) 5 18 23 3 17 20 -2 -1 -3 78.26 85.00 2003-09-18
117 ABCI Securities Company Limited 2 8 10 4 15 19 2 7 9 80.00 78.95 2005-11-15
118 Asiya Investments Hong Kong Limited 4 1 5 4 15 19 0 14 14 20.00 78.95 2012-07-06 2021-07-19
119 CHIEF SECURITIES LIMITED 3 15 18 4 15 19 1 0 1 83.33 78.95 2006-04-20
120 CITIC Securities (Hong Kong) Limited 5 14 19 5 14 19 0 0 0 73.68 73.68
121 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 13 17 4 15 19 0 2 2 76.47 78.95 2008-07-03
122 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 13 17 4 15 19 0 2 2 76.47 78.95
123 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 13 16 4 15 19 1 2 3 81.25 78.95 2005-11-15
124 HSBC Global Asset Management Holdings (Bahamas) Limited 7 11 18 7 12 19 0 1 1 61.11 63.16 2020-06-02
125 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 4 15 19 0 3 3 75.00 78.95 2003-06-06
126 Robeco Hong Kong Limited 3 12 15 3 16 19 0 4 4 80.00 84.21 2007-12-18
127 SDICS International Securities (Hong Kong) Limited 2 9 11 3 16 19 1 7 8 81.82 84.21 2010-05-18
128 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 11 14 3 16 19 0 5 5 78.57 84.21 2010-02-23
129 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 3 16 19 0 2 2 82.35 84.21 2004-05-19
130 CASH Wealth Management Limited 3 23 26 3 15 18 0 -8 -8 88.46 83.33
131 China Galaxy International Securities (Hong Kong) Co., Limited 5 7 12 6 12 18 1 5 6 58.33 66.67 2012-03-13
132 CITIC CLSA Capital Partners HK Limited 4 17 21 3 15 18 -1 -2 -3 80.95 83.33
133 CVC Asia Pacific Limited 4 12 16 4 14 18 0 2 2 75.00 77.78
134 DEUTSCHE SECURITIES ASIA LIMITED 7 18 25 6 12 18 -1 -6 -7 72.00 66.67 2019-12-03
135 MCP Asset Management Company Limited 3 14 17 3 15 18 0 1 1 82.35 83.33 2005-08-23
136 MUFG Securities Asia Limited 6 7 13 6 12 18 0 5 5 53.85 66.67 2010-12-31
137 Samsung Asset Management (Hong Kong) Limited 2 10 12 3 15 18 1 5 6 83.33 83.33 2008-04-23
138 AXA Investment Managers Asia Limited 3 9 12 3 14 17 0 5 5 75.00 82.35
139 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 9 12 3 14 17 0 5 5 75.00 82.35 2019-07-05
140 BOCI ASSET MANAGEMENT LIMITED 4 15 19 4 13 17 0 -2 -2 78.95 76.47 2014-12-24
141 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 6 14 20 6 11 17 0 -3 -3 70.00 64.71 2024-03-28
142 CITIC Securities Asset Management (HK) Limited 3 17 20 4 13 17 1 -4 -3 85.00 76.47 2008-08-01
143 Janus Henderson Investors Hong Kong Limited 4 9 13 4 13 17 0 4 4 69.23 76.47
144 LOMBARD ODIER (HONG KONG) LIMITED 3 16 19 2 15 17 -1 -1 -2 84.21 88.24
145 Principal Investment & Retirement Services Limited 4 6 10 4 13 17 0 7 7 60.00 76.47 2011-08-17
146 Shang International Finance Limited 6 12 18 5 12 17 -1 0 -1 66.67 70.59 2024-01-26
147 SINOPAC SECURITIES (ASIA) LIMITED 3 17 20 5 12 17 2 -5 -3 85.00 70.59 2017-02-12
148 Wells Fargo Securities Asia Limited 4 16 20 2 15 17 -2 -1 -3 80.00 88.24 2008-04-25
149 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 2 14 16 0 2 2 85.71 87.50
150 BMI FUNDS MANAGEMENT LIMITED 2 8 10 2 14 16 0 6 6 80.00 87.50
151 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 12 16 3 13 16 -1 1 0 75.00 81.25 2008-04-30
152 DBS ASIA CAPITAL LIMITED 7 15 22 6 10 16 -1 -5 -6 68.18 62.50
153 DigitalBridge Management Asia Limited 4 7 11 4 12 16 0 5 5 63.64 75.00 2010-07-20
154 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 4 13 17 3 13 16 -1 0 -1 76.47 81.25 2010-02-11
155 OnePlatform Asset Management Limited 2 17 19 2 14 16 0 -3 -3 89.47 87.50
156 Religare Capital Markets (Hong Kong) Limited 6 12 18 6 10 16 0 -2 -2 66.67 62.50 2009-09-22 2018-04-09
157 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 7 9 16 0 -3 -3 63.16 56.25
158 T G HOLBORN (HK) LIMITED 3 28 31 2 14 16 -1 -14 -15 90.32 87.50 2014-04-29
159 UBP ASSET MANAGEMENT ASIA LIMITED 4 14 18 4 12 16 0 -2 -2 77.78 75.00 2007-01-11
160 Vanguard Investments Hong Kong Limited 3 7 10 3 13 16 0 6 6 70.00 81.25 2012-02-07 2022-06-29
161 Ark Securities (Hong Kong) Limited 2 15 17 2 13 15 0 -2 -2 88.24 86.67
162 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 4 11 15 0 0 0 73.33 73.33
163 China Universal Asset Management (Hong Kong) Company Limited 4 10 14 4 11 15 0 1 1 71.43 73.33 2010-02-19
164 DWS Investments Hong Kong Limited 3 13 16 2 13 15 -1 0 -1 81.25 86.67
165 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 3 12 15 0 -8 -8 86.96 80.00
166 HAMON ASSET MANAGEMENT LIMITED 3 9 12 3 12 15 0 3 3 75.00 80.00
167 Houlihan Lokey (China) Limited 2 8 10 2 13 15 0 5 5 80.00 86.67 2008-10-09
168 IAM LEGACY LIMITED 3 13 16 2 13 15 -1 0 -1 81.25 86.67 2007-08-21
169 PFP Capital Limited 3 9 12 3 12 15 0 3 3 75.00 80.00
170 SG SECURITIES (HK) LIMITED 5 10 15 6 9 15 1 -1 0 66.67 60.00 2010-08-18
171 Templewater Hong Kong Limited 4 0 4 7 8 15 3 8 11 0.00 53.33
172 BOCOM MPF & Financial Services Company Limited 3 5 8 5 9 14 2 4 6 62.50 64.29 2012-06-25
173 Bosera Asset Management (International) Co., Limited 3 11 14 3 11 14 0 0 0 78.57 78.57 2010-11-05
174 Canaccord Genuity (Hong Kong) Limited 3 1 4 3 11 14 0 10 10 25.00 78.57 2011-05-04
175 HAMON ASIAN ADVISORS LIMITED 3 8 11 3 11 14 0 3 3 72.73 78.57
176 Pictet Asset Management (Hong Kong) Limited 5 41 46 4 10 14 -1 -31 -32 89.13 71.43
177 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 2 12 14 0 5 5 77.78 85.71 2010-04-27
178 VICTORY SECURITIES COMPANY LIMITED 3 10 13 3 11 14 0 1 1 76.92 78.57
179 ZEAL ASSET MANAGEMENT LIMITED 5 6 11 5 9 14 0 3 3 54.55 64.29 2009-10-09 2025-08-20
180 BEA Union Investment Management Limited 6 9 15 5 8 13 -1 -1 -2 60.00 61.54
181 FIRST SHANGHAI SECURITIES LIMITED 3 11 14 4 9 13 1 -2 -1 78.57 69.23
182 GF Asset Management (Hong Kong) Limited 4 11 15 3 10 13 -1 -1 -2 73.33 76.92 2007-11-08
183 ICBC Asset Management (Global) Company Limited 3 10 13 3 10 13 0 0 0 76.92 76.92
184 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 3 10 13 -1 -1 -2 73.33 76.92 2009-12-14 2024-10-15
185 iFAST Financial (HK) Limited 5 10 15 5 8 13 0 -2 -2 66.67 61.54 2007-03-30
186 MERCER INVESTMENTS (HK) LIMITED 2 3 5 3 10 13 1 7 8 60.00 76.92 2005-08-04
187 Nomura Asset Management Hong Kong Limited 6 6 12 5 8 13 -1 2 1 50.00 61.54
188 PRUDENTIAL BROKERAGE LIMITED 2 12 14 2 11 13 0 -1 -1 85.71 84.62
189 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 16 19 2 11 13 -1 -5 -6 84.21 84.62
190 Soochow Securities International Brokerage Limited 3 5 8 4 9 13 1 4 5 62.50 69.23 2012-01-12
191 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23 2006-03-24
192 WILSON SECURITIES LIMITED 2 17 19 2 11 13 0 -6 -6 89.47 84.62 2010-02-25
193 CAPITAL GLOBAL MANAGEMENT LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67 2005-12-20
194 CC Finance Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00 2006-04-20 2025-06-19
195 Conning Asia Pacific Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2012-02-24
196 GF Securities (Hong Kong) Brokerage Limited 2 7 9 3 9 12 1 2 3 77.78 75.00 2009-10-30
197 HFT INVESTMENT MANAGEMENT (HK) LIMITED 3 7 10 4 8 12 1 1 2 70.00 66.67 2010-10-27 2021-11-26
198 Kerogen Capital (Asia) Limited 4 4 8 5 7 12 1 3 4 50.00 58.33 2010-02-01
199 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 4 9 4 8 12 -1 4 3 44.44 66.67 2017-10-02
200 Legg Mason Asset Management Hong Kong Limited 3 16 19 2 10 12 -1 -6 -7 84.21 83.33 2022-06-30
201 PEGASUS FUND MANAGERS LIMITED 2 12 14 2 10 12 0 -2 -2 85.71 83.33
202 PIMCO Asia Limited 3 9 12 2 10 12 -1 1 0 75.00 83.33 2006-05-17
203 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 11 14 2 10 12 -1 -1 -2 78.57 83.33 2008-05-29
204 RRJ Management (HK) Limited 0 0 0 3 9 12 3 9 12 - 75.00 2013-05-31 2022-07-20
205 StormHarbour Securities (Hong Kong) Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2010-03-18
206 Towers Watson Investment Services Hong Kong Limited 3 6 9 3 9 12 0 3 3 66.67 75.00 2007-05-14
207 VMS Securities Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2020-09-01
208 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 3 8 11 0 -2 -2 76.92 72.73
209 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 9 13 3 8 11 -1 -1 -2 69.23 72.73 2008-08-08
