SFC licensees per firm: Advising on futures contracts

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

Click on the last column to see the history of a firm.

Start date: End date:
Activity type:

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2003-04-01 2003-04-30 Change Rep v total
Row Name RO Rep Total RO Rep Total RO Rep Total Start
%		 End
%		 Licence
start		 Licence
end
1 CES Commodities (HK) Limited 2 226 228 2 225 227 0 -1 -1 99.12 99.12 2005-03-08
2 HAITONG INTERNATIONAL FUTURES LIMITED 2 157 159 2 154 156 0 -3 -3 98.74 98.72
3 KGI FUTURES (HONG KONG) LIMITED 1 142 143 1 141 142 0 -1 -1 99.30 99.30
4 PHILLIP COMMODITIES (H.K.) LIMITED 3 112 115 3 110 113 0 -2 -2 97.39 97.35
5 CELESTIAL COMMODITIES LIMITED 2 113 115 2 107 109 0 -6 -6 98.26 98.17 2005-01-25
6 HSBC BROKING FUTURES (ASIA) LIMITED 3 103 106 3 100 103 0 -3 -3 97.17 97.09 2004-09-10
7 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 2 111 113 2 100 102 0 -11 -11 98.23 98.04 2003-08-06
8 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 2 101 103 2 98 100 0 -3 -3 98.06 98.00 2004-10-25
9 GOLDMAN SACHS FUTURES (ASIA) LIMITED 1 88 89 1 88 89 0 0 0 98.88 98.88 2016-10-10
10 DBS VICKERS FUTURES (HONG KONG) LIMITED 0 86 86 0 86 86 0 0 0 100.00 100.00 2004-06-30
11 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 4 81 85 4 81 85 0 0 0 95.29 95.29 2003-10-13
12 JEFFERIES BACHE (HONG KONG) LIMITED 2 79 81 2 77 79 0 -2 -2 97.53 97.47 2004-12-10
13 MERRILL LYNCH FUTURES (HONG KONG) LIMITED 2 76 78 2 76 78 0 0 0 97.44 97.44 2005-01-25
14 SOUTH CHINA COMMODITIES LIMITED 3 74 77 3 74 77 0 0 0 96.10 96.10 2005-01-31
15 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 2 73 75 2 72 74 0 -1 -1 97.33 97.30 2004-12-08
16 CINDA INTERNATIONAL FUTURES LIMITED 4 69 73 4 67 71 0 -2 -2 94.52 94.37 2003-07-29
17 Nomura Asia Investment (Hong Kong) Limited 1 53 54 1 53 54 0 0 0 98.15 98.15 2005-01-25
18 HSBC BROKING FUTURES (HONG KONG) LIMITED 4 50 54 4 48 52 0 -2 -2 92.59 92.31 2004-09-10
19 VC INTERNATIONAL TRADING LIMITED 1 43 44 1 43 44 0 0 0 97.73 97.73 2022-10-27
20 BNP PARIBAS PEREGRINE FUTURES LIMITED 2 42 44 2 40 42 0 -2 -2 95.45 95.24 2004-05-17
21 NOMURA INTERNATIONAL (HONG KONG) LIMITED 1 35 36 1 35 36 0 0 0 97.22 97.22
22 SHUN LOONG FUTURES LIMITED 2 35 37 2 34 36 0 -1 -1 94.59 94.44 2005-01-13
23 BOCI COMMODITIES & FUTURES LIMITED 1 34 35 1 34 35 0 0 0 97.14 97.14 2004-01-13
24 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 2 33 35 2 33 35 0 0 0 94.29 94.29 2018-09-21
25 REXCAPITAL FUTURES LIMITED 1 36 37 1 33 34 0 -3 -3 97.30 97.06 2004-11-30
26 Funderstone Futures Limited 4 30 34 4 29 33 0 -1 -1 88.24 87.88
27 WOCOM LIMITED (HK) 3 30 33 2 30 32 -1 0 -1 90.91 93.75 2004-11-09
28 Well Link International Securities Limited 3 29 32 3 28 31 0 -1 -1 90.63 90.32 2005-02-14
29 CHOW SANG SANG FUTURES LIMITED 2 28 30 2 28 30 0 0 0 93.33 93.33 2004-11-12
30 CORPORATE COMMODITIES LIMITED 3 27 30 3 27 30 0 0 0 90.00 90.00 2004-02-18
31 EMPEROR FUTURES LIMITED 2 30 32 2 28 30 0 -2 -2 93.75 93.33
32 KAISER FUTURES LIMITED 4 26 30 4 26 30 0 0 0 86.67 86.67 2005-02-18
33 AISANCE ASSET MANAGEMENT LIMITED 1 28 29 1 28 29 0 0 0 96.55 96.55 2004-09-02
34 Duncan Futures Limited 3 26 29 3 26 29 0 0 0 89.66 89.66 2005-03-08
35 CLSA FUTURES LIMITED 4 23 27 4 23 27 0 0 0 85.19 85.19 2016-06-02
36 RBC FUTURES SERVICES (ASIA) LIMITED 1 27 28 1 26 27 0 -1 -1 96.43 96.30 2005-10-28
