SFC licensees per firm: Advising on securities

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2012-11-30 2013-11-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 Merrill Lynch (Asia Pacific) Limited 12 447 459 21 232 253 9 -215 -206 97.39 91.70
2 NOMURA INTERNATIONAL (HONG KONG) LIMITED 10 297 307 10 232 242 0 -65 -65 96.74 95.87
3 Credit Suisse (Hong Kong) Limited 25 250 275 21 219 240 -4 -31 -35 90.91 91.25 2025-01-13
4 UBS SECURITIES ASIA LIMITED 3 231 234 3 235 238 0 4 4 98.72 98.74
5 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 163 177 14 145 159 0 -18 -18 92.09 91.19
6 Merrill Lynch Far East Limited 7 141 148 19 133 152 12 -8 4 95.27 87.50 2025-01-16
7 Citigroup Global Markets Asia Limited 4 136 140 5 142 147 1 6 7 97.14 96.60
8 BlackRock Asset Management North Asia Limited 6 104 110 6 136 142 0 32 32 94.55 95.77
9 PHILLIP SECURITIES (HONG KONG) LIMITED 4 125 129 4 136 140 0 11 11 96.90 97.14
10 J.P. MORGAN BROKING (HONG KONG) LIMITED 15 107 122 16 114 130 1 7 8 87.70 87.69
11 CLSA LIMITED 5 51 56 5 124 129 0 73 73 91.07 96.12
12 GOLDMAN SACHS (ASIA) L.L.C. 9 120 129 10 117 127 1 -3 -2 93.02 92.13
13 FIL Investment Management (Hong Kong) Limited 7 97 104 7 118 125 0 21 21 93.27 94.40
14 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 7 118 125 7 116 123 0 -2 -2 94.40 94.31
15 BOCI SECURITIES LIMITED 10 110 120 11 111 122 1 1 2 91.67 90.98 2004-03-01
16 BlackRock (Hong Kong) Limited (d2017-01-20) 4 82 86 4 116 120 0 34 34 95.35 96.67 2015-05-15
17 MACQUARIE CAPITAL LIMITED 2 112 114 2 115 117 0 3 3 98.25 98.29
18 Morgan Stanley Asia Limited 8 94 102 7 108 115 -1 14 13 92.16 93.91
19 JPMorgan Asset Management (Asia Pacific) Limited 9 93 102 8 104 112 -1 11 10 91.18 92.86
20 HSBC Global Asset Management (Hong Kong) Limited 13 106 119 12 99 111 -1 -7 -8 89.08 89.19
21 MIZUHO SECURITIES ASIA LIMITED 13 72 85 11 100 111 -2 28 26 84.71 90.09
22 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 9 75 84 7 85 92 -2 10 8 89.29 92.39 2008-08-20
23 KGI ASIA LIMITED 10 54 64 12 73 85 2 19 21 84.38 85.88 2017-10-02
24 Jefferies Hong Kong Limited 6 56 62 8 75 83 2 19 21 90.32 90.36 2010-01-04
25 iBest Consultants Limited 2 80 82 2 77 79 0 -3 -3 97.56 97.47 2019-08-15
26 Everbright Securities Investment Services (HK) Limited 5 60 65 5 68 73 0 8 8 92.31 93.15
27 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 73 80 7 66 73 0 -7 -7 91.25 90.41
28 Standard Chartered Securities (Hong Kong) Limited 12 57 69 12 60 72 0 3 3 82.61 83.33
29 CENTALINE WEALTH MANAGEMENT LIMITED 3 74 77 3 64 67 0 -10 -10 96.10 95.52 2004-04-02
30 BCT Financial Limited 2 58 60 2 62 64 0 4 4 96.67 96.88 2010-11-24
31 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 6 56 62 6 58 64 0 2 2 90.32 90.63
32 CITIC Securities Brokerage (HK) Limited 9 59 68 9 53 62 0 -6 -6 86.76 85.48
33 CCB INTERNATIONAL SECURITIES LIMITED 13 47 60 12 47 59 -1 0 -1 78.33 79.66 2005-10-10
34 Daiwa Capital Markets Hong Kong Limited 3 65 68 4 55 59 1 -10 -9 95.59 93.22
35 FIL Investment Advisors 3 46 49 3 56 59 0 10 10 93.88 94.92
36 FWD Financial Planning Limited (HK) 4 70 74 3 56 59 -1 -14 -15 94.59 94.92
37 Quam Securities Limited 3 52 55 4 55 59 1 3 4 94.55 93.22
38 BARCLAYS CAPITAL ASIA LIMITED 3 75 78 3 55 58 0 -20 -20 96.15 94.83
39 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 10 42 52 11 47 58 1 5 6 80.77 81.03 2009-09-15
40 BLACKSTONE GROUP (HK) LIMITED (THE) 3 44 47 4 52 56 1 8 9 93.62 92.86 2008-10-14
41 BNP PARIBAS SECURITIES (ASIA) LIMITED 2 52 54 3 52 55 1 0 1 96.30 94.55
42 CSI Corporate Finance (HK) Limited 9 40 49 9 44 53 0 4 4 81.63 83.02 2007-08-01 2019-03-29
43 UBS Asset Management (Hong Kong) Limited 5 47 52 4 49 53 -1 2 1 90.38 92.45
44 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 50 55 5 47 52 0 -3 -3 90.91 90.38 2007-01-12 2015-05-31
45 TARGET CAPITAL MANAGEMENT LIMITED (HK) 8 42 50 7 45 52 -1 3 2 84.00 86.54 2007-04-26
46 VALUE PARTNERS HONG KONG LIMITED 3 49 52 3 48 51 0 -1 -1 94.23 94.12 2007-11-19
47 VALUE PARTNERS LIMITED 3 50 53 3 48 51 0 -2 -2 94.34 94.12
48 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 3 42 45 4 44 48 1 2 3 93.33 91.67
49 oOo Securities (HK) Group Limited 3 48 51 3 45 48 0 -3 -3 94.12 93.75 2004-12-03
50 Sanford C. Bernstein (Hong Kong) Limited 6 34 40 7 41 48 1 7 8 85.00 85.42 2011-09-28
51 BOCI RESEARCH LIMITED 5 40 45 5 42 47 0 2 2 88.89 89.36
52 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 21 25 4 43 47 0 22 22 84.00 91.49
53 INVESCO HONG KONG LIMITED 5 27 32 5 41 46 0 14 14 84.38 89.13
54 JPMorgan Funds (Asia) Limited 8 35 43 5 40 45 -3 5 2 81.40 88.89
55 ALTRUIST FINANCIAL GROUP LIMITED 2 47 49 3 41 44 1 -6 -5 95.92 93.18 2004-01-20
56 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 5 14 19 5 38 43 0 24 24 73.68 88.37
57 JF INTERNATIONAL MANAGEMENT INC. 5 33 38 4 39 43 -1 6 5 86.84 90.70 2020-07-13
58 Yuanta Securities (Hong Kong) Company Limited 5 31 36 8 35 43 3 4 7 86.11 81.40
59 HANG SENG INVESTMENT MANAGEMENT LIMITED 5 31 36 5 37 42 0 6 6 86.11 88.10
60 Manulife Investment Management (Hong Kong) Limited 6 30 36 6 36 42 0 6 6 83.33 85.71
61 T. Rowe Price Hong Kong Limited 3 35 38 3 38 41 0 3 3 92.11 92.68 2010-12-21
62 STATE STREET GLOBAL ADVISORS ASIA LIMITED 5 32 37 6 34 40 1 2 3 86.49 85.00
63 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 3 39 42 3 36 39 0 -3 -3 92.86 92.31 2018-12-31
64 NATIXIS ASIA LIMITED 3 33 36 3 36 39 0 3 3 91.67 92.31 2004-10-19
65 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 25 35 9 29 38 -1 4 3 71.43 76.32
66 Rothschild & Co Hong Kong Limited 3 38 41 4 33 37 1 -5 -4 92.68 89.19 2005-04-27
67 UOB KAY HIAN (HONG KONG) LIMITED 3 32 35 3 34 37 0 2 2 91.43 91.89
68 BOCOM International Securities Limited 4 29 33 4 32 36 0 3 3 87.88 88.89 2007-09-10
69 AllianceBernstein Hong Kong Limited 6 27 33 5 30 35 -1 3 2 81.82 85.71
70 Amundi Hong Kong Limited 7 25 32 6 29 35 -1 4 3 78.13 82.86
71 ASSET MANAGEMENT GROUP LIMITED 2 33 35 2 32 34 0 -1 -1 94.29 94.12 2006-01-17
72 GET NICE SECURITIES LIMITED 4 31 35 4 30 34 0 -1 -1 88.57 88.24
73 IPP Financial Advisers Limited 2 25 27 2 31 33 0 6 6 92.59 93.94 2006-12-21
74 BSI Investment Advisors (Hong Kong) Limited 5 25 30 4 28 32 -1 3 2 83.33 87.50 2010-08-27 2014-06-04
75 INSTINET PACIFIC LIMITED 4 17 21 3 29 32 -1 12 11 80.95 90.63
76 BARING ASSET MANAGEMENT (ASIA) LIMITED 7 19 26 8 23 31 1 4 5 73.08 74.19
77 Guosen Securities (HK) Brokerage Company, Limited 4 16 20 4 27 31 0 11 11 80.00 87.10 2010-02-26
78 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 4 25 29 4 27 31 0 2 2 86.21 87.10
79 CGS International Securities Hong Kong Limited 2 37 39 3 27 30 1 -10 -9 94.87 90.00
80 HARVEST GLOBAL INVESTMENTS LIMITED 5 25 30 4 26 30 -1 1 0 83.33 86.67 2009-02-16
81 KGI Asset Management Limited 2 0 2 3 27 30 1 27 28 0.00 90.00
82 MIDLAND WEALTH MANAGEMENT LIMITED 2 23 25 3 27 30 1 4 5 92.00 90.00 2008-02-18
83 Neuberger Berman Asia Limited 4 18 22 4 26 30 0 8 8 81.82 86.67 2008-03-13
84 Fidelity Management & Research (Hong Kong) Limited 5 22 27 4 25 29 -1 3 2 81.48 86.21 2008-09-04
85 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 44 48 3 26 29 -1 -18 -19 91.67 89.66
86 EMPEROR SECURITIES LIMITED (HK) 8 21 29 8 20 28 0 -1 -1 72.41 71.43
87 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 6 23 29 5 23 28 -1 0 -1 79.31 82.14
88 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 8 14 5 23 28 -1 15 14 57.14 82.14 2009-11-16
89 CBH Asia Limited 4 19 23 4 23 27 0 4 4 82.61 85.19
90 CSOP Asset Management Limited 4 20 24 3 24 27 -1 4 3 83.33 88.89 2009-04-02
91 DBS VICKERS (HONG KONG) LIMITED 4 28 32 3 24 27 -1 -4 -5 87.50 88.89
92 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 5 24 29 5 22 27 0 -2 -2 82.76 81.48 2005-07-05
93 313 Capital Management Limited 2 13 15 2 24 26 0 11 11 86.67 92.31 2010-04-19
94 Eastspring Investments (Hong Kong) Limited 3 23 26 4 22 26 1 -1 0 88.46 84.62
95 CITIC Securities (Hong Kong) Limited 5 14 19 5 20 25 0 6 6 73.68 80.00
96 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 4 15 19 6 19 25 2 4 6 78.95 76.00 2016-06-30
97 First Sentier Investors (Hong Kong) Limited 5 19 24 5 20 25 0 1 1 79.17 80.00
98 China Asset Management (Hong Kong) Limited 5 16 21 4 20 24 -1 4 3 76.19 83.33 2009-04-03
99 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 3 14 17 4 20 24 1 6 7 82.35 83.33 2009-01-02
100 PineBridge Investments Asia Limited 5 21 26 5 19 24 0 -2 -2 80.77 79.17
101 RHB SECURITIES HONG KONG LIMITED 5 19 24 5 19 24 0 0 0 79.17 79.17 2006-11-17 2022-10-06
102 SMBC Nikko Securities (Hong Kong) Limited 8 16 24 8 16 24 0 0 0 66.67 66.67
103 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 3 19 22 3 20 23 0 1 1 86.36 86.96
104 CAIIS Limited 3 21 24 3 19 22 0 -2 -2 87.50 86.36 2018-09-04
105 HANG SENG SECURITIES LIMITED 5 17 22 5 17 22 0 0 0 77.27 77.27
106 HARRIS FRASER (INTERNATIONAL) LIMITED 3 25 28 4 18 22 1 -7 -6 89.29 81.82
107 HPEF Capital Partners Limited 8 13 21 7 15 22 -1 2 1 61.90 68.18 2022-06-01
108 Income Partners Asset Management (HK) Limited 3 17 20 3 19 22 0 2 2 85.00 86.36
109 Polen Capital HK Limited 2 22 24 4 18 22 2 -4 -2 91.67 81.82
110 St. James's Place (Hong Kong) Limited 2 17 19 2 19 21 0 2 2 89.47 90.48
111 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 12 16 6 15 21 2 3 5 75.00 71.43 2009-07-10
112 APG Investments Asia Limited 6 13 19 6 14 20 0 1 1 68.42 70.00 2008-11-18
113 Asiya Investments Hong Kong Limited 4 6 10 4 16 20 0 10 10 60.00 80.00 2012-07-06 2021-07-19