210 BOCHK Asset Management Limited 4 7 11 3 8 11 -1 1 0 63.64 72.73 2010-12-15
211 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 6 9 2 9 11 -1 3 2 66.67 81.82 2009-03-13
212 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 6 9 2 9 11 -1 3 2 66.67 81.82
213 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 5 9 14 4 7 11 -1 -2 -3 64.29 63.64 2008-10-22
214 China Renaissance Securities (Hong Kong) Limited 3 1 4 3 8 11 0 7 7 25.00 72.73 2012-10-24
215 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 4 10 6 5 11 0 1 1 40.00 45.45 2008-12-24
216 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 4 7 3 8 11 0 4 4 57.14 72.73 2009-10-14
217 DAEWOO SECURITIES (HONG KONG) LIMITED 3 8 11 4 7 11 1 -1 0 72.73 63.64 2017-02-28
218 Deltroit (Hong Kong) Limited 2 13 15 2 9 11 0 -4 -4 86.67 81.82 2005-04-11 2024-12-12
219 ENHANCED INVESTMENT PRODUCTS LIMITED 4 8 12 5 6 11 1 -2 -1 66.67 54.55
220 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2019-05-10
221 Hamilton Lane (Hong Kong) Limited 2 11 13 2 9 11 0 -2 -2 84.62 81.82 2010-07-05
222 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-05-09
223 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 3 8 11 1 -2 -1 83.33 72.73
224 OCP Asia (Hong Kong) Limited 4 8 12 3 8 11 -1 0 -1 66.67 72.73 2004-09-03 2022-06-13
225 Penjing Asset Management (HK) Limited 4 8 12 4 7 11 0 -1 -1 66.67 63.64 2005-03-24 2016-02-03
226 Pyramis Global Advisors (Hong Kong) Limited 3 9 12 4 7 11 1 -2 -1 75.00 63.64 2008-07-29 2014-11-21
227 SILVERHORN INVESTMENT ADVISORS LIMITED 2 3 5 4 7 11 2 4 6 60.00 63.64 2011-02-28
228 SPARX Asia Investment Advisors Limited 5 6 11 5 6 11 0 0 0 54.55 54.55 2004-04-20
229 Standard & Poor's Investment Advisory Services (HK) Limited 2 6 8 3 8 11 1 2 3 75.00 72.73 2010-09-21 2017-06-27
230 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 2 9 11 -1 0 -1 75.00 81.82 2019-09-30
231 TOYO SECURITIES ASIA LIMITED 5 2 7 4 7 11 -1 5 4 28.57 63.64
232 Wanhai Securities (HK) Limited 3 7 10 4 7 11 1 0 1 70.00 63.64
233 abrdn Hong Kong Limited 3 5 8 3 7 10 0 2 2 62.50 70.00
234 Aletheia Analyst Network Limited 2 9 11 2 8 10 0 -1 -1 81.82 80.00 2008-06-03
235 ALPS CAPITAL MANAGEMENT LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00
236 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2009-10-05
237 Changjiang Securities Brokerage (HK) Limited 2 6 8 2 8 10 0 2 2 75.00 80.00 2011-12-13
238 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 6 11 4 6 10 -1 0 -1 54.55 60.00 2007-02-16
239 Crosby Securities Limited 0 0 0 6 4 10 6 4 10 - 40.00 2013-03-06
240 CTBC Asia Limited 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2004-10-04
241 FULBRIGHT SECURITIES LIMITED 6 5 11 5 5 10 -1 0 -1 45.45 50.00 2010-05-18
242 GAM HONG KONG LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00
243 GT Asset & Portfolio Management Limited 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2004-11-04
244 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00 2007-10-23
245 ICBC (ASIA) SECURITIES LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00
246 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 2 8 10 -2 -2 -4 71.43 80.00 2009-07-10 2024-10-15
247 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 4 6 10 0 1 1 55.56 60.00 2014-10-13
248 Japaninvest (Hong Kong) Limited 4 7 11 4 6 10 0 -1 -1 63.64 60.00 2010-10-26 2017-01-27
249 M3 Capital Partners (HK) Limited 2 4 6 2 8 10 0 4 4 66.67 80.00 2012-04-19
250 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 2 8 10 -1 2 1 66.67 80.00 2007-12-21 2021-04-21
251 Oreana Financial Services Limited 3 11 14 3 7 10 0 -4 -4 78.57 70.00
252 PANTHEON VENTURES (HK) LLP 2 5 7 2 8 10 0 3 3 71.43 80.00 2010-06-30 2024-05-14
253 Quam Asset Management Limited (b1983-06-28) 3 3 6 3 7 10 0 4 4 50.00 70.00
254 RAYS Capital Partners Limited 3 5 8 2 8 10 -1 3 2 62.50 80.00 2011-11-02
255 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
256 TENGARD FUND MANAGEMENT LIMITED 2 4 6 2 8 10 0 4 4 66.67 80.00 2012-04-03
257 Vision Capital Investment Management Limited 3 8 11 4 6 10 1 -2 -1 72.73 60.00 2008-01-12
258 VTB Capital Hong Kong Limited 4 2 6 4 6 10 0 4 4 33.33 60.00 2011-06-30
259 Yunfeng Financial Markets Limited 4 5 9 3 7 10 -1 2 1 55.56 70.00
260 AMPLE CAPITAL LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67 2007-01-02 2022-07-27
261 CHEONG LEE SECURITIES LIMITED 3 9 12 3 6 9 0 -3 -3 75.00 66.67 2005-11-24
262 CHINA EVERBRIGHT CAPITAL LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78
263 CHINA EVERBRIGHT RESEARCH LIMITED 3 5 8 3 6 9 0 1 1 62.50 66.67
264 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
265 China Securities (International) Brokerage Company Limited 0 0 0 3 6 9 3 6 9 - 66.67 2013-04-24
266 Citigroup Venture Capital International Asia Limited 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2005-05-24 2014-04-15
267 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2023-02-02
268 DELTA ASIA SECURITIES LIMITED 3 9 12 3 6 9 0 -3 -3 75.00 66.67
269 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 4 8 2 7 9 -2 3 1 50.00 77.78 2011-11-15
270 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2005-02-16
271 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 4 5 9 0 0 0 55.56 55.56 2010-07-07
272 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2004-11-29
273 Huajin Corporate Finance (International) Limited 4 8 12 4 5 9 0 -3 -3 66.67 55.56
274 ICBC UBS Asset Management (International) Company Limited 3 1 4 3 6 9 0 5 5 25.00 66.67 2011-11-18
275 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 4 5 9 0 0 0 55.56 55.56
276 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78
277 M&F Asset Management Limited 3 7 10 3 6 9 0 -1 -1 70.00 66.67
278 MFG Limited (HK) 2 5 7 4 5 9 2 0 2 71.43 55.56 2008-07-15
279 Oasis Management (Hong Kong) 2 5 7 2 7 9 0 2 2 71.43 77.78 2004-09-14
280 Open Securities Limited 3 7 10 3 6 9 0 -1 -1 70.00 66.67
281 ORIENT SECURITIES (HONG KONG) LIMITED 3 0 3 4 5 9 1 5 6 0.00 55.56 2012-04-13
282 ORIENTAL PATRON SECURITIES LIMITED 4 8 12 3 6 9 -1 -2 -3 66.67 66.67
283 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 10 12 2 7 9 0 -3 -3 83.33 77.78
284 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
285 Rockhampton Management Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2011-01-26
286 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2008-11-07
287 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 2 7 9 -1 0 -1 70.00 77.78 2007-05-08 2019-09-30
288 Sumo Asset Management Limited 3 3 6 3 6 9 0 3 3 50.00 66.67 2010-07-07 2022-08-23
289 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67 2003-05-23 2022-07-19
290 AIF CAPITAL LIMITED 3 9 12 3 5 8 0 -4 -4 75.00 62.50
291 ALBOURNE PARTNERS (ASIA) LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2004-09-07
292 CC SIF Advisory Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2006-07-25
293 Changjiang Asset Management (HK) Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2011-12-16
294 CHOW SANG SANG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
295 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00
296 CNCB (Hong Kong) Capital Limited 2 3 5 3 5 8 1 2 3 60.00 62.50
297 COHEN & STEERS ASIA LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2005-07-29
298 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 3 4 7 2 6 8 -1 2 1 57.14 75.00
299 EQT Partners Asia Limited 3 9 12 2 6 8 -1 -3 -4 75.00 75.00 2023-09-06
300 EVENSTAR ADVISORS LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2007-04-19
301 FLAG Squadron Asia Limited 5 6 11 4 4 8 -1 -2 -3 54.55 50.00 2007-07-04 2016-06-02
302 GF International Investment Management Limited 3 1 4 4 4 8 1 3 4 25.00 50.00 2011-09-08
303 Grace Financial Limited (HK) 3 4 7 3 5 8 0 1 1 57.14 62.50 2008-02-13 2021-04-23
304 Grand Loyal Asset Management Limited 3 2 5 3 5 8 0 3 3 40.00 62.50 2008-11-07
305 HuaAn Asset Management (Hong Kong) Limited 2 1 3 5 3 8 3 2 5 33.33 37.50 2010-12-01