37 GET NICE FUTURES COMPANY LIMITED 1 25 26 1 24 25 0 -1 -1 96.15 96.00
38 JPMorgan Asset Management (Asia Pacific) Limited 4 21 25 4 21 25 0 0 0 84.00 84.00
39 PRUDENTIAL INDEX TRADING COMPANY LIMITED 1 24 25 1 24 25 0 0 0 96.00 96.00
40 NEW TREND FUTURES LIMITED 3 21 24 3 21 24 0 0 0 87.50 87.50 2004-10-25
41 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 1 22 23 1 22 23 0 0 0 95.65 95.65
42 PACIFIC CHALLENGE FUTURES HONG KONG LIMITED 3 20 23 3 20 23 0 0 0 86.96 86.96 2008-09-05
43 CSC FUTURES (HK) LIMITED 1 21 22 1 20 21 0 -1 -1 95.45 95.24 2004-03-29
44 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 21 23 2 19 21 0 -2 -2 91.30 90.48 2003-09-24
45 J.P. MORGAN FUTURES HONG KONG LIMITED 2 19 21 2 19 21 0 0 0 90.48 90.48 2003-12-08
46 HONG KONG INTERNATIONAL FUTURES LIMITED 6 14 20 6 14 20 0 0 0 70.00 70.00 2004-07-20
47 INTERCHINA FUTURES LIMITED 2 18 20 2 18 20 0 0 0 90.00 90.00 2004-01-14
48 KINGSTON FUTURES LIMITED 2 19 21 2 18 20 0 -1 -1 90.48 90.00 2005-01-24
49 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 2 17 19 2 17 19 0 0 0 89.47 89.47 2004-02-25
50 PEACE TOWN FUTURES LIMITED 4 15 19 4 15 19 0 0 0 78.95 78.95 2012-09-27
51 FIRST SHANGHAI FUTURES LIMITED 2 17 19 2 16 18 0 -1 -1 89.47 88.89
52 Newedge Broker Limited 2 16 18 2 16 18 0 0 0 88.89 88.89 2004-10-08
53 OKACHI (HONG KONG) COMPANY LIMITED 2 16 18 2 16 18 0 0 0 88.89 88.89 2005-02-07
54 QUAM FUTURES LIMITED 3 16 19 3 15 18 0 -1 -1 84.21 83.33 2005-02-28
55 UBS SECURITIES ASIA LIMITED 1 18 19 1 17 18 0 -1 -1 94.74 94.44 2005-02-04
56 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 2 15 17 2 15 17 0 0 0 88.24 88.24 2018-12-31
57 SBI China Capital Commodities Limited 1 17 18 1 16 17 0 -1 -1 94.44 94.12 2013-07-16
58 ADMIS Hong Kong Limited 1 15 16 1 15 16 0 0 0 93.75 93.75
59 KARL-THOMSON COMMODITIES COMPANY LIMITED 2 15 17 2 14 16 0 -1 -1 88.24 87.50 2004-11-26
60 DELTA ASIA FINANCIAL FUTURES LIMITED 1 14 15 1 14 15 0 0 0 93.33 93.33
61 MIB FUTURES (HONG KONG) LIMITED 1 16 17 1 14 15 0 -2 -2 94.12 93.33 2003-08-06
62 STATE STREET GLOBAL ADVISORS ASIA LIMITED 1 13 14 1 14 15 0 1 1 92.86 93.33
63 BEAR STEARNS HONG KONG LIMITED 1 13 14 1 13 14 0 0 0 92.86 92.86 2009-05-14
64 PO SANG SECURITIES LIMITED 2 12 14 2 12 14 0 0 0 85.71 85.71 2004-01-14
65 TOPMORE COMMODITIES LIMITED 3 15 18 3 11 14 0 -4 -4 83.33 78.57 2004-11-22
66 ASG FUTURES LIMITED 1 12 13 1 12 13 0 0 0 92.31 92.31 2004-06-25
67 BARING ASSET MANAGEMENT (ASIA) LIMITED 1 12 13 1 12 13 0 0 0 92.31 92.31
68 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 4 9 13 4 9 13 0 0 0 69.23 69.23
69 BUSINESS FUTURES LIMITED 2 10 12 2 10 12 0 0 0 83.33 83.33 2004-06-11
70 CHIEF COMMODITIES LIMITED 2 6 8 2 10 12 0 4 4 75.00 83.33 2004-10-15
71 HSBC FUTURES (SINGAPORE) PTE LTD 2 10 12 2 10 12 0 0 0 83.33 83.33 2003-08-29
72 SINOPAC FUTURES (ASIA) LIMITED 1 12 13 1 11 12 0 -1 -1 92.31 91.67 2014-09-25
73 Sunwah Kingsway Leasing and Finance Limited 3 9 12 3 9 12 0 0 0 75.00 75.00 2004-06-24
74 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 3 9 12 3 9 12 0 0 0 75.00 75.00 2016-04-19
75 CMB INTERNATIONAL FUTURES LIMITED 2 9 11 2 9 11 0 0 0 81.82 81.82 2004-11-26
76 DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED 1 10 11 1 10 11 0 0 0 90.91 90.91 2005-01-25
77 Newedge Broker Hong Kong Limited 0 12 12 0 11 11 0 -1 -1 100.00 100.00 2005-05-24
78 UFJ INVESTMENTS ASIA LIMITED 1 10 11 1 10 11 0 0 0 90.91 90.91 2003-09-30