114 CHIEF SECURITIES LIMITED 3 15 18 4 16 20 1 1 2 83.33 80.00 2006-04-20
115 Robeco Hong Kong Limited 3 12 15 3 17 20 0 5 5 80.00 85.00 2007-12-18
116 SDICS International Securities (Hong Kong) Limited 2 10 12 3 17 20 1 7 8 83.33 85.00 2010-05-18
117 Wellington Management Hong Kong Limited (b2003-01-02) 5 18 23 3 17 20 -2 -1 -3 78.26 85.00 2003-09-18
118 BNY Mellon Investment Management Hong Kong Limited 3 10 13 3 16 19 0 6 6 76.92 84.21 2008-06-06
119 HSBC Global Asset Management Holdings (Bahamas) Limited 7 12 19 7 12 19 0 0 0 63.16 63.16 2020-06-02
120 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 4 15 19 0 3 3 75.00 78.95 2003-06-06
121 MIB SECURITIES (HONG KONG) LIMITED 3 13 16 4 15 19 1 2 3 81.25 78.95
122 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 12 15 3 16 19 0 4 4 80.00 84.21 2010-02-23
123 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 3 16 19 0 2 2 82.35 84.21 2004-05-19
124 ABCI Securities Company Limited 2 9 11 4 14 18 2 5 7 81.82 77.78 2005-11-15
125 BOCI ASSET MANAGEMENT LIMITED 4 15 19 4 14 18 0 -1 -1 78.95 77.78 2014-12-24
126 CASH Wealth Management Limited 4 20 24 3 15 18 -1 -5 -6 83.33 83.33
127 China Galaxy International Securities (Hong Kong) Co., Limited 5 10 15 6 12 18 1 2 3 66.67 66.67 2012-03-13
128 CITIC CLSA Capital Partners HK Limited 4 17 21 3 15 18 -1 -2 -3 80.95 83.33
129 CVC Asia Pacific Limited 4 12 16 4 14 18 0 2 2 75.00 77.78
130 DEUTSCHE SECURITIES ASIA LIMITED 7 18 25 6 12 18 -1 -6 -7 72.00 66.67 2019-12-03
131 MCP Asset Management Company Limited 3 15 18 3 15 18 0 0 0 83.33 83.33 2005-08-23
132 Samsung Asset Management (Hong Kong) Limited 2 11 13 3 15 18 1 4 5 84.62 83.33 2008-04-23
133 Shang International Finance Limited 6 12 18 5 13 18 -1 1 0 66.67 72.22 2024-01-26
134 AXA Investment Managers Asia Limited 3 9 12 3 14 17 0 5 5 75.00 82.35
135 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 9 12 3 14 17 0 5 5 75.00 82.35 2019-07-05
136 BMI FUNDS MANAGEMENT LIMITED 2 8 10 2 15 17 0 7 7 80.00 88.24
137 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 6 14 20 6 11 17 0 -3 -3 70.00 64.71 2024-03-28
138 CITIC Securities Asset Management (HK) Limited 3 17 20 4 13 17 1 -4 -3 85.00 76.47 2008-08-01
139 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 4 13 17 0 -3 -3 80.00 76.47 2008-07-03
140 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 16 20 4 13 17 0 -3 -3 80.00 76.47
141 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 16 19 4 13 17 1 -3 -2 84.21 76.47 2005-11-15
142 HANG SENG INVESTMENT SERVICES LIMITED 6 10 16 4 13 17 -2 3 1 62.50 76.47
143 Janus Henderson Investors Hong Kong Limited 4 9 13 4 13 17 0 4 4 69.23 76.47
144 OnePlatform Asset Management Limited 2 17 19 2 15 17 0 -2 -2 89.47 88.24
145 Principal Investment & Retirement Services Limited 4 7 11 4 13 17 0 6 6 63.64 76.47 2011-08-17
146 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 6 13 19 6 11 17 0 -2 -2 68.42 64.71
147 Wells Fargo Securities Asia Limited 4 16 20 2 15 17 -2 -1 -3 80.00 88.24 2008-04-25
148 Ark Securities (Hong Kong) Limited 2 15 17 2 14 16 0 -1 -1 88.24 87.50
149 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 2 14 16 0 2 2 85.71 87.50
150 DBS ASIA CAPITAL LIMITED 7 15 22 6 10 16 -1 -5 -6 68.18 62.50
151 DigitalBridge Management Asia Limited 4 7 11 4 12 16 0 5 5 63.64 75.00 2010-07-20
152 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 3 13 16 0 -7 -7 86.96 81.25
153 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 4 13 17 3 13 16 -1 0 -1 76.47 81.25 2010-02-11
154 MUFG Securities Asia Limited 6 7 13 6 10 16 0 3 3 53.85 62.50 2010-12-31
155 Religare Capital Markets (Hong Kong) Limited 6 12 18 6 10 16 0 -2 -2 66.67 62.50 2009-09-22 2018-04-09
156 SINOPAC SECURITIES (ASIA) LIMITED 4 18 22 5 11 16 1 -7 -6 81.82 68.75 2017-02-12
157 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 2 14 16 0 7 7 77.78 87.50 2010-04-27
158 UBP ASSET MANAGEMENT ASIA LIMITED 4 14 18 4 12 16 0 -2 -2 77.78 75.00 2007-01-11
159 Vanguard Investments Hong Kong Limited 3 7 10 3 13 16 0 6 6 70.00 81.25 2012-02-07 2022-06-29
160 Bosera Asset Management (International) Co., Limited 2 11 13 3 12 15 1 1 2 84.62 80.00 2010-11-05
161 Canaccord Genuity (Hong Kong) Limited 3 1 4 5 10 15 2 9 11 25.00 66.67 2011-05-04
162 CHARLES SCHWAB, HONG KONG, LIMITED 4 12 16 4 11 15 0 -1 -1 75.00 73.33
163 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 12 16 3 12 15 -1 0 -1 75.00 80.00 2008-04-30
164 DWS Investments Hong Kong Limited 3 13 16 2 13 15 -1 0 -1 81.25 86.67
165 HAMON ASSET MANAGEMENT LIMITED 3 9 12 3 12 15 0 3 3 75.00 80.00
166 Houlihan Lokey (China) Limited 2 8 10 2 13 15 0 5 5 80.00 86.67 2008-10-09
167 IAM LEGACY LIMITED 3 10 13 2 13 15 -1 3 2 76.92 86.67 2007-08-21
168 LOMBARD ODIER (HONG KONG) LIMITED 3 17 20 2 13 15 -1 -4 -5 85.00 86.67
169 PFP Capital Limited 3 9 12 3 12 15 0 3 3 75.00 80.00
170 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 6 9 15 -1 -3 -4 63.16 60.00
171 Templewater Hong Kong Limited 4 2 6 7 8 15 3 6 9 33.33 53.33
172 VICTORY SECURITIES COMPANY LIMITED 3 10 13 3 12 15 0 2 2 76.92 80.00
173 BEA Union Investment Management Limited 6 9 15 5 9 14 -1 0 -1 60.00 64.29
174 BOCOM MPF & Financial Services Company Limited 4 8 12 5 9 14 1 1 2 66.67 64.29 2012-06-25
175 China Universal Asset Management (Hong Kong) Company Limited 4 11 15 4 10 14 0 -1 -1 73.33 71.43 2010-02-19
176 HAMON ASIAN ADVISORS LIMITED 3 8 11 3 11 14 0 3 3 72.73 78.57
177 Pictet Asset Management (Hong Kong) Limited 7 41 48 4 10 14 -3 -31 -34 85.42 71.43
178 RRJ Management (HK) Limited 0 0 0 3 11 14 3 11 14 - 78.57 2013-05-31 2022-07-20
179 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 3 17 20 2 12 14 -1 -5 -6 85.00 85.71
180 ZEAL ASSET MANAGEMENT LIMITED 5 6 11 5 9 14 0 3 3 54.55 64.29 2009-10-09 2025-08-20
181 GF Asset Management (Hong Kong) Limited 4 12 16 3 10 13 -1 -2 -3 75.00 76.92 2007-11-08
182 GF Securities (Hong Kong) Brokerage Limited 2 7 9 3 10 13 1 3 4 77.78 76.92 2009-10-30
183 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 3 10 13 -1 -1 -2 73.33 76.92 2009-12-14 2024-10-15
184 iFAST Financial (HK) Limited 5 10 15 5 8 13 0 -2 -2 66.67 61.54 2007-03-30
185 Legg Mason Asset Management Hong Kong Limited 3 16 19 2 11 13 -1 -5 -6 84.21 84.62 2022-06-30
186 MERCER INVESTMENTS (HK) LIMITED 2 3 5 3 10 13 1 7 8 60.00 76.92 2005-08-04
187 Nomura Asset Management Hong Kong Limited 6 6 12 5 8 13 -1 2 1 50.00 61.54
188 PRUDENTIAL BROKERAGE LIMITED 2 12 14 2 11 13 0 -1 -1 85.71 84.62
189 SILVERHORN INVESTMENT ADVISORS LIMITED 2 3 5 4 9 13 2 6 8 60.00 69.23 2011-02-28
190 Soochow Securities International Brokerage Limited 3 5 8 4 9 13 1 4 5 62.50 69.23 2012-01-12
191 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23 2006-03-24
192 BOCHK Asset Management Limited 4 6 10 3 9 12 -1 3 2 60.00 75.00 2010-12-15
193 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 3 8 11 2 10 12 -1 2 1 72.73 83.33 2009-03-13
194 CAPITAL GLOBAL MANAGEMENT LIMITED 4 8 12 4 8 12 0 0 0 66.67 66.67 2005-12-20
195 CC Finance Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2006-04-20 2025-06-19
196 China Renaissance Securities (Hong Kong) Limited 3 3 6 3 9 12 0 6 6 50.00 75.00 2012-10-24
197 Conning Asia Pacific Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2012-02-24
198 FIRST SHANGHAI SECURITIES LIMITED 4 11 15 4 8 12 0 -3 -3 73.33 66.67
199 Hamilton Lane (Hong Kong) Limited 2 11 13 2 10 12 0 -1 -1 84.62 83.33 2010-07-05
200 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 4 8 12 0 1 1 63.64 66.67 2010-10-27 2021-11-26
201 ICBC Asset Management (Global) Company Limited 3 10 13 3 9 12 0 -1 -1 76.92 75.00
202 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 2 10 12 -2 0 -2 71.43 83.33 2009-07-10 2024-10-15
203 Kerogen Capital (Asia) Limited 4 3 7 5 7 12 1 4 5 42.86 58.33 2010-02-01
204 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 5 6 11 4 8 12 -1 2 1 54.55 66.67 2017-10-02
205 PEGASUS FUND MANAGERS LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33
206 PIMCO Asia Limited 3 9 12 2 10 12 -1 1 0 75.00 83.33 2006-05-17
207 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 11 14 2 10 12 -1 -1 -2 78.57 83.33 2008-05-29
208 Pyramis Global Advisors (Hong Kong) Limited 3 9 12 5 7 12 2 -2 0 75.00 58.33 2008-07-29 2014-11-21
209 SG SECURITIES (HK) LIMITED 5 10 15 5 7 12 0 -3 -3 66.67 58.33 2010-08-18
210 Towers Watson Investment Services Hong Kong Limited 3 6 9 3 9 12 0 3 3 66.67 75.00 2007-05-14
211 VMS Securities Limited 2 6 8 2 10 12 0 4 4 75.00 83.33 2020-09-01
212 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 3 8 11 0 -2 -2 76.92 72.73
213 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 9 13 3 8 11 -1 -1 -2 69.23 72.73 2008-08-08
214 Changjiang Securities Brokerage (HK) Limited 2 6 8 2 9 11 0 3 3 75.00 81.82 2011-12-13
215 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 6 9 2 9 11 -1 3 2 66.67 81.82
216 China Securities (International) Brokerage Company Limited 0 0 0 3 8 11 3 8 11 - 72.73 2013-04-24
217 CIFM Asset Management (Hong Kong) Limited 3 1 4 4 7 11 1 6 7 25.00 63.64 2011-07-20 2023-11-03
218 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 4 10 6 5 11 0 1 1 40.00 45.45 2008-12-24
219 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 5 8 3 8 11 0 3 3 62.50 72.73 2009-10-14
220 DAEWOO SECURITIES (HONG KONG) LIMITED 3 8 11 4 7 11 1 -1 0 72.73 63.64 2017-02-28
221 Deltroit (Hong Kong) Limited 2 13 15 2 9 11 0 -4 -4 86.67 81.82 2005-04-11 2024-12-12
222 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73 2019-05-10