306 IBTS ASIA (HK) LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2005-11-17 2024-09-20
307 ICG Asia Pacific Limited 3 3 6 3 5 8 0 2 2 50.00 62.50
308 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 5 10 4 4 8 -1 -1 -2 50.00 50.00
309 Mackenzie Investments Asia Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50
310 Mason Securities Limited 4 4 8 4 4 8 0 0 0 50.00 50.00
311 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 3 5 3 5 8 1 2 3 60.00 62.50 2004-09-22
312 MEIJI YASUDA ASIA LIMITED 3 5 8 4 4 8 1 -1 0 62.50 50.00 2019-10-17
313 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 5 7 2 6 8 0 1 1 71.43 75.00
314 ONSHINE SECURITIES LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
315 Permira Advisers Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2008-08-19
316 Redford Asset Management Limited 4 7 11 3 5 8 -1 -2 -3 63.64 62.50 2010-03-09
317 VISION FINANCE ASSET MANAGEMENT LIMITED 5 3 8 5 3 8 0 0 0 37.50 37.50 2008-12-17
318 YUE XIU SECURITIES COMPANY LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00
319 ZBI Asia Limited 3 5 8 3 5 8 0 0 0 62.50 62.50 2010-02-22 2014-06-09
320 ALETHEIA TECHNOLOGIES LIMITED (HK) 4 3 7 3 4 7 -1 1 0 42.86 57.14 2010-07-30 2022-07-22
321 Allianz Global Investors Hong Kong Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2015-05-31
322 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2007-05-08
323 Ares Management Asia (Hong Kong) Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2009-05-25 2014-08-18
324 Ark Group Holdings (Hong Kong) Limited 3 2 5 3 4 7 0 2 2 40.00 57.14 2012-01-04
325 BALLINGAL INVESTMENT ADVISORS LIMITED 4 6 10 3 4 7 -1 -2 -3 60.00 57.14 2004-08-13
326 BTG Pactual Asia Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2009-08-13 2016-12-13
327 CES Capital International (Hong Kong) Co., Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2009-05-29 2023-02-23
328 Channel 8 Wealth Management Limited 3 6 9 3 4 7 0 -2 -2 66.67 57.14 2010-01-27
329 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2012-08-13
330 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
331 China Orient International Asset Management Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2012-05-15
332 CIFM Asset Management (Hong Kong) Limited 3 2 5 4 3 7 1 1 2 40.00 42.86 2011-07-20 2023-11-03
333 CMBC SECURITIES COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2011-10-26
334 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2012-02-01
335 COMGEST FAR EAST LIMITED 2 6 8 3 4 7 1 -2 -1 75.00 57.14
336 Cypress Capital Hong Kong Limited 0 0 0 2 5 7 2 5 7 - 71.43 2013-06-19
337 Emerald Hill Capital Partners Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2011-10-26 2016-05-12
338 Everbright Capital Management Limited 3 5 8 2 5 7 -1 0 -1 62.50 71.43 2007-09-24 2021-09-17
339 FB SECURITIES (HONG KONG) LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43
340 Fosun International Securities Limited 4 3 7 4 3 7 0 0 0 42.86 42.86
341 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 6 2 8 6 1 7 0 -1 -1 25.00 14.29 2016-10-10
342 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2010-06-29
343 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 3 4 7 1 1 2 60.00 57.14 2022-07-28
344 HFS ASSET MANAGEMENT LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14
345 HING WONG SECURITIES LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
346 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2004-02-10 2015-07-22
347 KB Securities Hong Kong Limited 3 2 5 3 4 7 0 2 2 40.00 57.14
348 KTF CAPITAL MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2011-10-31
349 Leonteq Securities (Hong Kong) Limited 2 9 11 2 5 7 0 -4 -4 81.82 71.43 2011-04-07
350 Lighthorse Asset Management (HK) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2010-06-18 2025-07-28
351 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 4 3 7 1 2 3 25.00 42.86 2012-06-25
352 MIRABAUD (ASIA) LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14 2003-05-13 2018-10-16
353 Mirae Asset Capital (China) Limited 0 0 0 3 4 7 3 4 7 - 57.14 2012-11-29
354 Oaktree Capital (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-07-12
355 Oppenheimer Investments Asia Limited 0 0 0 3 4 7 3 4 7 - 57.14 2013-01-29
356 orientiert International Markets Limited 1 3 4 2 5 7 1 2 3 75.00 71.43 2005-01-11
357 PFC INTERNATIONAL COMPANY LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2008-07-29
358 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2024-03-27
359 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2023-10-25
360 RHB ASSET MANAGEMENT LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2008-05-08 2020-11-17
361 Rothschild & Co Wealth Management Hong Kong Limited 3 1 4 2 5 7 -1 4 3 25.00 71.43 2010-08-16 2019-10-18
362 Samena Capital Hong Kong Limited 4 5 9 3 4 7 -1 -1 -2 55.56 57.14 2009-09-01 2021-09-27
363 Sensible Asset Management Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-06-18 2025-06-19
364 Springboard Capital Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2010-07-02
365 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 5 2 7 2 0 2 40.00 28.57 2005-06-20
366 STI Asset Management Limited 2 0 2 2 5 7 0 5 5 0.00 71.43 2008-10-22 2023-09-19
367 Synergy Fund Management Group Limited 2 1 3 3 4 7 1 3 4 33.33 57.14 2010-05-26
368 TPG Capital, Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2012-03-07
369 XinKong International Securities Limited 2 5 7 3 4 7 1 -1 0 71.43 57.14
370 YU MING INVESTMENT MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43
371 Amova Asset Management Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
372 Apollo Asset Management Limited (HK) 2 4 6 3 3 6 1 -1 0 66.67 50.00 2010-09-16
373 Argonaut Securities (Asia) Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2011-09-08 2021-12-07
374 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 5 1 6 1 0 1 20.00 16.67 2021-10-08
375 Asset Management One Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-03-10 2015-04-15
376 Belvest Investment Services Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
377 Bradbury Securities Limited 2 3 5 2 4 6 0 1 1 60.00 66.67
378 BREVAN HOWARD (HONG KONG) LIMITED 3 4 7 4 2 6 1 -2 -1 57.14 33.33 2008-03-12 2018-05-11
379 Bright Fund Management Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2023-12-19
380 CAPE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-03-13
381 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 3 3 6 0 -5 -5 72.73 50.00 2007-11-27
382 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
383 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 4 6 0 4 4 0.00 66.67 2008-11-21
384 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67
385 Chinese Strategic Asset Management Limited 4 4 8 2 4 6 -2 0 -2 50.00 66.67 2007-12-20 2020-07-16
386 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-07-26
387 CMB International Asset Management Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67 2010-05-26
388 CSC SECURITIES (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-06-01
389 Cynosure Asset Management Hong Kong Limited 4 2 6 3 3 6 -1 1 0 33.33 50.00 2023-09-27
390 DAIXY Capital Management Limited 0 0 0 2 4 6 2 4 6 - 66.67 2013-05-30 2023-11-23
391 Emperor Wealth Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-06-09
392 EVER-LONG SECURITIES COMPANY LIMITED 3 2 5 4 2 6 1 0 1 40.00 33.33
393 EXS Capital Asia Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2008-06-12
394 Fortune Origin Securities Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-07-09
395 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2009-02-27
396 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 4 2 6 0 2 2 0.00 33.33 2012-09-24
397 Funderstone Securities Limited 3 5 8 4 2 6 1 -3 -2 62.50 33.33
398 GIGA (HONG KONG) LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
399 GLG Partners Hong Kong Limited 4 4 8 3 3 6 -1 -1 -2 50.00 50.00 2010-11-30 2023-10-02
400 Guo Tong Capital Management Company Limited 3 7 10 3 3 6 0 -4 -4 70.00 50.00 2010-05-24 2019-05-22