79 Credit Suisse Futures (Hong Kong) Limited 1 10 11 1 9 10 0 -1 -1 90.91 90.00 2005-01-03
80 HONOUR FUTURES LIMITED 2 8 10 2 8 10 0 0 0 80.00 80.00 2004-09-03
81 HSBC Global Asset Management (Hong Kong) Limited 2 8 10 2 8 10 0 0 0 80.00 80.00
82 UPBEST COMMODITIES COMPANY LIMITED 1 9 10 1 9 10 0 0 0 90.00 90.00
83 Legg Mason Asset Management Hong Kong Limited 2 7 9 2 7 9 0 0 0 77.78 77.78 2006-09-25
84 SPS COMMODITIES LIMITED 2 8 10 2 7 9 0 -1 -1 80.00 77.78 2005-01-20
85 SUN'S FUTURE LIMITED 3 6 9 3 6 9 0 0 0 66.67 66.67 2005-02-18
86 UBS DERIVATIVES HONG KONG LIMITED 1 8 9 1 8 9 0 0 0 88.89 88.89 2005-02-07
87 Zhonghao International Futures Co., Limited 3 6 9 3 6 9 0 0 0 66.67 66.67 2003-10-30
88 ABN AMRO Clearing (Futures) Hong Kong Limited 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-03-03
89 AIM Y. K. HUI INVESTMENT CONSULTANTS LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2012-06-25
90 CHARLES SCHWAB, HONG KONG, LIMITED 3 5 8 3 5 8 0 0 0 62.50 62.50 2016-08-31
91 CHONG HING COMMODITIES AND FUTURES LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2005-01-19
92 ENLIGHTEN FUTURES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2004-11-30
93 MAGUSTA FUTURES LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2013-02-26
94 Manulife Investment Management (Hong Kong) Limited 1 6 7 1 7 8 0 1 1 85.71 87.50
95 ROCTEC FUTURES TRADING COMPANY LIMITED 2 6 8 2 6 8 0 0 0 75.00 75.00 2005-01-21
96 SIU YIP COMMODITY LIMITED 4 4 8 4 4 8 0 0 0 50.00 50.00 2004-11-26
97 YICKO FUTURES LIMITED 1 7 8 1 7 8 0 0 0 87.50 87.50 2004-06-01
98 Youyu Credit Limited 1 7 8 1 7 8 0 0 0 87.50 87.50 2003-08-01
99 EAST ASIA FUTURES LIMITED 1 6 7 1 6 7 0 0 0 85.71 85.71 2004-02-02
100 HANG SENG FUTURES LIMITED 4 3 7 4 3 7 0 0 0 42.86 42.86 2017-11-17
101 HSBC STRUCTURED FUNDS (ASIA) LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-02-10
102 KuCoin Commodity Futures Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2004-11-01
103 METRO CAPITAL FUTURES LIMITED 2 5 7 2 5 7 0 0 0 71.43 71.43 2014-11-26
104 Planetree Futures Limited 2 6 8 2 5 7 0 -1 -1 75.00 71.43 2004-09-28
105 RBS Asia Futures Limited 2 5 7 2 5 7 0 0 0 71.43 71.43 2005-01-25
106 YF FUTURES COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2003-06-03
107 YUE XIU FUTURES COMPANY LIMITED 3 4 7 3 4 7 0 0 0 57.14 57.14 2024-07-30
108 BARCLAYS CAPITAL FUTURES HONG KONG LIMITED 2 5 7 2 4 6 0 -1 -1 71.43 66.67 2004-12-28
109 BNP PARIBAS FUTURES (HONG KONG) LIMITED 1 5 6 1 5 6 0 0 0 83.33 83.33 2004-11-29
110 CHALLENGE COMMODITIES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2003-09-25
111 GAM HONG KONG LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2013-06-19
112 HANG SENG INVESTMENT MANAGEMENT LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00
113 Legg Mason International Equities (Hong Kong) Limited 2 4 6 2 4 6 0 0 0 66.67 66.67 2006-09-25
114 MEGABASE FUTURES CO. LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2003-11-22
115 MUSHK Limited 1 5 6 1 5 6 0 0 0 83.33 83.33 2011-06-01
116 PHOENIX CAPITAL FUTURES LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2005-02-01
117 RG ASSET MANAGEMENT COMPANY LIMITED 3 3 6 3 3 6 0 0 0 50.00 50.00 2013-11-25
118 TAI YIP COMMODITIES & FUTURES LIMITED 2 4 6 2 4 6 0 0 0 66.67 66.67 2004-11-19
119 Allianz Global Investors Hong Kong Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2007-06-28