223 GAM HONG KONG LIMITED 3 8 11 3 8 11 0 0 0 72.73 72.73
224 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2005-05-09
225 Japaninvest (Hong Kong) Limited 4 7 11 4 7 11 0 0 0 63.64 63.64 2010-10-26 2017-01-27
226 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 3 8 11 1 -2 -1 83.33 72.73
227 OCP Asia (Hong Kong) Limited 4 8 12 3 8 11 -1 0 -1 66.67 72.73 2004-09-03 2022-06-13
228 Open Securities Limited 3 7 10 3 8 11 0 1 1 70.00 72.73
229 Penjing Asset Management (HK) Limited 4 7 11 4 7 11 0 0 0 63.64 63.64 2005-03-24 2016-02-03
230 SPARX Asia Investment Advisors Limited 5 5 10 5 6 11 0 1 1 50.00 54.55 2004-04-20
231 Standard & Poor's Investment Advisory Services (HK) Limited 2 7 9 3 8 11 1 1 2 77.78 72.73 2010-09-21 2017-06-27
232 StormHarbour Securities (Hong Kong) Limited 3 9 12 3 8 11 0 -1 -1 75.00 72.73 2010-03-18
233 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 2 9 11 -1 0 -1 75.00 81.82 2019-09-30
234 TENGARD FUND MANAGEMENT LIMITED 2 4 6 3 8 11 1 4 5 66.67 72.73 2012-04-03
235 TOYO SECURITIES ASIA LIMITED 5 2 7 5 6 11 0 4 4 28.57 54.55
236 Wanhai Securities (HK) Limited 3 7 10 4 7 11 1 0 1 70.00 63.64
237 WILSON SECURITIES LIMITED 2 16 18 2 9 11 0 -7 -7 88.89 81.82 2010-02-25
238 abrdn Hong Kong Limited 3 5 8 3 7 10 0 2 2 62.50 70.00
239 Aletheia Analyst Network Limited 2 8 10 2 8 10 0 0 0 80.00 80.00 2008-06-03
240 ALPS CAPITAL MANAGEMENT LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00
241 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 8 11 3 7 10 0 -1 -1 72.73 70.00 2009-10-05
242 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 6 11 4 6 10 -1 0 -1 54.55 60.00 2007-02-16
243 CTBC Asia Limited 2 10 12 2 8 10 0 -2 -2 83.33 80.00 2004-10-04
244 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 4 6 10 1 0 1 66.67 60.00 2023-02-02
245 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 4 6 10 0 -1 -1 63.64 60.00
246 GT Asset & Portfolio Management Limited 3 9 12 3 7 10 0 -2 -2 75.00 70.00 2004-11-04
247 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 2 6 8 2 8 10 0 2 2 75.00 80.00 2007-10-23
248 ICBC (ASIA) SECURITIES LIMITED 3 6 9 3 7 10 0 1 1 66.67 70.00
249 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 2 8 10 -1 2 1 66.67 80.00 2007-12-21 2021-04-21
250 Oreana Financial Services Limited 3 11 14 3 7 10 0 -4 -4 78.57 70.00
251 Quam Asset Management Limited (b1983-06-28) 3 2 5 3 7 10 0 5 5 40.00 70.00
252 SOLID KING SECURITIES LIMITED 3 7 10 3 7 10 0 0 0 70.00 70.00 2021-09-02
253 Vision Capital Investment Management Limited 3 8 11 4 6 10 1 -2 -1 72.73 60.00 2008-01-12
254 VTB Capital Hong Kong Limited 4 2 6 4 6 10 0 4 4 33.33 60.00 2011-06-30
255 Yunfeng Financial Markets Limited 4 6 10 3 7 10 -1 1 0 60.00 70.00
256 AMPLE CAPITAL LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67 2007-01-02 2022-07-27
257 CHEONG LEE SECURITIES LIMITED 3 8 11 3 6 9 0 -2 -2 72.73 66.67 2005-11-24
258 CHINA EVERBRIGHT CAPITAL LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78
259 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 3 6 9 1 1 2 71.43 66.67
260 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 5 9 14 3 6 9 -2 -3 -5 64.29 66.67 2008-10-22
261 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67
262 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 2 7 9 0 1 1 75.00 77.78
263 Crosby Securities Limited 0 0 0 5 4 9 5 4 9 - 44.44 2013-03-06
264 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 3 5 8 2 7 9 -1 2 1 62.50 77.78
265 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 2 7 9 -2 2 0 55.56 77.78 2011-11-15
266 FULBRIGHT SECURITIES LIMITED 6 5 11 4 5 9 -2 0 -2 45.45 55.56 2010-05-18
267 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78 2005-02-16
268 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 4 5 9 0 0 0 55.56 55.56 2010-07-07
269 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2004-11-29
270 Huajin Corporate Finance (International) Limited 4 7 11 4 5 9 0 -2 -2 63.64 55.56
271 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 4 5 9 0 0 0 55.56 55.56
272 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 3 6 9 -1 1 0 55.56 66.67 2014-10-13
273 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78
274 M&F Asset Management Limited 3 7 10 3 6 9 0 -1 -1 70.00 66.67
275 MFG Limited (HK) 3 5 8 4 5 9 1 0 1 62.50 55.56 2008-07-15
276 Oasis Management (Hong Kong) 2 6 8 2 7 9 0 1 1 75.00 77.78 2004-09-14
277 ORIENT SECURITIES (HONG KONG) LIMITED 3 0 3 4 5 9 1 5 6 0.00 55.56 2012-04-13
278 ORIENTAL PATRON SECURITIES LIMITED 4 8 12 3 6 9 -1 -2 -3 66.67 66.67
279 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 9 11 2 7 9 0 -2 -2 81.82 77.78
280 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 2 7 9 2 7 9 0 0 0 77.78 77.78
281 RAYS Capital Partners Limited 3 4 7 2 7 9 -1 3 2 57.14 77.78 2011-11-02
282 Rockhampton Management Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2011-01-26
283 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 2 7 9 0 3 3 66.67 77.78 2008-11-07
284 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 3 6 9 0 -1 -1 70.00 66.67 2007-05-08 2019-09-30
285 Sumo Asset Management Limited 3 3 6 3 6 9 0 3 3 50.00 66.67 2010-07-07 2022-08-23
286 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 3 6 9 0 2 2 57.14 66.67 2003-05-23 2022-07-19
287 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 4 4 8 0 -1 -1 55.56 50.00 2004-09-07
288 CC SIF Advisory Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2006-07-25
289 Changjiang Asset Management (HK) Limited 2 5 7 2 6 8 0 1 1 71.43 75.00 2011-12-16
290 China Orient International Asset Management Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2012-05-15
291 CHOW SANG SANG SECURITIES LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50
292 CMS ASSET MANAGEMENT (HK) CO., LIMITED 3 2 5 2 6 8 -1 4 3 40.00 75.00 2012-02-01
293 CNCB (Hong Kong) Capital Limited 3 2 5 3 5 8 0 3 3 40.00 62.50
294 COHEN & STEERS ASIA LIMITED 3 4 7 4 4 8 1 0 1 57.14 50.00 2005-07-29
295 Cypress Capital Hong Kong Limited 0 0 0 2 6 8 2 6 8 - 75.00 2013-06-19
296 DELTA ASIA SECURITIES LIMITED 3 9 12 3 5 8 0 -4 -4 75.00 62.50
297 EQT Partners Asia Limited 3 9 12 2 6 8 -1 -3 -4 75.00 75.00 2023-09-06
298 EVENSTAR ADVISORS LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2007-04-19
299 FLAG Squadron Asia Limited 5 5 10 4 4 8 -1 -1 -2 50.00 50.00 2007-07-04 2016-06-02
300 GF International Investment Management Limited 3 1 4 4 4 8 1 3 4 25.00 50.00 2011-09-08
301 Grand Loyal Asset Management Limited 3 3 6 3 5 8 0 2 2 50.00 62.50 2008-11-07
302 IBTS ASIA (HK) LIMITED 3 4 7 3 5 8 0 1 1 57.14 62.50 2005-11-17 2024-09-20
303 ICBC UBS Asset Management (International) Company Limited 3 3 6 3 5 8 0 2 2 50.00 62.50 2011-11-18
304 ICG Asia Pacific Limited 3 3 6 3 5 8 0 2 2 50.00 62.50
305 M3 Capital Partners (HK) Limited 2 4 6 2 6 8 0 2 2 66.67 75.00 2012-04-19
306 Mackenzie Investments Asia Limited 3 6 9 3 5 8 0 -1 -1 66.67 62.50
307 Mason Securities Limited 4 4 8 4 4 8 0 0 0 50.00 50.00
308 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 3 5 3 5 8 1 2 3 60.00 62.50 2004-09-22
309 MEIJI YASUDA ASIA LIMITED 3 5 8 4 4 8 1 -1 0 62.50 50.00 2019-10-17
310 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 2 5 7 2 6 8 0 1 1 71.43 75.00
311 ONSHINE SECURITIES LIMITED 3 6 9 3 5 8 0 -1 -1 66.67 62.50
312 PANTHEON VENTURES (HK) LLP 2 5 7 2 6 8 0 1 1 71.43 75.00 2010-06-30 2024-05-14
313 Permira Advisers Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2008-08-19
314 Redford Asset Management Limited 4 7 11 3 5 8 -1 -2 -3 63.64 62.50 2010-03-09
315 VISION FINANCE ASSET MANAGEMENT LIMITED 5 3 8 5 3 8 0 0 0 37.50 37.50 2008-12-17
316 YUE XIU SECURITIES COMPANY LIMITED 4 3 7 4 4 8 0 1 1 42.86 50.00
317 AIF CAPITAL LIMITED 3 9 12 3 4 7 0 -5 -5 75.00 57.14
318 ALETHEIA TECHNOLOGIES LIMITED (HK) 4 3 7 3 4 7 -1 1 0 42.86 57.14 2010-07-30 2022-07-22
319 Allianz Global Investors Hong Kong Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2015-05-31
320 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14 2007-05-08
321 Ares Management Asia (Hong Kong) Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2009-05-25 2014-08-18
322 Argonaut Securities (Asia) Limited 4 4 8 3 4 7 -1 0 -1 50.00 57.14 2011-09-08 2021-12-07
323 Ark Group Holdings (Hong Kong) Limited 3 2 5 3 4 7 0 2 2 40.00 57.14 2012-01-04
324 BALLINGAL INVESTMENT ADVISORS LIMITED 4 6 10 3 4 7 -1 -2 -3 60.00 57.14 2004-08-13
325 BTG Pactual Asia Limited 2 7 9 2 5 7 0 -2 -2 77.78 71.43 2009-08-13 2016-12-13
326 CES Capital International (Hong Kong) Co., Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2009-05-29 2023-02-23
327 Channel 8 Wealth Management Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2010-01-27
328 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43
329 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 2 5 7 -1 0 -1 62.50 71.43
330 CMBC SECURITIES COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2011-10-26
331 COMGEST FAR EAST LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
332 EFG Asset Management (HK) Limited 3 2 5 3 4 7 0 2 2 40.00 57.14 2008-06-06
333 Emerald Hill Capital Partners Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2011-10-26 2016-05-12
334 FB SECURITIES (HONG KONG) LIMITED 3 4 7 2 5 7 -1 1 0 57.14 71.43
335 Fortune Origin Securities Limited 3 3 6 3 4 7 0 1 1 50.00 57.14 2009-07-09
336 Fosun International Securities Limited 4 3 7 4 3 7 0 0 0 42.86 42.86
337 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 6 2 8 6 1 7 0 -1 -1 25.00 14.29 2016-10-10