401 HPEF Venture Partners Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2018-06-08
402 IVORY CAPITAL PRIVATE LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-03-21
403 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2022-10-13
404 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 3 6 4 2 6 1 -1 0 50.00 33.33 2008-07-02
405 LCA Solutions Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2010-07-30
406 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-04-28 2019-10-14
407 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-04-01
408 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2025-04-23
409 MEAG Hong Kong Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
410 MVision Private Equity Advisers Asia Limited 2 1 3 2 4 6 0 3 3 33.33 66.67 2012-03-29
411 OLD PEAK LIMITED (HK) 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-08-26 2023-06-20
412 Open Asset Management Limited 4 2 6 3 3 6 -1 1 0 33.33 50.00
413 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-10-28
414 Ping An Securities (Hong Kong) Holdings Company Limited 5 4 9 2 4 6 -3 0 -3 44.44 66.67 2009-07-30 2021-05-27
415 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2008-03-12
416 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-05-24
417 QMIS Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-08-13
418 RICHLAND WORLDWIDE LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2004-04-15
419 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 2 5 3 3 6 0 1 1 40.00 50.00 2016-11-01
420 SAIL ADVISORS LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2004-05-17
421 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-02 2023-02-20
422 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
423 SOUTH CHINA RESEARCH LIMITED 3 6 9 3 3 6 0 -3 -3 66.67 50.00
424 Success Securities Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67
425 Swiss-Asia Asset Management (HK) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-06-02 2024-12-31
426 TAI SHING STOCK INVESTMENT CO. LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
427 TSE'S SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
428 UBS SDIC Asset Management (Hong Kong) Company Limited 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2011-10-11 2020-07-02
429 UIC FINANCIAL ADVISORS LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-04-13 2019-06-17
430 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
431 Vontobel (Hong Kong) Limited 3 8 11 2 4 6 -1 -4 -5 72.73 66.67 2008-11-27
432 Vontobel Wealth Management (Hong Kong) Limited 0 0 0 2 4 6 2 4 6 - 66.67 2013-01-14 2023-04-24
433 WFM Asia (HK) Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67
434 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-07-07
435 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2011-08-03
436 ASA SECURITIES LIMITED 2 3 5 3 2 5 1 -1 0 60.00 40.00 2012-07-05
437 Asia Frontier Investments Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2009-04-28
438 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 2 3 5 -1 -2 -3 62.50 60.00
439 Barings Investment Advisers (Hong Kong) Limited 3 1 4 5 0 5 2 -1 1 25.00 0.00 2009-05-08 2018-01-23
440 Beevest Securities Limited 2 0 2 3 2 5 1 2 3 0.00 40.00
441 BENTLEY REID & COMPANY LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
442 BNY Mellon Managed Investments Limited 0 0 0 2 3 5 2 3 5 - 60.00 2013-06-11 2015-12-02
443 Bradesco Securities Hong Kong Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2012-03-05
444 CARDINALASIA CONSULTING LIMITED 2 1 3 1 4 5 -1 3 2 33.33 80.00 2003-06-27 2024-02-22
445 CHELSEA SECURITIES LIMITED (HK) 4 0 4 3 2 5 -1 2 1 0.00 40.00
446 China Angel Fund Management (HK) Company Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2011-10-24
447 China Everbright Global Investment Advisors Company Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2012-08-09
448 China Everbright Investment Management Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-07-03
449 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 0 3 3 2 5 0 2 2 0.00 40.00 2012-06-22
450 China Jianxin Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-05-10 2022-03-15
451 China Reserve Securities Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
452 CUBE CAPITAL HK LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-10-17 2015-02-13
453 CWB Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
454 EFG Asset Management (HK) Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2008-06-06
455 F.T.M.F. DISTRIBUTION LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2012-03-22
456 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
457 First Fidelity Capital (International) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2006-04-19
458 First Prosperous Asset Management Company Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-09-06 2023-06-23
459 FUBON SECURITIES (HONG KONG) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2012-05-18
460 Funde Asset Management (Hong Kong) Company Limited 0 0 0 3 2 5 3 2 5 - 40.00 2013-07-23
461 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2018-11-09
462 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2020-12-09
463 GENERALI INVESTMENTS ASIA LIMITED 4 3 7 2 3 5 -2 0 -2 42.86 60.00 2006-02-08 2018-09-26
464 GLOBAL INVESTMENT ADVISORS LIMITED 2 8 10 2 3 5 0 -5 -5 80.00 60.00
465 Gold Mountains Asset Management Limited 0 0 0 2 3 5 2 3 5 - 60.00 2013-08-28
466 HEAD & SHOULDERS SECURITIES LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2008-03-27
467 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2018-08-15
468 HKFAEx Group Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-02-15
469 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 1 4 1 4 5 -2 3 1 25.00 80.00
470 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
471 JK Capital Management Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
472 JPMorgan Asset Management Real Assets (Asia) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-06-26
473 KGI CAPITAL ASIA LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00
474 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2009-10-22
475 LaSalle Investment Management Hong Kong Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-06-14 2020-02-20
476 LAZARD ASIA (HONG KONG) LIMITED 5 8 13 3 2 5 -2 -6 -8 61.54 40.00
477 LT Finance Management Limited 0 0 0 3 2 5 3 2 5 - 40.00 2012-12-10 2019-09-25
478 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00
479 MAN INVESTMENTS (HONG KONG) LIMITED 2 8 10 2 3 5 0 -5 -5 80.00 60.00
480 MANGO FINANCIAL LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00
481 Merdeka Investment Management Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2012-03-09
482 NUOXIN CAPITAL (HONG KONG) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2010-10-15 2021-09-07
483 OKASAN INTERNATIONAL (ASIA) LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2007-05-17
484 Ontario Teachers' Pension Plan (Asia) Limited 0 0 0 4 1 5 4 1 5 - 20.00 2013-05-20
485 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 4 3 7 2 3 5 -2 0 -2 42.86 60.00 2007-07-05
486 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-10-09
487 Partners Asset Management (HK) Limited 1 0 1 1 4 5 0 4 4 0.00 80.00 2007-04-03
488 PGIM (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
489 PROBITAS HONG KONG LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-06-05
490 Providence Equity Asia Limited 2 7 9 2 3 5 0 -4 -4 77.78 60.00 2007-08-23 2019-01-10
491 PSI Capital Asia Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2012-10-12
492 PUREHEART CAPITAL ASIA LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2007-03-08
493 PYRMONT WEALTH MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00
494 Quinton Investments Limited (HK) 0 0 0 3 2 5 3 2 5 - 40.00 2012-11-15 2018-06-12
495 SDHG International Asset Management Limited 4 1 5 2 3 5 -2 2 0 20.00 60.00 2008-12-02
496 SDICS International Asset Management (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2010-08-19