120 ALPHA FUTURES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2005-01-24
121 Arta Global Futures Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-11-19
122 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-12-03
123 FAIR EAGLE FUTURES COMPANY LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-01-06
124 GOLDMAN SACHS (ASIA) L.L.C. 2 3 5 2 3 5 0 0 0 60.00 60.00
125 Nerico Brothers Limited (HK) 2 3 5 2 3 5 0 0 0 60.00 60.00 2004-08-02
126 OCBC Futures Investment (Hong Kong) Limited 1 5 6 1 4 5 0 -1 -1 83.33 80.00 2003-10-20
127 SHACOM FUTURES LIMITED 3 2 5 3 2 5 0 0 0 40.00 40.00
128 TAIFAIR FUTURES LIMITED 1 4 5 1 4 5 0 0 0 80.00 80.00 2005-02-23
129 TC Investment Management (Asia) Limited 2 3 5 2 3 5 0 0 0 60.00 60.00 2008-02-14
130 UNI-ALPHA FUTURES LIMITED 1 5 6 1 4 5 0 -1 -1 83.33 80.00 2004-08-30
131 WHARTON INVESTMENT ADVISORS LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2015-02-09
132 YU ON COMMODITIES COMPANY LIMITED 2 3 5 2 3 5 0 0 0 60.00 60.00 2003-10-10
133 AllianceBernstein Hong Kong Limited 2 2 4 2 2 4 0 0 0 50.00 50.00
134 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2015-06-15
135 BEA Union Investment Management Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2022-07-12
136 BERICH FUTURES (H.K.) COMPANY LIMITED 0 5 5 0 4 4 0 -1 -1 100.00 100.00 2004-07-06
137 CES International Commodities (HK) Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2005-03-07
138 CIBC Global Asset Management (Asia) Limited 1 3 4 1 3 4 0 0 0 75.00 75.00 2006-01-10
139 INVESCO HONG KONG LIMITED 4 0 4 4 0 4 0 0 0 0.00 0.00
140 LIM ADVISORS LIMITED 2 2 4 2 2 4 0 0 0 50.00 50.00 2021-02-17
141 Nomura Asset Management Hong Kong Limited 2 1 3 2 2 4 0 1 1 33.33 50.00 2004-12-16
142 SINOPIA ASSET MANAGEMENT (ASIA PACIFIC) LIMITED 1 3 4 1 3 4 0 0 0 75.00 75.00 2012-01-12
143 Success Futures and Foreign Exchange Limited 2 3 5 2 2 4 0 -1 -1 60.00 50.00 2004-08-31
144 Vantum Securities and Futures Limited 2 2 4 2 2 4 0 0 0 50.00 50.00 2004-09-16
145 BNP PARIBAS DEALING SERVICES ASIA LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2010-11-03
146 CDIB VENTURE INVESTMENT (H.K.) CORPORATION LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2003-10-03
147 CNCB (Hong Kong) Capital Limited 3 0 3 3 0 3 0 0 0 0.00 0.00 2015-08-20
148 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2007-07-12
149 EK INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2003-12-03
150 ENHANCED INVESTMENT PRODUCTS LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33
151 Finet Securities Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2004-09-23
152 First Sentier Investors (Hong Kong) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-08-29
153 FIRST STATE (HONG KONG) LLC 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-08-29
154 GAIN ASSET MANAGEMENT LIMITED 2 1 3 2 1 3 0 0 0 33.33 33.33 2003-12-17
155 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67
156 HUNG SING FUTURES LIMITED 1 2 3 1 2 3 0 0 0 66.67 66.67 2004-11-23
157 ICBC Asset Management (Global) Company Limited 1 2 3 1 2 3 0 0 0 66.67 66.67
158 LEHMAN BROTHERS ASIA LIMITED 0 3 3 0 3 3 0 0 0 100.00 100.00 2003-09-19
159 Mackenzie Investments Asia Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2006-11-14
160 PEACE TOWN FUND MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2011-10-20
161 PI INVESTMENT MANAGEMENT LIMITED 3 0 3 3 0 3 0 0 0 0.00 0.00 2007-09-28