338 Grace Financial Limited (HK) 3 4 7 3 4 7 0 0 0 57.14 57.14 2008-02-13 2021-04-23
339 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 6 9 2 5 7 -1 -1 -2 66.67 71.43 2010-06-29
340 HARMONY ASSET MANAGEMENT LIMITED 3 2 5 3 4 7 0 2 2 40.00 57.14 2022-07-28
341 HFS ASSET MANAGEMENT LIMITED 2 4 6 3 4 7 1 0 1 66.67 57.14
342 HING WONG SECURITIES LIMITED 3 5 8 3 4 7 0 -1 -1 62.50 57.14
343 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 5 2 7 0 0 0 28.57 28.57 2004-02-10 2015-07-22
344 HuaAn Asset Management (Hong Kong) Limited 2 1 3 4 3 7 2 2 4 33.33 42.86 2010-12-01
345 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 3 4 7 1 0 1 66.67 57.14 2022-10-13
346 KB Securities Hong Kong Limited 2 1 3 3 4 7 1 3 4 33.33 57.14
347 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 5 5 10 4 3 7 -1 -2 -3 50.00 42.86
348 KTF CAPITAL MANAGEMENT LIMITED 2 4 6 2 5 7 0 1 1 66.67 71.43 2011-10-31
349 Leonteq Securities (Hong Kong) Limited 2 9 11 2 5 7 0 -4 -4 81.82 71.43 2011-04-07
350 Lighthorse Asset Management (HK) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2010-06-18 2025-07-28
351 LUK FOOK SECURITIES (HK) LIMITED 3 1 4 4 3 7 1 2 3 25.00 42.86 2012-06-25
352 MIRABAUD (ASIA) LIMITED 2 5 7 3 4 7 1 -1 0 71.43 57.14 2003-05-13 2018-10-16
353 Mirae Asset Capital (China) Limited 3 0 3 3 4 7 0 4 4 0.00 57.14 2012-11-29
354 Oaktree Capital (Hong Kong) Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2006-07-12
355 Oppenheimer Investments Asia Limited 0 0 0 3 4 7 3 4 7 - 57.14 2013-01-29
356 orientiert International Markets Limited 1 3 4 2 5 7 1 2 3 75.00 71.43 2005-01-11
357 Partners Asset Management (HK) Limited 1 0 1 2 5 7 1 5 6 0.00 71.43 2007-04-03
358 PFC INTERNATIONAL COMPANY LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2008-07-29
359 Ping An Securities (Hong Kong) Holdings Company Limited 5 4 9 3 4 7 -2 0 -2 44.44 57.14 2009-07-30 2021-05-27
360 PRESIDENT SECURITIES (HONG KONG) LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2024-03-27
361 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 4 3 7 1 1 2 40.00 42.86 2023-10-25
362 RHB ASSET MANAGEMENT LIMITED 2 3 5 2 5 7 0 2 2 60.00 71.43 2008-05-08 2020-11-17
363 Rothschild & Co Wealth Management Hong Kong Limited 3 2 5 2 5 7 -1 3 2 40.00 71.43 2010-08-16 2019-10-18
364 Samena Capital Hong Kong Limited 4 5 9 3 4 7 -1 -1 -2 55.56 57.14 2009-09-01 2021-09-27
365 Sensible Asset Management Limited 3 4 7 3 4 7 0 0 0 57.14 57.14 2005-06-18 2025-06-19
366 Springboard Capital Limited 2 3 5 2 5 7 0 2 2 60.00 71.43 2010-07-02
367 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 3 2 5 5 2 7 2 0 2 40.00 28.57 2005-06-20
368 STI Asset Management Limited 2 0 2 2 5 7 0 5 5 0.00 71.43 2008-10-22 2023-09-19
369 Synergy Fund Management Group Limited 2 1 3 3 4 7 1 3 4 33.33 57.14 2010-05-26
370 TPG Capital, Limited 2 4 6 2 5 7 0 1 1 66.67 71.43 2012-03-07
371 UBS SDIC Asset Management (Hong Kong) Company Limited 3 4 7 4 3 7 1 -1 0 57.14 42.86 2011-10-11 2020-07-02
372 YU MING INVESTMENT MANAGEMENT LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43
373 ZBI Asia Limited 3 5 8 3 4 7 0 -1 -1 62.50 57.14 2010-02-22 2014-06-09
374 Amova Asset Management Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
375 Apollo Asset Management Limited (HK) 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-09-16
376 ASIA INVESTMENT MANAGEMENT LIMITED 4 1 5 5 1 6 1 0 1 20.00 16.67 2021-10-08
377 Asset Management One Hong Kong Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-03-10 2015-04-15
378 Belvest Investment Services Limited 2 4 6 2 4 6 0 0 0 66.67 66.67
379 BNY Mellon Managed Investments Limited 0 0 0 3 3 6 3 3 6 - 50.00 2013-06-11 2015-12-02
380 Bradbury Securities Limited 2 3 5 2 4 6 0 1 1 60.00 66.67
381 CAPE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2024-03-13
382 CARDINALASIA CONSULTING LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2003-06-27 2024-02-22
383 CATHAY SECURITIES (HONG KONG) LIMITED 3 8 11 3 3 6 0 -5 -5 72.73 50.00 2007-11-27
384 CC Real Estate Advisory Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2010-08-04
385 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 2 4 6 0 4 4 0.00 66.67 2008-11-21
386 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 2 4 6 3 3 6 1 -1 0 66.67 50.00 2012-08-13
387 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 2 4 6 0 1 1 60.00 66.67 2010-07-26
388 CMB International Asset Management Limited 3 3 6 2 4 6 -1 1 0 50.00 66.67 2010-05-26
389 CSC SECURITIES (HK) LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2007-06-01
390 Cynosure Asset Management Hong Kong Limited 4 2 6 3 3 6 -1 1 0 33.33 50.00 2023-09-27
391 DAIXY Capital Management Limited 0 0 0 2 4 6 2 4 6 - 66.67 2013-05-30 2023-11-23
392 Emperor Wealth Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-06-09
393 EVER-LONG SECURITIES COMPANY LIMITED 3 3 6 4 2 6 1 -1 0 50.00 33.33
394 Everbright Capital Management Limited 3 5 8 1 5 6 -2 0 -2 62.50 83.33 2007-09-24 2021-09-17
395 EXS Capital Asia Limited 3 5 8 3 3 6 0 -2 -2 62.50 50.00 2008-06-12
396 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 4 2 6 0 2 2 0.00 33.33 2012-09-24
397 Funderstone Securities Limited 3 4 7 4 2 6 1 -2 -1 57.14 33.33
398 GENERALI INVESTMENTS ASIA LIMITED 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2006-02-08 2018-09-26
399 GIGA (HONG KONG) LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
400 GLG Partners Hong Kong Limited 4 3 7 3 3 6 -1 0 -1 42.86 50.00 2010-11-30 2023-10-02
401 HPEF Venture Partners Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2018-06-08
402 IVORY CAPITAL PRIVATE LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2007-03-21
403 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 3 3 6 4 2 6 1 -1 0 50.00 33.33 2008-07-02
404 LaSalle Investment Management Hong Kong Limited 2 4 6 3 3 6 1 -1 0 66.67 50.00 2007-06-14 2020-02-20
405 LCA Solutions Limited 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2010-07-30
406 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2011-04-28 2019-10-14
407 LT Finance Management Limited 0 0 0 3 3 6 3 3 6 - 50.00 2012-12-10 2019-09-25
408 MAN INVESTMENTS (HONG KONG) LIMITED 2 7 9 2 4 6 0 -3 -3 77.78 66.67
409 MANGO FINANCIAL LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
410 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2008-04-01
411 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2025-04-23
412 MEAG Hong Kong Limited 5 1 6 5 1 6 0 0 0 16.67 16.67
413 OLD PEAK LIMITED (HK) 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-08-26 2023-06-20
414 Ontario Teachers' Pension Plan (Asia) Limited 0 0 0 5 1 6 5 1 6 - 16.67 2013-05-20
415 Open Asset Management Limited 4 2 6 3 3 6 -1 1 0 33.33 50.00
416 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-10-28
417 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2008-03-12
418 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-05-24
419 Providence Equity Asia Limited 2 7 9 2 4 6 0 -3 -3 77.78 66.67 2007-08-23 2019-01-10
420 RICHLAND WORLDWIDE LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-04-15
421 SAIL ADVISORS LIMITED 3 4 7 3 3 6 0 -1 -1 57.14 50.00 2004-05-17
422 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2005-03-02 2023-02-20
423 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67
424 SOUTH CHINA RESEARCH LIMITED 3 6 9 3 3 6 0 -3 -3 66.67 50.00
425 Success Securities Limited 3 4 7 2 4 6 -1 0 -1 57.14 66.67
426 Swiss-Asia Asset Management (HK) Limited 2 2 4 2 4 6 0 2 2 50.00 66.67 2010-06-02 2024-12-31
427 TAI SHING STOCK INVESTMENT CO. LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67
428 TFI Asset Management Limited 3 3 6 3 3 6 0 0 0 50.00 50.00 2009-06-18
429 TSE'S SECURITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
430 UIC FINANCIAL ADVISORS LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2010-04-13 2019-06-17
431 UPBEST SECURITIES COMPANY LIMITED 4 2 6 4 2 6 0 0 0 33.33 33.33
432 Vontobel (Hong Kong) Limited 3 8 11 2 4 6 -1 -4 -5 72.73 66.67 2008-11-27
433 WFM Asia (HK) Limited 2 6 8 2 4 6 0 -2 -2 75.00 66.67
434 XinKong International Securities Limited 2 5 7 3 3 6 1 -2 -1 71.43 50.00
435 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-07-07
436 ASA SECURITIES LIMITED 2 4 6 3 2 5 1 -2 -1 66.67 40.00 2012-07-05
437 Asia Frontier Investments Limited 3 1 4 2 3 5 -1 2 1 25.00 60.00 2009-04-28
438 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 2 3 5 -1 -2 -3 62.50 60.00
439 Barings Investment Advisers (Hong Kong) Limited 3 1 4 5 0 5 2 -1 1 25.00 0.00 2009-05-08 2018-01-23
440 Beevest Securities Limited 3 0 3 3 2 5 0 2 2 0.00 40.00
441 BENTLEY REID & COMPANY LIMITED 4 1 5 4 1 5 0 0 0 20.00 20.00
442 Bradesco Securities Hong Kong Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2012-03-05
443 BREVAN HOWARD (HONG KONG) LIMITED 3 4 7 3 2 5 0 -2 -2 57.14 40.00 2008-03-12 2018-05-11
444 Bright Fund Management Limited 4 5 9 2 3 5 -2 -2 -4 55.56 60.00 2023-12-19
445 CHELSEA SECURITIES LIMITED (HK) 4 0 4 3 2 5 -1 2 1 0.00 40.00
446 China Angel Fund Management (HK) Company Limited 3 1 4 4 1 5 1 0 1 25.00 20.00 2011-10-24
447 China Everbright Global Investment Advisors Company Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2012-08-09
448 China Everbright Investment Management Limited 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-07-03
449 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2012-06-22