497 Shinhan Investment Asia Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2007-10-15
498 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 4 1 5 1 0 1 25.00 20.00
499 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
500 Tiger Securities Asset Management Company Limited 2 2 4 3 2 5 1 0 1 50.00 40.00 2006-12-29
501 TRANSASIA PRIVATE CAPITAL LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2013-08-09
502 VC BROKERAGE LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
503 VisionGain Capital Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2007-11-14
504 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2015-02-09
505 WINNINGTON CAPITAL LIMITED 4 3 7 2 3 5 -2 0 -2 42.86 60.00
506 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
507 AD Capital Management (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-09-08
508 Allard Partners Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
509 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
510 Amber Hill Asset Management Limited 4 0 4 4 0 4 0 0 0 0.00 0.00 2011-07-13
511 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
512 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
513 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
514 AP Asset Management (HK) Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-07-07 2013-12-04
515 Arete Research Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-01-11
516 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-06-30
517 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
518 Asia Pacific Securities Limited 4 0 4 4 0 4 0 0 0 0.00 0.00
519 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2025-03-25
520 ATHENA WEALTH MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-04-25
521 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
522 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
523 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 2 2 4 -2 1 -1 20.00 50.00 2011-01-04 2016-03-17
524 BLUE POOL CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-11-10 2015-12-01
525 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2012-08-01
526 Capstone Financial (HK) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2010-03-12 2025-03-27
527 CBRE Clarion Securities HKG Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-01-04 2019-08-28
528 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
529 CHEETAH ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-08-01
530 Chepstow Capital Advisors Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2009-10-20 2018-04-27
531 China Enterprise Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
532 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2012-04-27
533 China Integrity Investment Limited 3 4 7 2 2 4 -1 -2 -3 57.14 50.00 2014-03-19
534 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2013-08-08 2024-01-08
535 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
536 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2013-04-10
537 Daishin Securities Asia Limited 3 1 4 3 1 4 0 0 0 25.00 25.00 2008-11-24 2018-08-09
538 DL SECURITIES (HK) LIMITED 3 7 10 3 1 4 0 -6 -6 70.00 25.00 2012-09-04
539 DST Investment Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-04-23
540 Emperor Asset Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-11-03
541 EnTrustPermal (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-08-27 2021-03-26
542 First Reserve Asia Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-10-28 2015-07-29
543 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2011-11-07 2024-11-19
544 Friedmann Pacific Asset Management (Hong Kong) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2015-09-07
545 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
546 Ge Shang Investment (Hong Kong) Limited 2 9 11 2 2 4 0 -7 -7 81.82 50.00
547 GETTA SECURITIES LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2007-06-26
548 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
549 GRANSING SECURITIES CO., LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
550 HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2005-11-21
551 HSZ (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
552 iFAST Global Markets (HK) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2012-10-15
553 IIFL Private Wealth Hong Kong Limited 2 0 2 3 1 4 1 1 2 0.00 25.00 2012-04-13 2019-01-03
554 Imperium International Asset Management Limited 2 0 2 4 0 4 2 0 2 0.00 0.00 2008-12-02
555 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
556 INTERNATIONAL COMMERCE CORPORATION 2 3 5 2 2 4 0 -1 -1 60.00 50.00
557 Isola Capital Asset Management Limited 0 0 0 2 2 4 2 2 4 - 50.00 2013-06-06
558 JVSakk Asset Management Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2008-08-28
559 KCG SECURITIES ASIA LIMITED 3 2 5 2 2 4 -1 0 -1 40.00 50.00
560 KGI SECURITIES (HONG KONG) LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2017-10-02
561 Leading Securities Company Limited 0 0 0 3 1 4 3 1 4 - 25.00 2013-02-21
562 Legg Mason International Equities (Hong Kong) Limited 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2015-08-28
563 LIM ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2022-09-15
564 Lion Global Financial Limited 5 1 6 4 0 4 -1 -1 -2 16.67 0.00
565 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2010-12-29 2021-02-01
566 Metaverse Securities Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
567 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
568 Pamirs Capital (H.K.) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-09-10
569 PLATINUM BROKING COMPANY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-02-21
570 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
571 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2017-06-28
572 Progeny (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2010-07-09
573 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 3 1 4 -1 1 0 0.00 25.00
574 SBI China Capital Financial Services Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2008-09-19
575 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-14
576 SHENG YUAN SECURITIES LIMITED 3 3 6 1 3 4 -2 0 -2 50.00 75.00 2010-10-27
577 Shinhan Asset Management (Hong Kong) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2011-01-27 2023-07-26
578 Stobene Partners (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-01-31 2017-07-28
579 TFI Asset Management Limited 3 3 6 3 1 4 0 -2 -2 50.00 25.00 2009-06-18
580 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
581 Triada Capital Limited (HK) 2 0 2 2 2 4 0 2 2 0.00 50.00 2012-06-21
582 Tyche Group Limited 2 6 8 2 2 4 0 -4 -4 75.00 50.00 2014-12-05
583 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2012-04-11
584 UCF Asset Management (HK) Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00 2012-05-04 2020-10-04
585 VISION FINANCE (SECURITIES) LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2007-05-08
586 VP Wealth Management (Hong Kong) Limited 0 2 2 2 2 4 2 0 2 100.00 50.00 2007-09-11 2025-07-24
587 Wealth Legend Asset Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
588 WING ON CHEONG SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2020-12-21
589 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
590 Yuanta Financial (Hong Kong) Limited 2 1 3 3 1 4 1 0 1 33.33 25.00 2010-02-03 2014-03-28
591 ZHONGCAI ASSET MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2013-08-13
592 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
593 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2013-06-05
594 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-04-10
595 Absolute Investment Management (HK) Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00
596 Aegon Asset Management (Asia) Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2012-04-30 2022-12-30
597 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-11-29
598 ALTUS CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
599 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