162 PineBridge Investments Hong Kong Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2005-03-15
163 Public Futures Limited 0 3 3 0 3 3 0 0 0 100.00 100.00 2003-10-31
164 SOFAER GLOBAL RESEARCH (HK) LIMITED 0 3 3 0 3 3 0 0 0 100.00 100.00 2011-01-18
165 Standard Commodities (Asia) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2008-05-16
166 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 2 1 3 2 1 3 0 0 0 33.33 33.33 2005-01-25
167 WFM Asia (HK) Limited 1 2 3 1 2 3 0 0 0 66.67 66.67 2013-11-05
168 ABN AMRO Clearing Hong Kong Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-03
169 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
170 ASIA DEBT MANAGEMENT HONG KONG LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-06-29
171 BOCI ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2014-12-24
172 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-06-10
173 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2011-01-07
174 CSI Corporate Finance (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-07-30
175 EQ INVESTOR SERVICES LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-31
176 FIL Investment Advisors 1 1 2 1 1 2 0 0 0 50.00 50.00
177 FIL Investment Management (Hong Kong) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00
178 Funderstone Asset Management (HK) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2013-11-14
179 GM FINANCIAL FORMULA LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-09-09
180 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-09-02
181 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-07-07
182 HSBC Corporate Finance (Hong Kong) Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-25
183 Interactive Brokers LLC 0 2 2 0 2 2 0 0 0 100.00 100.00 2004-12-22
184 iVenture Investment Management Limited 2 0 2 2 0 2 0 0 0 0.00 0.00
185 KING FOOK COMMODITIES COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-07
186 KINGSWAY UNIT TRUST MANAGERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-02-13
187 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-02
188 Metaverse Securities Limited (HK) 2 0 2 2 0 2 0 0 0 0.00 0.00
189 PGIM (Hong Kong) Limited 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-02-04
190 PineBridge Investments Asia Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-03-15
191 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-10-18
192 PRUDENCE FUTURES LIMITED 1 0 1 1 1 2 0 1 1 0.00 50.00 2004-04-16
193 REGENT FINANCIAL SERVICES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-08
194 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-09-13
195 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-12-01
196 STANDARD & POOR'S, LLC 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-03-30
197 STOCKWELL COMMODITIES LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-22
198 STRATEGIC OPTIONS INVESTMENT ADVISORS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2005-12-05
199 TIMBER HILL HONG KONG LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2004-12-21
200 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2003-11-12
201 VALUE PARTNERS LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00
202 VC International Asset Management Limited 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-01-19
203 WELLAM INVESTMENT LIMITED 2 0 2 2 0 2 0 0 0 0.00 0.00 2004-12-24
204 WONDER FACE FUND MANAGEMENT COMPANY LIMITED 1 1 2 1 1 2 0 0 0 50.00 50.00 2005-02-17