450 China Jianxin Financial Services Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2010-05-10 2022-03-15
451 China Reserve Securities Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
452 Chinese Strategic Asset Management Limited 4 4 8 2 3 5 -2 -1 -3 50.00 60.00 2007-12-20 2020-07-16
453 CUBE CAPITAL HK LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2007-10-17 2015-02-13
454 CWB Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00
455 F.T.M.F. DISTRIBUTION LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2012-03-22
456 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00
457 First Fidelity Capital (International) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2006-04-19
458 First Prosperous Asset Management Company Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2007-09-06 2023-06-23
459 FUBON SECURITIES (HONG KONG) LIMITED 2 1 3 2 3 5 0 2 2 33.33 60.00 2012-05-18
460 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 3 2 5 -1 -1 -2 42.86 40.00 2009-02-27
461 Funde Asset Management (Hong Kong) Company Limited 0 0 0 3 2 5 3 2 5 - 40.00 2013-07-23
462 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 3 2 5 1 1 2 33.33 40.00 2018-11-09
463 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2020-12-09
464 GLOBAL INVESTMENT ADVISORS LIMITED 2 7 9 2 3 5 0 -4 -4 77.78 60.00
465 Gold Mountains Asset Management Limited 0 0 0 2 3 5 2 3 5 - 60.00 2013-08-28
466 Guo Tong Capital Management Company Limited 3 6 9 3 2 5 0 -4 -4 66.67 40.00 2010-05-24 2019-05-22
467 HEAD & SHOULDERS SECURITIES LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2008-03-27
468 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2018-08-15
469 HKFAEx Group Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-02-15
470 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 1 4 1 4 5 -2 3 1 25.00 80.00
471 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-10-26 2020-12-11
472 JK Capital Management Limited 3 3 6 3 2 5 0 -1 -1 50.00 40.00
473 JPMorgan Asset Management Real Assets (Asia) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00 2009-06-26
474 KGI CAPITAL ASIA LIMITED 2 0 2 2 3 5 0 3 3 0.00 60.00
475 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00 2009-10-22
476 LAZARD ASIA (HONG KONG) LIMITED 5 8 13 3 2 5 -2 -6 -8 61.54 40.00
477 LUEN FAT SECURITIES COMPANY LIMITED 4 2 6 4 1 5 0 -1 -1 33.33 20.00
478 Merdeka Investment Management Limited 2 2 4 2 3 5 0 1 1 50.00 60.00 2012-03-09
479 MVision Private Equity Advisers Asia Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2012-03-29
480 NUOXIN CAPITAL (HONG KONG) LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00 2010-10-15 2021-09-07
481 OKASAN INTERNATIONAL (ASIA) LIMITED 2 2 4 3 2 5 1 0 1 50.00 40.00 2007-05-17
482 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2007-07-05
483 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-10-09
484 PGIM (Hong Kong) Limited 3 2 5 3 2 5 0 0 0 40.00 40.00
485 PROBITAS HONG KONG LIMITED 2 2 4 2 3 5 0 1 1 50.00 60.00 2009-06-05
486 PSI Capital Asia Limited 2 1 3 2 3 5 0 2 2 33.33 60.00 2012-10-12
487 PUREHEART CAPITAL ASIA LIMITED 2 5 7 2 3 5 0 -2 -2 71.43 60.00 2007-03-08
488 PYRMONT WEALTH MANAGEMENT LIMITED 0 0 0 2 3 5 2 3 5 - 60.00
489 Quinton Investments Limited (HK) 4 0 4 3 2 5 -1 2 1 0.00 40.00 2012-11-15 2018-06-12
490 RICHMOND ASSET MANAGEMENT LIMITED (HK) 3 2 5 2 3 5 -1 1 0 40.00 60.00 2016-11-01
491 SDHG International Asset Management Limited 3 2 5 2 3 5 -1 1 0 40.00 60.00 2008-12-02
492 SDICS International Asset Management (Hong Kong) Limited 2 4 6 2 3 5 0 -1 -1 66.67 60.00 2010-08-19
493 SHENG YUAN SECURITIES LIMITED 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2010-10-27
494 Shinhan Investment Asia Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2007-10-15
495 SIIC Capital (Hong Kong) Investment Management Company Limited 3 1 4 4 1 5 1 0 1 25.00 20.00
496 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 3 3 6 3 2 5 0 -1 -1 50.00 40.00
497 Tiger Securities Asset Management Company Limited 2 1 3 3 2 5 1 1 2 33.33 40.00 2006-12-29
498 VC BROKERAGE LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
499 VisionGain Capital Limited 3 3 6 2 3 5 -1 0 -1 50.00 60.00 2007-11-14
500 Vontobel Wealth Management (Hong Kong) Limited 0 0 0 2 3 5 2 3 5 - 60.00 2013-01-14 2023-04-24
501 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 3 2 5 0 1 1 25.00 40.00 2015-02-09
502 WINNINGTON CAPITAL LIMITED 4 3 7 2 3 5 -2 0 -2 42.86 60.00
503 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 0 0 0 3 2 5 3 2 5 - 40.00 2013-06-05
504 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
505 AD Capital Management (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-09-08
506 Allard Partners Limited 2 1 3 2 2 4 0 1 1 33.33 50.00
507 AlTi Wealth Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-05-11
508 Amber Hill Asset Management Limited 4 0 4 4 0 4 0 0 0 0.00 0.00 2011-07-13
509 American Century Investment Management (Asia Pacific) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2010-03-26
510 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2011-08-03
511 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
512 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 3 1 4 0 0 0 25.00 25.00
513 Anuenue Capital International Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2005-08-30
514 Arete Research Asia Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-01-11
515 ARISAIG PARTNERS (HK) LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2006-01-20 2020-08-05
516 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-06-30
517 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
518 Asia Pacific Securities Limited 4 0 4 4 0 4 0 0 0 0.00 0.00
519 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 2 2 4 -1 1 0 25.00 50.00 2025-03-25
520 ATHENA WEALTH MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2008-04-25
521 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
522 BEAR BRIGHT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
523 Bentley Capital Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
524 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 2 2 4 -2 1 -1 20.00 50.00 2011-01-04 2016-03-17
525 BLUE POOL CAPITAL LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2004-11-10 2015-12-01
526 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2012-08-01
527 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2020-06-18
528 Capstone Financial (HK) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2010-03-12 2025-03-27
529 CBRE Clarion Securities HKG Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2008-01-04 2019-08-28
530 CBRE Investment Management (Asia) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2023-07-21
531 CHEETAH ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-08-01
532 China Enterprise Securities Company Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
533 China Galaxy International Asset Management (Hong Kong) Co., Limited 0 0 0 2 2 4 2 2 4 - 50.00 2013-02-25
534 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2012-04-27
535 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2013-08-08 2024-01-08
536 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
537 CLC SECURITIES LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2013-08-29 2024-04-23
538 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2013-04-10
539 Daishin Securities Asia Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2008-11-24 2018-08-09
540 Direxion Asia Limited 0 0 0 3 1 4 3 1 4 - 25.00 2013-06-13
541 DST Investment Management Limited 2 2 4 3 1 4 1 -1 0 50.00 25.00 2012-04-23
542 Emperor Asset Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2009-11-03
543 EnTrustPermal (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2007-08-27 2021-03-26
544 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2011-11-07 2024-11-19
545 Friedmann Pacific Asset Management (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-09-07
546 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
547 Ge Shang Investment (Hong Kong) Limited 2 9 11 2 2 4 0 -7 -7 81.82 50.00
548 GETTA SECURITIES LIMITED 2 1 3 3 1 4 1 0 1 33.33 25.00 2007-06-26
549 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
550 GRANSING SECURITIES CO., LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00
551 HSZ (HONG KONG) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
552 iFAST Global Markets (HK) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2012-10-15
553 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
554 INTERNATIONAL COMMERCE CORPORATION 2 3 5 2 2 4 0 -1 -1 60.00 50.00
555 JVSakk Asset Management Limited 3 2 5 3 1 4 0 -1 -1 40.00 25.00 2008-08-28
556 KCG SECURITIES ASIA LIMITED 3 3 6 2 2 4 -1 -1 -2 50.00 50.00
557 KGI SECURITIES (HONG KONG) LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00 2017-10-02
558 Leading Securities Company Limited 0 0 0 3 1 4 3 1 4 - 25.00 2013-02-21
559 LIM ADVISORS LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2022-09-15
560 Lion Global Financial Limited 5 1 6 4 0 4 -1 -1 -2 16.67 0.00
561 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2010-12-29 2021-02-01
562 Metaverse Securities Limited (HK) 4 0 4 4 0 4 0 0 0 0.00 0.00
563 PACIFIC HAWK (HK) LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00
564 Pamirs Capital (H.K.) Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2010-09-10
565 PHILIPPA HUCKLE GROUP LIMITED (THE) 2 2 4 2 2 4 0 0 0 50.00 50.00
566 PLATINUM BROKING COMPANY LIMITED 2 1 3 2 2 4 0 1 1 33.33 50.00 2011-02-21