600 Anuenue Capital International Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-08-30
601 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-01-20 2020-08-05
602 Arta Asset Management Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2008-07-10
603 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-09-21
604 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
605 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
606 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
607 Austen Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-30
608 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
609 Avantua Capital Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2013-06-20
610 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
611 Beijing Securities Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
612 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
613 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2009-09-28
614 BOWEN ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-10-20
615 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-07-03
616 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 2 1 3 0 -2 -2 60.00 33.33 2020-06-18
617 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
618 CBRE Capital Advisors Asia Pacific Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-09-27
619 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
620 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-12-27
621 China Alpha Fund Management (HK) Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2010-05-31
622 China Galaxy International Asset Management (Hong Kong) Co., Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-02-25
623 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
624 China Vered Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-04-17
625 Chubb Investment Management (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-11-12
626 CIAM Capital Management Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2011-01-24 2024-08-13
627 CLC SECURITIES LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2013-08-29 2024-04-23
628 CMS CAPITAL (HK) CO., LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-05-06
629 Convergence Capital Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-06-28 2016-11-09
630 Credit Agricole Securities (Asia) Limited 2 3 5 3 0 3 1 -3 -2 60.00 0.00
631 Credit Suisse Securities (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2024-09-27
632 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
633 CUPOLA CAPITAL LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2022-05-06
634 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
635 Direxion Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-06-13
636 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
637 EIG Global Energy (Asia) Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2012-02-08
638 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33
639 ELLIOTT ADVISORS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-08 2022-03-16
640 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2007-08-24 2020-01-24
641 FCL ADVISORY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-01
642 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
643 Fortune Asset Management Limited (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-12-16
644 FT Securities Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2024-12-06
645 Future Growth Asset Management Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-05-11
646 GCAM Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-17 2022-03-09
647 Ginger Capital Advisory Limited 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2011-06-01 2018-09-04
648 GNAB Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2025-03-14
649 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 2 1 3 -2 1 -1 0.00 33.33 2008-12-02
650 Golden Hen Investment Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-04-20
651 Goldyard Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-11-21
652 Greentech Technology Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-18
653 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-04 2021-06-17
654 Guoxin International Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-07-31 2022-09-23
655 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-03-19
656 Hana Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-03-25 2015-06-17
657 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
658 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
659 IL&FS Global Financial Services (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2013-10-11 2019-03-19
660 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2003-12-24
661 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
662 Impax Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-23
663 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-05-12 2014-06-04
664 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
665 J Capital Research Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2012-03-01 2018-10-29
666 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
667 KCG FUND MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-04
668 King Wai Asset Management Company Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-09-05
669 Kirin Asset Management Limited 5 0 5 3 0 3 -2 0 -2 0.00 0.00 2007-06-12 2016-09-14
670 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 6 9 1 2 3 -2 -4 -6 66.67 66.67
671 Korea Investment Management Asia Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2009-08-21 2014-12-09
672 LIS Investment Services Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-01-09
673 Longitude Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
674 LONGREACH GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-08-01
675 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-02-17
676 MAP CAPITAL LIMITED (HK) 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-01-16 2016-01-22
677 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
678 Mirae Asset Securities (HK) Limited 3 8 11 3 0 3 0 -8 -8 72.73 0.00 2007-10-09 2017-03-01
679 Mirae Asset Securities (HK) Limited 3 8 11 3 0 3 0 -8 -8 72.73 0.00 2007-10-09 2017-02-28
680 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
681 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-09-21
682 Myo Capital Advisers Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-11-16 2021-02-04
683 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
684 NIVALIS PARTNERS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2013-09-04
685 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
686 Optima Capital Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2007-10-25
687 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
688 ORIENT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
689 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-02-22
690 Pathway Capital Management (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2012-11-01
691 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 1 3 0 -1 -1 50.00 33.33
692 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-05-02 2015-06-25
693 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
694 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2024-03-25
695 Red Gate Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-07-11
696 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
697 Schroder Adveq Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-01-02 2019-05-08
698 SCM Strategic Capital Management Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-02-11 2015-01-21
699 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
700 Select Investment Services Limited (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-09-16
701 Shacom Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
702 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
703 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2017-05-11
704 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-08-15