205 AXA Investment Managers Asia Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-15
206 AXIOM INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2014-05-07
207 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2007-01-31
208 BROOKE CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
209 China Enterprise Securities Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-10
210 CHINA INTERNATIONAL CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
211 CHINA TONG BAO INSURANCE BROKERS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2008-05-13
212 CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-03-23
213 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2024-03-21
214 Ge Shang Investment (Hong Kong) Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-11-05
215 Greentech Technology Asset Management Company Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-20
216 HAMON ASSET MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
217 HENDALE GROUP LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-09-24
218 HKFN WEALTH STRATEGY LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-11
219 HSBC Global Asset Management Holdings (Bahamas) Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2020-06-02
220 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
221 HT CAPITAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-06-03
222 ICHIYOSHI INTERNATIONAL (H.K.) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-12-01
223 IMPAC ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2017-01-03
224 JAGUAR INVESTMENT SERVICES, LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2015-06-22
225 JPMorgan Asset Management (Japan) Limited 1 0 1 1 0 1 0 0 0 0.00 0.00 2011-07-15
226 KWK ASIA MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-09-11
227 LEHMAN BROTHERS FUTURES ASIA LIMITED 0 1 1 0 1 1 0 0 0 100.00 100.00 2003-09-08
228 NATIXIS COMMODITY MARKETS (ASIA) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-06-18
229 NORMAN KONG COMMODITIES COMPANY LIMITED 1 1 2 1 0 1 0 -1 -1 50.00 0.00 2004-07-15
230 OVERLOOK INVESTMENTS LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2010-01-05
231 PACIFIC GROUP LIMITED (THE) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-24
232 PFP Capital Limited 1 0 1 1 0 1 0 0 0 0.00 0.00
233 Quam Asset Management Limited (b1983-06-28) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-28
234 RICHMOND ASSET MANAGEMENT LIMITED (HK) 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-13
235 SAGE ASSET MANAGEMENT (HK) LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2006-10-13
236 SKY WARD GLOBAL MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2012-07-10
237 T Y International 1 0 1 1 0 1 0 0 0 0.00 0.00 2004-05-11
238 TAK FUNG COMMODITIES LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-03-31
239 Tokio Marine Investment Services, Limited 0 1 1 0 1 1 0 0 0 100.00 100.00 2005-01-11
240 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
241 WELLCHAMP CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-01-31
242 WIGRAM CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2003-08-06
243 WINNINGTON CAPITAL LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00
244 WTV GLOBAL INVESTMENTS MANAGEMENT LIMITED 1 0 1 1 0 1 0 0 0 0.00 0.00 2005-02-01
Average 1.74 13.68 15.42 1.74 13.40 15.14 88.70 88.52

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