567 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00
568 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 0 2 3 1 4 1 1 2 0.00 25.00 2017-06-28
569 Progeny (Hong Kong) Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2010-07-09
570 QMIS Asset Management Limited 3 3 6 2 2 4 -1 -1 -2 50.00 50.00 2009-08-13
571 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 3 1 4 -1 1 0 0.00 25.00
572 SBI China Capital Financial Services Limited 2 4 6 2 2 4 0 -2 -2 66.67 50.00 2008-09-19
573 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2011-06-14
574 Shinhan Asset Management (Hong Kong) Limited 3 0 3 3 1 4 0 1 1 0.00 25.00 2011-01-27 2023-07-26
575 Stobene Partners (Hong Kong) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2012-01-31 2017-07-28
576 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 3 5 2 2 4 0 -1 -1 60.00 50.00
577 TRANSASIA PRIVATE CAPITAL LIMITED 0 0 0 2 2 4 2 2 4 - 50.00 2013-08-09
578 Triada Capital Limited (HK) 2 0 2 2 2 4 0 2 2 0.00 50.00 2012-06-21
579 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 2 2 4 0 2 2 0.00 50.00 2012-04-11
580 UCF Asset Management (HK) Limited 3 1 4 2 2 4 -1 1 0 25.00 50.00 2012-05-04 2020-10-04
581 VISION FINANCE (SECURITIES) LIMITED 1 0 1 2 2 4 1 2 3 0.00 50.00 2007-05-08
582 VP Wealth Management (Hong Kong) Limited 1 1 2 2 2 4 1 1 2 50.00 50.00 2007-09-11 2025-07-24
583 Wealth Legend Asset Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
584 WING ON CHEONG SECURITIES COMPANY LIMITED 3 1 4 3 1 4 0 0 0 25.00 25.00 2020-12-21
585 YARDLEY SECURITIES LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2016-09-06
586 ZHONGCAI ASSET MANAGEMENT LIMITED 0 0 0 4 0 4 4 0 4 - 0.00 2013-08-13
587 ZHONGRONG PT SECURITIES LIMITED 3 0 3 3 1 4 0 1 1 0.00 25.00
588 ABCI ASSET MANAGEMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2013-11-11
589 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-04-10
590 Absolute Investment Management (HK) Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00
591 ADMIRAL INVESTMENT LIMITED 0 0 0 2 1 3 2 1 3 - 33.33 2013-11-08 2025-09-19
592 Aegon Asset Management (Asia) Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2012-04-30 2022-12-30
593 AKTIS CAPITAL ADVISORY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-11-29
594 ALTUS CAPITAL LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
595 Anglo Chinese Research, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2009-01-19
596 AP Asset Management (HK) Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2004-07-07 2013-12-04
597 Arta Asset Management Limited 1 1 2 2 1 3 1 0 1 50.00 33.33 2008-07-10
598 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2009-09-21
599 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-01-02
600 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33
601 Aspect Capital Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-06-10 2022-06-16
602 Austen Capital Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-06-30
603 Avantua Capital Management Limited 0 0 0 3 0 3 3 0 3 - 0.00 2013-06-20
604 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
605 Ayers Alliance Securities (HK) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-10-07 2022-07-15
606 Beijing Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
607 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
608 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2009-09-28
609 BMF Asset Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2010-02-22
610 BOWEN ASIA LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2014-10-20
611 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-07-03
612 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
613 CBRE Capital Advisors Asia Pacific Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-09-27
614 CENTURION CORPORATE FINANCE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
615 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-12-27
616 China Alpha Fund Management (HK) Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2010-05-31
617 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2008-04-22 2020-06-08
618 China Vered Asset Management (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-04-17
619 Chubb Investment Management (HK) Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2010-11-12
620 CIAM Capital Management Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-01-24 2024-08-13
621 CMS CAPITAL (HK) CO., LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2004-05-06
622 Convergence Capital Asia Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-06-28 2016-11-09
623 Credit Agricole Securities (Asia) Limited 2 3 5 3 0 3 1 -3 -2 60.00 0.00
624 Credit Suisse Securities (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2024-09-27
625 CUPOLA CAPITAL LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2022-05-06
626 D. YAU AND COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-08-13
627 Delta Asia Wealth Management Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-08-26
628 DL BROKERAGE LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
629 DL SECURITIES (HK) LIMITED 3 7 10 2 1 3 -1 -6 -7 70.00 33.33 2012-09-04
630 EIG Global Energy (Asia) Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2012-02-08
631 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33
632 ELLIOTT ADVISORS (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-08 2022-03-16
633 EVOLUTION ASIA INVESTMENTS LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2007-08-24 2020-01-24
634 FCL ADVISORY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-03-01
635 First Reserve Asia Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2011-10-28 2015-07-29
636 FIRST WORLDSEC SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2024-12-18
637 Fortune Asset Management Limited (HK) 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2009-12-16
638 FT Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2024-12-06
639 Future Growth Asset Management Limited 3 0 3 2 1 3 -1 1 0 0.00 33.33 2010-05-11
640 GCAM Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-17 2022-03-09
641 Ginger Capital Advisory Limited 2 2 4 3 0 3 1 -2 -1 50.00 0.00 2011-06-01 2018-09-04
642 GNAB Limited 2 1 3 3 0 3 1 -1 0 33.33 0.00 2025-03-14
643 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 3 0 3 2 1 3 -1 1 0 0.00 33.33 2008-12-02
644 Golden Hen Investment Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-04-20
645 Goldyard Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-11-21
646 Greentech Technology Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2025-03-18
647 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-04 2021-06-17
648 Guoxin International Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-07-31 2022-09-23
649 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2012-03-19
650 Hana Asia Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2010-03-25 2015-06-17
651 HONG KONG ASSET MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2005-11-21
652 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
653 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
654 IIFL Private Wealth Hong Kong Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2012-04-13 2019-01-03
655 IL&FS Global Financial Services (HK) Limited 0 0 0 3 0 3 3 0 3 - 0.00 2013-10-11 2019-03-19
656 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 3 0 3 1 0 1 0.00 0.00 2003-12-24
657 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-01-03
658 Impax Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-08-23
659 IMPERIAL CAPITAL LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2005-05-12 2014-06-04
660 Imperium International Asset Management Limited 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-12-02
661 Isola Capital Asset Management Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-06-06
662 iVenture Investment Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33
663 J Capital Research Limited 3 1 4 2 1 3 -1 0 -1 25.00 33.33 2012-03-01 2018-10-29
664 JQ Fund Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2008-08-05
665 KCG FUND MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2007-05-04
666 King Wai Asset Management Company Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2011-09-05
667 Kirin Asset Management Limited 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2007-06-12 2016-09-14
668 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 6 9 1 2 3 -2 -4 -6 66.67 66.67
669 Korea Investment Management Asia Limited 3 2 5 2 1 3 -1 -1 -2 40.00 33.33 2009-08-21 2014-12-09
670 Legg Mason International Equities (Hong Kong) Limited 3 3 6 2 1 3 -1 -2 -3 50.00 33.33 2015-08-28
671 LIS Investment Services Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2008-01-09
672 Longitude Asia Limited 2 0 2 2 1 3 0 1 1 0.00 33.33
673 LONGREACH GROUP LIMITED (THE) 2 1 3 2 1 3 0 0 0 33.33 33.33 2006-08-01
674 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2010-02-17
675 MAP CAPITAL LIMITED (HK) 2 0 2 3 0 3 1 0 1 0.00 0.00 2008-01-16 2016-01-22
676 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
677 Mirae Asset Securities (HK) Limited 2 8 10 3 0 3 1 -8 -7 80.00 0.00 2007-10-09 2017-03-01
678 Mirae Asset Securities (HK) Limited 2 8 10 3 0 3 1 -8 -7 80.00 0.00 2007-10-09 2017-02-28
679 MONTGOMERY SECURITIES LIMITED (HK) 3 0 3 3 0 3 0 0 0 0.00 0.00 2023-05-15
680 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2004-09-21