705 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
706 Soochow Securities International Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2012-01-12
707 Springs Capital (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-04-14
708 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
709 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2020-07-22
710 TIAN YUAN FINANCE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-06-30
711 Tokio Marine Investment Services, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-03-28
712 TRADING CENTRAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-03-08
713 TRANSPAC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
714 TUNG TAI SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
715 TVC MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
716 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
717 Tyric Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
718 UNITED GAIN INVESTMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2003-08-07
719 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
720 VERACITY INVESTMENT CO., LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2012-11-20
721 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
722 WOCOM INVESTMENT MANAGEMENT LIMITED 2 1 3 3 0 3 1 -1 0 33.33 0.00
723 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
724 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
725 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
726 Aksia Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-06
727 ALCEDA ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-03-19 2014-12-31
728 Alpha Nova Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
729 Amherst Pierpont International Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-17 2023-06-09
730 Ant Global Partners (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-12-06
731 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
732 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
733 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
734 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
735 Arowana Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-12 2023-08-24
736 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
737 AuVantage Consultancy Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-10-03
738 Axis Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
739 Ayers Alliance Securities (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-10-07 2022-07-15
740 BCCF SECURITIES CO., LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2012-09-17 2022-02-16
741 Benchmark Advisors Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2013-08-09 2016-08-18
742 BMF Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-02-22
743 BOCOM International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-10-10
744 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
745 Bosen Asset Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-08-16 2023-02-17
746 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-09-06
747 Brilliant Norton Securities Company Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2011-12-01 2023-08-04
748 CAIDAO CAPITAL LIMITED 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2008-07-15 2022-08-22
749 Caitong International Asset Management Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-05-20
750 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
751 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2023-03-20
752 CEPA ALLIANCE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-23
753 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
754 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2019-07-29
755 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-09-16
756 ChapmanCraig Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
757 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 1 1 2 2 0 2 1 -1 0 50.00 0.00
758 CHINA RICH ASSET MANAGEMENT LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00 2014-05-21
759 CLSA RESEARCH LIMITED 3 108 111 2 0 2 -1 -108 -109 97.30 0.00 2014-06-18
760 Core Securities Company Limited (The) 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-11-19
761 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
762 CTI Capital Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2013-03-19 2015-06-01
763 D.J. SECURITIES LIMITED 1 0 1 2 0 2 1 0 1 0.00 0.00
764 Delta Asia Wealth Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-08-26
765 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-29
766 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
767 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
768 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-13
769 Esperanza Fintech (Securities) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-01-23
770 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
771 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
772 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
773 FE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
774 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
775 Frontier Asia Capital Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-11 2019-07-24
776 FRONTIER CAPITAL INVESTMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-01-29 2022-01-14
777 Fubon Fund Management (Hong Kong) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
778 GAYANG SECURITIES LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
779 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
780 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
781 Goldstream Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-02
782 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
783 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
784 Greenland (Asia) Securities Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-10-18
785 Grey Investment Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-02-21
786 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
787 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
788 Heitman HK Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-12-05 2023-08-24
789 Hong Kong Securities (International) Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-04-30 2023-03-02
790 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
791 ICBC INTERNATIONAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-09-04
792 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
793 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
794 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
795 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
796 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-29
797 JW CAPITAL SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
798 KAI WO ASSET MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2009-05-13 2021-12-04
799 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
800 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
801 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-02
802 Landmark Asset Management Limited (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-01-10 2018-01-22
803 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-11-20
804 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
805 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
806 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-11 2014-08-05
807 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 7 9 2 0 2 0 -7 -7 77.78 0.00 2011-04-14
808 Neutral Financial Holding Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
809 Ohra Capital Partners Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-08-27 2023-06-21
810 ORFI CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-07-31
811 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-11-06 2016-12-14
812 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
813 Partners Capital Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-08-04
814 Paul Capital Advisors Hong Kong Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-06-17 2014-09-03