681 Myo Capital Advisers Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2007-11-16 2021-02-04
682 NATIONAL RESOURCES SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
683 NIVALIS PARTNERS LIMITED 0 0 0 3 0 3 3 0 3 - 0.00 2013-09-04
684 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
685 Optima Capital Limited 3 1 4 3 0 3 0 -1 -1 25.00 0.00 2007-10-25
686 Oracle Capital Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2009-10-22 2018-06-20
687 ORIENT SECURITIES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
688 PAMA GROUP (HONG KONG) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2017-02-22
689 Pathway Capital Management (HK) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-11-01
690 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2007-05-02 2015-06-25
691 PRIVATE CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
692 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2024-03-25
693 Red Gate Asset Management Company Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2012-07-11
694 ROCTEC SECURITIES COMPANY LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
695 Schroder Adveq Management (Hong Kong) Limited 0 0 0 2 1 3 2 1 3 - 33.33 2013-01-02 2019-05-08
696 SCM Strategic Capital Management Asia Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2010-02-11 2015-01-21
697 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-07-23 2014-10-14
698 Select Investment Services Limited (HK) 2 1 3 2 1 3 0 0 0 33.33 33.33 2011-09-16
699 Shacom Securities Limited 3 0 3 3 0 3 0 0 0 0.00 0.00
700 Sheng Yuan Sino Asset Management Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-09-09 2023-05-11
701 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 2 1 3 0 1 1 0.00 33.33 2017-05-11
702 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2019-08-15
703 Soochow Securities International Asset Management Limited 1 2 3 2 1 3 1 -1 0 66.67 33.33 2012-01-12
704 Springs Capital (Hong Kong) Limited 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-04-14
705 Superfund Financial (Hong Kong) Limited 2 0 2 3 0 3 1 0 1 0.00 0.00
706 TARZAN STOCK & SHARES LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
707 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2020-07-22
708 TIAN YUAN FINANCE LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2025-06-30
709 Tokio Marine Investment Services, Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2014-03-28
710 TRADING CENTRAL ASIA LIMITED 2 0 2 2 1 3 0 1 1 0.00 33.33 2011-03-08
711 TRANSPAC CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
712 TUNG TAI SECURITIES COMPANY LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
713 TVC MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00
714 TVG CAPITAL PARTNERS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2015-11-16
715 Tyche Group Limited 2 6 8 2 1 3 0 -5 -5 75.00 33.33 2014-12-05
716 Tyric Capital Limited 2 2 4 2 1 3 0 -1 -1 50.00 33.33
717 UNITED GAIN INVESTMENT LIMITED 2 2 4 2 1 3 0 -1 -1 50.00 33.33 2003-08-07
718 VANHEEL MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
719 VERACITY INVESTMENT CO., LIMITED 4 0 4 3 0 3 -1 0 -1 0.00 0.00 2012-11-20
720 WELLCHAMP CAPITAL LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
721 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 3 0 3 0 -1 -1 25.00 0.00
722 A. H. INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22 2022-02-22
723 AASTOCKS.COM LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
724 ACM ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
725 Aksia Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-06
726 ALCEDA ASIA LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-03-19 2014-12-31
727 Alpha Nova Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
728 Amherst Pierpont International Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-17 2023-06-09
729 Ant Global Partners (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-12-06
730 Anuenue Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
731 Anuenue Securities Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
732 APICES ADVISORY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-01-11 2014-10-16
733 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-06-11
734 Arowana Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-12 2023-08-24
735 Ascent Capital Advisors Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-11-08
736 ASSOCIATED ADVISERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
737 Atlantic Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-11-06
738 AuVantage Consultancy Limited 1 0 1 2 0 2 1 0 1 0.00 0.00 2016-10-03
739 Axis Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
740 BCCF SECURITIES CO., LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2012-09-17 2022-02-16
741 Benchmark Advisors Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2013-08-09 2016-08-18
742 BOCOM International Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-10-10
743 BOCOM Schroder Asset Management (Hong Kong) Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-11-29 2022-07-29
744 BOND TRUST LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-06-01
745 Bosen Asset Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-08-16 2023-02-17
746 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-09-06
747 Brilliant Norton Securities Company Limited 2 3 5 2 0 2 0 -3 -3 60.00 0.00 2011-12-01 2023-08-04
748 CAIDAO CAPITAL LIMITED 2 3 5 1 1 2 -1 -2 -3 60.00 50.00 2008-07-15 2022-08-22
749 Caitong International Asset Management Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-05-20
750 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
751 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-03-03 2023-03-20
752 CEPA ALLIANCE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-08-23
753 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-09 2015-08-11
754 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2019-07-29
755 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-09-16
756 ChapmanCraig Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
757 Chepstow Capital Advisors Limited 3 3 6 2 0 2 -1 -3 -4 50.00 0.00 2009-10-20 2018-04-27
758 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
759 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-05-21
760 CLSA RESEARCH LIMITED 3 93 96 2 0 2 -1 -93 -94 96.88 0.00 2014-06-18
761 Core Securities Company Limited (The) 3 0 3 2 0 2 -1 0 -1 0.00 0.00 2010-11-19
762 CORTEZ CAPITAL LIMITED (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2006-03-22
763 CreditEase Wealth Management (HK) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-11-06
764 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
765 CTI Capital Management Limited (HK) 0 0 0 2 0 2 2 0 2 - 0.00 2013-03-19 2015-06-01
766 D.J. SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
767 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-06-29
768 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-28
769 EAA SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
770 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-08-13
771 Esperanza Fintech (Securities) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-01-23
772 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2017-09-07
773 EVER-LONG RESEARCH LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
774 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
775 FE SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
776 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-01-29
777 Frontier Asia Capital Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-11 2019-07-24
778 FRONTIER CAPITAL INVESTMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-01-29 2022-01-14
779 Fubon Fund Management (Hong Kong) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00
780 GAYANG SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
781 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-16
782 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-02-12
783 Goldstream Capital Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-02
784 GREAT BAY SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
785 Greenfield Asset Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-11-11 2020-03-04
786 Greenland (Asia) Securities Co., Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-10-18
787 Grey Investment Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-02-21
788 GT CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
789 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-05
790 Heitman HK Limited 0 0 0 2 0 2 2 0 2 - 0.00 2012-12-05 2023-08-24
791 Hong Kong Securities (International) Company Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-04-30 2023-03-02
792 Huizhi International Capital Holdings Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
793 ICBC INTERNATIONAL SECURITIES LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-09-04
794 IREALITY INVESTMENTS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
795 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-06-22
796 JOINCAP CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
797 JOLMO CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-31 2021-08-31
798 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-09-29
799 JW CAPITAL SECURITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00
800 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-05-13 2021-12-04
801 KARFORD SECURITIES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
802 KBR Fund Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-01-08
803 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-12-02
804 Landmark Asset Management Limited (HK) 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2008-01-10 2018-01-22
805 MARC FABER LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-12-19
806 MASTERFORD INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2020-07-07
807 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-05-11 2014-08-05
808 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-11-26
809 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 3 6 9 2 0 2 -1 -6 -7 66.67 0.00 2011-04-14
810 Neutral Financial Holding Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
811 New China Asset Management (Hong Kong) Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-11-06
812 Ohra Capital Partners Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-08-27 2023-06-21
813 ORFI CAPITAL LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-07-31
814 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-11-06 2016-12-14
815 Pacific Sun Advisors Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2023-11-02
816 Partners Capital Asia Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2011-08-04
817 Paul Capital Advisors Hong Kong Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-06-17 2014-09-03
818 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-11-09 2015-07-31
819 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-09-21
820 PHOENIX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2022-12-21
821 Prince Capital Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2012-03-21 2014-12-19
822 QH CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-07-22 2021-08-24
823 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-11-12
824 Redwood Investment Management (Asia) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-12-05 2015-06-23
825 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
826 Rich Union Securities (H.K.) Limited 3 1 4 2 0 2 -1 -1 -2 25.00 0.00 2025-05-19
827 ROCTEC INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2021-10-07
828 Safari Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2010-04-30 2015-07-02
829 SAMSUNG SECURITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
830 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-10-30 2015-04-22
831 Sectoral Asset Management Limited 0 0 0 2 0 2 2 0 2 - 0.00 2013-08-08
832 Silk Road International Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
833 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2016-05-24
834 SINO-CEEF Capital Management Company Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-04-17
835 Sino-Rich Securities & Futures Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-06-21
836 SJS Markets Limited 2 1 3 1 1 2 -1 0 -1 33.33 50.00 2005-11-23 2015-01-13
837 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 2 0 2 -1 0 -1 0.00 0.00
838 SPDB International Holdings Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2015-12-30
839 Spring Capital Asia, Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2008-08-21 2020-01-20
840 SPS INVESTMENT SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
841 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2012-03-30
842 SUN RAISE CAPITAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2019-09-06
843 Swiss China Capital Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-09-14
844 SYZ Asset Management (Asia) Limited 2 2 4 1 1 2 -1 -1 -2 50.00 50.00 2004-07-27 2016-12-22
845 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-11-29
846 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 2 0 2 -1 -2 -3 40.00 0.00 2017-09-29
847 United Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00 2025-06-13
848 UPBEST ASSETS MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
849 Value Partners Private Equity Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
850 Vestmore Capital Management Limited 2 1 3 2 0 2 0 -1 -1 33.33 0.00 2010-01-12
851 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
852 WMG Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2007-02-28 2014-01-06
853 Wolver Hill Asset Management Asia Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2009-03-10
854 Xeram and Company (Asia) Limited 3 3 6 2 0 2 -1 -3 -4 50.00 0.00 2015-11-27
855 YF ASSET MANAGEMENT LIMITED 0 0 0 2 0 2 2 0 2 - 0.00 2013-04-16
856 Yuki Asia Investments Co., Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-02-22 2019-06-11
857 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 5 7 1 0 1 -1 -5 -6 71.43 0.00 2008-10-31 2013-12-17
858 China Integrity Investment Limited 2 4 6 1 0 1 -1 -4 -5 66.67 0.00 2014-03-19
859 China Tonghai (IA) Limited 3 7 10 1 0 1 -2 -7 -9 70.00 0.00 2017-11-29
860 CHINAWIDE SECURITIES LIMITED 3 3 6 1 0 1 -2 -3 -5 50.00 0.00 2011-05-31 2013-12-17
861 CREATIVE ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-07-09
862 Kingsbridge Limited (d2014-08-15) 2 1 3 1 0 1 -1 -1 -2 33.33 0.00 2010-07-28 2014-02-12
863 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2008-11-20
864 LFM Global Investment (Hong Kong) Company, Limited 0 0 0 1 0 1 1 0 1 - 0.00 2012-12-06 2025-09-05
865 OnePlatform Wealth Management Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-07-25 2014-05-28
866 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 1 0 1 -1 0 -1 0.00 0.00 2015-03-27
867 UNITED WORLD ONLINE LIMITED 3 0 3 1 0 1 -2 0 -2 0.00 0.00 2006-04-19 2014-01-20
868 3V Capital Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-07-18 2013-08-27
869 A ONE INVESTMENT COMPANY LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2013-12-05
870 AIR GEO SERVICES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2007-08-21 2012-12-14
871 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2011-06-17 2013-07-26
872 BGC SECURITIES (HONG KONG) LLC 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-10-19 2013-01-07
873 Black Dragon Asset Management Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-07-27 2013-06-14
874 Broadway Wealth Management Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-01-03
875 Citigroup Venture Capital International Asia Limited 3 7 10 0 0 0 -3 -7 -10 70.00 - 2005-05-24 2014-04-15
876 CPIC Investment Management (H.K.) Company Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2012-01-19 2014-05-02
877 Creat Capital Company Limited 2 1 3 0 0 0 -2 -1 -3 33.33 - 2010-07-26 2013-10-02
878 Dayton Way Financial (HK) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2012-02-14 2014-10-24
879 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-10-16
880 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-11-04
881 ENZARD LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2004-05-21 2013-02-18
882 Funderstone Asset Management (HK) Limited 3 0 3 0 0 0 -3 0 -3 0.00 - 2013-11-14
883 Goldman Sachs Investment Management Hong Kong Limited 4 24 28 0 0 0 -4 -24 -28 85.71 - 2013-11-27
884 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 2 0 2 0 0 0 -2 0 -2 0.00 - 2006-04-27 2013-03-28
885 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 0 0 0 -2 -3 -5 60.00 - 2014-01-30
886 HTC Securities Company Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2010-09-03 2013-11-19
887 iTTa Capital Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2003-05-29 2013-06-11
888 JAPAN ASIA ASSET MANAGEMENT LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2013-08-20
889 Keefe, Bruyette & Woods Asia Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2010-03-03 2013-04-24
890 LEE CAPITAL PARTNERS LIMITED 1 1 2 0 0 0 -1 -1 -2 50.00 - 2012-04-11 2013-10-16
891 MLI LIMITED (d2018-03-29) 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-05-29
892 Pacific Advantage Capital Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2010-10-25 2013-01-14
893 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2010-03-02 2013-01-14
894 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2013-04-17
895 POMONA CAPITAL ASIA LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2011-03-25 2013-07-17
896 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2013-07-17
897 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0 0 0 -3 0 -3 0.00 - 2013-11-25
898 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 0 0 0 -2 -5 -7 71.43 - 2007-05-25 2016-05-24
899 SALISBURY SECURITIES LIMITED 2 0 2 0 0 0 -2 0 -2 0.00 - 2005-03-31 2013-08-30
900 SMART ASSET MANAGEMENT LIMITED (HK) 2 2 4 0 0 0 -2 -2 -4 50.00 - 2012-03-02 2013-11-26
901 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 0 0 0 -2 -4 -6 66.67 - 2013-05-29
902 STARLING GROUP SECURITIES LIMITED 1 0 1 0 0 0 -1 0 -1 0.00 - 2009-11-06 2013-05-20
903 T G HOLBORN (HK) LIMITED 3 27 30 0 0 0 -3 -27 -30 90.00 - 2014-04-29
904 TRISKELE CAPITAL MANAGEMENT LIMITED 2 2 4 0 0 0 -2 -2 -4 50.00 - 2007-04-11 2013-10-23
905 UBS INTERNATIONAL HONG KONG LIMITED 2 1 3 0 0 0 -2 -1 -3 33.33 - 2005-04-29 2013-04-22
906 VBG Capital Limited 1 1 2 0 0 0 -1 -1 -2 50.00 - 2008-11-11 2013-09-19
907 Waterland Securities (HK) Company Limited 2 0 2 0 0 0 -2 0 -2 0.00 - 2009-02-20 2013-01-15
908 Whitestone Securities Limited 1 0 1 0 0 0 -1 0 -1 0.00 - 2012-04-17 2013-05-22
909 Yuanta Asia Investment (Hong Kong) Limited 3 19 22 0 0 0 -3 -19 -22 86.36 - 2007-01-15 2013-11-01
910 Yuanta Financial (Hong Kong) Limited 3 2 5 0 0 0 -3 -2 -5 40.00 - 2010-02-03 2014-03-28
Average 3.05 10.39 13.44 3.03 10.26 13.28 77.33 77.21

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