815 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-11-09 2015-07-31
816 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-09-21
817 PHOENIX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-12-21
818 Prince Capital Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-03-21 2014-12-19
819 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
820 RAYLIANT ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2012-11-12
821 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
822 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
823 Rich Union Securities (H.K.) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2025-05-19
824 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
825 Safari Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-04-30 2015-07-02
826 SAMSUNG SECURITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
827 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
828 Sectoral Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-08-08
829 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
830 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-05-24
831 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
832 Sino-Rich Securities & Futures Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
833 SJS Markets Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2005-11-23 2015-01-13
834 SMART ASSET MANAGEMENT LIMITED (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-03-02 2013-11-26
835 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
836 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
837 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
838 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-30
839 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
840 Superfund Financial (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
841 Swiss China Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-09-14
842 SYZ Asset Management (Asia) Limited 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2004-07-27 2016-12-22
843 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2017-09-29
844 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
845 UNITED WORLD ONLINE LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2006-04-19 2014-01-20
846 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
847 Value Partners Private Equity Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
848 Vestmore Capital Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-01-12
849 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
850 WMG Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-28 2014-01-06
851 Wolver Hill Asset Management Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-03-10
852 Xeram and Company (Asia) Limited 3 3 6 2 0 2 -1 -3 -4 50.00 0.00 2015-11-27
853 YF ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-04-16
854 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
855 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 4 6 1 0 1 -1 -4 -5 66.67 0.00 2008-10-31 2013-12-17
856 China Tonghai (IA) Limited 3 6 9 1 0 1 -2 -6 -8 66.67 0.00 2017-11-29
857 CHINAWIDE SECURITIES LIMITED 3 3 6 1 0 1 -2 -3 -5 50.00 0.00 2011-05-31 2013-12-17
858 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2008-07-09
859 ELECTRA PARTNERS ASIA LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2013-11-04
860 GLENWORTH CAPITAL LIMITED 0 0 0 0 1 1 0 1 1 - 100.00 2013-01-29
861 Goldman Sachs Investment Management Hong Kong Limited 4 25 29 1 0 1 -3 -25 -28 86.21 0.00 2013-11-27
862 Kingsbridge Limited (d2014-08-15) 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2010-07-28 2014-02-12
863 LFM Global Investment (Hong Kong) Company, Limited 0 0 0 1 0 1 1 0 1 - 0.00 2012-12-06 2025-09-05
864 OnePlatform Wealth Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-07-25 2014-05-28
865 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00 2013-11-25
866 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2015-03-27
867 3V Capital Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-18 2013-08-27
868 A ONE INVESTMENT COMPANY LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2013-12-05
869 AIR GEO SERVICES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-08-21 2012-12-14
870 Andante Capital Partners Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2008-11-11 2012-12-03
871 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2011-06-17 2013-07-26
872 BANK OF COMMUNICATIONS TRUSTEE LIMITED 0 2 2 0 0 0 0 -2 -2 100.00 - 2013-04-02
873 BGC SECURITIES (HONG KONG) LLC 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-10-19 2013-01-07
874 Black Dragon Asset Management Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-07-27 2013-06-14
875 Broadway Wealth Management Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-01-03
876 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-05-13
877 CPIC Investment Management (H.K.) Company Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-01-19 2014-05-02
878 Creat Capital Company Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2010-07-26 2013-10-02
879 Dayton Way Financial (HK) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-02-14 2014-10-24
880 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-10-16
881 ENZARD LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-21 2013-02-18
882 Funderstone Asset Management (HK) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2013-11-14
883 GLADSTONE MORGAN PORTFOLIO SERVICES LIMITED 1 2 3 0 0 0 -1 -2 -3 66.67 - 2013-03-19
884 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-04-27 2013-03-28
885 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2014-01-30
886 HTC Securities Company Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-09-03 2013-11-19
887 iTTa Capital Limited 2 5 7 0 0 0 -2 -5 -7 71.43 - 2003-05-29 2013-06-11
888 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2013-08-20
889 Keefe, Bruyette & Woods Asia Limited 4 5 9 0 0 0 -4 -5 -9 55.56 - 2010-03-03 2013-04-24
890 LEE CAPITAL PARTNERS LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-04-11 2013-10-16
891 MLI LIMITED (d2018-03-29) 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-05-29
892 Pacific Advantage Capital Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2010-10-25 2013-01-14
893 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2010-03-02 2013-01-14
894 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-04-17
895 POMONA CAPITAL ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-03-25 2013-07-17
896 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-07-17
897 RBC Capital Markets (Hong Kong) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2010-09-09 2012-11-01
898 RBC Capital Markets (Hong Kong) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-11-01 2016-07-26
899 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2007-05-25 2016-05-24
900 SALISBURY SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-03-31 2013-08-30
901 SHANGHAI COMMERCIAL BANK TRUSTEE LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-12-17
902 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2013-05-29
903 Standard Advisory Asia Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2007-03-09 2013-04-12
904 STARLING GROUP SECURITIES LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2009-11-06 2013-05-20
905 TRISKELE CAPITAL MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2007-04-11 2013-10-23
906 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-04-29 2013-04-22
907 VBG Capital Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2008-11-11 2013-09-19
908 Waterland Securities (HK) Company Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-02-20 2013-01-15
909 Whitestone Securities Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-04-17 2013-05-22
910 Yuanta Asia Investment (Hong Kong) Limited 3 19 22 0 0 0 -3 -19 -22 86.36 - 2007-01-15 2013-11-01
Average 3.03 10.30 13.33 3.02 10.33 13.35 77.27 77.37

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